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firearms, combined with the inability to secure<br />

a law enforcement sign off has created<br />

a market for pistols based upon full sized<br />

rifles. Examples include the SIG 556 pistol,<br />

a .223 caliber pistol based upon the SIG<br />

556 rifle, or any number of AK-type pistols,<br />

based upon the design of the semiautomatic<br />

AK-47 rifle. Such pistols were not available,<br />

and were barely conceivable in 1985. Substitution<br />

of the law enforcement sign off requirement<br />

for the NICS program may have<br />

helped alleviate some of the current issues<br />

with NFA look-alike firearms, but ultimately,<br />

these types of pistols were likely to come to<br />

market eventually.<br />

When both issues are combined, the<br />

issue over AP ammunition and enforcement<br />

of the law becomes relevant. According to<br />

ATF, the correct framework under which to<br />

examine the legality of M855 ammunition<br />

is the LEOPA and the regulatory intent of<br />

the legislation – namely, the safety of law<br />

enforcement officers and application of the<br />

sporting purposes test. ATF asserts that the<br />

only means of examining the M855 round<br />

is to determine whether a pistol fires the<br />

M855 round, and whether the M855 round<br />

meets the requirements of AP ammunition<br />

as described in 18 U.S.C. 921 (a)(17). If both<br />

conditions are met, by definition, the M855<br />

round is armor piercing. The U.S. Attorney<br />

General may then choose whether to exempt<br />

the M855 under the sporting purposes test.<br />

ATF TAKES A TUMBLE.<br />

Laws are made by Congress. Interpretation<br />

is assigned to the agencies that govern<br />

that subject matter. As a result, discharge<br />

from a smokestack would be governed by the<br />

Environmental Protection Agency (EPA). The<br />

EPA would be tasked with creating rules and<br />

regulations necessary to enforce laws created<br />

by Congress. The same applies to firearms.<br />

Congress passed the GCA and LEOPA. ATF<br />

in turn creates rules and regulations needed<br />

to interpret and enforce the law. As one might<br />

guess, interpretation and enforcement is political,<br />

and may (or may not) conform to societal<br />

norms or industry expectations.<br />

Rulemaking is also governed by law.<br />

Federal agencies are required to follow the<br />

Administrative Procedure Act, a law that<br />

dictates how rules and regulations are made.<br />

In general, the agency makes an announcement<br />

of a proposed rule, calls for comments<br />

from the public, reviews and responds to<br />

the comments made, and announces the<br />

final rule. This process can take several<br />

months or more. Changes to existing rules<br />

call for the same type of prior notice and<br />

comment period.<br />

On February 13, 2015, ATF published<br />

the 2014 ATF Regulation Guide. The prior<br />

guide was published in 2005, making<br />

the newly updated guide relevant and<br />

necessary. Within the guide, ATF omitted the<br />

current AP exemption for M855 ammunition<br />

from the regulations.<br />

On February 14, one day after publishing<br />

the 2014 regulatory guide, ATF called for<br />

comments to revoke the current exemption in<br />

place for M855 ammunition. Within the call<br />

for comments, ATF specifically calls for a determination<br />

of whether certain projectiles are<br />

“primarily intended for sporting purposes”<br />

within the meaning of 18 U.S.C. 921 (a)(17)<br />

(c) – invoking both the LEOPA and the GCA<br />

as the basis for the proposed rule change.<br />

Comments were to be accepted through<br />

March 16, 2015.<br />

On the face of the call for comments, the<br />

rule change appeared neutral. Nevertheless,<br />

ATF has consistently interpreted “sporting<br />

purposes” to only include the traditional<br />

sporting uses for firearms – namely, hunting,<br />

competitive target shooting, and skeet<br />

and trap shooting. ATF’s historical interpretation<br />

of the sporting purposes test does not<br />

include plinking or practical shooting, which<br />

ATF has ruled to be police or combat-style<br />

competition, and not “sport.” M855 ammunition<br />

can be used in hunting, but its use is<br />

limited. Although neutral on its face, and in<br />

conjunction with the totality of ATF’s actions,<br />

the call for comments was likely a precursor<br />

to a rule change revoking the exempt status<br />

of M855 ammunition.<br />

On March 6, ATF attempted to calm<br />

public fears and outrage through Twitter<br />

by tweeting, “Nothing to analyze here folks,<br />

just a publishing mistake. No AP ammo<br />

exemptions revoked.”<br />

On March 10, ATF published a special<br />

advisory, noting that more than 80,000<br />

comments had already been received.<br />

ATF also noted:<br />

“Although ATF endeavored to create a<br />

proposal that reflected a good faith interpretation<br />

of the law and balanced the interests<br />

of law enforcement, industry, and sportsmen,<br />

the vast majority of the comments received<br />

to date are critical of the framework,<br />

and include issues that deserve further study.<br />

Accordingly, ATF will not at this time seek<br />

to issue a final framework. After the close of<br />

the comment period, ATF will process the<br />

comments received, further evaluate the issues<br />

raised therein, and provide additional<br />

open and transparent process (for example,<br />

through additional proposals and opportunities<br />

for comment) before proceeding with any<br />

framework.” (Emphasis added.)<br />

By the close of the comment period on<br />

March 16, a reported 300,000 comments had<br />

been received by ATF, the majority of comments<br />

against the proposed ATF rule change.<br />

On March 10, ATF also published a<br />

Notice of Publishing Error, noting that the<br />

2014 ATF Regulation Guide omitted the AP<br />

exemption for M855 ammunition, but that<br />

“ATF has not rescinded any armor piercing<br />

ammunition exemption, and the fact they are<br />

not listed in the 2014 online edition of the<br />

regulations was an error which has no legal<br />

impact on the validity of the exemptions.”<br />

ATF asserts that the oversight will be corrected<br />

in the near future, and the exemption added<br />

to the 2014 regulatory guide.<br />

On March 12, in testimony before the<br />

U.S. Senate Appropriations Subcommittee<br />

on Commerce, Justice and Science, ATF Director<br />

B. Todd Jones said that ATF would not<br />

act on more than 30 requests (some pending<br />

for more than three years) for sporting use<br />

exemptions (i.e., an AP exemption) sought by<br />

ammunition makers for non-traditional ammunition<br />

designs without a new regulatory<br />

framework in place. ATF has acknowledged<br />

these petitions are for the hunting market,<br />

which they regard as a “traditional sport.” In<br />

theory, exemptions for the pending exemption<br />

request should be granted quickly and<br />

easily through the sporting purposes test.<br />

Finally, on March 20, ATF Director B.<br />

Todd Jones announced his resignation, nine<br />

months after being confirmed to the position<br />

by Congress. Although Jones announced<br />

that he would be taking a position with the<br />

National Football League, the timing and<br />

extremely short tenure as Director speaks<br />

volumes about a political agenda and the<br />

Director’s failings.<br />

THE FUTURE<br />

It is important to note that ATF has not<br />

abandoned its efforts to re-classify M855 ammunition.<br />

Within the March 10 announcement,<br />

the agency states that “ATF will process<br />

the comments received, further evaluate the<br />

issues raised therein, and provide additional<br />

open and transparent process… before proceeding<br />

with any framework.” Curiously, was<br />

ATF referring to the 2014 regulatory guide<br />

omission when it was referring to providing<br />

an open and transparent process? By law,<br />

ATF is required by the APA to publish a draft<br />

of the proposed rule change and allow a comment<br />

period. Any efforts by ATF in the future<br />

should require public disclosure and input,<br />

but given the political nature of the agency,<br />

awareness and vigilance will be required.<br />

The preceding article is not intended<br />

as legal advice, and should not be taken as<br />

legal advice. If the reader has specific legal<br />

questions, seek competent legal counsel.<br />

Mr. Wong is a Washington licensed<br />

attorney. He regularly provides legal counsel<br />

to the firearm and defense industry via<br />

his law firm, The Firearms Law Group. Mr.<br />

Wong also maintains Hurricane Butterfly,<br />

an import/export company that assists U.S.<br />

firearm manufacturers and foreign buyers<br />

wade through the regulatory quagmire of<br />

U.S. import/export regulations. He may be<br />

found online at FirearmsLawGroup.com.<br />

SADEFENSEJOURNAL.COM 17

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