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<strong>BULETINUL</strong><br />

<strong>INSTITUTULUI</strong><br />

<strong>POLITEHNIC</strong><br />

<strong>DIN</strong> <strong>IAŞI</strong><br />

Tomul LVIII (LXII)<br />

Fasc. 4<br />

MATEMATICĂ. MECANICĂ TEORETICĂ. FIZICĂ<br />

2012 Editura POLITEHNIUM


<strong>BULETINUL</strong> <strong>INSTITUTULUI</strong> <strong>POLITEHNIC</strong> <strong>DIN</strong> <strong>IAŞI</strong><br />

PUBLISHED BY<br />

“GHEORGHE ASACHI” TECHNICAL UNIVERSITY OF <strong>IAŞI</strong><br />

Editorial Office: Bd. D. Mangeron 63, 700050, Iaşi, ROMANIA<br />

Tel. 40-232-278683; Fax: 40-232-237666; e-mail: polytech@mail.tuiasi.ro<br />

Editorial Board<br />

President: Prof. dr. eng. Ion Giurma, Member of the Academy of Agricultural<br />

Sciences and Forest, Rector of the “Gheorghe Asachi” Technical University of Iaşi<br />

Editor-in-Chief: Prof. dr. eng. Carmen Teodosiu, Vice-Rector of the<br />

“Gheorghe Asachi” Technical University of Iaşi<br />

Honorary Editors of the Bulletin: Prof. dr. eng. Alfred Braier,<br />

Prof. dr. eng. Hugo Rosman,<br />

Prof. dr. eng. Mihail Voicu Corresponding Member of the Romanian Academy,<br />

President of the “Gheorghe Asachi” Technical University of Iaşi<br />

Editors in Chief of the MATHEMATICS. THEORETICHAL MECHANICS.<br />

PHYSICS Section<br />

Prof. dr. phys. Maricel Agop, Prof. dr. math. Narcisa Apreutesei-Dumitriu,<br />

Prof. dr. eng. Radu Ibănescu<br />

Honorary Editors: Prof. dr. eng. Ioan Bogdan, Prof. dr. eng. Gheorghe Nagîţ<br />

Associated Editor: Associate Prof. dr. phys. Petru Edward Nica<br />

Prof.dr.math. Sergiu Aizicovici, University „Ohio”,<br />

U.S.A.<br />

Assoc. prof. mat. Constantin Băcuţă, Unversity<br />

“Delaware”, Newark, Delaware, U.S.A.<br />

Prof.dr.phys. Masud Caichian, University of Helsinki,<br />

Finland<br />

Prof.dr.eng. Daniel Condurache, “Gheorghe Asachi”<br />

Technical University of Iaşi<br />

Assoc.prof.dr.phys. Dorin Condurache, “Gheorghe<br />

Asachi” Technical University of Iaşi<br />

Prof.dr.math. Adrian Cordunenu, “Gheorghe Asachi”<br />

Technical University of Iaşi<br />

Prof.em.dr.math. Constantin Corduneanu, University of<br />

Texas, Arlington, USA.<br />

Prof.dr.math. Piergiulio Corsini, University of Udine,<br />

Italy<br />

Prof.dr.math. Sever Dragomir, University „Victoria”, of<br />

Melbourne, Australia<br />

Prof.dr.math. Constantin Fetecău, “Gheorghe Asachi”<br />

Technical University of Iaşi<br />

Assoc.prof.dr.phys. Cristi Focşa, University of Lille,<br />

France<br />

Acad.prof.dr.math. Tasawar Hayat, University “Quaid-i-<br />

Azam” of Islamabad, Pakistan<br />

Prof.dr.phys. Pavlos Ioannou, University of Athens,<br />

Greece<br />

Prof.dr.eng. Nicolae Irimiciuc, “Gheorghe Asachi”<br />

Technical University of Iaşi<br />

Assoc.prof.dr.math. Bogdan Kazmierczak, Inst. of<br />

Fundamental Research, Warshaw, Poland<br />

Editorial Advisory Board<br />

Assoc.prof.dr.phys. Liviu Leontie, “Al. I. Cuza”<br />

University, Iaşi<br />

Prof.dr.mat. Rodica Luca-Tudorache, “Gheorghe<br />

Asachi” Technical University of Iaşi<br />

Acad.prof.dr.math. Radu Miron, “Al. I. Cuza”<br />

University of Iaşi<br />

Prof.dr.phys. Viorel-Puiu Păun, University<br />

„Politehnica” of Bucureşti<br />

Assoc.prof.dr.mat. Lucia Pletea, “Gheorghe Asachi”<br />

Technical University of Iaşi<br />

Assoc.prof.dr.mat.Constantin Popovici,“Gheorghe<br />

Asachi” Technical University of Iaşi<br />

Prof.dr.phys.Themistocles Rassias, University of<br />

Athens, Greece<br />

Prof.dr.mat. Behzad Djafari Rouhani, University of<br />

Texas at El Paso, USA<br />

Assoc.prof.dr. Phys. Cristina Stan, University<br />

„Politehnica” of Bucureşti<br />

Prof.dr.mat. Wenchang Tan, University „Peking”<br />

Beijing, China<br />

Acad.prof.dr.eng. Petre P. Teodorescu, University of<br />

Bucureşti<br />

Prof.dr.mat. Anca Tureanu, University of Helsinki,<br />

Finland<br />

Prof.dr.phys. Dodu Ursu, “Gheorghe Asachi”<br />

Technical University of Iaşi<br />

Dr.mat. Vitaly Volpert, CNRS, University „Claude<br />

Bernard”, Lyon, France<br />

Prof.dr.phys. Gheorghe Zet, “Gheorghe Asachi”<br />

Technical University of Iaşi


<strong>BULETINUL</strong> <strong>INSTITUTULUI</strong> <strong>POLITEHNIC</strong> <strong>DIN</strong> <strong>IAŞI</strong><br />

BULLETIN OF THE POLYTECHNIC INSTITUTE OF <strong>IAŞI</strong><br />

Tomul LVIII (LXII), Fasc. 4 2012<br />

MATEMATICĂ. MECANICĂ TEORETICĂ. FIZICĂ<br />

S U M A R<br />

Pag.<br />

IRINEL CASIAN BOTEZ, Despre derivabilitate şi rezoluţie în fizică (engl.,<br />

rez rom.). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1<br />

ALEXANDRU-MIHNEA SPIRIDONICĂ, Abordarea fuzzy bazată pe<br />

controlul statistic al proceselor cu aplicaţie în operaţiile de eşantionare<br />

(engl., rez. rom.). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9<br />

MUGUR B. RĂUŢ, O formă generală pentru ecuaţia liniilor de câmp electric<br />

corespunzătoare unei distribuţii continue şi cu simetrie axială de sarcină<br />

(engl., rez. rom.). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 23<br />

DAN-GHEORGHE DIMITRIU, MAGDALENA AFLORI, LILIANA-<br />

MIHAELA IVAN, EMILIA POLL şi MARICEL AGOP, Tranziţii spre<br />

haos prin bifurcaţii subarmonice în plasmă. (I) Partea experimentală<br />

(engl., rez. rom.). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 29<br />

MARICEL AGOP, EMILIA POLL, DAN-GHEORGHE DIMITRIU,<br />

MAGDALENA AFLORI şi LILIANA-MIHAELA IVAN, Tranziţii<br />

spre haos prin bifurcaţii subarmonice în plasmă. (II) Hidrodinamica<br />

fractală (engl., rez. rom.). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 37<br />

EMILIA POLL, MARICEL AGOP, DAN-GHEORGHE DIMITRIU,<br />

LILIANA-MIHAELA IVAN şi MAGDALENA AFLORI, Tranziţii spre haos<br />

prin bifunrcaţii subarmonice în plasmă. (III) Model teoretic (engl., rez.<br />

rom.).. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 57<br />

ADRIAN OLARU şi DORU CĂLĂRAŞU, Contribuţii privind realizarea<br />

unui nou model de comandă electroferofluidică (entgl., rez. rom.). . . . . 71<br />

VICTOR BILICHENKO (Ucraina), Formularea scopului şi realizarea<br />

scopului în modelele privind ciclul de viaţă pentru strategiile de<br />

dezvoltare a întreprinderilor de transport auto (engl., rez. rom.). . . . . . . 77<br />

VICTOR BILICHENKO (Ucraina) şi SVITLANA ROMANTUK (Ucraina),<br />

Proiecte privind dezvoltarea bazei tehnico-productive a unei<br />

întreprinderi de transport auto (engl., rez. rom.). . . . . . . . . . . . . . . . . . . 85<br />

ELENA RALUCA BACIU, IRINA GRĂ<strong>DIN</strong>ARU, MARIA BACIU şi<br />

NORINA CONSUELA FORNA, Consideraţii privind structura de<br />

echilibru a aliajelor Co-Cr-Mo destinate protezei parţiale mobilizabile<br />

scheletate (engl., rez. rom.). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 93


<strong>BULETINUL</strong> <strong>INSTITUTULUI</strong> <strong>POLITEHNIC</strong> <strong>DIN</strong> <strong>IAŞI</strong><br />

BULLETIN OF THE POLYTECHNIC INSTITUTE OF <strong>IAŞI</strong><br />

Tomul LVIII (LXI), Fasc. 4 2012<br />

MATHEMATICS. THEORETICAL MECHANICS. PHYSICS<br />

C O N T E N T S<br />

Pp.<br />

IRINEL CASIAN BOTEZ, About Derivability and Resolutions in Physics<br />

(English, Romanian summary). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1<br />

ALEXANDRU-MIHNEA SPIRIDONICĂ, A Fuzzy Approach Based on<br />

Statistical Processes Control with Application in Sampling Operations<br />

(English, Romanian summary). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9<br />

MUGUR B. RĂUŢ, A General Form for the Electric Field Lines Equation<br />

Concerning an Axially Symmetric Continuous Charge Distribution<br />

(English, Romanian summary). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 23<br />

DAN-GHEORGHE DIMITRIU, MAGDALENA AFLORI, LILIANA-MIHA-<br />

ELA IVAN, EMILIA POLL and MARICEL AGOP, Transition to Chaos<br />

through Sub-Harmonic Bifurcation in Plasma. (I) Experiment (English,<br />

Romanian summary). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 29<br />

MARICEL AGOP, EMILIA POLL, DAN-GHEORGHE DIMITRIU,<br />

MAGDALENA AFLORI and LILIANA-MIHAELA IVAN, Transition<br />

to Chaos through Sub-Harmonic Bifurcation in Plasma. (II) Fractal<br />

Hydrodynamics (English, Romanian summary) . . . . . . . . . . . . . . . . . . . . . 37<br />

EMILIA POLL, MARICEL AGOP, DAN-GHEORGHE DIMITRIU,<br />

LILIANA-MIHAELA IVAN and MAGDALENA AFLORI, Transition<br />

to Chaos through Sub-Harmonic Bifurcation in Plasma. (III) Theoretical<br />

Modeling (English, Romanian summary) . . . . . . . . . . . . . . . . . . . . . . . . . 57<br />

ADRIAN OLARU and DORU CĂLĂRAŞU, Contributions to the Development<br />

of a New Model of Electromagnetic Ferrofluid Command (English,<br />

Romanian summary) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 71<br />

VICTOR BILICHENKO (Ukraine), Goal Setting and Goal Attainment in the<br />

Models of Life Cycle of Development Strategies in Automobile<br />

Transport Manufacturing Systems (English, Romanian summary) . . . . . 77<br />

VICTOR BILICHENKO (Ukraine) and SVITLANA ROMANTUK (Ukraine),<br />

Projects of Production-Technical Base Development of a Motor<br />

Transport Enterprise (English, Romanian summary) . . . . . . . . . . . . . . . . . 85<br />

ELENA RALUCA BACIU, IRINA GRĂ<strong>DIN</strong>ARU, MARIA BACIU and<br />

NORINA CONSUELA FORNA, Considerations Regarding the Balance<br />

Structure of Co-Cr-Mo Alloys for Removable Partial Denture (English,<br />

Romanian summary). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 93


<strong>BULETINUL</strong> <strong>INSTITUTULUI</strong> <strong>POLITEHNIC</strong> <strong>DIN</strong> <strong>IAŞI</strong><br />

Publicat de<br />

Universitatea Tehnică „Gheorghe Asachi” din Iaşi<br />

Tomul LVIII (LXII), Fasc. 4, 2012<br />

Secţia<br />

MATEMATICĂ. MECANICĂ TEORETICĂ. FIZICĂ<br />

ABOUT DERIVABILITY AND RESOLUTIONS IN PHYSICS<br />

BY<br />

IRINEL CASIAN BOTEZ <br />

“ Gh. Asachi” Technical University of Iasi<br />

Faculty of Electronics and Telecomunication<br />

Received: September 28, 2012<br />

Accepted for publication: November 20, 2012<br />

Abstract. In this article we discuss the problem of resolution in physics and<br />

its relationship with differentiability. We propose using hyper-real numbers to<br />

represent the resolution and redefining derivative.<br />

Key words: derivability, resolutions, modern physics.<br />

1. Introduction<br />

Traditionally, the derivative is defined using the notion of limit<br />

f( xd x) f( x)<br />

f( x ) lim ,<br />

(1)<br />

dx0<br />

dx<br />

However, in light of modern physics, this mathematical definition is not aligned<br />

with the physical interpretation. For example, if we consider, based on the (1),<br />

the speed of a material point<br />

xt ( t) xt ( )<br />

vt () lim .<br />

(2)<br />

t0<br />

t<br />

In order to evaluate the physical validity of such a definition, one could<br />

imagine a mental experiment, similar to the ones used by Einstein, and which<br />

e-mail: irinel_casian@yahoo.com


2 Irinel Casian Botez<br />

would serve to implement this definition. Thus, if speed were defined in this<br />

way, this assumes we would be able to measure the position of the material<br />

1<br />

point at different time intervals (for example 1s, then 10 2<br />

s, 10 s,…, 10 15 s,<br />

etc). These intervals would form an infinite set. Even if one was able to go past<br />

this challenge and, moreover, even assuming that in the future one would be<br />

capable of performing measurements at increasingly small resolutions of space,<br />

x , and of time, t , it would still be impossible to perform measurements at<br />

x 0 or t<br />

0 .<br />

Moreover, the 20 th century physics added a fundamental barrier to using<br />

this mathematical definition in physics. Even if one could measure positions<br />

and time moments with increasingly small resolutions, one would soon reach<br />

scales governed by the quantum laws. In this case, speed becomes worse and<br />

worse defined as scale decreases, which is expressed in Heisenberg’s relation:<br />

1<br />

v m x<br />

.<br />

(3)<br />

This behavior of the speed at quantum scale determined Heisenberg to give up<br />

using position and speed and to build quantum mechanics without them.<br />

Nevertheless, we believe that the key hypothesis, which seems to be<br />

exaggerated, is not the very existence of space (or of the space-time<br />

respectively, in the case of the relativistic motion) but the hypothesis of its<br />

differentiability. Moreover, the question then arises: should we give up<br />

differentiability altogether or should we define the derivate other that by using<br />

the notion of limit?<br />

2. What Came First: The Derivative or the Differential?<br />

The answer to this question is: the differential. Thus, let f () t be a<br />

continuous function defined in an interval I of real numbers. Let t0<br />

I be a<br />

random point and let t be an increase in the argument. For this increase in<br />

argument corresponds a variation of the function f defined as follows:<br />

f f( t t) f ( t. )<br />

(4)<br />

0<br />

This variation of function f depends, in turn, both on t<br />

0<br />

and on<br />

t :<br />

f ( t,t<br />

0<br />

). In the case where keep t<br />

0<br />

fixed, we obtain a function f ( t)<br />

. If<br />

there is a linear form in t , A t (A = constant), such that the difference<br />

f t and A t is a small infinite of superior order relative to t<br />

between <br />

<br />

f t At O t .<br />

(5)


Bul. Inst. Polit. Iaşi, t. LVIII (LXII), f. 4, 2012 3<br />

Then the function f(t) is called differentiable in point and the<br />

expression At is called the differential of first degree of the function f,<br />

noted d( f t<br />

0)<br />

(or in short df ). Thus<br />

d f ( t ) A<br />

t,<br />

(6)<br />

0<br />

O( t)<br />

is a notation expressing the fact that the difference ( f A<br />

t)<br />

is a small<br />

infinite of a greater order than t . So, what is a small infinite? We will leave<br />

the answer to this question to the next section. We will note for now the<br />

following:<br />

i) the differential is a linear (homogenous) function given the increase<br />

t<br />

of the argument;<br />

ii) the differential differs from the increase of the function by a quantity<br />

which is a small infinite;<br />

iii) the constant A is called the first order derivative of the functions f in<br />

1<br />

the point t 0<br />

, noted f ( t<br />

0)<br />

or f ( t0)<br />

.<br />

3. Can We Define the Derivative without Using the Llmit?<br />

The answer to this question is: YES, this is possible using infinitesimal<br />

calculation introduced by Leibniz. The arguments with which he defended, both<br />

in the mathematical and in the philosophical plane, infinitesimal calculus has<br />

guided his successors to formulate an infinitesimal analysis whose rigour<br />

respects present day criteria (Klein, 1932).<br />

3.1. Indivisible and Infinitesimal<br />

The term ‘’infinitesimal’’ was used by Leibniz in 1673. On the other<br />

hand, Archimede’s infinitesimal method used the notion of indivisible. Thus,<br />

Archimede considered that the indivisibles that made up a line are the dots and<br />

that the indivisibles that make up a volume are the planes. Leibniz’s<br />

infinitesimals are not Archimede’s indivisibles because they are entities of the<br />

same dimension as the entities they are part of. Leibniz treats curves as being<br />

composed of infinitesimal lines rather than infinitesimal points. In order to<br />

avoid Zeno’s paradox (if the indivisibles do not have a magnitude, then no<br />

figure they compose will have a magnitude either, and if the indivisibles have a<br />

finite magnitude, than the figure they compose will have an infinite magnitude)<br />

one must consider that a quantity is composed of infinitesimals only when<br />

infinitesimals and the original quantity have the same dimension. Otherwise, the<br />

term indivisibles must be used.<br />

t 0


4 Irinel Casian Botez<br />

3.2. Leibniz’s Methodology<br />

Bos(1974) identifies two approaches to justifying infinitesimal calculus in<br />

Leibniz’s work. One approach is related to the classical method of proof by<br />

“exhaustion” and the other is related to a law of continuity. The first approach<br />

is called methodology A, from Archimede’s methodology of “exhaustion” and<br />

the second approach is called methodology B, hinting to Johan Bernoulli’s<br />

learning of the infinitesimal method from Leibniz. Leibniz’s infinitesimals have<br />

an ideal ontological status, similar to complex numbers or irrational exponents.<br />

We also point out that Leibniz’s law of continuity is not a mathematical law but<br />

a methodology generally applicable in mathematics, physics, metaphysics and<br />

other sciences.<br />

In what follows, we will look at methodology B. It is based on two laws<br />

introduced by Leibniz:<br />

i) The law of continuity mentioned above, introduced by Leibniz around<br />

year 1701 in his work Cum Prodiisset ((Child, 1920), translation);<br />

ii) The transcendental law of homogeneity, introduced by Leibniz around<br />

year 1676 in his work Quadratura Arithmetica (Parmantier, 2004)<br />

3.2.1. The Law of Continuity. Leibniz states the law of continuity thus:<br />

“In any transition assumed to be continuous, which ends in a certain “terminus”<br />

it is possible to institute a general reasoning in which the terminus is also<br />

included”. “The terminus” is the end of the transition. This law enables the<br />

transition from quantities to which one can attribute values, assignables<br />

quantities, to those to which we cannot attribute such values, inassignable<br />

quantities,<br />

assignables inassignable<br />

<br />

L.C. .<br />

quantities quantities <br />

(7)<br />

This law can be rephrased as follows: “the laws from the finite world<br />

remain valid in the infinite world and vice-versa”. We cite as an example one of<br />

Leibniz’s own examples. Invocating the idea that the term ‘equality’ can only<br />

refer to an equality with an infinitesimal error, Liebniz writes: “… when a<br />

straight line is equal to another, we say in fact that they are not equal. But that<br />

the difference between them is infinitely small…”(Gerhardt, 1846, p. 40). In<br />

Cumm Prodiisset, Leibniz introduces the notion of “transition state”, which is<br />

the state where exact equality is not attained, but where the difference is smaller<br />

than any assignable quantity. The example above can be illustrated using a<br />

positive finite quantity that Liebniz notes as (d)x . This is an assignable quantity<br />

which evolves by means of infinitesimals dx towards zero. Thus, the<br />

infinitesimal dx is the transition state or the “terminus”. Zero is only the<br />

“shadow” of the infinitesimal.


Bul. Inst. Polit. Iaşi, t. LVIII (LXII), f. 4, 2012 5<br />

This law says that it is possible to consider that infinitesimals (or small<br />

infinites, as they are called today) to be these small in-assignable quantities.<br />

Indeed, if ε is an element (different from the null element) of an ordered field<br />

K and has the following property<br />

r<br />

r,<br />

(8)<br />

for any positive real number r, then it is by definition a small infinite. It is<br />

essential here, in order to understand our reasoning, to point out that small<br />

infinites are not real numbers. Thus, if we assume that ε is a real number<br />

satisfying the relation<br />

0 ε r,<br />

(9)<br />

for any positive real number r, then this relation must also be satisfied for<br />

r ε 2 . But ε 2 is smaller than ε , as a result we arrived at a contradiction<br />

which means that the hypothesis we initially made is false, and that a small<br />

infinite cannot be a real number.<br />

Such situations have occurred in the past in mathematics, in respect of<br />

irrational number or complex numbers.<br />

As a result, any element k from the ordered field K, which is an extension<br />

of the real number set , is an infinite (which means that k > r for any r <br />

or k r for any r ) or it is a finite (which means that it lies between two<br />

real numbers ak b). One can easily prove that a finite element k can be<br />

expressed as c ε , where c is a real number and ε is either zero or a small<br />

infinite. The real number c is called the standard part of the finite element k in<br />

the field K<br />

<br />

c st k . (10)<br />

We can visualize small infinites using a rational function defined over the field<br />

K. Thus, let us consider the application m:K , given by the expression:<br />

x c<br />

mx .<br />

(11)<br />

ε<br />

This maps c in zero and c ε in one, thus separating the images of c and of<br />

c ε . Using this representation and considering each time the standard part of<br />

the image, st[ mx ( )]. We obtain a projection of field K on the real axis . This<br />

representation in the set of real number allows us to distinguish the images of<br />

points c and c ε , whereas these points themselves cannot be distinguished.<br />

Relation (11) raises the problem of extention of each real function f over<br />

the field K. The answer to this problem is given in non-standard analysis<br />

(Robinson, 1966). This analysis defines the derivative of a function using small<br />

infinites and the standard function, st,


6 Irinel Casian Botez<br />

<br />

<br />

( 1 )<br />

f x f x <br />

f<br />

x st ,<br />

<br />

<br />

<br />

<br />

( 1 )<br />

f x f x <br />

f<br />

x st .<br />

<br />

(12)<br />

For example, if<br />

f ( x)<br />

3<br />

x then Eq. (12) becomes f ( x)<br />

.<br />

2 2 2<br />

st[3x 3 xεε ] 3x<br />

This extension of field to field K is done precisely<br />

by respecting the law of continuity formulated by Leibniz. In the field K, the<br />

infinites (be they large or small) are Liebniz’s inassignable quantities and the<br />

real numbers are the assignable quantities. Large infinites are the reverse of<br />

small infinites relative to the multiplicative law of field K. The elements of field<br />

K were named by Robinson hyper-reals. In 1908, Felix Klein introduced the<br />

idea of two continuums: continuum A (from Archimede); continuum B (from<br />

Bernoulli).<br />

All values of continuum A are (in theory) possible results of<br />

measurements. Continuum B has values, such as x dx<br />

, which can never be<br />

the result of measurements. Another relationship between the two continuums is<br />

that the values from continuum A are mathematically represented through real<br />

numbers, while the values from continuum B are represented through hyper-real<br />

numbers. The connection between the two continuums is made by the “standard<br />

part” function, st, which transforms continuum B in continuum A. As a result,<br />

the derivative is the standard part of the ratio y x instead of the actual ratio<br />

y<br />

x .<br />

At the beginning of the 20 th century it was suggested to build continuum<br />

B through a refinement of Cantor’s construction for real numbers. In Cantor’s<br />

construction a real number r is represented by a Cauchy sequence ( q n<br />

) of<br />

rational numbers. Cantor’s transition from the sequence ( q n<br />

) to r is done by<br />

sacrificing part of the information. As a result, we can retain a little more<br />

information, such as the speed of convergence, which represent the<br />

“refinement” mentioned above. In this refinement, two Cauchy real-number<br />

sequences, ( rn<br />

) and r<br />

n , converge toward the same r with different speeds. In<br />

this case, we say that the two equivalence classes represented by ( r n<br />

) and r<br />

n<br />

,<br />

are different. If r 0 and ( r n<br />

) converges toward zero faster than r<br />

n we say<br />

that the small infinite represented by ( r n<br />

) is smaller than the small infinite<br />

represented by r<br />

n . If r 0 then the equivalence classes represented by ( rn<br />

)<br />

and r<br />

represent two different hyper-reals, infinitely close to r.<br />

n


Bul. Inst. Polit. Iaşi, t. LVIII (LXII), f. 4, 2012 7<br />

3.2.2. The Transcendental Law of Homogeneity. The transcendental law<br />

of homogeneity was formulated by Leibniz thus: ”a quantity that is infinitely<br />

small relative to another quantity can be neglected if it is compared with this<br />

latter quantity”. Thus, all the terms of an equation, except those with the largest<br />

order of infinity or the lowest order of infinite smallness, can be eliminated.<br />

For example<br />

a<br />

dx<br />

a,<br />

dx ddx<br />

dx<br />

Thus, the resulting equation satisfy the homogeneity requirement.<br />

3.2.3. The Arithmetic of Infinites. In his work “De Quadrtura<br />

Arithmetica”, Leibniz introduces a distinction between “the precise equality”<br />

and “approximate equality”. Thus, he considers that two quantities are equal if<br />

the difference between them can be made arbitrarily small (in modern theory<br />

this is called infinitesimal).<br />

In this same paper, Leibniz establishes a dozen rules which constitute the<br />

arithmetic of infinites. Among these, rule 12 states that:”…(x + infinitely small)<br />

divided by (y + infinitely small)…” can be replaced by “… x divided by y…”.<br />

This rule is essential to Leibniz’s conception of a differential ratio dy<br />

dx . Thus,<br />

2<br />

in order to calculate dy dx when, for example, y x , we start with the<br />

infinitesimal x and form the infinitesimal ratio y x . We then simplify the<br />

infinitesimal ratio using the law of continuity, according to which the algebraic<br />

manipulations valid for real numbers are also valid for infinitesimals. We thus<br />

obtain the quantity 2x x . Then, in order to get to the answer known today,<br />

2x, we apply the transcendental law of homogeneity to the infinitesimal ratio in<br />

order to eliminate the infinitesimal portion x.<br />

4. Conclusions<br />

1. In the above we consider that we need not give up the notion of<br />

derivative in general, but that we must reevaluate this notion.<br />

2. This reevaluation must be made from the following perspectives: the<br />

derivative is a notion subjacent to that of differential and the definition of the<br />

derivative using the limit must be reconsidered using small infinites and the<br />

standard function.<br />

3. Moreover, the introduction of small infinites as hyper-real numbers –<br />

which expands (in the Cantor sense) the real number set – enables us to redefine<br />

physical quantities through functions that depend explicitly on resolutions.<br />

These resolutions are best expressed by hyper-real numbers, which are the small<br />

infinites.


8 Irinel Casian Botez<br />

REFERENCES<br />

Bos H.J.M., Differentials, Higher-order Differentials and the Derivative in the<br />

Leibnizian Calculus. Arch. History Exact Sci., 14, 55 (1974).<br />

Child J.M., Cum Prodiisset. Chicago-London, 1920.<br />

Gerhardt C. I, Historia et Origo calculi differentialis a G. G. Leibnitio conscripta.<br />

Hannover, 1846.<br />

Klein F., Elementary Mathematics from an Advanced Standpoint. Macmillan, New<br />

York, 1932.<br />

Leibniz G.W., Samtliche Schriften und Briefe. Reihe VII, Mathematische Schriften,<br />

Infinitesimalmathematik, 4 (1670-1673).<br />

Parmantier M., Leibniz, G. W.: Quadrature arithm étique du cercle, de l’ellipse et de<br />

l’hyperbole. J. Vrin, Paris, 2004.<br />

Robinson A., Non-standard Analysis. North-Holland Publishing, Amsterdam, 1966.<br />

DESPRE DERIVABILITATE ŞI REZOLUŢIE ÎN FIZICĂ<br />

(Rezumat)<br />

Se discută problema rezoluţiei în fizică şi a legăturii ei cu ipoteza diferenţiabilităţii.<br />

Propunem utilizarea numerelor hiperreale pentru reprezentarea resoluţiilor şi redefinirea<br />

derivatei.


<strong>BULETINUL</strong> <strong>INSTITUTULUI</strong> <strong>POLITEHNIC</strong> <strong>DIN</strong> <strong>IAŞI</strong><br />

Publicat de<br />

Universitatea Tehnică „Gheorghe Asachi” din Iaşi<br />

Tomul LVIII (LXII), Fasc. 4, 2012<br />

Secţia<br />

MATEMATICĂ. MECANICĂ TEORETICĂ. FIZICĂ<br />

A FUZZY APPROACH BASED ON STATISTICAL PROCESSES<br />

CONTROL WITH APPLICATION IN SAMPLING OPERATIONS<br />

BY<br />

ALEXANDRU-MIHNEA SPIRIDONICĂ <br />

”Gheorghe Asachi” Technical University of Iaşi,<br />

Faculty of Automatic Control and Computer Engineering<br />

Received: September 24, 2012<br />

Accepted for publication: October 31, 2012<br />

Abstract. In the technical area the scientific area is so high that the<br />

advanced numerical methods are used instead of experimental determinations<br />

and the use of advanced software techniques in the design and production<br />

activities is a require in most larger enterprises and the efficient management<br />

ensures a good market policy choice. The fuzzy applications have known a great<br />

development in the last decade in many scientific areas, especially in the various<br />

kinds of industry. The current trend in the systems control is to “humanize” it by<br />

making automated machines that are equipped with an information processing<br />

model specific to human thinking. In this paper was developed a fuzzy modeling<br />

based on an application of statistical process control in order to realize a more<br />

correctly sampling operations.<br />

Keywords: fuzzy approach, statistical process control, variations, critical<br />

lines, acceptance quality level.<br />

1. Introduction<br />

The main goal of most organizations, no matter of their nature, object or<br />

size, is to be competitive as possible on the market, a crucial factor in ensuring a<br />

long operating duration. Managing and providing a better view competitiveness<br />

can not be given unless we use some statistic models. Nowadays most of the<br />

companies dropped the old and rudimentary methods of quality management<br />

e-mail: alex_mihnea@yahoo.com


10 Alexandru-Mihnea Spiridonică<br />

process in favor of high finesse mathematical and statistical models, which give<br />

a more complete and deeper image about the level of their quality processes. In<br />

the scientific area, a process is viewed as a transformation of a set of inputs,<br />

which may include materials, actions, methods and operations, in desired output<br />

results, results that take the form of products, information or services. In any<br />

field or function of an organization there may be many processes and is<br />

compulsory that any process to be analyzed by a careful examination of inputs<br />

or outputs in order to determine the actions needed to improve the quality of<br />

this. The output of a process is “something” that is transferred to someone – the<br />

client. To produce an output to meet customer requirements, it is necessary to<br />

define, monitor and control the process inputs and also the process may have<br />

provided outputs from a previous process.<br />

This paper is based on an application referred on achievement of<br />

statistical indicators regarding industrial processes control (Spiridonică, 2011).<br />

The data for this application were received from an important pharmaceutical<br />

company from Romania and, based on these data, I have illustrated the<br />

functioning of this application. This application also can be also used in physics<br />

measurement process of the quantum mechanics where the observer – measure<br />

device interaction is dominant.<br />

2. The Initial Application<br />

A fundamental role in the development of statistical process control has<br />

the Shewhart diagrams (Oakland, 2003). The basic statistical measure around<br />

the mean diagrams is the standard deviation. So, if a process is stable, we expect<br />

most of the individual results belong to interval [ X 3 σ, X 3σ]. The Fig.1<br />

(Oakland, 2003; Zalila, 1998) is very representative in this case.<br />

Fig. 1 – The values of a process in a normal distribution.


Bul. Inst. Polit. Iaşi, t. LVIII (LXII), f. 4, 2012 11<br />

In the first part of the application we approached the control charts and<br />

we set the three areas of importance from a control chart: the stable zone (the<br />

area that meets the central line), the warning zone (where there are the upper<br />

and the lower warning limits) and the action zone (where there are the upper<br />

and the lower action limits). Referring back to the mean chart, it is important to<br />

say that if the sampling take place in a stable process, then most of the sample<br />

means belong to the interval X 3SE , where SE represents the standard error<br />

(Oakland, 2003).<br />

The application (Spiridonică et al., 2010; Spiridonică, 2011) was made in<br />

ATLAB programming and contains a total number of 9 forms, but only two of<br />

them being important in actual paper:<br />

Fig.2 – The statistic values of the process samples.<br />

Fig. 3 – The mean chart of the process and the warning and action limits.<br />

In Fig. 3 are represented the process mean, the warning lines, the action<br />

lines and also the sample means.


12 Alexandru-Mihnea Spiridonică<br />

Another important notion is represented by the three indices of capability<br />

that are not in relationship with the process values (mean, warning and action<br />

lines). A process capability index represents a measure referred to the actual<br />

performance of a process, the processes being generally considered a<br />

combination of several factors, like the equipment, the design and<br />

implementation method, technical team, materials and the environment. The<br />

compulsory minimum requirement is that these three standard deviation<br />

belonging on each side of the mean to be contained within specification limits.<br />

When a process is under statistical control, a process capability index may be<br />

calculated. The process capability indices represent a method to indicate the<br />

process variability relative to product specification tolerance. We analyzed the<br />

three indices: relative precision index, Cp index and Cpk index. We not explain<br />

here these three indices because they are explained in previous work dedicated<br />

to this application ([Spiridonică et al., 2010; Spiridonică, 2011).<br />

The data used for this application was received from an important<br />

pharmaceutical company from Iaşi, Romania. We received the data regarding<br />

the amplicillin bottles production process of 1000, 500 and 250 mg. in the<br />

application we analyzed the process of the ampicillin bottles production of 1000<br />

mg, within an hour of production. The quality control is made at the end of each<br />

day and wasted is accounted and destroyed, also at the end of each working day.<br />

The permitted tolerance is classically set at 5%<br />

, i.e. the dose from the bottle<br />

must be contained in the interval [950, 1050] mg, if the machine is set to 1000<br />

mg. The average number of bottled produced in every hour of work is 8000,<br />

which means that in one day of 10 effective working hours are made 80000<br />

bottles.<br />

3. Fuzzy Modelling in Statistical Process Control<br />

In recent years the fuzzy modelling has known an important growth in<br />

various areas of industry and also in statistical process control (SPC). In the<br />

following lines are mentioned several important papers in this direction. Zalila<br />

(Zalila, 1998) proposes a fuzzy supervision system because the theoretical and<br />

practical limitations of SPC techniques. Filey (2004) describes the techniques of<br />

statistical process control monitoring the concept of rule-based fuzzy modelling<br />

in order to present the set of steady state input-output relationships when the<br />

process variations are due to process noise. Spiridonică et al. (2010) developed<br />

a fuzzy modelling in order to optimize the SPC techniques through Shewhart<br />

control charts in order to reduce the variability of a process, the principal cause<br />

that determines a big number of scraps. Tervaskanto et al. (2002) developed an<br />

application regarding to control the quality of the pulp and the functional<br />

condition of the refiners using SPC and fuzzy techniques. El-Shal and Morris<br />

(2000) describe an investigation into the use of fuzzy modelling to modify the<br />

statistical process control rules in order to reduce the generation of false alarms<br />

and to improve the detection-speed of real faults.


Bul. Inst. Polit. Iaşi, t. LVIII (LXII), f. 4, 2012 13<br />

4. The Proposed System<br />

Every fuzzy system is based on if…then rules. It will not insist on the<br />

fuzzy logic theory because this is not the topic of the paper, but on few notions<br />

that will be used in our system. Every fuzzy system is developed by using the<br />

knowledge base. Although every knowledge base category has own rules and<br />

uses various inputs, all of these categories contain the following components:<br />

i) a normalization module;<br />

ii) a fuzzification module;<br />

iii) an inference engine;<br />

iv) a defuzzification module.<br />

Each basic indicator is noted by c. To this indicator it is assigned a norm,<br />

i.e. a minimum value c and a maximum value c . The norm represents a<br />

singular value or an interval t c , T c that is a series of value acceptable for the<br />

indicator c (Zadeh, 1994; Zadeh, 1993). Let be x c the value of the system<br />

indicator want to be evaluated. So, y c , the normalized value is computed in the<br />

following manner:<br />

xc<br />

c<br />

, c<br />

xc<br />

tc,<br />

tc<br />

c<br />

<br />

<br />

y ( ) 1 c xc Tc,<br />

c xc<br />

<br />

<br />

<br />

c xc<br />

, Tc<br />

xc<br />

c.<br />

c<br />

Tc<br />

(1)<br />

The normalized value of the indicator c, i.e. , is transformed by the<br />

fuzzification module in a linguistic variable (LV) (Zadeh, 1994). All of the<br />

values of this LV are represented by the words and phrases and a LV is<br />

represented by a fuzzy set using a membership function LV (y) . The<br />

membership function associates to each value of the normalized indicator a<br />

number μ ( ) LV<br />

y from the interval [0, 1] that represent the membership grade of<br />

the yc<br />

to the linguistic variable.<br />

As has been said above, every fuzzy system is based on if…then rules.<br />

This is also true for each category of basic knowledge. A composed indicator is<br />

realized from these components, i.e. from the basic indicators, that are<br />

expressed as fuzzy indicators. The composed indicator is noted by s. The input<br />

indicators for the composed indicator s are 1, 2,…,c,…It is assumed that s is<br />

y c


14 Alexandru-Mihnea Spiridonică<br />

represented by linguistic values,<br />

functions<br />

μα, μβ,..., μν,...<br />

LV ,LV ,...,LV ,...<br />

α β ν<br />

with the membership<br />

Similarly for the input indicators the linguistic values<br />

are noted with LV 1 , LV2 ,..., LV k ,... with the membership functions<br />

1, 2 ,..., k ,... (Philis & Andriantiatsohiliaina, 2001). For each input indicator<br />

are necessary the following data: y c – the normalized value of the c, where c =<br />

1,2,… and μ ( y ) - the membership grade of y c in every linguistic variable,<br />

k<br />

c<br />

LV k<br />

, where k = 1,2,…and c = 1,2,…<br />

The typical form a rule r from the rules base is the following: if<br />

“indicator 1 is in LV ” and (or) “indicator 2 is in LV ”…and (or) “indicator c<br />

is in LV k<br />

”,…, then “indicator s is in L V v<br />

”. Or is expressed by the operator<br />

max and and is expressed by the operator min. Based on these, a composed<br />

phrase has the following form: premise =”indicator 1 is L ” and “indicator 2<br />

is LV j<br />

“ and “indicator c is L<br />

i<br />

j<br />

r<br />

V i<br />

V k<br />

”… then μ <br />

PREMISE<br />

min{ μi<br />

y 1<br />

μ<br />

j<br />

y 2<br />

R<br />

( ), ( ),...,<br />

μk( yc ),...}.<br />

The truth values of individual phrases are μi( y1), μ<br />

j( y2),...<br />

In most of the cases of fuzzy modeling a basic rule can contain subsets of<br />

the same linguistic value LV v<br />

, which belong to the indicator s. Also, a basic rule<br />

can contain more rules and, in order to combine these rules in a single truth<br />

value, it is necessary to use the union of the individual values through the max<br />

operator. If R s , v represents the rules set of the linguistic value LV v<br />

of the s<br />

indicator, the truth value of the conclusion “s indicator is L ” is expressed by<br />

In the particular case in that<br />

become<br />

f<br />

f<br />

max <br />

(2)<br />

s, v<br />

PREMISEE<br />

rR<br />

r<br />

sv ,<br />

R s , v<br />

V v<br />

contain a single rule r, then the relation<br />

<br />

(3)<br />

s, v PREMISEE<br />

r<br />

The inference motor produces a single fuzzy set, LV s , v<br />

for every<br />

linguistic value V v . Then, the membership function LV s , v<br />

for each numeric<br />

value z [0,1] of the s indicator designates an achievement grade for the<br />

conditions s,v ( z)<br />

min{ v ( z),<br />

f s ,v}<br />

, where v (z)<br />

is the membership function<br />

of the initial linguistic value LV<br />

v<br />

. The maximum value is registered in f s , v , that<br />

also is the height of the fuzzy set LV s , v<br />

. The height collections f s , v and<br />

membership functions s, v ( z)<br />

of fuzzy sets LV s , v , where v , represents<br />

the output of the inference motor (Pîslaru & Trandabăţ, 2006).


Bul. Inst. Polit. Iaşi, t. LVIII (LXII), f. 4, 2012 15<br />

The defuzzification represents the final operation of assigning a numerical<br />

value belong to interval [0, 1] to the composed indicator. The input for the<br />

defuzzification process is a fuzzy set, namely the aggregated output fuzzy set.<br />

The most popular method of defuzzification is the centroid method because<br />

returns the center of the surface.<br />

The first fuzzy approach is dedicated to the statistical indicators. The<br />

statistical indicators used in this application are: mean, amplitude, standard<br />

deviation (or variance), standard error. The standard deviation was calculated as<br />

the ratio between the amplitude and Hartley constant [Oakland, 2003] and the<br />

standard error was calculated as the ratio between standard deviation with<br />

Hartley constant and root of sample volume. Two approaches are of interest: in<br />

the first approach it considered the area between central line (CL) and UWL or<br />

CL and LWL as the normal area, the area between UWL and UAL or the area<br />

between LAL and LWL as the warning area and the area over UAL or over<br />

LAL as the action area. The second approach, but that is not so consistent like<br />

the first is to increase the normal area and the normal area become the area<br />

between CL and UAL or CL and LAL. In this case they are only the normal<br />

area and the action area, thus eliminating the warning area. In paper it used the<br />

first approach due to completeness. So, the input variable is chose to be mean of<br />

process or simply mean, with a number of five membership functions: lower<br />

action area, lower warning area, normal area, upper warning area and upper<br />

action area. The output may be considered the sampling, with the following<br />

membership functions: bad, acceptable or good. Based on this information, it<br />

can be design the five elementary rules:<br />

i) if mean is in lower action area, then sampling is bad (1);<br />

ii) if mean is in lower warning area, then sampling is acceptable(2);<br />

iii) if mean is normal area, then sampling is good (3);<br />

iv) if mean is in upper warning area, then sampling is acceptable (4);<br />

v) if mean is in upper action area, then sampling is bad (5).<br />

The membership function acceptable of the output variable, sample is<br />

quite interpretable. If they are two consecutive samples with the mean in a<br />

warning area (lower or upper) then the sampling operation is not good and the<br />

second sample must be reconsidered or removed or the process must be<br />

reconfigured. Also, if a single sample is outside the action area, then the sample<br />

must also be removed.<br />

Another problem is represented by the setting of sampling interval. From<br />

SPC theoretical studies it known that a small sample size and a long sampling<br />

interval produce shifts in a process because in this case there are a big tolerance<br />

and therefore a non-qualitative production. If we have a medium sampling<br />

interval and also a small sample size, the production not really increase in<br />

quality. But, a medium sampling interval and a medium-large or simply large


16 Alexandru-Mihnea Spiridonică<br />

sample size provided small shifts and the production knows a spectacular<br />

growth in quality. Very important is the next sampling so if we have a sample<br />

value that is in normal area, then it is used a small sample size and a short<br />

sampling interval. If a sample value is in lower warning area or in upper<br />

warning area, then it is necessary to use a large sample size and a medium<br />

sampling interval for the next sampling. Finally, if a sample value is in lower or<br />

upper action area, then for the next sampling operation it is necessary a medium<br />

sample size and a short sampling interval.<br />

The second fuzzy approach is dedicated to process capability indices. A<br />

capability index can be defined as a measure referred to actual performance of a<br />

process. They are three main capability indices: relative precision index, Cp<br />

index and Cpk index. The relative precision index is the oldest index from the<br />

SPC theory and, in order to remove waste production, the specification width<br />

must be greater than the process variation<br />

2T > 6σ. (4)<br />

Knowing that<br />

value therefore<br />

R / d , where R = average range and = Hartley<br />

n<br />

2T<br />

6 ,<br />

R d<br />

(5)<br />

n<br />

2 TR / is relative precision index (RPI), and the value of 6/ d n is the minimum<br />

of RPI to avoid the generation of products outside the specification limits. If the<br />

RPI of the process is lower than the minimum required, the final product is a<br />

reject. Clearly, for the avoided of rejects, specification limits must be increased,<br />

but no so much that the production quality to suffer.<br />

In order to realize products within a specification, the difference between<br />

upper specification limit and lower specification limit must be lower than the<br />

entire process variation. So, a comparison of the 6<br />

with (USL LSL ) or 2T<br />

offers an process capability index, known as Cp<br />

USL -LSL<br />

Cp <br />

6σ<br />

Every value lower than 1 means that the process variation is greater than<br />

the manufacturer’s specified tolerance band so that the process is not in<br />

statistical control. In the case of increasing the values of Cp the process<br />

becomes more powerful. The Cp and RPI indices nothing says about the<br />

centering of the process, but represents a simple comparison of the total<br />

variation with the tolerances.<br />

Often it is possible to consider a relatively large tolerance band with a<br />

small process variation, but a significant proportion of the process is outside the<br />

tolerance band, as in the Fig. 4.<br />

d n<br />

(6)


Bul. Inst. Polit. Iaşi, t. LVIII (LXII), f. 4, 2012 17<br />

Fig.4 – A process that is not centered.<br />

This fact does not invalidate the use of Cp index for the measure of<br />

potential capability of a process when this is centered, but suggests the need of<br />

another index that takes into account both the process variation and the<br />

centering. Such an index is Cpk that is largely accepted as a means of<br />

communicating process capability.<br />

In the case of upper and lower specification limits, they are two values of<br />

Cpk<br />

USL X<br />

Cpku<br />

(7)<br />

3σ<br />

X LSL<br />

Cpkl<br />

(8)<br />

3σ<br />

Fig.5 –<br />

Cpk u<br />

index.<br />

The general value of Cpk index is the lower value of Cpk u<br />

and Cp k l<br />

. If<br />

Cpk index takes the value of 1 or lower means that the process variation and its<br />

centering is such that at least one of the tolerance limits will be exceeded and<br />

the process is not capable (Oakland, 2003; Zalila, 1998; Filey, 2004). As in the<br />

case of Cp index, an increase of Cpk index leads to an increase of the capability.<br />

A solution for increasing of Cpk index value is the centering of the process so<br />

that its mean value and the target or specification value coincide. There will be<br />

no difference between Cp and Cpk indices if the process is centered on the


18 Alexandru-Mihnea Spiridonică<br />

target value. Cpk index can be used where there is only one specification limit,<br />

either upper or lower – a one-sided specification. This situation appears<br />

frequently and the Cp index cannot be used in this case.<br />

So, for the fuzzy system for the case of process capability it was<br />

considered three input variables: specification width, Cp index and Cpk index.<br />

The membership functions for specification width are: lower than process<br />

variation and higher than process variation, for Cp index are: lower than 1 and<br />

higher than 1 and for Cpk index are: lower than 1, 1 and higher than 1. The<br />

output variable is process capability with two simple membership functions:<br />

existent in doubt and not existent .Based on this information, it can be design a<br />

various number of rules:<br />

if specification width is lower than process variation or Cp is lower than<br />

1 or Cpk is lower than 1 then process capability is not existent (1).<br />

if specification width is lower than process variation and Cp is higher<br />

than 1 and Cpk is 1 then process capability is not existent (2).<br />

if specification width is higher than process variation and Cp is higher<br />

than 1 and Cpk is 1 then process capability is existent (3).<br />

if specification width is higher than process variation and Cp is higher<br />

than 1 and Cpk is higher than 1 then process capability is existent (4).<br />

if specification width is higher than process variation and Cp is lower<br />

than 1 and Cpk is higher than 1 then process capability is not existent (5).<br />

if specification width is lower than process variation or Cp is higher than<br />

1 and Cpk is higher than 1 then process capability is in doubt (6).<br />

The membership function in doubt can produces a relatively ambiguity.<br />

This fact is because when it is used the or fuzzy operand and at least one input<br />

variable does not meet the requirement that the process to be capable it is<br />

necessary to analyze the next input variables.<br />

If it wanted a more sensitive analysis of process capability then it must<br />

take into account the following values of Cpk index that represents, in a more<br />

pertinent way, the confident level of process capability:<br />

Cpk < 1: manufacturer is not capable and therefore appears rejects;<br />

Cpk = 1: manufacturer is not really capable and any change within the<br />

process will result in undetected non-conforming output;<br />

Cpk = 1.33: manufacturer is relatively far from performance and the nonconformance<br />

is generally not detected by the control charts;<br />

Cpk = 1.5: non-conformance can also appear and the chances of<br />

detecting it are also not good enough;<br />

Cpk = 1.67: finally it can be said that the manufacturer is competitive<br />

and the non-conformance can be relatively easily to be detected;


Bul. Inst. Polit. Iaşi, t. LVIII (LXII), f. 4, 2012 19<br />

Cpk = 2: the manufacturer has a high level of confidence and the control<br />

charts are in regular use.<br />

5. Conclusions<br />

1. In this paper we tried to make a fuzzy approach based on the area of<br />

statistical process control and particularly based on process capability.<br />

2. Process capability is a very big and, in the same time, a sensitive<br />

problem for all manufacturers that want to obtain benefits in a relatively short<br />

and medium time.<br />

3. After the implementation of capability indices of the process we<br />

consider than an important think is the design of a set of fuzzy rules, because<br />

these rules are closed to the human thinking and many manufacturers are not<br />

specialists in areas like statistics, mathematics or quality control.<br />

4. But the first fuzzy system, the system dedicated to statistical control is<br />

strong related with the second fuzzy system proposed, the system dedicated to<br />

the capability process.<br />

5. This thing is because a process is necessary firstly to be in statistical<br />

control and only if is in statistical control it can be made an analysis of his<br />

capability.<br />

6. If the process is not in statistical control the capability process analysis<br />

and therefore the fuzzy system dedicated to this are not relevant.<br />

7. The Cpk index analysis was made in a relatively rough way, because I<br />

considered only the value of 1, that is the criterion that separates the capability<br />

from non-capability.<br />

8. Another important index for analyzing a process is acceptance quality<br />

level, that refers at the ratio or at percentage of products that are accepted<br />

outside the tolerance band.<br />

9. The characteristics of a Gaussian distribution can be used for<br />

determination of maximum acceptance standard deviation, when the target<br />

value mean and acceptance quality level are specified.<br />

10. As a future direction we want to concentrate on the following topics:<br />

i) realize a complete fuzzy system referring to statistical process control<br />

and to capability indices;<br />

ii) based on various practical applications, we will try to make fuzzy<br />

systems for a large number of industries;<br />

iii) refine this system by take into account also all the values of Cpk<br />

index;<br />

iv) introduce the acceptance quality level in the fuzzy system because this<br />

indicator is a really important criterion both for manufacturer and for buyer;


20 Alexandru-Mihnea Spiridonică<br />

v) an implementation in a programming language of the complete fuzzy<br />

system along with the statistical application made in previous work;<br />

vi) if it extrapolate the present formalism to the measurement processes in<br />

quantum mechanics it can be seen that such a fuzzy approach of sampling<br />

allows the selection, from the most probable values, of that has the closest value<br />

to the real value.<br />

11. Moreover, it can be obtain equivalent relationships with Heisenberg<br />

uncertainty relationships in the form of restrictions in the values selection used<br />

in measurement process.<br />

REFERENCES<br />

Spiridonică A-M. , Teză de doctorat, Cap. 3, 2011, pp. 90-97.<br />

Spiridonică A-M., Pruteanu A., Ursan G-A., Elges A., A Matlab Application for<br />

Managing the Variation of Industrial Processes Using the Process Capability<br />

Indices. Proceedings of the 6 th international Conference on Electrical & Power<br />

Engineering, Vol. I, Iaşi, 2010, pp.337-341.<br />

Spiridonică A-M., The Use of Statistical Process Control in Pharmaceuticals Industry.<br />

Proceedings of the 54 th international scientific conference, Durable Agriculture –<br />

Development Strategies, Iaşi, 2011.<br />

Oakland J.S., Statistical Process Control, 5 th Ed., University of Leeds Business School,<br />

2003.<br />

Zalila Z., Fuzzy Supervision in Statistical Process Control. Systems, Man and<br />

Cybernetics. IEEE International Conference, 1998.<br />

Filey D.P., Fuzzy Modelling Within the Statistical Process Control Framework. Fuzzy<br />

Systems, IEEE International Conference, 2004.<br />

Spiridonică A-M., Pîslaru M., Ciobanu R., A Fuzzy Approach Regarding the<br />

Optimization of Statistical Process Control Through Shewhart Control Charts.<br />

Proceedings of 10 th International Conference on Development and Application<br />

Systems, Suceava, 2010.<br />

Tervaskanto M., Hietanen T., Kortela U., The Process Control Using SPC and Fuzzy<br />

Modelling Techniques. 15 th Triennial World Congress, Barcelona, Spain, 2002.<br />

El-Shal S.M., Morris A.S., A Fuzzy Rule-Based Algorithm to Improve the Performance<br />

of Statistical Process Control in Quality Systems. Journal of Intelligent & Fuzzy<br />

Systems: Applications in Engineering and Technology, 9, 3,4, 207-223 (2000).<br />

Zadeh L., Soft Computing and Fuzzy Logic. IEEE Software, 1994.<br />

Zadeh L., Present Situation in Fuzzy Logic and Neural Networks. EUFIT 93, Aachen,<br />

Germany, 1993.<br />

Philis Y.A., Andriantiatsohiliaina L.A., Sustainability: An Ill-Defined Concept and Its<br />

Assesment Using Fuzzy Logic. Ecol.Econ., 37, 435-465 (2001).<br />

Pîslaru M., Trandabăţ A., Fuzzy Model for Environmental Sustainability Assurances.<br />

Proceedings of International Conference of Computational Methods in Sciences<br />

and Engineering (ICCMSE 2006), Chania, Greece, 2006, pp.718-723.<br />

Young M., The Technical Writer’s Handbook Mill Valley. CA University Science,<br />

1989.


Bul. Inst. Polit. Iaşi, t. LVIII (LXII), f. 4, 2012 21<br />

ABORDARE FUZZY BAZATĂ PE CONTROLUL STATISTIC AL PROCESELOR<br />

CU APLICAŢIE ÎN OPERAŢIILE DE EŞANTIONARE<br />

(Rezumat)<br />

Utilizarea procesării statistice de semnal a devenit o importantă zonă de cercetare<br />

în cele mai multe din domeniile industriale, indiferent de tipul semnalelor, electrice sau<br />

non-electrice. Lucrarea de faţă are la bază o aplicaţie unitară din domeniul controlului<br />

statistic al proceselor, aplicaţie ce a reprezentat subiectul unor lucrări anterioare. Pe<br />

baza aplicaţiei ce a calculat mai mulţi indicatori statistici, atât indicatori elementari cât<br />

şi indicatori complecşi, am realizat o abordare fuzzy privind operaţiunea de eşantionare,<br />

în scopul unei cât mai corecte alegeri a valorilor sistemului. Se realizează două sisteme<br />

fuzzy, primul fiind destinat indicatorilor de bază ai controlului statistic al proceselor, iar<br />

al doilea fiind destinat capabilităţii procesului, o problemă majoră în orice tip de<br />

industrie, deoarece un proces ce nu suferă de variaţii nu este neapărat capabil. Ca o<br />

concluzie la formalismul fuzzy prezentat aici se poate spune că este relativ uşor de<br />

înţeles şi aplicat pentru toţi cei ce lucrează în domeniul asigurării calităţii industriale şi<br />

poate fi aplicat cu succes pentru mai multe tipuri de industrii, de la operaţiunea de<br />

proiectare până la produsul final.


<strong>BULETINUL</strong> <strong>INSTITUTULUI</strong> <strong>POLITEHNIC</strong> <strong>DIN</strong> <strong>IAŞI</strong><br />

Publicat de<br />

Universitatea Tehnică „Gheorghe Asachi” din Iaşi<br />

Tomul LVIII (LXII), Fasc. 4, 2012<br />

Secţia<br />

MATEMATICĂ. MECANICĂ TEORETICĂ. FIZICĂ<br />

A GENERAL FORM FOR THE ELECTRIC FIELD LINES<br />

EQUATION CONCERNING AN AXIALLY SYMMETRIC<br />

CONTINUOUS CHARGE DISTRIBUTION<br />

BY<br />

MUGUR B. RĂUŢ <br />

“Al. I. Cuza” University of Iaşi,<br />

Faculty of Physics<br />

Received: September 24, 2012<br />

Accepted for publication: October 31, 2012<br />

Abstract.. By using an unexpected approach it results a general form for the<br />

electric field lines equation. It is a general formula, a derivative-integral equation<br />

structured as a multi-pole expansion series. By solving this equation we can find<br />

the electric field lines expressions for any type of an axially symmetric multipole<br />

continuous electric charge distributions we interested in, without the need to<br />

take again the calculus from the beginning for each case particularly, for instance<br />

as in discrete charge distribution case.<br />

Key words: electric field lines equation, multi-pole expansion series,<br />

axially symmetric continuous electric charge distribution.<br />

1. Introduction<br />

From an axially symmetric magnetic multi-pole of arbitrary degree n,<br />

(Jackson, 1975), we can derive the exact equation for the field lines, (Jeffreys,<br />

1988). The method presented in (Jeffreys, 1988) deals with spherical harmonics<br />

in the most general way. Consequently the equation for the field lines is the<br />

expression of a general case. Another two exact equations for the field lines are<br />

given in (Willis & Gardiner, 1988). The equations are for two special magnetic<br />

e-mail: m_b_raut@yahoo.com


24 Mugur B. Răuţ<br />

multi-poles of arbitrary degree with no axial symmetry. These cases may be<br />

classified as either symmetric or anti-symmetric sectorial multi-poles.<br />

By using the above considerations the aim of this paper is to find a<br />

general form for an exact equation for the field lines of an electric multi-pole<br />

with axial symmetry.<br />

2. Theory<br />

Let us consider now a continuous electrostatic charge distribution within a<br />

spatial volume. We must evaluate the electric potential in a point P outside the<br />

distribution, as we can see in Fig. 1.<br />

z<br />

Charge<br />

element<br />

d<br />

r θ R<br />

y<br />

x<br />

V<br />

Fig. 1<br />

The electric field lines equation is the well known expression<br />

E<br />

dl<br />

0. (1)<br />

By assuming that we have a charge distribution with an axial symmetry<br />

with respect to z axis, we can explicit the length element and the electric field as<br />

and<br />

dldRu Rdθu<br />

R<br />

θ<br />

, (2)<br />

E V<br />

1 V<br />

V<br />

<br />

R<br />

<br />

<br />

R<br />

u R <br />

u . (3)<br />

The cross product (1) leads after an elementary calculus to the well<br />

known field lines equation written in polar coordinates<br />

dR V V<br />

Rdθ 0. (4)<br />

R θ R<br />

For a continuous charge distribution the electric potential V can be<br />

expanded as a Legendre series, according to (Eyges, 1980)<br />

<br />

1 1<br />

m 3<br />

VR, θ P cos<br />

d<br />

4<br />

m 1 m θ ρ r r r<br />

πε<br />

<br />

R<br />

<br />

.<br />

0 m0


and<br />

Bul. Inst. Polit. Iaşi, t. LVIII (LXII), f. 4, 2012 25<br />

Consequently the potential derivatives from Eq. (3) can be written as<br />

<br />

V<br />

1 m1<br />

m 3<br />

<br />

P cos<br />

d<br />

4<br />

m 2 m r r<br />

R<br />

<br />

<br />

0 m0<br />

R<br />

<br />

r<br />

<br />

V<br />

1 1 <br />

<br />

θ 4πε R θ<br />

m 3<br />

P cos<br />

d<br />

m 1 m θρr r r<br />

<br />

.<br />

0 m0<br />

By introducing these results within Eq. (3) and considering the property<br />

<br />

θ<br />

m 3 <br />

m 3<br />

Pmcosθρrr d r Pmcosθρrr d r<br />

θ<br />

<br />

the electric field lines equation can be expressed as<br />

dR<br />

<br />

1 <br />

<br />

m1<br />

R<br />

Pmcosθ<br />

Rdθ Pmcosθ<br />

0 . (5)<br />

m1 m 2<br />

m 0 θ<br />

<br />

R <br />

m0R<br />

This is a general expression for the electric field lines equation under<br />

continuous charge distribution hypothesis. At first sight it exhibits a complicate<br />

form which requires for solving a derivative-integral equation method. Despite<br />

this appearance the solutions can be obtained in a simple and direct manner, as<br />

it is show in the following examples.<br />

It is useful for our calculations to consider the Rodrigues representation<br />

of Legendre polynomials<br />

m<br />

1 d<br />

m<br />

2<br />

Pm cosθ<br />

cos θ 1<br />

m m<br />

. (6)<br />

2 m!dcos<br />

θ<br />

Under these circumstances Eq. (5) became more explicit and simple. The<br />

derivative with respect to θ of expression (6)<br />

<br />

<br />

m<br />

<br />

Pm<br />

cosθ m d <br />

m1<br />

2<br />

<br />

<br />

cos θ 1 2cosθsinθ<br />

θ m m<br />

2 m!dcos<br />

θ<br />

<br />

<br />

<br />

, (7)<br />

leads to an important observation that we can make the derivatives with respect<br />

to cosine before we make the integration, and thus the Eq. (5) became only an<br />

integral equation, more simpler to solve.<br />

It is obvious that the case m=0 does not exist because the derivatives (7)<br />

do not exist. More interesting is the dipole case<br />

m 1.<br />

By taking into account the Eqs. (6) and (7), the Eq. (5) can be written as


26 Mugur B. Răuţ<br />

<br />

dR<br />

1 1 d <br />

0<br />

2<br />

<br />

cos θ 1 2cosθsin<br />

θ <br />

R<br />

2<br />

R 2dcosθ<br />

<br />

<br />

<br />

<br />

2 1 d 2<br />

Rdθ<br />

cos θ1 0.<br />

3<br />

R 2dcosθ<br />

<br />

After trivial simplification and obvious derivatives we obtain the equation<br />

which can be directly integrated as:<br />

dR<br />

sin θ 2cos θ d θ 0 ,<br />

R<br />

2<br />

R<br />

Csin<br />

θ<br />

<br />

<br />

, (8)<br />

and it is the well-known expression, in polar coordinates, of the field lines for<br />

an electric dipole.<br />

The mathematical treatment of the case m 2 is the same as the<br />

previous case. We obtain the equation<br />

dR<br />

1 2 d<br />

<br />

R R 22dcos<br />

2<br />

3 2 2<br />

2<br />

2 1<br />

[(cos θ1) 2cosθsin θ]<br />

<br />

θ<br />

3 1 d 2 2<br />

Rd <br />

(cos θ 1)<br />

0,<br />

4 2 2<br />

R 22dcos θ<br />

from which is deduced the most simplest form<br />

2<br />

dR<br />

3cos θ 1 d θ . (9)<br />

R 2sinθcosθ<br />

Finally, after integrating Eq. (9), we are obtaining the following relation<br />

2 2<br />

R ksin<br />

θcosθ<br />

, ( 10)<br />

whi ch is the well-known expression of the field lines for an electric 4-pole.<br />

Eq. (5) is the direct consequence of the Eq. (3). If the electric field could<br />

not be an expression of a scalar potential, then all the above mathematical<br />

statement has no basis. The magnetic analog for V does not support sources.<br />

Subsequently the magnetic analog for Eq. (3) can be written only with the<br />

vector potential A. The vector potential is defined in terms of current density.<br />

Under axial symmetry and continuous distribution of current density<br />

hypothesis, A can also be expanded in Legendre series. But compared with the<br />

electric field this is the only similarity. The magnetic field lines equation<br />

appears in a double cross-product form. The solutions of this equation are more<br />

complicate than Eq. (5), (Jeffreys, 1988).


Bul. Inst. Polit. Iaşi, t. LVIII (LXII), f. 4, 2012 27<br />

3. Conclusions<br />

1. The aim of this paper is to deduce a new form for the electric field lines<br />

equation.<br />

2. We obtain a general formula, a derivative-integral equation structured<br />

as a multi-pole expansion series.<br />

3. The equation has exact solutions corresponding to an axially symmetric<br />

electric multi-pole continuous charge distribution, without the need to consider<br />

special assumptions for m 0 .<br />

4. Eq. (5) can be the starting point of the entire Sec. 2, because is valid in<br />

the mentioned approximations, without the need to deduce it from Eq. (1) for<br />

each case from the beginning, for instance as in discrete charge distribution<br />

case.<br />

REFERENCES<br />

E yges L., The Classical Electromagnetic Field. Addison-Wesley, Mass. 1972, reprinted<br />

by Dover 1980.<br />

Jackson J.D., Classical Electrodynamics. Wiley, New York, 137, 1975.<br />

Jeffreys B., Derivation of the Equation for the Field Lines of an Axis Symmetric Multipole.<br />

Geophy. J. International, 92(2), 355-356 (1988).<br />

Willis D.M., Gardiner A.R., Equations for the Field Lines of a Sectorial Multi-pole.<br />

Geophy. J. International, 95(3), 625-632 (1988).<br />

O FORMĂ GENERALĂ PENTRU ECUAŢIA LINIILOR DE CÂMP ELECTRIC<br />

CORESPUNZĂTOARE UNEI DISTRIBUŢII CONTINUE ŞI CU SIMETRIE<br />

AXIALĂ DE SARCINĂ<br />

(Rezumat)<br />

Folosind o abordare neobişnuită rezultă o formă generală pentru ecuaţia liniilor<br />

de câmp electric. Este o formulă generală, o ecuaţie integro-diferenţială, structurată ca o<br />

dezvoltare în serie. Rezolvând această ecuaţie putem afla reprezentările liniilor de câmp<br />

electric pentru orice distribuţie continuă şi cu simetrie axială de sarcină, fără a mai fi<br />

nevoiţi să reluăm calculul de la început pentru fiecare caz în parte, ca, de exemplu, în<br />

cazul distribuţiei discrete de sarcină.


<strong>BULETINUL</strong> <strong>INSTITUTULUI</strong> <strong>POLITEHNIC</strong> <strong>DIN</strong> <strong>IAŞI</strong><br />

Publicat de<br />

Universitatea Tehnică „Gheorghe Asachi” din Iaşi<br />

Tomul LVIII (LXII), Fasc. 4, 2012<br />

Secţia<br />

MATEMATICĂ. MECANICĂ TEORETICĂ. FIZICĂ<br />

TRANSITION TO CHAOS THROUGH SUB-HARMONIC<br />

BIFURCATIONS IN PLASMA<br />

I. EXPERIMENT<br />

BY<br />

DAN-GHEORGHE DIMITRIU 1 , MAGDALENA AFLORI 2 ,<br />

LILIANA-MIHAELA IVAN 1 , EMILIA POLL 1 and MARICEL AGOP 3<br />

1 ”Al. I. Cuza” University of Iaşi,<br />

Faculty of Physics<br />

2 Petru Poni Institute of Macromolecular Chemistry of Iaşi,<br />

3 “Gheorghe Asachi” Technical University of Iaşi,<br />

Department of Physics<br />

Received: September 28, 2012<br />

Accepted for publication: November 20, 2012<br />

Abstract. A scenario of transition to chaos through cascade of spatiotemporal<br />

sub-harmonic bifurcations was experimentally recorded in lowtemperature<br />

diffusion dc discharge plasma in connection with the appearance<br />

and dynamics of multiple double layer structures. The phenomenon was<br />

evidenced by increasing the potential applied on a supplementary electrode<br />

immersed into plasma. The fast Fourier transforms of the current collected by<br />

this electrode show the appearance of sub-harmonics of the fundamental<br />

frequency simultaneously with the emergences of new double layers as part of<br />

the multiple double layer structure in dynamic state.<br />

Key words: chaos, period-doubling bifurcation, multiple double layer.<br />

1. Introduction<br />

Multiple double layers are complex nonlinear potential structures in<br />

plasmas, consisting of two or more concentric double layers attached to the<br />

Corresponding author: e-mail: dimitriu@uaic.ro


30 Dan-Gheorghe Dimitriu et al.<br />

anode of a dc glow discharge (Chan & Hershkowitz, 1982; Intrator et al., 1993;<br />

Conde & Leon, 1994; Nerushev et al., 1998; Strat et al., 2003) or to a positively<br />

biased electrode immersed into plasma (Ioniţă et al., 2004; Aflori et al., 2005;<br />

Novopashin et al., 2008). It appears as several bright and concentric shells<br />

attached to the electrode. The successive double layers are located precisely at<br />

the abrupt changes of luminosity between two adjacent plasma shells. The<br />

number of shells depends on the background gas, its pressure, the electrode<br />

voltage and the discharge current (Aflori et al., 2005; Novopashin et al., 2008).<br />

The axial profile of the plasma potential has a stair step shape, with potential<br />

jumps close to the ionization potential of the used gas (Conde & Leon, 1994;<br />

Ioniţă et al., 2004 Dimitriu et al., 2007). At high values of the voltage applied to<br />

the electrode the multiple double layers structure evolves into a dynamic state,<br />

consisting of periodic disruptions and re-aggregations of the constituent double<br />

layers (Chiriac et al., 2006). The experimental investigations proved the<br />

important role of the elementary processes such as the electron-neutral impact<br />

excitations and ionizations in the formation and dynamics of the multiple<br />

double layers (Ioniţă et al., 2004; Chiriac et al., 2006). Different models were<br />

proposed for such structures, in which the appearance of the double layers was<br />

explained as a bifurcation (Conde 2006), or the double layers were assimilated<br />

with the Turing-type structures (Popescu, 2006).<br />

Here we report experimental results showing that a plasma conductor<br />

passes into a chaotic state through a cascade of spatio-temporal sub-harmonic<br />

bifurcations when the applied constraint in form of the voltage applied on a<br />

supplementary electrode immersed into plasma increases. The fast Fourier<br />

transforms (FFTs) of the current oscillations collected by the electrode show the<br />

appearance of new sub-harmonics of the fundamental frequency simultaneously<br />

with every appearance of a new double layer structure (as part of a multiple<br />

double layers structure) in dynamic state.<br />

2. Experimental Results<br />

The experiments were performed in a plasma diode, schematically<br />

presented in Fig. 1. Plasma is created by an electrical discharge between the<br />

hot filament (marked by F in Fig. 1) as cathode and the grounded tube (made<br />

of non-magnetic stainless steel) as anode. The plasma was pulled away from<br />

equilibrium by gradually increasing the voltage applied to a tantalum disk<br />

electrode (marked by E in Fig. 1) with 1 cm diameter, under the following<br />

experimental conditions: argon pressure p = 10 –2 mbar, plasma density n pl 10 9<br />

cm –3 and the electron temperature kT e 2 eV.<br />

When the voltage on the electrode reaches V E 55 V, a double layers<br />

structure appears in front of the electrode (see Fig. 2a). Because of the


Bul. Inst. Polit. Iaşi, t. LVIII (LXII), f. 4, 2012 31<br />

experimental conditions, this structure appears directly in dynamic state. The<br />

oscillations of the current collected by the electrode and their FFT’s are shown<br />

in the Figs. 3a and 3b, respectively. By a further increase of the voltage on the<br />

electrode, new double layers develops in front of the electrode, giving rise to a<br />

multiple double layers structure in dynamic state (see photos in Figs. 2b-2e).<br />

U 1 U 2<br />

R 2<br />

A<br />

F<br />

E<br />

R 1<br />

PS<br />

Fig. 1 – Schematic of the experimental setup (F – filament, A – anode, E –<br />

supplementary electrode, P – cylindrical probe, U 1 – power supply for heating the<br />

filament, U 2 – power supply for discharge, PS – power supply for supplementary<br />

electrode bias, R 1 , R 2 – load resistors).<br />

a b c<br />

d<br />

e<br />

Fig. 2 – Photos of the multiple double layers structure in different stages (at different<br />

potentials applied on the electrode) of its formation.


32 Dan-Gheorghe Dimitriu et al.<br />

Simultaneously with every new double layer formation, a new subharmonic<br />

appears in the FFT spectrum of the oscillations of the current<br />

collected by the electrode (Fig. 3, second column). Thus, we recorded, in fact,<br />

spatio-temporal bifurcations in the plasma system (sudden changes in the spatial<br />

symmetry and the temporal dynamics of the plasma system). At high values of<br />

the applied potential, the plasma system passes into a chaotic state,<br />

characterized by uncorrelated and intermittent oscillations (Figs. 3n-3o,<br />

respectively).<br />

The stability of a double layer is assured by the balance between the<br />

production of electrons and positive ions through electron-neutral impact<br />

ionizations and excitations and the particle losses by recombination and<br />

diffusion. At high values of the current through the structure, this equilibrium is<br />

lost and the double layer passes into a dynamic state. When the double layer<br />

disrupts, the initially trapped particles (electrons and positive ions) are released<br />

and move towards the electrodes as bunches of particles. In the case of a<br />

multiple double layer, the free particles have to pass through the others double<br />

layers and can affect their dynamics. Then, the dynamics of the multiple double<br />

layer structure becomes more complex and spatio-temporal bifurcation appears<br />

(sub-harmonics in the current oscillation spectrum and a spatial bifurcation of<br />

the plasma in front of the electrode are observed).<br />

a<br />

b<br />

c<br />

d<br />

Fig. 3 – Oscillations of the current (first column) and their FFT’s (second column), at<br />

different increasing value of the voltage applied to the electrode.


Bul. Inst. Polit. Iaşi, t. LVIII (LXII), f. 4, 2012 33<br />

e<br />

f<br />

g<br />

h<br />

j<br />

k<br />

l<br />

m<br />

n<br />

o<br />

Fig. 3 (continued) – Oscillations of the current (first column) and their FFT’s (second<br />

column), at different increasing value of the voltage applied to the electrod.


34 Dan-Gheorghe Dimitriu et al.<br />

This looks like the well-known Feigenbaum scenario of transition to<br />

chaos by cascades of period doubling bifurcations, but is not the case because in<br />

our experiment we do not record period-doubling bifurcations, except the first<br />

one, but sub-harmonic bifurcations. The final plasma system state is a chaotic<br />

one, consisting of uncorrelated and intermittent oscillations with a broad<br />

spectrum and many peaks being present, which correspond to the unstable<br />

periodic dynamics of the multiple double layers structure. A similar behavior<br />

was already reported in connection to gas lasers, Rayleigh-Benard instability or<br />

ionization waves in plasma.<br />

The complexity of the phenomenon and the fractal spatial structure of the<br />

multiple double layers suggest a theoretical modeling in the frame of the scale<br />

relativity theory. In fact, such an approach has given very good results in the<br />

theoretical modeling of the appearance and dynamics of simple double layers<br />

(fireballs).<br />

4. Conclusion<br />

A transition to chaos through spatio-temporal sub-harmonic bifurcations<br />

was experimentally evidenced in plasma by analyzing the oscillations of the<br />

current collected by a supplementary electrode, related to the nonlinear<br />

dynamics of multiple double layer structures.<br />

Acknowledgments. This work was supported by Romanian National Authority for<br />

Scientific Research, CNCS-UEFISCDI, project number PN-II-ID-PCE-2011-3-0650.<br />

REFERENCES<br />

Aflori M., Amarandei G., Ivan L.M., Dimitriu D.-G., Sanduloviciu M., Experimental<br />

Observation of Multiple Double Layers Structures in Plasma – Part I, Concentric<br />

Multiple Double Layers. IEEE Trans. Plasma Sci., 33, 2, 542-543 (2005).<br />

Arecchi F.T., Meucci R., Puccioni G., Tredicce J., Experimental Evidence of<br />

Subharmonic Bifurcations, Multistability, and Turbulence in a Q-Switched Gas<br />

Laser. Phys. Rev. Lett., 49, 17, 1217-1220,(1982).<br />

Atipo A., Bonhomme G., Pierre T., Ionization Waves: From Stability to Chaos and<br />

Turbulence. Eur. Phys. J. D, 19, 79-87 (2002).<br />

Chan C., Hershkowitz N., Transition from Single to Multiple Double Layers. Phys.<br />

Fluids, 25, 12, 2135-2137 (1982).<br />

Chiriac S., Aflori M., Dimitriu D.-G., Investigation of the Bistable Behaviour of<br />

Multiple Anodic Structures in DC Discharge Plasma. J. Optoelectron. Adv.<br />

Mater., 8, 1, 135-138 (2006).<br />

Conde L., Ferro Fontán C., Lambás J., The Transition from an Ionizing Electron<br />

Collecting Plasma Sheath into an Anodic Double Layer as a Bifurcation. Phys.<br />

Plasmas, 13, 11, 113504 1-6, (2006).<br />

Conde L., Leon L., Multiple Double Layers in a Glow Discharge. Phys. Plasmas, 1, 6,<br />

2441-2447 (1994).


Bul. Inst. Polit. Iaşi, t. LVIII (LXII), f. 4, 2012 35<br />

Dimitriu D.-G., Aflori M., Ivan L.M., Ioniţă C., Schrittwieser R.W., Common Physical<br />

Mechanism for Concentric and Non-Concentric Multiple Double Layers in<br />

Plasma. Plasma Phys. Control. Fusion, 49, 3, 237-248 (2007).<br />

Dimitriu D. G., Physical Processes Related to the Onset of Low-Frequency Instabilities<br />

in Magnetized Plasmas. Czech. J. Phys., 54, Suppl. C, C468-C474 (2004).<br />

Dubois M., Rubio M.A., Berge P., Experimental Evidence of Intermittencies Associated<br />

with a Subharmonic Bifurcation. Phys. Rev. Lett., 51, 16, 1446-1449 (1983).<br />

Feigenbaum M.J., Universal Behavior in Nonlinear Systems. Los Alamos Science, 1, 1,<br />

4-27 (1980).<br />

Intrator T., Menard J., Hershkowitz N., Multiple Magnetized Double Layers in the<br />

Laboratory. Phys. Fluids B, 5, 3, 806-811 (1993).<br />

Ioniţă C., Dimitriu D.-G., Schrittwieser R.W., Elementary Processes at the Origin of the<br />

Generation and Dynamics of Multiple Double Layers in DP Machine Plasma.<br />

Int. J. Mass Spectrom., 233, 343-354 (2004).<br />

Nerushev O.A., Novopashin S.A., Radchenko V.V., Sukhinin G.I., Spherical<br />

Stratification of a Glow Discharge. Phys. Rev. E, 58, 4, 4897-4902 (1998).<br />

Niculescu O., Dimitriu D.-G., Păun V.P., Mătăsaru P.D., Scurtu D., Agop M.,<br />

Experimental and Theoretical Investigations of a Plasma Fireball Dynamics.<br />

Phys. Plasmas, 17, 4, 042305 1-10 (2010).<br />

Nottale L., Scale Relativity and Fractal Space-Time: A New Approach to Unifying<br />

Relativity and Quantum Mechanics. World Scientific, Singapore, 2011.<br />

Novopashin S. A., Radchenko V. V., Sakhapov S. Z., Three-Dimensional Striations of a<br />

Glow Discharge. IEEE Trans. Plasma Sci., 36, 4, 998-999 (2008).<br />

Popescu S., Turing Structures in DC Gas Discharges. Europhys. Lett., 73, 2, 190-196<br />

(2006).<br />

Strat M., Strat G., Gurlui S., Ordered Plasma Structures in the Interspace of Two<br />

Independently Working Discharges. Phys. Plasmas, 10, 9, 3592-3600 (2003).<br />

TRANZIŢIE SPRE HAOS PRIN BIFURCAŢII<br />

SUBARMONICE ÎN PLASMĂ<br />

I. Partea experimentală<br />

Se obţine experimental unscenariu de tranziţie spre haos prin bifurcaţii pe<br />

subarmonice spaţio-temporale în conexiune cu dinamicile straturilor duble multiple<br />

dintr-o plasmă de descărcare.


<strong>BULETINUL</strong> <strong>INSTITUTULUI</strong> <strong>POLITEHNIC</strong> <strong>DIN</strong> <strong>IAŞI</strong><br />

Publicat de<br />

Universitatea Tehnică „Gheorghe Asachi” din Iaşi<br />

Tomul LVIII (LXII), Fasc. 4, 2012<br />

Secţia<br />

MATEMATICĂ. MECANICĂ TEORETICĂ. FIZICĂ<br />

TRANSITION TO CHAOS THROUGH SUB-HARMONIC<br />

BIFURCATIONS IN PLASMA<br />

II. FRACTAL HYDRODYNAMICS<br />

BY<br />

MARICEL AGOP 1 , EMILIA POLL 2 , DAN-GHEORGHE DIMITRIU 2 ,<br />

MAGDALENA AFLORI 3 and LILIANA-MIHAELA IVAN 2<br />

1 “Gheorghe Asachi” Technical University of Iaşi,<br />

Department of Physics<br />

2 ”Al. I. Cuza” University of Iaşi,<br />

Faculty of Physics<br />

3 Petru Poni Institute of Macromolecular Chemistry, Iaşi<br />

Received: September 28, 2012<br />

Accepted for publication: November 20, 2012<br />

Abstract. By considering that the particles movement in plasma takes place<br />

on fractal curves, a fractal hydrodynamic model is developed, based on scale<br />

relativity theory. This model successfully predicts the self-structuring of the<br />

fractal fluid, the obtained structures being very similar to the multiple double<br />

layers in plasma.<br />

Key words: fractal, hydrodynamics, scale relativity theory.<br />

1. Introduction<br />

In many systems where deterministic chaos arises, spatial and temporal<br />

structures were also experimentally observed. For time scales large with respect<br />

to the inverse of maximum Lyapunov exponent, deterministic trajectories can<br />

be replaced by families of potential trajectories and the concept of definite<br />

positions by that of probability density. This allows the description of the chaos<br />

effect in a stochastic way by a diffusion process (Lichtenberg & Lieberman,<br />

Corresponding author: e-mail: m.agop@yahoo.com


38 Maricel Agop et al.<br />

1983). By considering that the particles movement takes place on continuous<br />

but non-differentiable curves, i.e. on fractal curves, the scale relativity theory<br />

approaches the chaotic effects in the same way as in (Lichtenberg & Lieberman,<br />

1983), but the diffusion becomes a spatio-temporal scale dependent process<br />

(Notalle, 1989; Nottale, 1993; Nottale, 2011).<br />

The complex dynamical systems (and particularly the plasma), which<br />

display chaotic behavior, are recognized to acquire self-similarity and manifest<br />

strong fluctuations at all possible scales (Lichtenberg & Lieberman, 1983;<br />

Notalle, 1989; Nottale, 1993; Nottale, 2011; Feynman & Hibbs, 1965; Popescu,<br />

2006; Dimitriu, 2004; Dimitriu et al., 2003). Since the fractality appears as a<br />

universal property of these systems, it is necessary to construct a fractal physics<br />

(Notalle, 1989; Nottale, 1993; Nottale, 2011). In such conjecture, by considering<br />

that the complexity of the physical processes is replaced by fractality, it is no<br />

longer necessary to use the whole classical “arsenal” of quantities from the<br />

standard physics (differentiable physics). The physical systems will behave as a<br />

special interaction-less “fluid” by means of geodesics in a fractal space. The<br />

theory which treats the interactions in the previously mentioned manner is the<br />

Scale Relativity (SR).<br />

SR applies the principle of relativity to scale transformations. The<br />

principle of SR requires that the fundamental laws of nature apply whatever the<br />

state of scale of the coordinate system. In particular, a particle path in quantum<br />

mechanics may be described as a continuous and non-differentiable curve, i.e. a<br />

fractal curve. In order to include the non-differentiable fractal quantum motion<br />

into those described by a theory of relativity, the quantum space-time is<br />

considered relative and fractal, i.e. divergent with decreasing scale. In this<br />

theoretical framework, it is not necessary to endow a point particle with mass,<br />

energy, momentum or velocity. The particle may be reduced to and identified<br />

with its own trajectory.<br />

2. Consequences of Non-differentiability<br />

Let us suppose that the particles movements (electrons, ions and neutrals)<br />

take place on continuous but non-differentiable curves (fractal curves). The<br />

non-differentiability implies the followings:<br />

i) A continuous and a non-differentiable curve (or almost nowhere<br />

differentiable) is explicitly scale dependent, and its length tends to infinity,<br />

when the scale interval tends to zero. In other words, a continuous and nondifferentiable<br />

space is fractal, in the general meaning given by Mandelbrot to<br />

this concept (Mandelbrot, 1983).<br />

ii) There is an infinity of fractals curves (geodesics) relating any couple<br />

of its points (or starting from any point), and this is valid for all scales.<br />

iii) The breaking of local differential time reflection invariance. The<br />

time-derivative of an arbitrary field Q (speed, concentration, etc.) can be written<br />

two-fold


Bul. Inst. Polit. Iaşi, t. LVIII (LXII), f. 4, 2012 39<br />

dQ<br />

<br />

dt<br />

dQ<br />

<br />

dt<br />

t 0<br />

t 0<br />

<br />

Qt t Qt<br />

lim ,<br />

t<br />

<br />

<br />

Qt Qt t<br />

lim .<br />

t<br />

Both definitions are equivalent in the differentiable case. In the nondifferentiable<br />

situation these definitions fail, since the limits are no longer<br />

defined. In the framework of fractal theory, the physics is related to the<br />

behavior of the function during the “zoom” operation on the time resolution δt,<br />

here identified with the differential element dt (“substitution principle”), which<br />

is considered as an independent variable. The standard arbitrary field Q(t) is<br />

therefore replaced by a fractal arbitrary field Q(t,dt), explicitly dependent on the<br />

time resolution interval, whose derivative is undefined only at the unobservable<br />

limit dt 0 (from mathematic point of view, these fields are described by<br />

fractal functions, for details (definition, properties, etc.) (Nottale, 1993). As a<br />

consequence, this leads us to define the two derivatives of the fractal arbitrary<br />

field as explicit functions of the two variables t and dt,<br />

dQ<br />

<br />

dt<br />

dQ<br />

<br />

dt<br />

t 0<br />

t 0<br />

, , <br />

Qt t t Qt t<br />

lim ,<br />

t<br />

Qt , tQt t,<br />

t<br />

lim .<br />

t<br />

The sign “+” corresponds to the forward process and “–“ to the backward<br />

process, respectively.<br />

i) The differential of the coordinates, d X t,dt<br />

, can be decomposed as<br />

follows<br />

d X t,dt d x t d t,d t ,<br />

(3)<br />

<br />

d xt<br />

is the “classical part” and d ξ t,dt<br />

where<br />

is the “fractal part”.<br />

i<br />

ii) The differential of the “fractal part” components ξ t,dt,<br />

i 1,3 ,<br />

satisfies the relation (the fractal equation)<br />

i<br />

i<br />

i<br />

<br />

1/<br />

D F<br />

(1)<br />

(2)<br />

d ξ λ d t ,<br />

(4)<br />

<br />

where λ are some constant coefficients, and DF is a constant fractal<br />

dimension. We note that for the fractal dimension we can use any definition<br />

(Kolmogorov, Hausdorff , etc.).<br />

iii) The local differential time reflection invariance is recovered by<br />

combining the two derivatives, d dt and d<br />

dt , in the complex operator


40 Maricel Agop et al.<br />

dˆ 1d d i d d<br />

<br />

dt 2<br />

<br />

dt <br />

2<br />

<br />

dt<br />

<br />

By applying this operator to the “position vector”, a complex speed yields<br />

<br />

.<br />

<br />

(5)<br />

ˆ<br />

ˆ dX<br />

1dX dX i dX dX V V V V<br />

V i i<br />

dt 2<br />

<br />

dt <br />

2<br />

<br />

dt<br />

<br />

V U (6)<br />

2 2<br />

with<br />

V<br />

V <br />

<br />

V<br />

U <br />

<br />

V<br />

2<br />

V<br />

2<br />

The real part, V, of the complex speed, Vˆ , represents the standard<br />

classical speed, which is independent of resolution, while the imaginary part, U,<br />

is a new quantity arising from fractality, which is resolution-dependent.<br />

iv) The average values of the quantities must be considered in the sense<br />

of a generalized statistical fluid like description. Particularly, the average of<br />

d X is<br />

with<br />

d<br />

<br />

<br />

<br />

,<br />

.<br />

(7)<br />

X d x ,<br />

(8)<br />

<br />

d ξ 0<br />

(9)<br />

.<br />

In such an interpretation, the “particles” are identified with the geodesics<br />

themselves. As a consequence, any measurement is interpreted as a sorting out<br />

(or selection) of the geodesics by the measuring devices.<br />

3. Covariant Total Derivative<br />

Let us now assume that the curves describing the particles movements<br />

(continuous but non-differentiable) is immersed in a 3-dimensional space, and<br />

i<br />

X i 1,3 is the position vector of a point on the curve.<br />

that X of components <br />

Let us also consider the fractal arbitrary field Q , t<br />

differential up to the second order<br />

2<br />

X and expand its total<br />

Q<br />

1 Q i j<br />

d Q <br />

<br />

dtQdX d X d X .<br />

t 2<br />

i j <br />

(10)<br />

X X


Bul. Inst. Polit. Iaşi, t. LVIII (LXII), f. 4, 2012 41<br />

The relation (10) are valid in any point of the space manifold and also for the<br />

points X on the fractal curve which we have selected in Eq. (10). From here, the<br />

forward and backward average values of this relation take the form<br />

Q<br />

1 Q i j<br />

d Q <br />

<br />

dt QdX <br />

d X d X<br />

t 2<br />

i j . (11)<br />

X X<br />

We make the following stipulation: the mean value of Q and its<br />

i<br />

derivatives coincide with themselves, and the differentials d X and dt are<br />

independent, therefore the average of their products coincide with the product of<br />

averages. Thus, the Eqs. (11) become<br />

Q<br />

1 Q i j<br />

d Q <br />

dtQ d d X d X<br />

t<br />

X <br />

<br />

2<br />

i j<br />

X X<br />

<br />

<br />

, (12)<br />

or more, by using Eqs. (3) with the property (9),<br />

2<br />

Q<br />

1 Q i j i j<br />

d Q <br />

<br />

dtQd d x d x d ξ d ξ .<br />

t<br />

x <br />

2<br />

i j<br />

X X<br />

<br />

<br />

(13)<br />

i<br />

ξ<br />

Even the average value of d is null (see Eqs. (9)), for the higher order of<br />

these average coordinates the situation can be different. First, let us focus on the<br />

mean dξ<br />

i d ξ<br />

j . If i j, this average is zero because of the independence of<br />

d<br />

i<br />

ξ<br />

and d<br />

j<br />

ξ<br />

. So, by using Eqs. (4), we can write<br />

i j i j<br />

<br />

<br />

2<br />

2<br />

D F<br />

2 1<br />

d ξ d ξ λ λ dt<br />

dt .<br />

(14)<br />

Then, Eqs. (13) may be written under the form<br />

2 2<br />

Q 1 Q i j 1 Q i j<br />

<br />

i j <br />

i j <br />

<br />

D F<br />

2 1<br />

d Q dt d x Q d x d x λ λ dt d t.<br />

(15)<br />

t 2 X X 2 X X<br />

If we divide by dt and neglect the terms which contain differential factors (see<br />

method from (Agop et al., 2008)), the Eqs. (15) are reduced to<br />

2<br />

dQ Q 1 Q i j<br />

2 D<br />

d<br />

F 1 V Q λλ t<br />

dt<br />

t 2<br />

i j . (16)<br />

X<br />

X<br />

These relations also allow us to define the operator<br />

2<br />

d<br />

1 i j<br />

2 D 1<br />

dt<br />

F<br />

dt t 2<br />

i j<br />

X X <br />

V <br />

<br />

(17)


42 Maricel Agop et al.<br />

Under these circumstances, let us calculate ˆd dt . By taking into account Eqs.<br />

(17), (5) and (6) we obtain<br />

dˆ Q 1dQ dQ dQ dQ<br />

i<br />

dt 2 dt dt <br />

dt dt<br />

<br />

<br />

<br />

1Q<br />

1 1 Q i j 2 D F 1<br />

VQ λλ dt<br />

2 t 2 4<br />

i j <br />

X X<br />

1Q<br />

1 1 Q i j 2 D F 1<br />

VQ λλ dt<br />

2 t 2 4<br />

i j <br />

X X<br />

2<br />

2<br />

2<br />

i Q<br />

i i Q i j 2 D F 1<br />

VQ λλ d t<br />

(18)<br />

2 t 2 4<br />

i j <br />

X X<br />

2<br />

i j<br />

V λλ<br />

j 2 D F 1<br />

dt<br />

VV VV<br />

i<br />

2 2<br />

Q<br />

2<br />

Q i j i j i j i j <br />

i j <br />

X X<br />

<br />

<br />

2<br />

ˆ 1 Q i j i j<br />

V Q λλ λλ<br />

4<br />

i j<br />

X X <br />

<br />

i j i j<br />

2 D F 1<br />

λλ λλ <br />

dt<br />

i Q<br />

i i Q<br />

Q<br />

<br />

2 t<br />

2 4<br />

i<br />

X X<br />

Q<br />

<br />

<br />

t<br />

<br />

D<br />

d<br />

F<br />

λλ λλ i λλ λλ t<br />

1<br />

2 1<br />

<br />

4 <br />

Q<br />

<br />

<br />

t<br />

<br />

i<br />

This relation also allows us to define the fractal operator:<br />

<br />

2<br />

ˆd ˆ 1 i j i j i j i j 2 D 1<br />

i d F <br />

λλ λλ λλ λλ <br />

t<br />

dt t V 4<br />

<br />

i j<br />

X X<br />

. (19)<br />

Particularly, by choosing<br />

<br />

the Eq. (14) becomes<br />

i j i j ij<br />

<br />

λλ λλ 2Dδ<br />

i<br />

j<br />

D<br />

t<br />

F<br />

2 1<br />

(20)<br />

dξ<br />

d<br />

2D d dt. (21)<br />

We note the followings:<br />

i) The fractal processes given by Eq. (21) with DF<br />

2 are known as<br />

“anomalous diffusion” (sub-diffusion for D F < 2 and super-diffusion for D F >2).<br />

Usually, the “Fokker-Planck equations” for anomalous diffusion do not have the


Bul. Inst. Polit. Iaşi, t. LVIII (LXII), f. 4, 2012 43<br />

form of the ordinary diffusion equation. Indeed, it is well-known that the<br />

“Fokker-Planck equations” for anomalous diffusion have the form of the<br />

fractional derivative equations, and the equations are called fractional Fokker-<br />

Planck equations (Gouyet, 1992; El Naschie, 1995; Weibel et al., 2005).<br />

ii) The Nottale’s theory is formulated in the fractal dimension D F = 2, i.e.<br />

for movements on Peano curves, and for Wiener’s stochastic processes. In these<br />

conditions, the fractal operator (19) takes the simple form:<br />

ˆd ˆ 2 D<br />

i dt<br />

1 F <br />

V D .<br />

(22)<br />

dt<br />

t<br />

We now apply the principle of scale covariance, and postulate that the passage<br />

from classical (differentiable) physics to the fractal physics can be implemented<br />

by replacing the standard time derivative operator, ddt , by the complex<br />

operator ˆd dt . As a consequence, we are now able to write the equation of the<br />

field flow in its covariant form<br />

ˆd Q Q<br />

ˆ i d 2 1 0<br />

dt<br />

D F<br />

V Q D t Q<br />

. (23)<br />

t<br />

This means that at any point of a fractal path, the local temporal term, t Q , the<br />

non-linearly (convective) term, V ˆ Q<br />

and the dissipative one, Q , make<br />

their balance. Moreover, the behavior of a fractal fluid is of viscoelastic or of<br />

hysteretic type, i.e. the fractal fluid has memory. Such a result is in agreement<br />

with the opinion given in (Agop et al., 2008; Niculescu et al., 2010; Gurlui et<br />

al., 2006; Chiroiu et al., 2005, Ferry & Goodniks, 1997): the fractal fluid can be<br />

described by Kelvin-Voight or Maxwell rheological model with the aid of<br />

complex quantities e.g. the complex field, Q, the complex structure coefficients,<br />

2<br />

D<br />

t<br />

<br />

F<br />

iD<br />

d<br />

1<br />

, etc.<br />

4. Geodesics. Fractal Hdrodynamics<br />

We are now able to write the equation of geodesics (a generalization of the<br />

first Newton’s principle) in the form<br />

dˆ Vˆ<br />

Vˆ<br />

Vˆ Vˆ ηV ˆ.<br />

(24)<br />

dt<br />

t<br />

Formally, at the global scale (with its differentiable and fractal components), the<br />

Eq. (24) is a Navier-Stokes type equation with the imaginary “viscosity<br />

coefficient”<br />

D <br />

2 1<br />

F<br />

η iD dt .<br />

(25)


44 Maricel Agop et al.<br />

This result evidences the rheological properties of the fractal fluid. If the<br />

motions of the fractal fluid are irrotational, i.e. V ˆ 0<br />

, we can choose Vˆ of<br />

the form<br />

D<br />

t<br />

F<br />

ˆ 2 <br />

2i d 1 ln ,<br />

V D ψ<br />

(26)<br />

with ψ being the scalar potential of the complex speed. Then, by substituting<br />

(26) in (24) and using the method from (Niculescu et al., 2010; Gurlui et al.,<br />

2006) it results:<br />

dVˆ<br />

2 D 1 ln<br />

2i d 2i d 2 <br />

F <br />

ψ<br />

DF<br />

1 ψ<br />

<br />

D t <br />

D t<br />

0. (27)<br />

dt t ψ <br />

Eq. (27) can be integrated in a universal way, which yields<br />

Lˆ 0,<br />

D <br />

F <br />

D<br />

F<br />

ˆ 2 4 2 2 D <br />

4 d 2i d<br />

1 <br />

D<br />

L t t<br />

t<br />

(28)<br />

up to an arbitrary phase factor which may be set to zero by a suitable choice of<br />

the phase of ψ. Eq. (28a), where ˆL is the differential operator (28), is of<br />

Schrödinger type.<br />

iS<br />

For ψ ρe , with ρ the amplitude and S the phase of ψ, and by using<br />

(26) the complex speed field (6) takes the explicit form<br />

D <br />

F <br />

DF<br />

D<br />

2 D F 1<br />

t S<br />

2 D F 1<br />

dt lnρ.<br />

ˆ<br />

2 1 2 1<br />

2 d i d ln<br />

V D t S t ρ,<br />

V 2D<br />

d ,<br />

U D<br />

(29)<br />

By substituting (29) in (24) and separating the real and the imaginary parts, up<br />

to an arbitrary phase factor which may be set at zero by a suitable choice of the<br />

phase of ψ, we obtain<br />

V<br />

<br />

m <br />

t<br />

<br />

<br />

ρ<br />

ρV<br />

0,<br />

t<br />

0 V V Q,<br />

(30)<br />

with Q the fractal potential<br />

2<br />

2 4 D 2 0<br />

2 <br />

F ρ m U<br />

DF<br />

1<br />

0 0<br />

Q2m D dt m D dt<br />

U. (31)<br />

ρ 2


Bul. Inst. Polit. Iaşi, t. LVIII (LXII), f. 4, 2012 45<br />

Eq. (30) are the law of momentum conservation and the law of density<br />

conservation and m 0 is the rest mass of the fractal fluid particle. Together, these<br />

two equations define the fractal hydrodynamics.<br />

5. Predictability through Factality. Fractal Fluid Self-structuring<br />

In the one-dimensional case, Eqs. (30) and (31) with the initial conditions<br />

<br />

V x, t 0<br />

and the boundary ones<br />

<br />

α<br />

c, ρxt , 0 e<br />

<br />

ρ x<br />

2<br />

x <br />

<br />

1 <br />

0 , (32)<br />

πα<br />

, , , , <br />

V x ct t c<br />

ρ x t ρ x t 0, (33)<br />

implies the solutions (for details see the method described in [18])<br />

<br />

<br />

<br />

2 <br />

1<br />

x<br />

ct<br />

ρxt<br />

, <br />

exp<br />

,<br />

2<br />

2<br />

<br />

2 2D 2<br />

2 2D<br />

<br />

2<br />

π α t<br />

α t <br />

<br />

α α<br />

<br />

<br />

<br />

cα<br />

V <br />

α<br />

2<br />

2D<br />

<br />

<br />

α <br />

2<br />

xt<br />

2<br />

2 2D<br />

2<br />

<br />

<br />

α<br />

<br />

<br />

t<br />

(34)<br />

where c is a constant speed, α is the distribution parameter and<br />

Then, it results the complex speed<br />

D<br />

t<br />

F<br />

2 1<br />

D D d .<br />

(35)<br />

2 2D<br />

<br />

cα xt<br />

ˆ α<br />

x<br />

ct<br />

V V iU <br />

<br />

2Di<br />

2<br />

2 2<br />

2 2D 2 2 2D<br />

2<br />

α t α t<br />

α α <br />

, (36)<br />

the fractal potential and force


46 Maricel Agop et al.<br />

2<br />

2 x<br />

ct<br />

2mD<br />

0<br />

0 <br />

2<br />

2 2<br />

<br />

2 2 <br />

2<br />

2 2D<br />

2<br />

Q2 m D<br />

,<br />

D<br />

α<br />

t α t<br />

<br />

α<br />

α<br />

<br />

<br />

<br />

<br />

Q 2 xct<br />

F 4 m0D<br />

.<br />

x<br />

2<br />

2<br />

2 2D<br />

<br />

2<br />

α<br />

t <br />

α<br />

<br />

<br />

<br />

In non-dimensional coordinates<br />

(37)<br />

x<br />

τ ωt , ξ ,<br />

(38)<br />

λ<br />

where ω is a specific frequency of the fractal fluid and λ is a characteristic<br />

length of the fractal fluid, and with the substitutions<br />

the Eqs. (36) and (37) become<br />

2<br />

α<br />

<br />

μ <br />

λ <br />

, 2D<br />

ν , (39)<br />

αωλ<br />

2 2<br />

ˆ <br />

V i<br />

2 2 2 2 2 2<br />

<br />

Q <br />

<br />

<br />

<br />

<br />

2<br />

2 2 2<br />

<br />

<br />

1<br />

<br />

2<br />

<br />

2 2 2<br />

2 2 2<br />

<br />

<br />

2<br />

The complex current density field is also obtained<br />

(40)<br />

(41)<br />

<br />

F <br />

. (42)<br />

2 2 2 2<br />

ˆ μ ν τ<br />

( ξ τ) ξ τ ( ξ τ)<br />

<br />

J exp i exp .<br />

2 2 3 2<br />

2 2 2 2 2 2 3 2<br />

<br />

2 2 2<br />

(43)<br />

( μ ντ) ( μ ντ)<br />

<br />

μ ντ<br />

<br />

Figs. 1a-g show the dependences: (a) ρξ,τ,μ ( ν 1)<br />

, (b) e V<br />

ˆ<br />

( ξ,τ,μν 1) ,<br />

(c) m V<br />

ˆ<br />

( ξ,τ,μν 1) , (d) Q( ξ,τ,μ ν 1)<br />

, (e) F( ξ,τ,μ ν 1)<br />

, (f)<br />

e J<br />

ˆ<br />

( ξ,τ,μν 1) and (g) m J<br />

ˆ<br />

( ξ,τ,μν 1) . It results:


Bul. Inst. Polit. Iaşi, t. LVIII (LXII), f. 4, 2012 47<br />

i) The force field induces fractal characteristics to the quantities which<br />

define the system dynamics. Consequently, they become dependent on the<br />

spatio-temporal coordinates.<br />

ii) The observable in the form of the rectilinear and uniform motion, V=c,<br />

is obtained by annulling the force field. The fractal forces on the semi-spaces<br />

x x and x x , with x the mean position, compensate each<br />

other<br />

m<br />

dV<br />

x<br />

<br />

m<br />

0 0<br />

dt<br />

x<br />

dV<br />

dt<br />

x<br />

This means that a fluid particle on free motion locally “polarizes” the fractal<br />

fluid behind itself, x ct , and ahead of itself, x ct , in such a way that the<br />

resulting fractal forces are symmetrically distributed with respect to a plane<br />

through the observable particle position x ct at any time t (see the<br />

symmetry of the curves from Figs. 1a-g). In this case, the quantities become<br />

independent on the spatio-temporal coordinates. The presence of an external<br />

perturbation induces an asymmetry in the distribution of the fractal force field in<br />

respect to the plane where the particle is, having as a result the “excitation” of a<br />

specific mode of fractal fluid self-structuring.<br />

Therefore, in the particular case of plasma, the collisions induced by the<br />

interactions of their particles can be “substituted” by the fractal field (we will<br />

return later in the article to this subject), while the presence of an external<br />

constraint (as, for example, a voltage) “excites” a specific mode of plasma selfstructuring,<br />

that could lead to the generation of an electric double layer, or<br />

multiple double layer.<br />

By using the normalized variables (38) and<br />

<br />

N ,<br />

<br />

0<br />

V<br />

V 2 k<br />

,<br />

BT<br />

u ,<br />

u m<br />

0<br />

<br />

x<br />

2<br />

2 2D<br />

1<br />

0 3<br />

.<br />

u <br />

, (44)<br />

where ρ 0 is the equilibrium density, u is a specific propagation speed of a<br />

perturbation in the fractal fluid, k B is the Boltzmann constant and T is the<br />

“temperature” of the fluid particle (in this model, the fluid particles are<br />

identified with the geodesics of the fractal space and their distribution satisfies a<br />

certain statistics. We associate the temperature T to such a statistical ensemble.),<br />

the Eqs. (30) become<br />

N<br />

NV <br />

<br />

0,<br />

<br />

<br />

2<br />

V<br />

V<br />

2 1<br />

V<br />

<br />

0 2 N<br />

<br />

<br />

.<br />

<br />

N<br />

<br />

<br />

(45)


48 Maricel Agop et al.<br />

1<br />

10<br />

<br />

0.75<br />

0.5<br />

0.25<br />

20<br />

10<br />

ReVˆ<br />

5<br />

0<br />

-5<br />

20<br />

10<br />

0<br />

-20<br />

-10<br />

0<br />

τ<br />

-10<br />

-20<br />

-10<br />

0<br />

τ<br />

ξ<br />

0<br />

10<br />

20 -20 -10<br />

(a)<br />

ξ<br />

0<br />

10<br />

20 -20 -10<br />

(b)<br />

20<br />

0<br />

10<br />

Im Vˆ<br />

0<br />

-10<br />

10<br />

20<br />

Q<br />

-100<br />

-200<br />

-300<br />

10<br />

20<br />

-20<br />

-20<br />

-10<br />

0<br />

τ<br />

-20<br />

-10<br />

0<br />

τ<br />

ξ<br />

0<br />

10<br />

20 -20 -10<br />

(c)<br />

ξ<br />

0<br />

10<br />

20 -20 -10<br />

(d)<br />

20<br />

1<br />

F<br />

10<br />

0<br />

-10<br />

20<br />

10<br />

Re Ĵ<br />

0.75<br />

0.5<br />

0.25<br />

20<br />

10<br />

-20<br />

-20<br />

-10<br />

0<br />

τ<br />

0<br />

-20<br />

-10<br />

0<br />

τ<br />

ξ<br />

0<br />

10<br />

20 -20 -10<br />

(e)<br />

ξ<br />

0<br />

10<br />

20 -20 -10<br />

(f)<br />

Im Ĵ<br />

0.4<br />

0.2<br />

0<br />

-0.2<br />

-0.4<br />

-20<br />

-10<br />

0<br />

τ<br />

20<br />

10<br />

Fig. 1 – The dependence on normalized spatial coordinate and time of: (a) normalized density<br />

( , , 1) , (b) normalized differential speed<br />

ˆ<br />

e V ( , , 1) , (c) normalized fractal speed<br />

ˆ<br />

m V ( , , 1)<br />

ξ<br />

0<br />

, (d) normalized fractal potential Q( , , <br />

1) , (e) normalized fractal force<br />

F( , , 1) , (f) normalized differential current density<br />

ˆ<br />

e J ( , , 1) , (g) normalized fractal<br />

ˆ<br />

-10<br />

10<br />

20 -20<br />

(g)<br />

current density m J ( , , 1) , respectively.


Bul. Inst. Polit. Iaşi, t. LVIII (LXII), f. 4, 2012 49<br />

For localized stationary solution, let us choose a transformed coordinate q<br />

in the moving frame, such that<br />

q ξ Mτ , (46)<br />

where M is the equivalent of the Mach number for the fractal fluid<br />

V 0<br />

M , (47)<br />

u<br />

and V 0 is the speed of a perturbation moving together with the frame. After<br />

integration, from the continuity equation, it results<br />

1<br />

and from the momentum equation it result<br />

V<br />

<br />

M 1<br />

N<br />

<br />

<br />

, (48)<br />

2 2<br />

V<br />

2 1 d<br />

VM<br />

0 N<br />

,<br />

(49)<br />

2<br />

2<br />

N<br />

dq<br />

where we have used the restrictions<br />

q , , d N<br />

V 0 N 1,<br />

2<br />

0<br />

dq<br />

d N<br />

, 0 (50)<br />

2<br />

dq<br />

Now, by substituting (48) in (49) and taking into account the restrictions (50),<br />

we successively obtain<br />

<br />

<br />

M<br />

2<br />

0<br />

2 2<br />

2 4 2<br />

Z<br />

Z dq<br />

0<br />

Z N<br />

,<br />

2<br />

M 1 2 1dZ<br />

<br />

Z<br />

,<br />

4ν<br />

2 dq<br />

<br />

<br />

q<br />

2 2<br />

Z<br />

0<br />

d<br />

<br />

1<br />

1 1 d Z<br />

1 <br />

,<br />

<br />

<br />

2<br />

Z M<br />

q q<br />

2<br />

2 ν<br />

Z<br />

0<br />

<br />

const.,<br />

0<br />

<br />

2<br />

,<br />

(51)<br />

which implies the solution


50 Maricel Agop et al.<br />

M <br />

N sh<br />

qq0<br />

<br />

, (52)<br />

<br />

ν0<br />

<br />

with q 0 an integration constant. In these conditions, the current density is<br />

the fractal potential is<br />

M <br />

J NV M N 1M sh q q0<br />

M<br />

, (53)<br />

<br />

ν0<br />

<br />

M 2 2<br />

1 <br />

1 M <br />

cth<br />

M <br />

Q q<br />

q0<br />

<br />

2<br />

<br />

2 <br />

N<br />

2 <br />

ν0<br />

<br />

and the “voltage-current characteristics” is<br />

, (54)<br />

2<br />

2<br />

M <br />

<br />

J <br />

Q 1 1<br />

2<br />

<br />

M<br />

. (55)<br />

<br />

<br />

<br />

<br />

Now, if the structured fractal fluid is equivalent with a “circuit element”, such,<br />

for example, it is happens with the electric double layer in plasma, since for<br />

J M 1, Q JM and for J M 1 , Q M 2 2 , it results that it<br />

behaves as a “nonlinear element of circuit”. Moreover, the restriction<br />

dQ dJ M1J M 3<br />

0 marks the beginning of the self-structuring<br />

mechanism, for example the generation of a double layer in the case of plasma.<br />

We note that if ω is the ion plasma frequency, λ is the Debye length and u is<br />

ion-acoustic speed, the previous results can describe the dynamics of plasma.<br />

6. Synchronous Movements in the Fractal Systems. Types of Dynamics in<br />

Plasma at Differential Scale (Macroscopic Scale)<br />

Let us allow the next assumptions:<br />

i) the movements at the two scales, differential (through V) and fractal<br />

(through U), are synchronous, which implies<br />

d<br />

D F<br />

t<br />

2 1<br />

V U D lnn,<br />

n ;<br />

(56)<br />

ii) the movements take place on Peano curves, i.e. with the fractal<br />

dimension D F = 2. In this situation (35) takes the form<br />

D D . (57)<br />

For a ionized gas with only one type o f charge carriers, the total current<br />

density is null


Bul. Inst. Polit. Iaşi, t. LVIII (LXII), f. 4, 2012 51<br />

j ρV enμE eDn<br />

0<br />

, (58)<br />

where μ is the mobility of the charge carriers, e is t he elementary electrical<br />

charge, D is the diffusion coefficient and E is the electric field. In this case, the<br />

field current, enE is totally compensated by the diffusion current eD n , and<br />

the vectors E and n are parallel. By limiting to the case of a non-degenerate<br />

gas, the partial pressure of the charge carriers is related to their density and<br />

temperature through the relation<br />

so that, from Eq. (58), it results<br />

p nk T , (59)<br />

B<br />

μ n<br />

p<br />

enE en e<br />

, (60)<br />

D nE pE pE p k T<br />

where we used the relation dp<br />

eEndl<br />

between the two expressions of the<br />

force on a layer of dl thickness and unit surface, normal on the pressure<br />

gradient. From Eqs. (57) and ( 60) it results first<br />

μkBT<br />

D D ,<br />

e<br />

and then, through (30), (56) and (61), the diffusion equation<br />

n<br />

D n<br />

t .<br />

B<br />

(61)<br />

(62)<br />

Let us consider an ionized gas with the electron density n e and ion density n p .<br />

Usually , the gradients of the electron and ion densities, n e and np<br />

, as well<br />

as the electric field E, are different from zero, so that the total current density<br />

V j j (63)<br />

e<br />

have a diffusion component, as well as a field compone nt ( Chen, 1984; Popa &<br />

Sirghi, 2000)<br />

p<br />

j<br />

e<br />

j<br />

e( μ n E D n<br />

),<br />

p<br />

e e e e<br />

e( μ n E D n<br />

),<br />

p p p p<br />

(64)<br />

The field current appears even if no external electric field is applied. Indeed,<br />

b ecause De Dp, the electrons radially diffuse outside of plasma, leaving<br />

behind an excess of positive charge. This leads to the appearance of a radial


52 Maricel Agop et al.<br />

electric field, E r , which retards the electrons and accelerates the positive ions,<br />

the total radial current being null in the stationary regime. By taking into<br />

account the quasineutrality of plasma<br />

n n n, (65)<br />

e<br />

p<br />

from (63)-(65) it results<br />

E<br />

r<br />

De<br />

Dp<br />

1 n<br />

<br />

, (66)<br />

μ μ n r<br />

e<br />

p<br />

as well as the density of the particles current<br />

with<br />

j j<br />

e<br />

p n<br />

Ge Gp Da<br />

e e r<br />

, (67)<br />

D<br />

a<br />

μ D<br />

<br />

μ<br />

e p p e<br />

e<br />

μ D<br />

μ<br />

as ambipolar diffusion coefficient. It results first<br />

p<br />

,<br />

(68)<br />

D D D a , (69)<br />

and then, from Eqs. (67) and (30), the ambipolar diffusion equation<br />

n<br />

Da<br />

n.<br />

t<br />

(70)<br />

The presence of collisions dramatically changes the expression of the<br />

diffusion coefficient. For example, for weak ioniz ed plasma and in the<br />

approximation of small density gradients, the electron free diffusion coefficient<br />

is (Chen, 1984; Popa &Sirghi, 2000)<br />

kT B e<br />

D De<br />

,<br />

(71)<br />

m ν<br />

where ν en is the frequency of the elastic electron-neutral collisions, m e is the<br />

electron mass and T e is the electrons temperature.<br />

In the general case, we can associate to every type of collision (elastic,<br />

inelastic) trajectories described by continuous and non-differentiable curves<br />

(fractal curves). Since the fractality through the Eq. (21) suppose a certain<br />

statistics, it results that the type of collision have to be described by a certain<br />

random process. For example, in the case of elastic collisions, the dynamics of<br />

the plasma particles can be described by Brownian-type movements. Then, the<br />

e en


Bul. Inst. Polit. Iaşi, t. LVIII (LXII), f. 4, 2012 53<br />

trajectories of the plasma particles are not fractals, but can be approximate with<br />

fractals. Indeed, between two successive elastic collisions the particle trajectory<br />

is a straight line, while the trajectory becomes non-differentiable in the impact<br />

point (there are left and right derivatives in this point). Now, by considering that<br />

all the elastic collisions impact points compose an innumerable set of points, it<br />

results that the trajectories become continuous and non-differentiable, i.e. fractal<br />

curves. The random process that can describe the Brownian motion could be,<br />

for example, the Wiener process. In this case, the mean square distance covered<br />

by a particle in the mean time τ, can be assimilated to a diffusion coefficient (up<br />

to a numeric factor)<br />

2<br />

x<br />

D D . (72)<br />

τ<br />

Moreover, by taking into account the statistic meaning of the collision crosssection,<br />

σ, a correspondence with the diffusion coefficient can be established in<br />

the form (Chen, 1984; Popa &Sirghi, 2000)<br />

c<br />

D D , (73)<br />

n σ<br />

where n 0 is an equilibrium density and c is a specific propagation speed of a<br />

perturbation in plasma. Because in the general case σ is a function of the charge<br />

carrier energy, the scale dependence (35) can be replaced by the normalized<br />

energy ε dependence<br />

0<br />

2 D 1<br />

() F <br />

D D ε ,<br />

(74)<br />

having in mind the fractal characteristics of a relation of type σ σE<br />

(Mandelbrot, 1983; Gouyet, 1992).<br />

7. Conclusion<br />

By considering that the particles movements in a dc gas discharge plasma<br />

take place on fractal curves, a fractal hydrodynamic model was developed in<br />

order to describe its dynamics. Thus:<br />

i) the scale relativity model was more detailed presented compared with<br />

those presented by Nottale in (1989, 1993, 2011) (consequences of nondifferentiability,<br />

covariant total derivative, geodesics via Schrödinger-type<br />

equation or fractal hydrodynamic model);<br />

ii) through fractal hydrodynamic model we shown that the predictability<br />

is imposed by fractality and the conditions in which a fractal fluid can selfstructure<br />

were specified;


54 Maricel Agop et al.<br />

iii) in the frame of the fractal hydrodynamic model, the synchronous<br />

fractal movements were analyzed and some types of plasma dynamics were<br />

presented, which satisfies such a condition (ionized gas with only one type of<br />

charge carriers, ionized gas with two types of charge carriers – ambipolar<br />

diffusion);<br />

iv) the correspondence between the collisions and fractality was<br />

established, as well as the way in which this correspondence function in plasma;<br />

Acknowledgments. This work was supported by Romanian National Authority<br />

for Scientific Research, CNCS-UEFISCDI, project number PN-II-ID-PCE-2011-3-<br />

0650.<br />

R E F E R E N C E S<br />

Agop M., Forna N., Casian Botez I., Bejenariu I. C., New Theoretical Approach of the<br />

Physical Processes in Nanostructures. J. Comput. Theor. Nanosci., 5, 4, 483-<br />

489, (2008).<br />

Chen F. F., Introduction to Plasma Physics. 2 nd Ed., Plenum Press, New York, 1984.<br />

Chiroiu V., Ştiucă P., Munteanu L., Dănescu S., Introduction in Nanomechanics.<br />

Romanian Academy Publishing House, Bucharest, 2005.<br />

Dimitriu D.-G., Ignătescu V., Ioniţă C., Lozneanu E., Sanduloviciu M., Schrittwieser<br />

R.<br />

W., The Influence of Electron Impact Ionisations on Low Frequency Instabilities<br />

in a Magnetised Plasma. Int. J. Mass Spectrom., 223-224, 141-158 (2003).<br />

Dimitriu D. G., Physical Processes Related to the Onset of Low-Frequency Instabilities<br />

in Magnetized Plasmas. Czech. J. Phys., 54, Suppl. C, C468-C474 (2004).<br />

El Naschie M. S., Rössler O. E., Prigogine I. (Eds.), Quantum Mechanics, Diffusion and<br />

Chaotic Fractals. Elsevier, Oxford, 1995.<br />

Ferry D. K., Goodnick S. M., Transport in Nanostructures. Cambridge University<br />

Press, Cambridge, 1997.<br />

Feynman R. P., Hibbs A. R., Quantum Mechanics and Path Integrals. MacGraw-Hill,<br />

New York, 1965.<br />

Gouyet J. F., Physique et structures fractals. Masson, Paris, 1992.<br />

Gurlui S., Agop M., Strat M., Strat G., Băcăiţă S., Cerepaniuc A., Some Experimental<br />

and Theoretical Results on the Anodic Patterns in Plasma Discharge. Phys.<br />

Plasmas, 13, 6, 063503 1-10, (2006).<br />

Lichtenberg A. J., Lieberman M. A., Regular and Stochastic Motion. Springer-Verlag,<br />

New York, 1983.<br />

Mandelbrot B.B., The Fractal Geometry of Nature. Freeman, San Francisco, 1983.<br />

Niculescu O., Dimitriu D.-G., Păun V.P., Mătăsaru P.D., Scurtu D., Agop M.,<br />

Experimental and Theoretical Investigations of a Plasma Fireball Dynamics.<br />

Phys. Plasmas, 17, 4, 042305 1-10 (2010).<br />

Nottale L., Fractal Space-Time and Microphysics: Towards a Theory of Scale<br />

Relativity. World Scientific, Singapore, 1993.<br />

Nottale L., Fractals and the Quantum Theory of Spacetime. Int. J. Mod. Phys. A, 4,<br />

5047-5117 (1989).


Bul. Inst. Polit. Iaşi, t. LVIII (LXII), f. 4, 2012 55<br />

Nottale L., Scale Relativity and Fractal Space-Time: A New Approach to Unifying<br />

Relativity and Quantum Mechanics. World Scientific, Singapore, 2011.<br />

Popa G., Sirghi L., Fundamentals of Plasma Physics. “Al. I. Cuza” University<br />

Publishing House, Iasi, 2000.<br />

Popescu S., Turing Structures in DC Gas Discharge. Europhys. Lett., 73, 190-196 (2006).<br />

Weibel P., Ord G., Rösler O. E. (Eds.), Space Time Physics and Fractality. Springer,<br />

Wien – New York, 2005.<br />

Wilhelm H. E., Hydrodynamic Model of Quantum Mechanics. Phys. Rev. D, 1, 8, 2278-<br />

2285 (1970).<br />

T RANZIŢII SPRE HAOS PRIN BIFUNCŢII SUBARMONICE ÎN PLASMĂ<br />

II. Hidrodinamica fractală<br />

(Rezumat)<br />

Propunerea ca particulele unei plasme de descărcare se deplasează pe curbe<br />

continue şi nediferenţiabile, adică pe curb e fractale, se construieşte o hidrodinamică<br />

fractală compusă din legea de conservare a impulsului. Prezenţa potenţialului fractal<br />

“coordonează” atât haoticitatea sistemului cât şi selfstructurarea acestuia (prin straturi<br />

multiple).


<strong>BULETINUL</strong> <strong>INSTITUTULUI</strong> <strong>POLITEHNIC</strong> <strong>DIN</strong> <strong>IAŞI</strong><br />

Publicat de<br />

Universitatea Tehnică „Gheorghe Asachi” din Iaşi<br />

Tomul LVIII (LXII), Fasc. 4, 2012<br />

Secţia<br />

MATEMATICĂ. MECANICĂ TEORETICĂ. FIZICĂ<br />

TRANSITION TO CHAOS THROUGH SUB-HARMONIC<br />

BIFURCATIONS IN PLASMA<br />

III. THEORETICAL MODELING<br />

BY<br />

EMILIA POLL 1 , MARICEL AGOP 2 , DAN-GHEORGHE DIMITRIU 1 ,<br />

LILIANA-MIHAELA IVAN 1 and MAGDALENA AFLORI 3<br />

1 ”Al. I. Cuza” University of Iaşi,<br />

Faculty of Physics<br />

2 “Gheorghe Asachi” Technical University of Iaşi,<br />

Department of Physics<br />

3 Petru Poni Institute of Macromolecular Chemistry, Iaşi<br />

Received: September 28, 2012<br />

Accepted for publication: November 20, 2012<br />

Abstract. A theoretical model able to explain the transition to chaos<br />

through a cascade of sub-harmonic bifurcations in connection with the nonlinear<br />

dynamics of multiple double layers is established based on fractal<br />

hydrodynamics and scale relativity theory. The obtained results are in very good<br />

agreement with the experimental ones.<br />

Key words: chaos, fractal, sub-harmonic bifurcation, fractional revival<br />

mechanism.<br />

1. Introduction<br />

The scale relativity theory is based both on the fractal space-time concept<br />

and on a generalization on Einstein’s principle of relativity to scale<br />

transformations (Nottale, 1989; Nottale, 1993; Nottale, 2011). It is built by<br />

completing the standard laws of classical physics (motion in space-time) by new<br />

Corresponding author: e-mail: maflori@icmpp.ro


58 Emilia Poll et al.<br />

scale laws, the space-time resolutions being used as intrinsic variables, playing<br />

for the scale transformations the same role as played by velocities for motion<br />

transformation.<br />

In the usual theories of plasma physics in which the charged particle<br />

movement take place on continuous and differentiable curves (Goldstein &<br />

Rutherford, 1995), it is difficult to determine either the collision terms or source<br />

terms in connection with the elementary plasma processes (excitations,<br />

ionizations, recombinations, etc.). A new way to analyze the plasma dynamics<br />

is to consider that the charged particles movements take place on continuous but<br />

nondifferentiable curves, i.e. on fractal curves (Nottale, 1989; Mandelbrot,<br />

1983; Cresson, 2006). Then, the complexity of these dynamics is substituted by<br />

fractality. Every type of elementary process from plasma induces both<br />

spatiotemporal scales and the associated fractals. Moreover, the movement<br />

complexity is directly related to the fractal dimension; the fractal dimension<br />

increases as the movement becomes more complex. Then, plasma will behave<br />

as a special collisionless fluid by means of geodesics in a fractal space-time.<br />

Here, we will use a scale relativity model in the study of the discharge<br />

plasma dynamics, in order to explain the transition to chaos of the plasma<br />

system dynamics by cascade of sub-harmonic bifurcations. We demonstrated in<br />

the second part of this article that such a model can explain the self-structuring<br />

of plasma in form of multiple double layers. Now, by using the fractional<br />

revival mechanism (Aronstein & Stronde, 1997), we state a Reynold’s fractional<br />

criterion of evolution to chaos through a cascade of spatio-temporal subharmonic<br />

bifurcations, related to the multiple double layer dynamics. A very<br />

good agreement between the experimental results (described in the first part of<br />

the article) and those provided by the theoretical model was obtained.<br />

2. Dynamics in Plasma Induced by the Fractal Potential at Differential<br />

Scale (Macroscopic Scale)<br />

The fractal potential (see the second part of the article) comes from the<br />

non-differentiability and has to be treated as a kinetic term and not as a potential<br />

term. Moreover, the fractal potential Q can generate a viscosity stress type<br />

tensor. Indeed, in the form<br />

2<br />

2<br />

2 4 DF<br />

2<br />

ρ 1 ρ<br />

<br />

Qm0D dt<br />

, (1)<br />

ρ 2 ρ <br />

<br />

<br />

the fractal potential induces the symmetric tensor<br />

4 D 2<br />

4 2 <br />

F<br />

D <br />

F<br />

iρ<br />

lρ<br />

2 2<br />

<br />

σil m0D dt ρil lnρm0D d t ilρ<br />

<br />

.<br />

(2)<br />

<br />

ρ


Bul. Inst. Polit. Iaşi, t. LVIII (LXII), f. 4, 2012 59<br />

The divergence of this tensor is equal to the force density associated with Q<br />

σ ρ Q.<br />

(3)<br />

The quantity can be identified with the viscosity stress type tensor of a<br />

Navier-Stokes type equation<br />

dV<br />

m0<br />

ρ σ.<br />

d t<br />

The momentum flux density type tensor is<br />

il 0 i l il ,<br />

and it satisfies the momentum-flow type equation<br />

(4)<br />

π m ρVV σ<br />

(5)<br />

<br />

m0 ρV π.<br />

(6)<br />

t<br />

In order to complete the analogy to classical fluid mechanics, we<br />

introduce the kinematical and dynamical types viscosities<br />

<br />

<br />

1<br />

2<br />

1<br />

2<br />

D<br />

D F<br />

t<br />

0<br />

2 1<br />

d ,<br />

m ρD<br />

D F<br />

t<br />

2 1<br />

d .<br />

The quantities ν and ν are formal viscosities, both of them being induced by<br />

the fractal scale. According to the previous paragraph, these viscosities can be<br />

associated with the collisions dynamics. Then, the tensor σ il takes the usual<br />

form<br />

In particular, if σ il is diagonal<br />

σ<br />

il<br />

U<br />

ν<br />

xl<br />

<br />

il<br />

i<br />

il<br />

U<br />

<br />

x<br />

then we obtain (see also the second part of the article)<br />

i<br />

l<br />

<br />

.<br />

<br />

(7)<br />

(8)<br />

, (9)<br />

V<br />

σ<br />

m <br />

<br />

t<br />

<br />

<br />

ρ<br />

ρ<br />

ρV<br />

0.<br />

t<br />

0 V V ,<br />

(10)


60 Emilia Poll et al.<br />

Let us assimilate the tensor (9) with the gas pressure, i.e. σil<br />

p δil<br />

, case<br />

in which Eqs. (10) can define the cl assical hydrodynamics. Then, for the<br />

normalized variables<br />

Vk r<br />

ωt τ , kr ξ , kz η , Vξ<br />

ω , Vk z<br />

Vη<br />

ω , ρ<br />

N<br />

ρ , (11)<br />

0<br />

and by admitting the adiabatic expansion of the gas, γ = 1.33, Eqs. (10) become<br />

2 γ1N<br />

NV ξNV NV V N<br />

,<br />

τ ξ ξ η ξ<br />

1<br />

ξ ξ ξ η<br />

1<br />

η ξ η η <br />

2 γ1N<br />

NV ξNV V NV N<br />

,<br />

τ ξ ξ η η<br />

N<br />

1 <br />

<br />

τ ξ ξ η<br />

<br />

NVξ<br />

NVη<br />

0.<br />

(12)<br />

In the Eqs. (12) we considered as functional the scaling relation for the unit<br />

mass, m ,<br />

0 1<br />

2<br />

B 0<br />

2<br />

kTk<br />

γ<br />

ω<br />

1 . (13)<br />

If ω is the ion plasma frequency, k is the inverse of the Debye length and T 0 is<br />

the el ectron temperature, then the Eqs. (12) can describe the dynamics of a<br />

discharge plasma. Moreover, the<br />

relation (13) reduces to a usual dispersion<br />

relation (C h e n, 1984; Popa & Sirghi, 2000).<br />

For the numerical integration we shall impose the initial conditions<br />

V 0, ξη , 0 , V 0, ξη , 0 , 0, , <br />

ξ<br />

η<br />

1<br />

5<br />

N ξη , 1 ξ 2, 0 η 1, (14)<br />

as well as the boundary conditions<br />

V ,1, V ,2, 0, V ,1, V<br />

,2, 0,<br />

<br />

<br />

<br />

,1, <br />

N,2,<br />

<br />

<br />

V , ,0 V , ,1 0, V , ,0 V<br />

, ,1 0,<br />

<br />

N<br />

1 ,<br />

5<br />

2 2<br />

1 <br />

1 5 <br />

3 2<br />

N <br />

, ,0 exp exp ,<br />

10 1 5 1 5 <br />

<br />

N , ,1 <br />

<br />

<br />

1 .<br />

5<br />

(15)<br />

Eqs. (12) with the initial conditions (14) and the boundary conditions (15) were<br />

numerically resolved by using the finite differences (Zienkievicz et al., 2005).


Bul. Inst. Polit. Iaşi, t. LVIII (LXII), f. 4, 2012 61<br />

Figs. 1a-l, 2a-l and 3a-l show the two-dimensional contours of the normalized<br />

density N and the normalized speeds V ξ and V η , respectively, for the normalized<br />

time values: τ = 1/2 (a), τ = 1/3 (b), τ = 2/3 (c), τ = 1/4 (d), τ = 3/4 (e), τ = 1/5<br />

(f), τ = 2/5 (g), τ = 3/5 (h), τ = 4/5 (i), τ = 1/8 (j), τ = 3/8 (k) and τ = 5/8 (l).<br />

1<br />

1<br />

1<br />

0.8<br />

0.8<br />

0.8<br />

0.6<br />

0.6<br />

0.6<br />

0.4<br />

0.4<br />

0.4<br />

0.2<br />

0.2<br />

0.2<br />

0<br />

1 1.2 1.4 1.6 1.8 2<br />

1<br />

0<br />

1 1.2 1.4 1.6 1.8 2<br />

0<br />

1 1.2 1.4 1.6 1.8 2<br />

(a) τ = 1/2 (b) τ = 1/3 (c) τ = 2/3<br />

1<br />

1<br />

0.8<br />

0.8<br />

0.8<br />

0.6<br />

0.6<br />

0.6<br />

0.4<br />

0.4<br />

0.4<br />

0.2<br />

0.2<br />

0.2<br />

0<br />

1 1.2 1.4 1.6 1.8 2<br />

1<br />

0<br />

1 1.2 1.4 1.6 1.8 2<br />

0<br />

1 1.2 1.4 1.6 1.8 2<br />

(d) τ = 1/4 (e) τ = 3/4 (f) τ = 1/5<br />

1<br />

1<br />

0.8<br />

0.8<br />

0.8<br />

0.6<br />

0.6<br />

0.6<br />

0.4<br />

0.4<br />

0.4<br />

0.2<br />

0.2<br />

0.2<br />

0<br />

1 1.2 1.4 1.6 1.8 2<br />

1<br />

0<br />

1 1.2 1.4 1.6 1.8 2<br />

0<br />

1 1.2 1.4 1.6 1.8 2<br />

(g) τ = 2/5 (h) τ = 3/5 (i) τ = 4/5<br />

1<br />

1<br />

0.8<br />

0.8<br />

0.8<br />

0.6<br />

0.6<br />

0.6<br />

0.4<br />

0.4<br />

0.4<br />

0.2<br />

0.2<br />

0.2<br />

0<br />

1 1.2 1.4 1.6 1.8 2<br />

0<br />

1 1.2 1.4 1.6 1.8 2<br />

0<br />

1 1.2 1.4 1.6 1.8 2<br />

(j) τ = 1/8 (k) τ = 3/8<br />

(l) τ = 5/8<br />

η<br />

1/5 N 1<br />

ξ


62 Emilia Poll et al.<br />

(m) legend<br />

Fig. 1 – Modeled two-dimensional normalized plasma density profiles for different<br />

values of the normalized time τ.<br />

1<br />

1<br />

1<br />

0.8<br />

0.8<br />

0.8<br />

0.6<br />

0.6<br />

0.6<br />

0.4<br />

0.4<br />

0.4<br />

0.2<br />

0.2<br />

0.2<br />

0<br />

1 1.2 1.4 1.6 1.8 2<br />

1<br />

0<br />

1 1.2 1.4 1.6 1.8 2<br />

0<br />

1 1.2 1.4 1.6 1.8 2<br />

(a) τ = 1/2 (b) τ = 1/3 (c) τ = 2/3<br />

1<br />

1<br />

0.8<br />

0.8<br />

0.8<br />

0.6<br />

0.6<br />

0.6<br />

0.4<br />

0.4<br />

0.4<br />

0.2<br />

0.2<br />

0.2<br />

0<br />

1 1.2 1.4 1.6 1.8 2<br />

1<br />

0<br />

1 1.2 1.4 1.6 1.8 2<br />

0<br />

1 1.2 1.4 1.6 1.8 2<br />

(d) τ = 1/4 (e) τ = 3/4 (f) τ = 1/5<br />

1<br />

1<br />

0.8<br />

0.8<br />

0.8<br />

0.6<br />

0.6<br />

0.6<br />

0.4<br />

0.4<br />

0. 4<br />

0.2<br />

0.2<br />

0.2<br />

0<br />

1 1.2 1.4 1.6 1.8 2<br />

1<br />

0<br />

1 1.2 1.4 1.6 1.8 2<br />

0<br />

1 1.2 1.4 1.6 1.8 2<br />

(g) τ = 2/5 (h) τ = 3/5 (i) τ = 4/5<br />

1<br />

1<br />

0.8<br />

0.8<br />

0.8<br />

0.6<br />

0.6<br />

0.6<br />

0.4<br />

0.4<br />

0.4<br />

0.2<br />

0.2<br />

0.2<br />

0<br />

1 1.2 1.4 1.6 1.8 2<br />

0<br />

1 1.2<br />

1.4 1.6 1.8 2<br />

0<br />

1 1.2 1.4 1.6 1.8 2<br />

(j) τ = 1/8 (k) τ = 3/8<br />

(l) τ = 5/8<br />

η<br />

-1 V ξ 1<br />

(m) legend<br />

ξ


Bul. Inst. Polit. Iaşi, t. LVIII (LXII), f. 4, 2012 63<br />

Fig. 2 – Modeled two-dimensional normalized transversal speed profiles for different<br />

values of the normalized time τ.<br />

1<br />

1<br />

1<br />

0.8<br />

0.8<br />

0.8<br />

0.6<br />

0.6<br />

0.6<br />

0.4<br />

0.4<br />

0.4<br />

0.2<br />

0.2<br />

0.2<br />

0<br />

1 1.2 1.4 1.6 1.8 2<br />

1<br />

0<br />

1 1.2 1.4 1.6 1.8 2<br />

0<br />

1 1.2 1.4 1.6 1.8 2<br />

(a) τ = 1/2 (b) τ = 1/3 (c) τ = 2/3<br />

1<br />

1<br />

0.8<br />

0.8<br />

0.8<br />

0.6<br />

0.6<br />

0.6<br />

0.4<br />

0.4<br />

0.4<br />

0.2<br />

0.2<br />

0.2<br />

0<br />

1 1.2 1.4 1.6 1.8 2<br />

1<br />

0<br />

1 1.2 1.4 1.6 1.8 2<br />

0<br />

1 1.2 1.4 1.6 1.8 2<br />

(d) τ = 1/4 (e) τ = 3/4 (f) τ = 1/5<br />

1<br />

1<br />

0.8<br />

0.8<br />

0.8<br />

0.6<br />

0.6<br />

0.6<br />

0.4<br />

0.4<br />

0.4<br />

0.2<br />

0.2<br />

0.2<br />

1<br />

0<br />

1 1.2 1.4 1.6 1.8 2<br />

0<br />

1 1.2 1.4 1.6 1.8 2<br />

0<br />

1 1.2 1.4 1.6 1.8 2<br />

(g) τ = 2/5 (h) τ = 3/5 (i) τ = 4/5<br />

1<br />

1<br />

0.8<br />

0.8<br />

0.8<br />

0.6<br />

0.6<br />

0.6<br />

0.4<br />

0.4<br />

0.4<br />

0.2<br />

0.2<br />

0.2<br />

0<br />

1 1.2 1.4 1.6 1.8 2<br />

0<br />

1<br />

1.2 1.4 1.6 1.8 2<br />

0<br />

1 1.2 1.4 1.6 1.8 2<br />

(j) τ = 1/8 (k) τ = 3/8 (l) τ = 5/8<br />

η<br />

-1 V η 1<br />

(m) legend<br />

ξ


64 Emilia Poll et al.<br />

Fig. 3 – Modeled two-dimensional normalized axial speed profiles for different values<br />

of the normalized time τ.<br />

It results:<br />

a) generation of multiple structures in plasma (Figs. 1a-l) corresponding<br />

to the multiple double layers like those described in the first part of this article;<br />

b) symmetry of the normalized speed field V ξ in respect to the symmetry<br />

axis of the spatio-temporal Gaussian (Figs. 2a-l);<br />

c) shock waves and vortices at the structures periphery for the normalized<br />

speed field V η (Figs. 3a-l).<br />

All above these induce intermittencies in the dynamics of the plasma<br />

discharge. Figs. 2a-l and 3a-l show the mechanism of the evolution to chaos<br />

through sub-harmonic bifurcations of the plasma dynamics, similar to that<br />

described in the first part of this article.<br />

3. Fractional Criterion of Evolution to Chaos<br />

The generation of the double layer implies the phase coherence of the<br />

plasma particles, i.e. S = const. According to fractal hydrodynamics described in<br />

the second part of this article, this means that V 0 . It results:<br />

i) at the macroscopic scale, the specific momentum transfer (for m 0 = 1)<br />

don’t exist;<br />

ii) the fractal fluid self-structures in electron-ion pairs;<br />

iii) the fractal fluid behaves as a quantum fluid (superfluid,<br />

superconductor, etc.);<br />

iv) we obtain for the law of momentum conservation and for the law of<br />

density conservation (see the second part of this article) the simple forms<br />

2<br />

d ρ<br />

<br />

dx<br />

2<br />

ρ<br />

0,<br />

t<br />

E<br />

2 2<br />

m0D<br />

<br />

24<br />

D <br />

dt<br />

F<br />

ρ 0,<br />

where E is the energy integration constant. The solution of the Eq. (16) is<br />

with<br />

k<br />

2<br />

<br />

<br />

0<br />

<br />

(16)<br />

ρ Asin kx ,<br />

(17)<br />

E 2 4<br />

<br />

<br />

2 d D<br />

t<br />

F<br />

,<br />

(18)<br />

2m D<br />

0<br />

A and 0 being two integration constants. This solution induces the fractal speed


Bul. Inst. Polit. Iaşi, t. LVIII (LXII), f. 4, 2012 65<br />

2 D 1 d 2<br />

d F E <br />

Ux<br />

D t lnρ<br />

<br />

dx<br />

m0<br />

<br />

cotankx 0<br />

<br />

(19)<br />

and the fractal potential<br />

2<br />

x<br />

mU 0<br />

D dU<br />

d 2 d <br />

F x<br />

DF<br />

Q m t <br />

0 E m t , k<br />

2<br />

D dx<br />

D<br />

1 2<br />

2 1 2 4 2<br />

2<br />

0<br />

const. (20)<br />

This means that a specific momentum transfer exists at the fractal scale, so that<br />

the fractal potential determines the energy of the charge carriers;<br />

v) to the current density<br />

<br />

<br />

jx x ρ xUx x jcsin 2 kx 0 <br />

,<br />

j<br />

c<br />

1<br />

2 2<br />

A 2E<br />

<br />

<br />

2 m0<br />

<br />

the following current can be associated<br />

<br />

<br />

<br />

,<br />

I jc<br />

sin <br />

2<br />

kx0<br />

<br />

dxdy<br />

<br />

cos 2kx<br />

sin 2kx<br />

jc<br />

yc1x cos2<br />

<br />

<br />

0 sin 2 0 c2<br />

,<br />

2kx<br />

2kx<br />

<br />

<br />

<br />

(21)<br />

(22)<br />

where c 1 and c 2 are two integration constants. Particularly, for c 1 = 0 and c 2 =<br />

0, and with the notations<br />

j ξη<br />

2 = , 2kx = ξ , 2ky = η , I c = j c xy =<br />

0<br />

the Eq. (22) becomes<br />

The dependence ,<br />

<br />

c<br />

4k<br />

2<br />

2<br />

,<br />

I<br />

i , (23)<br />

I<br />

cosξ<br />

sin ξ<br />

iφξ<br />

, cos<br />

sin .<br />

(24)<br />

ξ ξ<br />

i i ξ is shown in Fig. 4a. For = π/2 the Eq. (24) takes<br />

the form<br />

sin ξ<br />

i π 2, ξ ,<br />

ξ<br />

(25)<br />

and this function is shown in Fig. 4b.<br />

2 2 2 2<br />

Let us suppose for k the expression k n k 0 induced through the<br />

generalized coherence ( in the present context, the physica l mean of the<br />

generalized coherence re fers to the generation of the multip le double layers).<br />

Then, the relation<br />

Qn<br />

2<br />

2<br />

Q0n<br />

,<br />

4 D 2 2<br />

0 0 2 0 d F <br />

Q E m t<br />

0<br />

D k ,<br />

(26)<br />

c


66 Emilia Poll et al.<br />

expanded around n either in the form<br />

or in the form<br />

n<br />

2<br />

2<br />

0 2 0 0<br />

Q Q n Q n nn Q n n , (27)<br />

2<br />

2 D n n n n<br />

Qn<br />

Qn<br />

4<br />

m0<br />

dt<br />

F 1<br />

<br />

D ,<br />

T<br />

T<br />

<br />

<br />

<br />

it induces the characteristic times<br />

T<br />

T<br />

<br />

<br />

2πm0D<br />

d<br />

<br />

nQ<br />

4πm0D<br />

d<br />

<br />

Q<br />

D F<br />

t<br />

0<br />

2 1<br />

D F<br />

t<br />

0<br />

2 1<br />

,<br />

.<br />

Qn<br />

2<br />

Q n (28)<br />

0<br />

(29)<br />

i<br />

0.2<br />

0<br />

-0.2<br />

15<br />

20<br />

-5<br />

10<br />

ξ<br />

i <br />

/ 2<br />

0.4<br />

0<br />

<br />

a)<br />

5<br />

0<br />

5<br />

0.3<br />

0.2<br />

0.1<br />

-0.1<br />

5 10 15 20<br />

ξ<br />

-0.2<br />

b)


Bul. Inst. Polit. Iaşi, t. LVIII (LXII), f. 4, 2012 67<br />

Fig. 4 – a – Non-dimensional current dependence on the non-dimensional phase and<br />

coordinate ξ; b – non-dimensional current versus non-dimensional coordinate ξ, for<br />

φ π /2.<br />

Because T β is independent on n , the expression (29) defines a universal<br />

time scale. Through (29) and (26), a characteristic frequency can be associated<br />

f<br />

0<br />

1 k0 E0<br />

<br />

<br />

T<br />

2<br />

2m0<br />

<br />

1 2<br />

. (30)<br />

Let us evaluate the expression (30) with respect to the experimental results<br />

described in the first part of this article. Thus, by identifying L with a<br />

characteristic length of the double layer, namely the width of the double layer<br />

1/2<br />

(Doggett & Lunney, 2009; C harles, 2007), L = (2ε 0V/en 0 ) , the Eq. (30) takes<br />

the form<br />

and the fractal potential eigenstate current densities are<br />

f<br />

0<br />

1 2<br />

1 en0E0<br />

<br />

, (31)<br />

2 m0<br />

0V<br />

<br />

where E 0 is the ion energy, m 0 is the ion mass, n 0 is the ion density in the<br />

double layer and V is the voltage on the electrode. For the experimental<br />

conditions<br />

kT i 0.2 eV, kT e 2 eV, n e n i = n 0 10 9 cm -3 , m i = m 0 40 a.m.u. and V <br />

100 V, we obtain the width of the double layer L 3.3 mm and the disruption<br />

frequency f 0 150 kHz. These values are in good agreement with those existing<br />

in the literature (Charles, 2007; Hershkowitz 2005) as well as those<br />

experimentally obtained.<br />

It can be observed that, through the generalized coherence and by using a<br />

fractional revival formalism (a fractional revival of a physical function occurs<br />

when a physical function evolves in time to a state th at can be described as a<br />

collection of spatially distributed physic al sub-functions that each closely<br />

reproduces the initial physical function shape), the discrete fractal potential<br />

eigenvalues are<br />

Q<br />

n<br />

Q n<br />

0<br />

2<br />

<br />

<br />

(32)<br />

jn ( x ) A0 sin nk0x<br />

, (33)<br />

with A 0 being a constant amplitude.<br />

In this context, we write the current density at the moment t = 0 as<br />

<br />

J xt , 0 Ji<br />

x . (34)


68 Emilia Poll et al.<br />

We expand this current density using the fractal potential eigenstate basis<br />

with<br />

<br />

J x c j x ,<br />

(35)<br />

i<br />

<br />

<br />

n1<br />

n n<br />

<br />

c j xJ xdx .<br />

(36)<br />

n n i<br />

<br />

By using the time scale T β , the time evolution in the fractal potential eigenbasis<br />

is found from a Schrödinger’s type equation (the charge transport takes place on<br />

fractal curves)<br />

to be<br />

2<br />

4<br />

2<br />

2 J<br />

2 1J<br />

2<br />

t<br />

D <br />

F <br />

DF<br />

t<br />

t<br />

D d i d 0,<br />

x<br />

D <br />

(37)<br />

[ ] n n<br />

2<br />

, exp 2<br />

<br />

J xt i tT<br />

n c j x . (38)<br />

n<br />

A function F(n) whose domain is restricted to the integers (n ) can be write<br />

as a finite sum of exponentials if and only if it is r periodic, that is, there is an<br />

integer r such that F(n) = F(n + r) for all n. Such a finite sum is called the finite<br />

Fourier series (Apostol, 1976).<br />

In our case, we identify F(n) = exp[-i2(t/T β )n 2 ]. The necessary and<br />

sufficient condition for this exponential to be a periodic function of the quantum<br />

number n is that the time ratio t/T β must be rational, and we write<br />

p<br />

Tp, q<br />

Tβ<br />

, (39)<br />

q<br />

for relatively prime integers p and q ( that is, p/q forms a simplified fraction). In<br />

terms of frequency, the Eq. (39) takes the form:<br />

1 q<br />

f pq , f0<br />

T p,<br />

q<br />

p<br />

, 1<br />

f 0 . (40)<br />

Now, through the fractal expressions<br />

2<br />

mV 0<br />

E 0<br />

<br />

<br />

2 D F 1 2 DF<br />

1<br />

p<br />

m D dt f0 m0D d t f p,<br />

q, (41)<br />

2<br />

q<br />

we can introduce the Reynolds’s fractional criterion<br />

VL c c p<br />

e pq<br />

, ,<br />

ν<br />

q<br />

where we used the substitutions<br />

T <br />

(42)


Bul. Inst. Polit. Iaşi, t. LVIII (LXII), f. 4, 2012 69<br />

1<br />

V c = V, Lc<br />

Vf p,<br />

q<br />

, 1 2 D<br />

d<br />

1 F <br />

D t . (43)<br />

2<br />

From (42) and (Chen, 1984) it results a critical value for the Reynolds<br />

number, e c , up to this value the fractal fluid flow becoming turbulent. Because<br />

from (40) it results sub-harmonics for Re c , according to (Dubois et al, 1983;<br />

Arecchi et al., 1982; Atipo et al., 2002) a criterion of evolution to chaos through<br />

cascade of spatio-temporal sub-harmonic bifurcations is stated.<br />

4. Conclusion<br />

1. By considering that the particles movements in a dc gas discharge<br />

plasma take place on fractal curves, a mathematical model was developed in<br />

order to describe the transition to chaos of the plasma system dynamics through<br />

cascade of sub-harmonic bifurcations.<br />

2. By using the fractional revival formalism, a Reynolds’s fractional<br />

criterion of evolution to chaos through cascade of spatio-temporal sub-harmonic<br />

bifurcations was stated. We also specified some types of plasma dynamics<br />

induced by the fractal potential (numerical simulation of the hydrodynamic<br />

behavior of an ionized gas).<br />

Acknowledgments. This wo rk was supported by Romanian National Authority<br />

for Scientific Research, CNCS-UEFISCDI, project number PN-II-ID-PCE-2011-3-<br />

0650.<br />

REFERENCES<br />

Agop M., Mazilu N., Fundamentals of Modern Physics. Junimea Publishing House,<br />

Iaşi, 1989.<br />

Apostol T.M., Introduction to Analytic Number Theory. Springer-Verlag, New York,<br />

1976, pp. 157-160.<br />

Arecchi F. T., Meucci R., Puccioni G., Tredicce J., Experimental Evidence of<br />

Subharmonic Bifurcations, Multistability, and Turbulence in a Q-Switched Gas<br />

Laser. Phys. Rev. Lett., 49, 17, 1217-1220, (1982).<br />

Aronstein D.L., Stroud C.R., Fractional Wave-Function Revivals in the Infinite Square<br />

Well. Phys. Rev. A, 55, 4526-4537, (1997).<br />

Atipo A., Bonhomme G., Pierre T., Ionization Waves: From Stability to Chaos and<br />

Turbulence. Eur. Phys. J. D, 19, 79-87, (2002).<br />

Charles C., A Review of Recent Laboratory Double Layer Experiments. Plasma Source<br />

Sci. Technol., 16, 4, R1-R25, (2007).<br />

Chen F.F., Introduction to Plasma Physics. 2 nd Ed., Plenum Press, New York, 1984.<br />

Cresson J., Non-differentiable Deformations of n<br />

. Int. J. Geom. Methods Mod. Phys.,<br />

3, 7, 1395-1415, (2006).<br />

Doggett B., Lunney J.G., Langmuir Probe Characterization of Laser Ablation Plasmas.<br />

J. Appl. Phys., 105, 3, 033306 1-6, (2009).<br />

Dubois M., Rubio M.A., Berge P., Experimental Evidence of Intermittencies Associated<br />

with a Subharmonic Bifurcation. Phys. Re v. Lett., 51, 16, 1446-1449, (1983).


70 Emilia Poll et al.<br />

Goldsten R.J., Rutherford P.H., Introduction to Plasma Physics. IOP, Bristol, 1995.<br />

Hershkowitz N., Sheaths: More Complicated than You Think. Phys. Plasmas, 12, 5,<br />

055502 1-11, (2005).<br />

Landau L.D., Lifshitz E.M., Fluid Mechanics. 2<br />

nd Ed., Butterworth-Heinemann, Oxford,<br />

1987.<br />

Mandelbrot B.B., The Fractal Geometry of Nature. Freeman, San Francisco, 1983.<br />

Niculescu O., Dimitriu D.G., Păun V.P., Mătăsaru P.D., Scurtu D., Agop M.,<br />

Experimental and Theoretical Investigations of a Plasma Fireball Dynamics.<br />

Phys. Plasmas, 17, 4, 042305 1-10, (2010).<br />

Nottale L., Fractal Space-Time and Microphysics: Towards a Theory of Scale<br />

Relativity. World Scientific, Singapore, 1993.<br />

Nottale L., Fractals and the Quantum Theory of Spacetime. Int. J. Mod. Phys. A, 4,<br />

5047-5117, (1989).<br />

Nottale L., Scale Relativity and Fractal Space-Time: A New Approach to Unifying<br />

Relativity and Quantum Mechanics. World Scientific, Singapore, 2011.<br />

Popa G., Sirghi L., Fundamentals of Plasma Physics. “Al. I. Cuza” University<br />

Publishing House, Iaşi, 2000.<br />

Stoler D., Equivalence Classes of Minimum Uncertainty Packets (I). Phys. Rev. D, 1,<br />

12, 3217-3219, (1970).<br />

Stoler D., Equivalence Classes of Minimum-Uncertainty Packets (II). Phys. Rev. D, 4,<br />

6, 1925-1926, (1971).<br />

Zienkievicz O.C., Taylor R.L., Zhu J.Z., The Finite Element Method – Its Basis and<br />

Fundamentals. Elsevier-Butterworth-Heinemann, Oxford, 2005.<br />

TRANZIŢII SPRE HAOS PRIN BIFURCAŢII SUBARMONICE ÎN PLASMĂ<br />

III. Model teoretic<br />

(Rezumat)<br />

Se propune un model theoretic care explică tranziţia spre haos prin bifurcaţii<br />

subarmonice în plasmă. Rezultatele teoretice sunt validate de datele experimentale.


<strong>BULETINUL</strong> <strong>INSTITUTULUI</strong> <strong>POLITEHNIC</strong> <strong>DIN</strong> <strong>IAŞI</strong><br />

Publicat de<br />

Universitatea Tehnică „Gheorghe Asachi“ din Iaşi,<br />

Tomul LVIII (LXII), Fasc. 4, 2012<br />

Secţia<br />

MATEMATICĂ. MECANICĂ TEORETICĂ. FIZICĂ<br />

CONTRIBUTIONS TO DEVELOPMENT OF A NEW MODEL<br />

IN ELECTROMAGNETIC FERROFLUID COMMAND<br />

BY<br />

ADRIAN OLARU and DORU CĂLĂRAŞU <br />

“Gheorghe. Asachi” Technical University of Iaşi,<br />

Department of Fluid Mechanics<br />

Received: September 7, 2012<br />

Accepted for publication: September 12, 2012<br />

Abstract. The conceptual model of a servo-element with electromagnetic<br />

ferrofluid command is based on the rheological behavior of magnetically<br />

controllable fluids.<br />

The magnetorheological fluid type MRHCCS4-B, discussed about in this<br />

paper, is able to provide high shear stress at small applied magnetic fields. This<br />

class of magnetorheological fluid leads to major changes in fluid rheology when<br />

a relatively modest external magnetic field is applied. The producing company<br />

provides directions for its applications where high shear stresses are required.<br />

The conceptual model suggests a new application for a magnetically<br />

controllable fluid, namely the control of linear movement of an electromagnetic<br />

ferrofluid element, by varying the external applied magnetic field.<br />

The conceptual model uses a sealed hydraulic system to prevent fluid loss.<br />

Key words: servo-element, magneto-rheological fluid, electromagnetic<br />

ferrofluid command.<br />

1. Introduction<br />

From the point of view of workability and construction, the servo-valves<br />

have been constantly improved in what regards cost reductions and productivity<br />

increase.<br />

This paper deals with a new application of a magnetically controllable<br />

fluid, namely the linear movement control of an electromagnetic ferrofluid<br />

Corresponding author: e-mail: dorucalarasu@yahoo.com


72 Adrian Olaru and Doru Călăraşu<br />

element, by varying the applied external magnetic field. Such control could<br />

replace either the electromechanical converter (torque motor) and flapper nozzle<br />

amplifier of servo valves, or the control with proportional electromagnet for<br />

proportional servo-elements.<br />

2. The Conceptual Model of a Servo-element with Electromagnetic<br />

Ferrofluid Command<br />

The conceptual model of a servo-element with electromagnetic ferrofluid<br />

command is based on the rheological behavior of magnetically controllable<br />

fluids.<br />

The thixotropic magnetorheological fluid type MRHCCS4-B, produced<br />

by Liquids Research Limited (www.liquidsresearch.com ) is able to provide<br />

high shear stress at applied small magnetic fields.<br />

This class of magnetorheological fluid leads to major changes in fluid<br />

rheology when a relatively modest external magnetic field is applied.<br />

The company mentioned above provides directions for its applications,<br />

especially where high shear stresses are required, i.e. the vehicle suspension<br />

systems, suspension seats and exercise equipment.<br />

Fig. 1 shows the functional scheme of the electromagnetic ferrofluid<br />

control for controlling linear movement.<br />

The sealed hydraulic system consisting of: S1 (2) – tubular hydraulic<br />

resistance RH (4) with diameter d; S2 (5), is filled with magnetorheological<br />

fluid type MRHCCS4-B produced by Liquids Research Limited.<br />

The value of the hydraulic resistance RH can be changed by varying the<br />

external magnetic field of an intensity H. Changing the H intensity of the field<br />

is obtained by energizing the coil (3) at different voltages. This changes the<br />

magnetic induction B and, subsequently, the magnetic fluid viscosity η.<br />

7 6 5 4 3<br />

U<br />

2 1<br />

=<br />

F2<br />

Fluid<br />

MRHCCS4-B<br />

Q<br />

Fluid<br />

MRHCCS4-B<br />

=<br />

F1<br />

F1<br />

Fig. 1 – The basic scheme of the conceptual model.<br />

The size of the input pressure p 1 for the hydraulic resistance RH is given<br />

by the size of the applied force on the bellows S 1 minus its elastic force<br />

(corresponding to the axial elastic deformation) and friction force. Pressure p 2 is<br />

given by the resistance force of the load element ES (return spring (6) and<br />

displacement measuring device spring, namely the comparator (7)). The<br />

pressure drop Δp=p 1 –p 2 , the speed of the bellows compression S1, v s , (equal to


Bul. Inst. Polit. Iaşi, t. LVIII (LXII), f. 4, 2012 73<br />

axial deformation speed of bellows S2) and the magnetic fluid speed through<br />

hydraulic resistance RH, v RH , become functions of the intensity of the applied<br />

magnetic field.<br />

3. The Theoretical Model for the Electromagnetic Ferrofluid Command<br />

The pressure force which gives pressure p 1 in the bellows chamber S1 is<br />

obtained with the equation p 1 =(F 1 -F fm -F e.s )/S s . Force F 1 is the external force<br />

applied to the bellows S1. The Force F fm is the friction in bearings, and F e.s is<br />

the elastic force (corresponding to the bellows S1).<br />

On the load circuit, the force F 2 , which creates backpressure p 2 in<br />

chamber of the bellows S2 is given by the total elastic forces of the return spring<br />

(6), the comparator (7) and bellows S2 (5). The bellows S1 and S2 are identical.<br />

The elastic constant of the three series connected springs (k s - bellows S2,<br />

k s3 - return spring and k s4 - spring comparator) is calculated with the equation<br />

1<br />

n<br />

1<br />

(1)<br />

k k<br />

s<br />

On the hydraulic resistance RH, the magnetic fluid flow occurs under the<br />

pressure difference Δp=p 1 –p 2 . The factors being defined above, the pressures<br />

p 1 , p 2 can be calculated using the equation<br />

s<br />

i1<br />

i<br />

x<br />

F1 Ffm<br />

F<br />

F<br />

e.<br />

s<br />

1 Ffm<br />

ks<br />

p<br />

2<br />

1 ,<br />

(2)<br />

S<br />

S<br />

where: F 1 – external force applied to bellows S1; F fm – friction in bearings; F e.s<br />

– elastic force corresponding to bellows S1; S s – surface of bellows S1; k s –<br />

elastic constant of bellows; x – displacement;<br />

p<br />

2<br />

s<br />

x<br />

F sac . .<br />

es . Fea . F<br />

k<br />

ec .<br />

2 ,<br />

(3)<br />

S<br />

S<br />

where: F e.a – elastic force of return spring (6); F e.c – elastic force of comparator<br />

(7); k s.a.c – elastic constant of bellows, return spring and comparator. Therefore<br />

s<br />

s<br />

x x<br />

F1 Ffm ks ks.<br />

a.<br />

c<br />

p<br />

2 2.<br />

(4)<br />

S S<br />

To determine the motion parameters is necessary to know the<br />

characteristics of the magnetorheological fluid. For the magnetorheological<br />

fluid MRHCCS4-B, the producing company specifies the physical<br />

characteristics and the characteristics of the variation of induction B(H) and<br />

s<br />

s


74 Adrian Olaru and Doru Călăraşu<br />

shear stress τ by shear rate γ at different temperatures (www.liquidsresearch.<br />

com ).<br />

The flow regime through the tubular hydraulic resistance RH used,<br />

having a d diameter, is determined by the value of Reynolds number<br />

vd<br />

e<br />

, (5)<br />

υ<br />

where v – the speed of the fluid flow, υ - kinematic viscosity.<br />

To calculate the average velocity of flow through the tubular hydraulic<br />

resistance RH, having known the values of the pressure drop, geometric<br />

parameters and characteristics of magnetorheological fluid, the Hagen-<br />

Poiseuille equation can be used for the laminar flow regime (Re


Bul. Inst. Polit. Iaşi, t. LVIII (LXII), f. 4, 2012 75<br />

The average speed of movement is determined by calculating the<br />

maximum speed obtained for the initial moment, i.e. displacement x = 0 and the<br />

minimum speed calculated for x = x max .<br />

Maximum speed is obtained by using force F 1 for x = 0<br />

v<br />

max<br />

2<br />

( F1<br />

Ffm)<br />

d<br />

.<br />

(9)<br />

32 lS ( B)<br />

Minimum speed is obtained when the sum of forces is 0, or Δp=0<br />

v<br />

min<br />

s<br />

( F1 Ffm ksxks.<br />

a.<br />

cx)<br />

d<br />

. (10)<br />

32 lS η( B)<br />

Average speed is determined as semi-sum between maximum and<br />

minimum speed<br />

v<br />

med<br />

<br />

s<br />

<br />

vmax<br />

v [2 F1 F (<br />

min<br />

fm x ks ks. a.<br />

c)]<br />

d<br />

. (11)<br />

2 64lS η B<br />

s<br />

<br />

2<br />

<br />

2<br />

4. Conclusion<br />

1. The conceptual model suggests a new application for a magnetically<br />

controllable fluid, namely the control of linear movement of an electromagnetic<br />

ferrofluid element, by varying the external applied magnetic field.<br />

2. The magnetorheological fluid type MRHCCS4-B is able to provide<br />

high shear stress at applied small magnetic fields.<br />

3. This class of magnetorheological fluid leads to major changes in fluid<br />

rheology when a relatively modest external magnetic field is applied.<br />

4. The value of the hydraulic resistance can be changed by varying the<br />

external magnetic field of intensity H.<br />

5. Changing the H intensity of the field is obtained by energizing the coil<br />

at different voltages. This changes the magnetic induction B and, subsequently,<br />

the magnetic fluid viscosity η.<br />

REFERENCES<br />

Călugăru Gh., Cotae C., Lichide magnetice. Ed. Ştiinţifică şi Enciclopedică, Bucureşti,<br />

1978.<br />

*** www.liquidsresearch.com


76 Adrian Olaru and Doru Călăraşu<br />

CONTRIBUŢII PRIVIND REALIZAREA UNUI NOU MODEL DE COMANDĂ<br />

ELECTROFEROFLUIDICĂ<br />

(Rezumat)<br />

Lucrarea propune o nouă aplicaţie privind un fluid controlabil magnetic,<br />

respectiv controlul deplasării liniare a unui element electroferofluidic, prin variaţia<br />

câmpului magnetic exterior aplicat, care să permită controlul poziţiei sertarului de<br />

urmărire al unui servoelement hidraulic. Controlul deschiderii distribuitorului permite<br />

un control al debitului şi, respectiv, controlul vitezei unghiulare a unui motor hidraulic<br />

rotativ.<br />

O astfel de comandă ar putea înlocui motorul electric de cuplu şi etajul de<br />

amplificare de tip ajutaj – paletă al unei servovalve, sau comanda cu electromagnet<br />

proporţional la servoelementele proporţionale.<br />

Modelul conceptual de servoelement cu comandă electroferofluidică se bazează<br />

pe comportarea reologică a fluidelor controlabile magnetic. Se utilizează un sistem<br />

hidraulic etanş, care să nu permită pierderi de fluid.<br />

Comportarea reologică a fluidului controlabil magnetic (magnetoreologic)<br />

depinde de stimuli externi, respectiv de temperatură şi câmp magnetic aplicat, cât şi de<br />

structura fizică a elementelor prin care are loc curgerea.


<strong>BULETINUL</strong> <strong>INSTITUTULUI</strong> <strong>POLITEHNIC</strong> <strong>DIN</strong> <strong>IAŞI</strong><br />

Publicat de<br />

Universitatea Tehnică „Gheorghe Asachi” din Iaşi<br />

Tomul LVIII (LXII), Fasc. 4, 2012<br />

Secţia<br />

MATEMATICĂ. MECANICĂ TEORETICĂ. FIZICĂ<br />

GOAL SETTING AND GOAL ATTAINMENT IN THE MODELS<br />

OF LIFE CYCLE OF THE DEVELOPMENT STRATEGIES OF<br />

AUTOMOBILE TRANSPORT MANUFACTURING SYSTEMS<br />

BY<br />

VICTOR BILICHENKO <br />

Vinnitsya National Technical University,<br />

Ukraine<br />

Received: November 15, 2012<br />

Accepted for publication: November 20, 2012<br />

Abstract. The paper suggests the determination of the terms “goal setting”<br />

and “goal attainment”, there had been considered the content of the process of<br />

goal setting and goal attainment in the projects of the life cycle of the strategies<br />

for the development of the automobile transport enterprises, developed the<br />

structure of the model system of control over the strategic development of these<br />

enterprises.<br />

Key words: goal setting, goal attainment, strategic development, life cycle,<br />

automobile transport enterprise, project, strategy.<br />

1. Urgency of the Issue<br />

Problems, relating to the strategic development of the automobile<br />

transport enterprises, became visual in the Ukraine beginning with the second<br />

half of 90-th. The general educational processes, in particular, the tendencies to<br />

the globalization and corporation of the world economy acted as the external<br />

influencing factors. The internal motives appeared in the result of mass<br />

privatization. The native economy entered the stage, when the absence of the<br />

scientifically substantiated development strategy becomes a real obstacle on the<br />

way to the successful operation of an enterprise.<br />

e-mail: bilichenko_v@mail.ru


78 Victor Bilichenko<br />

Today more and more attention is paid to the research of the issue of the<br />

development of automobile transport enterprises. This is dew to the fact that<br />

the issue of maintenance and development of transport directly influences the<br />

national economy, external policy, social stability, scientific and technical<br />

progress as well as allows to strengthen the national interests of the country.<br />

The urgency of the issue of the strategic development of the transport<br />

enterprises increases under the crisis conditions since the development of the<br />

economy of the country depends upon the results of the economic activities of<br />

each separate enterprise.<br />

Automobile transport enterprises, as well as any system of other origin<br />

independent of the form of property, sphere and range of activity, is<br />

subordinated to the life-sustaining activity laws. The possibilities to modify, to<br />

transfer to the higher stages of the development, or, vice-versa, to face crisis,<br />

requires the enterprise to change the goals, strategies and means for their<br />

realization. Learning and taking into account theoretical, practical processes of<br />

cycle development of both, manufacturing systems and strategies for their<br />

development, enable to stipulate for the state of the manufacturing system in<br />

future and for the substantiated decision making in management.<br />

The issues concerning the management in the development of the<br />

enterprise had been considered in the scientific works of the famous native and<br />

foreign scholars and experts in economy. It should be noted that the significant<br />

contribution to the solution of the above issue was made by such scholars as D.<br />

Bell, O.O. Bogdanov, N. Viner, V.M. Geets, V.M. Gryniova, O.A. Yerokhina,<br />

Dz. Clark, M.D. Kondratiev, Yu. G. Lysenlo, I.R. Prygozhyn and other. The<br />

issues of the essence and model mechanisms of the life cycle of the strategies<br />

of the enterprise development had been researched by such scholars as І.<br />

Adises, S. Bushuev, L.Greiner, O. Kuzmin, N. Stepanenko, О. Melnyk, Zh.<br />

Lippit, І. Mazyr, N. Olderrogge, V. Shapiro, G. Kozachenko, G. Atamanchuk,<br />

N. Nizhnik, V. Tsvetkova and other.<br />

2. The Unsolved Part of the General Issue<br />

Acknowledging the scientific and practical value of the woks of the<br />

above authors, it is necessary to emphasize, that some issues of conceptual,<br />

methodological and methodical character required further researches. Thus, the<br />

issues of goal setting and goal attainment in the projects of life cycle of the<br />

development strategies for the automobile transport enterprises need to be<br />

further researched.<br />

3. Task Setting<br />

The control over the strategic development of the automobile transport<br />

enterprises in the conditions of changing environment is the urgent problem in<br />

Ukraine, considering the current stage of the development of market economic


Bul. Inst. Polit. Iaşi, t. LVIII (LXII), f. 4, 2012 79<br />

relations. The objective of the paper is the system analysis of the goal setting<br />

and goal attainment for building the model system of the life cycle of the<br />

organization development strategy.<br />

4. Solution to this Issue<br />

Goal setting and goal attainment is the integral component of the<br />

functions of strategic development control. The uniting properties of goal<br />

setting are realized in the system of strategic planning and provide for the<br />

connection of the mission, vision of the strategic goals of the enterprise with the<br />

goals of the incorporated subsystems, which operate in the subsystems of<br />

business processes. Consideration of the functions, the goal setting and goal<br />

attainment in the models of life cycle of the development strategies, it is<br />

expedient to specify the essence the terms “goal setting” and “goal attainment”.<br />

In general, goal setting is a practical understanding of the his or her<br />

activity from the point of view of the formation “setting” goals and their<br />

realization “attainment” by most efficient means. Goal setting in strategic<br />

control over the development is a process of goals formation for the enterprise.<br />

The result of the goal setting process is the unique determination of the goals of<br />

development and their understanding by managers.<br />

Goal attainment is the mobilization of resources, energy and means<br />

to attain the goal. In accordance with (Bazarov, 2002) for the substantive<br />

formation and task setting, goal setting and goal attainment of the life cycle of<br />

the development strategies by its decomposition, it may be divided into the<br />

small life cycles of formation, realization and strategy control.<br />

In such a case the project of the organization development strategy, on<br />

the base if the principle regulations of system analysis, may be described by the<br />

model<br />

Pe P( Pf , Pr, P c ),<br />

(1)<br />

where Pf , Pr,<br />

P c are corresponding projects models (subprojects) of formation,<br />

realization and strategy control.<br />

The structure of the life cycle of the development strategy of the<br />

organization as a project is presented on Fig. 1.<br />

The building process of the model system stipulates for two stages: goal<br />

setting and goal attainment<br />

On the goal setting stage there has to be formulated the system goal of the<br />

strategic development of the automobile transport enterprise, which generally<br />

includes the multitude of local goals, which ensure the attainment of the system<br />

or global goal of the enterprise, namely<br />

n n n n<br />

G G g : g G , n1, 2, ..., N; i1, 2, ..., I; j 1, 2, ..., J; , (2)<br />

<br />

s ij ij ij ij


80 Victor Bilichenko<br />

where<br />

n<br />

G ij<br />

– the multitude of local goals of the automobile transport enterprise,<br />

which must be realized in the projects of the n-th stage of the life cycle of the<br />

strategy as for the і-th type of the activity on the j-th time interval, which ensure<br />

the attainment of the system (global) goal of the above enterprise.<br />

Fig. 1 – Structure of the life cycle of the development of the economic enterprise as the<br />

project (Х – input parameters, У – environmental influence upon the organization, R –<br />

result of the activity of the economic enterprise).<br />

The well formed strategy must answer the SMART principles (S –<br />

specific, significant, stretching, M – measurable, motivational, manageable, A –<br />

attainable, achievable, acceptable, ambitious, action-oriented, agreed upon, R –<br />

realistic, relevant, reasonable, rewarding, result-oriented and T– timely, timebound.<br />

The analysis of the conditions of development and functioning of the<br />

automobile transport enterprise allows to determine the conditions of activity<br />

efficiency of transportation, ensuring the working capacity as well as<br />

expeditionary servicing as the types (kinds) of the local goals.<br />

Thus, the target level for the stage of the formation of the strategy<br />

is possible to write as follows<br />

1<br />

G 1 j<br />

1 1 1 1 1<br />

ij ij ( 1j , 2j , 3j<br />

1<br />

G ij<br />

G G G G G ), (3)<br />

where – the multitude of the local goals in the projects of the stage of the<br />

strategy formation as for the activity concerning the transportation on the j-th<br />

it


time interval;<br />

1<br />

G 2 j<br />

Bul. Inst. Polit. Iaşi, t. LVIII (LXII), f. 4, 2012 81<br />

– the multitude of the local goals in the projects of the stage<br />

of the strategy formation as for the activity concerning the provision of the<br />

working efficiency of technical vehicles on the j-th time interval;<br />

– the<br />

multitude of the local goals in the projects of the stage of the strategy formation<br />

as for the activity concerning the expeditionary servicing on the j-th time<br />

interval. Correspondingly, it is possible to write the target level for the stage of<br />

2<br />

G ij<br />

the realization of the strategy :<br />

2 2 2 2 2<br />

ij ij ( 1j , 2j , 3j<br />

1<br />

G 3 j<br />

G G G G G ), (4)<br />

and the stage of the control and correction of the strategy,<br />

3 3 3 3 3<br />

G G ij ( G , G , G ). (5)<br />

ij 1j 2j 3j<br />

On the base of the model of goal setting there will be built the model of<br />

goal attainment as for the following algorithm, which stipulates for the<br />

determination of:<br />

n<br />

1) multitudes of functions, F ij , which must be realized in the projects of<br />

the n-th stage of the life cycle of the strategy as for the і-th type of activity on<br />

n<br />

the j-th time interval for the attainment of the set :<br />

<br />

n n n n n<br />

ij ij ij ij ij<br />

G F f : f F , n1, 2, ..., N; i1, 2, ..., I; j 1, 2, ..., J ; (6)<br />

n<br />

2) multitudes of the tasks, O ij , which must be solved in the projects of<br />

the n-th stage of the of the life cycle of the strategy as for the і-th type of<br />

n<br />

activity on the j-th time interval for the realization of the set F ij ,<br />

<br />

n n n n n<br />

Fij Oij Oij : Oij Oij , n1,<br />

2, ..., N; i1, 2, ..., I; j 1, 2, ..., J ; (7)<br />

n<br />

3) multitudes of methods and models, M ij , which must be used in the<br />

projects of the n-th stage as for the і-th type of activity on the j-th time interval<br />

for the set<br />

n<br />

O ij<br />

<br />

n n n n n<br />

ij ij ij ij ij<br />

O M m : m M , n1, 2, ..., N; i1, 2, ..., I; j 1, 2, ..., J ; (8)<br />

4) multitudes of the algorithms, A ij , which must be used in the projects<br />

of the n-th stage of the life cycle of the strategy as for the і-th type of activity on<br />

n<br />

the j-th time interval for the solution of the set :<br />

n<br />

O ij<br />

G ij


82 Victor Bilichenko<br />

<br />

n n n n n<br />

ij ij ij ij ij<br />

M A a : a A , n1, 2, ..., N; i1, 2, ..., I; j 1, 2, ..., J ;<br />

<br />

(9)<br />

Project oriented strategic control over the automobile<br />

transport enterprises<br />

System goal - C<br />

Controlling goals RS of ATF–<br />

n<br />

Controling goals TS –<br />

n<br />

G 2<br />

G 1<br />

Controling goals ES –<br />

n<br />

G 3<br />

Controlling function RS of ATF–<br />

n<br />

F 2<br />

Controlling function TS –<br />

n<br />

F 1<br />

Controlling function ES –<br />

n<br />

F 3<br />

Controlling tasks RS of ATF– n<br />

O 2<br />

Controlling tasks TS – n<br />

O 1<br />

Controlling tasks ES – n<br />

O 3<br />

Methods and models the solution of<br />

the controlling tasks<br />

n<br />

RS of ATF – M 2<br />

Algorithm for the solution of the<br />

controlling tasks<br />

n<br />

RS of ATF – A 2<br />

Soft and hardware means for the<br />

solution of the controlling tasks<br />

RS of ATF – n<br />

P 2<br />

Methods and models the<br />

Methods and models the<br />

solution of the controlling<br />

solution of the controlling<br />

n<br />

tasks RS of ATF – M 1<br />

tasks RS of ATF – n<br />

M 3<br />

Algorithm for the solution of Algorithm for the solution of<br />

the controlling tasks<br />

the controlling tasks<br />

RS of ATF – n<br />

RS of ATF – n<br />

A 1<br />

A 3<br />

Soft and hardware means for Soft and hardware means for<br />

the solution of the controlling the solution of the controlling<br />

n<br />

n<br />

tasks RS of ATF – P 1<br />

tasks RS of ATF – P 3<br />

Structural developments of the<br />

n<br />

control realization RS of ATF – S 2<br />

Structural developments of the<br />

control realization<br />

n<br />

RS of ATF – S 1<br />

Structural developments of<br />

the control realization<br />

n<br />

RS of ATF – S 3<br />

Result of the solution of the<br />

n<br />

controlling tasks RS of ATF – R 2<br />

Result of the solution of the Result of the solution of the<br />

controlling tasks<br />

controlling tasks<br />

n<br />

RS of ATF – R 1<br />

RS of ATF – n<br />

R 3<br />

Fig. 2 – Structure of the control model of the transportation system (TS), ensuring the<br />

working capacity automobile transport facility (ATF) (repair system (RS) of ATF),<br />

expeditionary services (ES) in the projects of the life circle of the strategy life cycle of<br />

the development strategy of the automobile transport enterprise.<br />

5) multitudes of soft- and hardware means, P ij , which must be used in<br />

the projects of the n-th stage of the life cycle of the strategy as for the і-th type<br />

n<br />

of activity for the solution of the set :<br />

<br />

n n n n n<br />

ij ij ij ij ij<br />

A ij<br />

A P P : P P , n1, 2, ..., N; i1, 2, ..., I; j 1, 2, ..., J ; (10)<br />

6) multitudes of structural formations, , which are being realized in<br />

the projects of the n-th stage of the life cycle of the strategy as for the і-th type<br />

of activity of the set<br />

n<br />

O ij<br />

n<br />

S ij<br />

n


Bul. Inst. Polit. Iaşi, t. LVIII (LXII), f. 4, 2012 83<br />

<br />

n n n n n<br />

Pij Sij Sij : Sij Sij<br />

, n1, 2, ..., N; i 1, 2, ..., I; j 1, 2, ..., J ; (11)<br />

7) multitudes of the results,<br />

n<br />

R ij , the solutions in the projects of the n-th<br />

stage of the life cycle of the strategy as for the і-th type of activity of the set<br />

<br />

n n n n n<br />

ij ij ij ij ij<br />

S R r : r R , n1, 2, ..., N; i1, 2, ..., I; j 1, 2, ..., J . (12)<br />

In accordance with the above, the structure of the model system of<br />

controlling over the strategic development of an automobile transport enterprise<br />

may be presented as is shown on Fig. 2.<br />

5. Conclusions<br />

The structure of the system model for controlling over the strategic<br />

development, suggested on the base of the system analysis of the processes of<br />

goal setting and goal attainment in the projects of life cycle in the strategies of<br />

development the automobile transport enterprises, allows to coordinate the short<br />

term interests with the goals of attainment of the long term stable advantages on<br />

the market, which will provide the enterprise with the relative independence on<br />

the market state in the period of temporary worsening of the market conditions<br />

and to keep the potential possibilities on the high level.<br />

REFERENCES<br />

Bazarov Т.Yu., Staff Management: Textbook. Masterstvo, 2002.<br />

Blank I.А., Principles of Financial Management. Nika-Tsentr, 1999.<br />

Radionova N.V., Anti-recessionary Management. Textbook for colleges. M. YuNITI-<br />

DАNА, 2001.<br />

Lange О. Introduction to the economic cybernetics. Progress, 1988.<br />

FORMULAREA SCOPULUI ŞI REALIZAREA SCOPULUI<br />

ÎN MODELELE PRIVIND CICLUL DE VIAŢĂ PENTRU<br />

STRATEGIILE DE DEZVOLTARE A ÎNTREPRINDERILOR<br />

DE TRANSPORT AUTO<br />

(Rezumat)<br />

Se studiază structura modelului pentru controlarea strategiei de dezvoltare a<br />

întreprinderilor de transport auto, care să permită coordonarea intereselor acestora pe<br />

piaţă pe termen scurt, cu realizarea obiectivelor pe termen lung, astfel încât<br />

întreprinderile să obţină o independenţă relativă în perioadele de înrăutăţire temporară a<br />

stării pieţei.<br />

<br />

<br />

n<br />

O ij


<strong>BULETINUL</strong> <strong>INSTITUTULUI</strong> <strong>POLITEHNIC</strong> <strong>DIN</strong> <strong>IAŞI</strong><br />

Publicat de<br />

Universitatea Tehnică „Gheorghe Asachi” din Iaşi<br />

Tomul LVIII (LXII), Fasc. 4, 2012<br />

Secţia<br />

MATEMATICĂ. MECANICĂ TEORETICĂ. FIZICĂ<br />

PROJECTS OF PRODUCTION-TECHNICAL BASE<br />

DEVELOPMENT OF A MOTOR TRANSPORT ENTERPRISE<br />

BY<br />

VICTOR BILICHENKO and SVITLANA ROMANTUK<br />

Received: November 15, 2012<br />

Accepted for publication: November 20, 2012<br />

Vinnitsya National Technical University,<br />

Ukraine<br />

Abstract: The product and the results of development projects of an<br />

enterprise are examined. The main directions of development of industrialtechnical<br />

base of a motor transport enterprise are defined.<br />

Keywords: development project, production and technical base, motor<br />

transport enterprises.<br />

1. Introduction<br />

The successful development of motor transport enterprises in many<br />

respects depends on the perception of the adequacy and speed of response to<br />

changes in internal and external environment. Currently the project is<br />

considered as the most effective form of implementation of the targeted changes<br />

at the enterprise level.<br />

Change management when creating the project of development of<br />

production system of the motor transport enterprise (MTE) is a purposeful<br />

influence presented in the planning, organization and control of implementation<br />

of actions, aimed at creating or refining a project of development of production<br />

system with account of changes in the external environment and the internal<br />

environment of the MTE. It is obvious, that the product of the project can be<br />

adjusted for all phases of the life cycle of the project of development of<br />

industrial systems, including phase of the operation or failure of the operation of<br />

the MTE and the elimination of an MTE as an existing business or at the<br />

Corresponding author: e-mail: bilichenko_v@mail.ru


86 Victor Bilichenko and Svitlana Romantuk<br />

liquidation value. Development projects for production-technical base, as the<br />

main material-technical component of the passive and active assets of the<br />

enterprise is a priority direction of development of the motor transport<br />

enterprise (ATP).<br />

2. The Main Part<br />

Life cycle of a project, as it is known, can be viewed as a set of logically<br />

related activities, in the process of completion of which one of the main results<br />

of the project is achieved. In this case, as has been observed in many studies,<br />

under conditions of the life cycle of the project it is natural to start with the life<br />

cycle of an object, which is the product of the project (a house, an information<br />

system, equipment and etc.) (Tsipes & Torb, 2009, p. 205).<br />

Life cycles of the project are specific not only in respect of the area in<br />

which the project management is implemented (construction, pharmaceuticals,<br />

intellectual technologies, etc.), but in relation to the individual organizations. In<br />

practice the formation of the so-called corporate standard of the project takes<br />

place Thus, as noted by W. Duncan, in the U.S. many companies consider the<br />

life cycle of their projects «practically the object of religious worship», which is<br />

not a subject of review or criticism (Grashina & Duncan, 2006, p. 24).<br />

Let us consider the conditions of interaction of the life-cycle of a project<br />

development facility and the life cycle of the actual object, which is the product<br />

of the project, at an example of projects of construction.<br />

So, according to P. W. Morris, a typical life cycle of the construction<br />

project consists of four phases: feasibility study, planning and designing of<br />

production, and also reception and commissioning (*** 1 , 2000, p.15).<br />

However, as noted in the work (Tsipes & Torb, 2009, p. 206), the life<br />

cycle of the object (building) is not limited by the given phases. Proceeding<br />

from this, a number of contemporary approaches to the management of<br />

construction project proposes a significantly broader view of the life cycle of a<br />

construction project, including the last phase of strategic development, as well<br />

as the following the phase of putting into operation the phases " like operation<br />

proper, reconstruction, liquidation.<br />

In work (*** 2 , 2003, p. 91) one of the main differences of the<br />

construction projects is indicated: «Creation of the project of construction is<br />

never the end result, after which any of the results of the project do not remain».<br />

The next step in the logical chain of reasoning is the necessity to reject the<br />

vision of the project as an activity, which is aimed at the achievement of a<br />

single goal. In contrast to the «traditional» views to a single project the author<br />

proposes to include not only the creation of the object, but also its further<br />

development in the process of exploitation.<br />

In the project, which is viewed as an evolving, not all of the ultimate<br />

objectives are defined in advance, their appearance is often determined by<br />

external circumstances, which may result in re-profiling and / or redevelopment


Bul. Inst. Polit. Iaşi, t. LVIII (LXII), f. 4, 2012 87<br />

of the building. And such a project is accomplished only together with the<br />

completion of the life cycle of an object (Tsipes & Torb, 2009, p. 206).<br />

This idea finds confirmation in real modern practice of realization of the<br />

investment-construction activity, which is based on the concept of development,<br />

when the goal is not just to create the object, but to create the object, which will<br />

bring big profit and for as long as possible. And if this is so, then the traditional<br />

construction project is only a particular case of the project development. At the<br />

same time, projects development, in addition to the above-mentioned phases of<br />

construction, also include the operational phase and the elimination one (Tsipes<br />

& Torb, 2009).<br />

This approach has been implemented in the work (Scharova, 2011, p. 5)<br />

in which, in particular, the author refers to the difference between the product<br />

and the result of investment and construction project. As the product of this<br />

project the author understands the material embodiment of the concept and the<br />

design and estimate documentation by means of use of the investment funds<br />

that are invested in the property, and the result of the project is the possibility of<br />

the technical operation of the latter (Scharova, 2011, p. 5).<br />

In its turn, the product of a development project is the considered as the<br />

actual use of the result of the investment-construction project according to the<br />

development concept. The result of the project the author understands the<br />

satisfaction from receiving the product of the project of development and<br />

obtaining the planned project (commercial, economic, financial, social) on the<br />

stage of operation (Scharova, 2011, p. 5).<br />

On the basis of the above mentioned considerations the project of<br />

development of the system of provision of services for the technical preparation<br />

of vehicles (TPV) of an MTE is the development of the production system of<br />

the MTE and / or supply of the services from the outside on the principles of<br />

outsourcing, which is intended, in accordance with the chosen strategy of<br />

development of MTE to ensure, on a given level of the transport process<br />

productive exchanges at minimal costs. In this case we proceed from the fact<br />

that the production system of the MTE includes production-technical base,<br />

together with repair and service personnel and engineering and technical staff,<br />

as well as with the elements of the technical organization and production<br />

management.<br />

At the same time, production and technical base of MTE is formed by the<br />

funds, which are intended for technical support of the process of maintaining<br />

and restoring the workability of the TPV, as well as the maintenance of<br />

buildings, constructions, communications and other objects in proper condition.<br />

The structure of the funds, which form production and technical base, can also<br />

be represented as such, which consist of passive (buildings, constructions) and<br />

active (technical equipment, tools, appliances) parts. Project of development<br />

(updating) of the production and technical base of the MTE can be classified<br />

according to the existing classification of processes of reproduction of the basic


88 Victor Bilichenko and Svitlana Romantuk<br />

funds and directions of the investment. According to the latest classification<br />

such processes are (Kanartchiuk & Kurnikov, 1997, pp. 163-164): technical reequipment,<br />

reconstruction, expansion, new construction.<br />

Technical reequipment is a renewal of the active part of the production<br />

assets on the basis of: the introduction of new technology (technical equipment,<br />

fixtures, equipment for technical service and repair of TPV) and techniques;<br />

increase of the level of mechanization and automation of processes of technical<br />

service and repair of TPV; modernization of the existing equipment;<br />

improvement of production and labour organization methods.<br />

The peculiarity of technical re-equipment is updating means of labour<br />

without increasing the production area of the enterprise and compulsory<br />

reduction of number of workers. In the process of technical re-equipment there<br />

is a need for partial reconstruction of the production, household and warehouse<br />

premises, providing or liquidation of communications, improvement of energy<br />

supply. However, the passive part of fixed assets should not exceed 10…15 %.<br />

The main indicators of the technological modernisation of the MTE are<br />

summarizing technical-and-economic indices, which characterize the ultimate<br />

goal and the results of technical re-equipment; measures of technical reequipment;<br />

the need for material and technical resources and equipment;<br />

construction-assembly works; the value of the investment.<br />

Depending on the forms of updating means of labour small, medium and<br />

complex technical re-equipment.are distinguished.<br />

Small technical re-equipment provides the replacement of a small part of<br />

morally obsolete equipment, as well as modernization and improvement of<br />

existing instruments of labour.<br />

For small technical re-equipment of the coefficient of renewal of fixed<br />

capital (K), as a rule, exceeds the disposal of (K 2 ), that is K>K 2 , and their values<br />

oscillation within the following limits: 0.1≤K 0 ≤0.3 and 0.1≤K 2 K 2 . Their<br />

values lie in the range of 0.3≤K o ≤0.5; 0.2≤K 2 ≤ 0.4.<br />

The complex technical re-equipment, respectively, is characterized by a<br />

significant updating of the equipment park, increase of mechanization level and<br />

automation of production processes, introduction of the latest technologies. In<br />

this case 0.3≤K o ≤0.5, and 0.4≤K 2


Bul. Inst. Polit. Iaşi, t. LVIII (LXII), f. 4, 2012 89<br />

structures the restructuring and conversion of areas, shops and sites on a new<br />

technical basis is carried out. The decision is made as to mechanisation and<br />

automation of industrial processes, replacement of morally and physically<br />

obsolete equipment, introduction of the newest technologies, growth of<br />

production space and installation of auxiliary equipment. Reconstruction means<br />

defining the scope (quantity) of MTE and the level of concentration of TPV.<br />

The need for the reconstruction due to the changes taking place in the<br />

structure of TPV parks , their design and the terms of their operation, the<br />

requirements to the quality of transport service and technical maintanence, the<br />

levels of consumption and saving fuel and energy resources, policies for the<br />

protection of the environment, etc.<br />

Reconstruction is connected with such objective economic laws, as<br />

dominating growth of the active production funds and labor productivity,<br />

reduction the share of living labour and the increase of labour share in the<br />

process of production intensification.<br />

Depending on the volume of works in respect of the existing production<br />

assets the following types of reconstruction are distinguished:<br />

1. Small (partial), aimed as a rule, at replacement of morally and<br />

physically obsolete active fixed assets, i.e. K 2 =K o , and numerical values of<br />

these indicators correspond to the following conditions: 0.1≤K o ≤0.2 and<br />

0.1≤K 2 ≤0.2. It envisages the implementation of insignificant volume of<br />

construction works, connected with re-planning of shops, offices and<br />

installation of new technological equipment.<br />

2. Middle, which has a purpose, as a rule, of replacement of active and<br />

passive elements of the basic production assets, complex mechanization and<br />

automation of production. In this case >K 2 , the numeric value is within the<br />

following limits: 0,21≤ Ko≤ 0.4 and 0.21≤ K2≤ 0.3.<br />

3. The complex, which has a purpose, as a rule, of a radical renewal of<br />

fixed assets, based on introduction of the newest scientific and technical<br />

achievements. In this case K 0 >K 2 , and numerical values are in the following<br />

ranges: 0.31≤K 2 ≤0.5 and 0.41≤K o ≤ 0.6.<br />

Reconstruction and technical re-equipment are aimed at the increase of<br />

production capacities, increase of labour productivity of maintenance workers,<br />

as well as the improvement of the values of other technical and economic<br />

indicators. So with the concept of «reconstruction» the concept of «technical reequipment<br />

of the existing MTE is inseparably linked.<br />

Extension presupposes the construction of separate shops, premises,<br />

production units, communications and other facilities on the territory of the<br />

existing MTE.<br />

New construction means the erection of MTE buildings, constructions,<br />

technical equipment, TPV parks, gas stations, communication, etc. on new sites.<br />

New construction implies the unity of the processes of creation of active<br />

and passive parts of the main funds of MTE according to the project, in which


90 Victor Bilichenko and Svitlana Romantuk<br />

the volume of the works of technical maintenance and repair and technical level<br />

of the production and technical base are balanced.<br />

The modern practice concerning the development of the productiontechnical<br />

base, gives grounds to consider the reconstruction to be the most<br />

widespread and generalized form of realization of scientific-technological<br />

process at the MTE. During this reconstruction could cover not only the<br />

technical re-equipment of production-technical base and its expansion.<br />

Reconstruction provides the transition from individual technical maintenance<br />

and repairs in the framework of the closed technological cycle of an individual<br />

MTE to the development of specialized production and co-operative forms of<br />

relations between production units and the creation of industrial technology of<br />

technical service and repair of TPV.<br />

Thus, one of the main directions of development of the production system<br />

of the MTE is realization of projects of updating the production and technical<br />

base of objects of the fixed production assets), the main types of which are<br />

projects (programmes) of the technical re-equipment, reconstruction, expansion<br />

and new construction.<br />

In this case the project of updating of the production and technical base of<br />

the MTE itself can be considered as the investment activities following in the<br />

implementation the technological sequence of works to create within the<br />

established deadlines and budgetary constraints an updated object of the fixed<br />

production assets of MTE, the availability and use of which are necessary for<br />

the effective implementation of the strategic objectives of the development of<br />

an MTE.<br />

3. Conclusion<br />

1. The material embodiment of the concept and the design and estimate<br />

documentation of an updated object of the main production assets is considered<br />

as the product of a project of updating the production and technical base of a<br />

motor transport enterprise.<br />

2. The result of project aimed at the upgrade of the production and<br />

technical base of a motor transport enterprise is the possibility of the technical<br />

operation of the product of the aforementioned project.<br />

REFERENCES<br />

Tsipes G.P., Torb A.S., Proekti i upravlenie proektami v sovremennoi kompannii. 2AO,<br />

Plimp-Biznes, Moskva, 2009.<br />

Grashina M., Duncan W., Osnovi uravnenia proktami. SPb., Pitersburg, 2006.<br />

*** Kerivnitstvv z pitani proektnogo menedjimenttu (trans. from engl.) (Buscheva S.D.,<br />

Ed.), Vidavnichnii dim. “Delovaia Ukraina”, Kiev, 2000.<br />

*** Construction Extension to A Guide to the Project Management Body of Knowledge.<br />

PMBOK Guide 2000 Ed.,– Pennsylvania, 2003.


Bul. Inst. Polit. Iaşi, t. LVIII (LXII), f. 4, 2012 91<br />

Zabvodin Iu., Kotkov V., Saruhanov A., Upravlenie neftegazostroitelinimi proektami.<br />

Ekonomika, Moskva, 2004.<br />

Scharova O.S., Upravlinnia formuvanniam batchennia produktiv proektu developmentu<br />

na fazi proktuvannia. Upravlinnia proektami ta programami, Kiev, 2011.<br />

Kanartchiuk V.E., Kurmikov I.P., Virobnitchi sistemi na transporti. Pidrutchnik.<br />

Bitschaia sch., 1997.<br />

PROIECTE PRIVIND DEZVOLTAREA BAZEI TEHNICO-PRODUCTIVE<br />

A UNEI ÎNTREPRINDERI DE TRANSPORT AUTO<br />

(Rezumat)<br />

Se examinează efectele proiectelor de dezvoltare a unei întreprinderi şi se definesc<br />

direcţiile principale de dezvoltare a bazei tehnico-productive a unei întreprinderi de<br />

transport auto.


<strong>BULETINUL</strong> <strong>INSTITUTULUI</strong> <strong>POLITEHNIC</strong> <strong>DIN</strong> <strong>IAŞI</strong><br />

Publicat de<br />

Universitatea Tehnică „Gheorghe Asachi” din Iaşi<br />

Tomul LVIII (LXII), Fasc. 4, 2012<br />

Secţia<br />

MATEMATICĂ. MECANICĂ TEORETICĂ. FIZICĂ<br />

CONSIDERATIONS REGAR<strong>DIN</strong>G THE BALANCE STRUCTURE<br />

OF Co-Cr-Mo ALLOYS FOR REMOVABLE<br />

PARTIAL DENTURE<br />

BY<br />

ELENA RALUCA BACIU 1 , IRINA GRĂ<strong>DIN</strong>ARU 1 , MARIA BACIU 2<br />

and NORINA CONSUELA FORNA 3<br />

“Gr. T. Popa” University of Medicine and Pharmacy of Iaşi,<br />

1 Department of Dental Materials<br />

3 Department of EPI Clinic and Therapy<br />

“Gheorghe Asachi” Technical University of Iaşi,<br />

2 Department of Material Engineering and Industrial Security<br />

Received: November 28, 2012<br />

Accepted for publication: December 5, 2012<br />

Abstract. Removable partial denture (RPD) is a representative example of<br />

prosthetic restoration having a very complex structure and manufacture<br />

technology. Choosing the field of use of any material relies on the knowledge of<br />

its physical, chemical, technological and usage properties as well as the<br />

reciprocal influences between them. The analysis of the binary equilibrium<br />

diagrams of the ternary system Co-Cr-Mo shows the formation of a solid<br />

solution γ (of alloyed austenite type) rich in cobalt where appear numerous<br />

carbides with hardening effect resulted from the invariant reactions specific to<br />

these alloys.<br />

Keywords: partially movable skeletal prosthesis, Co-Cr-Mo alloys, binary<br />

equilibrium diagrams<br />

1. Introduction<br />

Prosthetic restorations specific to dentistry have a complex structure and<br />

numerous metal components may be found in their structure. The construction<br />

Corresponding author: e-mail: irigrad@yahoo.com


94 Elena Raluca Baciu et al.<br />

of the partial skeletal prostheses includes the following structural elements:<br />

artificial dental arches, prosthesis saddles, the main connectors, secondary<br />

connectors, and the sustaining and stability elements.<br />

Each constitutive part has its specific functional role, geometry and<br />

manufacture technology. To fulfil these conditions, one must take into account<br />

an essential criterion: the choice of material.<br />

2. Goal<br />

The study aims at knowing as completely as possible the Co-Cr-Mo<br />

alloys by mainly following their characterization from the structural viewpoint.<br />

3. Material and Method<br />

Taking into consideration the recommendations made in the specialized<br />

literature and the results of the practical experience from the dental labs, we<br />

analysed the following to materials belonging to the system of Co-Cr-Mo alloys<br />

for metal components of the removable partial denture (Table 1).<br />

Class of<br />

materials<br />

Co-Cr-Mo<br />

alloys<br />

Table 1<br />

Non-noble dental alloys subjected to experimental researches<br />

Material<br />

Producer Usage recommendations<br />

trademarks<br />

Sismo - similar<br />

Dentaurum, - skeletal prostheses with<br />

Remanium 6 M<br />

Germany<br />

clasps, grooves<br />

800 +<br />

Robur 400<br />

Eisenbacher Dental<br />

– Waren ED<br />

GmbH, Germany<br />

- skeletal prostheses with<br />

grooves and special<br />

systems<br />

4. Results and Discussions<br />

The chemical combinations taking place between the main components<br />

Co-Cr-Mo allow us to obtain, by the casting operations, metal alloys whose<br />

physical, mechanical technological and usage properties may be evaluated<br />

through the analysis of the characteristic equilibrium diagrams.<br />

Ternary alloys Co-Cr-Mo may be analysed by means of the binary<br />

equilibrium diagrams Co-Cr (Fig. 1), Cr-Mo (Fig. 2) and Mo-Co (Fig. 3) or by<br />

means of the isothermal sections made in the ternary diagram.<br />

The role of the alloying elements in the formation of structural<br />

constituents will be represented by the fact that the presence of molybdenum<br />

associated with chrome will create conditions for the formation of intermetallic<br />

phases, whereas chrome will provide the resistance to high temperatures of<br />

these alloys.


Bul. Inst. Polit. Iaşi, t. LVIII (LXII), f. 4, 2012 95<br />

Fig. 1 – Equilibrium diagram<br />

of Co-Cr alloy system (* * *<br />

Cobalt-Chromium (Co-Cr)<br />

Phase Diagram.<br />

www.calphad.com).<br />

Fig. 2 – Equilibrium<br />

diagram of Cr-Mo alloy<br />

System (* * * Cobalt-<br />

Chromium (Co-Cr) Phase<br />

Diagram.<br />

www.calphad.com).<br />

Fig. 3 – Equilibrium<br />

diagram of Mo-Co alloy<br />

system (* * * Cobalt-<br />

Chromium (Co-Cr)<br />

Phase Diagram.<br />

www.calphad.com).<br />

In case of Co-Cr alloys (Fig. 1), we notice that the basic metallic mass is<br />

made up of a solid solution γ (of alloyed austenite type) rich in cobalt (min. 50<br />

%) and with a CFC crystal network. Carbides appear by precipitation processes<br />

in solid state having a hardening effect for the austenitic matrix. The main<br />

carbides are of M 23 C 6 type, but we also identified MC, M 3 C 2 , M 6 C M 7 C 3<br />

(Metal x C y ) carbides. The precipitation and morphology of carbides are<br />

determined by their solubility into cobalt (Ghiban & Borţun, 2009).<br />

M 23 C 6 may also precipitate under the form of very fine particles thus<br />

obtaining to an exaggerated hardening of the metallic mass and the basis and the<br />

diminution of its plasticity (Ardelle, 1994).<br />

Following these secondary transformations, we may notice the formation<br />

of two intermediary compounds with incongruent melting: sigma σ and ε phases<br />

(Co), (Gupta, 2005; Meyer & Degrange, 1992).<br />

Intermediary phases Co 9 Mo 2 (), Co 3 Mo, Co 7 Mo 6 (µ) and sigma-σ phase<br />

are present in Co-Mo alloys (Fig. 3) (Okamoto, 1991). σ and µ phases result<br />

from the peritectic reactions<br />

and<br />

0<br />

T 1620<br />

C<br />

L ασ,<br />

0<br />

T 1510<br />

C<br />

L σ<br />

μ.<br />

The eutectic reaction of these alloys is<br />

(1)<br />

(2)<br />

0<br />

T 1355 C<br />

L μ γ.<br />

(3)<br />

And at the end of the three peritectoid reactions, we obtained Co<br />

9Mo 2,Co3Mo<br />

carbides and ε phase, according to the invariant reactions


96 Elena Raluca Baciu et al.<br />

0<br />

T1200<br />

C<br />

μγ<br />

CO MO ,<br />

9 2<br />

0<br />

T1025<br />

C<br />

9 2<br />

μ<br />

3<br />

CO MO<br />

CO MO,<br />

(4)<br />

(5)<br />

3<br />

0<br />

700<br />

γ+ CO MO T C ε.<br />

(6)<br />

The two phases and σ sustain the eutectoid disintegrations<br />

9<br />

Co Mo 2<br />

α μ<br />

0<br />

T1018<br />

C<br />

9 2γ<br />

<br />

3<br />

CO MO<br />

CO MO,<br />

(7)<br />

0<br />

T1000<br />

C<br />

σ .<br />

(8)<br />

Since Cr and Mo have isomorphic crystalline networks, they will form an<br />

alloyed solid solution α (Co, Cr), according to the equilibrium diagram, with<br />

the reciprocal solubility of components and the formation of a minimum point<br />

at 12.5 % Mo and 1820 o C (Fig. 2). We may notice the absence of miscibility in<br />

solid state below 880 o C. The semi-products of non-noble dental alloys under<br />

analysis were purchased from the manufacturing companies they having<br />

established values for the chemical composition, physical and mechanical<br />

properties pursuant to the technical sheet of the product. As for the chemical<br />

composition, we notice that the two materials have the character of complex<br />

alloys since they exhibit a large number of alloying elements (Table 2).<br />

Table 2<br />

Chemical composition of the dental non-noble alloys under study<br />

Alloy Chemical composition, [ % ]<br />

trademark Co Ni Cr Mo Ti Nb Al W Si Mn C<br />

Sismo 63.3 – 30.0 5.0 – – – – 10 – –<br />

Robur ~62 – 29.10 5.85 – – – 0.72 0.48 0..57 0..52<br />

Technical<br />

norm<br />

<strong>DIN</strong> EN<br />

ISO<br />

22674:2007<br />

<strong>DIN</strong> EN<br />

ISO<br />

22674:20<br />

07<br />

The properties of the elements from the chemical composition will exert<br />

their influence on the physical properties of the alloys formed (Table 3).<br />

In correlation with the chemical composition, it is obvious that the<br />

selected alloys need high melting and casting temperatures, a fact that makes<br />

their processing by casting require special vacuum or inert atmosphere melting<br />

equipment to mainly avoid the oxidization process.<br />

An important role in appreciating technological processability by<br />

chipping, plastic deformation, welding etc. and behaviour during use of the<br />

metal components obtained is held by resistance mechanical properties (R m and<br />

R p 0,2 ), plasticity (A 5 şi E) and hardness of the alloys used (Table 4).


Alloy<br />

trademark<br />

Bul. Inst. Polit. Iaşi, t. LVIII (LXII), f. 4, 2012 97<br />

Table 3<br />

Physical properties of the alloys under study<br />

Density,<br />

[g/cm 3 ]<br />

Melting<br />

temp.,<br />

[ o C]<br />

Casting<br />

temp.,<br />

[ o C]<br />

Expansion<br />

coef. α<br />

(25...600 o<br />

C),<br />

[K -1 ]<br />

Colour<br />

Sismo 8.2 1240-1410 – – –<br />

Robur 400 8.3 1350-1390 1450 – alb<br />

Table 4<br />

Mechanical properties of the non-noble alloys under study<br />

Breaking<br />

Proportionality<br />

Alloy strength,<br />

Elongation Microhardness<br />

limit, Rp<br />

trademark Rm<br />

0,2<br />

[%] HV<br />

[MPa]<br />

10<br />

[MPa]<br />

Elasticity<br />

module E,<br />

[GPa]<br />

Sismo 960 720 6 370 –<br />

Robur<br />

400<br />

900 – >6 410 230<br />

Since the metallic components are technologically made by casting<br />

operations and subsequent mechanical processing, the value of the chemical<br />

composition of the main physical properties and resistance and plasticity<br />

mechanical characteristics will exercise their influence on the technological<br />

properties of the alloys under study.<br />

5. Conclusions<br />

1. The chemical combinations occurred between the alloying elements<br />

during the elaboration-casting processes of alloys may have the character of<br />

some invariant reactions (eutectic, peritectic, eutectoid, peritectoid), variation<br />

reactions of reciprocal solubility of the solid components etc, they being<br />

identifiable on the equilibrium diagrams.<br />

2. From the metallographic viewpoint, the products of chemical reactions<br />

appear under the form of phases and constituents in the microstructure of each<br />

alloy. Consequently, by optical and electronic microscopy, one may highlight<br />

phases of solid solution type and intermetallic compounds as well as<br />

constituents of eutectic, peritectic, eutectoid, peritectoid type etc.<br />

3. The analysis of the binary equilibrium diagrams of the ternary system<br />

Co-Cr-Mo shows the formation of a solid solution γ (of alloyed austenite type)<br />

rich in cobalt where appear numerous carbides with hardening effect resulted<br />

from the invariant reactions specific to these alloys.


98 Elena Raluca Baciu et al.<br />

REFERENCES<br />

Ardelle A.J., Metallic Alloys Experimental and Theoretical Perspectives. Kluwer<br />

Academic Publishers, 1994, p. 93.<br />

Ghiban B., Borţun C.M., Aliaje dentare de cobalt. Ed. Printech, Bucureşti, 2009, pp. 6-<br />

7.<br />

Gupta K.P. The Co-Cr-Mo (Cobalt-Chronium-Molybdenum) System. Journal of Phase<br />

Equilibria and Diffusion, 26, 1, 87-92 (2005).<br />

Meyer J.M., Degrange M., Alliages nickel-chrome et alliages cobalt-chrome pour la<br />

prothèse dentaire. Encyclopédie Médico-Chirurgicale, p. 1992, 23065T10:12.<br />

Okamoto H. Mo-Ni (Molybdenum-Nickel). Journal of Phase Equilibria, 12, 6, 703<br />

(1991).<br />

* * * Cobalt-Chromium (Co-Cr) Phase Diagram. www.calphad.com.<br />

CONSIDERAŢII PRIVIND STRUCTURA DE ECHILIBRU A ALIAJELOR Co-Cr-<br />

Mo DESTINATE PROTEZEI PARŢIALE MOBILIZABILE SCHELETATE<br />

(Rezumat)<br />

Proteza parţială mobilizabilă scheletată (PPMS) este un exemplu reprezentativ<br />

de restaurare protetică cu o constituţie şi tehnologie de fabricaţie deosebit de complexe.<br />

Alegerea domeniului de utilizare a oricărui material este bazată pe cunoaşterea proprietăţilor<br />

sale fizice, chimice, tehnologice şi de utilizare, precum şi a influenţelor reciproce<br />

dintre acestea. Analiza diagramelor de echilibru binare ale sistemului ternar Co-Cr-Mo<br />

indică formarea unei soluţii solide γ (de tip austenită aliată) bogată în cobalt în care sunt<br />

dispuse numeroase carburi cu efect durificator rezultate în urma reacţiilor invariante<br />

specifice acestor aliaje.

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