Dividend Yield Form - Appuonline.com

BLUE PINK 

(A 18-months close ended equity fund with an automatic 

conversion into an open ended scheme on expiry 

of 18-months from the date of allotment) 

Offer of units of face value of Rs. 10 each at 

face value 

Key Information Memorandum & Application Form 

TATA EQUITY MANAGEMENT FUND 

(A 18-months close ended equity fund with an automatic conversion into 

an open ended scheme on expiry of 18-months from the date of allotment) 

Sr. No. : 

Existing Folio no. (if any): 

OFFER OF UNITS TO RESIDENTS AND NON RESIDENTS AT FACE VALUE OF RS. 10 EACH AT FACE VALUE 

Refer complete scheme details/instructions while filling in application form in English BLOCK LETTERS. 

Tick () whichever is applicable. Strike out which is not required. 

BROKER/AGENT CODE SUB-BROKER CODE 

BANK/BRANCH SERIAL NO. 

New Fund Offer Opens On : 15th May, 2006 

New Fund Offer Closes On : 9th June, 2006 

Re-opens for Repurchase : Not later than 

7th July, 2006 

Investment Manager: 

Tata Asset Management Ltd. 

Fort House, 221, D. N. Road, Fort, 

Mumbai 400 001. 

E-mail: kiran@tataamc.com 

Website: www.tatamutualfund.com 

This Key Information Memorandum (KIM) 

sets forth the information, which a 

prospective investor ought to know before 

investing. For further details of the scheme/ 

Mutual Fund, due diligence certificate by the 

AMC, Key Personnel, investors’ rights & 

services, risk factors, penalties & pending 

litigations, associate transactions etc. 

investors should, before investment, refer 

to the Offering Circular available free of cost 

at any of the Investor Service Centres or 

distributors or from the website 

www.tatamutualfund.com 

The Scheme particulars have been prepared 

in accordance with Securities and Exchange 

Board of India (Mutual Funds) Regulations 

1996, as amended till date, and filed with 

Securities and Exchange Board of India 

(SEBI). The units being offered for public 

subscription have not been approved or 

disapproved by SEBI, nor has SEBI certified 

the accuracy or adequacy of this KIM. 

INSTRUCTIONS FOR FILLING THE 

APPLICATION FORM 

(A) MINIMUM APPLICATION AMOUNT SHOULD BE: Rs. 

5000/- and in multiples of Re. 1/- thereafter. 

(B) PAYMENT PROCEDURE 

1. Payment may be made by MICR cheque/DD drawn 

on/made payable at all those places where the 

Investor Service Centres / Collection Centres 

are located. THE CHEQUE/DD MUST BE DRAWN 

IN FAVOUR OF “TATA EQUITY MANAGEMENT 

FUND” AND CROSSED ‘‘ACCOUNT PAYEE & NOT 

NEGOTIABLE’’. No outstation cheques will be 

accepted. Demand Draft will be accepted only if 

they are payable at corresponding city of the 

collection bank where the application is being given 

and the same is accompanied by a Banker’s 

Certifcate. DD charges can be deducted to the 

corresponding SBI charges. 

If there is no authorised Investor Service Centres 

/ Collection Centres where the investor resides, he/ 

she may send a Demand Draft from any other bank 

in favour of “TEMF - Tata Equity Management Fund” 

payable at Mumbai, after deducting bank charges / 

commission (not exceeding rate prescribed by State 

Bank of India) from the amount of investment. If 

such bank charges / commission are not deducted 

by the applicant, then the same may not be 

reimbursed by the Trustee company. Such bank 

charges / commission will be treated as scheme 

expense. However in case of application along with 

local cheque or bank draft payable at Mumbai, at / 

from locations where TMF has its designated 

authorised Investor Service Centres / Collection 

Centres, Bank Draft charges/ commission may have 

to be borne by the applicant. In such cases the 

Trustee Company is entitled, in its sole and absolute 

discretion, to reject or accept any application. 

2. Application forms duly completed in all respects 

may be submitted at : 

During the NFO: Only at Investor Service 

Centres and Collection Centers as mentioned in 

this Memorandum. 

3. The applicants are requested to note the following 

points before submitting the applications to any of 

the collection centres. 

i) Stockinvests, Post Dated Cheques, Money 

Orders and Postal Orders will not be accepted 

and such applications will not be considered for 

allotment. 

ii) Cheques once returned in clearing will not be represented 

and the accompanying applications 

may not be considered for allotment. 

4. Applications which are incomplete are liable to be 

rejected and the Trustee Company of Tata Mutual 

Fund shall not be responsible for any consequences 

thereof. 

5. Where an application is rejected in full or in part, 

application money will accordingly be refunded to 

the applicant. No interest will be paid on the amount 

so refunded. Letters of regret together with Refund 

Cheques/Orders if any, will be despatched by post. 

Refund will be made by cheques or pay order drawn 

on the Bankers of Tata Mutual Fund. 

6. The right to accept or reject any application in 

whole or in part lies with the Trustee Company. 

(C) APPLICATION DETAILS 

1. Please write the Applicant’s Name & Application 

Serial Number on the reverse of the Cheque/ 

Demand Draft. 

2. Please mention the Pin Code Number in the 

Address column. 

3. All communication and/or payments will be made to 

the sole/first applicant. 

4. Signatures should be in English or in any Indian 

language, thumb impressions must be attested by 

a Magistrate/Notary Public under his/her official 

seal. In case of HUF, the Karta should sign on 

behalf of the HUF. In case of Partnership Firms, 

the Partner should sign on behalf of the Partnership 

Firm. Similarly, for the Association of Persons 

(AoP), Company etc. the application must be signed 

by the Authorised Signatory/Signatories as 

applicable. 

5. Individual(s) as Applicant/unit holder only can make 

nomination. Nominee must be an individual and not 

a trust, society, body corporate partnership firm, 

Karta of Hindu Undivided Family or a power of 

Attorney Holder. Nomination stands rescinded upon 

transfer/Redemption/Switchover of Units 

6. Where the units are held in the names of two or 

three persons, such persons shall be deemed to 

hold the units on first holder basis. In case of HUF/ 

Partnership Firm/AoP/Company, etc. no joint 

holding will be considered. 

7. In case of applications under Power of Attorney or 

by a Limited Company or by a Corporate Body or 

Eligible Institution or a Registered Society or a Trust 

or a Fund the original Power of Attorney or the 

certified copy thereof duly notarised and the 

relevant resolution or authority to make the 

application, as the case may be including authority 

granted in favour of the officials signing the 

application and their specimen signature etc., or 

duly certified copy thereof alongwith a certified 

copy of the Memorandum and Articles of 

Association and/or bye-laws and/or trust deed and/ 

WPPL Tel : 24939382 

CHOOSE THE OPTION FOR MAKING INVESTMENTS 

Growth Dividend If Dividend, then please tick Payout Reinvestment 

Default Option : Growth 

Default Option : Dividend Re-investment 

UNITHOLDER INFORMATION 

Name of First Applicant 

Contact Person (in case of company) 

Mailing Address (PO Box 

Address is not sufficient) 

(Indian Addreass in case 

of NRIs/FIIs) 

Pin Code 

City 

State 

Country 

Email ID of First Applicant________________________________________________________________________________________________ 

I/ We Wish to receive Account Statement / Annual Report / Other communication through Email in lieu of the physical copy of the same Yes No 

BANK ACKNOWLEDGEMENT SLIP 


Please mention your name as it appears in your Bank Account 

Received from Mr. / Ms ......................................................................................................................................... an application for purchase 

of units of Tata Equity Management Fund (Gross investment amount) Rs. .......................................... (Rupees in 

words......................................................................................................................................................................................................................... 

................................................................. ) Cheque / Demand Draft No. ...................................... dated....................................drawn on 

.......................................Bank....................................... Branch for Rs. ................................(Cheques/Drafts are subject to realisation). 

ACKNOWLEDGEMENT SLIP 


Sr. No. : 

or partnership deed and certificate of registration must be lodged at the office 

of the Registrar, quoting the serial number of application simultaneously with 

the submission of the Application Form, failing which the application is liable 

to be rejected. 

8. In case of application with more than one holder, if the ‘Mode of Holding/ 

Operation’ is not ticked, the default option would be Joint. 

D) PAN Number Details of the Investors 

As per SEBI Circular SEBI/MD/CIR. No6/ 4213/04 dated March 1, 2004 

Whenever an application is for total value of Rs 50000 or more, the 

applicant or in case of application is in joint names, each of the applicants, 

should mention his/her permanent account number (PAN) allotted under the 

Income Tax Act, 1961 

As per Rule 114B of The Income Tata Rules 1962, every person shall quote 

his permanent account number (PAN) in all documents pertaining to payment 

of an amount of Rupees Fifty Thousand or more to a Mutual Fund for 

purchase of its units. In case the person making the payment is a minor 

who does not have any income chargeable to income tax, he shall quote 

the permanent account number of his father or mother or guardian, as the 

case may be. Any person who does not have a permanent account number 

and who enters into any transaction specified in this rule shall make a 

declaration in Form No. 60/61 giving therein the particulars of such 

transaction. 

In case of a joint holding, PAN / Form No. 60 / 61 is required for all 

the joint holders 

Any application for subscription of units of the total value of Rs. 

50000/- or more without a valid PAN / Form No. 60/61 will be liable 

to be rejected by the Mutual Fund. 

For validation purposes investors are required to submit photocopy 

of PAN Card or any other communication received from the Income Tax 

department specifying name and PAN No of the investor. 

Note: Investors are urged to refer The Income Tax Rules, 1962 or consult 

their Tax Advisors for further details. 

(F) BANK ACCOUNT DETAILS 

It shall be mandatory for the Unitholders to mention their bank account 

numbers in their applications/requests for redemptions. Unitholders are 

requested to give the full particulars of their Bank Account i.e. nature of 

account, Account Number, Nine digit Bank Code Number (For Electronic 

Credit Facility), branch address of the bank at the appropriate space in the 

application form. 

In case nature of Account is given as NRO or NRE, the status of Applicant 

will be considered as NRI / NRO or NRI / NRE respectively. 

For NRI/NRO, your bank account should be domestic bank /non - repatriable 

account. 

For NRI/NRE, your bank account should be NRE. 

Any application for subscription /request for redemption without Bank 

account details will be rejected by the mutual fund. 

(G) BROKERS AND MARKETING ASSOCIATES. 

1. Tata Mutual Fund’s Marketing Associates, Agents & Brokers (who are holding 

the AMFI Certificate) are eligible to mobilise subscriptions under the Fund and 

earn brokerage based on the amounts subscribed. Brokerage will be paid only 

to those Marketing Associates, Agents & Brokers whose stamp appears on the 


2. Code numbers / ARN No. assigned by AMFI to the Marketing Associates/ 

Agents must be used wherever applicable and their stamps should clearly 

state their names and any other details as required, in English. 

3. Agents are not permitted to accept CASH with Application Form. Tata Mutual 

Fund shall not be held responsible for any kind of wrong tenders. 

4. Brokerage will be paid to only Distributors empanelled with Tata Mutual Fund. 

5. Distributors / Agents should mention the ARN No. allotted by AMFI, on the 


(H) 

Date of Birth 

(DD/MM/YYYY) 

PAN No. *(Mandatory for investments of Rs. 50000/- or more) Circle / Ward / District Enclosed Proof of PAN No. 

Name of Guardian (in case 

first Applicant is Minor) 

PAN No.* (Mandatory for investments of Rs. 50000/- or more) Circle / Ward / District Enclosed 

Contact Particulars 

Are you applying as 

Overseas Address 

(Mandatory for NRI/FII appilcations 

in addition to mailing address) 

Mode of Holding 

Name of Second Applicant 


Name of Third Applicant 

PROOF OF IDENTITY (Refer H) 

Voter ID Card 

Voter ID No. 

Place of Issue 

Telephone : Office 


Driving License 

Driving License No. 


Sr. No. : 

Received from Mr. / Ms .............................................................................................................................................. an 

application for purchase of units of Tata Equity Management Fund(Gross investment amount) Rs. .............................. (Rupees in 

words............................................................................................................................................................ 

............................................. ) Cheque / Demand Draft No. .......................... dated........................drawn on 

..............................Bank................................ Branch for Rs. ............................(Cheques/Drafts are subject to realisation). 

All communication may please be addressed to Computer Age Management Services Pvt Ltd., CAMS Unit: Tata Mutual Fund 178/10, 

Kodambakkam High Road, Nungambakkam, Chennai - 600 034 by quoting First applicant name, application Sr. No., Name of the scheme. 

Form 60 / 61 

Proof of PAN No. 


Resident Individual NRI/NRO NRI/NRE AOP FII Body Corporate 

Trust Partner Public Ltd. Co. On behalf of Minor HUF FOF 

Proprietorship BOI Pvt. Ltd. Co. Societies Others_______________ 

City 

Residence 

Fax 

Mobile No. 

Occupation Agriculture Business Service Professional Housewife Retired Student Other_________ 

Single Joint Anyone or Survivor 

Mulla House, Ground Floor, 51, M.G. Road, 

Near Flora Fountain Mumbai - 400001. 

Pin Code 

Country 

Default Option: Joint. 

Passport 

Passport No. 






Acknowledgement Stamp 

Mulla House, Ground Floor, 51, M.G. Road, 

Near Flora Fountain Mumbai - 400001. 

Acknowledgement Stamp 

Proof of Identity: As per the Know-Your-Customer, please provide the 

number and place of issue and a copy of your passport and/or driving 

licence and/or voter’s ID card. 

Anti Money Laundering 

1. The AMC, under powers delegated by the Trustees, shall have absolute 

discretion to reject any application, or prevent further transactions by a Unit 

Holder, if after due diligence, the investor / Unit Holder / a person making 

the payment on behalf of the investor does not fulfil the requirements of 

the “Know Your Customer” to the satisfaction of the AMC. In this behalf 

the AMC reserves the right to reject any application and/or effect a 

mandatory Redemption of Units allotted at any time prior to the expiry of 

30 Business Days from the date of the application. If the payment for 

Purchase of Units are made by a third party (e.g. a Power of Attorney 

Holder, a Financing agency, a relative, etc.), the Unit Holder may be 

required to give such details of such transaction so as to satisfy the AMC 

of the source and / or consideration underlying the transaction. 

BLUE PINK

BLUE PINK 

APPLICATION MONEY DETAILS (Cheque / DD to be drawn in the name of Tata Equity Management Fund) 

* DD charges to be borne by AMC if investor doesn’t fall within ISCs. - Refer B 

Gross Amount in Rs. 

A/c No. _____________________________ A/c Type _________________ Cheque/DD No. __________________ Dated _______/_______/ 

_________ 

NOMINATION 

Nominee Name__________________________________________________Relationship_____________________ 

Guardian details (if nominee is a minor) Name & Address_______________________________________________ 

______________________________________________________________________________________________________ 

DIRECT CREDIT FACILITY FOR REDEMPTION / DIVIDEND 

Tata Mutual Fund directly credits the Dividends /Redemption into the investor Bank Account in case the account is with ICICI Bank Ltd./HDFC Bank Ltd./UTI Bank /IDBI 

Bank/Standard Chartered Bank/Kotak Bank/HSBC Bank/Deutsche Bank. 

I / We understand that the instruction to the bank for Direct Credit/ ECS will be given by the Mutual Fund and such instruction will be adequate discharge of Mutual Fund 

towards redemption/dividend proceeds. In case of bank not crediting my/our bank account with/without assigning any reason thereof or if the transaction is delayed or not 

effected at all for reasons of incomplete or incorrect information, I/We would not hold Tata Mutual Fund responsible. I/We understand that in case account number 

furnished by me/us, if found incorrect, I/We would not hold Tata Mutual Fund responsible for the credit going to the wrong account. Further, the Mutual Fund reserves the right 

to issue a demand draft/payable at par cheque in case it is not possible to make payment by DC/ECS. 

If however you wish to receive cheque payout, please tick here 

DOCUMENTS TO BE SUBMITTED (Please tick () whichever is applicable) 

1) Memorandum & Articles of Association (Corporate) 2) Board Resolution (Corporate) 3) Authorised signatories list 

4) Trust Deed (in case of a trust) 5) Partnership Deed (for partnership firm) 6) Copy of the PAN card of all unitholders (for investment 

of Rs. 50,000/- and above) 

DECLARATION AND SIGNATURES 

The Trustee, Tata Mutual Fund 

Having read and understood the contents of the Offer Document of the Scheme, I/ We 

hereby apply for units of the scheme and agree to abide by the terms, conditions, rules 

and regulations governing the scheme. I/ We hereby declare that the amount invested in 

the scheme is through legitimate sources only and does not involve and is not designed 

for the purpose of the contravention of any Act, Rules, Regulations, Notifications or 

Directions of the provisions of the Income Tax Act, Anti Money Laundering Laws, Anti 

Corruption Laws or any other applicable laws enacted by the Government of India from 

time to time. I/ We have understood the details of the scheme and I/ We have not received 

nor have been induced by any rebate or gifts, directly or indirectly in making this 

investment. I/ We confirm that the funds invested in the Scheme, legally belong to me / 

us. In the event "Know Your Customer" process is not completed by me / us to the 

satisfaction of the AMC, I/ We hereby authorise the AMC, to redeem the funds invested 

in the Scheme, in favour of the applicant at the applicable NAV prevailing on the date of 

such redemption and undertaking such other action with such funds that may be required 

by the Law. 

For NRls only: I/ We confirm that I am / we are Non Residents of Indian Nationality / 

Origin and that I/ we have remitted funds from abroad through approved banking channels 

or from funds in my / our Non-Resident External / Non-Resident Ordinary / FCNR 

account. 

I/ We confirm that details provided by me / us are true and correct. 

Date: 

DD Charges Rs. (if any)* 

Net Amount in Rs. 

Gross Investment (Rs in Words) ________________________________________________________________________________________________ 

Drawn on Bank __________________________________________________________________________ Branch __________________________ 

YOUR BANK ACCOUNT DETAILS (Mandatory) please refer instruction F 

All communication and payments will be made to the first applicant or to the Karta in case of HUF. 

Name of Your Bank 

Your Account No. 

Account No. (in words) 

Bank Address 

City 

PIN 

Account Type 

Example for filling 

the Account number: 

Ac. No. 

In words 

0 0 9 7 4 6 1 5 2 

Zero Zero Nine Seven Four Six One Five Two 

Holder 

Branch 

Signature of Guardian 

Bank account details of First Unitholder 

is required without which the application 

would be rejected. 

Signature(s) / Thumb Impression(s) 

(Refer Instruction number C (4)) 

IV, B - 9, City Center, Sector IV, Bokaro Steel City, Bokaro-827 004. Tel.: 06542-232786/87/88. Calicut: Ratheesh Vellora Vadakkeveettil, Malabar Palace, G.H Road, Calicut-673 001. Tel.: 0495-2727759. Chalakudy: Rajeev R, Police Station 

Road, Chalakudy-680 307. Tel.: 0480/2707754/55. Chandigarh: Hemant/Deepak, Sco 371/372, Sector 35 - B, Chandigarh.tel.: 0172-2711285/5088303. Changanacherry: Gireesh G, Cms Dept, Golden Tower, Golden Tower , M C Road, 

Vezhakattiuchira, Changanacherry-686 101. Tel.: 0481 2425002/2425004. Chengannur: Mathew Jacob, Govt Hospital Junction, Chengannur 689 121 Tel.: 0479-2456215. Chennai: K L Lakshman / Sridhar Ramamurthy, 751 - B Anna Salai, 

Mariam Centre, Chennai-600 002. Tel.: 044-28420870 / 76 : Extn : 203 / 204. Cochin: R Bhagawatheeswaran, 2nd Floor , Elmar Square, M.g Road, M.g Road, Ravipuram, Cochin-682 016. Tel.: 0484-2359436./09349133907. Coimbatore: 

Mohan Kumar / Somaprakash, 1635 Classic Tower, Trichy Road, Coimbatore 641 018 Tel.: 0422-2302630/46/2303300. Cuttack: Ashim, Bajrakbati Road, Cuttack-753 001. Tel.: 0671-2332744/33/22/11, Davangere: Prashanth Ubrangala, 

No 621, Bhm Enclave, Binny Co Road, Mandipet, Davangere. Tel.: 08192-232781. Dehradun: Rupesh Nath, 56, Rajpur Road, Uttaranchal, Dehradun 248 001 Tel.: 0135-2745295. Dhanbad: Kamal Matwala, Sri Ram Plaza , 1st Floor, Bank 

More Dhanbad, Jharkhand 826 001 Tel.: (0326) 2308831. Durgapur: Nirmalya Banerjee / Snehamay De, A102 & 103, City Centre, Bengal Shristi Complex , City Center, Durgapur Road, Durgapur-713 216 Tel.: 0343- 2549962- 65. Erode: 

R Shri Krishnan, 456 Brough Road, Erode-638 001. Tel.: (95424) - 2261287 / 2268522 - Extn 0424. Gandhidham: Tejas Mankad, Plot No 1, Sector 8, Rabindranath Tagore Road , Near Gpo, Gandhidham-370 201 Tel.: (02836) - 573251. Gaya: 

Navneen, Near Ganta Ghar, K.p Road, Gaya-823 001. Tel.: (0631) -2220012. Gorakhpur: Prashant Kumar, Cms Dept, Prahlad Rai Trade Centre, Ayodhya Crossing, Bank Road, Gorakhpur-273 001 Tel.: (0551) -2342612. Guntur: Gupta 

K.s, 87-90 , Main Road, Lakshmipuram, Guntur-52 2007 Tel.: (0863) -2265648. Guwahati: Mr. Nayanjyoti Das, House No 126 , Opp Times Of India, Bhangagarh, Guwahati-781 005 Tel.: 0361-2461082 (D), 74/80/81. Gwalior: Suresh Asolia 

/ Gopal Sharma, Block G1 , Plot No . 43, Anand Deep Building ,City Centre, Gwalior-474 011 Tel.: 0751 4015007. Himatnagar: Vandan Patel, G.F. Shop No 5-8 & First Floor 4 - 9, Kumar House, Durga Oil Mill Compound, Himmatnagar-383 

001 Tel.: 02772-571156/9898592977 Hosur: C . N. Vinay, No. 24 & 25, Maruthi Nagar, Near Dharga, Sipcot Po, Hosur, 635 126 Tel.: 04344-500554 Hubli: Madhusudhan Radhakrishnan, T B Revankar Complex, Vivekanand Hospital Road, 

Hubli 580 029 Tel.: 0836-2217084 Hyderabad: Umesh Krishna / Krishna Phani Sharma Ammiraju / Shivaji, 6-1-73 3rd Floor Saeed Plaza, Lakadikapaul, Hyderabad 500 004 Tel.: 040-55666821/ 55630666 / 32347423/ 32347412 Indore: 

Mr.K.vinod Kumar / Raghunatha Reddy, 3 Rd Floor , 9/1A , U.V.house, South Tukonj, Indore 452 001. Tel.: 0731- 5201919/5077794 / 5077793 / 5200043 Irinjalakuda: Tito P J, Ushus Complex, Main Road West Tana Po, Irinjalaguda 680 121 

Tel.: 0480 2829655 Jabalpur: Mr. Akhilesh Thakur, 1702, Naiper Town, Model Road, Jabalpur 482 002 Tel.: (0761) 5018773, 5063040 Or 41. Jaipur: Puneet Saxena / Ajay Rastogi, 1st Floor ,O - 10 , Ashok Marg, Ahimsa Circle, C Scheme, 

Jaipur 302 001 Tel.: 0141-5593966 Jalandhar: Raj Chaudhry, 911 , Near Narinder Cinema, G T Road, Jalandhar 144 001 Tel.: 0181-5071644. Jalgaon: Ashutosh Rana / Suresh Pawar, Plot No 134 / 135 , Dsp Chowk, Facing Mahal Road, 

Jalgaoan 4425 001 Tel.: 0257-2237642 / 2238948 / 2238958 / 223878 Extn - 104 /110. Jamnagar: Nilesh Dhruve, Plot No 6 , Park Colony, St Ann’s School, Bedi Bunder Road, Jamnagar3361 008 Tel.: 0288 - 2662035 , 0288-3112594. 

Jamshedpur: Sanjay Karmarkar / Babita Thakur / Arup / Arti, C/o Mithila Motors Ltd, Near Ram Mandir, Bistupur, Jamshedpur 831 001 Tel.: 0657-2756006 / 2756066. Jodhpur: Arun Verma / Anil Vyas, Plot No 57 / B, 9th Chopasani Road, 

Jodhpur 342 003 Tel.: 0291-5106400 / 5106100 / 5106200 / 51062300 Extn 108 / 110. Kadi: Amrish Jhala, Radhaswami Complex ,R.S. No 242, Nr. N.c. Desai Petrol Pump , Highway Char Rastha, Kadi-382 715Tel.: 02764 - 242027. Kanpur: 

Vasudha Khemka, Navin Market Branch, 15/46 Civil Lines, Kanpur 280 001 Tel.: 00512-3018052. Karad: Vishal Phadnis, Mr Pravin Shaligram,, Near Hotel Sangam, Pune Bangalore Highway, Karad 415 110 Tel.: 02164-229679. Karnal: Rohit 

Budhiraja, Sco 778-779, Opp Mahabir Dal Hospital, Kanjpura Road, Karnal Tel.: 00184-2202789. Kolhapur: Harshad Kulkarni / Amita Marathe, Jaju Arcade,TTarabai Park, Kolhapur 416 003 Tel. 0231-2651906, 2651908. Kolkata: Anish Gandhi 

/ Debjyoti, Abhilasha Ii ,6, 1st Floor, 6 Royd Street, Kolkata 700 016 Tel.: 0033-22273760-65,2227 3761. Quilon: Harish Sivaram,Vgp Buildings , Door No XVI / 1539 (1320a), Vadakumbhagom Ward , Irumpupalam, Kollam6691 001 Tel.: 00474 

2766171 / 74. Kota: Deepak Gupta, Neeraj Agarwal, Show Room No 13 - 14, Main Jhalawar Road,Kota3324 007 Tel.: 00744-2390485 (D), 9829 230 230. Kottayam: Manoj Kumar K.C, Unity Building , Opp Midc Centre, K K Road, Kottayam6686 

002 Tel.: 00481-2302361 Latur: Pradeep D. Walunj, Shri Prabha Arcade , Shop No 3-6, M.G. Road, Near Nagar Parishad , Opp Town Hall, Latur 413 512 Tel.: 002382 - 255116. Lucknow: Nitish Srivastav / Anirudh Ramodarai / Amit Srivatava 

/ Shivam Saxena, Pranay Tower,Darbari Lal Sharma Marg, Beside Pratibha Cinema, Lucknow 226 001Tel.: 0522-3019124-27 /3919811 / 3919813 /3019132/3019136 /3019140. Ludhiana: Mr Sanjeev Katare, Vishesh Sudhkaker, CMS Dept 

, 5th Floor,MMall Road, Ludhiana00 Tel.: 00161- 2422344 / 5021699. Madurai: Sridhar / Kannan Manikandan, 7 - A , West Veli Street, Opp Railway Station, Madurai6625 001 Tel.: 00452-2350707. Mangalore: Muralidhar Hande / Vishwanath 

Attar, M.N. Towers,KKadri,MMangalore5575 002 Tel.: 00824 - 2225405/2225410. Manjeri: Madhusoodanan P.V. / Shabeer, CMS Dept ,Kurikal Plaza, Bldg #20/1245 Kacheripady,Malapurram Road, Manjeri 676 121 Tel.: 0483 3094040/3091472. 

Mathura: Saurabh Pandya, CMS Dept, Ops Bsa College, Gaushala Raod, Mathura 281 001 Tel.: 0565-2463805 / 2463808. Meerut: Sumeet Talwar,3381 Western Kachery Road, Meerut2250 001 Tel.: 0121-2666080/2665799. Mehsana: Jigar 

Patel / Ketan Engineer, Prabhu Complex , Near Raj Kamal Petrol Pump,Abhu Highway, Mehsana 384 002 Tel.: 002762-243173, 02762 - 243 008. Moradabad: Manish B Saxena, Chaddha Shopping Complex,GGmd Road, Moradabad2244 001Tel.: 

00591- 2310508 / 09. Mumbai: Deepak Rane / Tushar Gavankar / Sunil Kolencherry, Maneckjiwadia Building, Nanik Motwani Marg, Mumbai 4400 023Tel.: 022 - 56573657 / 56573669 / 22679947 / 22679961. Muzzafarpur: Pintu Kumar Singh, 

Above Maruti Showroom, Choti Saria Ganj, Muzzafarpur 842 001 Tel.: 0621-2241638 Mysore: Harsha, Nageetha Complex, Vishwamanawa Double Road, Saraswathi Puram, Mysore 570 009 Tel.: 0821-5255304. Nadiad: Rakesh Parmar, Shoot 

Out Building , Nadiad Ice Factory Compound, College Road,Nadiad 387 001 Tel.: 0268- 5540114. Nagpur: Chandramouli Bharadwaj/Pratima Sarangi, 303 & 304, 3rd Floor , Wardh Road,112, Milestone, Near Lokmat Square, Nagpur4440 010 

Tel.: 0712- 2554405 / 2551746 Extn - 119 And 111 Nasik: Binoj Parameswaran / Prashant Pisolkar, Archit Centre, 3rd Floor, Chandak Circle Link Road,Opp Sandeep Hotel , Near Mahamarg Bus Stand, Nasik 422 002 Tel.: 0253-5647594 / 97 

/ 98. Navsari: Nirav Gandhi, Nandini Complex, Ground Floor, Station Road , Sandh Kuva,NNavsari 396 445 Tel.: 02637 280901 / 240702 / 247896 Nellore: T N Raj Kumar,G.T. Road, Nellore 524 001 Tel.: 00861-2327181 Delhi: Rahul Sikka 

/ Chetan Sondhi / Bharat Chadha,, Figops , Ist Floor, Kailash Building , 26 K G Marg, New Delhi 110 001 Tel.: 011-41699406 / 41699406 Palanpur: Shauank Pandya, Parth Complex , Near Cozy Tower, Opp Joravar Palace,Palanpur3385 001 

Tel.: 02742-571638,9327568081 Panipat: Harish Singla/Puneet Gupta/Gurpreet Singh/Ashu Gupta, 801 / 4 , G.T. Road, Panipat1132 103Tel.: 00180 - 5015268 (D) , 2648619-20 Ext 207 Panjim: Kamlakant Bhartu / Amar,Swami Vivekanand 

Road, 301 , Milroc Lar Menezes,Opp Gomantak Maratha Samaz, Panjim4403 001Tel.: 0832 - 5621250 / 5621251 / 2421952 Pathanamthitta: Prajish M, CMS Dept , Aban Arcade Ward # 9/1128, Pathanathitta-kumbazha Road, Pathanathitta 

689 645 Tel.: 0468-2322378 Patiala: Jaswinder Singh/ Inder Pal Singh,SS.C.O. 70 - 73 , Leela Bhawan Market, Patiala1147 001Tel.: 00175 5002500 Patna: Rakesh Verma / Pintu Kumar, Rajendra Ram Plaza,Exhibition Road, Patna 800 001Tel.: 

00612-2206161,2224332,3116348 Perinthalmanna: Prasanth P R, Calicut Road, Perinthalmanna , Malappura Dist, Perinthalmanna Tel.: 04933-395306 Phagwara: Gurpreet Singh, Kalra Road , Opp Hanuman Garhi Mandir,GG.t Road, 

Phagwara 144 401Tel.: 01824-221844-45 Pondicherry: R. Kumar,TTS No 6 , 100 Feet Road, Ellaipillaichavady, Pondhicherry 605 005Tel.: 00413-2200741 Pune: Mangesh Dhole/ Nitin Mandke, 5th Floor Millennium Tower, Bhandarkar Road, 

Shivaji Nagar ,Pune 411 004 Tel.: 020 -25651575 Extn 121 Raipur: Sunil Nagpal / Vaibhav Agarwal, Chawla Complex, Near Vanijya Bhawan, Sai Nagar, Devendra Nagar Road, Raipur4492 009Tel.: 0771 - 252 9110 (D), 0771 - 505 8901 /02 

/ 03 Ext. 201 / 202 Rajahmundry: Mr. Narayana Rao / Lakshminarayana, H.No : 46-17-20,MMain Road, Danavaipet,Rajahmundry 533 103Tel.: 0883-2442928 Rajkot: Rajiv S. Sheth / Bharat Pandya,Opp Alfred High School, 2nd Floor , 

Panchratna Bldg, Jawahar Road, Rajkot 360 001 Tel.: 0281-5595553 Ranchi: Sanjib Jha, Ranchi Club Shopping Complex,Apt No. 11 , Main Road,Ranchi 8834 001Tel.: 00651-2308148 Rohtak: Rajesh Gupta,,4401 -402, D Park, Model Town 

, Main Delhi Road, Rohtak 124 001 Tel.: 001262-210936, 01262-211064 Ext 211 & 212 Rourkela: Suvankar Pal,Bisra Road , Dwivedi Bhawan,Dwivedi Square, Rourkela 769 001Tel.: 00661- 2500666 ( D ) / 2511666 / 2522666 / 2514666 

Rudrapur: Ankur Jain,Plot No1&2,Nanital Road, Plot No1&2,Nanital Road, Rudrapur 263 153 Tel.:05944-241747. Saharanpur: Alok Balodi, Mission Compound,Court Road, Adjoining Top Shop, Saharanpur 247 001 Tel.: 0132 - 2726467 Salem: 

Mr. Shanmugham,55 / 241 - F, Rathna Arcade, Omalur Main Road,Salem36636 004lTel.: 0427-2331604, 03A, Sangli: Prashant C, 640, Venkatesh Senate, Miraj Road,NSangli4414 416l Tel.: 0233-2327836H, Shimla: Ms. Anupama Srivastava, 

Jankidas Building, 3, The Mall , Shimla1171 001lTel.: 0177-2658541 / 26585412 / 26585413 Siliguri: Arupendu, 3 No , Ramkrishna Samity Building, Sevoke Road, Pani Tanki More,LSiliguri 734 401 Tel.: 0353-2640726., 0353 2642566 Extn. 

MICR 

Code 

Savings Current NRO NRNR NRE FCNR 

1st/ 

Sole 

Unitholder 

2nd 

Unitholder 

3rd 

Unitholder 

CHECKLIST 

Please ensure that your Application Form is complete in all respects & signed by all applicants : • Name, Address and Contact Details are mentioned in full. • Bank Account 

Details are entered completely and correctly. • Permanent Account Number (PAN) of all Applicants is mentioned if the investment amount is Rs. 50,000/- or more along with the 

copy of the PAN card • Copy of proof of identity • Appropriate Option is selected. If the Dividend Option is chosen, Dividend Payout or Re-investment is indicated. • If units 

are applied for jointly, Mode of Operation of account is indicated • Your Investment Cheque / DD is drawn in favour of “Tata Equity Management Fund”, dated and signed. 

• Application Number is mentioned on the reverse of the cheque. • Documents as listed below are submitted along with the Application Form (as applicable to your specific case). 

Documents Companies Trusts Societies Partnership Firms Flls NRI Investments through Constituted Attorney 

1. Resolution/Authorisation to invest 

2. List of Authorised Signatories with Specimen Signature(s) 

3. Memorandum & Articles of Association 

4. Trust Deed 

5. Bye-Laws 

6. Partnership Deed 

7. Overseas Auditor’s Certificate 

8. Notarised Power of Attorney 

9. Foreign Inward Remitiance Certificate, in case payment 

is made by DD from NRE / FCNR a/c or where applicable 

All documents in 1 to 6 above should be originals / true copies certified by the Director / Trustee / Company Secretary / Authorised Signatory / Notary Public 

ICICI BANK NFO COLLECTION CENTRES 

Ahmedabad: Chirag Patel, JMC House, Opp. Parimal Gardens, 

Ambawadi, Ahmedabad-380006, Tel: (079) 55523700, Fax: 

(079) 55523720, BM Tel.: (079) 55523716, Mobile No. 9879114830. 

Bangalore: Kalyana Chakravarthy, ICICI Bank Towers, 1, 

Commissariat Road, Ground Floor, Bangalore-560025. Tel: 080 

- 51296007, Fax: 080 - 51124607, BM Tel.: 080 - 51296008. 

Cochin: Gibi George, Emgee Square, M.G.Road, Ernakulam, 

Kochi. Cochin-682035. Te.: 0484 - 2382026 / 27 /28, Fax: 0484 

- 2372739, BM Tel.: 0484 - 2290163, Mobile No. 9349779825. 

Coimbatore: Senthil Kumar R, Cheran Plaza, 1090, Trichy 

Road, Coimbatore-641018. Te.: 0422-4292102 - 4292115, Fax: 

0422 - 2300172, BM Tel.: 0422-4292101, Mobile No. 9994345670. 

Hyderabad: Rahul Godse, 6-2-1012, TGV Mansions, Opp. Institution 

of Engineers, Khairatabad, Hyderabad-500004. Tel: 

040 - 23301534;55662345;23376844;55626660, Fax: 040 - 

23321181, BM Tel.: 040 - 23394077, Mobile No. 98855 66088. 

Jamshedpur: Arnab Sensarma, Natraj Mansion, Main Road, 

Bistupur, Jamshedpur-831001. Tel.: 0657 - 2422509 / 10 / 

2425907 / 12, Fax: 0657 - 2425865, BM Tel.: 0657 - 2425924, 

Mobile No. 09334042602, Kanpur: Barindra, J.S Towers ; 16/ 

106 - The Mall. Kanpur-208001. Tel.:0512 - 2331041,42,43,44,45, 

Fax: 0512 - 2331042, BM Tel.: 0512 - 2331042, Mobile No. 

9839600345, 9839086665. Kolkata: Manoj Kumar Jaiswal, 22, 

R N Mukherjee Road, Kolkata-700001. Tel.:033 - 22428537 / 

22100995. Fax: 033 - 22426696, BM Tel.: 033-22137601, Mobile 

No. 9830088088. Lucknow: Saurab Pathak, 11, MG Road, 

Hazarat Gunj, Lucknow-226001. Tel.:0522 - 2214246 /2214247 

/ 2214254 Fax: 0522 - 2225232, BM Tel.: 0522 - 2201055, 

Mobile No. 9838513469. Mumbai: Capital Market Division, 30, 

Mumbai Samachar marg, Fort, Mumbai 400 001 Nasik: Sandeep 

Gore, U-1, Crown Commercial Complex, Opp. Rajiv Gandhi 

Bhavan (NMC), Utility Centre, Sharanpur Road, Nashik-422002. 

Tel.:0253 - 5605600/ 5606032/ 5606033, Fax: 0253 - 2313475, 

BM Tel.: 0253 - 5605191 Mobile No. 9823330060. New Delhi: 

Rahul Krishnatrey, 9A, Phelps Building, Inner Circle,Connaught 

Place, New Delhi-110001. Tel.:011 -51517954-58, Fax: 011 - 

23351092, BM Tel.: 011 - 51516142, Mobile No. +919811203153. 

Panji: Anant Narayan Samant, 65, Sindur Business Centre, 

Swami Vivekanand Road, Panji-403001. Tel.:0832 - 2232180 / 

2424217/ 2424225/ 2423444, Fax: 0832 - 2232390, BM Tel.: 

0832 - 2421639. Mobile No. 9823144162. Patna: Amit 

Bhattacharjee, Shahi Bhawan Ground Floor Exihibition Road 

Patna-800001. Tel.:0612 -2205398, 2205400, 2205400, Fax: 

0612 - 2202968, BM Tel.: 0612 -2 202966, Mobile No. 9835030917. 

Pune: Yatin Gupta, A-Wing, Shangrila Gardens, Bund Garden 

Road, Pune-411001. Tel.:020 - 26128248 , 26054345, Fax: 020 

- 26128594, BM Tel.: 020 - 26111690, Mobile No. 9823330074. 

Vadodara: Hemant Gulabchand Baid, Landmark Building, Race 

Course Circle, Alkapuri, Vadodara-390007. Tel.:0265 - 2339923 

/ 2339924 / 2339925 / 2339927 / 2339928, Fax: 0265 - 2339926, 

BM Tel.: 0265 - 2325318, Mobile No. 9825047840 

NRI Centres : Mumbai, Kolkata, Bangalore, Cochin, 

Ahmedabad and Vadodra 

HDFC BANK NFO COLLECTION CENTRES 

Agra: Manoj Minocha/ Puneet Prakash, SHOP NO - 11, Block 

No-17/2/4, Friends Plaza, Sanjay Place, Agra-282 002. Tel.: 

(0562) 2524089. Ahmedabad: Kunal Kak/Mahyar Chhindiawala, 

HDFC Bank House, Near Mithakali Six Roads, Navrangpura- 

380 009 Tel.: 079 -55217163 / 55217184. Ahmednagar: Anand 

Lele, Amber Plaza,Station Road, Opp ADCC Bank Sahakar 

Gruh, Ahmednagar-414 001. Tel.: 95241-2451962-63 / 2451194. 

Ajmer: Manish Vashistha, AMC NO - 13/10 & 14/10, Near 

Suchma Kendra, Adajcent to Swami Complex, Ajmer-305 001. 

Tel.: 0145-5100123. Akola: Sachin Raje/Shrinivas Dhankar/ 

Anand Karajgikar/Shukla, Sethi Heights, Opp To Collector Office, 

Z P ROAD, Akola-444 001. Tel.: 0724-2432204 (D), 2441128 & 

2431446 (Ext 110). Allahabad: Abhishek Pathak, 54/1 S.P. 

Marg Civil Lines, Allahabad-211 003. Tel.: 0532- 2260049. Alwar: 

C. P. Jangir, Bhagat Singh Circle, Road No 2, Alwar-301 001. 

Tel.: 0144-5100880. Ambala: Balwinder Singh Sondhi, Shingar 

Palace Complex, Nicholson Road, Ambala Cantt 133 001 Tel.: 

0171-2600044 (D), 0171-2600045. Amravati: Suryakant Sisodiya 

/ Yatin Deshpande, C/o. Rasik Plaza, Jaistambh Chowk, Morshi 

Road, Amravati-444 601. Tel.: 0721- 2568432,05,06 Amritsar: 

Deepak Gohlan/Anoop Grover/Guneet Pal Singh/Rajpal Singh, 

39, The Mall Amritsar, Tel.: 0183-2564616. Anand: Ankit Shah, 

1St Floor , Sanket Towers, Opp Anand Arts College , Grid Road, 

Anand-388 001. Tel.: 02692- 573195. Ankleshwar: Mr. Tarak 

Gandhi,Mr Ritesh Shah, S A Motors Building, S A Motors Building, 

Ankleshwar395 002. Tel.: (02646) 227704/227705. Asansol: 

Amitabha, CMS Dept, P C Chatterjee Market, G.t Road, 

Rambhandu Tala, Asansol-713 303. Tel.: 0341-2214848. 

Aurangabad: Mr. Amol Bhale / Mr. Azeemuddine Shaikha / Mr 

Nitin Sawant / Madhu, Shivani Chambers, Manjeet Nagar , 

Jalna Road , Opp Akashwani, Aurangabad-431 001. Tel.: (0240) 

2362042/47. Balasore: Subrat Mohanty, C/o Bharat Motors, 

F.M Circle, Balasore-756 001. Tel.: 06782 - 263335. Bangalore: 

P Sugunan/ KT Bhanushree / Joseph Marian, NO 8 / 24 Salco 

Centre, Richmond Road, Bangalore-560 025. Tel.: 080- 

41266865. Bardoli: Mr Jaideep SHekhawat (Manager) Daxesh 

SHukla (TBG), Shree Ambika Niketan Temple, Shree Ambika 

Niketan Temple, Bardoli-394 601. Tel.: 02622 223627, (02622) 

223879. Barielly: Vinod Mishra, 154 , KRISHNA PALACE, 

CIVIL LINES, BAREILLY-243 001. Tel.: (0581) - 3099631. 

Belgaum: Mr Vinay Balwally / Mr Ravi Kiran Ganti/ Girish , 

4830 / 28 A Opp District Hospital, Dr Ambedkar Road, Belgaum- 

590 002. Tel.: 2404411/15. Bharuch: Anuradha Gupta/Surya 

Prakash Patel, Near Octroi Naka Link Road, Near Octroi Naka 

, Link Road, Bharuch-392 001. Tel.: Direct No.222031 (02642), 

Board line -220108,222032 extn.23. Bhatinda: Sunil Seth, 3027 

- B Guru Kanshi Marg, Bhatinda-151 001. Tel.: 0164- 

2240832,2240993-996. Bhavnagar: Manish Malkan, Gopi 

Arcade, Opp Takhteshwar Post Office, Bhavnagar. Tel.: (0278) 

5540340. Bhilwara: Rahul Atal / Tushar Mathur, 2-3-4, S.K 

PLAZA COMPLEX, PUR ROAD, BHILWARA. Tel.: 01482- 

512686. Bhopal: Tavinder Pal Singh, Sumeet Kapoor, Monu 

Mehra, E - 1/57 , Arera Colony, Bhopal-462 016. Tel.: 0755- 

2461145 (Direct), Board-5281616,5276007,5276008. 

Bhubaneshwar: Subir Roy / Subrat Mohanty, Junction of 

Janpath & Gandhi Marg, Hotal Jajati Complex , Kharvelanagar, 

Unit - III , Master Canteen Square, Bhubaneshwar-751 001. 

Tel.: 0674-2400986/95. Bhuj: Parth, 101 & 102 Sunrise Tower, 

11 - Vijaynagar Society , Hospital Road, Bhuj -370 001.Tel.: 

02832-571466. Bokaro: Shamim Ahmed, B-9 City Centre, Sector 

BLUE PINK

BLUE PINK 

112/114U. Surat: Devang Desai / Tejas Mehta, 7th Floor, Kashi Plaza, Next To Dr Bipin Desai Children Hospital , Majura 

Gate, Surat5 002 Tel.: 0261 - 5563650. Thalassery: Biju M R, Avk Nair Road, Thalassery 670 001 Tel.: 0490 - 2325104. 

Thiruvalla: Prasanth P R, Illampallil Buildings, 26/149(1&2), Mc Road, Tiruvalla 689 101 Tel.: 0469 2741378. Trichur: 

Ramachandran Naganathan, Kalliyath Royal Square, Palace Road, Trichur-680 020 Tel.: 0487-2330980/2330981, 

Trichy: S. Madhankumar, A - 10 , Lakshmi Arcade, 11th Cross Main Road , Thillainagar, Trichy 620 018. Tel.: 0431 - 

2742204. Trivandrum: Akilandeswari / Harikrishnan, Kenton Towers, Vazhuthacaud, Trivandrum 695 014 Tel.: 0471 

2337615. Udaipur: Hitesh Babel, 358 Post Office Road, Chetak Circle , Adjacent To Chetak Cinema, Udaipur-313 001 

Tel.: 0294- 5103355. Unjha: Manish, Suvidhi Complex, 1 St Floor, Nr. Radha Krishna Temple, Station Road, Unjha 382 

170 Tel.: 02767-240623 Ext 107, 02767-240624 Direct. Baroda: Rakesh Sharma / Dheeraj Patange, 5th Floor , Midway 

Heights, Next To Panchmukhi Hanuman Temple , Lokmanya Tilak Road ,Kirti Mandir ,Near Kala Ghoda , Raopura Baroda 

- 390 001 Baroda 390 001 Tel.: 0265-5585516, 09327585780-Rakesh Sharma, Valsad: Sudeep Shah / Nitesh Gajjar, 1st 

Floor ,Ekta Appt , Near R J J High School, Thithal Road, Valsad 396 001 Tel.: 02632-572201. Vapi: Hitesh, Snehal 

Prajapati, Komal Bhatt, Nilesh Unalkat, Lower Ground , Emperor Arcade, Chala Road, Vapi 396 191 Tel.: 0260 - 5548104 

R93275 68120. Varanasi: Mukesh Kumar Verma/ Pragya, D 58 / 2 Kuber Complex, Rathyatra Crossing, Varanasi 221 

010 Tel.: 0542-2226203. Vishakapatnam: Mr K Srinivasa Raju / N Ratna Kumar. 1st Floor , Potluri Castle, Above 

Rayomond Showroom Dwarka Nagar, Vishakapatnam Tel.: 0891-5571123 

NRI Centres : Mumbai, New Delhi, Bangalore, Chennai and Surat 

IDBI BANK LIMITED NFO COLLECTION CENTRES 

Ahmedabad: N.G.S. Ramesh, CG Road, IDBI Complex, Lal Bungalows, Off CG Road, Ahmedabad, Gujarat-380006 Tel.: 

+91 (79) 6431296. Bangalore: Venugopal N, Mission Road, IDBI House, 58 Mission Road, Bangalore, Karnataka-560027 Tel.: 

+91 (80) 2279576 Bhavnagar: Madhu Sudan Nandyala, Bhavnagar, G-10, Ground Floor, Radhe Shyam Complex, Waghawadi 

Road, Bhavnagar, Gujarat-364001 Tel.: +91 (278) 517-000. Bhilai: Rabi Narayan Mishra, Bhilai, New Era, 19, Priyadarshni 

Parisar, Nehru Nagar Square, Bhilai, Madhya Pradesh 490020 Tel.: +91 (788) 292-156 Bikaner: Amit Modani, Bikaner, 

Vyapar Udyog Bhavan, Near DRM Office, Modern Market, Bikaner Rajasthan 334001 Tel.: 0151-2200166,167. Chennai: 

Krishnadas C.H., Greams Road, PM Towers, 37, Greams Road, Chennai, Tamil Nadu 600006 Tel.: +91 (44) 28292375. 

Chittorgarh: Anjali Chawat, Chittorgarh, B-1 Meera Market, Chittorgarh, Chittorgarh, Rajasthan 312001 Tel.: 01472 - 

246424/ 4151. Cochin: Jorty M. Chacko, Kochi, Dhanwantari Building, Near Padma Theater, MG Road, Kochi, Kerala- 

682035 Tel.: +91 (484) 382519. Coimbatore: Narasimhan Venkatesh, Coimbatore, Ground Floor, Viscose Towers, 1078, 

Avinashi Road, Coimbatore Tamil Nadu 641018 Tel.: +91 (422) 210-158. Hyderabad: Vasudevan Govindarajulu, Basheerbagh, 

Mahavir House, Basheerbagh Square, Hyderabad Andhra Pradesh 500029 Tel.: +91 (40) 3224822. Kakinada: Jagadish 

Gullapally, Kakinada, R K Electrical Works, Door No 43-1-28, Main Road, Kakinada Andhra Pradesh 533001 Tel.: 0884- 

2345602. Kolkata: Sourav Kar, Park Street, Siddha Point, Ground Floor, 101, Park Street, Kolkata, West Bengal 700016 

Tel.: +91 (33) 2175040. Lucknow: Mamta Rohit, Lucknow, Dhan Complex, 15, Ashoka Marg, Lucknow, Uttar Pradesh 

226001 Tel.: +91 (522) 2287102. Madgaon: Yogesh Hanuman Shinde, Margao, Jyoti Plaza, Isidorio Baptista Road, Margaon 

Goa 403601. Mumbai: Vasumati Jokelkar, Nariman Point, Mittal Tower, C Wing, Grnd floor, Nariman Point, Mumbai-400021 

Maharashtra Tel.: +91 (22) 22024831. Nagpur: Rupesh N. Nagar, Nagpur, Gupta House, Plot no 1, Ravindra Nath Tagore 

Marg, Civil Lines, Nagpur-440001, Maharashtra Tel.: +91 (712) 2549797. New Delhi: Sunil Sehgal, KG Marg, Surya Kiran 

Building, Ground Floor, 19 K G Marg, New Delhi110001 Delhi (UT - NCT) Tel.: +91 (11) 23358290 . Pune: Dhananjay Lele, 

FC Road, Dynaneshwar Paduka Chowk, Fergusson College Road, Pune-411004 Maharashtra Tel.: +91 (20) 5672191 

Rajkot: Ashvin Panchal, Rajkot, Shiv Darshan, Jagnath plot corner, Dr. Radhakrishna Road, Opp. Rajkumar College, Near 

trikon bagh, Off Yagnik Road, Rajkot-360001 Gujarat Tel.: 281- 2467000/ 01/ 02. Renukoot: Mukul Kumar, Renukoot, Birla 

Market, Renukoot, Sonbhadra District, Renukoot, Uttar Pradesh 231217 Tel.: +91 (5446) 54500 Ujjain: Krishnaraj C.P., 

Ujjain, Hotel Ashray, 77, Devas Road, Ujjain Madhya Pradesh 456010 Tel.: +91 (734) 2526133 Vadodara: Mahendra 

Ramabhai Patel, Baroda, Concorde, RC Dutt Road, Alkapuri , Vadodara-390007 Gujarat Tel.: +91 (265) 2333200 Vallabh 

Vidhyanagar: Niral Chokshi, Vallabh Vidyanagar, Nana Bazar, Vallabh Vidyanagar-388120 Gujarat Tel.: +91 (2692) 238- 

201 Vijayawada: Venkateshwarlu Mallineni, Vijayawada, BSR Plaza, Near Maris Stella College, Ring Road, Vijayawada- 

520008 Andhra Pradesh Tel.: +91 (866) 2496912 

STANDARD CHARTERED BANK LTD. NFO COLLECTION CENTRES 

Bhubaneshwar: Plot No 3, Bapuji Nagar, Janpath; Bhubaneshwar 751 009. Guwahati: G N Bardoli Road,Ambari, 

Guwahati-781001. Kolkata: 19 Netaji Subhas Road, Kolkata 700001. Patna: Bhagwati Dwaraka Arcade, Plot No: 830 

P, Exhibition Road, Patna -800 001. Chandigarh: SCO, 137-138,Sector – 9C, Madhya Marg,Chandigarh. Jaipur: H8, 

Showroom No.1, Bhagwat Bhawan, MI Road, Jaipur. Kanpur: 16/105, M.G. Marg, Kanpur – 208 001. Ludhiana: SCO 

16-17, Feroze Gandhi Market,Ludhiana,Punjab- 141001. Lucknow: 4 Shahnajaf Road ,Lucknow , UP-226001. New 

Delhi: H2, Connaught Circle New Delhi 110001. Bangalore: 6 TH Floor , West Wing Raheja Tower, 26th M .G Road 

Banglore –560001. Chennai: 19, RAJAJI SALAI ,CHENNAI 600001. Cochin: XXIV/ 1633, KPK Menon Road ,Willingdon 

Island, Cochin- 682003. Coimbatore: 509, D. B. Road,R.S.Puram,Coimbatore- 641 002. Hyderabad: 6-3 1090 Raj 

Bhavan Road Somajiguda , Hyderabad 500082. Ahmedabad: Abhijeet Ii, Ground Florr Meetakali, 6th Road Ahmedabad 

–380006. Bhopal: Ground Floor, Northern Wing, Alankar Complex,Plot No.10,Zone II, MP Nagar, ,Bhopal-462011. 

Indore: DM Towers; 21 / 1 Race Course Road,Indore, MP 452 001. Mumbai: 270 D.N.Road, Fort Mumbai 400001. 

Pune: Shrirang House, 364-365,Junglee Maharaj Road,Shivaji Nagar, Pune – 411 005. Surat: Manav Mandir,UG4 & FF, 

Parle Point,Surat 395007. Vadodara: Gokulesh, R C Dutt Road, Vadodara – 390 009 . 

KOTAK MAHINDRA BANK LTD. NFO COLLECTION CENTRES 

Kolkata: Apeejay House 15, Park Street Kolkatta -700 016. Lucknow: 17 Ground Floor Speed Building 3rd Shahjanaf 

Road,Opposite Narayan,Lucknow-226001. New Delhi: Ground Floor, Ambadeep, 14, K.G. Marg, New Delhi-110001. 

Bangalore: 10/7, Umiya Land mark, Next to Chancery Hotel, Lavelle Road, Bangalore 560 001. Chennai: Capitale’ 

Ground Floor, 555, Anna Salai, Chennai - 600 018. Ahmedabad: 213/214, Sakar II, Ellis Bridge Corner, Ashram Road, 

Ahmedabad, Gujarat-380006 Ahmedabad, Kadi: Kunal Complex Opp. J.K. petrol pump, Highway Cross roads, Kadi. 

Dist Mehsana Mumbai: 5 C/ II, Mittal Court, 224, Nariman Point, Mumbai - 400 021. Pune: M-4, Virwani Plaza,11, East 

Street, Pune. Surat: Megh Mayur Plaza, Parle Point, Surat Dumas Road, Athwa Lines, Surat - 395 007. Unjha: 2nd 

Floor, Old APMC Building, Above Bhojnalaya, Ganj Bazar, Unjha - 384 170 Gujarat. Vadodara: Panorama Building, 

Ground Floor, R.C.Dutta Road, Alkapuri, Vadodara-390 005. 

INDIAN OVERSEAS BANK COLLECTION CENTRES 

Mumbai: 2/10, Elphinstone Building, Veernariman Road, Horniman Circle, Fort, Mumbai - 400 023. Tel.: 22817899 / 

22045761 / 22047341 New Delhi: F47, Malhotra Buildings, Janpath, Queensway, New Delhi - 110 001. Tel.: 23350036 

/ 23731508 / 23310560 Kolkata: P35 Indian Exchange Place, Kolkata - 700 001. Tel.: 22218690 / 22254674 / 

22254055 Chennai: 762, IOB Building, Anna Salai, Chennai - 600 002. Tel.: 28514695 / 28548089 / 28523833 

Bangalore: 7, Srisailam, I Main Road, Gandhi Nagar, Bangalore - 560 009. Tel.: 22950228 / 22950224 / 22950225 

Hyderabad: 104 / 1 Abids to Koti Road, Sultan Bazar, Hyderabad - 500 095. Tel.: 24755324 / 24756655 / 24756656 

INVESTOR SERV ICE CENTRES - AMC OFFICES 

CALL FREE : 1-800-22-0101 

West Zone:- Ahmedabad: Hitesh Pujara, Tata Asset Management Ltd, 702, "Abhijeet - 1", Mithakhali Circle, Navarangpura, 

Ahmedabad - 380 009 Tel.: (079) 55418989, 26466080, Bhopal: Mr. Swadesh Dubey, Tata Asset Management Ltd. MF 

- 12, Block - A, Mansarovar Complex, Near Habibganj Railway Station, Bhopal - 462 016 Tel.: (0755) 4229379, Goa: 

Mr. Kaushal Shah, Tata Asset Management Ltd, Flat No.7 - Cristina Apartment, Behind Ashwin Garage, Alto - Porvorim, 

Goa - 403 521 Tel.: 9850368867, Indore: Mr. Atul Bhagtya, Tata Asset Management Ltd, G - 25, City Centre, 570, M. 

G. Road, Indore 452 001. Tel.: (0731) 4201806 / 7, Jabalpur: Nimish Bhangre, Tata Asset Management Ltd, C/o Mr. 

V. S. Rajput, 1133, Besides Subhakamana Apartment, Hathital Colony, Jabalpur - 482001, Tel.: 9826339115. Mumbai: 

Kiran, Mulla House, Ground Floor, 51, M.G. Road, Near Flora Fountain Mumbai - 400001. Tel.: 56315191 / 2 / 3, 

Nagpur: Mr. Veerendra Kothekar, Tata Asset Management Ltd., Near RSS Building, Garud Khamb Road Mahal Area, 

Nagpur - 440 002. Tel.: 9373127111, Nashik: Mr. Santosh Trivedi, Tata Asset Management Ltd., Samruddhi Residency, 

Opp hotel City pride, Tilak wadi, Nashik - 422 007. Tel.: (0253) 5605138 / 2573689, Pune: Mr. Rahul Khandekar, Office 

No.14, Karnik Heritage, 2nd Floor, 1225 D Shivaji Nagar, Off F. C. Rd, Near Hotel Roopali, Opp Venus Traders, Pune 

411 004. Tel.: (020) 56052827 / 8 / 9, Rajkot: Mr. Amit Desai, Tata Asset Management Ltd., Arihant Plaza, 201, 2nd 

Floor, Subhash Road, Near Moti Taki, Rajkot - 360 001.Tel.: (0281) 5524848, 5544949, Surat: Harnish Rathod, Tata 

Asset Management Ltd, 421, Jolly Plaza, Nr Collectors Office, Next to G. P. College, Athwa Gate, Surat - 395 001. Tel.: 

(0261) 5554418 /19, Vadodara: Nutan Gupta, 9824557567, Vijay Pandya, 9824312354, 6/55, Marutidham Society, 

G.I.D.C., Makarpura, Vadodara - 390 010. 9824312354. East Zone:- Bhubaneshwar: Mr. Gopabandu Mohanty, Tata 

Asset Management Ltd,Narayan Market Complex, 2nd Floor, Janapath, 48 - Ashok Nagar,Bhubaneswar - 751 009.Tel.: 

(0674) 2533818. Dhanbad: Neeraj Anand, C/o UTI Securities Ltd, Shriram Plaza, 4th Floor, Bank More, Dhanbad, 

Jharkhand - 826 001. Tel.: 9934174385, Durgapur: Mrinmoy Ukil, Tata Asset Management Ltd., 255, Aurobindo Bldg. 

Tally, Burdwan - 713101, Tel.: 9932241935. Guwahati: Bineet Singh, Tata Asset Management Ltd. 109, 1st Floor, Orion 

Tower, Christian Basti, G. S. Road, Guwahati - 781 005. Assam, 9864176896, Jamshedpur: Anu Verma, Tata Asset 

Management Ltd, C/o Mithila Motors Ltd. 1st Floor, Main Road, Bistupur,Jamshedpur - 831 004, Tel.: 0657-2756021/22/ 

23, Kolkata: Nikhat Budharaja, Tata Asset Management Ltd, Tata Centre, 1st Floor, 43, Jawaharlal Nehru Rd, Kolkata 

700 071. Tel.: (033) 22881534 / 22883413 / 22883415. Patna: Ravi Shanker Prasad, Tata Asset Management Ltd. 3-A, 

3rd Floor, Anand Tower, Exhibition Road, Patna - 800 001. Tel.: (0612) 2322214, Raipur: Ravi Mullick, Tata Asset 

Management Ltd. 331 & 332, 3rd Floor, Lalganga, Shopping Mall, G.E.Road, Raipur - 492 001, Tel.: (0771) 5537340, 

Ranchi: Amit Sinha, Tata Asset Management Ltd. C/o Mr. Alok Sinha (Works Manager), M/s J J Industries Corporation, 

Workshop under overbridge, Nivaranpur, Main Road, Ranchi - 834 001, Chhatrisgarh, Tel.: (0651) 2330704 / 2330226. 

North Zone:- Agra: Dilip Kumar, C/o Rahul Gupta, 10, Subhash Nagar, Karan Yogi Enclave Road, Kamla Nagar, Agra 

5, Tel.:9335092813, Allahabad: Amit Jadoun, C/o R. K. Singh, 306, Madhavpur, Baihrana, Opp. New Nanny Bridge, 

Behind Bangar Dharmashala, Allahabad 211 003, Tel.:9839600696, Chandigarh: Manmohan, Tata Asset Management 

Ltd, Cabin No. - 3-4-5 1st Floor, S.C.O. - 487 - 488, Sector - 35C, Chandigarh - 160 022, Tel.: (0172) 2605320, 

Dehradun: Sunil Ahuja, 379/1, Street No. 4, Lane No. 4, Rajinder Nagar, Dehradun - 248 001, 9719127277, Delhi: 

Rinki, Tata Asset Management Ltd, 710 - 712, 7th Floor, Prakashdeep Building, 7, Tolstoy Marg, New Delhi - 110 001, 

Tel.: (011) 55303252 / 53, Jaipur: Sandeep Mathur, Tata Asset Management Ltd, 233, Ganpati Plaza, 2nd Floor, M I 

Road, Jaipur - 302 001. Tel.: (0141) 5105177/78, Jodhpur: Himanshu Acharya, 95, Shanti Priya Nagar, Behind Kamla 

Nagar hospital, Jodhpur, 9829652615, Kanpur: Nirmal, Tata Asset Management Ltd, Survey No.419/1, Agarwal 

Building, Grnd Floor, Adjoining Oriental Bank of Commerce, Cantts-The Mall, Kanpur - 208 004, Tel.: (0512) 2306066, 

Lucknow: Devendra Mani, Tata Asset Management Ltd, Office No - 4, 1st Floor, Centre Court Building, Adjacent 

Saran Chamber 1, 3 C, 5 - Park Road, Lucknow 226 001, Tel.: (0522) 4001731, Ludhiana: Sumit Mahajan, Tata Asset 

Management Ltd, Cabin No- 301, 3rd Floor, SCO 18, Opp Ludhiana Stock Exchange, Feroze Gandhi Market, Ludhiana 

- 141 001, Tel.: (0161) 5089667, Moradabad: Deepanshu Kumar, C/o Shri Krishna Kumar, 15 / B, Neel Kanth Colony, 

Civil Lines, Moradabad, Tel.: 9837054178. Udaipur: Umesh Daila, 2nd Flr, Office No. 4, Madhav Comp, Opp. GPO, 

Chetak Circle, Udaipur, 313 001, Tel.:9829455338, Varanasi: Rakesh Kumar, Rashmi Nagar Colony, D - 31 / 82, K - 

6 Lanka, Varanasi, Tel.: (0542) 55446555, Jalandhar: Varun Gupta, 91, New Johar Nagar, Jalandar - 144 001 Tel.: 

9876601508. South Zone:- Bangalore: Tata Asset Management Ltd, No. 1/4, 1st Floor, Batra Chambers, Cunningham 

Crescent Road, Bangalore - 560 052. Tel.: (080) 57561313, 55335986, 55335987, Calicut: Kishore Krishna, 17/1865, 

S-Malabar Palace, Manuel Sons Junction, G. H. Road, Calicut, Tel.: 9895072920, Chennai: Tata Asset Management 

Ltd. Flat-C, 1st Floor, Ashika Chambers, Opp. Cars India Showroom, Next to Satyam Building, 22, Chamiers Road, 

Teynampet, Chennai - 600 018, Tel.: (044) 24320032, 55510243, 24320033, Cochin: (0484) 2377580 / 520, Coimbatore: 

Tata Asset Management Ltd, 208, Gowtham Arcade, 3rd Floor, T.V. Samy Rd (E), Near Post Office, R. S. Puram. 

Coimbatore - 641 002, Tel.: (0422) 5365635, Hyderabad: Tata Asset Management Ltd, R.R.Estates, Block - B, 3rd 

Floor, G. S. Mall, Somajiguda, Hyderabad - 500 082, Tel.: (040) 55961237/38, 55548290, Madurai: Gopal Subramanyam, 

Tata Asset Management Ltd, D2 3rd Floor, Ar. Plaza, 16/17. North Veli Street, Madurai - 625001,Tel.: 9894905546. 

Mangalore: Basavaraj, (Res.)44/41-B, Trinetra, 2nd Main, 2nd Cross, Land Links Township, Mangalore-08, Tel.: 

9886972305, Mysore: Ganapathy- 9980523994, Vijaywada: Sudhir Simhadri, 24-7-12 Rama Nagar, Gokul Building, 

Jonnavithulavari Veedhi, Vijaywada - 520 003, 9849999468, Vishakapatnam: Prakash, Tata Asset Management Ltd. 

D.No:48-9-1, 1st floor,Office No: 10&11, Srimukha Complex, Dwarakanagar, Visakhapatnam - 16. Tel.: 9885555900. 

Trichur: Harsha Mohan, 2nd Flr, Ajay Vihar, M. G. Road, Cochin 682 016, Tel.: 9895090489, Kottayam: Boby Paul, 2nd 

Flr, Ajay Vihar, M. G. Road, Cochin 682 016, Tel.: 9447781954, Hubli: Pawan Kumar, 15/16, Eureka Junction, 

Travellers Bunglow Road, Hubli 29, Tel.: 9880044750, Salem: Anand Raj, (Res.) Neelmegha Resi., 2/3, Voc Street, 

Subramania Nagar, Salem 4, Tel.: 9843798654, Trichy: Senthil Kumar, Tata Asset Management Ltd, 1/8, 

Middlestreet,Mullikkarumbur, Kumaravalayur - Post, Perumal Temple, Trichy - 620102, Tel.: 9842995983, Trivandrum: 

Dhanish Kumar, Tata Asset Management Ltd., 2nd Floor, Akshaya Towers, Sasthamangalam, Trivandrum - 695 010. 

Tel.: 9249886732. 

INVESTMENT OBJECTIVE 

The primary investment objective of the scheme is to seek to generate capital appreciation & provide long-term 

growth opportunities by investing in a portfolio constituted of equity & equity related instruments and the secondary 

objective is to generate consistent returns by investing in debt and money market securities. 

Asset Allocation Pattern 

Proportion** (% of Funds Available /Net Assets) 

Instrument Minimum Maximum Risk 

Equity / Equity related instruments 65 100 High 

Debt, Money Market and Securitized Debt Instruments* 0 35 Low to Medium 

* Investment by the scheme in securitised debt, will not normally exceed 20% of the net assets of the scheme. 

** At the time of investment 

The above asset allocation pattern is only indicative. The investment manager in line with the investment objective may 

alter the above pattern for short term and on defensive consideration. The allocation between debt and equity will be 

decided based upon prevailing market conditions, macro economic environment and the performance of corporate 

sector, the equity market and other considerations. 

The fund will also use the derivatives route to hedge the equity portfolio & the extent to which the portfolio will be hedged 

will be linked to the P/E of the Index. The extent of hedging would involve complete portfolio hedging by way of short 

position in Index Futures / Options as well as hedging of individual stocks depending upon the fund managers’ perception 

of the markets. Hedging would also include but not only limited to selling of stocks that are not owned by the Fund but 

are available under derivative (Futures & Options) segment in the market for trading from time to time as permitted by 

the Regulations/ guidelines. The Derivative will be used mainly for the purpose of hedging. However the Fund manager 

may if the opportunity exist, use derivative to earn profit. Exposure to derivative instruments will not exceed 100% of 

the portfolio value. 

No investments will be made in foreign securitized debt. 

Stock Lending - Maximum upto 25% of the net assets with a ceiling of 5% per intermediary. 

RISK PROFILE OF THE SCHEME 

Mutual Fund investments are subject to market risks. Please read the offer document carefully for details on risk factors 

before investment. 

PLANS AND OPTIONS 

The Scheme offers two investment options; viz. Dividend Option (Payout or Re-investment) and Growth Option. 

Default Option: Please note that if no option is mentioned / indicated in the application form, the units will, by default, 

be allotted under the Growth Option. Similarly, under the Dividend Option, if no choice (payout or reinvestment) is 

indicated, the applicant will be deemed to have applied for the Dividend Re-investment Option under the Dividend Option. 

APPLICABLE NAV 

The scheme will not accept any subscription during close ended period. The repurchase (including switch out) facility 

will be available at a weekly interval during close ended period. Applications for repurchase can be submitted upto 3 

p.m. on any Wednesday (or immediate next business day if such Wednesday is a holiday) of the week after scheme 

opens for repurchase. The relevant NAV for repurchase shall be the NAV calculated on close of such Wednesday. 

For the convenience of investors, the Fund will accept repurchase request on any business day of the week. 

Application received during the day other than the Wednesday will be processed at the NAV calculated at close of 

immediate next Wednesday (or immediate next business day if such Wednesday is a holiday). 

Minimum Repurchase Requirement : 100 units and in multiple of 1 unit thereafter. 

Maximum Repurchase : Single Investor – No Limit 

Aggregate - 15% of the units outstanding at the beginning of repurchase day. 

In case of receipt of the repurchase requests (including repurchase requests carried forward in accordance with this 

clause) in excess of 15% of the outstanding units at the beginning of any repurchase day, the AMC reserves the right 

to carry forward excess units, on a pro-rata basis, to the next repurchase day and such excess units shall be 

processed at the applicable NAV of next repurchase day. 

After Conversion into an open ended scheme 

The relevant NAV for Repurchase, Switch, Resale will be the closing NAV of the business day of receipt of the 

Repurchase/Switch/Sale request provided. The date of receipt of a request for fresh Sale, Repurchase, Switch will 

be the actual business day of the Mail receipt at any of the Authorised Investor Service Centers stated in this offering 

circular and / of in-person request if received upto 3.00pm on any business day. 

Outstation cheques/demand drafts will not be accepted at centers other than at Mumbai. 

Relevant NAV for subscription application received along with and outstation cheque/demand draft will be NAV of the 

closing of the day on which cheque/demand draft is credited to account. 

MINIMUM APPLICATION AMOUNT/ NUMBER OF UNITS 

Purchase : Rs. 5000/- and in multiples of Re. 1/- thereafter. 

Additional Purchase facility will be available only after the scheme converts to an open ended scheme. 

DESPATCH OF REPURCHASE (REDEMPTION) PROCEEDS 

Within 10 working days of the receipt of the redemption request at the authorized centre of the Tata Mutual Fund. 

BENCHMARK INDEX 

S & P CNX NIFTY 

KEY INFORMATION MEMORANDUM 

DIVIDEND POLICY 

In case of Growth Option the income / profits received / earned would be accumulated by the Fund as capital accretion, 

aimed at achieving medium to long term and also short term capital growth as reflected in the NAV. In case of Dividend 

Option the profits received / earned and so retained and reinvested may be distributed as Income at appropriate rates 

(after providing for all relevant ongoing expenses, etc.) and at appropriate intervals as may be decided by the AMC and/ 

or Trustee Company and will be distributed to the unitholders who hold the units on the record date of declaration of the 

Income. The Income distribution warrants shall be despatched within 30 days of the declaration of the Income. Guided 

by the philosophy of value-oriented returns, the Trustee Company may periodically capitalise net earnings of the Scheme 

(including interest income and realised gains on the Securities) by way of allotment/credit of bonus Units to the 

Unitholders Accounts in either option. The Fund reserves a right modify the periodicity and manner of payout of such 

dividend as they deem fit without giving any further notice to unitholders. 

The Fund does not assure any targeted annual return / income nor any capitalisation ratio. Accumulation of earnings and 

/ or capitalisation of bonus units and the consequent determination of NAV, may be suspended temporarily or indefinitely 

under any of the circumstances as stated in the clause “Suspension of Ongoing Sale, repurchase or switch of units.” 

Dividend Reinvestment Option : 

Unitholders under this Option also have the facility of reinvestment of the income so declared, if so desired. Income 

Distribution Warrants will not be despatched to such Unitholders. The income declared would be reinvested in the 

Scheme on the immediately following ex-dividend date. 

M. Venugopal 

Tata Trustee Co. Pvt. Ltd. 

Tata Tax Saving Fund 

(An open ended equity ELSS Scheme) 

Period Scheme Benchmark 

Return (%) Return (%) 

Last 1 year 80.38 95.67 

Last 3 years 80.74 59.58 

Last 5 years 44.31 27.88 

Since Inception 30.51 13.47 

Past Performance may or may not be sustained in 

future. Dividends are assumed to be reinvested. 

While calculating returns dividend distribution tax 

is excluded. Benchmark - BSE SENSEX 

Tata Select Equity Fund 

(An open ended equity Scheme) 



Last 1 year 95.97 95.67 

Last 3 years 83.57 59.58 

Last 5 years 43.95 27.88 






NAME OF THE FUND MANAGER 

NAME OF THE TRUSTEE COMPANY 

PERFORMANCE (CAGR) AS ON 30/04/2006 OF SIMILAR SCHEMES LAUNCHED IN THE PAST 

Tata Pure Equity Fund 




Last 1 year 94.00 95.67 

Last 3 years 85.49 59.58 

Last 5 years 41.90 27.88 






BLUE PINK

BLUE PINK 

Tata Equity Opportunities Fund 




Last 1 year 103.79 95.67 

Last 3 years 94.28 59.58 

Last 5 years 44.86 27.88 






Tata Growth Fund 




Last 1 year 72.51 95.67 

Last 3 years 71.30 59.58 

Last 5 years 41.20 27.88 






EXPENSES OF THE SCHEME 

NEW FUND OFFER EXPENSES 

The NFO expenses of the TATA EQUITY MANAGEMENT FUND, to the extent of 6% of amount mobilised will be borne 

by the scheme and the new fund offer expenditure in excess of the above limits shall be borne by TAML / TTCPL. NFO 

expenses will be borne by the scheme and amortized over a period of 18 months from the date of initial allotment. 

Applicable Load Structure – In respect of applications received during NFO Period 

Entry Load - Nil Exit Load - Nil* 

*An early exit charge equivalent to the unamortized new fund offer expenses will be recovered from the investor 

in case of redemption before expiry of 18 months from the date of allotment. 

Applicable Load Structure – In respect of applications received after conversion into an open ended scheme 

Entry Load: 1) On amount invested other than by way of a Systematic Investment Plan 

Entry Load: 2.25% for each investment amount less than Rs. 2 crores. Nil for each investment amount equal to or more 

than Rs. 2 crores. 

Exit Load : Nil 

2) On amount invested by way of a Systematic Investment Plan # 

Entry Load : 1% Exit Load : 1.25% if redeemed on or before expiry of 24 months from the date of allotment. 

If redeemed after 24 months - Nil. 

# 

Maximum SIP installment should not exceed Rs 10 lakhs during ongoing sales. 

No exit load shall be charged on the units subscribed by any Fund of Funds Scheme. 

The trustee may at their discretion change the load structure of the scheme. 

Recurring expenses: Limits as per Regulation 52 (6) of the SEBI (Mutual Funds) Regulations, 1996 on Annual 

Scheme Recurring expenses: • On the first Rs.100 Crores of the average daily net assets: 2.50% • On the next 

Rs.300 Crores of the average daily net assets: 2.25% • On the next Rs.300 Crores of the average daily net assets: 

2.00% • On the balance of the assets: 1.75% 

TAX TREATMENT OF INVESTMENTS IN MUTUAL FUNDS 

TAX TREATMENT OF INVESTMENTS IN MUTUAL FUNDS 

Certain tax benefits as described below are available, under present taxation laws to the Unitholders holding the Units 

as an investment. The information set out below is included for general information purposes only and does not 

constitute legal or tax advice. In view of the individual nature of the tax consequences, each investor is advised to 

consult his or her own tax consultant with respect to specific tax implications arising out of their participation in the 

Scheme. Income Tax benefits to the mutual fund and to the unitholder is in accordance with the prevailing tax laws 

as certified by the mutual funds tax consultant. 

i. TAX BENEFITS TO THE MUTUAL FUND 

Tata Mutual Fund is a Mutual Fund registered with the Securities and Exchange Board of India and hence the entire 

income of the Fund will be exempt from income-tax in accordance with the provisions of Section 10(23D) of the 

Income-tax Act, 1961 (the Act). 

The Fund is entitled to receive all income without any deduction of tax at source under the provisions of Section 

196(iv), of the Act. 

However, as per the taxation laws in force, read with Chapter VII of the Finance (No. 2) Act, 2004 pertaining to 

Dividend Distribution Tax, it is provided that on income distribution, if any, made by the Fund, on or after 1 April, 2004, 

to its Unitholders, being Individuals and Hindu Undivided Family, income-tax will be payable under Section 115R of 

the Act, at the rate of 14.025 % (inclusive of surcharge and additional surcharge called Education Cess on incometax), 

and to other Unitholders at the rate of 22.44% (inclusive of surcharge and additional surcharge called Education 

Cess on income-tax), except, inter alia, in the case of equity-oriented funds (including close ended equity funds)(i.e. 

such fund where the investible funds are invested by way of equity shares in domestic companies to the extent of 

more than 50% (65% w.e.f 1/6/06) of the total proceeds of such Fund), where no such tax will be payable. 

ii. TAX BENEFITS TO THE UNITHOLDERS 

Income Tax 

All Unitholders 

Income received in respect of units of a mutual fund, where income distribution is made on or after 1 st April, 2003, would 

be exempt from income-tax in the hands of the unitholders under Section 10(35) of the Act. 

Tax Deduction at Source 


In view of the exemption of income in the hands of the unitholders, no income tax is deductible at source, on income 

distribution by the Mutual Fund, under the provisions of Sections 194K and 196A of the Act. 

iii. Capital Gains Tax 


Under Section 10(38) of the Act, capital gains arising on transfer of a long-term capital asset held for a period of more 

than twelve months, inter alia, being a unit of an equity-oriented fund (as defined therein) would be exempt from incometax, 

if sale of such unit is made on or after 1st October, 2004, and such transaction has been chargeable to securities 

transaction tax under Chapter VII of the Finance (No. 2) Act, 2004 pertaining to Securities Transaction Tax (STT). The 

Finance Act, 2006 has with effect from 1 st June, 2006 increased the STT rates from 0.20% to 0.25% on sale of units to 

the mutual fund and from 0.10% to 0.125% for delivery-based sale through stock exchange. 

Under Section 54EC of the Act and subject to the conditions specified therein, taxable capital gains, arising on transfer 

of a long- term capital asset, shall not be chargeable to tax to the extent such capital gains are invested in certain 

notified bonds within six months from the date of transfer. No deduction from the amount of income with reference to 

such investment shall be allowed under section 80C after the 1st day of April 2005. 

Under Section 54ED of the Act and subject to the conditions specified therein, taxable capital gains (subject to the 

exemption of long-term capital gains provided for in section 10(38) of the Act, discussed elsewhere in this Statement) 

arising before the 1 st day of April, 2006 from transfer of long term assets, inter alia, being listed securities or units shall 

not be chargeable to tax to the extent such gains are invested in acquiring equity shares forming part of an “eligible issue 

of share capital” within six months from the date of transfer of the long-term assets. Eligible issue of share capital has 

been defined as an issue of equity shares which satisfies the following conditions: 

• the issue is made by a public company formed and registered in India; and 

• the shares forming part of the issue are offered for subscription to the public. 

No deduction from the amount of income with reference to such investment shall be allowed under section 80C after the 

1st day of April 2005. 

Under Section 54F of the Act and subject to the conditions specified therein, in the case of an individual or a HUF, capital 

gains (subject to the exemption of long-term capital gains provided for in section 10(38) of the Act, discussed elsewhere 

in this Statement) arising on transfer of a long term capital asset (not being a residential house) are not chargeable to 

tax if the entire net consideration received on such transfer is invested within the prescribed period in a residential 

house. If part of such net consideration is invested within the prescribed period in a residential house, then such gains 

would not be chargeable to tax on a proportionate basis. For this purpose, net consideration means full value of the 

consideration received or accruing as a result of the transfer of the capital asset as reduced by any expenditure incurred 

wholly and exclusively in connection with such transfer. 

The following amounts would be deductible from the full value of consideration, to arrive at the amount of capital 

gains: 

• cost of acquisition of Units (excluding the Securities Transaction Tax, if any paid on acquisition) as adjusted by 

Cost Inflation Index notified by the Central Government in case of long term capital gain, and 

• expenditure incurred wholly and exclusively in connection with such transfer. 

Under the provisions of Section 94(7) of the Act, loss arising on acquisition/sale/transfer of Units, which are acquired/ 

sold/transfers within three months prior/after the record date (i.e. the date fixed by the Mutual Fund for the purposes of 

entitlement of the Unitholders to receive the income or additional units without any consideration, as the case may be) 

and sold within nine months after the record date, shall be ignored for the purpose of computing income 

chargeable to tax to the extent of exempt income received or receivable on such Units. 

Under the provisions of Section 94(8) of the Act, when units are bought within a period of 3 months prior to the record 

date for allotment of additional units and additional units are allotted without any payment and where the original units 

are sold within nine months after the record date, while the additional units (whether all or some of them) are continued 

to be held by the unitholder, the loss, if any, arising on sale of such units bought shall be ignored for the purpose of 

computing income chargeable to tax and such loss shall be treated as the cost of acquisition of the additional units. 

Foreign Institutional Investors 

Long-term capital gains on sale of Units, other than units of an equity oriented fund referred to above, would be taxed 

at the rate of 20% under Section 115AD of the Act. Such gains would be calculated without indexation of cost of 

acquisition. 

Short-term capital gains on sale of units of an equity-oriented fund arising after 1 October 2004, would also be taxable 

under Section111A of the Act, at the rate of 10% if the sale of such units chargeable to securities transaction tax. Other 

short-term capital gains would be taxed at the rate of 30% (subject to the concessional rate of tax provided for in Section 

111A of the Act, discussed elsewhere in this Statement). 

The above tax rates would be increased by applicable surcharge, in case of, non-corporate Unitholders, at the rate of 

10% thereof, where their income exceeds Rs.10,00,000/- and at the rate of 10% thereof in case of all corporate 

Unitholders. In all cases, additional surcharge at 2%, called Education Cess, will be levied on the 

aggregate of tax and applicable surcharge, so calculated. In respect of long term capital gains on sale/redemption of 

units of any equity oriented mutual fund would be tax free in the hands of the NRI investor and therefore, the question 

of deducting any tax at source does not arise. In any case, even the table of rates specifically 

excludes long term capital gains exempt under section 10(38). Therefore, TAML or the Mutual Fund, as the case may 

be, need not deduct any tax at source while remitting money to any NRI at the time of redemption of units of any equity 

oriented mutual fund if the same are held by the NRI for more than 12 months i.e if they are long term capital assets in 

the hands of the NRI. In respect of the capital gains arising to an NRI from the sale of units of non equity oriented funds 

(such as debt funds), the position has not changed as compared to the position prevailing before 1st October, 2004. 

Therefore, the short term capital gains arising from such units would continue to be taxed at par with normal income of 

the NRI. In such cases, therefore, the Mutual Fund or the AMC would have to deduct tax at source @ 30% (plus 

surcharge and education cess). Similarly, long term capital gains arising from such units would also continue to be taxed 

@ 20% and therefore, the rate at which tax is to be deducted at source from such capital gains would also be 20% (plus 

surcharge and education cess). 

Other Unitholders 

Long-term capital gains in respect of Units, other than units of an equity oriented fund referred to above, held for a period 

of more than twelve months, will be chargeable under Section 112 of the Act, at concessional rate of tax, at the rate of 

20%, as increased by the applicable surcharge. An additional surcharge at the rate of 2%, called Education Cess, on 

the aggregate of tax and surcharge is to be levied under the Finance Act. In case of resident Individuals and Hindu 

Undivided Families, where taxable income, as reduced by long-term capital gains, is below the basic exemption limit, the 

long-term capital gains will be reduced to the extent of the shortfall and only the balance long term capital gains will be 

subjected to the flat rate of income tax (plus applicable surcharge and education cess). However, where the tax payable 

on such long-term capital gains, computed before indexation, exceeds 10%, as increased by the applicable surcharge 

and additional surcharge, being Education Cess, as provided by the Finance Act, of the amount of capital gains, such 

excess tax shall not be payable by the unitholder. Short-term capital gains in respect of all Units, held for a period of not 

more than twelve months, will be aggregated with other income and taxed at rates of tax, including surcharge, applicable 

to normal income. However Section 111A, provides that such gains, in respect of equity oriented fund, will be taxable 

only at 10% as increased by the applicable surcharges, if such gains arise after 1 st October, 2004, and the sale of unit 

has been chargeable to the securities transaction tax. 

Tax Deduction at Source 

Domestic Unitholders 

No income tax is deductible at source from income by way of capital gains under the present provisions of the Act 

However, the provisions of section 195 of the Act may apply to non-residents (other than Foreign Institutional Investors 

and long-term capital gains exempt under section 10(38) of the Act). 

Foreign Institutional Investors 

Under Section 196D of the Act, no deduction shall be made from any income by way of capital gains, in respect of 

transfer of securities referred to in Section 115AD of the Act. 

Other Non-resident Unitholders 

Part II of the First Schedule to the Act, provides for deduction of tax at source from taxable capital gains at the rate of 

20%, where they relate to long-term capital gains unless a lower withholding tax certificate is obtained from the tax 

authorities, and at the marginal rates, viz. at 30% in case of non-corporate Unitholders unless a lower withholding tax 

certificate is obtained from the tax authorities, and at the rate of 40% unless a lower withholding tax certificate is 

obtained from the tax authorities, in case of foreign corporate Unitholders, in case of short-term capital gains. Surcharge 

on income-tax will be levied at the rate of 10%, on such tax, in respect of non-corporate Unitholders, where their income 

exceed Rs.10,00,000/- and at the rate of 10% thereof in case of all corporate Unitholders. An additional surcharge at 

the rate of 2% is also to be levied under the Finance Act in all cases on the aggregate of tax and surcharge, so 

calculated. 

Rebate under section 88E 

Section 88E provides that where the total income of a person includes income chargeable under the head “Profits and 

gains of business or profession” arising from sale of units of equity oriented funds, he shall get rebate equal to the 

securities transaction tax paid by him in the course of his business. Such rebate is to be allowed from the amount of 

income tax in respect of such transactions calculated by applying average rate of income tax. 

Securities Transaction Tax 

All Unit holders 

As per Chapter VII of the Finance (No. 2) Act, 2004 pertaining to STT as amended by the Finance Act, 2005,, the STT 

shall be payable by the seller at the rate of 0.20 per cent on the sale of a unit of an equity-oriented fund to the mutual 

fund. The Finance Act 2006 has increased the rate from 0.20% to 0.25% with effect from 1 st June, 2006. 

Other Benefit 

Investments in Units of the Mutual Fund will rank as an eligible form of investment under Section 11(5) of the Act read 

with Rule 17C of the Income Tax Rules, 1962, for Religious and Charitable Trusts. 

Tax Treaty Benefits 

An investor has an option to be governed by the provisions of the Act or the provisions of a Tax Treaty that India has 

entered into with another country of which the investor is a tax resident, whichever is more beneficial. 

Wealth Tax 

Units held under the Schemes of the Fund are not treated as assets as defined under Section 2(ea) of the Wealth Tax 

Act, 1957 and therefore would not be liable to wealth tax. 

Gift Tax 

The Gift-tax Act, 1958, has ceased to apply to gifts made on or after 1 October 1998. Gifts of Units, purchased 

under the Schemes, would therefore, be exempt from gift-tax. 

DAILY NET ASSET VALUE (NAV) PUBLICATION 

During the close ended period the Scheme’s NAV will be available on all Wednesdays (or the immediate next Business 

day if such Wednesday is a holiday). After the conversion of the scheme into an open ended scheme it will be available 

on all Business Days at the Authorised Investor Service Centres. The Fund will endeavour to publish the Scheme’s NAV 

on all relevant Business Days in atleast 2 Daily Newspapers. Further the fund will also endeavour to publish the sale and 

Redemption price on all relevant Business Days in atleast two Daily Newspaper. In the event NAV cannot be calculated 

and / or published, such as because of the suspension of trading on the Bombay Stock Exchange, during the existence 

of a state of emergency and / or a breakdown in communications, the Board of Trustees may temporarily suspend 

determination and / or publication of the NAV of the Units. NAV can also be viewed on www.tatamutualfund.com and 

www.amfiindia.com [You can also telephone us at (022)56315191]. 

FOR INVESTOR GRIEVANCES PLEASE CONTACT 

Name and Address of Registrar: Computer Age Management Services (P) Ltd. CAMS, 

Unit : Tata Mutual Fund, A&B Lakshmi Bhavan, 609, Anna Salai, Chennai - 600 006 

Tata Asset Management Ltd. (Investment Manager for Tata Mutual Fund) 

Fort House, 221, D. N. Road, Fort, Mumbai – 400 001. Tel: (022) 56578282, Fax: 22613782, 

Email: kiran@tataamc.com 

UNITHOLDERS’ INFORMATION 

Accounts statement (on each transaction) and Annual financial results shall be provided to investors by post. The fund 

will publish its unaudited financial results in the prescribed format as per SEBI Circular MFD/CIR/1/200/2001 dated April 

20, 2001 and scheme portfolio in the prescribed format as per SEBI Circular MFD/CIR/9/120/2000 dated November 24, 

2000 in one national English daily newspaper and in a newspaper in the language of the region where the HO of the fund 

is situated 

Date : 05/05/2006 

FORM NO.60 

(See second proviso to rule 114 B) 

Form of declaration to be filed by a person who does not have a permanent account number and who enters into any transaction specified in rule 114B 

1. Full name : ........................................................................................Address of the declarant : ........................................................................................................................................................................... 

Details of the document being produced in support of address. Ration Card Passport Driving Licence Identity Card Issued by any Institution Copy of electricity bill or telephone bill 

showing residential address Any document or communication issued by any authority of the Central Government, State Government or local bodies showing residential address. Any other 

documentary evidence in support of his address given in the declaration. 

2. Particulars of transaction : .................................................................................................................. 3. Amount of the transaction : ............................................................................................................ 

4. Are you assessed to tax : Yes / No If yes, (i) Details of Ward/Circle/Range where the last return of income was filed? .................................................................................................................................. 

(ii) 

Reasons for not having permanent account number.............................................................................................................................................................................................................................................. 

VERIFICATION 

I, ................................................................................, do hereby declare that what is stated a bove is true to the best of my knowledge and belief. 

Verified today, the .......................... day of.....................................Date : .............................Place : ..................................... 

Signature of the declarant 

WPPL Tel : 24939382 

BLUE PINK

Dividend Yield Form - Appuonline.com

You also want an ePaper? Increase the reach of your titles

Delete template?

Save as template?