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Balanced Offer Document - Appuonline.com

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Prudential ICICI Mutual Fund<br />

SECTION VI<br />

OTHER MATTERS<br />

a) UNIT HOLDER GRIEVANCES REDRESSAL MECHANISM<br />

Investor grievances/ correspondences are normally received at AMC office or at the Customer Service Centres or directly<br />

by the Registrar. All grievances/ correspondence/ requests are forwarded to the Registrar for necessary action. The<br />

complaints/ correspondence is closely followed up with the Registrar to ensure timely redressal and prompt investor<br />

service. Given below is the complaint history for the last three fiscal years:<br />

ICICI Premier ICICI Power #<br />

01/04/2000 to 31/03/2001<br />

Complaints/ Requests received during the period 4549 2491<br />

Redressed during the period 4545 2485<br />

Pending 4 6<br />

01/04/2001 to 31/03/2002<br />

Complaints/ Requests received during the period 1011 1209#<br />

Redressed during the period 1011 1215#<br />

Pending as on March 31, 2002 4 Nil<br />

01/04/2002 to 31/03/2003<br />

Complaints/ Requests received during the period 700 Not applicable<br />

Redressed during the period 699 Not applicable<br />

Pending as on March 31, 2003 5 Not applicable<br />

01/04/2003 to 31/08/2003<br />

Complaints/ Requests received during the period 258 Not applicable<br />

Redressed during the period 253 Not applicable<br />

Pending as on August 31, 2003 10 Not applicable<br />

# Status reported till the Record Date of Conversion. Name changed to Prudential ICICI Power with effect from September<br />

27, 2001. The status on investor complaints consequent to conversion is reported separately.<br />

The above two funds were launched in 1994. . ICICI Power has been converted in to an open-ended fund w.e.f. September<br />

27, 2001. Consequent to conversion its name is changed to Prudential ICICI Power. Further, ICICI Premier was rolled over<br />

for a further period of 5 years in February 1999 and is open for repurchase w.e.f. February 7, 2001. The pending investor<br />

complaints / requests pertain to, inter-alia, Issue of duplicate certificates, non receipt of certificates, non receipt of<br />

redemption/dividend warrants, revalidation of dividend warrants, name correction, change of address of the Unitholder,<br />

registration of death cases, registration of Power of Attorney, transfer/transmission of Units etc. All investor grievances<br />

are normally redressed within a period of 15 days of their receipt, subject to the information furnished by the Unitholder<br />

is complete and accurate. If such information is not provided/not available with the Registrars to the above Schemes, the<br />

matter is further followed up with the investors. Investor complaints are continuously monitored with the Registrar to<br />

the Schemes.<br />

The details relating to the fifteen open ended schemes launched by the Fund are as under:<br />

Data relating to the period July 1998 to August 31, 2003<br />

Scheme Complaints Complaints Complaints<br />

Received redressed pending<br />

Prudential ICICI Growth Plan 499 499 Nil<br />

Prudential ICICI Income Plan 997 997 Nil<br />

Prudential ICICI Liquid Plan 148 148 Nil<br />

Prudential ICICI FMCG Fund 402 402 Nil<br />

Prudential ICICI Tax Plan 394 394 Nil<br />

Prudential ICICI Gilt Fund 129 129 Nil<br />

Prudential ICICI Balanced Fund 478 478 Nil<br />

Prudential ICICI Technology Fund 1983 1983 Nil<br />

Prudential ICICI Monthly Income Plan 108 108 Nil<br />

Prudential ICICI Fixed Monthly Plan 17 17 Nil<br />

Prudential ICICI Child Care Plan 173 173 Nil<br />

Prudential ICICI Power 126 126 Nil<br />

82

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