OFFER DOCUMENT
Balanced Offer Document - Appuonline.com
Balanced Offer Document - Appuonline.com
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Prudential ICICI Mutual Fund<br />
SECTION VI<br />
OTHER MATTERS<br />
a) UNIT HOLDER GRIEVANCES REDRESSAL MECHANISM<br />
Investor grievances/ correspondences are normally received at AMC office or at the Customer Service Centres or directly<br />
by the Registrar. All grievances/ correspondence/ requests are forwarded to the Registrar for necessary action. The<br />
complaints/ correspondence is closely followed up with the Registrar to ensure timely redressal and prompt investor<br />
service. Given below is the complaint history for the last three fiscal years:<br />
ICICI Premier ICICI Power #<br />
01/04/2000 to 31/03/2001<br />
Complaints/ Requests received during the period 4549 2491<br />
Redressed during the period 4545 2485<br />
Pending 4 6<br />
01/04/2001 to 31/03/2002<br />
Complaints/ Requests received during the period 1011 1209#<br />
Redressed during the period 1011 1215#<br />
Pending as on March 31, 2002 4 Nil<br />
01/04/2002 to 31/03/2003<br />
Complaints/ Requests received during the period 700 Not applicable<br />
Redressed during the period 699 Not applicable<br />
Pending as on March 31, 2003 5 Not applicable<br />
01/04/2003 to 31/08/2003<br />
Complaints/ Requests received during the period 258 Not applicable<br />
Redressed during the period 253 Not applicable<br />
Pending as on August 31, 2003 10 Not applicable<br />
# Status reported till the Record Date of Conversion. Name changed to Prudential ICICI Power with effect from September<br />
27, 2001. The status on investor complaints consequent to conversion is reported separately.<br />
The above two funds were launched in 1994. . ICICI Power has been converted in to an open-ended fund w.e.f. September<br />
27, 2001. Consequent to conversion its name is changed to Prudential ICICI Power. Further, ICICI Premier was rolled over<br />
for a further period of 5 years in February 1999 and is open for repurchase w.e.f. February 7, 2001. The pending investor<br />
complaints / requests pertain to, inter-alia, Issue of duplicate certificates, non receipt of certificates, non receipt of<br />
redemption/dividend warrants, revalidation of dividend warrants, name correction, change of address of the Unitholder,<br />
registration of death cases, registration of Power of Attorney, transfer/transmission of Units etc. All investor grievances<br />
are normally redressed within a period of 15 days of their receipt, subject to the information furnished by the Unitholder<br />
is complete and accurate. If such information is not provided/not available with the Registrars to the above Schemes, the<br />
matter is further followed up with the investors. Investor complaints are continuously monitored with the Registrar to<br />
the Schemes.<br />
The details relating to the fifteen open ended schemes launched by the Fund are as under:<br />
Data relating to the period July 1998 to August 31, 2003<br />
Scheme Complaints Complaints Complaints<br />
Received redressed pending<br />
Prudential ICICI Growth Plan 499 499 Nil<br />
Prudential ICICI Income Plan 997 997 Nil<br />
Prudential ICICI Liquid Plan 148 148 Nil<br />
Prudential ICICI FMCG Fund 402 402 Nil<br />
Prudential ICICI Tax Plan 394 394 Nil<br />
Prudential ICICI Gilt Fund 129 129 Nil<br />
Prudential ICICI Balanced Fund 478 478 Nil<br />
Prudential ICICI Technology Fund 1983 1983 Nil<br />
Prudential ICICI Monthly Income Plan 108 108 Nil<br />
Prudential ICICI Fixed Monthly Plan 17 17 Nil<br />
Prudential ICICI Child Care Plan 173 173 Nil<br />
Prudential ICICI Power 126 126 Nil<br />
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