OFFER DOCUMENT

Prudential ICICI Balanced Fund
SECTION IV
FEES, EXPENSES AND LOAD STRUCTURE
A) LOAD STRUCTURE OF THE SCHEME
Unit holder Transaction Expenses or Sales Load:
Entry Load:
(i) For investments of less than Rs. 10 Lakhs : Entry load at 2.25% of applicable Net Asset Value (NAV).
(ii) For investment of Rs.10 Lakhs and above but upto Rs. 3 crores: Entry load at 1.75% of applicable Net Asset Value
(NAV)
(iii) For investment of Rs. 3 crores and above: Entry load is Nil.
No entry load will be payable in respect of switch transaction from one equity scheme of Prudential ICICI to another
equity scheme of Prudential ICICI
Exit Load:
On an on-going basis, the Trustee, for the present does not intend to charge an exit load on redemption of Units.
Subject to the Regulations, the Trustee reserves the right to modify/alter the load structure and may decide to introduce a
differential load structure on the Units subscribed/redeemed on any Business Day. Such changes will be applicable for prospective
investments. The Trustee shall arrange to display a notice in the Customer Service Centers of the AMC at least 10 days before the
change of the then prevalent load structure. The addendum detailing the changes in load structure will be attached to offer
documents and abridged offer documents. The addendum will also be circulated to all the distributors / brokers so the same can
be attached to all the offer documents and abridged offer documents in stock. This addendum will also be sent along with the
newsletter to the unitholders immediately after the changes. Changes in the load structure may be stamped in the acknowledgement
slip issued by the Fund after the changes in load structure. The load collected from the Unitholders under each Plan will be
credited to a separate account in the respective Plan accounts and will be offset against distribution and marketing expenses.
Surplus of load, if any, charged over planned marketing and distribution expenses to be defrayed will be credited to the
respective Plans whenever felt appropriate by the AMC.
B) FEES AND EXPENSES OF THE SCHEME
As per the provisions of the Regulations, read with the amendments thereto, the following fee and expenses will be charged to
the Scheme:
i) Initial Issue Expenses
The total Initial Issue expenses chargeable to the Scheme as per current Regulations are subject to a maximum of 6% of
the amount collected during the Initial Offer Period. However, the Initial Issue expenses charged to the Scheme in this
Offer Document were limited to 1% of the amount mobilized under the Initial Offer Period. Expenses over and above
were borne by the AMC and were not charged to the Scheme.
Details of initial issue expenses under all the schemes launched by the Fund and extent to which the same were charged
to the respective schemes have been provided on page 84.
ii) Recurring Expenses
(% per annum of average net assets)
Description
Balanced Fund
Investment Management Fee 1.25
Trustee Fee 0.05
Custodian Fee 0.15
Marketing & Selling 0.20
Registrar & Transfer Agent 0.10
Transaction Costs 0.05
Audit Costs 0.01
Costs of investor communications 0.03
Cost of Funds transfer 0.05
Costs for A/c statements, dividend etc. 0.03
Cost of statutory advertisements 0.04
Other expenses 0.04
Total annual recurring expenses 2. 00
The purpose of the above table is to assist the investor in understanding the various costs and expenses that an investor
in the Scheme will bear. These estimates were based on a corpus size of Rs.1 crore under the Scheme, and would change,
to the extent assets are lower or higher. The above expenses are subject to inter-se change and may increase/decrease as
per actual and/or any change in the Regulations.
51