FSA Annual Report 2006/07 - Better Regulation Ltd

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Financial Services Authority Annual Report 2006/07 Our objectives are: market confidence: maintaining confidence in the financial system; public awareness: promoting public understanding of the financial system; consumer protection: securing the appropriate degree of protection for consumers; and the reduction of financial crime: reducing the extent to which it is possible for a business to be used for a purpose connected with financial crime.
2 Financial Services Authority Annual Report 2006/07 This report is made by the Financial Services Authority (FSA) under the Financial Services and Markets Act 2000 (FSMA). It is made to the Treasury and covers the period 1 April 2006 to 31 March 2007. The report meets the following statutory requirements. Pursuant to paragraph 10 of Schedule 1 to FSMA, the report covers: • the discharge of the FSA’s functions under FSMA; • the extent to which, in the FSA’s opinion, the regulatory objectives under FSMA have been met; and • the FSA’s consideration of the matters mentioned in section 2(3) of FSMA (principles of good regulation). It also includes the report by the FSA’s non-executive committee under paragraph 4(6) of Schedule 1 to FSMA. The FSA’s audited accounts for the reporting year ending 31 March 2007 are included in Section five. Additional material on our performance in 2006/07, including high-level indicators, can be found on our website at www.fsa.gov.uk/Pages/Library/Corporate/Annual/Index.shtml. The Annual Report will be discussed at our Annual Public Meeting on 19 July 2007. Further details of our Annual Public Meeting can be found on our website: www.fsa.gov.uk/Pages/Doing/Events/events/apm.shtml © Financial Services Authority 2007 25 The North Colonnade Canary Wharf London E14 5HS Telephone: +44 (0)20 7066 1000 Fax: +44 (0)20 7066 1099 Website: www.fsa.gov.uk All rights reserved Photographs © James Winspear 2007
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