FIS 240 Week 3 DQs.pdf
For more course tutorials visit www.uophelp.com Discussion Question 1 Due Date: Day 2 [Main forum] Post your response to the following: Briefly describe the primary and secondary financial markets. How do the secondary markets impact the primary markets? Can primary markets exist without secondary markets? 4. Discussion Question 2 Due Date: Day 4 [Main forum] Post your response to the following: Using University Library, find an article that discusses a situation in which securities laws or regulations were violated. Briefly describe the situation and the outcome. Explain how the law or regulation protects investors. Do you feel the securities laws and regulations are sufficient, insufficient, or just right? Consider responding to your classmates with modifications you would make to the law, regulation, or monitoring process. You may also address how this law or regulation does or does not give you confidence as an investor. You might also consider finding examples of people who have violated this law or regulation and reasons why the law or regulation was enacted.
For more course tutorials visit
www.uophelp.com
Discussion Question 1
Due Date: Day 2 [Main forum]
Post your response to the following: Briefly describe the primary and secondary financial
markets. How do the secondary markets impact the primary markets? Can primary markets exist
without secondary markets?
4. Discussion Question 2
Due Date: Day 4 [Main forum]
Post your response to the following: Using University Library, find an article that discusses a
situation in which securities laws or regulations were violated. Briefly describe the situation and
the outcome. Explain how the law or regulation protects investors. Do you feel the securities laws
and regulations are sufficient, insufficient, or just right?
Consider responding to your classmates with modifications you would make to the law,
regulation, or monitoring process. You may also address how this law or regulation does or does
not give you confidence as an investor. You might also consider finding examples of people who
have violated this law or regulation and reasons why the law or regulation was enacted.
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<strong>FIS</strong> <strong>240</strong> <strong>Week</strong> 3 <strong>DQs</strong><br />
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<strong>DQs</strong><br />
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Discussion Question 1<br />
Due Date: Day 2 [Main forum]<br />
Post your response to the following: Briefly describe the primary and secondary financial<br />
markets. How do the secondary markets impact the primary markets? Can primary markets<br />
exist<br />
without secondary markets?<br />
4. Discussion Question 2<br />
Due Date: Day 4 [Main forum]<br />
Post your response to the following: Using University Library, find an article that discusses a<br />
situation in which securities laws or regulations were violated. Briefly describe the situation<br />
and<br />
the outcome. Explain how the law or regulation protects investors. Do you feel the securities<br />
laws<br />
and regulations are sufficient, insufficient, or just right?<br />
Consider responding to your classmates with modifications you would make to the law,<br />
regulation, or monitoring process. You may also address how this law or regulation does or<br />
does<br />
not give you confidence as an investor. You might also consider finding examples of people<br />
who<br />
have violated this law or regulation and reasons why the law or regulation was enacted.
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