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The <strong>Haverford</strong> <strong>Journal</strong> Vol 1, Issue 1 - February 2005<br />

<strong>Haverford</strong><br />

<strong>Journal</strong><br />

VOLUME 1, ISSUE 1<br />

FEBRUARY 2005<br />

Rethinking the “L Word”<br />

Dr. Kevin Mattson<br />

Arms and Love<br />

Robin Dean, ‘04<br />

Southward Ho<br />

Scott Simpson, ‘04<br />

The Course of a Particular<br />

Sandra Read-Brown, ‘04<br />

Percevalian Mediaevalism<br />

Erin Tremblay, ‘04<br />

Bayard Rustin<br />

Rachel Moston, ‘04


<strong>Haverford</strong> <strong>Journal</strong><br />

Volume I, Issue I<br />

February 2005<br />

P�������� �� ��� J������’�<br />

E�������� B����<br />

Barbara Breckinridge ‘06<br />

Chris Brown ’05<br />

Lauren Donaldson ’06<br />

Julie Kleinman ’04<br />

P���������<br />

Ben Koski ‘06<br />

Drew Konove ’04<br />

David Langlieb ’05<br />

Robert Schiff ’04<br />

A�������<br />

Phil Bean<br />

Associate Dean of the <strong>College</strong><br />

Greg Kannerstein<br />

Associate Dean of the <strong>College</strong><br />

<strong>Haverford</strong> <strong>Journal</strong> is published annually by the <strong>Haverford</strong> <strong>Journal</strong> Editorial Board at <strong>Haverford</strong> <strong>College</strong>,<br />

370 Lancaster Avenue, <strong>Haverford</strong>, PA 19041. The <strong>Journal</strong> was founded in the spring of 2004 by Robert Schiff in<br />

an effort to showcase some of <strong>Haverford</strong>’s best student work in the humanities and social sciences.<br />

Student work appearing in <strong>Haverford</strong> <strong>Journal</strong> is selected by the Editorial Board, which puts out a call<br />

for papers at the end of every spring semester. Entries are judged on the basis of academic merit, clarity of<br />

writing, persuasiveness, and other factors that contribute to the quality of a given work. All student papers<br />

submi�ed to the <strong>Journal</strong> are numbered and classified by a third party and then distributed to the Board, which<br />

judges the papers without knowing the names or class years of the papers’ authors.<br />

The introductory paper of <strong>Haverford</strong> <strong>Journal</strong> is typically a contribution of interest from an established<br />

academic, chosen at the discretion of the Editorial Board.<br />

© 2005 <strong>Haverford</strong> <strong>Journal</strong>


Dedication<br />

This inaugural volume of The <strong>Haverford</strong> <strong>Journal</strong> is dedicated to Dean Phil<br />

Bean.<br />

Educators of all stripes face an irreconcilable challenge. On the one hand,<br />

they strive to guide us students, providing the direction and support we<br />

need to learn. And on the other, our teachers must give us the space to<br />

make our own mistakes, so that whether we succeed or fail, we can call<br />

our work our own. Negotiating this tension is not just an intellectual<br />

project—it is a gi� born of sensitivity and selflessness.<br />

On a project such as this journal, the challenge is all the greater. The goal<br />

has not been just for those of us involved to learn, but to produce a volume<br />

that reflects the best scholarship <strong>Haverford</strong> students have to offer.<br />

Dean Bean walked this fine line and we all benefited in the process.<br />

Few <strong>Haverford</strong> students get the chance to know Dean Bean. We are very<br />

grateful that we got that chance. Dean Bean has treated us with generosity<br />

and respect and yet not hesitated to be critical when necessary. The<br />

shortcomings of this journal are certainly our own, but to the extent that<br />

it is a success, we are indebted to Dean Bean.<br />

- The Editorial Board


Inside This Issue<br />

Introduction<br />

Rethinking the “L Word” .............................................................. 6<br />

Towards a History of Postwar Liberalism in America<br />

Dr. Kevin Ma�son<br />

Student Papers<br />

Arms and Love ........................................................................................ 24<br />

Courtly and Male Homosocial Models of Behavior in<br />

Fourteenth Century France<br />

Robin Dean ’04<br />

Southward Ho .......................................................................................... 38<br />

Horace Greeley and J.A. Sanborn<br />

Sco� Simpson ‘04<br />

The Course of a Particular ................................................................... 62<br />

A Cry For Meaning<br />

Sandra Read-Brown ‘04<br />

Percevalian Mediaevalism .................................................................. 69<br />

In Jeane�e Winterson’s Oranges Are Not the Only Fruit<br />

Erin Tremblay ‘04<br />

Bayard Rustin ........................................................................................... 82<br />

On His Own Terms<br />

Rachel Moston ‘04<br />

Acknowledgments ................................................................................. 104


6<br />

T�� H�������� J������<br />

Rethinking the “L Word”<br />

Towards a History of Postwar Liberalism in America<br />

Dr. Kevin Mattson<br />

It is common to note that our understanding of the past colors our<br />

sense of the present. Such is the case with American liberalism today.<br />

The word has become a slur in contemporary political discussion – the<br />

“L Word” as it has been labeled. Right wing pundits especially love to<br />

kick this dead dog. Take Ann Coulter who has tried to recuperate the<br />

reputation of Senator Joe McCarthy by labeling Cold War liberals “Soviet<br />

lovers.” Her a�acks came on the heels of a long le�-wing assault on liberalism.<br />

As the New Le� pledged itself to “anti-anti-Communism” during<br />

the 1960s, it blamed liberals for hampering political discussion during<br />

the Cold War and leading the country into Vietnam. Today, liberal anticommunism<br />

would appear either “treasonous,” from the perspective of<br />

the right, or deeply destructive, from the le�.<br />

It is my contention that liberal anti-communism was neither of these<br />

things. As a worldview, it had a coherence and depth that contemporary<br />

political critics miss. Liberalism – contra the gloomy prognoses from<br />

the last presidential election – had “values” and even virtues spelled out<br />

in a sophisticated critique of both right and le� in this country. Reconstructing<br />

this can help us understand history be�er as well as think more<br />

clearly about our political future. It is my belief that the lack of a liberal<br />

alternative to conservative ascendancy has done a great deal of damage<br />

to political discourse and decision-making today. The way we remember<br />

the past informs the way we think about choices in the future. History<br />

can help us think be�er about our contemporary world.<br />

I will take us back to the years following World War II and into the<br />

1950s in order to assess liberal anti-communism. My focus in on liberal<br />

intellectuals – most visibly, the theologian Reinhold Niebuhr, the historian<br />

and political advisor Arthur Schlesinger, and the journalist James<br />

Wechsler – who helped defined liberal anti-communism in their actions


F������� 2005 - V�� 1., I���� 1 7<br />

and writings. By seeing how they thought about communism, liberalism,<br />

and American politics, I will reconstruct Cold War liberalism and<br />

assess its legacy.<br />

Anti-Communism as Political Theory: The Problem of Marxism<br />

To understand liberal anti-communism, we must delve first into the<br />

philosophy of communism itself. Before there was the Soviet Union,<br />

there was a western European communist movement. Before there was<br />

the philosophy of Stalinism there was Marxism. Though these sets of<br />

ideas and practices are separated by history, they are also linked. For<br />

thinkers like Niebuhr and Schlesinger, Marxism was an assessment of<br />

industrial capitalism and a political theory that set out how to create a<br />

more just society free of exploitation (today Marxism has gravitated towards<br />

the academy, especially cultural studies, draining it of its political<br />

ideas). Liberals believed Marxism sowed the ground for Stalinism; there<br />

was an intellectual and rational basis for their anti-communism. Unlike<br />

conservatives, though, these thinkers did not condemn communism as<br />

a moral evil. They believed there were “humane and liberal aspects of<br />

Marxism” and even some communists who resisted totalitarianism. Certain<br />

members of the Communist Party, Schlesinger was willing to admit,<br />

partook in “courageous activity against local injustice and exploitation.”<br />

But even with this sort of human exception to the rule, Schlesinger saw<br />

Marxism reaching dangerous political conclusions that needed to be<br />

combated intellectually. 1<br />

Karl Marx, writing during the 1840s and observing the impact of the<br />

British industrial revolution, believed he had se�led the big questions of<br />

political economy and history. He was a social theorist who worked in<br />

the grand tradition and summed up world history by seeing it through<br />

the lens of class conflict. “The history of all hitherto existing society is the<br />

history of class struggles,” the Communist Manifesto bellowed. It was not<br />

just class conflict but polarization that marked historical development – in<br />

Marx’s time the increasing size of the industrial proletariat (the working<br />

class) and the decreasing size but increasing power of the bourgeoisie<br />

(or capitalist class). The proletariat grew in numbers as it watched its<br />

social conditions worsen; at the same time, the bourgeoisie watched its<br />

wealth amass. Inevitably, the Dickens-like characteristics of 19th century<br />

capitalism nurtured a revolutionary situation in which the proletariat<br />

would find itself needing to overthrow the bourgeoisie and institute a


8<br />

T�� H�������� J������<br />

communist society. By making this diagnosis, Marx claimed to read not<br />

just history but the future. 2<br />

Looking around during the 1940s and 1950s, this “catastrophic”<br />

view of class conflict appeared inaccurate. Though there was a continued<br />

fear that America might dri� back into Depression a�er the war,<br />

the increasing reality was that the working class was doing well. Marx’s<br />

theory of “immiseration” did not apply, to put it bluntly, as more and<br />

more working class people moved to the suburbs and bought televisions.<br />

Schlesinger argued that capitalism “has reduced the size of the working<br />

class and deradicalized the worker.” Marxism, as the liberal journalist<br />

James Wechsler pointed out, “underestimated the resilience of American<br />

capitalism,” especially its ability to overcome class conflict. Indeed, the<br />

New Deal had already taught this lesson, as Arthur Schlesinger would<br />

point out over and over.<br />

This debunking of Marx’s theory of class polarization did not mean<br />

these liberals ignored class differences or the realities of class conflict.<br />

They knew American society was marred by socio-economic inequalities<br />

even in a time of abundance. Instead of eschewing the idea of class conflict,<br />

Schlesinger traced out an indigenous and distinctly American way of<br />

talking about social conflict that existed throughout history but that also<br />

believed in ameliorating it through reform, not revolution. For instance,<br />

Schlesinger explained, “The founders of the republic construed politics<br />

automatically in terms of classes. No more magisterial summation of<br />

the economic interpretation of politics exists than James Madison’s celebrated<br />

Tenth Federalist Paper.” Here Madison discussed social conflicts<br />

and their relation to the “unequal distribution of property.” During the<br />

Jacksonian period, many Americans, even the President, spoke about the<br />

struggle between the privileged few and the “common man” (as had the<br />

subject of Schlesinger’s first book, Orestes Brownson). The difference between<br />

talking about class this way and talking about class from a Marxist<br />

perspective was that the former believed in reforming the system to<br />

lessen (not eradicate) class differences. This view of class seemed a more<br />

realistic assessment of American affluence in the post-war years and a<br />

means to evade catastrophism and its concomitant faith in revolution. 3<br />

Marxism also prophesied too much. It denied contingency and predicted<br />

the future, a dangerous business as far as these intellectuals were<br />

concerned. Marx had studied the German philosopher G.W.F. Hegel who<br />

believed in a “history of philosophy,” an elaborate mapping out of stages


F������� 2005 - V�� 1., I���� 1 9<br />

of development from the past to the present and future. Marx believed<br />

in stages of history following from one another – antiquity to feudalism,<br />

and then from the capitalist present to the communist future. The<br />

problem here was first the obvious: Marx’s predictions had been proven<br />

wrong due to the failed socialist revolutions in Western Europe (where<br />

Marx believed the communist revolution was destined to take place). But<br />

there was something beyond these empirical inaccuracies. There was the<br />

danger of believing too much in the “order and predictability in history,”<br />

as Wechsler put it. Contingency and unpredictability were be�er values<br />

than prediction based on iron laws of social development. Teleology<br />

abolished the power of human activity and this the liberal mindset found<br />

abhorrent, since it eradicated human freedom and self-determination<br />

(the sort that could happen within the bounds of social circumstances). 4<br />

Marxism’s prophesying was tied into its theory of politics. And here<br />

is where these intellectuals started to make connections between Karl<br />

Marx’s thinking during the 19th century in Western Europe and the realities<br />

of Soviet totalitarianism during the Cold War. Marx’s interpretation<br />

of representative government in Western Europe (and the United<br />

States) was far too cynical. Since he prioritized economic over political<br />

power, Marx saw the state merely as an instrument of economic interests.<br />

Schlesinger explained, “A century ago, Marx dismissed the limited state<br />

in a somewhat cavalier manner. ‘The executive of the modern state,’ he<br />

wrote in the Communist Manifesto, ‘is but a commi�ee for managing the<br />

common affairs of the bourgeoisie.’” This interpretation ignored the accomplishments<br />

of bourgeois democracy, including the element of freedom<br />

built into politics – especially the sort that occurred within a representative<br />

governmental system based on full suffrage – that could help<br />

transform the social system for the be�er. Government, as Schlesinger<br />

argued, has “become an object of genuine competition among classes; it<br />

is the means by which the non-business classes may protect themselves<br />

from the business community…” Or as Reinhold Niebuhr pointed out,<br />

the New Deal “invalidated the Marxist dogma of the inevitable subservience<br />

of political to economic power.” FDR, a member of America’s elite,<br />

had turned against his own class’s self-interest and implemented reform<br />

in order to save capitalism. Government might serve as a tool for the<br />

wealthy at times, but in a democracy, it could also become a tool for others.<br />

Thus, these thinkers believed history had proven wrong Marx’s cynical<br />

assessment of “bourgeois democracy.” 5


10<br />

T�� H�������� J������<br />

There’s an ironic twist on this point. While Marx was too cynical<br />

about government under 19th century capitalist conditions, he was too<br />

utopian about government within his conception of a communist future.<br />

Though Marx condemned what he called “utopian” socialism, his vision<br />

of a communist future was remarkably naive. He spoke of the state withering<br />

away a�er a communist revolution (as would Lenin later) and the<br />

creation of an egalitarian society free of class conflict – that is, an end to<br />

history. Niebuhr pounced on this blind side of Marx’s political philosophy.<br />

Though Marxism was a legitimate reaction against the “excessive<br />

individualism of the bourgeois classes,” he argued, “it is also in error<br />

when it assumes that a frictionless harmony between the individual and<br />

community can be established” in the future. Conflict – Niebuhr’s realism<br />

made clear – could never be eradicated from life. There would<br />

always be those trying to seize power, and not just economic power but<br />

political power (what was happening in the Soviet Union at the time<br />

he was writing). Once again, Marx’s utopian vision stemmed from his<br />

simplistic assessment of human society. “The social substance of life,”<br />

Niebuhr explained, “is richer and more various, and has greater depths<br />

than are envisaged in the Marxist dream of social harmony.” 6<br />

Marx’s utopianism grew from a black hole in his political theory. He<br />

never specified how exactly a violent revolution and dictatorship of the<br />

proletariat could transform themselves into a more peaceful society, allowing<br />

the state to wither away. That remained an open question. The<br />

problem was that a�er Marx died, certain political theorists started to<br />

answer it in frightening ways. Marx’s faith in a “dictatorship of the proletariat,”<br />

as Reinhold Niebuhr pointed out, led inevitably to a “monopoly<br />

of power.” All Lenin had to do was turn the “dictatorship of the proletariat”<br />

into a dictatorship of the party, and from here it was a small jump to<br />

Stalinist dictatorship. Schlesinger wrote, “Lenin’s policy of concentrating<br />

all authority and wisdom in the Party leadership and smashing all opposition<br />

thus made ‘Stalinism’ inevitable.” Additionally, Marx never had<br />

any appreciation of political “rights” (or civil liberties). For him, rights<br />

served only to justify the bourgeoisie’s privilege to property ownership,<br />

thus stymieing revolution. Marx had no appreciation of the inherent<br />

need for rights and their protection of citizens against the abuse of political<br />

power. The Marxist mindset therefore contained li�le that would<br />

protect against dictatorship. Niebuhr explained that “Communism has<br />

no understanding of the value of liberty.” In other words, it had no way


F������� 2005 - V�� 1., I���� 1 11<br />

of resisting the political system called “totalitarianism.” 7<br />

This term entered the American political lexicon during the 1940s,<br />

and liberal intellectuals helped put it there by pointing to the lack of any<br />

opposition to state power in Marxist theory. Totalitarianism essentially<br />

meant nothing standing between a centralized government and an isolated<br />

individual living in a mass society – that is, the consolidation of<br />

total power. There were no oppositional political parties or organizations<br />

(churches, independent labor unions, etc.) that could check the state’s<br />

power. Rather, the individual’s conscience was subsumed by the state<br />

and controlled via propaganda. These were the political features that the<br />

Soviet Union shared with the now defunct fascist state run by Hitler. The<br />

most important thinker on totalitarianism, the German émigré Hannah<br />

Arendt, conflated Soviet and German totalitarianism. Though Niebuhr<br />

and Schlesinger appreciated her insights into the operation of power,<br />

they also believed Nazism and Soviet totalitarianism differed. The former<br />

was absolutely cynical in its love of power. The second used “ruthless<br />

power” but hid “behind a screen of pretended ideal ends.” This is<br />

what made Soviet totalitarianism much more threatening. It could appeal<br />

to those searching for answers to problems of social injustice – especially<br />

the poor and downtrodden in the world – while fascism embraced<br />

power for the sake of power itself. 8<br />

If Communism portended so many bad practices on both an intellectual<br />

and political level, how could liberals prevent its spread? This<br />

question only increased in relevance as the historical realities of the Cold<br />

War grew apparent. In 1946 Churchill warned of an “iron curtain” falling<br />

on the world, and Americans found its Russian ally during World<br />

War II quickly becoming its enemy. The Soviet Union was expanding its<br />

power throughout Eastern Europe and was optimistic about the growing<br />

popularity of communists in Western European countries like France. It<br />

reinvigorated its international work by creating the Cominform (which<br />

took the place of the then defunct Comintern). And so liberals faced<br />

an international and domestic challenge that would define their work<br />

for years to come. But they also faced a more complex and puzzling<br />

question: How to prevent the growth of communist ideals without succumbing<br />

too much to the dark side of human nature? How to stand fast<br />

against communism without losing sight of liberal virtues? Could, in the<br />

evocative language of Reinhold Niebuhr, the “children of light” check the<br />

power of the “children of darkness”? He knew full well that the children


12<br />

T�� H�������� J������<br />

of light had darkness within themselves. He also knew that a “frantic<br />

anticommunism can become so similar in its temper of hatefulness to<br />

communism itself.” This was precisely what made the Cold War so challenging<br />

for liberals. 9<br />

The Ethics of Parsing<br />

Liberals recognized that the search for communists at home made<br />

sense – no ma�er what Ann Coulter might think. Liberals saw communists<br />

in their midst: Henry Wallace’s campaign in 1948 was li�ered with<br />

Communists (see the previous chapter); some high profile labor unions<br />

like the National Maritime Union, Longshoremen, and United Electrical,<br />

Radio and Machine Workers of America were infiltrated by communists.<br />

Schlesinger and Wechsler knew Communists operated through<br />

front groups, lying about themselves in order to try to gain influence<br />

within progressive organizations. Wechsler had had first hand experience<br />

with this sort of miserable experience. For instance, he had been a<br />

member of the American Student Union during the 1930s, and when he<br />

returned to examine it in 1949, all he saw were communists and “fellow<br />

travelers” (those who weren’t card carrying members but faithful to the<br />

party’s line). He realized just how “a disciplined minority may shape an<br />

organization’s policy” if it tried the way Communists did. In addition,<br />

he knew that the end goal of Communist organizing was to overthrow<br />

democratic institutions. Finally, Wechsler and Schlesinger believed that<br />

communists had infiltrated the federal government. They both believed<br />

Whi�aker Chambers’s charge that Alger Hiss had been a spy, and neither<br />

believed the Rosenbergs were anything but guilty. As Schlesinger<br />

explained, “There can be no serious question that an underground Communist<br />

apparatus a�empted during the late thirties and during the war<br />

to penetrate the United States Government.” No ma�er how strange<br />

ex-Communists like Elizabeth Bentley might seem, Schlesinger warned<br />

fellow liberals in 1947, there was a “hard substratum of truth” in the “stories”<br />

they told “before the federal grand jury.” The communist threat<br />

was a reality, especially between 1945 and 1949, those first, tension-ridden<br />

years of Cold War history. 10<br />

Even during this frightening time, the liberal was responsible to what<br />

I call an ethic of parsing. Care and precision needed to be taken when<br />

searching for communists. Schlesinger called for “poise, balance, judgment”<br />

when prosecuting enemies of democracy (though he disagreed


F������� 2005 - V�� 1., I���� 1 13<br />

with the anti-communist philosopher, Sidney Hook, on many other<br />

points, he put into practice what Hook had labeled the “ethics of controversy”).<br />

The key distinction to be drawn was between ideas and actions;<br />

the first posed no danger and needed to be countered via argument, the<br />

la�er, if they constituted espionage, should be crushed. “Ideas are not<br />

the enemy,” Wechsler wrote in 1947. He explained, “An awareness of the<br />

distinction between communism as an idea and the communist parties<br />

as ba�alions of Soviet espionage and sabotage is essential to any national<br />

wisdom.” Looking back on the late 1940s, Niebuhr believed liberals drew<br />

distinctions between ideas and opinions and the acts commi�ed by the<br />

Rosenbergs and Hiss, since “these trials involved not opinions but overt<br />

acts.” Arthur Schlesinger concurred, adding to this difference between<br />

ideas and acts the “clear distinction between the rights of an American<br />

citizen and the rights of a government employee in a security agency.”<br />

He also reminded Americans of Oliver Wendell Holmes’s earlier declaration<br />

of a “clear and present danger rule” when cracking down on freedom.<br />

There was a “clear and present danger” with communist spies in<br />

the State Department; there was not with citizens articulating communist<br />

ideas within the American public sphere of debate. In the sphere of debate,<br />

civil rights had to win out over fear, if an intellectual took “the traditional<br />

democratic methods of debate” seriously. A�er all, he explained,<br />

“In our detestation of Communism we must not… do irreparable harm<br />

to our American heritage of freedom.” The liberal had to parse ideas and<br />

action, sabotage and debate, partisans of political ideals and spies. 11<br />

This abstract ethic needed to be applied to the measures taken by<br />

the federal government in prosecuting communists. The first and most<br />

important act here was President Truman’s Executive Order in 1947 that<br />

created a Review Board to examine the loyalty of government employees<br />

(known, therefore, as the Loyalty Act). In principle, Cold War liberals<br />

agreed with the act. But principle is not the only way to assess government<br />

decisions. ADA eventually decided to support Truman’s Loyalty<br />

Program, even though concerns were expressed about “its procedures.”<br />

Wechsler worried about the “loose language in the loyalty order.” It had<br />

failed to take up the liberal ideal of parsing. This could be seen in pragmatic<br />

terms as liberals witnessed its misapplication a�er its passage. The<br />

New York Post reported as early as 1947 that the State Department was<br />

dangerously widening the concept of “loyalty” to include drunkenness<br />

and “sexual perversion.” Two years later, Wechsler reported how one


14<br />

T�� H�������� J������<br />

woman was being prosecuted by the Loyalty Program because she believed<br />

in interracial marriage. In the army, things were even worse. Here<br />

a civilian employee was “denied a hearing or even a statement of charges<br />

until a�er he is dismissed.” This was the furthest thing from the care and<br />

precision Schlesinger and Wechsler had counseled. It allowed the idea of<br />

loyalty – a defensible ideal within the se�ing of a democratic state – to be<br />

mixed up with conformity. 12<br />

This was not just an ethical mistake but a pragmatic one. These intellectuals<br />

moved back and forth from analyzing things in terms of values<br />

and then in terms of consequences. Schlesinger worried that if the<br />

Loyalty program continued to confuse loyalty with conformity, it might<br />

prevent talented employees from entering the State Department. In addition,<br />

as wiretapping became more of a reality, how could the administration<br />

pragmatically ensure that it didn’t get the wrong people and<br />

engender paranoia among citizens? Schlesinger also worried that loyalty<br />

programs might make martyrs out of the wrong people. As colleges<br />

started to administer their own loyalty oaths, conflicts started to emerge.<br />

Schlesinger was particularly concerned with one case at the University<br />

of Washington. Here the administration prosecuted six professors for<br />

having lied about their Communist Party membership. Three professors<br />

were fired, and the case drew national a�ention. Schlesinger believed<br />

that the accused professors were guilty of lying but that prosecuting<br />

them only gave them more credibility. The President of the University<br />

of Washington had “transformed these wretched nonentities into living<br />

evidences of the capitalist assault against freedom, now paraded through<br />

the Eastern campuses,” Schlesinger explained. The pragmatic results of<br />

prosecuting communists always had to be kept in mind, in addition to<br />

the ethical question of being careful and prudent. 13<br />

As with any good ethical and pragmatic judgment, this one grew out<br />

of historical knowledge. There were precedents here. There had been the<br />

“Red Scare” of 1919 in the immediate wake of the Russian Revolution.<br />

The A�orney General used his powers to investigate not just pro-Russian<br />

communists but just about any le�-wing activist during this time<br />

and had agreed to illegal deportations of foreigners. More recently, the<br />

Dies Commi�ee had formed in 1938 in order to investigate “subversive<br />

and un-American propaganda.” Headed by Congressman Martin Dies,<br />

a Texan who had come to oppose the New Deal, the Special House Commi�ee<br />

on Un-American Activities was supposed to examine all anti-


F������� 2005 - V�� 1., I���� 1 15<br />

American causes – be they from the le� or right. But as Wechsler noted,<br />

Dies let the right – including pro-Franco fascists in the U.S. – off the hook<br />

and only a�acked le�-wing and liberal causes (including the New Deal’s<br />

Federal Writers’ Project). Arthur Schlesinger argued that Dies used anti-<br />

Communism as a “pretext for a�acking liberals and New Dealers.” Dies<br />

had smeared his enemies and sought out publicity. Wechsler himself<br />

called Dies a forerunner to Joe McCarthy. Dies made clear, even before<br />

McCarthy waved his papers in Wheeling, that the American right could<br />

use anti-communism to pursue its own agenda, that is, a�acking liberalism<br />

as the evil twin of communism. 14<br />

A�er 1950, it became more important to be precise. By this time,<br />

Henry Wallace’s campaign had gone south with no chance of returning.<br />

Hiss had been prosecuted, and the Rosenbergs brought in. The New<br />

York Post described the Communist Party in 1949 as “a ba�ered band,<br />

hopelessly alien in allegiance, deprived of any authentic roots in the labor<br />

movement, cut off from the mainstream of American life.” By 1950,<br />

Schlesinger believed the scarier elements of the Communist threat had<br />

been pre�y much taken care of. Therefore, communism could be defeated<br />

through debate in the public sphere (plus counter-intelligence) – not<br />

public hearings on the part of elected officials or legislation. Nonetheless,<br />

there were still those who wanted more, and Schlesinger and Wechsler<br />

opposed them. Senator McCarran, a conservative Democrat from Nevada<br />

pushed through an Act that, in the words of one historian, “required all<br />

communist organizations and communist-front organizations to register<br />

with the a�orney general’s office, banned communists from working<br />

in defense plants, prohibited government employees from contributing<br />

money to any communist organization or from being a member of any<br />

organization conspiring to set up a totalitarian state in the United States,<br />

and gave the government the power to halt the immigration of subversive<br />

aliens and to deport those already in the country.” Building on this<br />

momentum, Hubert Humphrey, an ally to Schlesinger and Wechsler, proposed<br />

the Communist Control Act – an act that outlawed the Communist<br />

Party outright. Schlesinger and Wechsler opposed both McCarran and<br />

Humphrey. It was time for open discussion rather than legislation that<br />

threatened civil liberties and ignored the right to hold “loathsome ideas,”<br />

and Schlesinger and Wechsler were willing to jeopardize political connections<br />

(i.e., friendship with Humphrey) to make the point. 15<br />

At the same time that these acts were gelling, HUAC was turning


16<br />

T�� H�������� J������<br />

its a�ention away from the State Department and towards the worlds<br />

of education and Hollywood. On the question of teaching and communism,<br />

the ethic of parsing was even more clearly defined. Drawing on the<br />

ethic of prudence and pragmatism at the same time, Wechsler explained<br />

to a fellow journalist in 1952:<br />

I just don’t believe that the handful of Communists who may<br />

be teaching arithmetic and spelling present as much of a danger<br />

as that associated with the a�empt to rout them out. The<br />

truth is that too many teachers are timid and are rendered<br />

more so by these performances…. I still think the real Communist<br />

threat lies in espionage and sabotage – not in the realm<br />

of ideas…. If a handful of Communist teachers can produce<br />

a lot of communists there is something basically wrong with<br />

the other teachers and the educational system of which they<br />

are a part.<br />

Schlesinger agreed with this argument but got more specific, arguing<br />

that if communists were found to indoctrinate elementary school<br />

students, then there might be grounds for firing – not because of their<br />

beliefs but because they weren’t doing their jobs. Still, membership in the<br />

CP was not enough – ipso facto – to lead to the firing of a teacher. Here<br />

Schlesinger disagreed with Lionel Trilling and Sidney Hook (author of<br />

Heresy Yes, Conspiracy No), both members of the ACCF and prominent<br />

New York Intellectuals, who argued that communists should be fired<br />

from teaching positions across the board (though they wanted this done<br />

by schools themselves, not the government). Here Schlesinger developed<br />

a distinct liberal form of anti-communism in conflict with other versions.<br />

Schlesinger could imagine a communist teaching physics just fine, for<br />

example, and he reasoned from this point to make a larger one. It was<br />

be�er to err on the side of civil liberties and the ethic of open discussion<br />

than the fear of communist indoctrination in the American classroom.<br />

“The important thing,” Schlesinger argued, “is to preserve the right to<br />

free discussion. This right includes the right to hold loathsome ideas.”<br />

Let these be aired in the classroom and allow students to decide for themselves.<br />

Besides, he reasoned, “there are negligible numbers of Communists<br />

today on college faculties.” The real danger would be to create an<br />

invasive rule out of proportion to the problem. 16<br />

When it came to hunting down communists in the world of entertain-


F������� 2005 - V�� 1., I���� 1 17<br />

ment, Schlesinger and Wechsler were even more critical. The potential to<br />

smear was evident when they learned that “The Best Years of Our Lives,”<br />

a film that documented the difficulties of World War II veterans returning<br />

home and that won the Academy Award in 1946 for best picture, was<br />

accused of promoting communist sympathies (because it showed an<br />

American businessman treating a returning GI rudely on a plane). The<br />

fact that the famous actor and director, Charlie Chaplin, was not allowed<br />

to reenter the United States due to his communist sympathies seemed<br />

silly. Nor did it seem wise to have HUAC hunt down communist writers<br />

in Hollywood. Here Schlesinger explained a fundamental motivation<br />

behind the ethics of parsing – the need to resist becoming like the enemy.<br />

He wrote to Sol Stein of the ACCF that the group should do nothing on<br />

“the Communist Conspiracy in the Entertainment World,” again raising<br />

distinctions between his own outlook and that of prominent New York<br />

Intellectuals. The problem was not “serious enough to justify counter-action<br />

by grown people. The Communists themselves never looked sillier<br />

than when they were exposing Russian clowns or were detecting ‘bourgeois<br />

tendencies’ in Soviet circuses; and I should hate to see Americans<br />

imitating the Soviet Union in this respect.” If any pro-Communist film<br />

were actually made during the mid-1950s – and Schlesinger would have<br />

to chuckle at that possibility – allow it to be lambasted in public discussion<br />

and critical review, he seemed to suggest. In other words, anti-communism<br />

had to preserve liberal virtues of free and open debate and the<br />

right to privacy. 17<br />

Making America Great Abroad<br />

Liberals knew they had to look out to the world as well as into their<br />

own society. World War II had already made that clear, and Soviet expansion<br />

brought the lesson home a�er the war. Liberals embraced “containment”<br />

and “reconstruction” at the same time. They found themselves<br />

accepting the Truman Doctrine which called for military aid to<br />

countries ba�ling communist forces. Liberals supported this policy, but<br />

warily since it could over-extend the American military, support antidemocratic<br />

forces in the name of fighting anti-communists (which happened<br />

in the case of Greece, the first country to receive support under the<br />

doctrine), and suggest “unilateral American action.” More in tune with<br />

liberal sentiments was the Marshall Plan, the “reconstruction” side of the<br />

Cold War, which provided economic aid to western European countries


18<br />

T�� H�������� J������<br />

and thereby provided incentives for building back their economies while<br />

resisting communism. Schlesinger believed containment (the Truman<br />

Doctrine) and reconstruction (the Marshall Plan) could work in tandem.<br />

But of the two programs, clearly the Marshall Plan was more conducive<br />

to Americans opening up a dialogue with Cold War allies. Or at least it<br />

could if liberals pushed. 18<br />

The European political spectrum was much further le� than America’s,<br />

and this prompted liberal realists to search for a “Non-Communist<br />

Le�” (NCL) that deserved American support. Social democratic governments<br />

were the perfect candidates and wound up receiving U.S. foreign<br />

aid under the Marshall Plan. To a certain extent, the Marshall Plan gained<br />

support easily since some Americans remembered how depression after<br />

World War I helped spawn fascism. But other Americans, especially<br />

those organized around conservative organizations like National Associations<br />

of Manufacturers (NAM) and the Chamber of Commerce (CoC),<br />

protested giving aid to social democracies. A�er all, these organizations’<br />

leaders reasoned, the “American way of life” – equated with free markets<br />

and competitive individualism – needed to be championed overseas.<br />

Here again is where the realist disposition of liberals prompted an ethical<br />

self-scrutiny – where they believed an appreciation of Europe’s tragic<br />

destruction during the war offered the young idealist nation of America<br />

a lesson about hubris. Niebuhr, for instance, counseled that foreign aid<br />

could not become tied to “peculiar and parochial conceptions of democracy.”<br />

He argued that Americans had too strong a faith in “unrestricted<br />

liberty,” which came out in the debates around the Marshall Plan as well<br />

as the simultaneous dismantling of the Office of Price Administration<br />

(OPA). “We are always in danger,” he explained, “of making democracy<br />

odious in Europe by a too individualistic and libertarian interpretation of<br />

it.” The Marshall Plan, liberals argued, should teach Americans that the<br />

world was pluralist and cosmopolitan, not singular and provincial. 19<br />

The Marshall Plan taught America that it had to become a world<br />

leader without believing in global domination. It also taught liberals that<br />

they had to be aware of perceptions about America abroad. Key here<br />

was a growth of anti-Americanism in Europe (especially France) at this<br />

time, something that seemed a direct impediment to the Marshall Plan.<br />

There was an awareness on the part of American intellectuals that their<br />

country’s image abroad was being constructed more and more around<br />

images in the mass culture being exported to Europe. Hollywood and


F������� 2005 - V�� 1., I���� 1 19<br />

Coca-Cola were the two major exports to France, for instance, that gave<br />

off the appearance that America was superficial and sugary (literally<br />

and metaphorically). Niebuhr worried that Europeans’ “conception of<br />

us is drawn merely from our movies, which are, if I may say so, a tremendously<br />

fruitful source of confusion about the character of American<br />

life.” Movies and so� drinks were accompanied by the popularity of<br />

American literature from the 1920s – the writings of H.L. Mencken and<br />

Sinclair Lewis, both of whom portrayed Americans as an uncultivated,<br />

provincial, and small-minded people (an intellectual strain these liberals<br />

had rejected, as seen in the last chapter). This hatred of America was only<br />

confirmed by “the sometimes unfortunate conduct of American tourists,”<br />

as the ACCF admi�ed in planning a conference on “Anti-Americanism in<br />

Europe.” 20<br />

Indeed, the cultural Cold War had as much ambivalence about it as<br />

triumphalism. Or at least that is what these liberal intellectuals wanted<br />

– an ironic assessment of American power rather than Henry Luce’s celebration<br />

of the “American century.” This is something the le� has tended<br />

to ignore. Liberal intellectuals could take the criticisms they heard about<br />

their own culture abroad and turn them into an opportunity for national<br />

self-criticism. They also understood that America’s power in the world<br />

was due as much to contingency as to any inherent national greatness.<br />

America’s isolation, for instance, meant that it escaped the devastation of<br />

World War II; the natural wealth it possessed at the time that European<br />

countries had exhausted theirs also gave America an advantage in asserting<br />

its power on the world stage. “We are a paradise of plenty suspended<br />

in a hell of global insecurity,” Niebuhr explained. Therefore, John Kenneth<br />

Galbraith, a liberal economist and close friend of Schlesinger, followed<br />

Niebuhr’s assertions, argued that America’s foreign policy should<br />

be “humble and open-minded.” 21<br />

This humble disposition had to come into play as liberal intellectuals<br />

looked within America’s borders. Very o�en, historians looking back<br />

believe that intellectuals simply aligned themselves with the American<br />

way of life, having shedded their radicalism of the 1930s for the national<br />

celebration of the 1940s and 1950s. Partisan Review’s 1952 symposium<br />

“Our Country, Our Culture” is the standard text taken as evidence of this<br />

intellectual shi�. The editors of this once Marxist publication were now<br />

much more favorable towards America, and thus were selling out, some<br />

suggest, to the status quo. Only Irving Howe, Norman Mailer, and C.


20<br />

T�� H�������� J������<br />

Wright Mills – all figures who would have an impact on the American<br />

New Le� – dissented from the chorus of celebration. But this overall<br />

characterization is false if it pays a�ention to the strain of thought discussed<br />

here. Two of our main characters participated in the symposium<br />

and did not speak triumphantly of America. Indeed, Niebuhr argued the<br />

exact opposite, that America was too full of “self congratulations about<br />

the vaunted virtues and achievements of the ‘American way of life.’”<br />

Certainly America had lessons to teach the world about the importance<br />

of democracy and freedom, but this was no excuse for “complacency.”<br />

“No intellectual life,” Niebuhr explained, “can be at ease with the massive<br />

spiritual, moral, and cultural crudities which seek to make themselves<br />

normative in a civilization.” Schlesinger, the other participant in<br />

the symposium, would concur, arguing against McCarthyism and the<br />

homogenization of mass culture stifling debate (there was very li�le that<br />

was celebratory about his contribution to the symposium). The situation<br />

of the Cold War prompted just as much self-anxiety on the parts of these<br />

intellectuals as it did an appreciation of their country’s promise. 22<br />

If anything, the Cold War placed a premium on America improving<br />

its cultural and political life in order to persuade the rest of the world that<br />

it deserved respect. “When we speak rather idolatrously of the ‘American<br />

way of life,’” Niebuhr warned, “our friends and critics profess not to<br />

be certain whether we are recommending certain standards of political<br />

freedom or extolling our living standards.” At the least, America would<br />

have to do something to improve the status of African-Americans within<br />

its own borders (the Soviet Union constantly reminded the world that<br />

blacks in the South were second-class citizens) and the threat of McCarthyism<br />

to political and cultural freedom. Additionally, liberal intellectuals<br />

had to wonder if America should be celebrated for its economic<br />

prosperity and mass culture. They believed there were be�er ideals than<br />

consumerism and wealth to be projected outward to the world. “Foreign<br />

policy,” Arthur Schlesinger argued, “must be the projection and expression<br />

of what we are like as a national community.” But this was not as<br />

easy a task as it might sound. It required internal self-scrutiny and debate<br />

about what ideals and values Americans should hold dear to their<br />

hearts. This was the project these Cold War liberals were demanding of<br />

their fellow citizens. 23<br />

To embrace be�er national ideals required work and effort. To make<br />

America “great” in the world required improving things at home, by ex-


F������� 2005 - V�� 1., I���� 1 21<br />

tending the welfare state of the New Deal, building “countervailing power”<br />

(Galbraith’s term) against large corporations that were quickly consolidating<br />

during this time, nurturing a “pluralistic” form of government<br />

where different voices were heard at the table of political discussion, providing<br />

civil rights to minority citizens, and developing a humble foreign<br />

policy. There needed to be a belief in shared sacrifice – the sort garnered<br />

during World War II – that would check Americans’ tendency towards<br />

self-interest. All of these beliefs stemmed from a faith that communism<br />

was a threat – but a threat that could not allow Americans to forget about<br />

their own foibles and injustices. We would do well to remember this.<br />

Endnotes<br />

1 Arthur Schlesinger, The Vital Center, pp. 64, 132; “The U.S. Communist Party,” Life, July<br />

29, 1946, p. 87.<br />

2 Eugene Kamenka, ed., The Portable Karl Marx (New York: Viking Press, 1983), p. 203.<br />

3 Arthur Schlesinger, The Vital Center, p. 47; James Wechsler, “The Liberal’s Vote and 48,”<br />

Commentary, September 1947, p. 225; Schlesinger, Vital Center, p. 171; The Federalist Papers, ed.<br />

by Isaac Kramnick (New York: Penguin, 1987), p. 124; Arthur Schlesinger, The Age of Jackson<br />

(Boston: Li�le Brown, 1945), p. 90. William Graebner argues that Schlesinger gave up talking<br />

about class a�er 1945. This misinterpretation is due to the fact that Graebner sees Marxism as<br />

the only real way to talk about class: See his The Age of Doubt, p. 49.<br />

4 For the critique of Marx’s predictions, see Arthur Schlesinger, “The World We Want and<br />

How to Get It,” Speech at State <strong>College</strong>, Indiana, PA, March 12, 1964), in Schlesinger Papers,<br />

Box P-6. See also here, Reinhold Niebuhr, Christian Realism and Political Problems (New York:<br />

Scribner, 1953), p. 39 and Daniel Bell, The End of Ideology (Glencoe: Free Press, 1960), p. 394.<br />

5 Arthur Schlesinger, The Vital Center, pp. 152, 153; Reinhold Niebuhr, “Halfway to<br />

What?” p. 27. See too John Kenneth Galbraith, The Affluent Society (1958; Boston: Houghton<br />

Mifflin, 1976), pp. 57-8, 61. For more on this see my “Revisiting The Vital Center,” in Dissent,<br />

Winter 2005, 64-68.<br />

6 Reinhold Niebuhr, “Will Civilization Survive?” Commentary, December 1945, p. 5; Reinhold<br />

Niebuhr, The Children of Light and the Children of Darkness (New York: Scribner, 1944),<br />

p. 59.<br />

7 Reinhold Niebuhr, Christian Realism and Political Problems, pp. 34, 36; Schlesinger, The<br />

Vital Center, p. 71; Reinhold Niebuhr, “New Allies, Old Issues,” The Nation, July 19, 1941, p. 51.<br />

For an excellent dissection of Marx’s weak understanding of rights, see Steven Lukes, Marxism<br />

and Morality (Oxford: Clarendon Press, 1985), pp. 61-70.<br />

8 Reinhold Niebuhr, Christian Realism and Political Problems, p. 38; Hannah Arendt, The<br />

Origins of Totalitarianism (Cleveland: Meridian, 1951), p. 317. See also Silone’s contribution to<br />

Richard Crossman, ed., The God that Failed (New York: Harper, 1949), p. 99.<br />

9 Reinhold Niebuhr, Irony of American History, p. 170; The Children of Light and the Children<br />

of Darkness, p. 41; See here John Lewis Gaddis, The Origins of the Cold War (New York: Columbia<br />

University Press, 1972); on the Cominforn, Giles Sco�-Smith, The Politics of Apolitical<br />

Culture: the Congress for Cultural Freedom, the CIA, and Post-war American Hegemony (New York:<br />

Routledge, 2002), p. 86; and on the French Communist Party, see Walter LaFeber, America, Russia,<br />

and the Cold War (New York: Wiley, 1967), p. 42.<br />

10 James Wechsler, “Politics on Campus,” The Nation, December 30, 1949, p. 733; Arthur


22<br />

T�� H�������� J������<br />

Schlesinger, The Vital Center, p. 128. Schlesinger documents the communist infiltration of labor<br />

unions in his “The U.S. Communist Party,” Life, July 29, 1946, p. 90.<br />

11 Congress for Cultural Freedom Papers, University of Chicago, Box 7, Folder 10: These<br />

are comments Schlesinger made during the Milan Conference of 1955; “How to Rid the Government<br />

of Communists,” Harper’s, November 1947, p. 440; Reinhold Niebuhr, “Introduction,”<br />

to Benjamin Ginzberg, Rededication to Freedom (New York: Simon and Schuster, 1959), pp. viiviii;<br />

Arthur Schlesinger, “What is Loyalty?: A Difficult Question,” New York Times Magazine,<br />

November 2, 1947, p. 50; Arthur Schlesinger, “The Right to Loathsome Ideas,” Saturday Review<br />

of Literature, May 14, 1949, p. 17; Arthur Schlesinger, The Vital Center, p. 210. Sidney Hook’s<br />

writing on the “ethics of controversy” can be found in Sidney Hook on Pragmatism, Democracy,<br />

and Freedom: The Essential Essays, ed. Robert Talisse and Robert Tempio (Amherst: Prometheus<br />

Books, 2002).<br />

12 Steve Gillon, Politics and Vision, p. 72; see also ADA World, May 1950, p. 2; James<br />

Wechsler, “How to Rid the Government,” p. 442; The New York Post, October 7, 1947, p. 2;<br />

New York Post, March 3, 1949, p. 2; James Wechsler, “The Brass and Samuel Wahrha�ig,” New<br />

Republic, May 23, 1949, p. 17. A key complaint about Truman’s loyalty act was that it failed<br />

to distinguish between employees who posed a high internal security risk and other federal<br />

employees: See Alonzo Hamby, Man of the People: A Life of Harry S. Truman (New York: Oxford<br />

University Press, 1995), p. 487.<br />

13 Arthur Schlesinger, “What is Loyalty?” p. 50; “The Right to Loathsome Ideas,” p. 18.<br />

On the University of Washington case, I rely upon Ellen Schrecker, No Ivory Tower: McCarthyism<br />

and the Universities (New York: Oxford University Press, 1986), pp. 100-104. For the fear<br />

of wiretapping, see the New York Post, January 13, 1950, p. 37 and Schlesinger’s comments in<br />

ADA World, January 1954, p. 3.<br />

14 Richard Fried, Nightmare in Red, p. 47; James Wechsler, “The Christian Front and Martin<br />

Dies,” The Nation, January 27, 1940, p. 89; Arthur Schlesinger, “Dangerous Nonsense,” p.<br />

7; James Wechsler, “Small Fry,” The Nation, October 3, 1942, pp. 326-8; James Wechsler, Age of<br />

Suspicion, p. 181. For more on the Federal Writers Project and Dies, see Jerre Mangione, The<br />

Dream and the Deal (Boston: Li�le Brown, 1972), Chapter 8.<br />

15 New York Post: p. 30; Arthur Schlesinger, Dangerous Nonsense,” The Progressive, September<br />

1953, p. 10; J. Ronald Oakley, God’s Country, p. 68; Schlesinger’s opposition to Communist<br />

Control Act can be seen in his le�er to Hubert Humphrey, September 14, 1954, Schlesinger<br />

Papers, Box P-16; Wechsler’s opposition to McCarran Bill: See The New York Post, September<br />

7, 1950, p. 33.<br />

16 Wechsler to Judith Crist at New York Herald Tribune, February 19, 1952; Schlesinger,<br />

“The Right to Loathsome Ideas,” p. 17; “Dangerous Nonsense,” p. 8. Because of this stance,<br />

Schlesinger refused to sign statements of the ACCF that favored the firing of communist<br />

teachers: see Arthur Schlesinger to Irving Kristol, February 22, 1953, ACCF Records, Box 8.<br />

Throughout this box, there is a great deal on ACCF statements regarding communism and<br />

teaching.<br />

17 Schlesinger to Sol Stein, February 15, 1954, ACCF Records, Box 4; On the “Best Years of<br />

Our Lives,” see Schlesinger, “What is Loyalty?” p. 7 and the New York Post, May 26, 1947, p. 4.<br />

For more on HUAC’s search for communists in Hollywood, see Caute, The Great Fear, p. 488.<br />

18 Cli�on Brock, Americans for Democratic Action (Washington, D.C.: Public Affairs Press,<br />

1962), , p. 64; Schlesinger, Vital Center, pp. 223-4.<br />

19 Reinhold Niebuhr, “American Liberals and British Labor,” The Nation, June 8, 1946, p.<br />

684; Reinhold Niebuhr, “America’s Precarious Eminence,” Virginia Quarterly Review 23 (1947):<br />

p. 487; for Niebuhr’s criticism of dismantling of the OPA in terms of its international implications,<br />

see his “Europe, Russia, and America,” The Nation, September 14, 1946, p. 288-9; see also


F������� 2005 - V�� 1., I���� 1 23<br />

his “The Sickness of American Culture,” p. 270. See also John Kenneth Galbraith, “Challenges<br />

of a Changing World,” Foreign Policy Bulletin, December 15, 1958, p. 51 and “Europe’s Great<br />

Last Chance,” Harper’s, January 1949, p. 48.<br />

20 Reinhold Niebuhr to William Benton, Assistant Secretary of State, April 28, 1947,<br />

Niebuhr Archives, Box 2; Statement on “American Culture: Menace or Promise,” in ACCF Records,<br />

Box 9. On Coca-Cola’s infiltration into France, see Richard Kuisel, Seducing the French:<br />

The Dilemma of Americanization (Berkeley: University of California, 1993), p. 52; on 1920s anti-<br />

American literature’s impact on Europe, see Richard Pells, Not Like Us: How Europeans have<br />

Loved, Hated, and Transformed American Culture Since World War II (New York: Basic Books,<br />

1997), p. 20.<br />

21 Reinhold Niebuhr, “American Conservatism and World Crisis,” p. 385; John Kenneth<br />

Galbraith, “Democratic Foreign Policy and the Voter,” paper found in Galbraith Papers, Box<br />

98, dated January 20, 1958, p. 8; Niebuhr makes the argument about in “American Pride and<br />

Power,” American Scholar 17 (1948): p. 393 and “America’s Precarious Eminence,” p. 481. Henry<br />

Luce disagreed with Reinhold Niebuhr’s call for America to be more ambivalent about its<br />

power in the world in a le�er he wrote to him, dated January 8, 1949, Niebuhr Papers, Box 8.<br />

22 Reinhold Niebuhr in “Our Country, Our Culture,” Partisan Review 19 (1952): p. 302.<br />

For the standard view of “Our Country, Our Culture,” see for instance, Jackson Lears, “A Matter<br />

of Taste,” pp. 39-40. George Kennan was quite uncertain if America had the internal moral<br />

resources to fight the Cold War: See Waler Hixson, George F. Kennan: Cold War Iconoclast (New<br />

York: Columbia University Press, 1989), p. 240.<br />

23 Reinhold Niebuhr, Faith and Politics, p. 159; Arthur Schlesinger, “Where Does the Liberal<br />

Go From Here?” New York Times Magazine, August 4, 1957, p. 36. Two recent historical<br />

treatments of the Cold War point to the importance of civil rights: See Thomas Bostelmann,<br />

The Cold War and the Color Line: American Race Relations in the Global Arena (Cambridge: Harvard<br />

University Press, 2000) and Mary Dudziak, Cold War Civil Rights (Princeton: Princeton<br />

University Press, 2000).


24<br />

T�� H�������� J������<br />

Arms and Love<br />

Courtly and Male Homosocial Models of Behavior in<br />

Fourteenth Century France<br />

Robin Dean<br />

<strong>Haverford</strong> <strong>College</strong> Class of 2004<br />

Although courtly love ideals enjoyed great popularity in the literature<br />

and court aesthetic of fourteenth-century France and England during<br />

the Hundred Years War (1337-1453), the courtly model was by no<br />

means commonly or effectively followed in everyday life, even among<br />

the nobility. The Hundred Years War, fought for contested territories<br />

and primacy of lordship between the closely related lines of the French<br />

and English kings, stimulated military culture among all levels of society.<br />

Chivalry might have given the nobility of England and France “a sense of<br />

purpose and of justification for their existence and privileged state,” 1 but<br />

the unending nature of the war raised new economic considerations for<br />

the nobility, such as the need to pay ransoms and hire mercenary companies<br />

to bolster thin ranks (Allmand 46-47). Although chivalry remained<br />

a motivating ideal, as it long had been in European history, the literature<br />

of the day betrays a growing awareness of the importance of a male homosocial<br />

model of power for maintaining much-needed stability among<br />

those fighting in the war.<br />

Eve Kosofsky Sedgwick develops her theory of male homosociality<br />

in her book Between Men: English Literature and Male Homosocial Desire. 2<br />

Although this paper does not deal specifically with homosocial desire, it<br />

does owe a debt to Sedgwick for the idea of the male homosocial model<br />

of power as one typified by “men promoting the interests of men” (Sedgwick<br />

4). In a male homosocial model, bonds between men are idealized<br />

and held inviolate, homosexuality is treated with violence and great repression,<br />

and women act primarily as conduits, placeholders, or symbols<br />

of power between men. The chivalric code, obsessed with deeds and


F������� 2005 - V�� 1., I���� 1 25<br />

devotion performed in the name of a lady, o�en obscures the fact that the<br />

women under it are largely powerless. Status in the ranks of men was the<br />

true prize for knights who competed against each other in the court and<br />

on the ba�lefield. Under the enduring martial climate of the fourteenth<br />

century, an increasing amount of literature was produced that reported,<br />

or even lauded, the stripping away of the chivalric veneer to reveal the<br />

new primacy placed on regulating the camaraderie and enmity between<br />

men.<br />

French historian Jean Froissart, writing for an audience of nobles,<br />

a�empts to include tales of courtly love in his Chronicles of the Hundred<br />

Years War. 3 He approves of the courtly ideal and takes delight in chronicling<br />

exceptional moments of chivalry on the part of both French and<br />

English nobles, but his proto-journalistic style also leads him to report<br />

many anecdotes of fighting men involved in the war who put li�le stock<br />

in chivalric ideals. These tales make the few instances of true chivalry in<br />

the Chronicles seem all the more remarkable in a world that values male<br />

homosocial bonds of loyalty over idealized heterosexual love. Froissart’s<br />

contemporary, the French poet Eustache Deschamps, is not only aware<br />

of how poorly chivalry fits with his times, but seems to revel in pointing<br />

out chivalry’s failings. He mocks the conventions of courtly love as a<br />

device in poetry, showing that it is unnecessary and even distasteful to<br />

place such idealism on this strange breed of heterosexual love when there<br />

are so many other poetic possibilities available. Both authors offer social<br />

commentary on the decline of courtly conventions in fourteenth-century<br />

French society, using the familiar language of courtly love itself to show<br />

how male homosocial bonds have a�ained primary importance in a time<br />

of war and financial decline.<br />

Froissart’s Chronicles and the Importance of Male Homosocial Loyalty<br />

Froissart’s project in his Chronicles of the Hundred Years War is as much<br />

to entertain and moralize as it is to record hard facts. He states in his<br />

prologue that he writes to memorialize “deeds of arms. . .so that brave<br />

men should be inspired thereby to follow such examples” (Froissart 37).<br />

He also wishes, however, for the nobles to whom he addresses his book<br />

to “take delight and pleasure in it, [so that he] may earn their regard”<br />

(Froissart 37). As a person associated with court culture, Froissart repeatedly<br />

shows that he is invested in ideas of courtliness that don’t seem to fit<br />

with the reality of freebooters and angry peasants during the Hundred


26<br />

T�� H�������� J������<br />

Years War. The court that pleases him most is that of the Count of Orthez,<br />

where the knights were always “talking of arms and love. Every subject<br />

of honor was discussed” (Froissart 266). This rote mention of arms and<br />

love references the traditional courtly ideals among knights, a tradition<br />

in which arms (proving one’s valor in combat) and love (devotion to a<br />

lady) are equally valued. Love had a place in noble minds and literature,<br />

the critic Saul N. Brody explains, because<br />

The literature of courtly love springs from the perception of<br />

man’s dual nature, of his conflicting impulses toward transcendent<br />

love and carnal love. The awareness in the courtly<br />

poets of this conflict prompted them to consider whether the<br />

courtly ideal could be operative in the impure world of sensual<br />

men and women. 4<br />

Froissart shows occasional interest in exploring the differing impulses<br />

of human love, but his tales also show that such extensive warfare<br />

has reshaped the court’s priorities. Even the most romantic of Froissart’s<br />

tales show how important bonds with other men are in a man’s life, and<br />

many stories show a stark pragmatism about heterosexual love that has<br />

very li�le concern for the transcendent. Froissart interviews men of various<br />

stations, showing that his determination is not just to record deeds<br />

of arms but rather all the deeds of men of arms, a sociological look at the<br />

concerns of the men involved in the war rather than just a list of ba�les<br />

and engagements. A courtly poet acting as chronicler, Froissart shows<br />

that impulses towards courtly love are continually disturbed by the realities<br />

of male homosocial interaction in the military culture of fourteenthcentury<br />

France.<br />

Likewise, it is important to note that Froissart’s Chronicles are in<br />

many parts more historical narrative than history, and that he has probably<br />

invented much of the dialogue (Brereton 24). The sort of speech he<br />

chooses to use for his nobles and the way in which he tells their stories<br />

reveals his admiration for them and a certain nostalgia for a time when<br />

chivalry was presumably more sustainable. Brody notes that during the<br />

age of Chaucer and Froissart, the nobility tried to hold on to traditional<br />

pa�erns of life, but these were hard to preserve, and they came to seem<br />

artificial and out of touch with reality. The feudal economy was being<br />

replaced by a money economy, and the political power of feudal nobility<br />

was giving way to central government (Brody 254).


F������� 2005 - V�� 1., I���� 1 27<br />

As the feudal economy waned in influence, male homosocial power<br />

became more entrenched among the middle and upper classes, growing<br />

out of a culture that already used marriages to solidify alliances and<br />

viewed women as interruptive and exceptional. Froissart’s narratives<br />

show noblemen struggling to balance their homosocial power relationships<br />

against their “out-of-touch” concept of the courtly rules governing<br />

heterosexual love. Men of lesser birth who were in the military also told<br />

Froissart tales of the problems the love of a woman created for them,<br />

showing more exasperation for the women’s interference in the male<br />

world of warfare than any sort of noble devotion.<br />

One of the courtliest tales in Froissart’s Chronicles, the “Trial by Combat<br />

(1386-7),” is told in Froissart’s narrative voice. As in many of the<br />

courtly tales, Froissart’s tone seems torn between lauding the a�empt to<br />

live up to courtly ideals in the present age and frankly reporting how<br />

much trouble courtly ideals cause between men. The “Trial by Combat”<br />

tale describes how two men in the employ of the Count d’Alençon duel<br />

because one, Jacques le Gris, allegedly raped the wife of the other, Sir<br />

Jean de Carrouges. Froissart’s tale begins with an idealistic insistence on<br />

romantic conventions to explain Jacques le Gris’ moral lapse in committing<br />

rape. He cites the vagaries of Dame Fortune (Froissart 309) and explains<br />

that the deed was commi�ed when, “through a strange, perverse<br />

temptation, the devil entered the body of Jacques le Gris” (Froissart 310)<br />

and caused him to rape the lady of Carrouges. Froissart also paints the<br />

lady as a paragon of virtue who is properly distressed about her honor<br />

a�er being violated (Froissart 309-310). By his diction and use of convention,<br />

Froissart seems to be se�ing the reader up for a classic tale of<br />

vengeance on behalf of a wronged lady.<br />

However, the courtly ideals of the tale soon break down when confronted<br />

with the realities of the politics of the day. The a�itude of the<br />

Count during the subsequent conflict between Jacques le Gris and Jean<br />

de Carrouges shows the importance of male homosocial bonds, under<br />

which women are valued chiefly for the part they play in perpetuating<br />

or disrupting male hierarchical interaction. The Count is not at all concerned<br />

about notions of a woman’s honor, and is merely annoyed that the<br />

Lady of Carrouges’ story is causing discontent in his ranks. Hence, he<br />

expects the ma�er to be dropped peacefully for the good of the homosocial<br />

network of his fighting force (Froissart 312). Sir Carrouges refuses,<br />

showing a courtly devotion to his honor and the word of his lady, and a


28<br />

T�� H�������� J������<br />

trial by combat ensues. The king of France’s interest in the combat, so<br />

great that he “sent word to Paris for the combat to be postponed until he<br />

could witness it” (Froissart 313) suggests that the nobility were drawn to<br />

courtliness even if the world around them was unable to support such<br />

ideals in common practice. The victory of Sir Jean de Carrouges, which<br />

vindicates his lady’s claim to innocence, makes the combat an even be�er<br />

courtly tale and allows Froissart to include it for the pleasure of the nobles.<br />

Still, the courtly dialogue invented by Froissart between the knight<br />

and his lady cannot overshadow the practicality of the irate Count and<br />

how surprised everyone is that someone should go so far just to uphold<br />

a woman’s word and sense of honor.<br />

Tales of male friendship are another example of courtly influences<br />

in Froissart’s Chronicles. Men tied together by a loyalty greater than the<br />

love for any woman are o�en found in courtly tales, so it is not as though<br />

the homosocial structure of male power could not exist in courtly models<br />

of behavior. However, as Froissart’s accounts show, men of his day<br />

are much more concerned about love for a woman disrupting homosocial<br />

bonds than the average courtly hero was. One chapter entitled “The<br />

Duke of Touraine in Trouble (1391)” tells how the Duke suffers when a<br />

male friend reveals to the Duchess of Touraine that the Duke is dallying<br />

with another woman. However, the chapter does not immediately start<br />

with a description of the affair, but with the words:<br />

The Duke of Touraine at that time so doted on Sir Pierre de<br />

Craon that he treated him as his most intimate companion,<br />

dressed him in clothes similar to his own, took him with him<br />

wherever he went, and told him all his secrets. (Froissart<br />

382)<br />

The relationship between Sir Pierre and the Duke is obviously of<br />

primary importance, even though it does not seem to bear on the Duke’s<br />

problems with women at first. This introduction sets a courtly tone for<br />

the tale, painting the relationship between the Duke and his inferior in<br />

romantically glowing terms and hyperbole. This is disrupted by the appearance<br />

of very uncourtly economic dimensions to the Duke’s affair,<br />

when Froissart mentions (with some shock) that the Duke “seems to<br />

have promised [his mistress] a thousand gold crowns if she would go to<br />

bed with him” (Froissart 382). Her refusal to accept this offer a�er being<br />

confronted by the Duchess happens early, and seems merely to be a side


F������� 2005 - V�� 1., I���� 1 29<br />

note in the tale.<br />

The main subject of the story is the treachery of the friend Sir Pierre<br />

de Craon, who for no apparent reason betrays the Duke to a woman.<br />

There is an unspoken assumption that everything would have been fine<br />

if Craon had kept men’s business with men, but since he chooses to tell<br />

the Duke’s wife the truth and disrupt his household, he must be somehow<br />

eliminated from the hierarchy of male power. The Duke of Touraine<br />

goes to the King, “complaining bi�erly of Sir Pierre de Craon’s behaviour,<br />

and saying: ‘Sire, I swear by my loyalty to you that, if it would not reflect<br />

on my honour a�er showing him such great favours, I would have him<br />

killed.’” (Froissart 384). The Duke seems more upset about Pierre proving<br />

untrustworthy than about his wife discovering the affair, and invokes<br />

his bond with the King to have Pierre punished. The King, grasping how<br />

disruptive someone like Pierre could be in a world where men are used<br />

to taking whatever pleasures they want, arranges with the Duke to have<br />

Pierre effectively exiled from the court. The Duke of Bri�any, with whom<br />

Sir Pierre finally finds refuge, also grasps the seriousness of Pierre’s offence.<br />

Seemingly unable to imagine Pierre voluntarily choosing a woman<br />

in whom he has no apparent sexual or romantic interest over a male comrade,<br />

Bri�any decides that the whole debacle must have been arranged<br />

by another man. Bri�any tells Sir Pierre, “Console yourself, cousin. All<br />

this has been brewed up against you by Clisson,” a political enemy of<br />

both Pierre and the Duke of Bri�any (Froissart 385). This statement ends<br />

the chapter and is both unresolved and surprising. The dialogue in this<br />

exchange was probably created by Froissart, indicative of real tensions<br />

but not an actual conversation he would have been privy to. Its insertion<br />

at the end of this complicated tale of male loyalty suggests that Froissart<br />

has a very shrewd concept of the primary importance of alliances<br />

between men, despite his desire to portray even male friendships in a<br />

courtly light.<br />

Similar examples of women interfering in the relationships between<br />

men in power crop up in the colorful tales Froissart records of the Bascot<br />

de Mauléon. The Bascot is a freebooter, a type of mercenary fighter<br />

known for augmenting his wages by plundering the countryside. There<br />

is no reason to think that Froissart would have invented this figure or his<br />

tales, for Froissart presents himself as very interested in capturing the<br />

man’s unique perspective (Froissart 281). The Bascot’s voice has a much<br />

different tenor than the quasi-courtly narration Froissart brings to tales


30<br />

T�� H�������� J������<br />

he collects and rewrites from less direct sources. One of the Bascot’s tales<br />

is of a noted captain and squire Louis Roubaut who becomes the enemy<br />

of his comrade Limosin when Limosin, whom Roubaut trusted implicitly<br />

to guard his mistress, ends up sleeping with the apparently willing<br />

woman (Froissart 291). Roubaut humiliates Limosin, who then goes to<br />

a baron to help secure his counter-vengeance, and captures his former<br />

friend in turn. Limosin berates his old friend a�er capturing him:<br />

“I would not have thought that for a woman, if she was willing<br />

and I was willing, you would have made me take what I<br />

did take. If you had done the same thing to me, I should never<br />

have minded, for two companions-in-arms, such as we were<br />

then, could surely, at a pinch, have overlooked a woman.”<br />

On hearing this the lords began to laugh, but Louis did not<br />

find it funny. (Froissart 293)<br />

Two things are striking in this tale of sexual betrayal. First, Limosin’s<br />

parting words to his captured friend about the relative unimportance of<br />

women expose the homosociality of the fighting men’s world. The first<br />

duty of men is not to a lady that they serve but to each other, because the<br />

bonds of arms are valued above those of love. Also, this example reminds<br />

us that the regular fighting men in the Hundred Years War had li�le reason<br />

to be concerned with the pure devotion found in typical courtly romances.<br />

Limosin doesn’t love the mistress, he just “got all he wanted<br />

from her” (291), a delicate phrasing that suggests their involvement was<br />

purely sexual. Satisfying carnal lusts is viewed as a necessity, but not<br />

something that should interfere with the more serious and important interactions<br />

between men. Status and camaraderie are the proper concerns<br />

of men in a martial, homosocial culture, not devotion to a woman.<br />

Stories such as the Bascot’s about Limosin are no doubt included<br />

by Froissart because they still resonate with a courtly tradition of male<br />

friendship, even though they do not a�ain its ideals. The Limosin story is<br />

a distortion of the courtly tale of Ami and Amile, legendary figures from<br />

an Old French chanson de geste. Although married, their wives pledge<br />

not to come between Ami and Amile, and the men even share beds with<br />

the others’ wives. 5 The critic M. J. Ailes notes that “When Amile shares a<br />

bed with Ami’s wife Lubias, Ami makes him promise not to have sexual<br />

relations with her—he would not have exacted such a promise if he had


F������� 2005 - V�� 1., I���� 1 31<br />

not expected his companion to feel tempted to do so” (Ailes 223). Although<br />

Ailes is reading this instance as proof against homoeroticism in<br />

homosocial relationships in medieval epics, it also shows that the ideal<br />

courtly homosocial bond is one of complete trust in honor where sexual<br />

property (women) are concerned. Courtly literature expects its heroes,<br />

like Ami and Amile, to resist all temptation in the name of friendship.<br />

Though the same moral seems operative in the world of Froissart’s Chronicles,<br />

men-at-arms like Limosin expect to be forgiven their lapses within<br />

the priorities of a male homosocial structure of power.<br />

The values of courtliness, constructed as they are around an idealization<br />

of heterosexual love, can no longer be trusted in the world created<br />

by the Hundred Years War. Froissart obviously admires chivalry, but he<br />

also has a keen sense of how many men fail to live up to its ideals. In his<br />

Chronicles, Froissart exposes the aristocracy’s failure to justify and validate<br />

unceasing warfare through the language and conventions of courtly<br />

love. The nobles in Froissart’s conflicts, such as the Duke of Touraine and<br />

Sir Jean de Carrogues, rely stubbornly on the ideals of courtly love to try<br />

to fix problems caused by a new and more vigorous code of homosocial<br />

loyalty. When courtliness works, as in Sir Jean’s case, it is truly a remarkable<br />

thing, but more o�en it only leads to political and personal conflict as<br />

it does for the Duke of Touraine and Sir Pierre. The Bascot de Mauléon’s<br />

tale takes a more practical view of how problems between men should<br />

be fixed from the perspective of a man distanced from courtly concerns.<br />

In an effective homosocial structure, men must not allow women to interfere<br />

with their loyalty or bonds to other men. If such bonds are broken,<br />

then a man’s only proper recourse is to other men in the hierarchy,<br />

trading on personal and political relationships. Absent are the romantic<br />

ideals of courtly devotion, and though Froissart regrets their absence, he<br />

takes care to report the ideals that are taking their place.<br />

Eustache Deschamps and the Emasculating Nature of Courtly Poetry<br />

Eustache Deschamps, a Frenchman whose life was roughly contemporary<br />

with Froissart’s, wrote on a wide variety of subjects and o�en for<br />

the court, although his preferred medium was poetry. An introduction to<br />

a volume of his translated poems notes “an argument can be made that<br />

Deschamps was an embryonic sociologist” 6 and the breadth of subjects<br />

in his poems—young girls in love, sleepless family men, and his own<br />

poet persona—certainly seem to suggest that he had an interest in all


32<br />

T�� H�������� J������<br />

areas of life. Some of his most interesting poems deal with the subject of<br />

poetry itself, especially the tradition of the courtly lyric. One of his most<br />

famous works is an allusive and falsely humble poem lauding Chaucer<br />

and asking him to read his poems, evidence that part of his ideal audience<br />

is other poets, clerks, and people familiar with the conventions of<br />

the courtly love lament. He would also surely be aware of his larger<br />

audience, whom Brody describes as a rising bourgeoisie that has begun<br />

to challenge the literary and monetary privileges of the old aristocracy.<br />

Brody says:<br />

With this change in the composition of the nobility. . .there<br />

naturally came a change in the audience for courtly poetry.<br />

The style of life described in the courtly lyrics and romances<br />

must have seemed archaic and even absurd to a part of this<br />

new audience, though to other parts of it the behavior in the<br />

literature may, in fact, have seemed exemplary. The courtly<br />

rituals were, a�er all, elegant and refined, and the ambition of<br />

new entrants into the nobility was to be as elegant and refined<br />

as the old aristocracy (Brody 255).<br />

Deschamps’ poetry o�en mocks the conventions of courtliness, perhaps<br />

his way of reminding those who are helping to change the landscape<br />

of his society so dramatically that keeping to old ideals is unrealistic.<br />

In “Que je soie vostre loyal ami” or “Let me be your loyal friend<br />

and lover” (Balade 447), Deschamps plays with the courtly idea of using<br />

women as muses, subverting the nobility of the tradition the poem seems<br />

to belong to. The poem concerns itself with male poets stealing the idea<br />

of beloved women from each other when composing poems, suggesting<br />

that muse-identification is all about male art and very li�le about love for<br />

a woman. The speaker declares himself a friend of Machaut, a recently<br />

deceased poet of some renown “who did [him] so much kindness” (Laurie<br />

et. al. 84, l. 5). The speaker asks Péronne, Machaut’s former lover and<br />

inspiration, to take pity on him and become his muse, saying:<br />

If you accept my wretched pleading<br />

you’ll give me life again, if only you would<br />

let me be your loyal friend and lover (Laurie et. al., ll.19-21).<br />

The language used here, as in the rest of the poem, relies heavily on


F������� 2005 - V�� 1., I���� 1 33<br />

the courtly conventions of lovesickness and the complete abasement of<br />

the courting male as he begs for an aloof woman’s pity. However, this<br />

poem is hardly a typical laud of a female love object. The first two verses<br />

of this three verse poem are really more about Machaut than Péronne,<br />

praising the poet for his poetic accomplishments, with the speaker only<br />

tangentially and ironically asking Péronne to allow him to be her lover<br />

at the end of each stanza. The speaker spends a bit of time on Péronne’s<br />

qualities in the third stanza, but the focus quickly switches back to what<br />

she can do for the speaker. Although the notes to this poem mention a<br />

real Péronne who corresponded with Machaut and inspired him to write<br />

a poem in her honor (Laurie et. al. 220, n. 13), Deschamps himself is not<br />

trying to woo this same real-life Péronne. Rather, the speaker mocks the<br />

conventions of courtly love, the ambiguous “ami,” implying all the tension<br />

between transcendent and carnal love that the genre typically encompasses.<br />

Brody argues that Chaucer in his Knight’s Tale, “legitimizes<br />

the courtly love ideal by transforming it into an ideal which serves something<br />

outside itself; he gives it a transcendent aim, a metaphysical cause<br />

which brings it to serve the world and God” (Brody 250). Although the<br />

same could be said for Deschamps’ poem, in that his speaker uses courtly<br />

love as a literary device to help him a�ain the greatness of a friend, the<br />

focus of this poem on the two men involved undermines that legitimacy.<br />

The ill-suited and even tasteless desire to acquire a dead friend’s woman<br />

reflects poorly on the courtly tradition.<br />

The problems associated with using Péronne and others like her as<br />

muses reappear in another of Deschamps’ poems, “Recevez moi: j’ai failli<br />

a Peronne” or “Accept me, since I missed out on Peronne” (Balade 493).<br />

The notes to this poem observe that it is probably “a joke at the expense<br />

of the whole of the French courtly tradition; certainly Deschamps, most<br />

of whose work lay outside that tradition, did not require the allegiance<br />

of a courtly lady to relieve him of authorial sterility” (Laurie et. al. 220,<br />

n. 14). This seems especially true when considering the disingenuously<br />

insulting title, which is also the repeating final line of each stanza, and the<br />

less-than-admirable examples of classical love Deschamps cites.<br />

Why does Deschamps find the courtly love tradition so distasteful?<br />

One possibility lies in the nature of the courtly lady herself, which Deschamps<br />

treats in another poem to be discussed later. The blandishments<br />

he offers the lady in the first stanza of Balade 493 seem like a random list<br />

of admirable traits, an ironic use of doggerel that he echoes later when


34<br />

T�� H�������� J������<br />

the speaker can offer only insipid, repetitive praise for his lady, such as<br />

“and your sweetness, sweet Gauteronne” (Laurie et. al. 87, l.13). Deschamps’<br />

main force of distaste seems to come from a belief that courtly<br />

ideals have caused poetry to stagnate and lose manly vitality. Not only<br />

does Deschamps’ speaker repudiate the fear in the courtly tradition that<br />

without a lady the poet will wither up and die, he also unfla�eringly<br />

compares a courtly poet’s situation to the enthrallment of Narcissus. The<br />

poem accuses the lady:<br />

and now, because of you, I’m at that crystal spring<br />

where Narcissus found no respite from his pain<br />

but died, and I shall suffer in like vein<br />

if I don’t have a word in pledge from you.<br />

(Laurie et. al. 85, ll.16-19)<br />

Courtly love is like Narcissus’s reflecting pool, a self-destructive fixation<br />

on ideals of love that prove harmful to the obsessed poet and his<br />

loyal male friends, as in the Péronne ballad. As in the world of Froissart,<br />

men who take their motivations and justifications from courtly ideals<br />

rather than an increasingly prevalent and unforgiving structure of male<br />

homosocial power are subject to censure and a�empted exile from power<br />

and success. Deschamps seeks to warn other poets that their courtly ballads<br />

are divorced from the central concerns of their time.<br />

Deschamps’ most overt criticism of courtly romance comes in his<br />

Rondeau 631, “Je ne vueil plus a vous, dame, muser” or “Lady, on you I<br />

will no longer muse.” The speaker bemoans the fact that a lady’s “tricks”<br />

(Laurie et. al. 101, l.3) have made the speaker into a “fool” (Laurie et. al.<br />

101, l.2). The only reason offered for this disillusionment appears in the<br />

middle lines, where the speaker says, “On hope for you, I’ve no more<br />

time to lose/ because you can convert a hawk to a hen” (Laurie et. al 101,<br />

ll. 4-5). The poet-speaker rejects the cerebral, hopeless pining of courtly<br />

love as a waste of time. He implies that his time would be be�er spent in<br />

more masculine pursuits than unrequited, idealized love when he states<br />

that women change men from hawks to hens. The original French says<br />

the lady changes the speaker from hawk to busart, a bird of prey that<br />

chases especially a�er chickens (hens) 7 and probably suggests something<br />

like the English busard, a word related to buzzard that was applied to a<br />

hawk deemed useless for falconry. 8 This transformation suggests a certain<br />

degree of emasculation in excessive devotion to a lady. The speaker


F������� 2005 - V�� 1., I���� 1 35<br />

implies that obsessing constantly over one’s ability to enact transcendent<br />

love decreases one’s strength and effectiveness as a man, or more specifically,<br />

as an original and relevant poet in a world that Deschamps does not<br />

believe is well served by courtly ideals.<br />

Although Froissart was a chronicler heavily invested in the courtliness<br />

of his patrons and Deschamps a poet with disdain for courtly traditions,<br />

both men managed to capture in their writing the decline of the<br />

courtly ideal in fourteenth-century France. Froissart’s tales reveal that<br />

although women still had the power to influence men who adhered to<br />

courtly traditions, such idealism created a great deal of trouble for nobles.<br />

Practical men were invested only in their interactions with each<br />

other, although those interactions also borrowed from a courtly and romantic<br />

tradition of male homosociality. But male homosocial power was<br />

becoming more closely-knit and militarized during the Hundred Years<br />

War, consolidating diverse feudal, courtly, and politically influenced allegiances<br />

that o�en entangled unwary men who maintained romantic<br />

notions of courtly society.<br />

As a poet, Deschamps perhaps tells us less about fourteenth-century<br />

French society than Froissart does with his anecdotes, but Deschamps is<br />

part of an important trend towards the mocking of courtly traditions by<br />

those who no longer had reason to believe in them. With a broadening<br />

of literacy and wealth into the bourgeoisie, authors and poets had new<br />

audiences wanting literature that upheld their own values and spoke to<br />

their concerns. Deschamps is one of the first poets to sense this need and<br />

a�empt to provide for it. His comic ballads o�en rely on a homosocial<br />

disdain for women who interrupt the balance of power between men, an<br />

emasculating interruption that is indicative of the weakness and indecision<br />

inherent in courtly literature.<br />

Stability was in short supply during the Hundred Years War, and the<br />

works of Froissart and Deschamps show that courtly ideals were becoming<br />

ineffective in fostering solidarity and morale among fighting men.<br />

Many women, Joan of Arc notable among them, proved that they could<br />

not be wholly excluded from the power and politics of the day. Still,<br />

the society of the Hundred Years War had li�le use for lauding the love<br />

of women when that idealized love might disrupt the male homosocial<br />

bond, a bond that was deemed of primary importance in keeping the<br />

men of France vigorous in mind and body and loyal to their emba�led<br />

country’s military structure.


36<br />

T�� H�������� J������<br />

Endnotes<br />

1 Christopher Allmand, The Hundred Years War: England and France at War c. 1300-1450,<br />

Cambridge University Press, 1988. p. 42.<br />

2 Eve Kosofsky Sedgwick, Between Men: English Literature and Male Homosocial Desire,<br />

Columbia University Press, 1985.<br />

3 Jean Froissart, Chronicles, Geoffrey Brereton, ed. and trans. NY, Penguin Putnam,<br />

1968. 4 Saul N. Brody, “The Comic Rejection of Courtly Love.” In Pursuit of Perfection: Courtly<br />

Love in Medieval Literature. Ed. Joan M. Ferrante and George D. Economou. Port Washington,<br />

NY: Kennikat Press, 1975. p. 221.<br />

5 M. J. Ailes, “The Medieval Male Couple and the Language of Homosociality,” Masculinity<br />

in Medieval Europe, ed. D. M. Hadley. NY: Longman, 1999. pg. 222.<br />

6 Ian S. Laurie and Deborah M. Sinnreich-Levi, eds.; David Curzan and Jeffrey Fiskin,<br />

trans., Eustache Deschamps: Selected Poems. NY: Routledge. pg. 26.<br />

7 BUSART. s. m. Oiseau de proie, qui fait surtout la chasse aux poulets. Dictionnaire de<br />

l’Académie Française, Cinquième édition, 1798. 18 December 2003. .<br />

8 “buzzard, n.1,” Oxford English Dictionary. Ed. J. A. Simpson and E. S. C. Weiner. 2nd<br />

ed. Oxford: Clarendon Press, 1989. OED Online. Oxford University Press. 18 December 2003.<br />

.<br />

Works Cited<br />

Ailes, M. J. “The Medieval Male Couple and the Language of Homosociality.” Masculinity<br />

in Medieval Europe. D. M. Hadley, ed. Women and Men in History Series. NY: Longman,<br />

1999.<br />

Allmand, Christopher. The Hundred Years War: England and France at War c. 1300-1450.<br />

NY: Cambridge University Press, 1988.<br />

Brody, Saul N. “The Comic Rejection of Courtly Love.” In Pursuit of Perfection: Courtly<br />

Love in Medieval Literature. Joan M. Ferrante and George D. Economou, eds. Port Washington,<br />

NY: Kennikat Press, 1975.<br />

Froissart, Jean. Chronicles. Geoffrey Brereton, ed. and trans. NY: Penguin Putnam,<br />

1968.<br />

Laurie, Ian S. and Deborah M. Sinnreich-Levi, eds. David Curzan and Jeffrey Fiskin,<br />

trans. Eustache Deschamps: Selected Poems. NY: Routledge.<br />

Oxford English Dictionary. Ed. J. A. Simpson and E. S. C. Weiner. 2nd ed. Oxford: Clarendon<br />

Press, 1989. OED Online. Oxford University Press. 18 Dec. 2003. <br />

Olson, Marc, et. al. Dictionnaire de l’Académie Française, Cinquième édition, 1798. Accessed<br />

18 December 2003.


F������� 2005 - V�� 1., I���� 1 37<br />

Sedgwick, Eve Kosofsky. Between Men: English Literature and Male Homosocial Desire. NY:<br />

Columbia University Press, 1985.


38<br />

T�� H�������� J������<br />

Southward Ho<br />

Horace Greeley and J.A. Sanborn<br />

Scott Simpson<br />

<strong>Haverford</strong> <strong>College</strong> Class of 2004<br />

“Emigration is a natural law necessary for the perpetuation of<br />

human societies and political systems; obey it. The war has<br />

opened the door and has shown Northern enterprise a new<br />

Canaan. Southward Ho!” 1<br />

- Horace Greeley, 1865<br />

“If the yankee is disposed to go there [South] with his energy,<br />

industry, and especially his money and help develop their<br />

resources by cultivating the soil or mining or manufacturing<br />

and occupy an inferior position contentedly, I have no opinion<br />

of his touching anything outside those pursuits.” 2<br />

- J.A. Sanborn, 1869<br />

On May 21, 1869, in the small town of East Readfield, Maine, 55year-old<br />

J.A. Sanborn writes a le�er to his 69-year-old cousin, David Fifield.<br />

“I have nothing very wonderful to relate,” says a seemingly exhausted<br />

Sanborn of his Southern and Western tour in the spring of 1869,<br />

as the nation was undergoing its greatest transformation since the birth<br />

of the republic. Despite the opportunities available to him in the American<br />

South and West, Sanborn concludes that pursuing a new life on the<br />

land is not cost effective in the unstable South or worth braving the uncertainties<br />

of life on the Western prairie. In a dry and rushed manner, he<br />

goes on to explain the a�itude of Southerners he encountered towards<br />

Yankees, the pros and cons of owning and operating a farm away from<br />

Maine, the presence (or lack thereof) of the “Ku Klux,” his perception of<br />

Southern and Western life, and the lasting impact of the Civil War on the<br />

infrastructure of the South.


F������� 2005 - V�� 1., I���� 1 39<br />

Sanborn’s le�er offers a glimpse into one of the nation’s most turbulent<br />

and transformational periods: Reconstruction. 3 While the Civil<br />

War occurred due to the disintegration of an America torn apart by cultural,<br />

economic and political divides, Reconstruction was at the least an<br />

a�empt at reconciling the difference of two vastly and different cultures,<br />

and at most an a�empt to recreate a new South infused with Northern<br />

economic and social values. Sanborn, whose own livelihood could only<br />

be benefited by a modernized Southern economy, makes clear in his le�er<br />

that he falls in the la�er category.<br />

Behind Sanborn’s ma�er-of-fact style exists an expression of the reinvigorated<br />

post-Civil War entrepreneurial spirit that characterized many<br />

Northern businessmen. The story is familiar: Here is J.A. Sanborn, a Yankee<br />

factory owner and politician with some “excess greenbacks” 4 in his<br />

pockets heading south to speculate on land in order to both make money<br />

and bring the Northern values of “energy and industry” 5 to a war-torn<br />

region with a recently destroyed social order.<br />

And that is merely the surface. Reading between the lines, one also<br />

notices that Sanborn’s point of view (as a Northern elitist) provides an<br />

optic onto the everlasting cultural differences between North and South.<br />

While Sanborn himself may have been a typical Northern entrepreneur<br />

looking for the best way to invest his capital, the issues he raises in his<br />

le�er—de facto economic reconstruction in the South, the uses of the<br />

heralded Northern capitalist traits such as industry and energy, and the<br />

Yankee’s perception of the post-war South—reveal familiar historical impressions<br />

of the immediate post-Civil War era in America.<br />

The Letter<br />

Cousin David, 6 East Readfield 7 May 21st, 1869 8 .<br />

When I last saw you I promised to write you a�er my<br />

southern and Western tour was accomplished if I did not find<br />

time to do so while making it. I arrived at my home May 4<br />

but have not till now had a convenient opportunity to write<br />

you. 9 I have nothing very wonderful to relate. [I] did not to<br />

my knowledge see anything of that mysterious and desperate<br />

band the “Ku Klux” certainly did not encounter them in<br />

deadly strife, but was permi�ed to pass quietly along about<br />

my business and was civilly treated by all with whom I came<br />

in contact. Still I do not wish you to infer from what I have


40<br />

T�� H�������� J������<br />

said that I think there is an extra amount of love and goodwill<br />

on the part of rebels reconstructed or unreconstructed for the<br />

once hated yankees.<br />

I judge from what I saw and heard that they will not<br />

much object to relieving the yankees from any surplus greenbacks<br />

they may be anxious to be rid of but that there will be<br />

much cordial good feeling on the part of former or present<br />

rebels for the yankees during the present generation I very<br />

much doubt. If the yankee is disposed to go there with his<br />

energy, industry, and especially his money and help develop<br />

their resources by cultivating the soil or mining or manufacturing<br />

and occupy an inferior position contentedly, I have<br />

no opinion of his own touching anything outside those pursuits[.]<br />

I think he would be likely to be permi�ed to do so<br />

without molestation but that they are disposed to receive him<br />

cordially on terms of social equality I do not for a moment<br />

believe and I do not think our people will be very swi� to<br />

go there to occupy an inferior position when if the means of<br />

accumulating wealth are to be formed in greater abundance<br />

than in other sections of country which I am by no means certain<br />

is the case. I was disappointed as to the general appearance<br />

of the country about Knoxville. 10 The land is not as rich<br />

except the bo�om land as I expected to find, and the style of<br />

cultivation and the general appearance of things in the country<br />

is less thri�y 11 than I expected to find. Their buildings are<br />

poor, mean, dirty things with no sign of any taste or thri�s<br />

about them. Houses without windows, and if light is admitted<br />

it must be admi�ed through doors, crevices.<br />

The roads are poor, their li�le streams unbridged and<br />

the people poor and dirty and responsive to a person of taste<br />

and refinement.<br />

On foot I saw but li�le in the country so far as the people<br />

are concerned that would be pleasing to you. The country independent<br />

of what the miserable institution of slavery made<br />

it I think very well of. The climate I think excellent 12 , but on<br />

the whole I cannot say I want to live there. I do not think you<br />

would. Many seem to be of the opinion that emigration is<br />

about to pour in upon them in a torrent 13 , and that they are<br />

going to get about anything they are disposed to ask for their<br />

land.<br />

Their price for land out in the country is from $25 to $50<br />

per acre with building nearly worthless, certainly not as good<br />

as many of the hog pens in this county. If one is going south


F������� 2005 - V�� 1., I���� 1 41<br />

I think he will do be�er to stop in Virginia than to go to Tenn.<br />

They are not asking half as high for their land in Vir. 14 as in<br />

Tenn. 15 and it is be�er situated for reaching the Atlantic seaboard<br />

which I think an important consideration. Now about<br />

the west you will ask. Well on the whole, I like it be�er there.<br />

The land is richer and easier cultivation and the people are<br />

industrious and cordial I think. But there are serious drawbacks<br />

there, among the most important is the great distance<br />

from the Atlantic seaboard and the great expense of sending<br />

their staple crops to market.<br />

When I was in Geneseo 16 corn was worth but 35c wheat<br />

but 100c and to sell at those prices and raise them on land<br />

worth $50 or $60 per acre with building of small value does<br />

not it appears to present a fla�ering proposal for money making.<br />

Still a shrewd farmer with some means may undoubtedly<br />

do be�er than to sell at those prices by holding or pu�ing<br />

his corn into both. So far as ge�ing a living is concerned I<br />

have no doubt a man can do that much easier than in Maine,<br />

for a bushel of corn or wheat there is worth as much to eat as<br />

in Maine and the people seem to be very cordial and hospitable.<br />

Still on the whole I do not think I should enjoy living on<br />

the prairies of the West, it is so different from all I have been<br />

accustomed to. So to profit I doubt you can have many social<br />

privileges for the same amount you sold for in [?] that will<br />

afford more net profit than you made there.<br />

Gustauvas 17 I think made a very good selection and is in<br />

a good county and neighborhood and has a splendid piece of<br />

land, but I do not think the climate there what he needs and I<br />

doubt if he remains there next winter. On my return home I<br />

visited Vineland, N.J. 18 I have no more time to tell you what I<br />

think of that place. I sent you a paper giving some description<br />

of it. Gustauvas started for his western home last Monday.<br />

My wifes health 19 has been poor about all the time since you<br />

were here. Please give my regards to your wife. 20 I shall be<br />

pleased to hear from you at any time.<br />

Very Truly Yours,<br />

J.A. Sanborn 21<br />

America in 1869: The Worlds Sanborn Saw<br />

If the North and the South were two different nations culturally and<br />

economically before 1865, the Civil War and Reconstruction period that


42<br />

T�� H�������� J������<br />

followed only served to widen this divide. The only thing the two nations<br />

had in common, perhaps, was the devastating human losses in the<br />

bloodiest war in American history. The numbers that resulted from four<br />

years of fighting are staggering: 360,000 Union troops died and 275,000<br />

were wounded, while the Confederates lost 260,000 men with another<br />

190,000 wounded. 22 When those who managed to survive went home,<br />

however, the worlds of North and South could not have been more different.<br />

As John Hope Franklin writes in Reconstruction A�er the Civil War,<br />

“Traveling through the North, one could feel a new sense of satisfaction.<br />

Everywhere wartime industrialization had brought signs of growth.” 23 In<br />

the North, the Civil War is commonly viewed as a time of “unprecedented<br />

prosperity.” 24 Between 1865 and 1873, the nation’s level of industrial<br />

production increased 75%, and three million immigrants (most of whom<br />

se�led in the North or West) helped foster the growth of urban industrial<br />

centers. The construction of railroads intensified as an outgrowth of both<br />

the Northern war effort and the growing (and o�en scandalous) ties between<br />

corporations and the government, which reaped huge benefits for<br />

the former. 25<br />

The wartime economic policies of the national government—temporarily<br />

unimpeded by Southern agricultural interests—fostered a boom<br />

for Northern industry. These policies, which included the introduction<br />

of a national paper currency, the construction of the transcontinental railroad<br />

(completed in 1869) and the creation of a national banking system,<br />

not only served to strengthen the economic backbone of the Union war<br />

effort, but also carried with them a strong connotation of “nationalization.”<br />

In addition to amplifying the role of a federal government which<br />

had been deemed “impotent” on the eve of the Civil War, this “nationalization”<br />

established an economic and commercial link between North<br />

and West. 26 One can safely assume that Sanborn, as the owner of an oil<br />

cloth factory, benefited greatly from these policies in the 1860s.<br />

The South, on the other hand, was trying to emerge from the catastrophic<br />

economic situation brought on by the physical and social effects<br />

of the Civil War. The wealth of the South dropped 30% between 1860 and<br />

1870, while the amount of livestock lost was so severe that it was not until<br />

1910 that livestock reached their 1860 levels. 27 Aggravating the situation<br />

was the fact that money and credit were in short supply. Banking capital<br />

decreased from $61,000,000 in 1860 to $17,000,000 in 1870, while the vol-


F������� 2005 - V�� 1., I���� 1 43<br />

ume of the region’s currency decreased from $51,000,000 to $15,000,000<br />

in the same period. 28 And then there was the overwhelming problem of<br />

labor. Without slavery, the Southern plantations collapsed, leaving vast<br />

areas of uncultivated land.<br />

The multitudes who traveled to the South immediately following the<br />

Civil War described scenes of devastation, of “fields laid waste 29 , cities<br />

burned, bridges and roads destroyed.” 30 Whitlaw Reid, whose account<br />

of his Southern tour of 1865-1866 is one of the best known Northern writings<br />

on the post-war South, wrote of the region’s infrastructure: “Means<br />

of communication through the interior of the South are so thoroughly<br />

destroyed, and Southern society is so completely disorganized, that it<br />

is only in the cities that one can hope for any satisfactory view of the<br />

people.” 31 Sanborn’s description of Knoxville, Tennessee, as a city with<br />

“buildings that are poor, mean, dirty things with no sign of taste or thri�s<br />

about them” 32 is mild compared to that of Richmond, Atlanta and Columbia<br />

(South Carolina), which lay in ruins a�er the War. 33<br />

By 1869, the Congress’ progressive program for reconstructing the<br />

South was well underway. In 1865, President Andrew Johnson’s conservative<br />

vision for “restoration” of the South highlighted his desire to shi�<br />

the power in the South from the white aristocracy to the white yeoman<br />

class. He was not interested in giving freedmen any meaningful place in<br />

society. “White men alone,” said Johnson, “must rule the South.” 34 His<br />

views on race, combined with his policy to quickly readmit the Southern<br />

states into the Union once they had accepted the 13th amendment,<br />

made for a moderate plan that did not provide the necessary mechanisms<br />

to prevent the Southern states from reinstituting slavery in a different<br />

form.<br />

Johnson’s vision was challenged on the le� by the Radical Republicans,<br />

who firmly controlled Congress. Eric Foner, author of the central<br />

text on the history of Reconstruction, asserts that these Radical Republicans,<br />

many of whom lead the fight for abolition, possessed an ideology<br />

driven by “the utopian vision of a nation whose citizens enjoyed equality<br />

of civil and political rights secured by a powerful and beneficial national<br />

state.” 35 The Radical Republicans, like many of the Northern entrepreneurs<br />

flooding the South, understood that they were living in a moment<br />

where they could, as Thaddeus Stevens put it, “make a nation.” 36 The<br />

first major measure these men took came in the spring of 1867 with the<br />

passing of their first reconstruction legislation. The Reconstruction Act


44<br />

T�� H�������� J������<br />

of 1867, passed on March 2nd over Johnson’s veto, divided the former<br />

states of the Confederacy (except Tennessee) into five military districts<br />

and laid down the steps former rebel states would have to follow in order<br />

to be readmi�ed into the Union. These steps, which included writing<br />

state constitutions providing for universal manhood suffrage and the ratification<br />

of the 14th amendment, 37 were a far cry from Andrew Johnson’s<br />

“restoration” plan calling for li�le change in Southern society.<br />

By the spring of 1869, when Sanborn likely visited the South, the Radical<br />

Republican vision was fading in favor of a return to economic stability<br />

and politics as usual. The death in 1868 of the great orator and leader<br />

of the Radical Republicans, Thaddeus Stevens, proved to be a damaging<br />

blow to the party’s leadership and the radical vision for the South. In addition,<br />

the Radicals had to campaign on the platform of order and stability<br />

during the 1868 election for their survival, and their most important<br />

constituency—freedmen—was diminished by intimidation and violence<br />

by groups like the Ku Klux Klan. 38 This forced the Radical Republicans<br />

to adopt a conciliatory stance towards more moderate Republicans and<br />

Democrats, causing ri�s in the crippled Radical Republican coalition. The<br />

Republican platform for the 1868 campaign called for former rebels to be<br />

“received back into the communion of the loyal people,” 39 a so�er stance<br />

by the Republicans designed to expand their support beyond blacks and<br />

Unionists. Foner writes that in 1868 it was evident that the “Radical generation<br />

was passing, eclipsed by politicos who believed the ‘struggle over<br />

the Negro’ must give way to economic concerns.” 40<br />

In his le�er, Sanborn is quick to point out that he did not see “anything<br />

of that mysterious and desperate band the ‘Ku Klux,’” 42 perhaps in<br />

response to a concern of his cousin David Fifield. That Sanborn begins<br />

his le�er by mentioning the Ku Klux Klan underscores the impact that<br />

the terror organization had on Southern society by 1869. The Klan was<br />

originally formed in 1866 in Pulaski, Tennessee, as a fraternal organization<br />

designed purely for amusement. By 1867-68, however, generals,<br />

politicians, and vigilantes took over the Klan and directed its activities<br />

towards restoring the antebellum Southern social order through violence<br />

and intimidation. 43 Foner describes the Klan as “a military force serving<br />

the interests of the Democratic Party, the planter class, and all those<br />

who desired the restoration of white supremacy.” 44 Klansmen, however,<br />

maintained that their actions were prompted by the “instinct of self-protection.”<br />

45 During the first four months of 1868, the Klan expanded to


F������� 2005 - V�� 1., I���� 1 45<br />

nearly every Southern state and had effectively launched a “systematic<br />

crime wave” 46 against those aiding the ideas behind the congressional<br />

reconstruction effort.<br />

It is not surprising, however, that Sanborn never came across the<br />

Klan during his Southern tour in the spring of 1869. A�er the escalation<br />

of Klan violence in 1868, the carpetbaggers and scalawags who controlled<br />

the Southern governments began to crack down on the group’s activities.<br />

Governor Brownlow of Tennessee, one of the staunchest advocates<br />

of Radical Reconstruction, pushed the “Ku Klux laws” through the state<br />

legislature, which outlawed the Klan in an a�empt to “preserve the public<br />

peace.” 47 On February 20, 1869, Brownlow declared martial law in<br />

nine Tennessee counties, thanks to the state government’s legislation. 48<br />

Other states followed Brownlow’s lead, and in the spring of 1869, the<br />

Klan’s Grand Wizard announced its dissolution. John Hope Franklin argues<br />

that the official disbanding of the Klan was a tactical move by the<br />

organization with the hope that governments would no longer hold the<br />

Klan responsible for Southern lawlessness and crime. 49 Despite the continuing<br />

violence in the South against blacks and those promoting Radical<br />

Reconstruction, the Klan’s activities did decrease in the spring of 1869.<br />

Out West, social and economic upheaval, although less dramatic, was<br />

also taking place. People continued to move West for economic opportunity,<br />

but a new breed of immigrants from the North—similar to those<br />

who went South right a�er the Civil War—had arrived. The 1870 census<br />

reveals that the American West contained 1,931,789 people 50 and that the<br />

population had grown by 100,000 between 1860 and 1870. Between 1865<br />

and 1870, a new class of individuals arrived largely comprised of Union<br />

army veterans, Republican carpetbaggers and those sympathetic to the<br />

Radical Republican effort. 51 Those seeking to work on the land found<br />

that demand for crops was high immediately following the War. Also,<br />

the lack of a transcontinental railroad 52 had not to brought the West into<br />

the “commercial complex that determines price structure,” which meant<br />

that price decline was not a problem as it was in the North. 53 While the<br />

immediate postwar West could still reap great benefits for those willing<br />

to live on the prairie, technology and a growing federal government were<br />

two factors in its emergence from isolation during the Gilded Age and<br />

therea�er.


46<br />

T�� H�������� J������<br />

J.A. Sanborn and Northern Energy<br />

J.A. Sanborn’s illustrious political and business careers reflect the<br />

types of distinctly “Northern” values—industry, energy, usefulness—that<br />

Yankee businessmen and politicians a�ributed to themselves throughout<br />

the 19th century, especially when comparing themselves to the “decadent”<br />

Southerners. Readfield 54 town records paint the picture of a hardworking<br />

man who was successful in many different disciplines. Born in<br />

1814, his father died when he was ten years old, and his mother raised<br />

him. He became a member of the Readfield Methodist Society at age 22,<br />

and entered public life by becoming postmaster of the town as a 30 year<br />

old. In 1844-6 he served as a selectman on the town council, by 1849<br />

had become an agent for the local school district, and in 1854 his ambitions<br />

took him to a larger arena as a member of the Maine State House<br />

of Representatives and Treasurer of the state in 1855. His political career<br />

peaked in the 1860s when he served as a State Senator in 1864 and a member<br />

of the Governor’s Council in 1867 and 1868. 55 Despite his impressive<br />

political career, much of his legacy in town history has been overshadowed<br />

by the fact that four Maine governors hailed from Readfield in the<br />

19th century. 56<br />

Sanborn’s abilities did not end in the political arena. He was most<br />

well known for his business pursuits, which helped usher in the development<br />

of Readfield’s “golden age” in the mid-19th century. On the envelope<br />

of Sanborn’s le�er is a return address to a “J.A. Sanborn and Co./<br />

Manufacturers and Dealers in/Floor, Stair and Carriage/OIL CLOTH.” 57<br />

This address was one outlet for the sale of oilcloth products that Sanborn<br />

manufactured in the factory he helped build in East Readfield in<br />

1845. 58 Henry D. Kingsbury, who in 1892 published a history of Kennebec<br />

County, writes that the oilcloth works became the “high water mark<br />

of Readfield prosperity,” 59 and existed during a time when East Readfield<br />

was a “thriving hamlet.” 60 Sanborn started the plant with a group<br />

of local men, who Mary Schultze Page, a Readfield historian, describes<br />

as possessing the qualities of “perseverance and indomitable resolution<br />

necessary to survive” and the “ingenuity and resourcefulness to become<br />

good businessmen as well.” 61 Sanborn bought out the group of owners<br />

in 1865 and was sole owner of the business until 1870 when he sold the<br />

entire plant to Charles M. Bailey. 62 During his tenure, Sanborn expanded<br />

the factory’s workforce to over 50 people, and opened stores in both<br />

Readfield Corner 63 and Boston. Since oilcloth was used frequently in the


F������� 2005 - V�� 1., I���� 1 47<br />

Civil War, there is li�le doubt that business boomed for Sanborn and his<br />

partners during the War (as was the case for much of Northern industry).<br />

When the factory burned down in 1877—the same year in which Sanborn<br />

died—Bailey rebuilt it in Winthrop and, as Kingsburg notes, “the bright<br />

prospects of a thriving hamlet…were extinguished.” 64<br />

It is quite clear that J.A. Sanborn was not a man fond of idleness;<br />

his self-history indicates the qualities of a character constantly in motion,<br />

moving from one pursuit to the next, always in search of power or<br />

money. Sanborn exemplified the qualities of industriousness and restlessness<br />

associated with the notion of “Northern energy.” The idea of<br />

Northern energy describes an industrial Northern society in contrast to<br />

the stereotypical laziness of Southern society, with a small ruling planter<br />

class that lives idly off the toil of slaves. Anne Norton, in an essay entitled<br />

“Paradigms in Conflict,” writes, “The North’s industrialization and<br />

the South’s enduring agrarianism present the dominant disparity in the<br />

political culture of the two sections.” 65 The North, which by the time of<br />

the Civil War looked completely different from the South due to substantial<br />

industrialization, was America’s bastion of capitalism and free<br />

market competition. The image of the Northern entrepreneur from this<br />

period—clever, industrious, hard working—was in stark contrast to that<br />

of the Southern plantation owner, who was o�en seen as indolent and<br />

lacking usefulness.<br />

Sidney Andrews, a Northerner who toured the South in 1865 as a<br />

correspondent for the Chicago Tribune and the Boston Daily Advertiser 66 ,<br />

observed the lack of emphasis and low value that Southerners appeared<br />

to place on labor. Andrews reported: “If there is one thing more needed<br />

in the whole South…more needed here than loyalty, it is respect for labor<br />

as labor—not merely respect for it as a means of sustaining life; but<br />

respect for it as a branch of divine economy, respect for it as a means of<br />

human elevation.” 67 Here, Andrews is referring to the lack of a Southern<br />

work ethic and the necessity for the growth of one if the South is to<br />

survive economically without the institution of slavery. The notion of<br />

developing these Northern ideas in Southern society was an extremely<br />

ambitious, if not farfetched one. As Whitlaw Reid bluntly described the<br />

former rebels a�er conversing with dozens of them a�er the war, “They<br />

have no sort of conception of free labor.” 68<br />

Ben Franklin, an American icon whose autobiography was widely<br />

read through the nineteenth century, personified and popularized the idea


48<br />

T�� H�������� J������<br />

of Northern energy. Franklin, a capitalist through and through, placed a<br />

strong emphasis on usefulness and work ethic. In one of the more memorable<br />

passages in his autobiography, Franklin describes his “bold and<br />

Arduous project of Arriving at Moral perfection.” 69 While the very act of<br />

seeking moral perfection inherently requires an impressive amount of<br />

energy and discipline (although it is worth noting that despite his efforts,<br />

it is safe to say that Franklin did not actually achieve moral perfection),<br />

virtues number two through six of the thirteen virtues he lists to achieve<br />

moral perfection directly relate to his infatuation with hard work. Both<br />

Silence 70 and Order 71 reflect the “usefulness” aspect of Franklin’s work<br />

ethic; these virtues encourage him to make the best of his time in order to<br />

be as productive as possible. Resolution 72 , Frugality 73 and Industry 74 express<br />

Franklin’s desire to persevere and finish tasks, waste no resources<br />

or time that can take away from the fruits of labor, and to always focus on<br />

“useful” 75 tasks. It is these ideas that are commonly recognized as Yankee<br />

capitalistic characteristics—the notion of joining morality with labor<br />

and self-be�erment with industry. As Norton points out, the industrial<br />

development perpetuated by the capitalism driven by these ideals in the<br />

North were “merely a manifestation of the nation’s moral progress.” The<br />

marriage of the Northern capitalists’ ideas about work ethic and morality,<br />

which we can see manifested in Sanborn’s accomplishments, was the<br />

rallying point for those Northern entrepreneurs seeking to promote benevolence<br />

through enlightened self-interest.<br />

The concept of Northern energy in relation to reconstructing the<br />

South is apparent in the many published accounts by Northerners evaluating<br />

Southern culture. Many of these accounts actually reveal more<br />

about the Yankee’s vision of himself than they do about the culture<br />

and condition of the South. In these accounts, Franklin’s buzzwords of<br />

Northern capitalism—“useful,” “industrious,” “energy”—are repeatedly<br />

used to describe the types of values these Yankees believe can be infused<br />

into Southern society. For example, while passing through Washington<br />

D.C. at the beginning of his Southern tour, John Trowbridge is asked by a<br />

Southerner, “what do you Northerners, you Massachuse�s men particularly,<br />

expect to do now with the niggers?” Trowbridge flatly replies, “We<br />

intend to make useful and industrious citizens of them.” 76 A reporter<br />

for the New York Herald, who claimed to have found a cure for “Southern<br />

backwardness” wrote, “The prosperity of the South, of the planters and<br />

of the Negroes depend alike on the emigration of the Yankees and Yan-


F������� 2005 - V�� 1., I���� 1 49<br />

kee energy.” 77 This confidence or hubris—depending on one’s point of<br />

view—provided Northern entrepreneurs with the bravado and moral leverage<br />

to move into the South and a�empt to simultaneously gain wealth<br />

and fundamentally alter Southern culture.<br />

“Southward Ho!”<br />

J.A. Sanborn’s claim that his interest in investing in the South grew<br />

out of a desire to “help develop their resources” was a familiar one in<br />

the 1860s. The Yankee entrepreneurs who invaded the South during Reconstruction<br />

arrived in large numbers with varying objectives, ranging<br />

from the narrow goal of ge�ing rich quick to a larger purpose of helping<br />

to rebuild the South in the image of Northern culture and society. The<br />

financial success that the North enjoyed during the Civil War coupled<br />

with the Yankee air of superiority over Southern culture created the ideal<br />

circumstances for “carpetbag imperialism” 78 in the South. While historians<br />

tend to focus on the influx of Republican and Northern ideas into the<br />

South through the carpetbag/scalawag voice in reconstructed Southern<br />

governments, these ideas were also spread by the voices of Northern industry<br />

and capitalism.<br />

The peak of Northern emigration to the South occurred between 1865<br />

and 1866. Like J.A. Sanborn, most of the men entering the South to become<br />

planters did not have much farming experience. Records from the<br />

period indicate that most of these entrepreneurs were young men aged<br />

30-33 from professional or business backgrounds—in addition, most did<br />

not serve in the Union army. 79 These Northern businessmen made themselves<br />

quite visible upon their arrival in the South in 1865; one Boston<br />

man, a�er sailing to the former Confederacy a�er war’s end, reported<br />

that “nearly half the travelers in every boat are New Englanders.” 80 A<br />

rush for land reminiscent of the frenzies for resources in the West had<br />

reached full swing in the South.<br />

Michael J. Quill, author of Prelude to the Radicals, argues that despite<br />

the rhetoric of many Northerners flaunting their ideas about reconstructing<br />

the South, shortly a�er the war most were in it for the short road to<br />

wealth. “As the war came to a close,” argues Quill, “it is unlikely that<br />

many Northern businessmen had bothered to construct elaborate or<br />

detailed blueprints for the new South. Instead, they were much more<br />

concerned about the ways in which Southern wealth could benefit the<br />

Northern economy in its return to a peace footing.” 81 Lawrence Powell,


50<br />

T�� H�������� J������<br />

author of a book on the land rush in the South a�er the war entitled New<br />

Masters, also writes, “Almost every northerner who invested in…plantations<br />

in these years [1865-66] looked chiefly to the speculative aspects…<br />

The newcomers commonly calculated their profits in the tens, even hundreds,<br />

of thousands of dollars, with the conviction of men who knew that<br />

such a chance comes but once in a lifetime.” 82 Here we see the notion of<br />

Northern energy and capitalism playing itself out in the South—there<br />

seemed to be no more useful way of spending “excess greenbacks” than<br />

in speculation.<br />

Despite the overwhelming evidence that the newcomers were primarily<br />

interested in personal financial gain, this pursuit was o�en aided<br />

by ideological or humanitarian visions used to justify the blatantly<br />

capitalistic mission, especially in the years following the rush of 1865-66.<br />

Some Northern plantation owners leased their plantations to freedmen,<br />

in order to help them in the transition from slavery to freedom. Others<br />

offered working opportunities to freedmen to prove to Southern society<br />

that “the freed Negro under decent and just treatment can be worked<br />

to profit to employer and employee.” 83 In addition, the Yankee sometimes<br />

came south to improve agricultural techniques to maximize profits.<br />

Yankees o�en perceived Southern agriculture as “primitive,” and experimented<br />

with new farming technology to figure out ways to reduce labor<br />

and increase their financial success. 84<br />

If the Northern speculators all agreed on one thing, it was that they<br />

were “true pioneers of free labor, evangelists of a more excellent way…<br />

they felt sure that their contributions to the economic well-being of the<br />

South would improve the condition of every class and race in the former<br />

Confederacy.” 85 This, however, was more of a rationalization than a real<br />

motive. Although Sanborn’s republican beliefs are revealed when he refers<br />

to the institution of slavery as “miserable” and the Southerners as<br />

“rebels reconstructed or unreconstructed,” 86 his primary motive still is to<br />

find the place where the “means of accumulating wealth are to be formed<br />

in greater abundance.” Furthermore, if his foremost intention was to aid<br />

in the effort to reconstruct the South, he would not have also speculated<br />

in the West.<br />

Sanborn, despite his goals and rationalizations, did not fit the mold<br />

of the typical carpet-bagging speculator on several levels. He was 55<br />

when he took his trip down south; most speculators from that period<br />

were between the ages of 30 and 33. There are clues indicating, however,


F������� 2005 - V�� 1., I���� 1 51<br />

that perhaps Sanborn was actually taking the trip to find a place for his<br />

son to se�le as well as to advise David Fifield on the value of relocating<br />

elsewhere. These clues are evident both when Sanborn reveals that his<br />

son had se�led out West and in his tone towards Fifield. Sanborn tells<br />

Fifield, “On foot I saw but li�le in the country so far as the people are<br />

concerned that would be pleasing to you,” and comments that Fifield<br />

probably would not like the climate around Knoxville. 87<br />

One of the oddest things about Sanborn’s Southern tour, when put<br />

in historical context, was that he took it in 1869. The Northern invasion<br />

of businessmen and speculators was a phenomenon that was highly<br />

concentrated during the years 1865-1866. In 1867, many of those who<br />

headed South for their fortunes found their dreams dashed thanks to<br />

the crop failures of 1866-67. 88 Co�on planters suffered from the heavy<br />

spring rains and light summer rains which severely retarded plantation<br />

work. Wrote one Yankee co�on plantation owner from Port Royal, Mississippi,<br />

“It would seem that since the commencement of the rebellion,<br />

the elements, worms, & all the forces of nature had conspired against the<br />

intruders of the southern soil.” By 1867, the price of co�on had fallen to<br />

14 cents a pound and the cost of operating a plantation was double than<br />

what it had been in 1860. 89 This was the case for many crops in the South;<br />

by 1867 it was no longer “useful” for a Yankee to speculate in the South<br />

strictly for financial gains.<br />

Powell does point out, however, that “occasionally a man of means<br />

went south a�er 1867 in search of a co�on plantation.” 90 While Sanborn<br />

appeared to be a�er something more modest than a co�on plantation,<br />

circumstantial historical evidence indicates that he was probably driven<br />

more by his situation at home than a burning desire to head south. Sanborn’s<br />

son had recently married so the timing was ripe for Gustauvas<br />

and his new wife, Helen M. Thomas, to se�le somewhere outside of East<br />

Readfield. In addition, J.A. Sanborn had just finished his tenure on the<br />

governor’s council and was likely in the process of selling his oil cloth<br />

factory to William Bailey, a deal that he completed in 1870. 91 Although<br />

Northerners had ceased entering the South in hordes as in 1865-66, over<br />

two-thirds of Virginia’s land and one-quarter of South Carolina’s land<br />

remained uncultivated as late as 1869. 92 Although this was no longer the<br />

golden age of cheap Southern land, there were still plenty of opportunities<br />

for Sanborn to satisfy his agricultural interests. Unfortunately, he<br />

concludes that the social and financial start-up costs of living in the for-


52<br />

T�� H�������� J������<br />

mer Confederacy did not justify the potential long-term gains.<br />

The Yankee entrepreneurs’ interaction with former rebels formed an<br />

integral part of the carpetbaggers’ experience. Sanborn describes his interaction<br />

with the Southerners as civil but possessing an underlying tension:<br />

“…[I] was permi�ed to pass quietly along about my business and<br />

was civilly treated by all with whom I came in contact. Still I do not wish<br />

you to infer from what I have said that I think there is an extra amount of<br />

love and goodwill on the part of rebels reconstructed or unreconstructed<br />

for the once hated yankees.” 93 Postwar accounts of Yankee interaction<br />

with Southerners reveal a mixed bag of a�itudes towards the newcomers,<br />

o�en highlighted by the former rebels’ paradoxical desires for both<br />

economic assistance from the North and a preservation of their culture of<br />

defiance and self-rule. In his Southern tour in 1865-1866, Whitlaw Reid<br />

witnessed the la�er facet of this paradox. While in New Orleans, Reid<br />

spoke with a lawyer who was confident that the Northern planter movement<br />

to alter the South would fail. “When we get in,” the lawyer argued,<br />

“we’ll put an end to this impudent talk of you Yankees about regenerating<br />

the South by Northern immigration. We’ll require you to spend ten<br />

years in the state before you can vote! 94 …I have no love for the flag. It<br />

never protected me; it has robbed me and mine!” 95<br />

In addition, a general dislike for Yankee men and their culture—particularly<br />

the outgrowths of that “Northern energy”—contributed to the<br />

Southerners’ ill feeling towards the Northern newcomers. Many of the<br />

former rebels’ perceptions of their culture, filled with images of honor<br />

and gentlemanly conduct, were in direct contrast with how they viewed<br />

their Northern conquerors. There was quite a bit of resentment that these<br />

images would be replaced by “strange faces [Yankees], cold and heartless<br />

creatures; plo�ing and striving for the Almighty dollar.” 96 By 1869, when<br />

Sanborn arrived in the South, Radical Reconstruction had provoked an<br />

increase in Southern defiance which lead to widespread violence by<br />

many dedicated white Southerners. While the Radicals were able to turn<br />

the political tide in favor of assisting freedmen and instituting progressive<br />

reforms to alter the Southern social order, that old resentment of the<br />

Yankees lived on.<br />

In spite of this bi�erness, more pragmatic Southerners realized that<br />

their financial survival a�er the war could be achieved through the assistance<br />

of Northern enterprise. 97 Quills uses the example of a hotel<br />

clerk in Mississippi who was “very effusive” when welcoming specu-


F������� 2005 - V�� 1., I���� 1 53<br />

lation-minded guests: “Make yourselves perfectly at home, gents…Lots<br />

of new men coming into the country. That’s what we want; the Yankee<br />

capital, the Yankee enterprise is all we want.” 98 Powell argues that “One<br />

fact stands out very clearly: Southerners strained every nerve to encourage<br />

Yankee investments in the plantation economy.” 99 Solicitations for<br />

Northern investment were prominent in newspapers, while many Southern<br />

governments begrudgingly approved legislation that would facilitate<br />

Northern enterprise. 100 This was strictly business; this brand of Southern<br />

hospitality, as manifested by the Mississippi hotel owner, was purely<br />

economic. Sanborn’s words were true for the period—there was not any<br />

“extra amount of love” on the part of the former rebels. The Southern<br />

and Northern identities, at least when one got past the wallet, remained<br />

distinct and in conflict during Reconstruction.<br />

Conclusion<br />

J.A. Sanborn passed away in 1877, the same year a�ributed to the<br />

end of Reconstruction. Rutherford B. Hayes won the disputed election<br />

of 1876 by making a deal with Democrat Samuel Tilden. Known as the<br />

Compromise (or Bargain) of 1877, the agreement included the withdrawal<br />

of federal troops from the South, which effectively ended Reconstruction.<br />

Remarked one black Louisianan Henry Adams, “The whole<br />

South—every state in the South had got into the hands of the very men<br />

that held us as slaves.” 101<br />

Most Northerners seeking a life on the land in the South quickly<br />

found themselves returning home, and by 1877 it was quite clear that<br />

the old agrarian masters had regained control of the South. The New<br />

South movement, fiercely advocated by Atlanta Constitution editor Henry<br />

W. Grady, claimed that industry and manufacturing were the “true remedy”<br />

102 for Southern ills. Still, the industrialization that occurred in the<br />

South was not a large enough change 103 to remedy larger societal evils<br />

that haunted the region—segregation, sharecropping, poverty. Although<br />

the South looked different by 1900 compared to 1860, the influx of Northern<br />

ideas and money during Reconstruction did not affect the kind of<br />

social change that would unify a nation.<br />

J.A. Sanborn’s le�er to his cousin is best viewed as a collection of<br />

symbols of the challenges Southern Reconstruction. Sanborn himself<br />

is a model of the “Northern energy” paradigm. The Southern a�itudes<br />

towards Sanborn represent the deep divide between two diametrically


54<br />

T�� H�������� J������<br />

opposed cultures and worldviews, which would impede the ability of<br />

the South to reconstruct itself on its own terms. Conversely, Sanborn’s<br />

description of Knoxville and its people as “poor and dirty” can be viewed<br />

as a symbol of Northern arrogance, a condescending perception of Southerners<br />

which reveals the hubris of the conqueror and his imperialistic<br />

tendencies. Most importantly, his benevolent self-interest represented<br />

the rationalizations and realities that drove the Yankee carpetbagger.<br />

Appendix A<br />

Relevant Information about Readfield and East Readfield<br />

East Readfield, Maine, is a small town outside of Augusta, the state’s<br />

capital. As mentioned in footnote 32, East Readfield is a section of the<br />

township of Readfield. By 1892, Readfield was most well known for the<br />

number of high-level politicians and statesmen that were born and raised<br />

in the town (by 1892, four Maine governors 104 , a United States Senator<br />

and two members of presidential cabinets hailed from Readfield), Kennebec<br />

County historian Henry D. Kingsbury writes, “The air of Readfield<br />

seems to have been charged with a tonic, a�ractive to the tastes and conducive<br />

to the growth of lawyers and statesmen.” 105 It is in this tradition<br />

that Sanborn grew up, and he followed the footsteps of the more famous<br />

locally born politicians by becoming a State Senator and a member of<br />

the Governors’ Council (there are no records indicating that he ran for<br />

anything higher).<br />

Despite its reputation as both a thriving agricultural and vacation<br />

community, Readfield became a place for mills and factories to thrive in<br />

the 19th century. The town featured a grist mill, a cider factory, a tannery<br />

where famous leather was made, a potash factory and Sanborn’s oilcloth<br />

factory. 106 The Readfield depot, which was built in the 1840s, greatly benefited<br />

the town’s business and allowed the expansion of its factories (like<br />

Sanborn’s a�er 1860). 107<br />

The chief researcher and historian at the Readfield Historical Society,<br />

a quaint 18th century house (with no heating, telephones or computers)<br />

which holds most of the town records, calls East Readfield the “forgo�en<br />

village.” 108 While Readfield as a whole prospered into the 20th century,<br />

the Augusta Water Company bought much of the East Readfield’s land<br />

out shortly a�er Sanborn’s death. The company obtained most of the<br />

land around Carleton Pond and demolished the schoolhouse (the town’s<br />

community center) and almost all of the nearby houses. 109


F������� 2005 - V�� 1., I���� 1 55<br />

Appendix B<br />

Sanborn’s Letter: Written in 1867 or 1869?<br />

It is difficult to determine whether Sanborn wrote his le�er in 1867<br />

or 1869. Two key pieces of historical evidence indicate that the le�er<br />

was probably wri�en in 1869. First, official documents provided by the<br />

Readfield Town Clerk’s office show that J.A. Sanborn’s son, Gustauvas,<br />

was married in East Readfield in 1868. Sanborn writes later in the le�er<br />

that he thought Gustauvas “made a very good selection and is in a good<br />

county and neighborhood and has a splendid piece of land, but I do not<br />

think the climate there what he needs and I doubt if he remains there<br />

next winter.” 110 It seems unlikely that an unmarried man would go and<br />

se�le in the West; it seems more probable that Gustauvas chose to move<br />

away from East Readfield a�er he married Helen M. Thomas. In addition,<br />

town records also show that Gustauvas, like his father, became a<br />

member of the East Readfield Methodist Society in 1870. 111 This indicates<br />

that his father’s prediction [“I doubt if he remains there next winter”]<br />

was correct; Gustauvas did return home.<br />

Perhaps the most convincing clue to the le�er’s date is Sanborn’s<br />

reference to the “Ku Klux.” The Ku Klux Klan was only formed as a<br />

very small group in 1866, and it had just completed its transformation<br />

into a terror group aimed at blocking radical reconstruction efforts in<br />

1867. 112 A New York Times profile of unionist Tennessee Governor William<br />

Brownlow by a correspondent who had spent time in the state, makes no<br />

reference to the Klan 113 , which had hounded Brownlow and members of<br />

his administration for years during Reconstruction. The Klan had not received<br />

much a�ention until 1868, when its activities escalated during the<br />

election season. It is extremely unlikely that in May 1867 a Mainer like<br />

Sanborn would have heard of the Klan, let alone have gathered enough<br />

knowledge to characterize it as a “mysterious and desperate band.”<br />

Appendix C<br />

Conditions in Knoxville, Tennessee<br />

It is particularly interesting that Sanborn chose to describe the city<br />

of Knoxville to his cousin David given the city’s unique character in the<br />

context of the Civil War and Reconstruction. The climate and terrain in<br />

the area of Knoxville, which made large plantations inhospitable, were<br />

the central influence behind the city’s character. The town’s ruling class


56<br />

T�� H�������� J������<br />

in the antebellum period, which was comprised mostly of merchants and<br />

professional men, resembled more of a Northern urban social landscape<br />

than a Southern one. 114<br />

As a result of these factors, Knoxville became a Unionist stronghold<br />

during the Civil War and remained friendly towards Northerners during<br />

Reconstruction. 115 It is almost certain that Sanborn, as a Northerner, was<br />

welcomed warmly in Knoxville. In 1865, as Whitlaw Reid’s railcar approached<br />

Knoxville, a former Confederate soldier (mistaking Reid for a<br />

former rebel) whispered in his ear:<br />

This isn’t a good country for you and me. They’re all tories<br />

here. Every d----d scoundrel of them. I’ve been chased off<br />

from my home because I had been in the Confederate army.<br />

For three weeks I’ve dodged about in the woods, and now I’m<br />

a going to get out of this Yankee country. 116<br />

In addition to the post-Civil War Unionist sentiments, in 1869 Knoxville<br />

began a campaign to rebuild itself in the Northern industrial image—an<br />

idea akin to the “New South” movement that developed in the<br />

1880s. Advocates of this local movement, who started the Knoxville Industrial<br />

Association in 1869, were interested in quelling hostility towards<br />

Northern money and capital, and launched a propaganda campaign to<br />

achieve this end. 117<br />

The city of Knoxville experienced both damage and growth as a result<br />

of the Civil War. Sanborn’s description of Knoxville as a place with<br />

“buildings that are poor, mean, dirty things with no sign of any taste or<br />

thri�s about them,” was in line with the city’s condition a�er the war.<br />

Although a great deal of track was laid down during the war for the sake<br />

of moving Confederate men and supplies to the Virginia theatre, much<br />

of these lines was destroyed during the war. Whitlaw Reid claimed that<br />

it took 22 hours to make the 204-mile journey from Lynchburg to Knoxville,<br />

with constant stoppages due to destroyed track. 118 Despite “burnt<br />

houses and solitary chimneys over one whole corner of the city,” Reid<br />

asserts that the people in Knoxville live quite “comfortably.” 119 This was,<br />

of course, in comparison with the horror he saw in some of the harder<br />

hit Southern urban centers. Sanborn’s description of Knoxville as a town<br />

filled with buildings that are “poor, mean, dirty things” and people who<br />

are also “poor and dirty” 120 are perhaps also a commentary on his comfort<br />

zone—Knoxville was a far cry from his “thriving hamlet.”


F������� 2005 - V�� 1., I���� 1 57<br />

Appendix D<br />

Geneseo<br />

In the le�er, Sanborn does not mention in which part of the American<br />

West Geneseo is located. There are currently three towns named<br />

Geneseo in the United States that are located West of the Mississippi (the<br />

fourth is located in New York). Of the three Geneseos in the Western half<br />

of the United States, through process of elimination one can conclude<br />

that Sanborn is referring to Geneseo, Illinois.<br />

Geneseo, North Dakota, was almost certainly not visited by Sanborn<br />

in 1869 because there is no evidence to suggest that a Geneseo existed<br />

there in 1869. The State Historical Society of North Dakota also indicates<br />

that while se�lement in the area began in earnest around 1861, “significant<br />

immigration” commenced only a�er the Northern Pacific Railway<br />

was built to the Missouri River in 1872 and 1873, and the great se�lement<br />

“boom” did not occur until the 1880s. 121<br />

Se�lement in the town of Geneseo, Kansas, did not begin until the<br />

homesteading movement of the 1870s, and even if Sanborn did manage<br />

to beat the wave a se�lers that would enter the state throughout that decade,<br />

Geneseo did not become a township until 1887. 122<br />

This leaves Geneseo, Illinois, which was first se�led in the early<br />

1800s and incorporated into the state of Illinois as a municipality in 1865.<br />

Given the town’s rural se�ing (it is located in the Western part of the<br />

state near Iowa), it is likely that farming was the main occupation for the<br />

town’s residents in the late 19th century. 123 This information shows that it<br />

is likely Sanborn visited Geneseo, Illinois.<br />

Endnotes<br />

1 Horace Greeley, New York Tribune, April 20, 1865 as quoted in Michael J. Quill, Prelude<br />

to the Radicals (Washington, D.C: University Press of America, 1980) 114.<br />

2 J.A. Sanborn, East Readfield, to Cousin David Fifield [location unknown], 21 May 1869,<br />

transcript at Special Collections, Magill Library, <strong>Haverford</strong> <strong>College</strong>, <strong>Haverford</strong>, Pennsylvania.<br />

3 Although Reconstruction is o�en defined as the years 1865-1877, I will specifically be<br />

looking at the period 1865-1869.<br />

4 Sanborn, le�er to Cousin David.<br />

5 Sanborn, le�er to Cousin David.<br />

6 Sanborn’s cousin was David Fifield, who was born in 1800. Readfield town records<br />

could not provide the date of his death.<br />

7 East Readfield, Maine. For a brief sketch of the town’s history, see Appendix A.


58<br />

T�� H�������� J������<br />

8 There is some ambiguity over whether he wrote the le�er in 1867 or 1869. See Appendix<br />

B for a discussion of why it is likely (based on historical evidence) that the le�er was<br />

wri�en in 1869.<br />

9 On a light note, Sanborn’s propensity for procrastination (at least when it came to sending<br />

le�ers) also appeared in a prior le�er to Colonel George B. Barrow in 1864. Sanborn was<br />

writing Barrow in response to the Colonel’s request for a photograph of the Senatorial board<br />

that served prior to Sanborn’s 1864 term. Sanborn writes, “I have neglected day to day thus<br />

far to do so [send the photograph]…” (J.A. Sanborn, East Readfield, to Colonel George B.<br />

Barrow [location unknown], 27 Aug 1864, transcript at the Maine Historical Society, Portland,<br />

Maine).<br />

10 See Appendix C for Knoxville information.<br />

11 Thri�y, in this 19th century context, means “characterized by success or prosperity:<br />

thriving, prosperous, well-to-do, successful, flourishing, fortunate.” Based on the definition<br />

given by The Oxford English Dictionary, second ed, 1999.<br />

12 Based on weather records from the past 48 years, the average temperature in Knoxville,<br />

Tennessee is 59 degrees. Sanborn likely passed through the city sometime between December<br />

and March. The average temperatures for those months are as follows: December, 41 degrees;<br />

January, 38 degrees; February, 42 degrees; March, 50 degrees. Not surprisingly, the records for<br />

Kennebec County, Maine are substantially colder. The mean temperature there is 45 degrees.<br />

In comparison, the winter monthly temperatures are nearly half that of Knoxville: December,<br />

24; January, 19; February, 22; March, 51. Information gathered from www.weatherbase.com.<br />

13 They were wishful thinkers. The Radical Republican effort was severely waning by<br />

1870, and the impact of the 1873 recession proved to be the final straw in turning the North’s<br />

a�ention away from the humanitarian ideas of reconstructing the South and towards their<br />

own economic interests. Once the federal government’s role declined in reconstructing the<br />

South, the antebellum social structure returned (slavery became sharecropping) and the white<br />

Southern farmers regained control of much of the land.<br />

14 Virginia.<br />

15 Tennessee.<br />

16 Geneseo, Illinois. For an explanation on why this is likely, see appendix D.<br />

17 Gustauvas Sanborn, son of J.A. Sanborn.<br />

18 I could not find any evidence to suggest a reason why Sanborn mentioned his visit to<br />

Vineland, New Jersey.<br />

19 J.A. Sanborn’s wife was Lucy Ann B. Sanborn. Despite her “poor health” in 1869, she<br />

died at the age of 67 in 1888 [Readfield town records].<br />

20 David Fifield’s wife was Hannah Stevens [Readfield town records].<br />

21 His official name was Joseph Appleton Sanborn and he was commonly referred to as<br />

Joseph A. Sanborn [Readfield Town records].<br />

22 John Mack Faragher, et al., Out of Many: A History of the American People (Englewood<br />

Cliffs, New Jersey: Prentice Hall, 1993) 512.<br />

23 John Hope Franklin, Reconstruction A�er the Civil War (Chicago: University of Chicago<br />

Press, 1961, 1994) 1.<br />

24 Eric Foner, A Short History of Reconstruction (New York: Harper & Row, 1994) 9.<br />

25 Foner 200.<br />

26 Foner 9-11.<br />

27 William M. Russell, “The Economic Impact of the American Civil War” (Ph.d. Dissertation,<br />

George Mason University, Spring 2001) 15.<br />

28 Lawrence N. Powell, New Masters (New Haven, CT: Yale University Press, 1980) 37.<br />

29 Sanborn describes the land around Knoxville, Tennessee as “not as rich except the bot-


F������� 2005 - V�� 1., I���� 1 59<br />

tom land as I expected to find…” It is difficult to say, however, whether the land was damaged<br />

or neglected as a result of the War or if that was just the natural state of the land. The la�er is<br />

likely; see Appendix C.<br />

30 Franklin 2.<br />

31 Whitlaw Reid, A�er the War: A Tour of the Southern States, 1865-1866 (New York: Harper<br />

& Row Publishers, 1965, 1866) 10.<br />

32 Sanborn Le�er.<br />

33 Faragher et al. 512.<br />

34 Foner 84.<br />

35 Foner 105.<br />

36 Foner 105.<br />

37 Foner 122.<br />

38 Foner 146.<br />

39 The Republican Platform on Reconstruction, 1868 as quoted in Walter L. Fleming,<br />

Documentary History of Reconstruction (Cleveland, Ohio: The Arthur H. Clark Company, 1906)<br />

480.<br />

40 Foner 147.<br />

41 Fleming 481.<br />

42 Sanborn, le�er to Cousin David.<br />

43 Allen W. Trelease, White Terror (New York: Harper & Row Publishers, 1971) 3-5.<br />

44 Foner 184.<br />

45 Franklin 153.<br />

46 Trelease, 27.<br />

47 Franklin 160.<br />

48 Kathleen R. Zebley, “Unconditional Unionist: Samuel Mayes Arnell and Reconstruction<br />

in Tennessee,” in Tennessee History, ed. Carroll Van West (Knoxville: University of Tennessee<br />

Press, 1998) 193. This was the same day that Brownlow resigned as governor to take a seat<br />

in the United States Senate.<br />

49 Franklin 161.<br />

50 U.S. Bureau of Census, Ninth Census of the United States: 1870, Population (Washington<br />

D.C., 1872) 328-335 as cited in Eugene H. Berwanger, Reconstruction and the West (Chicago,<br />

University of Illinois Press, 1981) 18.<br />

51 Eugene H. Berwanger, Reconstruction and the West (Chicago, University of Illinois<br />

Press, 1981) 18.<br />

52 It was actually just completed in 1869, but the economic transformation that it would<br />

engender took some years to occur.<br />

53 Berwanger 33.<br />

54 East Readfield was established in 1850 a�er the partitioning of Readfield. The current<br />

township of East Readfield contains four towns: East Readfield, Readfield Corner, Readfield<br />

Depot, and Kent’s Hill. [see h�p://www.rootsweb.com/~mecreadf/readfld.htm].<br />

55 East Readfield town records.<br />

56 Evelyn A. Po�er of Readfield, Maine, interview by author, November 20, 2002.<br />

57 Sanborn, le�er to Cousin David (return address on envelope).<br />

58 Henry D. Kingsbury, History of Kennebec County (Maine: Maine State Library, 1892) 898,<br />

and Readfield Town Records. Another Readfield historian, Mary Schultze Page, asserts that<br />

the factory was started in 1847. Given her occasional historical inaccuracies (for example, she<br />

misspells “Sanborn”) and the evidence from the town records, it is more likely than not that<br />

the factory was built in 1845.<br />

59 Kingsbury 897.


60<br />

T�� H�������� J������<br />

60 Kingsbury 892.<br />

61 Mary Schultze Page, Reflections of Readfield (Farmington, Maine: The Knowlton & Mc-<br />

Cleary Co., 1975) 20.<br />

62 Kingsbury 898 and Readfield Town Records.<br />

63 Another section of Readfield.<br />

64 Kingsburg 898 and Page 20.<br />

65 Anne Norton, Alternative Americas: A Reading of Antebellum Political Culture (Chicago:<br />

University of Chicago Press, 1986) 251.<br />

66 Glenn M. Linden, Voices from the Reconstruction Years, 1865-1877 (Fort Worth, TX: Harcourt<br />

& Brace <strong>College</strong> Publishers, 1999) 27.<br />

67 Sidney Andrews, The Chicago Tribune, November 25, 1865 as quoted in Lindell 1999,<br />

31.<br />

68 Whitlaw Reid, A�er the War: A Tour of the Southern States 1865-1866 (New York: Harper<br />

& Row Publishers, 1965, 1866) 343.<br />

69 Benjamin Franklin, Benjamin Franklin’s Autobiography, eds. J.A. Leo Lemay and P.M.<br />

Zall (New York: W.W. Norton and Co., 1986) 66.<br />

70 “Speak not but what may benefit others or your self. Avoid trifling conversation.”<br />

(Franklin 67)<br />

71 “Let all your Things have their Places. Let each Part of your Business have its Time.”<br />

(Franklin 67)<br />

72 “Resolve to perform what you ought; perform without fail what you resolve.” (Frank-<br />

lin 67)<br />

73 “Make no expense but to do good to others or yourself; i.e., waste nothing.” (Franklin<br />

67)<br />

74 “Lose no time; be always employ’d in something useful; cut off all unnecessary actions.”<br />

(Franklin 67)<br />

75 Alexis de Tocqueville critiques Americans’ obsession with usefulness: “I see nothing<br />

around but people bent publicly on proving, by word and deed, that what is useful is never<br />

wrong. Is there no chance of finding some who will make the public understand that what is<br />

right may be useful?” See Alexis de Tocqueville, Democracy in America (New York: Harper &<br />

Row, 2000 ed.) 527.<br />

76 Trowbridge, J.T., The South, A Tour… (Hartford, Conn: L. Stebbins, 1866) 78.<br />

77 New York Herald, Aug. 28, 1865 as quoted in Powell 5.<br />

78 George Winston Smith, “Some Northern Wartime A�itudes Toward the Post-Civil War<br />

South,” The <strong>Journal</strong> of Southern History (Aug., 1944), 253.<br />

79 Powell 8. See Appendix for tables.<br />

80 Boston Daily Advertiser, Jan. 15, 1866 as quoted in Powell 1980, 7.<br />

81 Quill 111.<br />

82 Powell 18.<br />

83 Garth W. James to Henry James, Sr., Apr. 7, 1866, in possession of Prof. William<br />

Childers, University of Florida as quoted in Powell 1980, 29.<br />

84 Powell 30.<br />

85 Powell 31.<br />

86 Sanborn, le�er to Cousin David.<br />

87 Sanborn, le�er to Cousin David.<br />

88 Powell 150.<br />

89 Powell 146.<br />

90 Powell 151.<br />

91 East Readfield town records.


F������� 2005 - V�� 1., I���� 1 61<br />

92 George Ruble Woolfolk, The Co�on Regency (New York: Octagon Books, 1979) 101.<br />

93 Sanborn, le�er to Cousin David.<br />

94 It is worth noting that this type of sentiment was inspired by Johnson’s so� and<br />

doomed Reconstruction effort, which provided Southernors with the hope that they could<br />

restore their social order and continue to defy the federal government.<br />

95 Reid 412.<br />

96 Bammie to Ema, June 14, 1866, S.C. Bonner Papers, LSU as quoted in Powell 51.<br />

97 Also see Appendix C, third paragraph.<br />

98 Quoted in Quill 115.<br />

99 Powell 38.<br />

100 Quill 115.<br />

101 Foner 245.<br />

102 Henry W. Grady as quoted in Walter Licht, Industrializing America (Baltimore: Johns<br />

Hopkins University Press, 1995) 120.<br />

103 By 1900, the South contained 30% of the nation’s population but just 10% of its industrial<br />

output. See Grady 122.<br />

104 Jonathon G. Hunton, Dr. John Hubbard, Anson P. Morrill, Lot M. Morill. See h�p://<br />

www.rootsweb.com/~mecreadf/rdfldgov.htm.<br />

105 Kingsbury 890.<br />

106 Page 20.<br />

107 Page 27.<br />

108 Evelyn A. Po�er of Readfield, Maine, interview by author, 20 November 2002.<br />

109 Page 19.<br />

110 Sanborn, le�er to Cousin David.<br />

111 Readfield Town Records (applies to all family information in paragraph).<br />

112 Peter Smith, Unionism and Reconstruction in East Tennessee (Gloucester, Mass.: University<br />

of North Carolina Press, 1966) 58.<br />

113 New York Times, June 26, 1867.<br />

114 Michael J. McDonald and Bruce Wheeler, Knoxville, Tennessee: Continuity and Change in<br />

an Appalachian City (Knoxville: University of Tennessee Press, 1983) 12.<br />

115 This may have been the result of Tennessee’s ability to put itself on a course of self-<br />

Reconstruction. Carpetbaggers did not play much of a role in Eastern Tennessee politics. Instead,<br />

local unionists (or “scalawags”) like Brownlow ran the government See Paul Bergeron,<br />

Stephen V. Ash, Jeanne�e Keith, Tennesseans and Their History (Knoxville: University of Tennessee<br />

Press, 1999) 158.<br />

116 Reid 350-51.<br />

117 McDonald and Wheeler 16.<br />

118 Reid 340.<br />

119 Reid 351.<br />

120 J.A. Sanborn, le�er to Cousin David.<br />

121 See h�p://www.state.nd.us/hist//ndhist.htm.<br />

122 Jim Grey and Janet Ritcha, h�p://skyways.lib.ks.us/towns/Geneseo/history.html<br />

123 See city website, www.geneseo.org.


62<br />

T�� H�������� J������<br />

The Course of a Particular<br />

A Cry For Meaning<br />

Sandra Read-Brown<br />

<strong>Haverford</strong> <strong>College</strong> Class of 2004<br />

Today the leaves cry, hanging on branches swept by wind,<br />

Yet the nothingness of winter becomes a li�le less.<br />

It is still full of icy shades and shapen snow.<br />

The leaves cry…One holds off and merely hears the cry.<br />

It is a busy cry, concerning someone else.<br />

And though one says that one is part of everything,<br />

There is a conflict, there is a resistance involved;<br />

And being part is an exertion that declines:<br />

One feels the life of that which gives life as it is.<br />

The leaves cry. It is not a cry of divine a�ention,<br />

Nor the smoke-dri� of puffed-out heroes, nor human cry.<br />

It is the cry of leaves that do not transcend themselves,<br />

In the absence of fantasia, without meaning more<br />

Than they are in the final finding of the ear, in the thing<br />

Itself, until, at last, the cry concerns no one at all.<br />

-Wallace Stevens’ “The Course of a Particular”<br />

From THE PALM AT THE END OF THE MIND by Wallace Stevens, edited by Holly Stevens, copyright © 1967, 1969, 1971<br />

by Holly Stevens.<br />

Used by permission of Alfred A. Knopf, a division of Random House, Inc.<br />

A line from one of Wallace Stevens’ most well known poems, “The<br />

Auroras of Autumn,” reads: “There is no play./ Or, the persons act one<br />

merely by being here.” This existential rewriting of William Shakespeare’s<br />

famous declaration “all the world’s a stage, and we are but players in it”


F������� 2005 - V�� 1., I���� 1 63<br />

exemplifies literary critic Harold Bloom’s analysis of Stevens’ fulfillment<br />

of “the unique enterprise of a specifically American poetry.” 1 Whereas<br />

Shakespeare’s pithy statement suggests a world existing in and of itself<br />

in which human beings act according to a pre-wri�en script, Stevens’<br />

lines, according to Bloom, expose “the essential solipsism of our Native<br />

Strain.” One finds this isolationist theme manifested in many ways at<br />

the core of Stevens’ poetry: through themes, rhymes, images, etc. Stevens’<br />

manipulation of language is so skilled that, in the case of his poem<br />

“The Course of a Particular,” the very language itself encapsulates the<br />

unique sense of aloneness and isolation in American poetry. However,<br />

a careful analysis of the language in “Course” reveals the simultaneous<br />

existence of an almost contradictory tendency. Though the language is<br />

isolated and cold, the words that Stevens uses are self-consciously interdependent.<br />

Language naturally functions in relation to itself – words<br />

gain meaning through context – yet in Stevens’ poems all of the words are<br />

dependent upon the words around them for their meaning. One could<br />

even say that Stevens’ poetry deconstructs itself as it is developing, for as<br />

his poems unfold, the meaning of words modulates constantly, doubling<br />

back upon itself before rushing ahead anew. Thus as linguistic interdependence<br />

confronts an independently solipsistic mindset, we are forced<br />

to expand Bloom’s characterization: if Stevens’ poetry is uniquely American,<br />

there must be another essential component to our “native strain.”<br />

In order to access the point of tension between individualistic isolation<br />

and interdependence, it is necessary to engage in a careful analysis<br />

of the poem’s language and development. Stevens’ use of the present<br />

tense in “Course” calls immediate a�ention to the temporal status of the<br />

poem: “Today the leaves cry.” The “Today” that begins the poem signifies<br />

that the final meaning (or lack thereof) which the speaker hopes to<br />

reach has not yet been discovered. It is thus appropriate that the poem’s<br />

second line negates what we are offered in the first: “Yet the nothingness<br />

of winter becomes a li�le less. It is still full of icy shades and shapen<br />

snow” (2-3). “Yet” disrupts the descriptive action of the first line – the<br />

poem wants both to be and to become. In other words, “yet” expresses<br />

the tension in the poem between content, in-the-moment existence (being,<br />

what winter is), and a perpetual striving towards (becoming: what<br />

winter will - or is hoping to – be). The poem refuses to rest in the moment<br />

of winter that it has created, becoming instead “a li�le less.” Also in<br />

these lines, the speaker hints at a tension between absence and presence:


64<br />

T�� H�������� J������<br />

if winter is the ultimate season of “nothingness,” then what does it mean<br />

for this “nothingness” to become “a li�le less”? Paradoxically, this doubling<br />

of negation and loss generates a move towards presence. A “nothingness”<br />

decreasing (or lessening) even a “li�le” bit necessarily entails<br />

a movement towards something-ness, towards presence. Consequently,<br />

the “full”-ness of the third line is no longer replete with its proper meaning.<br />

In a reflection of the earlier paradox, the coldness of this line (the<br />

“icy shades and shapen snow”) dissolves the meaning of “full” into the<br />

lack and death of winter thereby opening a dark chasm of meaning. Thus<br />

from the moment of today to the slightly “less” winter, into the cold fullness,<br />

it is clear that Stevens never allows his poem to se�le into meaning.<br />

Such a technique ensures the validity of the poem as an encapsulated<br />

experience, one that the reader can experience alongside the speaker. At<br />

the end of the third line, we are still in the moment of the poem, “yet” it<br />

is so far from the moment in which we began.<br />

In sharp contrast to the interdependent relationship of the poet’s<br />

words, the experience portrayed in the poem is nuanced with a coldness<br />

that continually effects a distance, returning us to Bloom’s solipsistic<br />

characterization. Much of the diction resists any warm, visceral reaction,<br />

as if forbidding the reader to a�ach him or herself to one meaning or another.<br />

Clearly, the season evoked is cold and inhospitable, for it is “full of<br />

icy shades and shapen snow.” The reader is drawn into the world of the<br />

subject, “one” who “holds off and merely hears the cry.” This holding<br />

“off” distances the reader from the cry; and since the poem constitutes<br />

itself through this cry, the holding off also distances the reader from the<br />

poem. “One” (the reader? the speaker? someone else?) is not allowed to<br />

participate in the cry – we/he/she/it are relegated to the act of “merely”<br />

hearing. It is a cry “concerning someone else,” not “one.” Within these<br />

lines, an odd hierarchical ordering of the senses is evident as well. The<br />

speaker’s reductive “merely” peremptorily dismisses “one[’s]” a�empt<br />

to participate aurally in the cry of the leaves. This dismissal indicates<br />

that the speaker expects a deeper, more active level of participation from<br />

“one.” Here, then, exists yet another paradox: the poem’s diction insists<br />

upon distance, yet the flow of the language demands engagement.<br />

As its paradoxes intensify, the poem reaches its central and climactic<br />

stanza in which (both literally and figuratively) there is a “conflict” and<br />

a “resistance”: “And though one says that one is part of everything, /<br />

There is a conflict, there is a resistance involved” (7-8). This conflict can


F������� 2005 - V�� 1., I���� 1 65<br />

be read in part as a dispute with one of Stevens’ American predecessors,<br />

Walt Whitman, the famous American poet of totality and universality.<br />

Whereas the English romantics strove to demonstrate their oneness with<br />

nature, Whitman simply assumes such a stance: “To me all the converging<br />

objects of the universe perpetually flow, / All are wri�en to me, and I<br />

must get what the writing means.” 2 Argues Stevens, a speech act is not<br />

enough: “though one says that one is part of everything there is a conflict”<br />

(my italics). Too o�en, poets posit words as a substitution for action, believing<br />

that the simple act of saying is enough. The mastery and control<br />

that Stevens exudes through his diction forcefully refutes this Whitmanesque<br />

claim: “There is a conflict, there is a resistance,” he declares (my<br />

italics). Oddly enough, within this moment of conflict (which is merely<br />

representative of the agitative experience of the poem) there exists a calm<br />

and complete assertion: “One feels the life of that which gives life as it is”<br />

(9). The line does not seek anything or demand anything; it allows itself<br />

simply to be “as it is.” This act of giving and affirming life comes as a<br />

surprise against “icy shades and shapen snow.” There are no demands;<br />

it is simply a quiet observation.<br />

The poem’s middle stanza contains a plethora of words so lacking<br />

in qualification that the words’ meanings become empty and hollow.<br />

“There is a conflict, there is a resistance involved; / And being part is an<br />

exertion that declines: / One feels the life of that which gives life as it is”<br />

(7-9). “Conflict” and “resistance,” both words expressing assertive oppositions,<br />

are strengthened in their presumption by the declarative “there<br />

is” that precedes each. The almost violent sensation evoked by these<br />

words is modified in the following line by “exertion” which indicates<br />

an internal individual effort rather than an external struggle. However,<br />

the diction’s urgency is constantly truncated by Stevens’ refusal to satisfy<br />

the propositions within his language. The conflict and resistance are<br />

“involved,” but in what? “Part” would imply the existence of a whole,<br />

in which “being” can partake; yet no whole is presented. And the “exertion”<br />

“declines,” but to where, and into what? The only choice that we<br />

have as readers is to refer all of these words back to the “everything” that<br />

one would claim to be part of. Remaining true to his style, the referent<br />

that Stevens offers is the most ambiguous word of the poem. “Everything”<br />

is a generality too vague to be defined, and consequently mimics<br />

the “nothingness” of the first stanza.<br />

Stevens’ prolific use of pronouns further complicates the meaning of


66<br />

T�� H�������� J������<br />

the poem and enhances the play between nothing and everything. Pronouns<br />

serve to designate an already known object without naming it.<br />

However, Stevens’ use of pronouns does not restrict itself to such rules.<br />

Rather, he uses pronouns as though they were nouns with definitive<br />

meaning a�ached. “It is still full of icy shades…,” “It is a busy cry…,”<br />

“…that which gives life as it is…,” “It is not a cry of divine a�ention…,”<br />

“It is the cry of leaves…,” “…in the thing / Itself…” (1, 5, 9, 10, 12, 14-15;<br />

my italics). In every situation in which a pronoun is used, the pronoun<br />

has the ability to mean something different. However, “it” refers essentially<br />

to the same noun throughout the poem (the cry). Such layering<br />

of ambiguity upon certainty echoes the inability of the poem to decide<br />

whether it is one of being or becoming.<br />

Another means through which the speaker ensures distance between<br />

the reader and his poem is through the modulation of the meaning of the<br />

poem created by words with ambiguous literal meaning. A primary example<br />

of this is “cry,” first seen in the opening line of the poem: “Today<br />

the leaves cry” (1). A cry is a spontaneous expression of emotion; it can<br />

signify happiness, surprise, pain, grief, terror, sadness, etc. The intensity<br />

implied by the word “cry” is consistent throughout these emotions, suggesting<br />

the importance of the visceral nature of this reaction. Literally,<br />

of course, the “cry” of the leaves occurs because they are “hanging on<br />

branches swept by wind” -- it is the rustle of leaves against one another.<br />

Although this sound has been referred to as the “cry of the leaves” (my<br />

italics) for purposes of exploring the meaning of “cry,” such an analysis<br />

ignores the active construction of the phrase: “The leaves cry.” The leaves<br />

are performing a definitive action; they are not simply producing a sound<br />

under the agency of another. We might expect a reason for the leaves’ action<br />

to follow, yet the poem that springs from this line refuses the fulfilling<br />

act of justification, emptying out instead into an absence of reason.<br />

Furthermore, the versatile “cry” embodies the tension and indecision<br />

within the poem. Stevens’ poetry is self-conscious; he is highly<br />

aware of poetry as a constructive act. Against this very non-oral/aural<br />

genre, the “cry” stands out as if it were an actual u�erance. The cry is<br />

a verbal evocation of a liminal state between feeling and meaning. It<br />

indicates a sound that is inarticulate and a sense that is incoherent: the<br />

feeling behind the cry drives the noise towards meaning. Symbolic of an<br />

American poet’s struggle to create a place for himself in a new world, the<br />

meaning functions as a limit that the cry is forever approaching and is


F������� 2005 - V�� 1., I���� 1 67<br />

unable to reach.<br />

What, then, is the speaker’s obsession with the leaves and their cry?<br />

Appropriately, considering the poem’s general indecision, the significance<br />

of leaves’ “cry” develops within the space of what they are not and<br />

what they are lacking. “The leaves cry. It is not a cry of divine a�ention,<br />

/ Nor the smoke-dri� of puffed-out heroes, nor human cry. / It is<br />

the cry of leaves that do not transcend themselves” (10-12). A�er several<br />

negations, the poet is finally able to say what the cry is: “It is the cry of<br />

leaves that do not transcend themselves.” Although this line is offered<br />

as a declarative, even this qualification is that which the leaves are not.<br />

“It is the cry of leaves that do not transcend themselves.” The negating<br />

quality of this statement generates more questions than answers. Do the<br />

leaves cry because they do not transcend themselves? Are the leaves able<br />

to transcend themselves? Is this simply the cry that leaves which cannot<br />

transcend themselves are forced to make? And what would it mean<br />

for leaves to transcend themselves? Transcendence is the act of passing<br />

beyond or above, becoming independent of, exceeding. If the leaves<br />

were to reach a state of transcendence they would become independent<br />

of themselves and have no need for themselves. However, they do not,<br />

and probably cannot, transcend themselves; they, like the poem, and like<br />

America, need and seek meaning.<br />

Despite a need for meaning, the poem’s consistent generation of<br />

significance from within negation suggests a fear of, and a flight from,<br />

meaning. The final sentence is a layering of negative upon negative: “It<br />

is the cry of leaves that do not transcend themselves, / In the absence of<br />

fantasia, without meaning more / Than they are in the final finding of<br />

the ear, in the thing / Itself, until, at last, the cry concerns no one at all”<br />

(12-15). “Do not,” “absence,” “without,” “no one,” – the speaker insists<br />

upon the leaves’ inability to be, to accept “life as it is.” However, the diction<br />

of lack in these final lines proves to be more full than it would have<br />

seemed. “Absence” implies that there once was presence – it is more than<br />

just “nothingness.” “Without meaning more” suggests that some level of<br />

meaning does exist. Finally, “no one” is not an exclusive negative. The<br />

space between “no” and “one” is of resounding importance; it does not<br />

negate presence entirely, merely the presence of a specific “one.” Rather<br />

than foreclosing existence, the poem’s ending allows the cry’s meaning to<br />

resonate for all.<br />

The cry is the space in which language and meaning meet. Its re-


68<br />

T�� H�������� J������<br />

ality and actuality cannot be denied, but the “meaning” that resonates<br />

from it exists in an ever-interpretive condition. By admi�ing its own<br />

limitations, however, the poem achieves a far greater meaning and significance.<br />

Meaning must always be subject to reinterpretation, for it is<br />

in this way that it remains true to life. Consequently, Stevens’ refusal to<br />

control the meaning of his poem directly exposes what Bloom refers to as<br />

“the essential solipsism of our native strain.” Much of the poem’s “fear of<br />

meaning” can be read as a refusal to depend upon other entities for significance.<br />

However, the solipsistic shell of the poem is, as has been seen,<br />

intrinsically connected to the cry, to the conflict at the poem’s center, a<br />

cry that has the potential concern “no one” and “no one” in the same moment.<br />

Within this cry, then, we find the nuance that necessarily expands<br />

Bloom’s characterization: as the cry perpetually defines and redefines itself<br />

in the liminal space of the poem, it demonstrates that “the course of<br />

a particular” poem, and of a particular life, is to exclude neither being or<br />

becoming, neither significance or solipsism, but rather to embrace both.<br />

Endnotes<br />

1 Wallace Stevens, ed. And intro by Harold Bloom. New York: Chelsea House Publishers,<br />

1985. 12.<br />

2 Whitman, Walt. “Song of Myself.” Leaves of Grass. Ed. Sculley Bradley and Harold W.<br />

Blodge�. New York: Norton and Company, 1973. p. 47, 404-405.


F������� 2005 - V�� 1., I���� 1 69<br />

Percevalian Mediaevalism<br />

In Jeanette Winterson’s Oranges Are Not the Only Fruit<br />

“All characters…are seekers.” 1<br />

Erin Tremblay<br />

<strong>Haverford</strong> <strong>College</strong> Class of 2004<br />

Contemporary author Jeane�e Winterson’s novel Oranges Are Not the<br />

Only Fruit explores the coming-of-age and coming-out of a young girl<br />

adopted into an evangelical Pentecostal English household. To cra� her<br />

autobiographical novel, Winterson interweaves memoir, fantasy, fable,<br />

fairy tale, medieval romance, and an organizing biblical chapter schema.<br />

Such an array of fictional intertextualities working with(in) the overarching<br />

autobiographical model proves to be a complex and compelling approach<br />

to telling personal narrative. In this paper, we will focus on one<br />

particular narrative strategy and intertextuality which emerges explicitly<br />

four times toward the novel’s end when Winterson reworks the legend of<br />

Sir Perceval and his quest for the Holy Grail. 2 In Oranges, the Percevalian<br />

tale functions as a mythic identity or model for Jeane�e’s life—from her<br />

familial beginnings to her elected and exiled status to her quest toward<br />

sel�ood and authorship. We will draw not only from the medieval myth<br />

as presented by Winterson, but also as originally introduced by twel�hcentury<br />

romancier Chrétien de Troyes in Perceval ou le Roman du Graal.<br />

Consequently, this paper will differ from other studies which have examined<br />

Sir Thomas Malory’s Le Morte d’Arthur as the primarily Percevalian<br />

intertext in Oranges.<br />

Percevalian mediævalism serves as a means of exploring self, identity<br />

and personal psychology in Oranges, for Sir Perceval’s legendary life<br />

becomes in many respects a mirror for Jeane�e’s experiences and journey.<br />

The parallelism is established early, as the mythic chevalier and Jea-


70<br />

T�� H�������� J������<br />

ne�e share a strikingly similar ontological genesis. Both are molded by<br />

the influence of, on the one hand, a dominant mother figure and, on the<br />

other, an absent father. Chrétien alludes to the formative role of Perceval’s<br />

widow mother: “Lors le fils de la veuve se leva dans la Gaste Forêt<br />

solitaire” [“at daybreak there arose a boy/ who was a widowed lady’s<br />

child”] (Chrétien 34/5). 3 Raised in such social isolation, the impressionable<br />

Perceval imbibes his mother’s Catholic imaginary and her cosmology<br />

of a world filled with angels and devils. Having assimilated this<br />

worldview without understanding it, the boy mistakes “cinq chevaliers<br />

armés” [“five armed knights”] in the forest for devils, “les plus laides<br />

choses du monde” [“the vilest things on earth”], and then instead for<br />

angels and even God (35-36/6-7). In a world both perilous and merveilleux,<br />

Perceval’s mother seeks to protect her son in a safe and controlled<br />

physical and social space. Her exclamation upon hearing of this episode<br />

in the forest reveals her intentions and fears: “Beau fils, je croyais si bien<br />

vous tenir éloigné de la chevalerie que jamais vous n’en auriez entendu<br />

parler!” [“I had expected,/ sweet son, that you could be protected/ so perfectly<br />

from chivalry/ that you would never hear or see/ one thing about<br />

it”] (41/14).<br />

Like Perceval, Jeane�e is raised largely in cultural isolation. The<br />

girl’s mother a�empts to keep her safe from the reach of the “Enemies,”<br />

a list which includes “The Devil (in his many forms),” “Next Door,” “Sex<br />

(in its many forms),” “school” (also referred to as “a Breeding Ground”),<br />

and “Unnatural Passion” (Winterson 3, 37, 89). The dominating force of<br />

the mother’s character leaves no room for a (human) father, a man who<br />

is sometimes referred to impersonally as “her husband” (5). The marginalization<br />

of paternal influence and authority is humorously suggested in<br />

the novel’s incipit when Jeane�e explains her arrival in the family: “We<br />

had no Wise men because [my mother] didn’t believe there were any wise<br />

men...” (3). Jeane�e’s adoption further underscores the irrelevance of the<br />

father who, like the biblical Joseph, has no real blood familial claim to<br />

the child. “[A]n easy-going man,” Jeane�e’s father passively fades away<br />

from the central narrative plot (5). Hence, as with Perceval, the mother<br />

plays the formative role, imparting her view of a world fraught with<br />

heathens, devils, merveilles, and enchantements as real as those of the<br />

mediæval tale.<br />

In an implied extension of the Holy Family analogy, Jeane�e’s adoptive<br />

mother is paired with Mary. The girl explains: “She had a mysterious


F������� 2005 - V�� 1., I���� 1 71<br />

a�itude towards the bege�ing of children; it wasn’t that she couldn’t do<br />

it, more that she didn’t want to do it. She was very bi�er about the Virgin<br />

Mary ge�ing there first” (Winterson 3). The mother hence se�les for the<br />

adoption and molding of a model child. The description of Jeane�e’s<br />

personal creation, emphasized by its indented poetic form on the page of<br />

prose, is thus asexual and intellectual, echoing the Old Testament YHWH<br />

speaking creation into being or the Johannine Word-made-Flesh:<br />

Her flesh now, sprung from her head.<br />

Her vision.<br />

Not the jolt beneath the hip bone, but water and the word. (10)<br />

The biblical narrative schema used to make ontological sense of<br />

Jeane�e’s creation, reflected by the chapter title “Genesis,” positions the<br />

child in a christic light. She is capable of, and (pre)destined for, great<br />

things. Jeane�e’s mother, seeking to fashion “a missionary child, a servant<br />

of God,” impresses upon the girl the gravity of her vocation:<br />

We stood on the hill and my mother said, ‘This world is full of<br />

sin.’<br />

We stood on the hill and my mother said, ‘You can change the<br />

world.’ (10).<br />

This sense of destiny, internalized early on by Jeane�e, highlights<br />

a second major point of convergence with the mythic Perceval, that is,<br />

the status as elect. In Perceval ou le Roman du Graal, even the sheltering<br />

mother admits to her son’s predestination or quasi-divine mission: “Vous<br />

serez bientôt chevalier, s’il plaît à Dieu et je le crois” [“soon you will be a<br />

knight,/ God willing; I am sure I’m right”] (Chrétien 43/17). The pairing<br />

of Jeane�e with Perceval further suggests that election is not determined<br />

or limited by familial inheritance or by sexual and gender identity. For<br />

although she may not fully understand her status as adopted, female,<br />

and homosexual, the girl is aware of these identities early on and insists<br />

upon her uniqueness and privilege, saying, “I cannot recall a time when<br />

I did not know that I was special” (Winterson 3).<br />

Nonetheless, election does not simply imply personal glory or destined<br />

triumph, but rather risk, loss, loneliness, and exile, a third narrative<br />

parallel linking Perceval and Jeane�e. The trajectories followed by Perceval<br />

in both the mediæval romance and this contemporary novel reveal<br />

that both authors understand the implications of an elected status. The<br />

elect is drawn into an unknown world to explore not in hopes of glory,<br />

but for “his own sake, nothing more” (174). For Chrétien’s Perceval, exile,


72<br />

T�� H�������� J������<br />

however self-induced it may be, involves first cleavage with the mother.<br />

Perceval’s decision to disobey his mother’s advice upon encountering the<br />

five-armed knights, fighting rather than making the Sign of the Cross,<br />

foreshadows the mother-son separation (Chrétien 35). The next development<br />

in this progressive detachment is Perceval’s decision to leave home<br />

to join King Arthur’s knights. As Chrétien explains, his mother’s dissuasion<br />

is in vain: “La mère le retient comme elle peut…Mais plus de<br />

trois jours elle ne peut le faire demeurer” [“He stayed there only three<br />

more days,/ and a�erwards, although she pleaded, her tears and coaxing<br />

went unheeded”] (43/16-17). Perhaps the chasm is definitively marked<br />

by the symbolic passage in which Sir Gorneman de Gorhaut persuades<br />

Perceval to cast of “les habits que…fit [s]a mère” [“the garments [his]<br />

Mother sewed [him]”]. Shedding the maternal influence and protective<br />

cloak that enveloped him, Perceval chooses instead to dress himself in the<br />

garments offered by his new mentor (63/47).<br />

In Winterson’s reworking of the Perceval myth, based in part on Sir<br />

Thomas Malory’s Le Morte d’Arthur, the young knight “transfers” the<br />

maternal relationship to King Arthur (Cossle� 15, 20). His sense of loss<br />

and separation results from his decision to leave Arthur, the fellowship<br />

of knights, and the utopian Camelot community in which he enjoyed a<br />

respected position. Winterson expresses the sense of regret which accompanies<br />

Perceval’s departure: “[H]e dreams of Arthur’s court, where<br />

he was the darling, the favourite” (Winterson 135). Arthur, however,<br />

reciprocally experiences the sadness, for Perceval notes “the king’s sorrowing<br />

face” upon leaving (166). If Arthur replaces the mother figure<br />

for Winterson’s Perceval, this image of the king’s suffering calls to mind<br />

a comparable distress in Chrétien’s original version, in which the mother<br />

essentially dies of a broken heart caused by the loss of her son (Chrétien<br />

99, 157).<br />

Jeane�e’s narrative parallels this departure from the will of the overbearing<br />

mother and the ensuing acute loss, a development reflected by<br />

the second chapter title, “Exodus.” As critic and mediævalist Carla Ann<br />

Arnell explains, Jeane�e, like Perceval, “ventures out of the garden of<br />

maternal care and bibliculture”; this “la�er-day Eve” moves out of “a<br />

garden of innocence, where all things are named by the maternal keeper<br />

of the garden” (Arnell 51). Refusing to be the missionary her mother<br />

desires, Jeane�e breaks the mold cast for her to discover her own sense of<br />

mission and identity. Her understanding of her election as “called to be


F������� 2005 - V�� 1., I���� 1 73<br />

apart” differs from that of her mother and church and leads to ultimate<br />

separation (Winterson 43). Jeane�e’s defiance plays on the Edenic topos,<br />

since the so-called transgression causing the rupture with mother and<br />

church is her lesbian relationship with a young woman named Melanie.<br />

One particular exchange between the two characters stresses the symbolic<br />

significance of her first lover’s name:<br />

‘Melanie,’ I plucked up courage to ask at last, ‘why do you have such<br />

a funny name?’<br />

She blushed. ‘When I was born I looked like a melon.’ (83)<br />

The passage likens Jeane�e’s “sin” to the tasting of the forbidden<br />

Edenic apple which modern authors o�en transmogrify, for example,<br />

as the more sensual, lush, and fragrant « pêche mûre » [“ripe peach”]<br />

of Julien Gracq’s reworking of the Perceval legend in Au Château d’Argol<br />

(Gracq 75). Furthermore, the passage negates the mother’s insistence that<br />

oranges are “the only fruit,” a leitmotiv emphasized throughout the text<br />

and by the title and epigraph (Winterson 29).<br />

Jeane�e’s desire, which in her innocence she views as “pure,” provokes<br />

an unexpected interrogation in which she affirms her love before<br />

her evangelical pastor and congregation:<br />

‘I love her.’<br />

‘Then you do not love the Lord.’<br />

‘Yes, I love both of them.’<br />

‘You cannot.’ (105)<br />

The church’s condemnation, its a�empts to heal Jeane�e of her “unnatural<br />

passions and…mark of the demon,” and its ultimate rejection of<br />

the young woman mirror the reactions of Jeane�e’s mother, for like her<br />

adoptive family, “the church was [her] family, too” (105, 37). Just as Perceval<br />

parts from his mother, Arthur, and the community of the Round<br />

Table, so Jeane�e must part ways physically, emotionally, and spiritually<br />

with her mother and the church family. The narrator explains: “My<br />

mother wanted me to move out, and she had the backing of the pastor<br />

and most of the congregation, or so she said. I made her ill, made the<br />

house ill, brought evil into the church” (127). Although the correlation<br />

is not exact, the last part of this passage suggests again the image of Perceval<br />

who, in visiting the Fisher King but failing to ask the anticipated<br />

questions, prolongs the king’s illness and the kingdom’s decline.<br />

In a Village Voice interview, Winterson emphasized her interest in<br />

such characters moving in marginalized and liminal spaces: “‘I always


74<br />

T�� H�������� J������<br />

write about outsiders. All my characters are exiles, people on the margins…who<br />

are in fact interesting and special and have their own way of<br />

looking at the world” (Anshaw 17). This outsider status, which seems<br />

paradoxically both predetermined and willingly adopted, initiates Jeane�e<br />

and Perceval into a period of journey and errantry. In this respect,<br />

as stories of formative and spiritual development, Perceval and Oranges<br />

share in the tradition of the Bildungsroman.<br />

A common thread uniting the development of the Bildungs-heros<br />

is the exploration of personal identity, although literal and figurative<br />

ba�les such as that against the nefarious Other, e.g., “l’Orgueilleux de la<br />

Lande”[“the Proud Knight of the Moor”], who must be fought along the<br />

way (Chrétien 106/108). Along the path of discovery, Perceval explores<br />

his new role and identity. He learns the duties and proper comportment<br />

of a chevalier with respect to maidens such as the Demoiselle de la Tente<br />

or to his fellow members of Round Table. Furthermore, he discovers a<br />

new modus operandi not based on reckless force but instead on a certain<br />

sensitivity (toward, for example, Blanchefleur) as well as a capacity for<br />

silent contemplation (e.g. of the three drops of blood on the snow).<br />

Although the rather bleak and industrial landscape of Oranges does<br />

not depict the same evocative primæval geography as does Chrétien’s Perceval,<br />

Jeane�e no less represents a twentieth-century knight-errant whose<br />

metaphorical peregrinations can be construed as interior. Like Perceval,<br />

she must ‘do ba�le’ against the demons and doubts which plague her<br />

and which are symbolized by the “orange demon” that appears when<br />

her mother locks her in a dark room (Winterson 108). In the course of<br />

her development, the embedding of the mythic knight’s journey within<br />

the overarching narrative provides Jeane�e with a means of acting out<br />

her own emotional drama which closely matches that of Perceval: guilt<br />

and remorse, fear and uncertainty, and delight and discovery. The Percevalian<br />

tale also allows the narrator to explore the unnamable compelling<br />

force driving her onward. She writes: “Perceval could have turned<br />

back…[T]he woods were wild and forlorn, and he did not know where<br />

he was, or even what had driven him there” (166). Likewise, Jeane�e is<br />

“always thinking of going back” but realizes such a return is impossible<br />

if she does not want to “lose herself” like “Lot’s wife” (160). In this way,<br />

mythic tale provides a mirror and a vast network of images, symbols, and<br />

interpretive lenses with which Jeane�e can examine her life. In addition,<br />

as Arnell points out, the narrator “creat[es] a dream self who is linked to


F������� 2005 - V�� 1., I���� 1 75<br />

her spiritual psychology, but free from her autobiographical destiny and,<br />

therefore, potentially self-liberating” (Arnell 35). Percevalian legend<br />

thus provides not simply a parallel for Jeane�e’s life, but also the hope of<br />

another realizable life paradigm.<br />

Moreover, a narratological reading of Jeane�e and Perceval’s processes<br />

of self-discovery reveals that each character learns to become a<br />

subject and to create his/her own narration. The previously discussed<br />

detachment from the mother implies that the two protagonists step outside<br />

the constructed parental narration which dominated and determined<br />

their life trajectories. This development is perhaps clearer in the case of<br />

Oranges, which also presents itself as a Künstlerroman, or story about<br />

an artist’s formation (Benson Brown 215). In distancing herself from the<br />

voice and desires of her mother, Jeane�e moves into her real vocation as<br />

prophet:<br />

I could have been a priest instead of a prophet. The priest<br />

has a book with the words set out. Old words, known words,<br />

words of power…The prophet has no book. The prophet is<br />

a voice that cries in the wilderness, full of sounds that do not<br />

always set into meaning. The prophets cry out because they<br />

are troubled by demons. (Winterson 161)<br />

Before she can step into her authorial role, Jeane�e must discover her<br />

voice as speaking subject whose words cannot be pre-scribed because the<br />

prophet points to the future, to paths yet to be navigated.<br />

This process of finding one’s words is not so dissimilar from the maturation<br />

of Perceval, who is originally described as lacking sense and who<br />

progresses to the point where he is capable of guessing his own name<br />

(Chrétien 39). Chrétien writes: “Et lui, qui son nom ne savait, soudain le<br />

connut et lui dit que c’est PERCEVAL LE GALLOIS” [“Not knowing his<br />

real name at all,/ he guessed his name was Perceval/ of Wales and said<br />

so”] (99/98-99). Although it may seem a peculiar or incongruent detail,<br />

the act of naming has been since the days of Adam quite significant, for as<br />

Winterson explains, “Naming is a difficult and time-consuming process;<br />

it concerns essences, and it means power” (Winterson 170). Perceval,<br />

then, asserts power over his self. This act of inspired or prophetic divination<br />

is necessary because Perceval’s mother addressed him as “beau<br />

fils” (literally, “beautiful son”), thereby allowing him only to exist and be<br />

named in relation to her rather than as an autonomous being (e.g. Chré-


76<br />

T�� H�������� J������<br />

tien 45). The hermit in Chrétien’s romance later confirms Perceval’s capacity<br />

to understand the significance of the naming act when he confers<br />

upon the knight “une certaine prière [qui] contenait beaucoup des noms<br />

du Seigneur Dieu, parmi les plus puissants, et que nulle bouche humaine<br />

ne doit prononcer” [“Such potent forms of Our Lord’s name/ were in<br />

this prayer, so great and many,/ no one should u�er it”] (159/175). Thus,<br />

like Jeane�e, Perceval journeys toward an understanding of the power of<br />

naming, of words, and of prophetic self-authorship.<br />

Closely related to the creation of the subject and personal narration<br />

is the fact that both characters progressively learn how to “read,” to interpret<br />

signs and signification skillfully. Perceval must first learn the meaning<br />

and purpose of a chevalier to surpass his original ignorance: “Chevalier?<br />

Je ne connais personne ainsi nommé! Jamais je n’en ai vu” [“I haven’t<br />

met a knight before/...nor seen one”] (36/8). He also discovers the need<br />

to interpret the advice of his mother and Gorneman and to formulate<br />

important and necessary questions. Such questions would allow him to<br />

understand Blanchefleur be�er, to treat her with courtoisie and to restore<br />

health and prosperity to the Fisher King (70, 43, 47, 93, 120). In learning<br />

to interpret signs and to speak up appropriately and confidently, Perceval<br />

steps progressively into his new identity.<br />

Jeane�e follows a related trajectory. In order to understand—to better<br />

name—her identity as lesbian, she must first learn the meaning of<br />

homosexuality, from which her upbringing shielded her. Jeane�e’s world<br />

is fraught with “signs and wonders” to interpret, such as the gypsy who<br />

reads in her palm that she will never marry or the lesbian paper shop<br />

owners who ask Jeane�e “if [she’d] like to go to the seaside with them,”<br />

an invitation the mother promptly forbids (Winterson 17, 13). Critic Amy<br />

Benson-Brown comments that the la�er scene plays on the connection<br />

between sexuality and textuality explored by both Jeane�e persona and<br />

the authorial Winterson: “Significantly, Jeane�e’s first encounter with a<br />

potential lesbian community is at a ‘paper shop,’ later referred to as ‘the<br />

forbidden paper shop’ (Oranges 77). By some symbolic slippage, paper<br />

itself carries the connotation of forbidden fruit” (Benson Brown 215).<br />

Hence, like the legendary knight, Jeane�e must learn to read the world<br />

around. This linkage in Oranges between identity and textuality calls<br />

to mind the “oral textuality” of Perceval’s pre-paper world; when the<br />

chevalier conquers an enemy, he sends the vanquished back to Arthur’s<br />

court to recount the story. Furthermore, the unfinished nature of Chré-


F������� 2005 - V�� 1., I���� 1 77<br />

tien de Troyes’s textual Perceval legend catalyzed (and continues to inspire)<br />

myriad continuations, reinterpretations, and textual explorations<br />

of Perceval’s identity and story.<br />

Moreover, Jeane�e, much like Perceval, must learn to speak again.<br />

The protagonist learns to question her adoptive mother’s ontological and<br />

cosmological stories and absolute truths which teach that there is only<br />

one way to read and to taste life, a view made manifest by the mother’s<br />

insistence that “[o]ranges are the only fruit” (Winterson 29). When Jeane�e’s<br />

church cites Saint Paul and forbids her from the very preaching<br />

it once encouraged, the young woman is silenced and forced to find her<br />

voice again. She must realize that, as a woman, her threatening “success<br />

in the pulpit” is actually “the reason for [her] downfall” (134). In a proclamation<br />

before the congregation, her mother makes clear that sexual orientation<br />

and desire are a cover for the crux of the ma�er, that is, a woman<br />

overstepping gender roles and boundaries:<br />

My mother stood up and said…that women had specific circumstances<br />

for their ministry, that the Sunday School was one<br />

of them…but the message belonged to the men…She ended<br />

by saying that having taken on a man’s world in other ways I<br />

had flouted God’s law and tried to do it sexually. (133-134)<br />

Jeane�e’s trajectory—speaking, being silenced, and finding her voice<br />

again—calls to mind not only the development of Perceval, but also that<br />

of Chrétien’s heroines in Cligès and Erec et Enide. Hence, both Perceval<br />

and Oranges emerge as stories about writing, reading, and speaking one’s<br />

own personal narrative. Benson Brown explains Jeane�e’s personal,<br />

sexual and authorial development: “[T]hat subject, that identity, is not<br />

immediately readable, and the resulting difficulties of interpretation and<br />

representation fuel a…recurrent type of narrative in Oranges: the hermeneutical<br />

tale, or story about language and story making” (Benson Brown<br />

210-211).<br />

The themes of exile and errantry seem to suggest, however, that Perceval<br />

and Jeane�e are seeking something more than affirmation as autonomous<br />

subjects. For, as described by Winterson, Sir Perceval is “begged”<br />

not to leave Camelot by King Arthur who “knew this was no ordinary<br />

quest” (Winterson 128; my italics). Is there indeed a telos to this questing,<br />

an exploit to accomplish or an object to obtain? The case of Perceval<br />

implies that both the path (personal and spiritual development) and its


78<br />

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end (the Grail) are of importance. Although the Grail is described as a<br />

serving pla�er, “un graal…fait de l’or le plus pur” [“grail/...of purest,<br />

finest gold”] and of precious stones, its precise nature and significance<br />

are never revealed (Chrétien 92/89). The Grail comes to symbolize peace,<br />

healing and wisdom, as such human ideals will result from the questions<br />

Perceval must pose regarding the Grail. Winterson’s version of the<br />

myth further suggests the balance, peace and life-giving creativity that<br />

the Graal bestows upon its seekers; she writes: “[Perceval] would speak<br />

of the Grail, but not of his reason for seeking it. He had seen the vision<br />

of perfect heroism and, for a fleeting moment, the vision of perfect peace.<br />

He sought it again, to balance him. He was a warrior who longed to grow<br />

herbs” (Winterson 166). This striking image and apparent paradox of a<br />

warrior who longs to grow herbs calls to mind the biblical image of Judah<br />

and Jerusalem beating “swords into plowshares” and thus suggests the<br />

sacredness of the Grail and the ultimate peace it grants to its seekers. 4<br />

In Oranges, another ideal associated with the Grail is perfect and<br />

“pure” love (64, 105). In this vein, Arnell suggests that “Jeane�e’s own<br />

quest is a romance in the most literal sense, for it is the story of the love<br />

affair between Jeane�e and Katy,” with whom Jeane�e forms a couple<br />

at the story’s conclusion. She adds: “Yet their romance finds fulfillment<br />

in a quest end that is similar to the one Perceval envisions: creativity<br />

and healing” (Arnell 86). However, the reader is cautioned by another<br />

embedded narration—this time a fairy tale in which a prince seeks the<br />

perfect wife—not to equate perfection with “flawlessness,” but rather<br />

with “balance” and “harmony” (61, 64). A wise and fair woman warns<br />

the prince: “What you want does not exist…What does exist lies in the<br />

sphere of your own hands” (66). This tale thus overturns the concluding<br />

line of the sermon that the narrator hears and recounts just before introducing<br />

the fairy tale, that is, “Perfection…is flawlessness’” (60). Thus,<br />

an una�ainable or otherworldly object or state of being is not necessary,<br />

but rather a shi� of consciousness, as is needed by Perceval who sees the<br />

Grail before his very eyes without recognizing its splendor and significance<br />

(Chrétien 92-93).<br />

In a brief passage in which she returns to garden imagery, Winterson<br />

further fleshes out the significance of the Grail to include exploration of<br />

passion and sensuality as well as the realization of love. She writes: “All<br />

true quests end in this garden, where the split fruit pours forth blood<br />

and the halved fruit is a full bowl for travelers and pilgrims” (Winterson


F������� 2005 - V�� 1., I���� 1 79<br />

123). In a thoughtful analysis that considers this passage’s varied elements,<br />

Arnell writes:<br />

[T]he erotic symbolism herein intersects with traditional<br />

symbolism for both biblical and grail mythology…In a skillful<br />

inversion of the Eden story, the narrator suggests that it<br />

is eating of the fruit of this tree…of love rather than knowledge,<br />

that heals…Winterson seems to be connecting the fruit<br />

“bowl”…with the grail of medieval legend, which was seen<br />

as a “dish” or “cup.” (Arnell 87)<br />

Indeed, the bowl-grail coupling is significant, since from its inception<br />

in Chrétien de Troyes’s romance, the Grail has represented an object<br />

that carries or contains physical and spiritual nourishment. Perceval, Oranges,<br />

and the mediæval legend within the la�er story present diverse<br />

interpretations of the Grail to which questing tends. Nevertheless, such<br />

readings are related in their sensitivity toward human ideals such as<br />

peace, healing, harmony, and love.<br />

Although allusions are made to the ultimate physical and metaphorical<br />

Grail in both stories, both characters’ quests remain unresolved.<br />

Chrétien’s text ends unfinished, probably because of the author’s death,<br />

and Winterson’s denouement leaves the tension suspended between Jeane�e<br />

and her mother and church community. Likewise, the Percevalian<br />

quest as described by Winterson remains incomplete. In her article<br />

on Orange’s intertextualities, Tess Cossle� remarks: “Perceval’s final vision<br />

of the Grail is…le� out: we see him only in the process of questing.<br />

This…emphasizes the unclosed nature of Winterson’s ending” (Cossle�<br />

20). One could read such endings as unsatisfactory, as evidently did the<br />

many authors inspired to continue Chrétien’s romance. Such a tendency<br />

reflects a human desire for the quest to be finished, the deed accomplished,<br />

and the reward a�ained. However, Chrétien and Winterson’s<br />

compelling endings seem to communicate that the Grail is something<br />

to be discovered in the process and the journey, rather than an ultimate<br />

prize.<br />

In this paper, we have examined the myriad ways in which the mythic<br />

Perceval serves as a mirror and model for Jeane�e’s identity and story in<br />

Oranges Are Not the Only Fruit: her genesis, personal cosmology, election,<br />

exile, errantry, and development as subject, speaker, sign-reader, and<br />

quester. But what is the effect or the result of this mélange of personal


80<br />

T�� H�������� J������<br />

narrative and legend? Does Winterson’s use of Percevalian mediævalism<br />

call into question the definition, methods, and limits of the autobiographical<br />

genre? For by a creating a “collage” of personal narrative, legend,<br />

and other forms, Winterson “interrupt[s] the ‘straight’ or mainly chronological<br />

narrative” (Benson Brown 210). In deviating from the “straight,”<br />

the author dismisses the trodden and expected narrative path and heterocentric<br />

discourse, as well as and the fundamentalist “straight and narrow”<br />

road. She thereby rejects the idea of one single lens through which<br />

to understand and read the world, as well as the traditional privileging<br />

of history (“real,” “objective”) over story (“make-believe,” “subjective”).<br />

Rather, she suggests that the self and the world can be best represented<br />

and understood through mythology, imagination, and subjectivity. For<br />

as Jeane�e’s friend “Testifying Elsie” wisely observes: “[T]here’s more to<br />

this world than meets the eye” (Winterson 32). Or as Winterson herself<br />

notes in a subtle apology for her narrative style: “‘There’s no such thing<br />

as autobiography, there’s only art and lies” (cited in Arnell 40).<br />

Endnotes<br />

1 Elisabeth Brewer and Beverly Taylor, The Return of King Arthur: British and American<br />

Arthurian Literature Since 1800, cited on page 31 of Arnell’s “Medieval Illuminations.”<br />

2 To avoid confusion, I will use “Winterson” to refer to the extra-diegetic author and<br />

“Jeane�e” for the diegetic narrator and character.<br />

3 All second page citations of Perceval refer to Ruth Harwood Cline’s translation.<br />

4 Isaiah 2:4, also Micah 4:3.<br />

Works Cited<br />

Anshaw, Carol. “Into the Mystic: Jeane�e Winterson’s Fable Manners.” Village Voice Literary<br />

Supplement 86 (June 1990): 16-17.<br />

Arnell, Carla Ann. “Medieval Illuminations: Pa�erns of Medievalism in the Fiction of<br />

Jeane�e Winterson, Iris Murdoch, and John Fowles.” Dissertation, Northwestern University,<br />

1999.<br />

Benson Brown, Amy. “Inverted Conversations: Reading the Bible and Writing the Lesbian<br />

Subject in Jeane�e Winterson’s Oranges Are Not the Only Fruit.” Reclaiming the Sacred:<br />

The Bible in Gay and Lesbian Culture, Second Edition. Ed. Raymond-Jean Frontain. New York:<br />

Harrington Park Press, 2003.<br />

The Bible. Tran. NIV. [URL: www.biblegateway.org].<br />

Chrétien de Troyes. Perceval or, The Story of the Grail. Tran. Ruth Harwood Cline. New<br />

York: Pergamon Press, 1983<br />

—Perceval ou Le Roman du Graal. Paris: Gallimard, 1974.


F������� 2005 - V�� 1., I���� 1 81<br />

Cossle�, Tess. “Intertexuality in Oranges Are Not the Only Fruit: The Bible, Malory, and<br />

Jane Eyre.” ‘I’m telling you stories’: Jeane�e Winterson and the Politics of Reading. Ed.Helena<br />

Grice and Tim Woods. Amsterdam: Rodopi, 1998.<br />

Gracq, Julien. Au Château d’Argol. Paris : José Corti, 1938.<br />

Winterson, Jeane�e. Oranges Are Not the Only Fruit. New York: The Atlantic Monthly<br />

Press, 1985.


82<br />

T�� H�������� J������<br />

Bayard Rustin<br />

On His Own Terms<br />

Rachel Moston<br />

<strong>Haverford</strong> <strong>College</strong> Class of 2004<br />

Introduction<br />

On Wednesday, November 20, 2002, three hundred fi�y people gathered<br />

in the Stetson Middle School Auditorium in West Chester, Pennsylvania<br />

to discuss whether or not a new high school should be named in<br />

honor of Bayard Rustin (1912-1987), a West Chester native, peace activist,<br />

and civil rights strategist. The three and a half hour meeting began with<br />

the comments of an African American longtime resident of West Chester:<br />

“I grew up in this town. Back then I couldn’t swim in the YMCA pool<br />

or sit down at the movies. These were the things Bayard tried to get rid<br />

of. He was such a beautiful person. He didn’t only try to make things<br />

be�er in West Chester but he traveled the world doing wonderful things<br />

wherever he went.” 1 Another resident spoke two hours later: “Choosing<br />

a name for this school is about naming it a�er someone we want our children<br />

to be proud of. Rustin was gay . . . a disgrace to America. I heard<br />

one of you homosexuals in here mention something before about God.<br />

God didn’t invent Adam and Adam. He invented Adam and Eve. So<br />

don’t you people start using God as your pardoning material.” 2<br />

More than fi�een years a�er his death, Bayard Rustin still engendered<br />

a virtual split among the West Chester community. Se�ing friend<br />

against friend and neighbor against neighbor, he aroused the deepest and<br />

ugliest of human sentiments. How-in the same night-could Rustin be<br />

deemed both a “devil” and a “saint?” And, most importantly, how could<br />

a man who received such li�le public acclaim and acceptance throughout<br />

his lifetime single-handedly rock an entire community?<br />

According to Dorothy Steere, a twentieth century Quaker pacifist,<br />

“Bayard Rustin was a beautiful black figure—both inside and out.” 3 As a<br />

member of the Religious Society of Friends, he lived his life in harmony<br />

within the Quaker principles of peace, nonviolence, love and equality.


F������� 2005 - V�� 1., I���� 1 83<br />

His personal philosophy developed from pure and simple beliefs: “If<br />

I do not see other people as sacred, then I do not see them at all”; “The<br />

only way to reduce ugliness in the world is by reducing it in yourself”;<br />

“If you don’t have compassion for everyone, then you end up having<br />

compassion for none.” 4<br />

Throughout fi�y years of social activism, Rustin made inestimable<br />

contributions to both the radical pacifist and civil rights movements. As<br />

a spokesperson for the Fellowship of Reconciliation and the War Resisters<br />

League, Rustin captivated his audiences, challenged their thinking,<br />

charmed them with his semi-clipped British accent, and o�en persuaded<br />

them. 5 As an organizer, strategist, and pioneer in the use of Gandhian<br />

civil disobedience, he was one of the most influential black protest leaders<br />

in the twentieth century. 6 Through his work with A. Philip Randolph<br />

and Martin Luther King Jr., Rustin injected Gandhian nonviolence into<br />

the heart of the struggle for racial equality. 7 According to historian John<br />

D’Emilio, “To survey the landscape of social activism in post-World War<br />

II America is like writing a synopsis of [Rustin’s] biography.” 8<br />

However, Bayard Rustin remains today “one of history’s forgo�en<br />

men.” 9 With the exception of a handful of writings, Rustin has been strikingly<br />

absent from the histories of post-1945 social activism. 10 How could<br />

this be? Why has Rustin’s historical significance been so diluted and obscured?<br />

Why has a man of such moral strength been castigated, robbed<br />

of his well-deserved acclaim, and cheated out of his proper legacy? And<br />

fi�een years a�er his death, how could the prospect of his name on a<br />

building divide an entire community?<br />

Some years before he died, in the summer of 1987, Bayard Rustin<br />

mentioned to his dear friend, Sheldon Weeks, “I’ve belonged to every<br />

minority group possible-communist, socialist, radical pacifist, Quaker,<br />

black, homosexual.” 11 According to sociologist Anthony Monteiro, “At<br />

any point throughout American history this is a dangerous combination.”<br />

12 Rustin was a Communist during the McCarthy era; He was a gay<br />

man in a fiercely homophobic age, and he was an imprisoned conscientious<br />

objector during a time when men were expected to fight and die for<br />

their country. The controversy occasioned by Rustin’s associations did<br />

not die with him in 1987. Rather, Bayard Rustin - gay, black, Communist,<br />

and pacifist - still continues to challenge many contemporary societal<br />

norms and values. Thus, among the overwhelmingly white, conservative,<br />

Republican, and upper class community of West Chester, Rustin’s


84<br />

T�� H�������� J������<br />

memory has been tarnished by racism, hatred, bigotry, and prejudice. In<br />

“Let’s Look to Bayard Rustin for Inspiration,” Moneteiro claimed:<br />

Rustin’s blackness and gayness pose serious challenges to<br />

the racial and sexual values of the American middle class<br />

then and now. Black masculinity in its heterosexual or homosexual<br />

expressions does not sit well with many people in<br />

the white middle class. Add to the mix an outspoken and<br />

assertive confidence, joined to a radical vision of remaking<br />

the world, and Rustin’s memory becomes a li�le too much for<br />

the small-minded. 13<br />

Accordingly, Bayard Rustin’s legacy must be viewed as a byproduct<br />

of his controversial identity. Throughout his career, it forced him out of<br />

the spotlight and behind the scenes of the civil rights movement. A�er<br />

his death, it besmirched his name and memory. This paper will discuss<br />

how Rustin’s controversial character conditioned the reaction of others to<br />

him, defined his identity, molded his career, and tainted his legacy. By<br />

outlining the years from Rustin’s birth in 1912 to the pinnacle of his civil<br />

rights career, the 1963 March on Washington, I hope to assess the devastating<br />

and overarching paradox embracing Rustin’s life—how a man<br />

who selflessly and tirelessly devoted over fi�y years to the nonviolent<br />

struggle for racial equality and social justice could be so marginalized,<br />

vilified, and misunderstood.<br />

Quaker Upbringing<br />

“On September 11th, if there were Quakers on board flight 93, what<br />

would they have done? Sit on their hands? Twiddle their thumbs? Let a<br />

plane land on the White House?”—West Chester Resident, 2002 14<br />

When Bayard Rustin wanted to empathize with troubled youth, he<br />

would sometimes claim he came from a fatherless home. 15 In 1912, his<br />

father, Archie Hopkins, disappeared a�er having a brief relationship<br />

with his mother, fi�een year old Florence Rustin. 16 Consequently, Bayard<br />

was raised by his grandparents, Julia and Janifer Rustin, along with eight<br />

aunts and uncles in West Chester, Pennsylvania. 17 Raised as a member<br />

of the Religious Society of Friends in the late nineteenth century, Julia<br />

worked hard to instill Quaker values of peace, love, and equality in her<br />

children and grandchildren. 18 Although the Rustin family formally be-


F������� 2005 - V�� 1., I���� 1 85<br />

longed to the local Bethel African Methodist Episcopal Church, all of the<br />

Rustin children were heavily influenced by Quaker principles and ideals.<br />

19<br />

These pure and simple Quaker values served as a strong moral foundation<br />

which later touched every aspect of Rustin’s life and career. In<br />

fact, not long before he died, Rustin wrote, “My activism did not spring<br />

from my being black. Rather, it is rooted fundamentally in my Quaker<br />

upbringing and the values imparted on me. Those values were based on<br />

the concept of a single human family and the belief that all members of<br />

that family are equal.” 20<br />

Although West Chester was not free from racism in the early twentieth<br />

century, discrimination was more benign than it was in other areas of<br />

the United States. Rustin did not experience overt bigotry while a�ending<br />

his integrated high school, West Chester Senior High. Well-liked and<br />

popular, he proved to be a gi�ed tenor, an active member of the French,<br />

science, and history clubs, a star runner and football player, and a valedictorian<br />

of his 1932 graduating class. 21 However, outside of school, he<br />

experienced the harsh brutalities of segregation. Rustin later recalled,<br />

“When I went to the movies with my white friends, I always had to sit<br />

over on the other side.” 22 Choosing to combat the societal ills that directly<br />

contrasted with his Quaker ideals, Rustin led a series of protests<br />

and strikes during his high school years. A former classmate, Oliver Patterson,<br />

remembered, “Bayard’s determination was frightening. But we<br />

looked up to him as our leader. He was the most progressive person of<br />

his age in West Chester. He had a strong inner spirit.” 23<br />

While a�ending Wilberforce University in Ohio from 1932 to 1933,<br />

Bayard Rustin discovered his homosexuality. 24 As he recalled at age<br />

seventy-five, the process of increasing awareness was without trauma,<br />

mostly because of his grandmother’s Quaker tolerance. 25 Throughout his<br />

life, Rustin never tried to conceal his homosexuality. His openness about<br />

his gay lifestyle sprang from a feeling that he was entitled to be whatever<br />

he was, even during a time in America where homosexuality was punishable<br />

by law. 26 Unfortunately, this aspect of Rustin’s identity rested at the<br />

heart of the conflict that ultimately enveloped his life.<br />

In the mid 1930s, Rustin searched for a political cause worthy of his<br />

a�ention. 27 In New York City, he found nothing more a�ractive than the<br />

activities of the Communist movement, “whose soapbox orators were<br />

making an aggressive pitch for black membership.” 28 The Party’s pro-


86<br />

T�� H�������� J������<br />

gressive stance on issues such as racial injustice initially a�racted Rustin<br />

to the movement. He formally joined the Young Communist League in<br />

1936, believing that the Communists “seemed to be the only people who<br />

had civil rights at heart.” 29 According to Rustin, “they were passionately<br />

involved and I was passionately involved so they were ready-made for<br />

me.” 30<br />

However, in June 1941, when the Nazis invaded the Soviet Union,<br />

the Party abruptly shi�ed its focus from civil rights to the war against<br />

Hitler. 31 As a Quaker and pacifist, Rustin’s beliefs now directly conflicted<br />

with party policy. 32 Disillusioned, Rustin broke his ties with the Communist<br />

movement, “and emerged as one of its sterner critics for the rest<br />

of his life.” 33 Years later, others severely exploited and distorted Rustin’s<br />

brief dalliance with the Communist Party in order to discredit his work<br />

and defame his character.<br />

Upon his disillusionment with the Communist Party, Rustin shi�ed<br />

his focus to the predominantly white radical pacifist movement. In 1941,<br />

with the world embroiled in a Second World War, Bayard Rustin started<br />

work for the Fellowship of Reconciliation (FOR), the American branch of<br />

an international organization of Christian pacifists. 34 Led by A.J. Muste,<br />

FOR emphasized “total pacifism” as a means for combating war and<br />

“sowing the seeds of peace and love” throughout the world. 35 In September,<br />

1941, Rustin joined the FOR staff as the field secretary for youth and<br />

general affairs. 36 Ordered by Muste to “spread the message” of anti-war<br />

pacifism and to “stimulate the organization of local groups and cells,”<br />

Rustin criss-crossed the United States organizing new pacifists and making<br />

a persuasive case for the radical ideology. 37<br />

In opposition to World War II and racial oppression in America, Rustin<br />

and his fellow radical pacifists of FOR adopted nonviolent direct action<br />

(NVDA), the same tactic that was being utilized at the time in India by<br />

Gandhi and the Indian freedom movement against the British Empire. 38<br />

NVDA differed from pacifism in its roots and principles. While pacifism<br />

was simply a refusal to participate in evils such as war, the originators<br />

of NVDA sought “points of contact where the evil could be actively opposed<br />

and perhaps ended—all without violence and without destroying<br />

the opponent either physically or mentally.” 39 The model was Gandhi’s,<br />

but its adaptation to combat racism in American society was Rustin’s.<br />

In 1941, Rustin compiled a Lesson Plan on Non-Violent Direct Action.<br />

He began by acknowledging that struggle and conflict are present


F������� 2005 - V�� 1., I���� 1 87<br />

in all phases of life and nature. Traditionally, man has used violence to<br />

solve problems. However, he observed, “Non-violent action is not an attempt<br />

to do away with conflict, but a technique for peacefully solving it.<br />

The real choice is between violent and non-violent method.” 40 There are<br />

two fundamental principles upon which faith in non-violent direct action<br />

is based: “The belief that good will is the most powerful and constructive<br />

force at work in human relationships and the belief that progress depends<br />

on changes in man’s a�itude and environment at the same time.” 41<br />

Those who face conflicts with non-violent tactics have three aims: “The<br />

first is to achieve social, economic, or political rain; to so behave during<br />

the struggle as to gain the respect and sympathy of the exploiters; to<br />

gain, by moral integrity, the sympathy and support of third parties and<br />

observers.” 42<br />

According to Rustin, this nonviolent direct action could be employed<br />

whenever there is an area of social tension: “Race discrimination<br />

and prejudice, labor-capital disputes, denial of civil liberties, and suppression<br />

of academic freedom.” 43 In order to achieve necessary unity for<br />

a program of direct action, the basic behavior pa�ern must be as follows:<br />

“Have no fear, tell the truth, admit their guilt, behave creatively, raise the<br />

struggle from a physical to a moral plane.” 44 Lastly, Rustin illustrated the<br />

kinds of direct action that can be used: “They are non-violent strike, economic<br />

boyco�, picketing, non-payment of taxes, mass emigration, noncooperation,<br />

and civil disobedience.” 45<br />

Draft Dodger<br />

“I am against naming it a�er Bayard Rustin, as he was a traitor to<br />

the good old United States of America. If we all had felt this way, Hitler<br />

would have ruled the world.”—West Chester Resident, 2002 46<br />

Late in 1940, when Rustin appeared before a dra� board in Harlem,<br />

he was granted classification as a conscientious objector based on<br />

his membership in the Religious Society of Friends. 47 Under the Dra�<br />

Act of that year, those whom the Selective Service recognized as genuine<br />

conscientious objectors were given three options: enlisting as noncombatants<br />

in the military; performing tasks in civilian works camps; or, upon<br />

refusal of the first two choices, incarceration in federal penitentiaries. In<br />

a le�er wri�en to his Quaker monthly meeting, Rustin encouraged his<br />

fellow Friends to accept the conscientious objector status: “The truth is


88<br />

T�� H�������� J������<br />

that war is wrong. Friends generally have a ‘peace testimony’ which carries<br />

with it in our larger society certain recognition and rights. Civilian<br />

Public Service, Quaker Emergency Service, and other institutions are our<br />

only options given our long stands on war. We must non-violently deal<br />

with this conflict.” 48<br />

However, almost three years later on November 13, 1943, when Rustin<br />

was ordered by his dra� board to report for physical examination-a<br />

requirement for conscientious objectors about to be assigned for work<br />

in Civilian Public Service Camps-he refused to appear. Changing his<br />

course, he no longer wanted a privilege granted chiefly to religious conscientious<br />

objectors. He felt that if all conscientious objectors - religious<br />

and nonreligious - were not treated equally, he would rather suffer the<br />

penalty of federal imprisonment. 49 In his le�er to the dra� board Rustin<br />

wrote:<br />

For eight years I have believed war to be impractical and a<br />

denial of our Hebrew-Christian tradition. . . These principles<br />

as I see it are violated by participation in war. Believing this, I<br />

was compelled to resist war by registering as a Conscientious<br />

Objector in October, 1940. However, a year later, I became<br />

convinced that conscription as well as war is inconsistent<br />

with the teachings of Jesus. I must resist conscription also.<br />

. . Conscription is inconsistent with freedom of conscience.<br />

It denies brotherhood and separates black from white. Today<br />

I feel that God motivates me to use my whole being to<br />

combat by non-violent means. . . at the same time the State<br />

dictates that I shall do its will; which of these dictates can I<br />

follow—that of God or that of the State? Surely, I must obey<br />

the law of the State. But when the will of God and the will of<br />

the State conflict, I am compelled to follow the will of God. . .<br />

I am prepared for whatever may follow. 50<br />

On January 12, 1944, two months a�er his defiant reply to the dra�<br />

board, Rustin was arrested by a United States Marshal in New York. 51 At<br />

his trial, he was found guilty of violating the Selective Service Act and<br />

sentenced to three years in prison. Eleven days later he was dispatched<br />

to the federal penitentiary in Ashland, Kentucky. 52<br />

While at Ashland, Rustin detested the segregation that existed in<br />

the living and dining accommodations. Seeking to “resist this injustice<br />

nonviolently,” he organized a series of effective nonviolent protests and


F������� 2005 - V�� 1., I���� 1 89<br />

strikes. 53<br />

First he challenged the prison’s policy against interracial visiting. At<br />

Ashland, a locked gate barred blacks on the ground floor from visiting<br />

whites on the floor above. 54 A�er launching a series of protests with the<br />

authorities, he was allowed to fraternize with white conscientious objectors<br />

on the upper floor—but only on Sunday a�ernoons, when they usually<br />

listened to a radio concert by the New York Philharmonic. 55 Despite<br />

Rustin’s success, there were impending consequences he had not anticipated.<br />

A white segregationist on the upper floor, inmate Huddleston,<br />

was particularly enraged by Rustin’s efforts at integration in the prison.<br />

One Sunday morning Rustin wandered to the upstairs to listen to the<br />

radio concert:<br />

Huddleston went to the utility room and got a stick, the size,<br />

in diameter and length, of a mop handle, and came back to<br />

hit Bayard over the head. The boys in the room did not know<br />

what was going on till Huddleston hit Bayard with a mighty<br />

blow. . .They jumped and got between Huddleston and Bayard<br />

asked them to stop, which they did. Huddleston continued<br />

to beat him with the club. 56<br />

A�er the incident, one of the guards sent Rustin downstairs and<br />

closed the gate behind him. Thus, “It looked as though all anyone had<br />

to do was get a club and commit violence and the Administration would<br />

back him up.” 57 However, according to the Ashland Prison Newsle�er,<br />

days later, “Prison warden, E.G. Hagerman, literally apologized to Bayard<br />

for the way the Administration had treated him. He went on to<br />

say that he appreciated the nonviolent response . . . and that as a vote of<br />

confidence . . . he would leave the gate open.” 58 Rustin later described<br />

his pacifist response to Huddleston’s a�ack as “an example to all of the<br />

effectiveness of nonviolent resistance.” 59<br />

Another pointed example of Rustin’s nonviolent resistance occurred<br />

in May, 1944 when he a�empted to counteract segregation in the dining<br />

hall. In the Ashland Prison Newsle�er, inmate Charles Butcher wrote:<br />

As you know, we have segregation in our dining room. It is a<br />

two-fold sort of thing being both divided on the color one and<br />

on the basis of men in quarantine. Last night Bayard went to<br />

the white table. . . An officer asked him to leave. Bayard told<br />

the officer that he could not move voluntarily and asked that


90<br />

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he be allowed to either talk with someone in authority or take<br />

his tray of food to eat in his cell. The officer said he would<br />

have to move. Bayard said he would not move so the guard<br />

and two other officers tried to drag Bayard out of the dining<br />

room. Several of us got up at this point and said there was<br />

no need to use force on him. A�er they moved Bayard as far<br />

as the exit of the dining room, the officers decided they were<br />

wrong for using force. Days later the Administration closed<br />

the whole incident without punishment and assured us that<br />

they would avoid using force in such situations again. 60<br />

In response to these particular incidents, A.J. Muste wrote in a memo,<br />

“It seems to have been demonstrated that, where violence is met by nonviolence,<br />

positive results are obtained and the violence is effectively kept<br />

in check.” 61<br />

The Turning Point: Pasadena, California and the Aftermath<br />

“What will our district teach our students about Bayard Rustin? The<br />

whole truth? Or just the glorified truth? What will our students say<br />

to outsiders who ask ‘Who is Bayard Rustin?”—West Chester Resident,<br />

2002 62<br />

Until the beginning of the 1950’s, Rustin’s most controversial traits<br />

remained largely within his private life. Although one might think that<br />

the combination of being African American, homosexual, a dra� resister,<br />

a radical pacifist, and a Communist would lead to instant disaster, it was<br />

not until 1953 that Rustin’s controversial background became public.<br />

On January 21, 1953, while Rustin was traveling to promote projects<br />

FOR had been developing in Africa, he was arrested in Pasadena,<br />

California. 63 Discovered while having sex in a parked car with two other<br />

men, Rustin was convicted of violating California’s lewd-vagrancy law<br />

and sentenced to sixty days in a local jail. 64 Since Rustin’s lectures on<br />

the West Coast had to be canceled abruptly, word of his homosexuality<br />

quickly spread within pacifist circles. 65 From this moment on, Rustin’s<br />

life and career would never be the same. Rustin’s homosexuality incited<br />

massive conflict wherever he went. Controversy became a constant reality<br />

throughout his civil rights career.<br />

A.J. Muste was devastated by the news from California. He had long<br />

known about Rustin’s sexual preference but he had always advised Rus-


F������� 2005 - V�� 1., I���� 1 91<br />

tin to keep his private life private. Muste questioned whether Bayard<br />

could play a prominent role in the radical pacifist movement - grounded<br />

in Christian ethics - while leading “an ethically degrading life.” 66 As a<br />

devout Christian, Muste consequently concluded that Rustin’s “conduct<br />

in Pasadena had damaged, fatally, his political usefulness to the FOR.” 67<br />

Immediately a�er Pasadena, the FOR executive board discharged<br />

Rustin from the staff. According to David McReynolds, a member of<br />

FOR, “Rustin was a great loss. Not only was he the Fellowship’s most<br />

popular lecturer but he was also a genius at tactical ma�ers. Bayard was<br />

being groomed by FOR to become an American Gandhi. The position<br />

was cut out for him . . . but it was all destroyed by the incident in California.”<br />

68<br />

A�er leaving the Fellowship of Reconciliation, Rustin was le� desperate<br />

and jobless. 69 Fortunately, the War Resisters League had been<br />

looking admiringly at Rustin’s effective work for the Fellowship of Reconciliation.<br />

70 A majority of the WRL Advisory Council wanted Rustin<br />

as the new executive secretary because of his exemplary organizational<br />

and leadership skills. However, the proposal was met with controversy<br />

in light of the recent Pasadena incident. A series of le�ers wri�en among<br />

the members of the WRL Executive Commi�ee and Advisory Council illustrate<br />

the depths and dimensions of this conflict.<br />

On August 31, 1953, “Allan,” a member of the WRL Executive Commi�ee,<br />

wrote, “I am afraid that Bayard would embarrass the WRL by<br />

making passes at the young men and boys he would come in contact<br />

with—in the field or in the New York office.” 71 On September 1, 1953,<br />

Frances Witherspoon wrote to Roy Finch, Chairman of the WRL:<br />

My vote as a member of the Advisory Council, is ‘NO’ on the<br />

ma�er of making Bayard Rustin WRL Secretary. I do not feel<br />

that the recent regre�able episode is far enough in his past.<br />

. . to be able to guarantee that there will be no recurrence. .<br />

. We pacifists work under the heavy handicap of the public<br />

ignorance and prejudice, and I feel it wrong and unfair that<br />

we should be asked to take on greater liability. 72<br />

On September 8, 1953, Edward C.M. Richards wrote to Roy Finch:<br />

To my mind one of the needs of the League is STABILITY.<br />

Because of the strong position which we take on war and con-


92<br />

T�� H�������� J������<br />

scription, there is a natural tendency for us all to take on a<br />

vigorously critical a�itude toward the whole life about us. . .<br />

In hiring Bayard or anyone else, therefore, it seems to me that<br />

the Ex. Com. Should seriously consider factors which will<br />

STABILIZE the life of the man or woman we hire as Secretary.<br />

A young, unmarried fellow can do a grand job of some kinds<br />

of peace work, FOR A WHILE. But as Secretary of the League,<br />

it seems to me, we need to encourage the person taking the<br />

job to sober up and assume the responsibilities of living, or<br />

personal finance, of a home and family and children which<br />

are the common lot of most people. 73<br />

On October 1, 1953, an unknown member of the WRL Advisory<br />

Council wrote, “In speaking with Mr. Muste, he did not have sufficient<br />

confidence that Bayard had overcome the personality problems connected<br />

with his homosexuality and which have embarrassed the FOR in the<br />

past. I don’t feel that Bayard could now handle a WRL job without future<br />

embarrassment to the League.” 74<br />

These le�ers reflect the homophobia and bigotry prevalent in the<br />

1950’s, even among progressives. At any rate, it was the WRL that rescued<br />

Rustin from political oblivion. 75<br />

Although Rustin was ultimately saved by the WRL, he could not<br />

escape the controversy occasioned by his behavior in California. In the<br />

spring of 1954, the Pasadena incident came back to haunt him. The American<br />

Friends Service Commi�ee (AFSC) assigned Stephen Cary, a staff<br />

officer, to convene a working group of intellectuals to shape a pacifist<br />

stance toward the nuclear arms race and the threat of a Soviet-American<br />

confrontation. 76 Cary selected the most thoughtful group of pacifist intellectuals<br />

he could imagine, including Rustin. Unfortunately, according<br />

to Cary, “People at the AFSC urged me to write Bayard off the list. They<br />

were embarrassed by his homosexuality, which became public a�er the<br />

ma�er in California. But I resisted. I told them I didn’t give a damn what<br />

Bayard was. To me, Bayard was a marvelous human being.” 77<br />

That summer, Cary’s group assembled at <strong>Haverford</strong> <strong>College</strong> for a<br />

week-long conference which produced a seventy-page document, later<br />

published as Speak Truth to Power. 78 When Speak Truth to Power appeared<br />

as a booklet, Rustin was not listed among the coauthors, despite the fact<br />

that he was the driving force behind its creation. Cary remembered:<br />

Bayard reminded us of his arrest on the West Coast . . . and


F������� 2005 - V�� 1., I���� 1 93<br />

urged that his name not be included among the writers of the<br />

document. He said, ‘It will be a valuable publication, and my<br />

name on it right now will be hurtful to circulation.’ I said,<br />

‘Bayard, you know this thing could not have been wri�en<br />

without you.’ Before he le� <strong>Haverford</strong>, he sang two beautiful<br />

spirituals to us: ‘Nobody Knows the Trouble I’ve Seen’ and<br />

‘There is a Balm in Gilead.’ The effect was overwhelming.<br />

And then he said, ‘Gentlemen, I’m at peace. It’s been a wonderful<br />

week. Just leave my name off.’ 79<br />

Rustin’s refusal to put his name on Speak Truth to Power reflected<br />

a noble selflessness which would resurface throughout the remaining<br />

years of his life—a constant sacrifice of personal glory and credit for the<br />

sake of the greater good.<br />

A Driving Force Behind the Scenes<br />

Before the Pasadena incident in 1953, Rustin had been a visible figure<br />

among pacifist circles and civil rights organizations. As field secretary<br />

for the Fellowship of Reconciliation and a nonviolent direct activist, he<br />

was constantly in the spotlight—leading others by example. However,<br />

Pasadena precipitated a devastating shi� in Rustin’s career. A�er Pasadena,<br />

he became a largely behind the scenes figure. Although partially<br />

a�ributable to his leadership style, “that fused Quaker and Gandhian influences<br />

into a seamless modesty that never drew a�ention to himself,”<br />

much of this was forced upon him by his controversial identity. 80 However,<br />

instead of withdrawing from the movement in anger or resentment,<br />

Rustin, again for the sake of the greater good, selflessly accepted his role.<br />

As an expert tactician in nonviolent direct action, a brilliant organizer,<br />

and an advisor to Martin Luther King Jr., Rustin became a driving force<br />

behind the scenes of the civil rights movement. He began his fight for<br />

civil rights in Montgomery, Alabama.<br />

In response to the arrest of Rosa Parks, the Montgomery Improvement<br />

Association, led by Dr. Martin Luther King, launched its famous<br />

boyco� of all city buses in December 1955. The energy that sustained<br />

the boyco� was King’s adoption of nonviolent direct action. 81 However,<br />

King, then twenty-six, had li�le experience with its application.<br />

In February 1956, Bayard Rustin was asked to go to Montgomery,<br />

Alabama to assist in the boyco�. Despite King’s academic exposure to<br />

Gandhi’s philosophy, he had much less experience with non-violent pro-


94<br />

T�� H�������� J������<br />

test than Rustin had at that point in time. 82 In many ways, Rustin was the<br />

ideal emissary—“The leading African American Gandhian in the nation,<br />

whose career testified to his commitment.” 83<br />

Rustin’s efforts, however, proved problematic. His controversial<br />

background was not widely accepted among the black civil rights leaders<br />

in Montgomery.<br />

In a cloak-and-dagger scenario whose details remain obscure, pacifists<br />

and civil rights leaders in Montgomery met, telephoned, and dispatched<br />

le�ers with dizzying speed. Rustin, they argued, was a danger<br />

to the movement. It was not only, or even primarily, that he was a New<br />

Yorker who had once been associated with the Communist Party. Rather,<br />

his arrest in Pasadena, still a vivid memory, would compromise his effectiveness<br />

and subject the Montgomery movement to serious peril. They<br />

were adamant that Rustin should return home. 84<br />

According to John D’Emilio, “It is a tribute to Rustin’s personal<br />

charm, charisma, and skill as a strategist that he survived these machinations<br />

and emerged as King’s closest advisor.” 85<br />

Ostensibly, Rustin was not the ideal figure to lead the struggle for<br />

civil rights. It was not that he lacked the skills or the ability—he was<br />

just too controversial. In contradistinction, Reverend King proved to be<br />

the perfect icon. He possessed the intelligence, charisma, and eloquence<br />

necessary to lead the movement. According to Rustin, “King had been<br />

chosen. A divine hand had been laid upon him.” 86 Consequently, as<br />

King’s closest advisor, Rustin made his contributions to the civil rights<br />

movement through Dr. King.<br />

King was not in any sense a commi�ed Gandhian when Rustin arrived.<br />

There were guns in his home, and the men who were guarding his<br />

house were armed. Rustin felt these were out of place in the home of a<br />

Gandhian leader. 87 Rustin remembered, “It seemed to me, that King had<br />

read about Gandhi, and that his reading had tilled the ground, creating<br />

a readiness for his gradual deepening in the philosophy of nonviolence.<br />

But he still did not fully understand.” 88<br />

Rustin spent the rest of the 1950s, on leave from the WRL, advising<br />

King about Gandhian techniques. 89 Throughout this period, King rarely<br />

made a decision of any consequence without first consulting Rustin. 90<br />

Rustin devised a plan for King’s Southern Christian Leadership Conference<br />

(SCLC) to develop a nonviolent civil rights movement throughout<br />

the South. 91 Rustin organized a Prayer Pilgrimage to Washington in May


F������� 2005 - V�� 1., I���� 1 95<br />

of 1957 at which King gave his first speech to a national audience. 92 Additionally,<br />

in 1958 and 1959, he drew the plans for two youth marches for<br />

school integration. These demonstrations gave King and the civil rights<br />

movement a national platform and forced the Eisenhower administration<br />

to meet with civil rights leaders. 93 From behind the stage curtain, Rustin<br />

shaped and molded the course of the civil rights movement.<br />

In the winter of 1960, the eruption of Southern sit-ins, inspired by<br />

Rustin and King’s Gandhian techniques, promised to change the whole<br />

political equation. 94 Nonviolent direct action was now the cu�ing edge<br />

tactic of the black freedom struggle. Rustin’s reputation as an experienced<br />

and commi�ed Gandhian should have made him a preeminent<br />

figure in this emerging mass movement. However, his influence with<br />

King, and in the civil rights movement, was compromised when Adam<br />

Clayton Powell, a Democratic Congressman representing Harlem, successfully<br />

“manipulated Rustin’s Achilles Heal—his homosexuality—to<br />

keep him out of the loop of those strategizing and organizing the civil<br />

rights struggle.” 95<br />

Early in July, Dr. King received a startling message from a source<br />

close to Powell: unless King fired Rustin and canceled a proposed demonstration<br />

at the Democratic National Convention, Powell would announce<br />

publicly that King and Rustin were involved in a sexual relationship.<br />

Through Powell’s outrageous charge was without substance, King<br />

felt it was still potentially damaging. A few days later, King informed<br />

Rustin that it would be advisable for him to sever all connections with<br />

the civil rights movement and the Southern Christian Leadership Conference.<br />

96 Although this was a crushing blow to Rustin, he quietly resigned.<br />

At the time he explained to the New York Courier:<br />

I cannot permit a situation to endure in which my relationship<br />

to Dr. King and the Southern Christian Leadership Conference<br />

is used to confuse and becloud the basic issues confronting<br />

the Negro people today. I cannot permit a situation to<br />

endure in which the best elements of the Negro leadership are<br />

a�acked as a result of my relationship to them...Those who<br />

have worked with me during my twenty years in the movement<br />

know that I have never sought high position or special<br />

privilege, but have always made myself available to the call<br />

of the leadership. Congressman Powell has suggested that I<br />

am an obstacle to his giving full, enthusiastic support to Dr.<br />

King. I want now to remove that obstacle. I have resigned as


96<br />

Dr. King’s special assistant. 97<br />

T�� H�������� J������<br />

Rustin had just fought his way back from pariah status and had graciously<br />

accepted a role out of the spotlight. He had molded and nurtured<br />

King’s career as the “invisible guiding hand” behind many civil rights<br />

initiatives. 98 But yet again, he found himself marginalized.<br />

Back in the Circle<br />

A�er the controversy with Powell, Rustin returned to his peace<br />

work. Early in 1963, he and A. Philip Randolph, an old friend and fellow<br />

civil rights activist, discussed the possibility of a mass march on Washington<br />

for jobs and freedom. 99 Eventually, King lined up behind it, and<br />

moderate organizations supported the march as well. 100<br />

A. Philip Randolph declared Bayard Rustin the chief director of the<br />

march. Not surprisingly, Roy Wilkins, chairman of the NAACP, tried to<br />

veto Rustin’s role as director because of the Pasadena arrest. According<br />

to James Haskins, “Randolph finessed the move by accepting the role<br />

of director on the condition that he choose his own assistants.” 101 He<br />

promptly named Rustin the deputy director of the march and turned<br />

over the organizing to him.<br />

Unfortunately, Rustin would by no means be granted this title without<br />

controversy. For years, J. Edgar Hoover of the Federal Bureau of Investigation<br />

had kept a close eye on the civil rights movement, secretly<br />

feeding damaging information to key segregationists. 102 Now the FBI<br />

worked overtime, scrutinizing the Washington march as they looked for<br />

“subversive connections.” 103 Most of Bayard Rustin’s FBI files were from<br />

1963—perhaps indicative of the efforts taken to prevent the March on<br />

Washington. Rustin’s affiliation with the Communist Party was mentioned<br />

in every single one of his files. In the file from October 4, 1963,<br />

it was noted that “Rustin a�ended the 16th National Convention of the<br />

Communist Party, USA in 1957 as one of the eight ‘so called’ noncommunist<br />

observers.” 104<br />

Upon receiving this information, Senator Strom Thurmond of South<br />

Carolina, a staunch segregationist, criticized Rustin’s past Communist affiliation.<br />

105 However, “most of it was old news and generated li�le interest,<br />

though it did spark worry in civil rights circles.” 106 On August 13,<br />

Thurmond a�acked again, this time targeting Rustin, who by then had<br />

been dubbed “Mr. March-on-Washington” by the press. 107 Thurmond re-


F������� 2005 - V�� 1., I���� 1 97<br />

iterated Rustin’s Communist ties and his conviction on “sex perversion”<br />

charges in Pasadena. According to John D’Emilio:<br />

By this time one might think that Rustin was inoculated<br />

against feeling on this issue. Yet Thurmond’s charge represented<br />

something new. In 1953, pacifists had been made privy<br />

to Rustin’s arrest, but the event was a throwaway item in local<br />

papers. In 1960, the conflict with Powell rippled through the<br />

nation’s press, but the substance remained unnamed. Now<br />

the labeling process was clear and ubiquitous. Rustin was<br />

named a pervert before an audience of tens of millions. 108<br />

However, the outcome of the latest controversy was remarkable:<br />

“Because the accusation was so public, because it was leveled by a segregationalist,<br />

and because it came just two weeks before an event on which<br />

the movement was banking so much, civil rights leaders had to rally to<br />

Rustin’s defense.” 109 Addressing a press conference, Randolph stated, “I<br />

am sure that I speak for the combined Negro leadership in voicing my<br />

complete confidence in Bayard Rustin’s character, integrity, and extraordinary<br />

ability.” 110<br />

The March on Washington on August 28, 1963, was the crowning<br />

achievement of Bayard Rustin’s career. With only two months to organize<br />

the march, Rustin proved to the world that he was a first class organizer,<br />

strategist, and tactician.<br />

Rustin spent countless hours arranging police security and imported<br />

a supplementary force of four thousand volunteer marshals from New<br />

York. He recognized that the psychology of peace was fragile and that<br />

there was no telling what might happen if a�ackers burned one of the<br />

two thousand buses headed toward Washington. It was Rustin’s obsession<br />

to make sure that no flaw in the arrangements permi�ed discomfort<br />

to flare up into violence. He drove his core staff of two hundred volunteers<br />

to pepper the Mall with several hundred portable toilets, twentyone<br />

temporary drinking fountains, twenty-four first-aid stations, and<br />

even a check-cashing facility. Over the vast march area, Rustin had signs<br />

posted high enough to be read by someone jammed in a crowd. ‘If you<br />

want to organize anything,’ he said, ‘assume that everybody is absolutely<br />

stupid. And assume yourself that you’re stupid.’ He was determined to<br />

move the masses of people into Washington a�er dawn and out again<br />

before dusk. 111


98<br />

T�� H�������� J������<br />

The march was hugely successful. More than 250,000 people—blacks,<br />

whites, men, women, Jews, Gentiles, Muslims unionists, children, and elders—gathered<br />

at the Nation’s Capital to demand civil rights legislation<br />

and to listen to Martin Luther King’s “I Have a Dream” speech. 112 The<br />

success of the march surpassed the organizers’ most ambitious hopes.<br />

For Rustin, the march exemplified successful mass nonviolent protest:<br />

“In the course of two months the Kennedy’s had shi�ed from hostility<br />

to endorsement. Members of Congress, who had initially rejected invitations<br />

to participate, ended by clamoring for a place on the platform.<br />

All the major civil rights organizations, including the most conservative,<br />

united a front and thus explicitly had lined up behind mass action.” 113<br />

A. Philip Randolph and Bayard Rustin had envisioned the March<br />

on Washington for Jobs and Freedom as a climax of the direct-action<br />

civil rights movement. Later events proved their accuracy. Never again<br />

would so many people be of such like mind and so determined to demonstrate<br />

peacefully. Rustin had given them this opportunity. So important<br />

was his role, that Life magazine featured him and A. Philip Randolph on<br />

the cover of its September 6 issue. Before he died, Rustin declared, “The<br />

March on Washington was one of my most beautiful periods of work in<br />

my life.” 114<br />

Conclusions<br />

It is fi�ing to end this discussion of Bayard Rustin’s life with the 1963<br />

March on Washington for Jobs and Freedom because it best demonstrates<br />

his skill, intellect, and dedication. Here was a man of great integrity,<br />

commitment, passion, courage, and honor. He viewed all people as human<br />

beings—as soul mates. His actions were fueled by his “love of life,<br />

his compassion, and his ability to empathize with the suffering of every<br />

human being.” 115<br />

He could not stay away from any place where people were brutalized<br />

and victimized, where democracy’s promise of civil and human<br />

rights was denied or distorted. 116 According to the late Albert Shanker,<br />

former President of the American Federation of Teachers, “Because he<br />

had courage and integrity he abhorred racism wherever he found it, he<br />

fought for the right of a white man to be principal of a Harlem school<br />

and for the rights of black and white teachers to due process in New York<br />

City, just as he had fought for the end of Jim Crow in the South.” 117 He<br />

inspired awe among all those who knew him and led a lifelong struggle


F������� 2005 - V�� 1., I���� 1 99<br />

to create a world of justice, peace, and harmony. 118<br />

Unfortunately, although Bayard Rustin was a man of pure, simple,<br />

and solid morals, he was never fully recognized as such. As an openly<br />

gay man, Rustin was deemed a “sexual pervert.” As a former member<br />

of the Communist Party, he was considered a traitor to democracy. As<br />

an imprisoned conscientious objector during World War II, Rustin was<br />

viewed as a disgrace to the United States. To mainstream America, it<br />

did not ma�er that Rustin joined the Communist party to fight for civil<br />

rights. It did not ma�er that he was imprisoned as a radical pacifist during<br />

World War II because he believed conscription of any kind was a<br />

violation of human rights.<br />

Throughout his life, Rustin set his own standards and created his<br />

own rules. He defined himself and would not let others do so. 119 As<br />

recently as two years ago, the community of West Chester, Pennsylvania<br />

was forced to deal with Bayard Rustin on his own terms, and many<br />

had to recognize their own fears and vulnerabilities concerning race and<br />

sexuality. 120 Rustin believed in democracy. He knew America could be<br />

great—but only if she confronted her demons. 121 So, just as he wished<br />

to change his world for the be�er, his memory ultimately impelled the<br />

West Chester community to acknowledge his greatness. 122 In early January,<br />

2003, a�er an acrimonious ba�le in the community, the West Chester<br />

District Area school board decided to name the new high school Bayard<br />

T. Rustin Memorial High. The building is currently under construction<br />

and will be ready for opening in the fall of 2006.<br />

Endnotes<br />

1 Speaker at West Chester Public Meeting, West Chester, Pennsylvania, 20 November<br />

2002. 2 Speaker at West Chester Public Meeting, West Chester, Pennsylvania, 20 November<br />

2002.<br />

3 Dorothy Steere, [Cover le�er for postcard from Bayard Rustin to Douglas Steere], 38,<br />

Special Collections, Magill Library, <strong>Haverford</strong> <strong>College</strong>, <strong>Haverford</strong>, Pennsylvania.<br />

4 Speaker at West Chester Public Meeting, West Chester, Pennsylvania, 20 November<br />

2002.<br />

5 Leonard S. Kenworthy, “Bayard Rustin Crusader for Racial and Social Justice,” in Living<br />

in the Light: Some Quaker Pioneers of the 20th Century, 193.<br />

6 August Meier, Bayard Rustin Papers (Bethesda, Maryland: University Publications of<br />

America, 1988),2.<br />

7 John D’Emilio, “Homophobia and the Trajectory of Postwar American Radicatlism,”<br />

in Modern American Queer History, ed. Allida M. Black (Phildadelphia: Temple University<br />

Press, 2001),80.<br />

8 Ibid.


100<br />

T�� H�������� J������<br />

9 Ibid.<br />

10 Ibid.<br />

11 Sheldon Weeks, “Bayard Rustin-Radical Pacifist Quaker,” Friends <strong>Journal</strong> 38 (November<br />

1998): 28.<br />

12 Anthony Monteiro, “Let’s Look to Bayard Rustin for Inspiration,” The Philadelphia Inquirer,<br />

November 15, 2002.<br />

13 Anthony Monetiro, “Let’s Look to Bayard Rustin for Inspiration,” The Philadelphia Inquirer,<br />

November 15, 2002.<br />

14 Speaker at West Chester Public Meeting, West Chester, Pennsylvania, 20 November<br />

2002.<br />

15 Daniel Levine, Bayard Rustin and the Civil Rights Movement (New Jersey: Rutgers University<br />

Press, 2000), 1.<br />

16 Ibid.<br />

17 Ibid.<br />

18 Ibid.<br />

19 James Haskins, Bayard Rustin: Behind the Scenes of the Civil Rights Movement (New York:<br />

Hyperion Books for Children, 1997), 4.<br />

20 Jervis Anderson, Bayard Rustin: Troubles I’ve Seen (New York: Harper Collins Publishers,<br />

1997), 16.<br />

21 Daniel Levine, Bayard Rustin and the Civil Rights Movement, 16.<br />

22 James Haskins, Bayard Rustin: Behind the Scenes of the Civil Rights Movement, 24.<br />

23 Jervis Anderson, Bayard Rustin: Troubles I’ve Seen, 24.<br />

24 Wilberforce, where Rustin registered on September 14, 1932, is among the oldest black<br />

colleges in the United States. Founded by white Methodists in 1856, it was named a�er William<br />

Wilberforce, the prominent English abolitionist and parliamentarian. Jervis Anderson,<br />

Bayard Rustin: Troubles I’ve Seen, 32.<br />

25 Daniel Levine, Bayard Rustin and the Civil Rights Movement, 9.<br />

26 Jervis Anderson, Troubles I’ve Seen, 35.<br />

27 Prior to this, Rustin had been asked to leave both Wilberforce University and Cheyney<br />

State Teachers <strong>College</strong> due to “naughty misbehavior.” Rustin later accounted for “making<br />

a mistake” during those years “out of youthful carelessness.” It has been speculated that<br />

Rustin’s homosexuality was the driving force behind his discharge. James Haskins, Bayard<br />

Rustin: Behind the Scenes of the Civil Rights Movement, 25.<br />

28 Jervis Anderson, Bayard Rustin: Troubles I’ve Seen, 45.<br />

29 Ibid.<br />

30 Ibid.<br />

31 In early 1941, the Communist Party had assigned Rustin to organize and lead a campaign<br />

against segregation in the military. However, he was ordered to disband this campaign<br />

when Hitler invaded the Soviet Union. Hitler’s invasion now required a Soviet-American solidarity<br />

against Germany. A continuation of the flight for desegregation in the military would<br />

disrupt the American “military machine” and hurt the prospects for an effective Soviet-American<br />

alliance. Thus, defending the Soviet Union against Hitler became more important than<br />

the fight for civil rights. Daniel Levine, Bayard Rustin and the Civil Rights Movement, 26.<br />

32 Evan Wolfson, “Bayard Rustin,” in Invisible Giants: Fi�y Americans that Shaped the Nation<br />

but Missed the History Books, ed. Marc C. Carnes (New York: Oxford University Press,<br />

2002), 240.<br />

33 Jervis Anderson, Bayard Rustin: Troubles I’ve Seen, 56.<br />

34 FOR was born directly a�er the outbreak of World War I. Daniel Levine, Bayard Rustin<br />

and the Civil Rights Movement, 32.


F������� 2005 - V�� 1., I���� 1 101<br />

35 A.J. Muste (1855-1967), born Abraham Johannes Muste in the province of Zeeland,<br />

the Netherlands, came to the United States in 1891 when the Muste family se�led in Grand<br />

Rapids, Michigan. In 1940, his views of total pacifism and absolute non-violence elevated him<br />

to executive director of FOR. In the following years of his career, he was to become its most<br />

renowned leader. AJ Muste: Papers 1920-1967, (Swarthmore <strong>College</strong> Peace Collections Website,<br />

accessed 20 October 2002.); available from h�p://www.swarthmore.edu/Library/peace/<br />

DG026-050/dg050muste.htm: Internet.<br />

36 His base salary was fi�een dollars a week—raised a year later to $18.75. Jervis Anderson,<br />

Bayard Rustin: Troubles I’ve Seen, 72.<br />

37 Jervis Anderson, Troubles I’ve Seen, 51.<br />

38 By 1942, most leading activists in the Fellowship of Reconciliation were also disciples<br />

of Mahatma Gandhi. Almost all of them had been drawn to Gandhian philosophy and methodology<br />

by their readings of such influential texts as Thoreau’s essay on civil disobedience;<br />

Gandhi’s autobiography; My Gandhi, by John Haynes Homes; and War Without Violence, by<br />

Krishnalal Shridharani. Jervis Anderson, Bayard Rustin: Troubles I’ve Seen, 62.<br />

39 Jervis Anderson, Bayard Rustin: Troubles I’ve Seen, 51.<br />

40 Bayard Rustin, “Lesson Plan on Non-Violent Action,” 1941, FOR Files, Box 51, Swarthmore<br />

<strong>College</strong> Peace Collections, McCabe Library, Swarthmore <strong>College</strong>, Pennsylvania.<br />

41 Ibid.<br />

42 Ibid.<br />

43 Ibid.<br />

44 Ibid.<br />

45 Ibid.<br />

46 Speaker at West Chester Public Meeting, West Chester, Pennsylvania, 20 November<br />

2002.<br />

47 Rustin had formally joined the Religious Society of Friends in 1936. Daniel Levine,<br />

Bayard Rustin and the Civil Rights Movement, 15.<br />

48 Bayard Rustin, to Friend, 15 August 1942, FOR Files, Box 51, Swarthmore <strong>College</strong><br />

Peace Collections, McCabe Library, Swarthmore <strong>College</strong>, Pennsylvania.<br />

49 Jervis Anderson, Bayard Rustin: Troubles I’ve Seen, 60.<br />

50 Bayard Rustin, to Gentlemen of the Dra� Board of New York, 16 November 1943, FOR<br />

Files, Box 51, Swarthmore <strong>College</strong> Peace Collections, McCabe Library, Swarthmore <strong>College</strong>,<br />

Pennsylvania.<br />

51 Jervis Anderson, Bayard Rustin: Troubles I’ve Seen, 90.<br />

52Ashland was one of a handful of prisons that the government used to house conscientious<br />

objectors during World War II. James Haskins, Bayard Rustin: Behind the Scenes of the<br />

Civil Rights Movement, 29.<br />

53 Jervis Anderson, Bayard Rustin: Troubles I’ve Seen, 92.<br />

54 Ibid.<br />

55 Ibid., 107.<br />

56 Ibid.<br />

57 Tom Ritchie, “Bayard Rustin,” Prison Newsle�er, July 1944, FOR Files, Box 52, Swarthmore<br />

<strong>College</strong> Peace Collections, McCabe Library, Swarthmore <strong>College</strong>, Pennsylvania.<br />

58 Ibid.<br />

59 Jervis Anderson, Bayard Rustin: Troubles I’ve Seen, 108.<br />

60 Charles Butcher, Prison Newsle�er, July 1944, FOR Files, Box 52, Swarthmore <strong>College</strong><br />

Peace Collections, McCabe Library, Swarthmore <strong>College</strong>, Pennsylvania.<br />

61 A.J. Muste, “Memo on Visit to Ashland, Kentucky, Federal Correctional Institution,”<br />

27 July 1944, Bayard Rustin Files, Box 1, Swarthmore <strong>College</strong> Peace Collections, McCabe Li-


102<br />

T�� H�������� J������<br />

brary, Swarthmore <strong>College</strong>, Pennsylvania.<br />

62 Speaker at West Chester Public Meeting, West Chester, Pennsylvania, 20 November<br />

2002.<br />

63 John D’Emilio, “Homophobia and the Trajectory of Postwar American Radicalism,” in<br />

Modern American Queer History, ed. Allida M. Black, 83.<br />

64 Ibid.<br />

65 Ibid.<br />

66 Ibid., 85.<br />

67 Jervis Anderson, Bayard Rustin: Troubles I’ve Seen, 154.<br />

68 Ibid., 165.<br />

69 Trying to find Bayard work a�er his release from FOR, Dr. Ascher, Rustin’s psychiatrist<br />

a�er the Pasadena incident, first contacted the Religious Society of Friends. However,<br />

he found them to be completely unsympathetic. When the subject was first mentioned, they<br />

were excited about having a person like Bayard work for them. But as soon as they found out<br />

that he was homosexual, they backed off. “People who preached love and humane tolerance<br />

were completely intolerant when it came to sexuality.” Daniel Levine, Bayard Rustin and the<br />

Civil Rights Movement, 74.<br />

70 The War Resisters League (WRL), officially founded in 1923, stood for the proposition<br />

that “war is a crime against humanity.” Members of the WRL pledge “not to support any kind<br />

of war, international or civil, and to strive non-violently for the removal of all causes of war.”<br />

War Resisters League (Swarthmore <strong>College</strong> Peace Collections Website, accessed 27 November<br />

2002); available from h�p://www.swarthmore.edu/library/peace/DG026-050/DG040WRL.<br />

html: Internet.<br />

71 Allan, to Jim, 31 August 1953, WRL Files, Box 12, Swarthmore <strong>College</strong> Peace Collections,<br />

McCabe Library, Swarthmore <strong>College</strong>, Pennsylvania.<br />

72 Frances Witherspoon, to Roy Finch, 7 September 1953, WRL Files, Box 12, Swarthmore<br />

<strong>College</strong> Peace Collections, McCabe Library, Swarthmore <strong>College</strong>, Pennsylvania.<br />

73 Edwards C.M. Richards, to Roy Finch, 8 September 1953, WRL Files, Box 12, Swarthmore<br />

<strong>College</strong> Peace Collections, McCabe Library, Swarthmore <strong>College</strong>, Pennsylvania.<br />

74 To Executive Commi�ee and Advisory Council Members, 1 October 1953, WRL Files,<br />

Box 12, Swarthmore <strong>College</strong> Peace Collections, McCabe Library, Swarthmore <strong>College</strong>, Pennsylvania.<br />

75 Jervis Anderson, Bayard Rustin: Troubles I’ve Seen, 173.<br />

76 Ibid.<br />

77 Ibid.<br />

78 Ibid.<br />

79 Ibid., 175.<br />

80 John D’Emilio, “Homophobia and the Trajectory of the Postwar American Radicalism,”<br />

in Modern American Queer History, ed. Allida M. Black, 86.<br />

81 This was the same nonviolent direct action that had been used in the early 1940s by<br />

Rustin and other radical pacifists. Jervis Anderson, Bayard Rustin: Troubles I’ve Seen, 98.<br />

82 Ibid., 186.<br />

83 John D’Emilio, “Homophobia and the Trajectory of Postwar American Radicalism,” in<br />

Modern American Queer History, ed. Alldia M. Black, 86.<br />

84 Ibid.<br />

85 Ibid.<br />

86 Jervis Anderson, Bayard Rustin: Troubles I’ve Seen, 189.<br />

87 John D’Emilio, “Bayard Rustin, Civil Rights Strategist,” The Harvard Gay and Lesbian<br />

Review (Summer 1999), 1.


F������� 2005 - V�� 1., I���� 1 103<br />

88 Jervis Anderson, Bayard Rustin: Troubles I’ve Seen, 189.<br />

89 “Bayard Rustin: Civil Rights Leader” (Website, accessed 28 October 2002); available<br />

from h�p://www.wuite.101.com/article/cfm/quakerism/13859: Internet.<br />

90 Rustin was King’s senior by 17 years. Ibid.<br />

91 The Baptist ministers of the SCLC did not want Rustin as director of the organization;<br />

instead, he became a “special assistant” working in New York. The Baptists did not want a<br />

homosexual running an organization rooted in Christian principles. John D’Emilio, “Bayard<br />

Rustin, Civil Rights Strategist,” The Harvard Gay and Lesbian Review, 1.<br />

92 Ibid.<br />

93 Ibid., 2.<br />

94 Ibid., 4.<br />

95 Ibid., 5.<br />

96 Jervis Anderson, Bayard Rustin: Troubles I’ve Seen, 230.<br />

97 Ibid.<br />

98 Ibid.<br />

99 Asa Philip Randolph, born in Florida in 1889, was president of the Brotherhood of<br />

Sleeping Car Porters, the first African American trade union in the U.S.. Twenty-three years<br />

older than Rustin, he was a veteran of civil rights and labor causes and one of the most respected<br />

African American figures in his time. James Haskins, Bayard Rustin: Behind the Scenes<br />

of the Civil Rights Movement, 87.<br />

100 Ibid.<br />

101 Ibid., 90.<br />

102 Kenneth O’Reilly, Black Americans: The FBI Files (New York: Carrol & Graf Publishers,<br />

Inc., 1994), 388.<br />

103 John D’Emilio, “Homophobia and the Trajectory of Postwar American Radicalism,” in<br />

Modern American Queer History, ed. Allida M. Black, 90.<br />

104 Kenneth O’Reilly, Black Americans: The FBI Files, 389.<br />

105 Ibid., 382.<br />

106 John D’Emilio, “Homophobia and the Trajectory of Postwar American Radicalism,” in<br />

Modern American Queer History, ed. Allida M. Black, 82.<br />

107 Ibid.<br />

108 Ibid., 90.<br />

109 Ibid.<br />

110 Ibid.<br />

111 Taylor Branch, Parting the Waters: America in the King Years 1954-63 (New York: Simon<br />

and Schuster Publishing, 1988), 873.<br />

112 Ibid.<br />

113 John D’Emilio, “Homophobia and the Trajectory of Postwar American Radicalism,” in<br />

Modern American Queer History, ed. Allida M. Black, 90.<br />

114 Ibid.<br />

115 Jervis Anderson, Bayard Rustin: Troubles I’ve Seen, 5.<br />

116 Albert Shanker, “Where We Stand,” The New York Times, August 30, 1987.<br />

117 Ibid.<br />

118 Ibid.<br />

119 Anthony Monteiro, “Let’s Look to Bayard Rustin for Inspiration,” The Philadelphia<br />

Inquirer, November 15, 2002.<br />

120 Ibid.<br />

121 Ibid.<br />

122 Ibid.


104<br />

T�� H�������� J������<br />

The Editorial Board owes special thanks to...<br />

Acknowledgments<br />

<strong>Haverford</strong>’s student body, which submi�ed nearly a hundred papers of<br />

extraordinary quality and made our pilot issue blissfully difficult to assemble.<br />

<strong>Haverford</strong> faculty members who encouraged their students to submit papers<br />

and prove their intellectual vitality.<br />

Greg Kannerstein for abandoning family, friends, and anything else he<br />

thought this life might have to offer him in order to find time to edit<br />

papers.<br />

Tom Tri�on and Joe Tolliver for their initial encouragement and continued<br />

support.<br />

Students Council for pu�ing up seed money.<br />

Julie Kleinman and Drew Konove for refusing to go gently into the good<br />

night that is life a�er <strong>Haverford</strong>.<br />

Rob Schiff for daring to dream.

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