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Charles Sanders Peirce and the Mind-Body-World Relation

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Università degli Studi di Modena e Reggio EmiliaSemiotics <strong>and</strong> <strong>the</strong> body:C.S. <strong>Peirce</strong> on <strong>the</strong> <strong>Mind</strong>-<strong>Body</strong>-<strong>World</strong> relationPatrick John CoppockUniversity of Modena <strong>and</strong> Reggio EmiliaR 03-4 March 2003RESEARCHREPORTDipartimento di Scienze Sociali, Cognitive e QuantitativeVia G. Giglioli Valle, 942100 Reggio EmiliaTel.: +39 0522 522511Fax : +39 0522 522512Internet: http://www.cei.unimore.itDepositato ai sensi dell’articolo 1 del DLL 31/08/1945 n.660


Patrick John CoppockSemiotics <strong>and</strong> <strong>the</strong> body: C.S. <strong>Peirce</strong> on <strong>the</strong> <strong>Mind</strong>-<strong>Body</strong>-<strong>World</strong>relation1. <strong>Peirce</strong>, personality <strong>and</strong> <strong>the</strong> tongueThe American philosopher <strong>and</strong> logician <strong>Charles</strong> <strong>S<strong>and</strong>ers</strong> <strong>Peirce</strong>, generally consideredone of <strong>the</strong> founding fa<strong>the</strong>rs of <strong>the</strong> philosophy of pragmatism <strong>and</strong> of contemporarysemiotics, once wrote in his indomitable, almost tongue-in-cheek, philosophical style:“It is true, for instance, that men are selfish, that is, that <strong>the</strong>y are really deluded into supposing<strong>the</strong>mselves to have some isolated existence; <strong>and</strong> in so far, <strong>the</strong>y have it. To deny <strong>the</strong> reality ofpersonality is not anti-spiritualistic; it is only anti-nominalistic. It is true that <strong>the</strong>re are certainphenomena, really quite slight <strong>and</strong> insignificant, but exaggerated, because <strong>the</strong>y are connectedwith <strong>the</strong> tongue, which may be described as personality. The agility of <strong>the</strong> tongue is shown inits insisting that <strong>the</strong> world depends upon it. The phenomena of personality consist mainly inability to hold <strong>the</strong> tongue. This is what <strong>the</strong> tongue brags so about.” [CP 8.82]Later in <strong>the</strong> same piece he goes on to quip that:“Meantime, physicians are highly privileged in that <strong>the</strong>y can ask to see people's tongues; forthis is inspecting <strong>the</strong> very organ of personality.” [CP 8.85]So what may <strong>Peirce</strong> have been trying to get at here? Well, one possible reading of <strong>the</strong>first of <strong>the</strong> two citations above could be as follows: Man is a essentially social being,born into a community of o<strong>the</strong>rs, <strong>and</strong> though he may (selfishly <strong>and</strong> deludedly in<strong>Peirce</strong>’s view) believe himself to have “some isolated existence” from <strong>the</strong>se o<strong>the</strong>rs, henone<strong>the</strong>less is irremediably destined to remain a part of a wider interpretativecommunity. However, as long as he continues to believe that he does exist in somekind of isolation from <strong>the</strong> o<strong>the</strong>rs, his communicative behaviour, metaphorically (<strong>and</strong>physically) represented by <strong>the</strong> enunciation (or not) of linguistic signs by his tongue,makes it appear so, at least in a limited sense, to both himself <strong>and</strong> o<strong>the</strong>rs who mayhave been fooled by <strong>the</strong> “agility” of his tongue in its “insisting that <strong>the</strong> world dependsupon it.” This agility of <strong>the</strong> tongue gives rise to certain phenomena, which although“really quite slight <strong>and</strong> insignificant, but exaggerated”, work toge<strong>the</strong>r with <strong>the</strong> abilityof <strong>the</strong> enunciator to exercise at least some degree of self-control over this agility,contributing in doing so to <strong>the</strong> creation of something we may come to conceive of asan autonomous “personality”.<strong>Peirce</strong> scholars generally read <strong>the</strong> two ra<strong>the</strong>r well known text segments above as partof a series of light-hearted pokes by <strong>Peirce</strong> at his perennial straw-man nemesis ofnominalism, <strong>the</strong> philosophical doctrine which claims (amongst o<strong>the</strong>r things) thatabstract scientific laws - “generals”, as <strong>Peirce</strong> often referred to <strong>the</strong>m - <strong>and</strong> <strong>the</strong>methods of inquiry by which <strong>the</strong>se laws are derived, cannot be claimed to have anymore existential reality than <strong>the</strong> actual words (or terms) used to denominate <strong>and</strong> speakof <strong>the</strong>m. <strong>Peirce</strong>’s argumentational strategy in <strong>the</strong> texts above is <strong>the</strong>n, to try <strong>and</strong>undermine a thought perspective attributed to a model nominalist author-enunciatorby ridiculing anyone (or anything) who would try to force-feed us <strong>the</strong> erroneous ideathat <strong>the</strong> world/ reality - <strong>Peirce</strong> often spoke of “<strong>the</strong> Real” in this context - exists for us


merely as a result of those words we have made up <strong>and</strong> elected to utter (or not) inorder to speak <strong>and</strong>/or write about it.Framed in this way, we can perhaps more easily underst<strong>and</strong> <strong>Peirce</strong>’s seemingly ra<strong>the</strong>rcryptic claim at <strong>the</strong> beginning of <strong>the</strong> first text cited above that “To deny <strong>the</strong> reality ofpersonality is not anti-spiritualistic; it is only anti-nominalistic.”Within a consistently argued “nominalist” perspective - alive <strong>and</strong> kicking today inmore relativistic forms of “post-modern” thought, <strong>and</strong> certain areas of philosophy oflanguage <strong>and</strong> cognitive science - we find asserted, <strong>and</strong> attempted justified <strong>the</strong> opinionthat scientific concepts, <strong>and</strong> <strong>the</strong> abstract laws that can be expressed in terms of <strong>the</strong>seconcepts, are no more than social constructs, based on opinions couched in aconsensual view of truth.From <strong>Peirce</strong>’s point of view, this way of framing reality seriously neglects <strong>the</strong>complex issue of what kinds of relations may possibly exist between sensible,interpretable phenomena, or signs, as <strong>Peirce</strong> terms <strong>the</strong>m, which we actually, or mighton some future occasion come to encounter as elements of our ongoing personalphenomenal experience. Adopting a nominalistic ontological stance in relation to <strong>the</strong>problem of underst<strong>and</strong>ing reality implies, in <strong>Peirce</strong>’s view, a grove oversimplificationof <strong>the</strong> fundamental relational complexity of phenomenological experience, <strong>and</strong>accordingly too, of <strong>the</strong> continuous relationship 1 he believes exists between mind,body <strong>and</strong> world. A nominalistic approach presupposes, insists <strong>Peirce</strong>, an ontologicalframework which does not allow us to benefit from <strong>the</strong> important lessons we mightlearn if we take our embodied sensible experience seriously, study it systematicallyusing a scientifically valid experimental method, <strong>and</strong> considering <strong>the</strong> results of <strong>the</strong>seexperiments in relation to <strong>the</strong> broad train of naturally, historically <strong>and</strong> sociallymediated semiotic processes that precede <strong>and</strong> frame current experience, as well aspossible future experience, <strong>and</strong> <strong>the</strong> new sign relation complexes, or “would be’s”,involved in this experience.Science, says <strong>Peirce</strong>, builds on what has already been discovered, <strong>and</strong> on fur<strong>the</strong>rprocesses of systematic inquiry <strong>and</strong> experimentation. An essential component of anywell functioning experimental process is being genuinely surprised in our experienceof <strong>the</strong> world. As he puts it:“The majority of discoveries […] have been <strong>the</strong> result of experimentation. Now, no manmakes an experiment without being more or less inclined to think that an interesting resultwill ensue; for experiments are much too costly of psychical <strong>and</strong> physical energy to beundertaken at r<strong>and</strong>om <strong>and</strong> aimlessly. And naturally, nothing can be possibly learned from anexperiment that turns out exactly as was anticipated. It is by surprises that experience teachesall she deigns to teach us.” [MSS 305, 306] 21 <strong>Peirce</strong> ties <strong>the</strong> notion of continuity of relation to his concept of Synechism, which he in turn sees as related to hisconcept of agapastic evolution, whereby “advance takes place by virtue of a positive sympathy among <strong>the</strong> createdspringing from <strong>the</strong> continuity of mind” [CP 6.303], quoted by Kelly A. Parker in his book The Continuity of<strong>Peirce</strong>’s Thought (1998: 16). The following quote from <strong>Peirce</strong> is also relevant in this context : “Almost everybodywill now agree that <strong>the</strong> ultimate good lies in <strong>the</strong> evolutionary process in some way. If so, it is not in individualreactions in <strong>the</strong>ir segregation, but in something general or continuous. Synechism is founded on <strong>the</strong> notion that <strong>the</strong>coalescence, <strong>the</strong> becoming continuous, <strong>the</strong> becoming governed by laws, <strong>the</strong> becoming instinct with general ideas,are but phases of one <strong>and</strong> <strong>the</strong> same process of <strong>the</strong> growth of concrete reasonableness.” [CP 5.4], quoted in Parker1998: 16. See also Coppock 1997c.2 This passage is from a draft version (Part B: On Phenomenology (Draft 2) ) of a lecture given by <strong>Peirce</strong> atHarvard University on <strong>the</strong> second of April 1903. The lecture was one of a series of six on <strong>the</strong> advertised topic ofPragmatism as a Principle <strong>and</strong> a Right Method of Thinking. See Turrisi 1997: 37-57 (Commentary) <strong>and</strong> 159-160(cited text) for fur<strong>the</strong>r details.


Now of course we all know that experiments that do turn out exactly as expected cansometimes be useful for science <strong>and</strong> society in <strong>the</strong> shorter term. Indeed, experimentsthat turn out “right” are frequently eagerly sought after for economic, political oro<strong>the</strong>r reasons, in order to provide fur<strong>the</strong>r evidence that might justify decision-makingprocesses, by verifying that that which we already have come to believe to be true on<strong>the</strong> basis of previous experience, is still valid, at least for <strong>the</strong> present. But experimentsof this kind are essentially “conservative”, in <strong>the</strong> sense that <strong>the</strong>y can not provide anyreal impetus for fur<strong>the</strong>r research by pushing us to rethink our basic presuppositions<strong>and</strong> start looking elsewhere for new explanatory hypo<strong>the</strong>ses. If science (<strong>and</strong>philosophy, which is <strong>Peirce</strong>s’ main concern here) is to continually keep moving ahead<strong>and</strong> breaking new ground, <strong>the</strong>n <strong>Peirce</strong>’s st<strong>and</strong>point is that we need to conceive oftypes of experiments that might produce precisely such experiences that surprise us.Put simply: we can learn much more from being open to, <strong>and</strong> having a capacity for,being genuinely surprised by, <strong>and</strong> learning continually <strong>and</strong> systematically fromexperience than we will if we do not. He continues:“In all <strong>the</strong> works on pedagogy that ever I read, – <strong>and</strong> <strong>the</strong>y have been many, big <strong>and</strong> heavy, – Idon’t remember that anyone has advocated a system of teaching by practical jokes, mostlycruel. That however, describes <strong>the</strong> method of our great teacher, Experience. She says,Open your mouth <strong>and</strong> shut your eyesAnd I’ll give you something to make you wise;<strong>and</strong> <strong>the</strong>reupon she keeps her promise, <strong>and</strong> seems to take her pay in <strong>the</strong> fun of tormenting us.”[MSS 305, 306] 3Interestingly, <strong>the</strong> passage which follows on from <strong>the</strong> one above in <strong>the</strong> same lectureturns out to have particular pertinence in our present context, for <strong>Peirce</strong> continues:“The phenomenon of surprise is highly instructive in reference to this category 4 because of<strong>the</strong> emphasis it puts upon a mode of consciousness which can be detected in all perception,namely, a double consciousness at once of an ego <strong>and</strong> a non-ego, directly acting upon oneano<strong>the</strong>r.” [MSS 305, 306]This can be seen as referring to <strong>Peirce</strong>’s well-known dictum that all thought is insigns, <strong>and</strong> his associated conceptualisation of thought as dialogical:“All thinking is dialogic in form. Your self of one instant appeals to your deeper self for hisassent. Consequently, all thinking is conducted in signs that are mainly of <strong>the</strong> same generalstructure as words” [CP 6.338]In <strong>the</strong> case of <strong>the</strong> draft version of <strong>Peirce</strong>’s Harvard Pragmatism lecture referred topreviously above, however, we can see that <strong>the</strong> dialogue he is thinking of here is notan “internal” one between <strong>the</strong> “self of one instant” <strong>and</strong> a “deeper self”, but ra<strong>the</strong>r alively <strong>and</strong> ra<strong>the</strong>r unpredictable encounter with an “o<strong>the</strong>r” (anti-Ego) coming from“outside” our self-mind-body complex, <strong>and</strong> which impinges unexpectedly upon it.This “o<strong>the</strong>r” represents some hi<strong>the</strong>rto unexpected aspect of <strong>the</strong> Real (nature, <strong>the</strong>world, life in general) that surprises us <strong>and</strong> upsets our present reasonably stable <strong>and</strong>well-habituated sense of having arrived at some kind of coherent underst<strong>and</strong>ing of <strong>the</strong>personal <strong>and</strong> experiential world-reality niche we inhabit. <strong>Peirce</strong> goes on to write in <strong>the</strong>same Harvard lecture draft that :3 Also cited <strong>and</strong> discussed in a wider historical context in Turrisi 1997: 1604 <strong>Peirce</strong> is referring here to his phenomenological category of Secondness.


“The question is what <strong>the</strong> phenomenon is. We make no vain pretense of going beneathphenomena. We merely ask, What is <strong>the</strong> content of <strong>the</strong> Percept? Everybody should becompetent to answer that of himself. Examine <strong>the</strong> Percept in <strong>the</strong> particularly marked casewhen it comes as a surprise. Your mind is filled [with] an imaginary object that was expected.At <strong>the</strong> moment when it was expected <strong>the</strong> vividness of <strong>the</strong> representation is exalted, <strong>and</strong>suddenly when it should come something quite different comes instead. I ask you whe<strong>the</strong>r atthat instant of surprise <strong>the</strong>re is not a double consciousness, on <strong>the</strong> one h<strong>and</strong> of an Ego, whichis simply <strong>the</strong> expected idea suddenly broken off, on <strong>the</strong> o<strong>the</strong>r h<strong>and</strong>, of <strong>the</strong> Non-Ego which is<strong>the</strong> Strange intruder, in his abrupt entrance.” [MSS 305, 306]Seen in this particular light, certain kinds of everyday perception involved in <strong>the</strong>generation of a continuing flow of potentially meaning-creating signs relative to <strong>the</strong>physical <strong>and</strong> social environment in which we live become a zone of action, whereemotional <strong>and</strong> cognitive conflicts initiate dynamic dialogical processes. The “Strangeintruder”, i.e. our “Percept in <strong>the</strong> particularly marked case” challenges seriously, <strong>and</strong>makes us begin to doubt, our previously held pre-conceptions or beliefs regarding <strong>the</strong>organisation <strong>and</strong> functioning of our current personal world-view. This “non-ordinary”experience 5 , forces us, like it or not, to try <strong>and</strong> re-assert our sense of coherence of selfby embarking on a new process of inquiry, entering into a specific form of dialoguewith <strong>the</strong> “Strange intruder” with <strong>the</strong> “cheerful hope” 6 of managing by doing so, todevelop new habits of thought <strong>and</strong> action better adapted to cope with <strong>and</strong> integrate <strong>the</strong>presumed law, or habit-governed novelty represented by <strong>the</strong> surprising phenomenon,into our general scheme of things, <strong>and</strong> in thus doing, take part in a community-based,long-term search for clearer underst<strong>and</strong>ings regarding truth <strong>and</strong> reality.Thus, <strong>the</strong> intensive inquiry <strong>and</strong> learning process initiated by our close encounter with<strong>the</strong> “Strange Intruder” is a potentially creative one, since it offers us a chance todevelop new ways of conceiving <strong>and</strong> comprehending <strong>the</strong> significance of <strong>the</strong>surprising event in a way that relates meaningfully to what we already knew, orbelieved we knew, before we experienced it.2.Material mindSo let us return again for a moment to <strong>the</strong> brief citation I introduced at <strong>the</strong> beginningof this article in which <strong>Peirce</strong> refers to “certain phenomena, really quite slight <strong>and</strong>insignificant, but exaggerated, because <strong>the</strong>y are connected with <strong>the</strong> tongue, whichmay be described as personality.”A more “materialist” reading of this piece of text might go something like this:The pervasive form of interpersonal <strong>and</strong> intersubjective behaviour we know aslanguage is a dynamic, complex semiotic system for meaning-making. It comprises<strong>and</strong> combines semantic, syntactic, phonological <strong>and</strong> o<strong>the</strong>r kinds of grammatical <strong>and</strong>5 See Patrizia Violi’s article “A Semiotics of Non-Ordinary Experience” in Rambelli & Violi (Eds.) 1999: 244-280, where non-ordinary experience is defined as follows: “[…] a quite open set of various forms of experienceranging from mystical enlightenment, <strong>and</strong> contemplative states, to aes<strong>the</strong>tic epiphanies”, ibid.: 244.6 “[…] all <strong>the</strong> followers of science are animated by a cheerful hope that <strong>the</strong> processes of investigation, if onlypushed far enough, will give one certain solution to each question to which <strong>the</strong>y apply it. […] This great HOPE isembodied in <strong>the</strong> conception of truth <strong>and</strong> reality. The opinion which is fated to be ultimately agreed to by all whoinvestigate, is what we mean by truth, <strong>and</strong> <strong>the</strong> object represented in that opinion is <strong>the</strong> real. That is how I wouldexplain reality.” [CP 5.407]


structural relations in functional terms, as a kind of “technology of mind” 7 . Languageis able to facilitate an opportune <strong>and</strong> steady generation, enunciation <strong>and</strong> interpretationof linguistic (<strong>and</strong> o<strong>the</strong>r) signs in any kind of social or cultural context. Linguisticsigns contribute, in <strong>the</strong> context of a wider communicative community (whe<strong>the</strong>rspeakers or users of <strong>the</strong> language acknowledge <strong>the</strong> importance of <strong>the</strong> role of thiscommunity or not) <strong>the</strong> self-organisation of a sense of “self”, or “personality”, bothfrom <strong>the</strong> user’s own, <strong>and</strong> o<strong>the</strong>r’s point of view. However, in <strong>the</strong> final analysis, this“personality” is corporeally context-dependent, in <strong>the</strong> sense that it must be continuallymanifested, developed <strong>and</strong> maintained by <strong>the</strong> physiologically determined agility of<strong>the</strong> articulatory apparatus – of which <strong>the</strong> tongue is <strong>the</strong> most obvious organ (ormodule).Now it is clear that <strong>the</strong>re are o<strong>the</strong>r aspects to language <strong>and</strong> language use than speech –a considerable part of our everyday interpersonal communication depends veryheavily indeed on <strong>the</strong> unhindered exchange <strong>and</strong> interpretation of various kinds of nonverbalmessages, as <strong>the</strong> study of kinesics, proxemics, facial expression, gaze, eyemovements <strong>and</strong> gesture have clearly shown. The technology of writing represents <strong>the</strong>languages we use in ano<strong>the</strong>r medium, <strong>and</strong> with a type of grammatical organisationthat is different in a number for ways from that of spoken language (see Halliday1995).In a longer time-scale, our general behaviour in relation to o<strong>the</strong>r people <strong>and</strong> <strong>the</strong> worldin general, when seen in relation to what we say <strong>and</strong> do not say, also “counts” inmeaning-making terms. We tend to construe <strong>and</strong> evaluate o<strong>the</strong>r people’s“personalities” from moment to moment <strong>and</strong> from situation to situation on <strong>the</strong> basis ofall of <strong>the</strong>se things. So in this sense, merely considering <strong>the</strong> activity of <strong>the</strong> tongue as<strong>the</strong> seat of <strong>the</strong> “personality” is not enough. Speech, talk, dialogue or conversation is initself a multimodal 8 form of a much broader “genre” of communicative activity, oftenreferred to as communicative action 9 , <strong>and</strong> in this wider picture of things <strong>the</strong>re aremany, many externally visible aspects of <strong>the</strong> more general “articulatory system” tiedto language production <strong>and</strong> use that count at least as much as what our tongue isdoing, in order for successful communication to occur, <strong>and</strong> consequently too, for <strong>the</strong>construction of “personality”.And indeed, it is also <strong>the</strong> case that <strong>the</strong>re are languages where <strong>the</strong> activity of <strong>the</strong> tongueis of subsidiary importance, <strong>and</strong> where <strong>the</strong> whole articulatory apparatus of language is“externalised”, <strong>and</strong> where all <strong>the</strong> “internal” motions of this apparatus are consequentlyvisible to interlocutors <strong>and</strong> o<strong>the</strong>rs. Here I am thinking quite specifically of <strong>the</strong> signlanguages of deaf people, where phonological, morphological, syntactic <strong>and</strong> semanticproduction processes take place in what is generally known by sign language linguistsas “signing space”: a three-dimensional zone in front of <strong>the</strong> body largely defined by<strong>the</strong> specific range of motions which are possible for any given signer’s head, arms <strong>and</strong>h<strong>and</strong>s.As can be seen in Figure 1 below, signing space also includes a certain well-definednumber of articulation points or zones on <strong>the</strong> front of <strong>the</strong> body of <strong>the</strong> signer,7 The designation “technology of mind” was, as far as I am aware, coined by anthropologist Jack Goody inconnection with his considerations of individual <strong>and</strong> socio-cultural functional aspects of writing. See for exampleGoody 1987.8 The notion of multimodality has been delineated in different ways, According to Australian linguist Martin(2001), multimodality in communication involves verbiage, image(ry), sound <strong>and</strong> action. Social linguistics, heclaims, needs models of multimodality, coupled with those of multilinguality (encompassing language, dialect,register <strong>and</strong> code) <strong>and</strong> multifunctionality (encompassing ideational, interpersonal <strong>and</strong> textual meaning in language<strong>and</strong> text) to meet what he refers to as “<strong>the</strong> challenge of hybridity – <strong>the</strong> multi-voicing of our post-colonial world”(Martin 2001: 311). See also Martin 2000.9 See for example <strong>the</strong> Theory of Communicative Action of sociologist <strong>and</strong> philosopher Jürgen Habermas (1997)


somewhat equivalent to <strong>the</strong> seven or so articulation points in <strong>the</strong> mouth, (<strong>the</strong> lips,teeth, palate, uvula etc.) touched, or approached, by various parts <strong>the</strong> tongue duringspeech (see Figure 2).Figure 1: Signing Space 10Figure 2: Articulation space 11But to return to <strong>Peirce</strong> again: in <strong>the</strong> piece cited above regarding <strong>the</strong> “physicality” oflanguage, which introduces <strong>the</strong> idea of <strong>the</strong> constitution of “personality” by means of<strong>the</strong> physical agility of <strong>the</strong> tongue during enunciation, he also underlines <strong>the</strong>importance of various forms of self-control exerted on <strong>the</strong> part of <strong>the</strong> speaker withrespect to activities of <strong>the</strong> various components of his or her articulatory apparatus. Itis not enough, implies <strong>Peirce</strong>, to merely consider <strong>the</strong> constitution of personality in asocial context in terms of <strong>the</strong> enunciation of linguistic <strong>and</strong> o<strong>the</strong>r signs of positive10 Figure from Rodda & Grove 1987. Downloaded from <strong>the</strong> following web page:http://www.ehi.ee/ehi/oppetool/lopetajad/merilin/sign.html11 Figure adapted from Wells <strong>and</strong> Coulson 1971. Downloaded from <strong>the</strong> following web page:http://www.ling.lancs.ac.uk/chimp/101/phonetics/places.htm


valence, we must also consider <strong>the</strong> possible effects of signs of negative valence – i.e.in situations where <strong>the</strong>re is some kind of silence, or an lack of enunciation: perhaps an“explicit” not mentioning of something or o<strong>the</strong>r that might o<strong>the</strong>rwise have beenmentioned - as partially constitutive of individual “personality”. Indeed, he hints, <strong>the</strong>maintenance of strategic (or o<strong>the</strong>r) silences about certain matters in certain situationsis perhaps one of <strong>the</strong> most potent tools we possess for <strong>the</strong> public development of aninfluential personality or “self-image”. As he puts it (my italics): “The phenomena ofpersonality consist mainly in ability to hold <strong>the</strong> tongue. This is what <strong>the</strong> tongue bragsso about.”The importance <strong>Peirce</strong> by implication attributes here to what we often find referred totoday by rhetoricians, discourse analysts <strong>and</strong> sociolinguists as “strategic”, or“manipulative silences” 12 – or “holding <strong>the</strong> tongue” in peircean terms – for <strong>the</strong>constitution of a certain kind of public image can easily shown to have contemporaryrelevance if we consider a few visible <strong>and</strong> easily examinable public silences referredto in some recent (December 2002-January 2003) news headlines <strong>and</strong> stories.Let us take as examples <strong>the</strong> following four news media quotes:“[The omissions are] big enough to drive a tank through” 13“Buffet shines despite paradox on governance: The Sage of Omaha’s own company remainssecretive.” 14“Jailed for her silence, McDougal speaks out” 15“With a sc<strong>and</strong>al chipping away at his government, Ariel Sharon has changed <strong>the</strong> subject toIraq <strong>and</strong> found his country eager to listen” 16Example 1 is a quote in Newsweek from an unnamed US official commenting on <strong>the</strong>12000 page report complied by Iraq in <strong>the</strong> Fall of 2002 on its national weaponsprogram, subsequently discounted as false by <strong>the</strong> United States. In Example 2 <strong>the</strong>Buffet referred to in <strong>the</strong> headline is American multimillionaire investor WarrenBuffet, who has a well-established international reputation for maintaining deepstrategic silences in relation to multifarious global investment projects. TheMcDougal referred to in Example 3 is Susan Mc Dougal, a Clinton family friend fromLittle Rock, Arkansas who refused to witness in 1996 against (<strong>the</strong>n) President Bill <strong>and</strong>Hilary Clinton during <strong>the</strong> Whitewater political corruption investigation led by USIndependent Counsel Kenneth Starr. Mc Dougal was subsequently jailed for contemptof court <strong>and</strong> fraud in return for maintaining this particular silence. Example 4 is anInternational Herald Tribune headline which refers to speculations in <strong>the</strong> internationalmass-media that Israeli Prime Minister Ariel Sharon, who at a certain point aroundNew Year 2003 had abruptly ceased to address publicly various issues related to someserious legal accusations of internal corruption in his governing Likud party, wasattempting to shift focus instead to potential dangers to Israel in <strong>the</strong> case of a war withIraq merely in order to silence fur<strong>the</strong>r open discussion of <strong>the</strong> corruption investigation,12 See for example Huckin (2001: 231-252), who postulates five semi-discreet categories of textual silence:speech-act silences, which must be noticed by interlocutors in order to function, presuppositional silences, whichavoid stating <strong>the</strong> obvious <strong>and</strong> thus serve communicational efficiency, discreet silences, which avoidinterpersonally <strong>and</strong> ethically sensitive information, conventional silences, which relate to genre conventions, <strong>and</strong>manipulative silences designed to conceal relevant information from interlocutors.13 Newsweek, December 23, 200214 The Financial Times, 28-29 December 2002. Title of an article by Adrian Michaels.15 The International Herald Tribune, December 31, 2002 - January 1, 2003. Title of an article by Jennifer Frey.16 The International Herald Tribune, December 30, 2002. Excerpt from an article by Dexter Fillins entitled“Sharon shifts <strong>the</strong> focus to specter of Iraqi war: Remarks help halt slide of Likud Party”.


<strong>and</strong> in doing so, dampen <strong>the</strong> effects of this investigation on public opinion ahead ofcoming elections in <strong>the</strong> country.Now, quite apart from any wider inferences we might want to draw regarding possiblepractical <strong>and</strong> political future consequences of any of <strong>the</strong> four different scenariosevoked by <strong>the</strong> above headlines, it is quite easy to for anyone with a minimum ofbackground knowledge in international affairs to begin to develop some workinghypo<strong>the</strong>ses regarding Saddam Hussein, Warren Buffet, Susan Mc Dougal <strong>and</strong> ArielSharon’s actual states of mind <strong>and</strong> personal attitudes in <strong>the</strong> situations referred toabove, or more generally speaking, <strong>the</strong>ir “personalities”, on <strong>the</strong> basis of <strong>the</strong> variousenunciation strategies attributed to <strong>the</strong>se actors in <strong>the</strong>se press quotes. Indeed, we alldo this kind of differentiating out <strong>and</strong> attribution of meanings regarding our folkunderst<strong>and</strong>ingsof <strong>the</strong> “personalities” of public (<strong>and</strong> private) figures all <strong>the</strong> time, so itis quite clear that <strong>Peirce</strong> was onto something quite fundamental here. Strategicallymaintained, <strong>and</strong> o<strong>the</strong>r kinds of public silences definitely do count. And indeed, incertain social <strong>and</strong> cultural settings, specific kinds of public silence have been heavilyinstitutionalised. We might also consider for instance, just what kinds of “futurepractical effects” might possibly result from possible responses (or not) to such awell-worn public proposition heard in wedding ceremonies all over <strong>the</strong> world as:“If anyone can show just cause why <strong>the</strong>y may not lawfully be joined toge<strong>the</strong>r, let <strong>the</strong>m speaknow, or else hereafter forever hold <strong>the</strong>ir peace”Ano<strong>the</strong>r, even more perturbing example of socialized or institutionalized silence is <strong>the</strong>well-known system of social norms tied to <strong>the</strong> conspiratory, solidaritory forms ofsilence known as <strong>the</strong> “omtertà”, traditionally operative among members of <strong>the</strong> ItalianSicilian Mafia community, where transgressions against this particular unwrittencommunicative norm system can, <strong>and</strong> indeed often do, lead to an unpleasant demiseon <strong>the</strong> part of transgressors.3. Action, Motion <strong>and</strong> ExperienceAt this point, I want to try <strong>and</strong> make a couple of ra<strong>the</strong>r speculative commentsregarding a possible relationship between <strong>the</strong> triad of notions: ‘action’, ‘motion’ <strong>and</strong>‘experience’. More generally speaking, we might start off by making <strong>the</strong> hypo<strong>the</strong>ticalassertion that <strong>the</strong> meanings of ‘action’ <strong>and</strong> ‘motion’ are somewhat similar to oneano<strong>the</strong>r, while <strong>the</strong>y are by no means semantically isomorphic concepts, whereas‘experience’ is obviously a ra<strong>the</strong>r more difficult concept to define than <strong>the</strong> o<strong>the</strong>r twoin any kind of simple way, <strong>and</strong> it can probably be seen, too, as <strong>the</strong> most general <strong>and</strong>thus cognitively complex (though vague), of <strong>the</strong> three concepts now underconsideration. Perhaps too, experience can be seen as both presupposing <strong>the</strong> existenceof <strong>the</strong> o<strong>the</strong>r two concepts, while at <strong>the</strong> same time being potentially capable ofencompassing or incorporating phenomenal aspects related to both <strong>the</strong> o<strong>the</strong>r twoconcepts in <strong>the</strong> triad.If we attempt to develop a simple pragmatic 17 analysis of possible meaning relationsbetween <strong>the</strong> three above mentioned concepts, we find that <strong>the</strong>re can be at least threepotential practical consequences of <strong>the</strong> above conjuncture being correct, which, when17 One of <strong>Peirce</strong>’s more well known formulations of his Pragmatic Maxim is as follows:“Consider what effects that might conceivably have practical bearings we conceive <strong>the</strong> object of our conception tohave; <strong>the</strong>n our conception of those effects is <strong>the</strong> whole of our conception of <strong>the</strong> object” [C.P. 5.18]


expressed in terms of possible relations of interdependency between <strong>the</strong> three terms,might perhaps be drawn <strong>and</strong> written out in <strong>the</strong> following ways:GeneralitySpecificity[ experience < [ motion < [ action ] ]Figure 3: Experience, Motion <strong>and</strong> Action seen in terms of Generality <strong>and</strong> SpecificityThis would give us something like:1. Specific forms of action lead to, or determine, more general, but structuredforms of motion2. Structured forms of motion lead to (or become part of) <strong>the</strong> more generalsequential flow of phenomenal experience3. Experience in general may be translated by means of bodily contingentsemiosis into specific forms of (planned) action, thus determining moregeneral forms of motion which can lead to new experience, <strong>and</strong> so on.So here <strong>the</strong> basic postulate is that experience is more general than motion, which is inturn more general than action, which is specific, since it is planned <strong>and</strong> leads to astructuring of more diffuse forms of motion in some more or less well-defined way orano<strong>the</strong>r, in relation to some goal or o<strong>the</strong>r. There is, <strong>the</strong>n, a sequential, causal, orpresuppositional relationship via forms of action to types of motion to varieties of(perceptual) experience, <strong>and</strong> <strong>the</strong>re is also some kind of local feedback link which goesfrom embodied experience via bodily semiosis, to specific forms of action.How might we try to qualify this postulate in possible practical terms? Well, first ofall, it seems fairly clear at <strong>the</strong> outset that <strong>the</strong> notion of ‘action’, as it is sketched outabove, requires or presupposes some kind of human (or o<strong>the</strong>r form of) embodiedintentionality or directedness in a very different way than <strong>the</strong> notion of ‘motion’ does.After all, a pine tree, a blade of grass or a tumbleweed can all come to move in oneway or ano<strong>the</strong>r in a stiff breeze in different ways, without any form of intentionalityneeding to be attributed to <strong>the</strong>m.We would not say that in moving in some way or o<strong>the</strong>r <strong>the</strong>y “act”. What is happeninghere is merely a form of transitivity, where one specific type of motion, in this case<strong>the</strong> motion of <strong>the</strong> molecules of gas <strong>and</strong> o<strong>the</strong>r particles comprising a current of airwhich is flowing in some direction or o<strong>the</strong>r due to a meteorological pressure gradient,is being “passed on” to those molecules comprising <strong>the</strong> tree, grass or tumbleweed,each of which translates or interprets this passed on motion into its own “personal”variant of it, depending on its general physical characteristics <strong>and</strong> <strong>the</strong> way in which itis anchored, or not, to <strong>the</strong> surrounding natural environment.Now it is certainly also true to say that human beings do sometimes move around incars, buses, bicycles, skis <strong>and</strong> skates, or o<strong>the</strong>r forms of transportation in ways whichdemonstrate types of motion <strong>and</strong> action on <strong>the</strong> part of <strong>the</strong> driver, passenger, cyclist,skier or skater that are not genuinely intentional <strong>and</strong> planned. But on <strong>the</strong> o<strong>the</strong>r h<strong>and</strong>such non-intentional motion on <strong>the</strong> part of human beings will generally be associatedwith accidents or o<strong>the</strong>r non-ordinary types of event, while trees, blades of grass or


tumbleweeds will not generally be attributed intentionality, <strong>and</strong> consequently nei<strong>the</strong>rany kind of moral, ethical or o<strong>the</strong>r responsibility for <strong>the</strong> initiation, execution orcompletion of any motion on <strong>the</strong>ir part. Indeed, <strong>the</strong> motion of, for instance,tumbleweeds would not ei<strong>the</strong>r, apart from in some kind of non-usual, ei<strong>the</strong>r scientific,or literary context, such as <strong>the</strong> exquisite <strong>Charles</strong> Schulz strip below (Figure 4) wellillustrates, be considered as having any kind of fur<strong>the</strong>r saleincy or interest in real lifecontexts.Figure 4However, at this point it has to be said that a possible exception to <strong>the</strong> penultimateassertion above regarding intentionality might conceivably arise if we begin toconsider issues related to botanical growth phenomena, <strong>and</strong> <strong>the</strong> topological orgeographical types of motion inherent in <strong>the</strong> slow spread of plant or tree populationsover time, <strong>and</strong> which can perhaps (imaginatively) be interpreted as “intentional” <strong>and</strong>even “ethical” in some kind of way, since <strong>the</strong>y are (presumably) specifically geared to<strong>the</strong> general survival, <strong>and</strong> hence “common good” of <strong>the</strong> population of organisms inquestion.But we shall have to leave this issue until later, since it can probably be seen as moreor less implicit in some of my fur<strong>the</strong>r discussions of body-mind-world relations,where all matter, living <strong>and</strong> non-living, can in some sense be considered in terms ofembodied, or as <strong>Peirce</strong> put it, “effete” mind:“The one intelligible <strong>the</strong>ory of <strong>the</strong> universe is that of objective idealism, that matter is effetemind, inveterate habits becoming physical laws. But before this can be accepted it must showitself capable of explaining <strong>the</strong> tridimensionality of space, <strong>the</strong> laws of motion, <strong>and</strong> <strong>the</strong> generalcharacteristics of <strong>the</strong> universe, with ma<strong>the</strong>matical clearness <strong>and</strong> precision; for no less shouldbe dem<strong>and</strong>ed of every Philosophy” [CP 6.7-34]So when it comes to o<strong>the</strong>r living entities, such as animals, insects, bacteria, microbes<strong>and</strong> single cellular organisms etc., it is clear that <strong>the</strong>y all move about in <strong>the</strong>ir nativeenvironments, whe<strong>the</strong>r this is considered by us as intentional or not, but can weattribute forms of action to <strong>the</strong>se kinds of organism? Do dogs, wasps, coli bacteria <strong>and</strong>amoeba “act”, or do <strong>the</strong>y just move about in more or less r<strong>and</strong>om kinds of ways tosatisfy <strong>the</strong>ir basic needs, within certain types of internally <strong>and</strong> externally determinedbiological <strong>and</strong> o<strong>the</strong>r parameters which serve as some kind of self-organizingregulators or limits for <strong>the</strong>ir behaviour? Well, as long as we restrict our definition ofaction to something like <strong>the</strong> my following (provisional) formulation:“Structured <strong>and</strong> externally <strong>and</strong> internally regulated forms of motion limited to, <strong>and</strong>directed in relation to, <strong>the</strong> fulfilling of some specific need, or goal, essential in someway or o<strong>the</strong>r for <strong>the</strong> continuing survival of <strong>the</strong> organism in question”


<strong>the</strong>n we can, <strong>and</strong> indeed probably ought to, consider including bacteria, microbes <strong>and</strong>single cellular organisms as members of <strong>the</strong> set of organisms “capable” of certainforms of “intentional action”.But when we go on to consider more specifically human forms of behaviour, as wellas that of those o<strong>the</strong>r higher mammals which are relatively close to us human beingsin <strong>the</strong> evolutionary chain, such as chimpanzees <strong>and</strong> o<strong>the</strong>r large apes, we can see thatall <strong>the</strong>se species possess some kind of heightened communicative potential, withadvanced symbol-processing capabilities, which allows for <strong>the</strong> development ofcomplex shared forms of planning <strong>and</strong> coordination of individual <strong>and</strong> joint actions,use of tools <strong>and</strong> technologies etc.. This, I believe, forces us to attribute at least somekind of evolutionary developed capability for “higher” forms of action, i.e. forms ofaction that are more complex in both quantitative <strong>and</strong> qualitative terms, on <strong>the</strong> part of<strong>the</strong>se organisms.And when this has been said, in human organisms, <strong>the</strong>ir own particular br<strong>and</strong> ofheightened communicative preparedness or potential has an additional abstractional<strong>and</strong> creative side (whe<strong>the</strong>r this is fully realised in practice or not). This is due largelyto <strong>the</strong> fact that human societies <strong>and</strong> cultures have evolved <strong>and</strong> developed spoken (orsigned) languages, <strong>and</strong> o<strong>the</strong>r forms of augmentative <strong>and</strong> communicationaltechnologies such as writing, art, sculpture, architecture, music, <strong>the</strong>atre, cinema <strong>and</strong>computing, all of which facilitate in different, <strong>and</strong> complementary ways, <strong>the</strong> creation,organisation, storage, retrieval, communication <strong>and</strong> recycling of types of individual<strong>and</strong> collective experience <strong>and</strong>/or “memory” over time. The resources of language <strong>and</strong>o<strong>the</strong>r forms of human expression allow too, for reflective metadiscourses ofphilosophy, science <strong>and</strong> art to be developed to speculate about <strong>the</strong> possiblefunctioning <strong>and</strong> organization of <strong>the</strong>se selfsame semiotic system. Languages of variouskinds may be used to talk about <strong>and</strong> propose models for scientifically basedunderst<strong>and</strong>ings of <strong>the</strong>se same, or o<strong>the</strong>r systems of language, for example. Imagery inwritten text, <strong>and</strong> still <strong>and</strong> moving images embedded in multimodal texts <strong>and</strong>hypertexts are used to “comment” on, <strong>and</strong> evoke some common emotional <strong>and</strong> ethicomoralground for <strong>the</strong> evaluation of, past or current events as <strong>the</strong>y are reported indocumentary <strong>and</strong> literary texts, <strong>and</strong> in modern mass-media – see for instance Martin(2000, 2001) for some fur<strong>the</strong>r discussion of <strong>the</strong>se points.The potential for <strong>the</strong> development <strong>and</strong> maintenance of such a rich <strong>and</strong> complex set ofaugmentative tools, <strong>and</strong> <strong>the</strong> intellectual, material <strong>and</strong> cultural resources of <strong>the</strong> typesmentioned above is somewhat more problematic to attribute, except in fairly simpleforms (<strong>the</strong>re is after all, ethological <strong>and</strong> o<strong>the</strong>r research today that speaks of animalculture; complex forms of social organization in ant colonies, etc.), to even our closestrelatives among <strong>the</strong> larger mammals such as chimpanzees, gorillas <strong>and</strong> o<strong>the</strong>r greatapes, but this of course does not diminish <strong>the</strong> continuing need to better underst<strong>and</strong> <strong>the</strong>nature of <strong>the</strong> dynamic, eco-systemic interdependency relationship we have with all <strong>the</strong>o<strong>the</strong>r living organisms that share this planet.Regarding experience, <strong>the</strong> jury is in a sense “still out”, but I assume that mostprofessional scientists <strong>and</strong> lay persons today would probably agree that trees, bladesof grass <strong>and</strong> tumbleweeds do not possess any kind of conscious experience regarding<strong>the</strong>ir own situation - apart from, that is. <strong>the</strong> kind of “experiential data” of geneticallycoded information which has been evolutionarily <strong>and</strong> biologically embodied in <strong>the</strong>irbasic physical structures. Human beings <strong>and</strong> animals, on <strong>the</strong> o<strong>the</strong>r h<strong>and</strong>, all do seemto have different forms of conscious experience. They are able to learn from thisexperience <strong>and</strong> share it with o<strong>the</strong>rs of <strong>the</strong>ir own species, <strong>and</strong> <strong>the</strong>y can also act (<strong>and</strong>thus move) in different ways on <strong>the</strong> basis of <strong>the</strong>ir embodied - <strong>and</strong> thus semiotically


organised, evaluated, elaborated <strong>and</strong> integrated into some kind of larger world-view -individual <strong>and</strong> collective experiences.But why might a postulated causal, or presuppositional sequencing of <strong>the</strong>interrelationships between action, motion <strong>and</strong> experience possibly be useful? In orderto investigate fur<strong>the</strong>r aspects regarding this issue, I shall now turn to a slightlydifferent, but closely related perspective on experience, this time from <strong>the</strong> point ofview of general semantics <strong>and</strong> semiotics.Patrizia Violi in her recent book Meaning <strong>and</strong> Experience asserts (Violi 2001: 44-46)that in order to be fully adequate, any semantic <strong>the</strong>ory must be a “global” one, able toencompass <strong>and</strong> describe three main dimensions that come into play in <strong>the</strong> semioticrelation of signification. These three dimensions are:1. <strong>the</strong> intralinguistic dimension: relations between terms within <strong>the</strong> languagesystem,2. <strong>the</strong> cognitive-inferential dimension: relations between lexical structure <strong>and</strong>conceptual organization, which includes <strong>the</strong> configuration of ourcomprehension processes, as well as <strong>the</strong> internal organization of our generalworld knowledge, or encyclopaedia as defined by semiotician colleagueUmberto Eco, <strong>and</strong>3. <strong>the</strong> extralinguistic dimension: <strong>the</strong> relationship between language <strong>and</strong> world, ormore precisely <strong>the</strong> non-linguistic universe, which Violi defines as “<strong>the</strong>experiential content to which language refers”, <strong>and</strong> which constitutes, shecontinues “a reality that is nei<strong>the</strong>r necessarily nor prevalently linguistic”It is only by investigating <strong>and</strong> describing <strong>the</strong> intimate relationship between <strong>the</strong>linguistic <strong>and</strong> non-linguistic spheres of experience, says Violi, that semantics willmanage to approach a more complete underst<strong>and</strong>ing of how it is possible for us to uselanguage to talk about <strong>the</strong> world, for us to perform actions in <strong>the</strong> world, <strong>and</strong> to interactin a functionally adequate manner with our environment. If <strong>the</strong> non-linguisticdimension is neglected, she claims, it will not be possible for semantics to account forphenomena related to underst<strong>and</strong>ing or use, nor for <strong>the</strong> signifying capacity ofexpressions. The non-linguistic, experiential nature of what linguistic signs refer toreveals, she continues, “an ostensive dimension to language which, toge<strong>the</strong>r with <strong>the</strong>inferential one [associated with <strong>the</strong> cognitive, encyclopaedic dimension – my notePJC], ensures <strong>the</strong> capacity to both signify <strong>and</strong> to communicate,” <strong>and</strong> she goes on toassert controversially, but quite legitimately <strong>and</strong> reasonably in my view, that “alllanguage is intrinsically indexical, referring to <strong>the</strong> extralinguistic dimension of ourexperience.” For Violi, <strong>the</strong> language-world relationship is mediated by experience,particularly perceptual experience, where proprioceptively, or o<strong>the</strong>rwise constituted“internal” experience, plays an important role. As she explains:“In <strong>the</strong> approach I am arguing for, we have an intentional <strong>and</strong> subjective act which refers toan experiential content; <strong>the</strong> language-world relation here is <strong>the</strong> interaction between language<strong>and</strong> our experience of <strong>the</strong> world, a complex experience which involves both internal <strong>and</strong>external states. From this perspective, <strong>the</strong>re is no difference between <strong>the</strong> construction of <strong>the</strong>meaning of a concrete term like cat <strong>and</strong> an abstract one like stop or restart. Both expressionsrelate to experiential content which for different reasons is sufficiently salient to have beenlexicalized in our language (<strong>and</strong> in many o<strong>the</strong>rs). Lexical meaning can be seen as <strong>the</strong> sitewhere salient points of experience are manifested, <strong>and</strong>, because of <strong>the</strong>ir importance, areexpressed in language. In this respect, lexicalization is never arbitrary, but is motivated by <strong>the</strong>saliency of certain experiences compared to o<strong>the</strong>rs.” (Violi 2001:46)


Since all perceptual experience regarding external states of <strong>the</strong> world is embodied, orif you like, bodily mediated experience, so too, is perceptual experience of our owninternal states generated by biochemical <strong>and</strong> biophysical characteristics of our bodies.This means that <strong>the</strong> relative saliency of, <strong>and</strong> thus <strong>the</strong> meanings of, linguistic terms forspecific types of actions like ‘running fast’, ‘walking slowly’, ‘jumping up <strong>and</strong> down’etc. can only be described by reference to non-linguistic dimensions of perceptualexperience associated with <strong>the</strong> bodily mediation of our performance of each of <strong>the</strong>seactions in <strong>the</strong> various contexts in which <strong>the</strong>y are carried out. Moving up one level ofgenerality, it is also clear <strong>the</strong> more general meanings associated with linguistic termsfor types of motion structured in certain configurations which constitute <strong>the</strong> broadergrained “fingerprints” or identifying characteristics of each of <strong>the</strong> specific forms ofaction mentioned above (for example ‘rapid, fluid forward motion of <strong>the</strong> bodyinvolving <strong>the</strong> iterative use of both legs’, in <strong>the</strong> case of ‘running fast’, are associatedwith o<strong>the</strong>r non-linguistic dimensions of <strong>the</strong>se same perceptual experiences.In support of <strong>the</strong> above <strong>the</strong>sis, it is also relevant to mention in this connection acomprehensive series of work on movement, embodiment, experience <strong>and</strong> <strong>the</strong> originsof language <strong>and</strong> meaning by Maxine Sheets-Johnstone. In her book: The Primacy ofMovement (1999) <strong>and</strong> o<strong>the</strong>r works, she forcefully argues for <strong>the</strong> need to developbetter underst<strong>and</strong>ings of what she refers to as “thinking in movement”, claiming thatall human thought <strong>and</strong> language is rooted in “corporeal matters of fact”, constantlypresent in “tactile-kines<strong>the</strong>tic experience”. In her own words:“The generative sources of fundamental human (hominid) concepts are data -- that is,corporeal matters of fact – that are sensuously present in tactile-kines<strong>the</strong>tic experience. Hence<strong>the</strong> issue is not "abstract" concepts […] or modality dominance; it is a question of conceptsconcretely grounded in everyday human (hominid) experience.” 18In The Primacy of Movement, she analyses <strong>the</strong> experience of thinking in movement inimprovisational dance in terms of how both thinking <strong>and</strong> movement are aspects ofkinetic bodily logos attuned to an evolving dynamic situation. Thinking in movement,she claims, “involves no symbolic counters, but is tied to an on-going qualitativelyexperienced dynamic in which movement possibilities arise <strong>and</strong> dissolve.” Thiscorresponds well, she continues elsewhere in <strong>the</strong> same volume, with psychologicalstudies which show that <strong>the</strong> first concepts of infants are tied to dynamic events, orkinetic happenings. Prior to children’s ingression into <strong>the</strong> world of language, <strong>the</strong>conceptions of <strong>the</strong> world are grounded in <strong>the</strong>ir experiences of <strong>the</strong>ir own body inmovement, <strong>and</strong> <strong>the</strong> movement of o<strong>the</strong>r bodies in <strong>the</strong> surrounding environment. Childpsychologist Jerome Bruner’s (1990) work on children’s development, she notes, alsoaffirms a similar <strong>the</strong>sis, namely that <strong>the</strong> principal interest of infants centres onagentivity <strong>and</strong> action, while <strong>the</strong> work of infant psychologist <strong>and</strong> psychiatrist DanielStern (1981) has confirmed that certain kinds of non-verbal behaviours (gaze, headorientation, spatial positioning, posture <strong>and</strong> distance assumption) function from <strong>the</strong>very beginning of life as biologically contingent presuppositions for communication.Such non-verbal behaviours are not transformed, or transformable into language, butcontinue to operate in t<strong>and</strong>em with it in meaning-making, communicational activities.18 From an online discussion on <strong>the</strong> Psycoloquy mailing list, September 1994:http://www.ai.univie.ac.at/archives/Psycoloquy/1994.V5/0082.htmlSee also Sheets-Johnstone 1990, 1994, 1999.


4. <strong>Mind</strong> in nature <strong>and</strong> nature in mindSo having made that brief excursion into <strong>the</strong> realms of motion, action <strong>and</strong> experience,let us now go back, <strong>and</strong> on, to look at yet ano<strong>the</strong>r possibly relevant quote from <strong>Peirce</strong>:“To begin with <strong>the</strong> psychologists have not yet made it clear what <strong>Mind</strong> is. I do not mean itssubstratum; but <strong>the</strong>y have not even made it clear what a psychical phenomenon is. [...] But Ido not believe that psychology can be set to rights until <strong>the</strong> importance of Hartmann'sargument is acknowledged, <strong>and</strong> it is seen that feeling is nothing but <strong>the</strong> inward aspect ofthings, while mind on <strong>the</strong> contrary is essentially an external phenomenon. The error is verymuch like that which was so long prevalent that an electrical current moved through <strong>the</strong>metallic wire; while it is now known that that is just <strong>the</strong> only place from which it is cut off,being wholly external to <strong>the</strong> wire.” [CP 7. 364]Here <strong>Peirce</strong> is certainly referring initially to Eduard von Hartmann’s (1842-1906),notion that “observable” phenomena such as “instinct” or “impulse” in animals couldbe scientifically interpreted as evidence that nature possesses “will”. At <strong>the</strong> time when<strong>Peirce</strong> wrote <strong>the</strong> piece above, von Hartmann’s ideas represented a contemporaryinterpretation of Schopenhauer’s (1788-1860) earlier metaphysical system ofvoluntarism, where unconscious will is seen as <strong>the</strong> main active principle in nature,<strong>and</strong> as that which “enables” or “activates” human intelligence, which is seen as a sortof by-product of <strong>the</strong> “natural organization” of <strong>the</strong> brain (c.f. Baldwin, 1913).But one of <strong>the</strong> main points <strong>Peirce</strong> seems to have wanted to make here is that <strong>the</strong>moment-to-moment flow of immediate sense impressions (for which he makes use ofhere, as he often does elsewhere, <strong>the</strong> term “feeling”), <strong>and</strong> <strong>the</strong> way in which our minds“organise” this flow of sense impressions into complex sign relations that areembodied through semiosis – which we generally seek to underst<strong>and</strong> today in terms ofgeneral perception processes <strong>and</strong> systems of knowledge <strong>and</strong>/or belief organisation 19 –depend, when all comes to all, on more general dynamic, self-organizing relationalprinciples to which <strong>the</strong> entire sensible <strong>and</strong> non-sensible “external” reality in which welive is also subject. Viewed from this perspective, mind is, as <strong>Peirce</strong> puts it,“essentially an external phenomenon”, since, from his point of view, mind is just asmuch present in <strong>the</strong> relational complexities of <strong>the</strong> self-organizing sign processes innature <strong>and</strong> culture which give life, growth of diversity <strong>and</strong> materiality to our“external” environment, as it is in <strong>the</strong> complex systems of sign relations which reflect“private”, perspectivised aspects of this environment as “embodied” in each of ourindividual mind-body complexes.The creative metaphor <strong>Peirce</strong> uses to evoke this idea in <strong>the</strong> text fragment cited aboveis taken from physical science, namely that of <strong>and</strong> electrical current flowing “in” awire. In doing so, he reconceptualizes <strong>the</strong> energy gradient we popularly refer to as“current”, as merely “localised” or “focussed” within a certain type of bounded“hereness <strong>and</strong> nowness” represented by <strong>the</strong> wire. The current we conceive of as“moved through <strong>the</strong> wire” has in his view merely been “cut off” from a widercontinuity of potential (energy) which is in constant flux <strong>and</strong> “wholly external” to <strong>the</strong>“embodied” (or embodying) actuality of <strong>the</strong> wire in question. This particularmetaphor is ra<strong>the</strong>r useful since it challenges us to actively consider whe<strong>the</strong>r or not <strong>the</strong>continuity of sensory processes (or flows of signs, if we accept <strong>Peirce</strong>’s dictum that“all thought is in signs”) in <strong>the</strong> phenomenal experience we often call “mind”, may insome way or o<strong>the</strong>r be continuous with similar semiosic processes occurrent in nature.19 For discussion of some semiotic models of knowledge organization, see for example Thellefsen, 2002


When this has been said, it is also interesting to note too, that <strong>Peirce</strong> does not by anymeans envision <strong>the</strong> semiosic flow as unidirectional, i.e. from a globally situated <strong>and</strong>“mindful”, physical environment of nature <strong>and</strong> culture “into” our locally situated,embodied minds. For immediately after <strong>the</strong> piece just cited <strong>and</strong> commented on abovehe continues:“Again, <strong>the</strong> psychologists undertake to locate various mental powers in <strong>the</strong> brain; <strong>and</strong> aboveall consider it as quite certain that <strong>the</strong> faculty of language resides in a certain lobe; but Ibelieve it comes decidedly nearer <strong>the</strong> truth (though not really true) that language resides in <strong>the</strong>tongue. In my opinion it is much more true that <strong>the</strong> thoughts of a living writer are in anyprinted copy of his book than that <strong>the</strong>y are in his brain.” [CP 7. 364]So quite apart from forwarding <strong>the</strong> idea that our language (<strong>and</strong> thus our “personality”)resides metaphorically or not in <strong>the</strong> tongue, <strong>Peirce</strong> is also making a wider assertionthat our thoughts, <strong>and</strong> <strong>the</strong> multifarious forms of private <strong>and</strong> social action we engage infrom day to day on <strong>the</strong> basis of <strong>the</strong>se thoughts – here he refers specifically to <strong>the</strong>writing <strong>and</strong> publication of books – evoke over time <strong>the</strong> emergence of materialartefacts which act as empirical “traces” in <strong>the</strong> external environment of <strong>the</strong> semiosicprocesses going on in our embodied minds. Metaphorically speaking at least <strong>the</strong>n,texts, technologies <strong>and</strong> o<strong>the</strong>r artefacts of human culture can <strong>the</strong>n be considered in avery general sense as on a par to geological <strong>and</strong> o<strong>the</strong>r physical structures, biotopes<strong>and</strong> o<strong>the</strong>r natural phenomena emergent 20 on o<strong>the</strong>r semiosic processes in nature.Building on his observation on <strong>the</strong> “mind-embodying” function of books cited above,<strong>Peirce</strong> goes on, a bit fur<strong>the</strong>r on in <strong>the</strong> same manuscript, to make reference to <strong>the</strong>thought- <strong>and</strong> discussion-facilitating role of <strong>the</strong> inkst<strong>and</strong> that holds <strong>the</strong> ink he uses forwriting:“A psychologist cuts out a lobe of my brain (nihil animale a me alienum puto) <strong>and</strong> <strong>the</strong>n, whenI find I cannot express myself, he says, 'You see, your faculty of language was localized inthat lobe.' No doubt it was; <strong>and</strong> so, if he had filched my inkst<strong>and</strong>, I should not have been ableto continue my discussion until I had got ano<strong>the</strong>r. Yea, <strong>the</strong> very thoughts would not come tome. So my faculty of discussion is equally localized in my inkst<strong>and</strong>.” [CP, 7.366]Philosopher of science <strong>and</strong> <strong>Peirce</strong>-scholar Peter Skagestad has interpreted <strong>the</strong> abovepassage as supporting <strong>the</strong> notion that <strong>the</strong> activity of writing, <strong>and</strong> <strong>the</strong> various materialobjects <strong>and</strong> technologies that have come to be associated with this activity over time,are necessary to stimulate, support <strong>and</strong> improve certain kinds of human thoughtprocesses 21 . This is, he maintains, <strong>the</strong> same kind of idea that motivated <strong>the</strong> later20 Discussing current underst<strong>and</strong>ings of <strong>the</strong> concept of ‘emergence’, Stephen Johnson profiles it in relation tocomplex adaptive systems in this way: “What features do all <strong>the</strong>se systems share? In <strong>the</strong> simplest terms, <strong>the</strong>y solveproblems by drawing on masses of relatively stupid elements, ra<strong>the</strong>r than on a single, intelligent “executivebranch.” They are bottom-up systems, not top-down. They get <strong>the</strong>ir smarts from below. In more technicallanguage, <strong>the</strong>y are complex adaptive systems that display emergent behaviour. In <strong>the</strong>se systems, agents residing onone scale start producing behaviour that lies one scale above <strong>the</strong>m: ants create colonies, urbanites createneighborhoods, simple pattern-recognition software learns how to recommend new books. The movement fromlow-level rules to higher level sophistication is what we call emergence.” (Johnson, 2002: 18)21 This idea is by no means new, <strong>and</strong> was brought up quite some time ago, as Skagestad mentions above, byHavelock (1988) in connection with his discussion of Plato on writing, <strong>and</strong> also by British anthropologist JackGoody who frequently refers to writing as a “technology of <strong>the</strong> intellect, that is, enabling <strong>the</strong> human mind tooperate in ways that it would not o<strong>the</strong>rwise be capable of doing” (Goody, 2001: 64). Goody mentions in thisconnection examples such as arithmetical <strong>and</strong> o<strong>the</strong>r tables, syllogisms, logical procedures <strong>and</strong> listing behaviours,all of which in one way or ano<strong>the</strong>r, as he puts it elsewhere, show that <strong>the</strong> mechanism of writing “permits us tochange <strong>the</strong> format of our creative endeavours, <strong>the</strong> shape of our knowledge, our underst<strong>and</strong>ing of <strong>the</strong> world <strong>and</strong> ouractivities within it” (Goody 1987: 298). See also Goody 1997, on changing forms of representation in relation to


development of modern IA (Intelligence Augmentation) technologies such as <strong>the</strong>computer mouse, graphical user interfaces, word processing tools, hypermedia etc. AsSkagestad points out:“[…] <strong>Peirce</strong> is not making <strong>the</strong> trivial point that without ink he would not be able tocommunicate his thoughts. The point is, ra<strong>the</strong>r, that his thoughts come to him in <strong>and</strong> through<strong>the</strong> act of writing, so that having writing implements is a condition for having certain thoughts– especially those issuing from trains of thought that are too long to be entertained in a humanconsciousness. This is precisely <strong>the</strong> idea that, sixty years later, motivated Engelbart to devisenew technologies for writing so as to improve human thought processes, as well as <strong>the</strong> ideathat motivated Havelock’s interpretation of Plato” (Skagestad, 1996)In a later article Skagestad’s philosopher <strong>and</strong> <strong>Peirce</strong>-scholar colleague, JosephRansdell takes up this particular point <strong>and</strong> goes on to note that <strong>the</strong> use of newtechnologies in scientific inquiry in potentially fruitful ways for intelligenceaugmentation necessarily presupposes <strong>the</strong> development of specific habits of mindrelated to critical control practices in <strong>the</strong> scientific community. These practicesconform to specific communicational norms <strong>and</strong> are manifested as discursive skills on<strong>the</strong> part of inquirers belonging to <strong>the</strong> community of science. He proposes that:“Since <strong>the</strong> discourse or communication in question is to be made more effectively intelligent,it seems reasonable to start out by working with communication as it occurs especially inprocesses of inquiry, where <strong>the</strong> function of <strong>the</strong> norms of critical control is to make inquirymore successful in <strong>the</strong> sort of results it specifically aims at. The ability to be successful inthis way is certainly an important part of what we regard as intelligence” (R<strong>and</strong>sell, 2002b)Ransdell is here referring to specialised communicational skills such as asserting,suggesting, questioning, critical response <strong>and</strong> counter response, objection <strong>and</strong>elaboration, which various research traditions have developed in t<strong>and</strong>em with systemsof communicational norms that tend to develop <strong>and</strong> sharpen such skills in scientificcommunities. He continues:“Such practice-embodied norms constitute <strong>the</strong> distinctive forms of life of <strong>the</strong> devotees of suchtraditions <strong>and</strong> <strong>the</strong>y include <strong>the</strong> use of <strong>the</strong> material skills that establish, through observation<strong>and</strong> experimentation, <strong>the</strong> interaction of <strong>the</strong> inquirers with <strong>the</strong>ir subject-matter, which must beshared communicationally with o<strong>the</strong>r inquirers in <strong>the</strong> same field in order to affect <strong>the</strong> fielditself.” (Ransdell, 2002a) 22So, if we accept Ransdell’s point, which is well-argued, it would seem thattechnological <strong>and</strong> o<strong>the</strong>r thought- or intelligence-augmenting artefacts, <strong>the</strong>mselvesconsidered as one special type of “embodied mind” forms, in <strong>the</strong>ir turn depend, inorder to function optimally, on <strong>the</strong> development of subsets of normative traditionsregarding communicative <strong>and</strong> o<strong>the</strong>r practices which over time become “embodied” inchanging trends in religion, ideology <strong>and</strong> culture in writing <strong>and</strong> images across <strong>the</strong> world during different historicalperiods.22 From a draft version of Ransdell’s article circulated on <strong>the</strong> <strong>Peirce</strong>-l discussion list Wed, 27 Nov 2002. A wwwversionis available at:http://members.door.net/ARISBE/menu/people/peirce-l/ia.htmSee also some fur<strong>the</strong>r discussion of <strong>the</strong> draft version on <strong>the</strong> <strong>Peirce</strong>-l mailing-list here:http://members.door.net/ARISBE/menu/people/peirce-l/11-27-02.htmhttp://members.door.net/ARISBE/menu/people/peirce-l/11-28-02.htmhttp://members.door.net/ARISBE/menu/people/peirce-l/11-29-02.htmFor fur<strong>the</strong>r discussion of <strong>the</strong> notion of sciences as communicational communities, see Ransdell, 1998


contexts of everyday use <strong>and</strong> application of artefacts in scientific enquiry <strong>and</strong>application, <strong>and</strong> also, of course, to some extent in educational settings in whichscience, ma<strong>the</strong>matics, arts, economics, <strong>and</strong> psychological <strong>and</strong> o<strong>the</strong>r socio-culturalsubject matter are central actors. And most certainly, an efficacious <strong>and</strong> unhinderedcommunicational sharing <strong>and</strong> discussion of <strong>the</strong>oretical <strong>and</strong> field-based experimentalsubject matter with o<strong>the</strong>r inquirers involved in <strong>the</strong> same field is of quite fundamentalimportance in order for any area of science, pure or applied, as it is for education, toprogress <strong>and</strong> develop in a satisfactory way.It is important to consider that today <strong>the</strong>re is an increasing flora of new tools <strong>and</strong>media for <strong>the</strong> (re)mediation (see Bolter & Grusin, 1999) <strong>and</strong> sharing of scientificsubject matter, all of which largely involve <strong>the</strong> use of new technologies forrepresentation <strong>and</strong> communication. We only need to think of <strong>the</strong> multifarious(re)presentational possibilities offered by fixed <strong>and</strong> mobile digital technologies of allkinds, ranging from fast distributed network computer systems, <strong>and</strong> <strong>the</strong> world wideweb to mobile telephones <strong>and</strong> increasingly small <strong>and</strong> more powerful portablecomputers with a potential for Internet <strong>and</strong> wireless-based peer-to-peer forms ofconnectivity. In addition to this, <strong>the</strong>re is also an increasing degree of technologicalconvergence between traditional forms of media <strong>and</strong> newer media based on digitaltechnologies, <strong>and</strong> this hybridisation is also becoming evident in terms of <strong>the</strong> variousmeaning types <strong>and</strong> tokens that <strong>the</strong>se converging media create, mediate <strong>and</strong>communicate, as well as <strong>the</strong> ways in which this creation, mediation <strong>and</strong>communication is carried on, where, when <strong>and</strong> by whom.These ongoing technological <strong>and</strong> associated sociocultural developments, toge<strong>the</strong>rwith <strong>the</strong> opening up of traditional boundaries between pure <strong>and</strong> applied science <strong>and</strong>between science <strong>the</strong> rest of society <strong>and</strong> culture (also seen in local-global terms), meanthat conventional forms of life in <strong>the</strong> scientific communities <strong>and</strong> traditions Ransdell isreferring to above are becoming increasingly intermingled with emergent forms of lifein a complex dynamic relational space involving scientific research <strong>and</strong> application –for example in financial, business <strong>and</strong> cultural contexts <strong>and</strong> in various kinds ofeducational <strong>and</strong> vocational training environments – in complex interactions withartefacts of <strong>the</strong> “external mind” type in <strong>the</strong> guise of <strong>the</strong> various “species” of AI <strong>and</strong> IAtechnologies referred to by Skagestad above.It is reasonable to assume that many “first encounters” with <strong>the</strong>se new aspects of <strong>the</strong>broader “ecological niche” in <strong>the</strong> flow of cultural <strong>and</strong> social communicationtraditionally occupied by scientific communities (which are now being forced to openup <strong>the</strong>ir professional discourses in order to take account of o<strong>the</strong>r voices <strong>and</strong>perspectives, not all of which belong to active participants in scientific <strong>and</strong>technological development processes, but who are ever more concerned to evaluate<strong>and</strong> dispute publicly, <strong>the</strong>ir potential value, <strong>and</strong> <strong>the</strong>ir uses <strong>and</strong> disuses), will take <strong>the</strong>form of “surprising events”.For many different people in all areas of society, <strong>the</strong>n, our day-to-day encounters wi<strong>the</strong>mergent technologies of mind, <strong>and</strong> <strong>the</strong> new, evolving forms of life that go toge<strong>the</strong>rwith <strong>the</strong>se technologies, <strong>and</strong> which <strong>the</strong>se technologies suggest <strong>and</strong> support, will createtypes of non-ordinary experience that we can calculate will assume, at least for awhile, <strong>the</strong> role of <strong>Peirce</strong>’s “Strange Intruder”. Quite some time <strong>and</strong> effort on <strong>the</strong> partof each of us as individuals, as well as <strong>the</strong> wider communities that we belong to, willbe necessary in order to assimilate <strong>and</strong> integrate <strong>the</strong>se experiences successfully intoour present forms of life, <strong>and</strong> in ways that can benefit us, <strong>and</strong> <strong>the</strong> rest of <strong>the</strong> organismswe share this planet with, in <strong>the</strong> longer run of things. In <strong>the</strong> course of this process<strong>the</strong>se new forms of life will come to embody new <strong>and</strong> highly dynamic genres of


norms regarding communication, action <strong>and</strong> interaction across <strong>the</strong> borders of <strong>the</strong>cultural <strong>and</strong> social spheres of science, technology <strong>and</strong> education (Coppock, 1995(a,b),1996 (a,b,c), 1997 (a,b), 1998).5. Self-organization <strong>and</strong> self controlSo, in <strong>Peirce</strong>’s view, at least as I have represented it here, mind is – whe<strong>the</strong>r weconceive of it as self-organisational processes inherent in <strong>the</strong> whole of nature <strong>and</strong>culture, or as our individual, personalised, localising “cuts” (apropos <strong>Peirce</strong>’s wiremetaphor mentioned previously) of this greater reality which categorise sensible,empirical traces of “external” self-organizing processes in (for us) meaningful ways –“essentially an external phenomenon”. <strong>Mind</strong> is, <strong>the</strong>n when all comes to all, not onlyemergent on, <strong>and</strong> thus embodied in, evolutionary, habit-forming semiosic processes in<strong>the</strong> natural environment; it is also equally “omnipresent” in all material artefacts ofhuman (<strong>and</strong> o<strong>the</strong>r organisms’) communicational practices, <strong>and</strong> various o<strong>the</strong>r actionsinvolved in <strong>the</strong> invention, production, use <strong>and</strong> evaluation of <strong>the</strong>se artefacts.“<strong>Mind</strong>” in this wider sense is all around us, <strong>and</strong> embodied both within us, as well as in<strong>the</strong> practical ways in which we as individuals <strong>and</strong> communities express, organise,evaluate <strong>and</strong> (self-)control our various social life-forms. This must lead us to believethat all <strong>the</strong>se different “aspects” of <strong>Mind</strong>, <strong>and</strong> thus, too, <strong>Mind</strong> seen as a complexsensible phenomenon, may <strong>the</strong>n be taken as potential objects of scientific study. Andin fact, in <strong>Peirce</strong>’s view, <strong>the</strong> human mind, having evolved in nature, is quite wellequippedto do just that (just as long as we can put our trust in a wider, potentiallyinfinite, community of inquiry which can help us overcome our individual fallibilitiesin <strong>the</strong> course of time).He writes:“[…] <strong>the</strong> possibility of science depends on <strong>the</strong> fact that human thought necessarily partakes ofwhatever character is diffused through <strong>the</strong> whole universe, <strong>and</strong> that its natural modes havesome tendency to be <strong>the</strong> modes of action of <strong>the</strong> universe.” [CP: 1.350-351] 23And in fact today, a dynamic open systems view of mind <strong>and</strong> of <strong>the</strong> continuity of itsrelationship with nature is becoming shared by an increasing number of scientistsfrom a very wide range of disciplines <strong>and</strong> fields, not only <strong>the</strong> pure <strong>and</strong> appliedsciences, but right across <strong>the</strong> whole range of <strong>the</strong> social sciences <strong>and</strong> humanities. Forinstance, British-Australian linguist Michael Halliday, in a 1994 Nobel Symposiumdiscussion paper: On Language in <strong>Relation</strong> to <strong>the</strong> Development of HumanConsciousness, refers to some ground-breaking work by neuroscientist GeraldEdelman on modelling evolutionary processes in neuronal group selection in <strong>the</strong>1980’s <strong>and</strong> 1990’s, going on to assert that:“[…] we can no longer pretend that <strong>the</strong>re is some mystical entity (or non-entity), “mind” orwhatever, that is sui generis beyond <strong>the</strong> reach of scientific enquiry” (Halliday 1995: 45)Edelman, who himself has proposed as a first step towards a broad, interdisciplinaryinvestigation of mind – or “consciousness”, as he generally refers to it – a movetowards a “biologically based epistemology”, grounded in a “qualified realism”,argues for this position in a recent publication toge<strong>the</strong>r with neurobiologist colleagueGiulio Tononi, in <strong>the</strong> following way:23 Cited in Nubiola (2000: 5)


“Consciousness is a dynamic property of a special kind of morphology – <strong>the</strong> reentrantmeshwork of <strong>the</strong> thalmocortical system – as it interacts with <strong>the</strong> environment. Our knowledgeof <strong>the</strong> real world comes as a result of <strong>the</strong> physical, psychological, <strong>and</strong> social interactions ofour minds <strong>and</strong> bodies with that world. These interactions do not involve a direct transfer ofinformation, however, <strong>and</strong> we must <strong>the</strong>refore reject naïve realism, <strong>the</strong> position that <strong>the</strong>perception of those objects is direct <strong>and</strong> that <strong>the</strong> qualities we perceive are, in fact, those of <strong>the</strong>objects that are perceived. Realism based on perception must be qualified by <strong>the</strong> bodily meanswe have available for perception. Most of those means, while enormously powerful, arenever<strong>the</strong>less indirect <strong>and</strong> of limited range. They constrain how our brains develop <strong>the</strong>irconceptual systems, <strong>and</strong> we <strong>the</strong>refore conclude that our realism must be qualified, at least tosome extent.” (Edelman & Tononi, 2000: 216)Edelman <strong>and</strong> Tononi continue:“[A]s conscious persons capable of language develop <strong>and</strong> communicate in a culture, <strong>the</strong>irconceptual abilities become enormously enriched. The products of that enrichment, forexample, logic <strong>and</strong> ma<strong>the</strong>matics, can transcend some of <strong>the</strong> phenotypic constraints on <strong>the</strong>embodied mind <strong>and</strong> remove some of <strong>the</strong> qualifications imposed on us by <strong>the</strong> limitations of ourphenotype. […] The important point that emerges from <strong>the</strong> work reviewed in this book is thata scientific investigation of consciousness is also consistent with <strong>the</strong> facts of humanindividuality <strong>and</strong> subjectivity.” (ibid.)Adopting a biologically based epistemology would, <strong>the</strong>y add:“create a much broader base for thinking about thinking <strong>and</strong> feeling. Moreover, it would notlimit our descriptions to <strong>the</strong> boundary between <strong>the</strong> skin <strong>and</strong> <strong>the</strong> rest of <strong>the</strong> world. Mostimportant, it would open our inquiry to include feelings <strong>and</strong> emotions in terms of bodilymechanisms that go far beyond computation.” (ibid.: 217)So, on <strong>the</strong> basis of such perspectives, it is really quite easy to see that <strong>the</strong> manycomplex issues involved in <strong>the</strong> kind of investigations mentioned above cannotpossibly hope to be addressed or studied in depth by any one scientific or academiccommunity on its own, but only in <strong>the</strong> context of a much wider transdisciplinarycommunity of inquiry. Spanish philosopher <strong>and</strong> <strong>Peirce</strong> scholar, Jaime Nubiola makesa similar point in two recent articles Nubiola, 2000, 2001) in which he discusses how<strong>Peirce</strong>’s philosophy can clearly be seen as an early precursor of many of <strong>the</strong> currentlively discussions <strong>and</strong> empirical work at present being carried on within a broad fieldof enquiry known as Complexity Theory.American economist <strong>and</strong> philosopher James Wible, in a couple of recent articles(Wible, 2000a, 2000b) published in a research volume on complexity <strong>and</strong> <strong>the</strong> historyof economic thought (Col<strong>and</strong>er 2000) makes some similar, as well as a number ofo<strong>the</strong>r important points regarding possible conceptual links <strong>and</strong> o<strong>the</strong>r types ofepistemological relationships that are to be found between <strong>Peirce</strong>’s philosophy <strong>and</strong>current conceptions of Complexity Theory in Economics. Wible notes, for example,that <strong>Peirce</strong> in his evolutionary <strong>the</strong>ory, which is most clearly outlined in his famousThe Monist article from 1893: Evolutionary Love, touched upon, perhaps using adifferent vocabulary, most of <strong>the</strong> main <strong>the</strong>mes in current Complexity Theory, forinstance: spontaneity <strong>and</strong> chance in co-existence with lawfulness <strong>and</strong> determinacy,emergence <strong>and</strong> growth of order, <strong>the</strong> incompatibility of evolution with mechanicalforms of reproduction, sheer variety, <strong>the</strong> difference between conservative <strong>and</strong>


dissipative systems, chaotic change, non-<strong>and</strong> far from equilibrium states <strong>and</strong>pluralistic complexity.In <strong>the</strong> field of psychiatry <strong>and</strong> cognitive psycho<strong>the</strong>rapy, too, complex system thinkinghas also been incorporated into ways of thinking about <strong>the</strong> notion of <strong>the</strong> “self”. Italianpsychiatrist <strong>and</strong> psycho<strong>the</strong>rapist Vittorio Guidano, citing significant weaknesses in <strong>the</strong>empiricist-associationist paradigm, due to its too simplistic conception of <strong>the</strong>relationship beweeen man <strong>and</strong> world, <strong>and</strong> whereby <strong>the</strong> mind is simply seen as areceptor of a postulated outside order of <strong>the</strong> world, <strong>and</strong> consequently as by <strong>and</strong> largeentirely determined by it, speaks of <strong>the</strong> emergence of a new “epistemology ofcomplexity”, with its origins primarily in <strong>the</strong> natural sciences:“According to this perspective, <strong>the</strong> ordering of reality is an inherent principle of <strong>the</strong> dynamicsof life itself <strong>and</strong> <strong>the</strong>refore assumes growing forms of complexity as it proceeds along <strong>the</strong>evolutionary scale 24 . […] In this context, complexity does not mean “complication”, which isa limit to knowledge <strong>and</strong> underst<strong>and</strong>ability. This common meaning of <strong>the</strong> word is applicableonly if we take for granted that simplicity - that is, to regard a living organism as a passiverespondent to <strong>the</strong> environment - is <strong>the</strong> “normal” form of reality. On <strong>the</strong> contrary, to considerliving organism in terms of complexity means to emphasize from <strong>the</strong> very start <strong>the</strong>ir selfdetermination<strong>and</strong> self-organization, as well as <strong>the</strong> openness <strong>and</strong> plasticity of <strong>the</strong>irevolutionary <strong>and</strong> developmental pathways. One hardly needs to point out that such anapproach to human behaviour is not a new <strong>the</strong>ory or discipline, but ra<strong>the</strong>r a way of seeingthings - a paradigm or reference frame in which already available observational <strong>and</strong>experimental data can be reconsidered in a more holistic <strong>and</strong> dynamic perspective.” (Guidano,1987: ‘Introduction’) 25One important aspect of research in this particular area is a growing awareness that ithas produced regarding <strong>the</strong> role of emotion in perception, interpretation <strong>and</strong>knowledge organization processes, <strong>and</strong> a general shift of perspective from regarding<strong>the</strong> self as a kind of entity connecting experience <strong>and</strong> behaviour, to a more processualdevelopmental model where <strong>the</strong>re is continuing plasticity <strong>and</strong> growth of a steadilymore complex selfhood over time during <strong>the</strong> course of our lives, <strong>and</strong> where <strong>the</strong>re is,as Guidano puts it: a “concept of selfhood continuously modelling <strong>and</strong> restructuringitself […] as a process accounting for <strong>the</strong> central feature of human knowledge: itsreflexive nature” (ibid.)6. The <strong>Mind</strong>, <strong>Body</strong>, <strong>World</strong>/ Reality <strong>Relation</strong>In <strong>the</strong> light of <strong>the</strong> above considerations, it seems reasonable to suggest that <strong>the</strong>sensible body-mind complex, when examined from within <strong>the</strong> kind of philosophicalperspective envisioned by <strong>Peirce</strong>, can be seen as functioning as a dynamic,“localising” or “focusing” semiotic space – a kind of natural “force-field” or“nexus” 26 , facilitating <strong>the</strong> self-organisation of a type of “habituated boundedness”,which in each individual organism, exerts a unique “subjective” kind of filtering <strong>and</strong>24 Guidano cites as sources here: Atlan, 1979, 1981; Gould, 1977, 1980; Jantsch & Waddington, 1976; Morin,1977; Prigogine, 1980; Weimer, 1982 (see bibliography)25 The Introduction chapter of Guidano’s book is available in English on <strong>the</strong> <strong>World</strong> Wide Web here:http://www.cetepo.com.ar/complexity_of_<strong>the</strong>_self.htm26 The term “nexus” is used as a philosophical technical term by <strong>the</strong> British ma<strong>the</strong>matician <strong>and</strong> philosopher AlfredNorth Whitehead in <strong>the</strong> context of his process-oriented Philosophy of Organism. As Whitehead defines it, nexus(plural nexüs) is one of eight categories of experience, <strong>and</strong> corresponds to what he calls “Public Matters of Fact”(Whitehead 1978: 22). Elsewhere, Whitehead defines nexus as “Any particular fact of toge<strong>the</strong>rness among actualentities” (ibid.: 20). See also Whitehead 1920, 1967.


perspectivising influence on <strong>the</strong> on-going flux of phenomenological experience. Thisgeneral way of thinking about things strikes me also as ra<strong>the</strong>r similar to <strong>the</strong> notion ofhow attractors function to exert a pull on certain processes in conceptual, or o<strong>the</strong>rtypes of phase space, as suggested by Peter Bøgh Anderson recently in relation to hissemiotic <strong>the</strong>ory for modelling genres as dynamic self-organizing systems (see BøghAndersen 2000)At <strong>the</strong> same time, <strong>the</strong> body-mind complex remains open for future re-organisations ofits habituated (<strong>and</strong> habituating) configurations of categorising relations at any giventime. According to this view, relational reorganisations result from semiotic processesinstigated by certain types of (surprising) experiences, allowing for <strong>the</strong> developmentof innovative configurations of perspectival filterings related to, but not isometricwith. o<strong>the</strong>r self-organizing semiotic processes in <strong>the</strong> natural environment external to<strong>the</strong> more “local” (both subjective <strong>and</strong> intersubjective) perspectivising environmentthat each mind-body nexus offers through its own currently habituated ways oforganizing <strong>and</strong> categorizing signs in terms of meanings.We have seen that in a living, breathing world it is not, seen from <strong>Peirce</strong>’s point ofview, sufficient to operate with dichotomised distinctions between pairs of “entities”such as mind <strong>and</strong> body, or body <strong>and</strong> world. <strong>Mind</strong>, body <strong>and</strong> world are seen by <strong>Peirce</strong>as living <strong>and</strong> moving toge<strong>the</strong>r in a creative dialogue with one ano<strong>the</strong>r, interwoven insemiotic processes that generate <strong>and</strong> respectively modify <strong>the</strong> cognitive, physiological<strong>and</strong> material regularities (habits) which self-organize, through <strong>the</strong>ir ongoing orderings<strong>and</strong> reorderings inherent in <strong>the</strong>ir own “embodiedness”, <strong>the</strong> unique interrelationshipsthat develop <strong>and</strong> change over time in a continuity of interactions of mind, body <strong>and</strong>reality. As human beings, we are locally situated in <strong>the</strong> developing complexity of amaterial, conceptual <strong>and</strong> interactional world, our minds are locally situated inmaterial, conceptual <strong>and</strong> interactional bodies, <strong>and</strong> <strong>the</strong>se three semiotic “loci” of world,mind <strong>and</strong> body interact continually with one ano<strong>the</strong>r in <strong>the</strong> fur<strong>the</strong>r “sympa<strong>the</strong>tic”development of one ano<strong>the</strong>r.<strong>Peirce</strong> sometimes referred to man as a sign 27 , <strong>and</strong> using this metaphor, we might try<strong>and</strong> conceptualise a general model of semiosis which enunciates dynamically <strong>the</strong><strong>Mind</strong>-<strong>Body</strong>-<strong>World</strong>/Reality relationship in <strong>the</strong> following terms:Let us envision <strong>Mind</strong> as st<strong>and</strong>ing for <strong>the</strong> Third, or Interpretant aspect of <strong>the</strong> sign,<strong>Body</strong> as st<strong>and</strong>ing for <strong>the</strong> First, or Representamen aspect of <strong>the</strong> sign, <strong>and</strong> “external”<strong>World</strong>/Reality, be it natural, cultural or social, within which each mind-body complexis situated, as st<strong>and</strong>ing for <strong>the</strong> Second, or Object aspect of <strong>the</strong> sign.27 “Without fatiguing <strong>the</strong> reader by stretching this parallelism too far, it is sufficient to say that <strong>the</strong>re is no elementwhatever of man's consciousness which has not something corresponding to it in <strong>the</strong> word; <strong>and</strong> <strong>the</strong> reason isobvious. It is that <strong>the</strong> word or sign which man uses is <strong>the</strong> man himself. For, as <strong>the</strong> fact that every thought is a sign,taken in conjunction with <strong>the</strong> fact that life is a train of thought, proves that man is a sign; so, that every thought isan external sign, proves that man is an external sign. That is to say, <strong>the</strong> man <strong>and</strong> <strong>the</strong> external sign are identical, in<strong>the</strong> same sense in which <strong>the</strong> words homo <strong>and</strong> man are identical. Thus my language is <strong>the</strong> sum total of myself; for<strong>the</strong> man is <strong>the</strong> thought.It is hard for man to underst<strong>and</strong> this, because he persists in identifying himself with his will, his power over <strong>the</strong>animal organism, with brute force. Now <strong>the</strong> organism is only an instrument of thought. But <strong>the</strong> identity of a manconsists in <strong>the</strong> consistency of what he does <strong>and</strong> thinks, <strong>and</strong> consistency is <strong>the</strong> intellectual character of a thing; thatis, is its expressing something.” [CP 5.314 – 5.315]


ThirdnessIOSecondness<strong>Mind</strong><strong>World</strong>/ Reality<strong>Body</strong>FirstnessRFigure 5: The <strong>Mind</strong>-<strong>Body</strong>-Word/Reality relation as semiosisIn <strong>the</strong> above configuration <strong>the</strong> <strong>Mind</strong>-<strong>Body</strong> relation can be construed metaphorically asa kind of dynamic locus where developing interpretants emerge constantly throughsign processes generated in phenomenological experience as a result of situated(inter)actions of a <strong>Mind</strong>-<strong>Body</strong> complex with, <strong>and</strong> within, its current interpersonal,social <strong>and</strong> ecological niche of <strong>the</strong> larger <strong>World</strong>-Reality “environment”. A mind-bodycomplex both situated in, <strong>and</strong> capable of motion through, <strong>and</strong> thus, too, of certainkinds of intentional action with, <strong>and</strong> in relation to, its own complex naturalenvironment, engages continually in dynamic interactions with this environment.These interactions contribute to changing both it <strong>and</strong> its environment, <strong>and</strong> thus too, inchanging <strong>the</strong> conditions for its own possible future experience, in large or small ways.The same kinds of considerations apply too, if it engages toge<strong>the</strong>r with o<strong>the</strong>rorganisms in more or less well planned forms of action, which may ei<strong>the</strong>r be inconflict with, neutral with respect to, or co-operatively nurturing with respect to, <strong>the</strong>more fundamental (biological, emotional, psychological) growth (<strong>and</strong> survival)conditions necessary for itself, <strong>and</strong> for o<strong>the</strong>r organisms with which it shares <strong>the</strong> sameenvironment.Dialogical mind considered as an embodied Interpretant processually relates aRepresentamen <strong>Body</strong> to a Dynamic Object <strong>World</strong>/Reality <strong>and</strong> undergoes continualshifts <strong>and</strong> reconfigurations of potentially <strong>the</strong> whole range of its previously acquired orlearned configurations of meaning through <strong>the</strong> development <strong>and</strong> negotiation of newsigns <strong>and</strong> interpretants in new types of contexts, stimulated by its continuinginteractions <strong>and</strong> exchanges with <strong>the</strong> environment, <strong>and</strong> articulated in different forms ofmotion <strong>and</strong> action.In <strong>Peirce</strong>’s evolutionary epistemology (see Hausman 1993), <strong>the</strong> notion of <strong>the</strong> growthof Reason is a central one. As <strong>Peirce</strong> puts it at one point:“The very being of <strong>the</strong> General, of Reason, consists in its governing individual events. So,<strong>the</strong>n, <strong>the</strong> essence of Reason is such that its being never can have been completely perfected. Italways must be in a state of incipiency, of growth […] This development of Reason consists,you will observe, in embodiment, that is, in manifestation. The creation of <strong>the</strong> universe, whichdid not take place during a certain busy week in <strong>the</strong> year 4004 B.C., but is going on today <strong>and</strong>never will be done, is this very development of Reason.” [CP 1.615]One possible way of representing this general, <strong>and</strong> highly processual notiondiagramatically could be as suggested in Figure 5 below, where <strong>the</strong> <strong>Body</strong> asRepresentamen First acts as a Sign in order to mediate a series of increasinglycomplex Interpretant Thirds in embodied <strong>Mind</strong>, which are linked in an increasingly


complex lattice of dynamic meaning configurations which continue over time to <strong>the</strong>Growth of Reason, in terms of (individual or collective) <strong>Mind</strong>’s generalunderst<strong>and</strong>ings of a potentially infinite, but in some respect or o<strong>the</strong>r, determined,series of different aspects of <strong>the</strong> complex Object Second of <strong>the</strong> <strong>World</strong>/Realityenvironment:OR I 1 /R 1 I 2 /R 2 I 3 /R 3 &cIncreasing complexity of meanings (Growth of Embodied Reason)Figure 5: The <strong>Mind</strong>-<strong>Body</strong>-<strong>World</strong> relation as Growth of Embodied ReasonWhat is of special interest to investigate fur<strong>the</strong>r, is <strong>the</strong> hows <strong>and</strong> <strong>the</strong> whys of ways inwhich <strong>the</strong> ontologically embodied growth of reason in individual, or communities oforganisms in <strong>the</strong> course of <strong>the</strong>ir relatively short lifetimes can be seen to participate in<strong>and</strong> interact triadically with <strong>the</strong> broader, much longer term developmental processescontingent in nature.In human terms this means to underst<strong>and</strong> better how, <strong>and</strong> to what extent, <strong>the</strong>technologies <strong>and</strong> o<strong>the</strong>r artefacts that we create, which all embody in <strong>the</strong>ir various <strong>the</strong>growth of reasonableness in our individual minds, as well as in <strong>the</strong> practices <strong>and</strong> setsof norms for communication <strong>and</strong> action that we embody in our everyday use <strong>and</strong>interpretation of <strong>the</strong>se technologies <strong>and</strong> artefacts, serve to nurture <strong>and</strong> fur<strong>the</strong>r realgrowth of reason in <strong>the</strong> world we live in, <strong>and</strong> how, <strong>and</strong> to what extent <strong>the</strong>y do not.Since we are, as <strong>Peirce</strong> constantly reminds us, “fallible” in our “glassy essence”, bothas individuals <strong>and</strong> as “loosely connected persons”, we need to constantly be awake to<strong>the</strong> need to underst<strong>and</strong> better which forms <strong>and</strong> norms of communication <strong>and</strong> actionenrich <strong>and</strong> promote growth of reason in our local <strong>and</strong> global communities, <strong>and</strong> whichdo not. In <strong>Peirce</strong>’s own words:“The individual man, since his separate existence is manifested only by ignorance <strong>and</strong> error,so far as he is anything apart from his fellows, <strong>and</strong> from what he <strong>and</strong> <strong>the</strong>y are to be, is only anegation. This is man,proud man,Most ignorant of what he’s most assured,His glassy essence.” [CP 5.264-317]


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