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Orne, M.T. The use and misuse of hypnosis in court. International ...

Orne, M.T. The use and misuse of hypnosis in court. International ...

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<strong>Orne</strong> 1979 IJCEHhttp://www.sas.upenn.edu/psych/history/orne/orneijceh19794311341.html18 de 23 19/03/2012 17:24vastly different, <strong>and</strong> we must guard aga<strong>in</strong>st be<strong>in</strong>g coopted--witt<strong>in</strong>gly or unwitt<strong>in</strong>gly--by prosecution ordefense. In the long run, the only expert who can help the adm<strong>in</strong>istration <strong>of</strong> justice is one who is able toma<strong>in</strong>ta<strong>in</strong> an <strong>in</strong>dependent perspective rather than see himself as work<strong>in</strong>g for either the defense or theprosecution.Safeguards for the Forensic Use <strong>of</strong> Hypnosis<strong>The</strong> <strong>use</strong> <strong>of</strong> <strong>hypnosis</strong> <strong>and</strong> related techniques to facilitate memory raises pr<strong>of</strong>ound, complex questions, <strong>and</strong>it is likely that the <strong>in</strong>dividual will be protected only if these issues are dealt with at the highest level <strong>of</strong> our<strong>court</strong> system. <strong>The</strong>re are <strong>in</strong>stances when <strong>hypnosis</strong> can be <strong>use</strong>d appropriately provided that the nature <strong>of</strong> thephenomenon is understood by all parties concerned. It must be recognized, however, that the <strong>use</strong> <strong>of</strong><strong>hypnosis</strong> by either the prosecution or the defense can pr<strong>of</strong>oundly affect the <strong>in</strong>dividual's subsequenttestimony. S<strong>in</strong>ce these changes are not reversible, if <strong>in</strong>dividuals are to be allowed to testify after hav<strong>in</strong>gundergone <strong>hypnosis</strong> to aid their memory, a m<strong>in</strong>imum number <strong>of</strong> safeguards are absolutely essential. Basedupon extensive review <strong>of</strong> the field <strong>and</strong> my own experiences <strong>in</strong> a considerable number <strong>of</strong> circumstances, Ihave proposed the follow<strong>in</strong>g m<strong>in</strong>imal safeguards <strong>in</strong> an affidavit (<strong>Orne</strong>, 1978) <strong>in</strong> the case <strong>of</strong> Quagl<strong>in</strong>o v.California (1978) which was filed with the Supreme Court <strong>of</strong> the United States.91. Hypnosis should be carried out by a psychiatrist or psychologist with special tra<strong>in</strong><strong>in</strong>g <strong>in</strong> its <strong>use</strong>. He should not be <strong>in</strong>formedabout the facts <strong>of</strong> the case verbally; rather, he should receive a written memoran-9 A recent Wiscons<strong>in</strong> Circuit Court op<strong>in</strong>ion by Judge Wedemeyer <strong>in</strong> the case <strong>of</strong> State v. White (1979)explicates <strong>and</strong> exp<strong>and</strong>s upon these safeguards (Slip op<strong>in</strong>ion, Pp. 11-13).336 MARTIN T. ORNEdum outl<strong>in</strong><strong>in</strong>g whatever facts he is to know, carefully avoid<strong>in</strong>g any other communication which might affect his op<strong>in</strong>ion. Thus, hisbeliefs <strong>and</strong> possible bias can be evaluated. It is extremely undesirable to have the <strong>in</strong>dividual conduct<strong>in</strong>g the hypnotic sessions tohave any <strong>in</strong>volvement <strong>in</strong> the <strong>in</strong>vestigation <strong>of</strong> the case. Further, he should be an <strong>in</strong>dependent pr<strong>of</strong>essional not responsible to theprosecution or the <strong>in</strong>vestigators.2. All contact <strong>of</strong> the psychiatrist or psychologist with the <strong>in</strong>dividual to be hypnotized should be videotaped from the moment theymeet until the entire <strong>in</strong>teraction is completed. <strong>The</strong> casual comments which are passed before or after <strong>hypnosis</strong> are every bit asimportant to get on tape as the hypnotic session itself. (It is possible to give suggestions prior to the <strong>in</strong>duction <strong>of</strong> <strong>hypnosis</strong> whichwill act as posthypnotic suggestions.)Prior to the <strong>in</strong>duction <strong>of</strong> <strong>hypnosis</strong>, a brief evaluation <strong>of</strong> the patient should be carried out <strong>and</strong> the psychiatrist or psychologistshould then elicit a detailed description <strong>of</strong> the facts as the witness or victim remembers them. This is important beca<strong>use</strong><strong>in</strong>dividuals <strong>of</strong>ten are able to recall a good deal more while talk<strong>in</strong>g to a psychiatrist or psychologist than when they are with an<strong>in</strong>vestigator, <strong>and</strong> it is important to have a record <strong>of</strong> what the witness's beliefs are before <strong>hypnosis</strong>. Only after this has beencompleted should the hypnotic session be <strong>in</strong>itiated. <strong>The</strong> psychiatrist or psychologist should strive to avoid add<strong>in</strong>g any newelements to the witness's description <strong>of</strong> his experience, <strong>in</strong>clud<strong>in</strong>g those which he had discussed <strong>in</strong> his wake state, lest he<strong>in</strong>advertently alter the nature <strong>of</strong> the witness's memories--or constra<strong>in</strong> them by rem<strong>in</strong>d<strong>in</strong>g him <strong>of</strong> his wak<strong>in</strong>g memories.3. No one other than the psychiatrist or psychologist <strong>and</strong> the <strong>in</strong>dividual to be hypnotized should be present <strong>in</strong> the room before <strong>and</strong>dur<strong>in</strong>g the hypnotic session. This is important beca<strong>use</strong> it is all too easy for observers to <strong>in</strong>advertently communicate to the subjectwhat they expect, what they are startled by, or what they are disappo<strong>in</strong>ted by. If either the prosecution or the defense wish toobserve the hypnotic session, they may do so without jeopardiz<strong>in</strong>g the <strong>in</strong>tegrity <strong>of</strong> the session through a one-way screen or on atelevision monitor.4. Beca<strong>use</strong> the <strong>in</strong>teractions which have preceded the hypnotic session may well have a pr<strong>of</strong>ound effect on the sessionsthemselves, tape record<strong>in</strong>gs <strong>of</strong> prior <strong>in</strong>terrogations are important to document that a witness had not been implicitly or explicitlycued perta<strong>in</strong><strong>in</strong>g to certa<strong>in</strong> <strong>in</strong>formation which might then be reported for apparently the first time by the witness dur<strong>in</strong>g <strong>hypnosis</strong>.[<strong>Orne</strong>, 1978, Pp. 853-855]In sum, an effort has been made to outl<strong>in</strong>e some <strong>of</strong> the major issues that must be considered for theforensic <strong>use</strong> <strong>of</strong> <strong>hypnosis</strong>, <strong>and</strong> particularly if hypnotically enhanced recall is to be <strong>use</strong>d <strong>in</strong> <strong>court</strong>. It ispossible to document, as has been done here, some <strong>of</strong> the circumstances where <strong>hypnosis</strong> has worked

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