Dismissed Congressional Employees (Aguado-Alfaro et al.) v. Peru

Dismissed Congressional Employees (Aguado-Alfaro et al.) v. Peru Dismissed Congressional Employees (Aguado-Alfaro et al.) v. Peru

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Inter-American Court of Human RightsCase of the Dismissed Congressional Employees(Aguado-Alfaro et al.) v. PeruJudgment of November 24, 2006(Preliminary Objections, Merits, Reparations and Costs)In the case of the Dismissed Congressional Employees (Aguado Alfaro et al.),the Inter-American Court of Human Rights (hereinafter “the Inter-American Court” or“the Court”), composed of the following judges: *also present,Sergio García Ramírez, PresidentAlirio Abreu Burelli, Vice PresidentAntônio A. Cançado Trindade, JudgeCecilia Medina Quiroga, JudgeManuel E. Ventura Robles, Judge, andDiego García-Sayán, Judge;Pablo Saavedra Alessandri, Secretary, andEmilia Segares Rodríguez, Deputy Secretary;pursuant to Articles 62(3) and 63(1) of the American Convention on Human Rights(hereinafter “the Convention” or “the American Convention”) and Articles 29, 31, 37,56 and 58 of the Rules of Procedure of the Court (hereinafter “the Rules ofProcedure”), delivers this judgment.IINTRODUCTION OF THE CASE1. On February 4, 2005, in accordance with the provisions of Articles 50 and 61of the American Convention, the Inter-American Commission on Human Rights(hereinafter “the Commission” or “the Inter-American Commission”) lodged beforethe Court an application against the State of Peru (hereinafter “the State” or “Peru”),which originated in petitions Nos. 11,830 and 12,038, received by the Secretariat ofthe Commission on October 18, 1997, and July 10, 1998, respectively.*Judge Oliver Jackman informed the Court that, due to circumstances beyond his control, hewould be unable to attend the seventy-third regular session, and would therefore be unable to take part inthe deliberation and signature of this judgment.

Inter-American Court of Human RightsCase of the <strong>Dismissed</strong> <strong>Congression<strong>al</strong></strong> <strong>Employees</strong>(<strong>Aguado</strong>-<strong>Alfaro</strong> <strong>et</strong> <strong>al</strong>.) v. <strong>Peru</strong>Judgment of November 24, 2006(Preliminary Objections, Merits, Reparations and Costs)In the case of the <strong>Dismissed</strong> <strong>Congression<strong>al</strong></strong> <strong>Employees</strong> (<strong>Aguado</strong> <strong>Alfaro</strong> <strong>et</strong> <strong>al</strong>.),the Inter-American Court of Human Rights (hereinafter “the Inter-American Court” or“the Court”), composed of the following judges: *<strong>al</strong>so present,Sergio García Ramírez, PresidentAlirio Abreu Burelli, Vice PresidentAntônio A. Cançado Trindade, JudgeCecilia Medina Quiroga, JudgeManuel E. Ventura Robles, Judge, andDiego García-Sayán, Judge;Pablo Saavedra Alessandri, Secr<strong>et</strong>ary, andEmilia Segares Rodríguez, Deputy Secr<strong>et</strong>ary;pursuant to Articles 62(3) and 63(1) of the American Convention on Human Rights(hereinafter “the Convention” or “the American Convention”) and Articles 29, 31, 37,56 and 58 of the Rules of Procedure of the Court (hereinafter “the Rules ofProcedure”), delivers this judgment.IINTRODUCTION OF THE CASE1. On February 4, 2005, in accordance with the provisions of Articles 50 and 61of the American Convention, the Inter-American Commission on Human Rights(hereinafter “the Commission” or “the Inter-American Commission”) lodged befor<strong>et</strong>he Court an application against the State of <strong>Peru</strong> (hereinafter “the State” or “<strong>Peru</strong>”),which originated in p<strong>et</strong>itions Nos. 11,830 and 12,038, received by the Secr<strong>et</strong>ariat ofthe Commission on October 18, 1997, and July 10, 1998, respectively.*Judge Oliver Jackman informed the Court that, due to circumstances beyond his control, hewould be unable to attend the seventy-third regular session, and would therefore be unable to take part inthe deliberation and signature of this judgment.


22. The Commission submitted the application for the Court to decide wh<strong>et</strong>her<strong>Peru</strong> was responsible for violating Articles 8(1) (Right to a Fair Tri<strong>al</strong>) and 25(1)(Judici<strong>al</strong> Protection) of the American Convention on Human Rights, and <strong>al</strong>so forfailing to comply with the provisions of Articles 1(1) (Obligation to Respect Rights)and 2 (Domestic Leg<strong>al</strong> Effects) thereof. The facts s<strong>et</strong> forth in the application refer tothe <strong>al</strong>leged “dismiss<strong>al</strong> of a group of 257 employees from the Nation<strong>al</strong> Congress ofthe Republic of <strong>Peru</strong>[,…] who are part of a group of 1,117 employees who weredismissed [from this institution] by Resolutions adopted by Congress on December31, 1992.”3. The Commission <strong>al</strong>so asked the Court, in accordance with Article 63(1) of theConvention, to order the State to adopt specific measures of reparation indicated inthe application. Fin<strong>al</strong>ly, it requested the Court to order the State to pay the costs andexpenses arising from processing the case in the domestic jurisdiction and before theorgans of the inter-American system.IIJURISDICTION4. The Court is comp<strong>et</strong>ent to hear this case, in the terms of Articles 62 and63(1) of the Convention, because <strong>Peru</strong> has been a State Party to the AmericanConvention since July 28, 1978, and accepted the compulsory jurisdiction of theCourt on January 21, 1981.IIIPROCEEDINGS BEFORE THE COMMISSION5. On October 18, 1997, the Commission received a request for precautionarymeasures from five of the <strong>al</strong>leged victims: Ángela V<strong>al</strong>dez Rivera, Adolfo FernándezSaré, Roberto Ribotte Rodríguez, María Huaranga Soto and Manuel CarranzaRodríguez.6. On November 10, 1997 the Commission began “to process [the] p<strong>et</strong>ition […],identified as number” 11,830, forwarded the pertinent parts to the State andrequested it to provide information within 90 days, in accordance with its Rules ofProcedure in force at the time. On January 26, 1998, <strong>Peru</strong> responded to thiscommunication.7. On February 13, 1998, the Commission informed the p<strong>et</strong>itioners, inter <strong>al</strong>ia,that, according to Article 29 of its Rules of Procedure, the situation described “[i]nprinciple […] d[id] not constitute an urgent case in which it [was] necessary torequest precautionary measures to prevent irreparable harm to persons.”8. On March 26, 1998, Adolfo Fernández Saré and another 126 persons, 124 ofthem <strong>al</strong>leged victims in this case, presented a p<strong>et</strong>ition to the Commission within theframework of case No. 11,830, based on the same facts as those contained in therequest for precautionary measures (supra para. 5).9. On July 10, 1998, 20 persons presented another p<strong>et</strong>ition to the Commission,on their own beh<strong>al</strong>f and on beh<strong>al</strong>f of “other employees dismissed from the <strong>Peru</strong>vianCongress.”


310. On August 4, 1998, the Commission opened case No. 12,038, forwarded thepertinent parts of the p<strong>et</strong>ition to the State and requested it to provide informationwithin 90 days. On November 11, 1998, after an extension had been granted, <strong>Peru</strong>sent its response.11. On February 4, 1999, two persons asked to be considered co-p<strong>et</strong>itioners incase 11,830 (supra para. 5). Also, on October 20, 1999, the Lima Lawyers’Profession<strong>al</strong> Association asked to be considered a co-p<strong>et</strong>itioner in the case andsubmitted notes from 15 <strong>al</strong>leged victims requesting this institution to represent themin the same case.12. On June 9, 2000, applying the provisions of Article 40(2) of its Rules ofProcedure in force at the time, the Commission decided to joinder cases Nos. 11,830and 12,038, so as to process them both under the file of case No. 11,830. At thesame time, the Commission notified this decision to <strong>Peru</strong> and to <strong>al</strong>l the p<strong>et</strong>itioners.13. On June 15, 2000, the Commission adopted report No. 52/00, in which itdeclared the p<strong>et</strong>ition admissible as regards the possible violation of Articles 8 and 25of the American Convention. This report was notified to the State and the p<strong>et</strong>itionerson June 27, 2000.14. On July 11, 2000, the Commission made itself available to the parties in orderto reach a friendly s<strong>et</strong>tlement. On August 11, 2000, the p<strong>et</strong>itioner, Adolfo FernándezSaré, asked for an extension in view of the me<strong>et</strong>ings that were being held with theState “to find mechanisms that [would] <strong>al</strong>low [them] to reach a friendly s<strong>et</strong>tlement.”On August 11 and October 1, 2000, the State requested an extension of the periodgranted in order “to continue exploring the possibility of initiating a friendlys<strong>et</strong>tlement procedure.”15. On October 13, 2000, the Commission held a hearing on the case. OnNovember 20 that year, the State declared that it was not interested in continuingthe friendly s<strong>et</strong>tlement procedure and requested that the case should be filed. Thiscommunication was forwarded to the p<strong>et</strong>itioners’ representatives who presentedtheir comments in communications of February 5, 7 and 12, 2001.16. In response to the request of the <strong>al</strong>leged victims’ representatives, and inaccordance with the provisions of Article 38(3) of its Rules of Procedure, theCommission convened the parties to a hearing during its 116 th regular session. Thehearing was held on October 14, 2002.17. On October 2, 2003, the State advised that the “Multisector<strong>al</strong> Commissionresponsible for drawing up the fin<strong>al</strong> s<strong>et</strong>tlement propos<strong>al</strong> concerning case No. 11,830”had concluded its sessions on April 7, 2003, without having reached a friendlys<strong>et</strong>tlement.18. On October 19, 2004, having examined the positions of the State and thep<strong>et</strong>itioners, the Commission adopted Report on Merits No. 78/04, in which itconcluded:That the State […] is responsible for violating the right to judici<strong>al</strong> protection embodied inArticle 25(1), the right to judici<strong>al</strong> guarantees embodied in Article 8(1) and the obligationto adopt domestic leg<strong>al</strong> provisions contained in Article 2 of the American Convention, tothe d<strong>et</strong>riment of the 257 employees dismissed from Congress […]. In addition, the


4foregoing constitutes a violation by the State […] of the obligation imposed by Article1(1) to respect and ensure the rights embodied in the Convention.And recommended to the State that it should:a. Guarantee to the congression<strong>al</strong> employees identified and listed in the appendix[to the] report, a simple, prompt and effective recourse to examine their claimsconcerning their dismiss<strong>al</strong> under Resolutions Nos. 1303-A-92-CACL and 1303-B-92-CACLof November 6, 1992, of the Administrative Commission of the Congress of the Republic,published on December 31, 1992. This recourse should be conducted with full judici<strong>al</strong>guarantees and should lead to a ruling on the merits of the claims filed.b. Modify article 9 of Decree Law [No.] 25640 of July 21, 1992, and article 27 ofResolution No. 1239-A-92-CACL of October 13, 1992, to harmonize them with theAmerican Convention.19. On November 4, 2004, the Commission forwarded the Report on Merits to theState, granting the latter two months to provide information on the measuresadopted to comply with its recommendations.20. On November 4, 2004, the Commission notified the p<strong>et</strong>itioners of theadoption of the Report on Merits and its transmitt<strong>al</strong> to the State. It <strong>al</strong>so asked themto state their position regarding the possible submission of the case to the Inter-American Court. On December 3 and 22, 2004, the p<strong>et</strong>itioners expressed their wishthat the case be submitted to the Court.21. On January 19, 2005, having been granted an extension, <strong>Peru</strong> presentedinformation on compliance with the recommendations contained in Report on MeritsNo. 78/04 (supra para. 18).22. On February 3, 2005, considering “that the State had not adopted itsrecommendations satisfactorily,” the Inter-American Commission decided to submitthis case to the consideration of the Court.IVPROCEEDINGS BEFORE THE COURT23. On February 4, 2005, the Inter-American Commission lodged the applicationbefore the Court (supra para. 1), attaching documentary evidence and offeringexpert evidence. The Commission appointed José Z<strong>al</strong>aqu<strong>et</strong>t and Santiago Canton asdelegates, and Ariel Dulitzky, Víctor H. Madrig<strong>al</strong>, Pedro E. Díaz and Lilly Ching asleg<strong>al</strong> advisers.24. On April 4, 2005, on the instructions of the President of the Court, theSecr<strong>et</strong>ariat informed the <strong>al</strong>leged victims’ representatives (hereinafter “therepresentatives”) accredited before the Commission when the application wassubmitted, and <strong>al</strong>so the Commission and the State, that a preliminary examination ofthe application was being made pursuant to Article 34 of the Rules of Procedure. Inaddition, it advised them that, based on this initi<strong>al</strong> examination of the application,the President had d<strong>et</strong>ermined that various problems concerning representation hadarisen during the proceedings before the Commission, and they subsisted at the tim<strong>et</strong>he application was lodged before the Court. These problems included the <strong>al</strong>legedvictims granting powers of attorney to different representatives at different times;differences in the purpose of the representation, which become apparent from the


737. On December 22, 2005, the common intervenors submitted their brief withrequests, arguments and evidence (hereinafter “requests and arguments”), attachingdocumentary evidence and offering testimoni<strong>al</strong> and expert evidence.38. On January 23, 2006, Adolfo Fernández Saré, Jorge Ore León, Víctor AmpueroAmpuero, Telmo Barba Ureña, Ricardo Hernández Fernández, Ron<strong>al</strong>d Revello Infanteand Carlos la Cruz Crespo submitted a “brief with requests, arguments and evidencewithin the period established by the Court to this end.” On February 3, 2006, theSecr<strong>et</strong>ariat reiterated to them that the designation of the common intervenor hadbeen decided by the Court on October 20, 2005 (supra para. 34), and that it was notin order to make any change in the decision; according the brief would not beprocessed.39. On February 23, 2006, <strong>Peru</strong> presented its brief with preliminary objections, inanswer to the application and with observations on the requests and arguments,attaching documentary evidence and offering expert evidence.40. On April 4, 2006, on the instructions of the President and in the terms ofArticle 45(2) of the Court’s Rules of Procedure, the Secr<strong>et</strong>ariat requested the partiesto forward documentation and information to be considered as useful evidence byApril 18, 2006, at the latest. On that date, and <strong>al</strong>so on April 25 and May 2, 2006, theCommission, <strong>Peru</strong>, and the common intervenors, respectively, presented some ofthis evidence.41. On April 7 and 11, 2006, the Commission and the common intervenors,respectively, submitted their arguments on the preliminary objections filed by theState (supra para. 39).42. On April 12, 2006, the common intervenors requested the substitution of LuisMiguel Sirumb<strong>al</strong> Ramos, offered as an expert witness, by Paúl Noriega Torero. OnMay 2, they advised that this substitution was requested because the former wasabroad.43. On May 8, 2006, the State declared, inter <strong>al</strong>ia, that Paúl Noriega Torero(supra para. 42) did not have the appropriate curriculum vitae to d<strong>et</strong>erminemeasures of compensation. On May 24 that year, the common intervenors referredto these comments by the State.44. On May 17, 2006, the President issued an Order in which he c<strong>al</strong>led uponRicardo Julio C<strong>al</strong>lirgos Tarazona, Margarita Agustina Álvarez Chavarri (widow ofPurizaca), María de los Ángeles Chang Begazo, Jacqueline Mag<strong>al</strong>lán G<strong>al</strong>oc, Frida LuisaS<strong>al</strong>as Sobrino and Luisa Chara Pacheco, proposed as witnesses by the commonintervenors, to provide their testimonies through statements made before notarypublic (affidavits). He <strong>al</strong>so c<strong>al</strong>led upon Paúl Noriega Torero, proposed as an expertwitness by the common intervenors, and Rosario Teresa Cordero Borja, proposed asan expert witness by the State, to provide their expert evidence by statements madebefore notary public (affidavits). In addition the President convened the Commission,the common intervenors and the State to a public hearing to be held at the seat ofthe Supreme Court of Justice of El S<strong>al</strong>vador starting on June 27, 2006, to hear theirfin<strong>al</strong> or<strong>al</strong> arguments on the preliminary objections and merits, reparations and costs,as well as the expert evidence of Samuel Abad Yupanqui, proposed as an expertwitness by the Commission. The President <strong>al</strong>so informed the parties that they had a


8non-extendible period until July 27, 2006, to submit their fin<strong>al</strong> written arguments onthe preliminary objections and merits, reparations and costs.45. On June 2, 2006, the State appointed Carlos Fernando Mesía Ramírez asdeputy Agent. On June 19, 2006, the common intervenors stated that the latter “hadnot been designated deputy Agent when he was presented to [the Court] in thiscapacity,” and therefore asked the Court “to bear this fact in mind for any action itconsidered appropriate.”46. On June 13, 2006, the Inter-American Commission advised that, due tocircumstances beyond his control, the expert witness, Samuel Abad Yupanqui, wouldbe unable to attend the hearing to which he had been convened and, therefore,asked the Court to <strong>al</strong>low him to forward his sworn statement. The President agreedto this request.47. On May 26 and June 20, 2006, the common intervenors and the Commission,respectively, forwarded a copy of the sworn written statements made by thewitnesses and expert witnesses (supra para. 44). On June 21, 2006, the Statepresented its comments on the sworn written statements made by the witnesses andexpert witnesses proposed by the common intervenors. The same day, theCommission stated that it had no comments to make on these statements. On June21 and 23, 2006, the State submitted its comments on the expert statement madebefore notary public (affidavit) by Paúl Noriega Torero and the testimoni<strong>al</strong>statements forwarded by the common intervenors.48. On June 21, 2006, the expert witness proposed by <strong>Peru</strong> presented,autonomously, her “technic<strong>al</strong>, juridic<strong>al</strong>, leg<strong>al</strong>, economic and financi<strong>al</strong> observations”on the expert statement made before notary public (affidavit) by Paúl NoriegaTorero, expert witness proposed by the common intervenors.49. On July 6, 2006, on the instructions of the Court, the Secr<strong>et</strong>ariat informed theparties that the brief mentioned in the preceding paragraph could not be admitted,because it was time-barred and, <strong>al</strong>so, it did not refer to the purpose of the expertopinion requested by the President in the respective Order (supra para. 44), and hadnot been asked for by the Court.50. On June 27, 2006, during its twenty-ninth speci<strong>al</strong> session, the Court held thepublic hearing on preliminary objections and merits, reparations and costs, at theseat of the Supreme Court of Justice of El S<strong>al</strong>vador, in San S<strong>al</strong>vador. Thereappeared: (a) for the Inter-American Commission: Florentín Meléndez,Commissioner, Santiago Canton, Executive Secr<strong>et</strong>ary, Víctor H. Madrig<strong>al</strong> Borloz, JuanPablo Albán and Lilly Ching, advisers; (b) for the common intervenors: Javier AntonioMujica P<strong>et</strong>it and Francisco Ercilio Moura, and (c) for the State of <strong>Peru</strong>: Julia AntoniaCarmela Arnillas D'arrigo, Agent, and Carlos Fernando Mesía Ramírez, deputy Agent.The Court heard the fin<strong>al</strong> or<strong>al</strong> arguments of the parties.51. On July 26 and 27, 2006, the State, the Commission, and the commonintervenors, respectively, presented their fin<strong>al</strong> written arguments on the preliminaryobjections and merits, reparations and costs. The common intervenors attacheddocuments as appendixes.52. On August 2, 2006 the common intervenors forwarded “comments on thebrief of June 21, 2006,” in which <strong>Peru</strong> submitted comments on the expert opinion


9and the testimoni<strong>al</strong> statements made before notary public provided by the commonintervenors (supra para. 47).53. On October 20 and 24, 2006, on the instructions of the President and in th<strong>et</strong>erms of Article 45(2) of the Rules of Procedure, the Secr<strong>et</strong>ariat again requested theparties to forward documentation and information to be considered as usefulevidence, which should be remitted by October 27 and 30, 2006, respectively, at thelatest. On October 26, 27 and 30, and on November 1, 10 and 13, 2006, the State,the Commission, and the common intervenors, respectively, presented part of theuseful evidence requested by the Court, after an extension had been granted to theintervenors.VPRELIMINARY OBJECTIONS54. In the brief answering the application and with observations on the requestsand arguments brief, the State filed three preliminary objections, which it c<strong>al</strong>led:“(a) objection based on expiration; (b) leg<strong>al</strong> defects, and (c) lack of legitimacy toact.” The Court will now consider them in the same order.The State’s argumentsFIRST PRELIMINARY OBJECTION“Objection based on expiration”55. The Commission’s Rules of Procedure do not establish the procedure ofadhesion. However, this institution admitted sever<strong>al</strong> adhesions to the p<strong>et</strong>itions incases Nos. 11,830 and 12,038, with the further problem that they were admittedwhen the six-month period following the exhaustion of domestic remedies hadexpired; in other words, after January 12, 1998, the date on which the judgmentdelivered by the Constitution<strong>al</strong> Court in this case was published. These adhesionswere admitted by the Commission in July 1998, February, July and November 1998,and July and November 1999. This fact resulted in <strong>al</strong>most <strong>al</strong>l the adhering p<strong>et</strong>itionersbeing considered <strong>al</strong>leged victims in the application, even though their adhesion wastime-barred. Consequently, the State requested the Court to exclude the <strong>al</strong>legedvictims who “adhered” when this was time-barred from the case.The Commission’s arguments56. The Inter-American Commission requested the Court to reject the preliminaryobjection presented by the State since it “lacked any grounds,” because:(a)(b)The <strong>al</strong>leged expiry has no basis in the provisions of the AmericanConvention or in the Statutes or Rules of Procedure of the system’sorgans, andThe list of the 257 <strong>Dismissed</strong> <strong>Congression<strong>al</strong></strong> <strong>Employees</strong> has an“objective source,” which is the judgment of the Constitution<strong>al</strong> Court ofNovember 24, 1997. It was drawn up applying the provisions of theAmerican Convention and the pro homine principle. The State, inexercise of the right of defense and the adversari<strong>al</strong> principle, received


10the document at the appropriate time and, despite this, it did notsubmit any objection or observation on the said list.The common intervenors’ arguments57. The common intervenors requested the Court to reject the objection andargued that:(a)(b)The State is attempting to disregard the usu<strong>al</strong> practice in theprocessing of individu<strong>al</strong> p<strong>et</strong>itions for the violation of rights embodied inthe Convention, andWhat the State refers to as “adhesion” corresponds to the co-p<strong>et</strong>itionermechanism; this relates to third parties who, after the p<strong>et</strong>ition hasbeen lodged before the Commission, express their desire to beconsidered p<strong>et</strong>itioners in the case <strong>al</strong>so. This frequent practice ofadmitting third parties who have not been named as p<strong>et</strong>itioners isadmissible provided that, as in this case, the origin<strong>al</strong> p<strong>et</strong>itioner in thecase does not oppose the admission of the co-p<strong>et</strong>itioner.The Court’s findings58. The State acknowledged, as regards the exhaustion of domestic remedies,that the “the period referred to in Article 32 of the […] Rules of Procedure [of theCommission should be] c<strong>al</strong>culated as of January 12, 1998, the date of publication ofthe judgment delivered by the Constitution<strong>al</strong> Court in File No. 338-1996-AA/TC.” Inpoint of fact, “Adolfo Fernández Saré and another [126] employees dismissed fromthe Congress of the Republic of <strong>Peru</strong>” lodged their p<strong>et</strong>ition before the Commission onMarch 26, 1998, and, subsequently, other p<strong>et</strong>itions or requests to adhere to thep<strong>et</strong>itions were presented 1 (supra paras. 5 to 12).59. From the case file before the Commission, particularly from the contents of itsAdmissibility Report No. 52/00 of June 15, 2000 (supra para. 13), it is clear that“since the p<strong>et</strong>itions in both case 11,830 and case 12,038 specific<strong>al</strong>ly name someindividu<strong>al</strong>s adding ‘and others’ and that, during the processing of the case, the[Commission] received different lists of names of the <strong>al</strong>leged victims from thep<strong>et</strong>itioners, as well as adhesion requests from other individu<strong>al</strong>s who asked to beincorporated as <strong>al</strong>leged victims, [the Commission] presumed that <strong>al</strong>l those includedin the Constitution<strong>al</strong> Court’s judgment of November 24, 1997, were <strong>al</strong>leged victims.”In other words, at that procedur<strong>al</strong> opportunity, the Commission used “<strong>al</strong>l thoseincluded” in the Constitution<strong>al</strong> Court’s judgment as a basis for d<strong>et</strong>ermining the<strong>al</strong>leged victims (infra para. 89(21) and 89(24)). In addition, in accordance with theright of defense and the adversari<strong>al</strong> principle, the Commission forwarded thisinformation to the State, which never submitted any objection or observation to the1In July 1998, another p<strong>et</strong>ition was submitted (12,038) by at least 21 individu<strong>al</strong>s. On February 4,1999, two people asked to be considered “adherents” to the p<strong>et</strong>ition submitted by Mr. Fernández Saré. InApril 1999, Mr. Fernández Saré indicated that there were 200 p<strong>et</strong>itioners. Subsequently, on December 9,1999, the Lima Lawyers’ Profession<strong>al</strong> Association submitted sever<strong>al</strong> lists which included 52 individu<strong>al</strong>s whoappear in the first p<strong>et</strong>ition lodged by Mr. Fernández Saré; 16 individu<strong>al</strong>s who, according to the Lawyers’Profession<strong>al</strong> Association, had not exhausted domestic remedies; 14 individu<strong>al</strong>s who are included in p<strong>et</strong>ition11,830; 13 individu<strong>al</strong>s who are included in p<strong>et</strong>ition 12,038; two people who adhered to p<strong>et</strong>ition 12,038;and three people who adhered to p<strong>et</strong>ition 12,038 but who, according to the Lawyers’ Profession<strong>al</strong>Association, had <strong>al</strong>so not exhausted domestic remedies.


11Commission concerning the list of p<strong>et</strong>itioners prepared on the basis of the judgmentof the Constitution<strong>al</strong> Court, until it filed this preliminary objection. Furthermore, theCourt notes that, during the remainder of the proceedings before the Commission,<strong>Peru</strong> did not present any objection regarding the legitimacy of those who lodged thep<strong>et</strong>ition or those who appear as <strong>al</strong>leged victims. Moreover, the State held variousextensive me<strong>et</strong>ings with representatives of the p<strong>et</strong>itioners aimed at reaching afriendly s<strong>et</strong>tlement. 260. Consequently, the State cannot v<strong>al</strong>idly adduce the Commission’s actions inrelation to the processing and admission of the p<strong>et</strong>itions and, even less, concerningthe d<strong>et</strong>ermination of the <strong>al</strong>leged victims at this procedur<strong>al</strong> stage, because eventhough fact that it received timely information on these issues it did not express itsdisagreement in this regard during the proceedings before the Commission. Since noobjection regarding this issue was filed at the proper procedur<strong>al</strong> opportunity, theCourt concludes that, based on the estoppel principle, the State cannot adduce itbefore this Court, 3 because it has tacitly waived this possibility. In view of theforegoing, the Court rejects the first preliminary objection “based on expiration” filedby the State.61. The State’s argumentsSECOND PRELIMINARY OBJECTION“Leg<strong>al</strong> defects”(a)(b)The Commission denatur<strong>al</strong>ized the form<strong>al</strong>ities of the procedure definedin Articles 29 and 37 of its Rules of Procedure by v<strong>al</strong>idating facts that ithad been informed about as grounds for a precautionary measure,when the domestic jurisdiction had not been exhausted. The Stat<strong>et</strong>herefore <strong>al</strong>leged that the Commission should have admitted thep<strong>et</strong>ition that originated case 11,830 as a new case, dispensing with thebackground information contained in the said precautionary measure,regarding which the Commission itself had indicated that “it did notconstitute an urgent case,” andIn its application, the Commission unduly considered as <strong>al</strong>leged victimssome individu<strong>al</strong>s who are currently employed in Congress as well asdismissed employees who aspire to be reinstated in their posts eventhough they have collected their soci<strong>al</strong> benefits. Consequently, theState requested the Court to exclude those who were in this situationfrom the case.The Commission’s arguments2Cf. minutes of the induction and me<strong>et</strong>ings of the Multisector<strong>al</strong> Commission responsible forpreparing a fin<strong>al</strong> s<strong>et</strong>tlement propos<strong>al</strong> in IACHR 11,830 – <strong>Dismissed</strong> <strong>Congression<strong>al</strong></strong> <strong>Employees</strong> datedFebruary 7, 11, 20, and 27, March 31 and April 7, 2003 (file of appendixes to the application, appendix 4,tome 5, folios 3101, 3104, 3106, 3109, 3111 and 3114).3Cf. Case of Almonacid Arellano <strong>et</strong> <strong>al</strong>. . Judgment of September 26, 2006. Series C No. 154, para.65; Case of Acevedo Jaramillo <strong>et</strong> <strong>al</strong>.. Judgment of February 7, 2006. Series C No. 144, para. 176, andCase of the Moiwana Community . Judgment of June 15, 2005. Series C No. 124, para. 58.


1262. The Inter-American Commission considered that the State’s argument relatingto the characterization of the application was not in order, because:(a)(b)The American Convention does not establish any limitation that wouldprovide grounds for this argument. In this regard, the text andlanguage of Article 48(1) of the Convention is particularlycomprehensive and there is no reason to suppose that cases should beopened based only on documents entitled “p<strong>et</strong>itions,” andThe opening of the case based on the request for precautionarymeasures does not harm the State’s right of defense. In this case theprovisions of the Convention and the Rules of Procedure were appliedand the right of defense and the adversari<strong>al</strong> principle were respected.Furthermore, the State was informed of the request on which the casewas based, and submitted arguments and information with regard toit.63. In relation to the argument concerning the “reinstatement of some victims,”the Commission considered that the <strong>al</strong>leged reinstatement does not prevent theCourt from having comp<strong>et</strong>ence, because this circumstance constitutes a finding onmerits and the examination and consideration of its effects relate to the issue ofreparations.The common intervenors’ arguments64. The common intervenors requested the Court to reject the objection relatingto <strong>al</strong>leged leg<strong>al</strong> defects in the processing of the p<strong>et</strong>itions that gave rise to the caseand argued that precautionary measures and p<strong>et</strong>itions are distinct within theframework of the inter-American system for the protection of human rights. Theformer seek the avoidance of the irreparable violation of human rights rather than aruling on merits, “consequently, granting them does not constitute prejudgment”; incontrast, the latter seek to sanction the State’s internation<strong>al</strong> responsibility for theviolation of human rights. They <strong>al</strong>so endorsed the Commission’s arguments.The Court’s findingsa) The <strong>al</strong>leged denatur<strong>al</strong>izing of the form<strong>al</strong>ities65. The Court has verified that the p<strong>et</strong>ition presented by Mr. Fernández Saré inMarch 1998, on beh<strong>al</strong>f of himself and 126 other dismissed employees reiterated thefacts that formed the grounds for the request for precautionary measures that thesame Mr. Fernández Saré and four other individu<strong>al</strong>s had previously presented to theCommission and which had been rejected because the Commission considered that itdid not comply with the requirements for requesting precautionary measures (supraparas. 5 to 8).66. The Court has previously considered that the American Convention endowsthe Court with full jurisdiction over <strong>al</strong>l matters relating to a case submitted to itsconsideration, including the procedur<strong>al</strong> requirements on which the possibility of


13exercising its comp<strong>et</strong>ence is based, 4 without this necessarily supposing a review ofthe proceedings before the Commission, unless there has been a grave error thatviolates the State’s right of defense. In the instant case, the State has notdemonstrated how this action of the Commission prejudiced it during theproceedings before that organ of protection.67. Notwithstanding the above, once the Commission is given specific informationregarding <strong>al</strong>leged human rights violations, it is the Commission that d<strong>et</strong>ermines theprocedure through which this information should be channeled, within the sphere ofits extensive mandate, established in both the Charter of the Organization ofAmerican States and the American Convention, for the promotion and protection ofsuch rights.68. Based on the above findings, the Court rejects subparagraph (a) of thesecond preliminary objection filed by the State.b) The <strong>al</strong>leged undue consideration of <strong>al</strong>leged victims69. The State <strong>al</strong>leged that the Commission had unduly considered as <strong>al</strong>legedvictims some of the 257 persons who are currently employed in the Congress of theRepublic of <strong>Peru</strong> and others who, having collected their soci<strong>al</strong> benefits, areattempting to achieve reinstatement in their posts.70. The Court observes that, in these internation<strong>al</strong> proceedings, d<strong>et</strong>ermination ofthe effects of some of the <strong>al</strong>leged victims having r<strong>et</strong>urned to work in the institutionfrom which they had <strong>al</strong>legedly been dismissed, and <strong>al</strong>so the v<strong>al</strong>idity of their claimsfor reinstatement, correspond to considerations that belong to the stages on meritsand, possibly, reparations. In other words, these <strong>al</strong>leged facts and claims do notconstitute reasons or assumptions that can limit the Court’s comp<strong>et</strong>ence to form<strong>al</strong>lyconsider as <strong>al</strong>leged victims those persons who may be in the situation indicated bythe State. Consequently, the relevance of these facts must be d<strong>et</strong>ermined andassessed at the stages of merits and, if applicable, reparations.71. Hence, the arguments contain in subparagraph (b) of the second preliminaryobjection filed by the State do not constitute a defense of this type, and musttherefore be rejected.The State’s argumentsTHIRD PRELIMINARY OBJECTION“Objection of lack of legitimacy to act”72. The State <strong>al</strong>leged that the Inter-American Commission did not take intoaccount, as stipulated in Article 33 of the Court’s Rules of Procedure, that 41 peopleconsidered victims in the application have not granted powers of attorney to berepresented before the internation<strong>al</strong> jurisdiction. Hence, the State asked the Court to4Cf. Case of Acevedo Jaramillo <strong>et</strong> <strong>al</strong>., supra note 3, para. 121; Case of the Girls Yean and Bosico .Judgment of September 8, 2005. Series C No. 130, para. 59, and Case of the Serrano Cruz Sisters .Preliminary Objections. Judgment of November 23, 2004. Series C No. 118, para. 132.


14exclude from the case the employees who were not duly represented in theproceedings before this jurisdiction.The Commission’s arguments73. The Inter-American Commission indicated that this preliminary objection wasnot based on any norm that established the lack of “leg<strong>al</strong> representation” before theCourt as an obstacle to accede to the Court’s jurisdiction. In this regard, the Court’sRules of Procedure establish that, in the absence of information regardingrepresentation, the Commission sh<strong>al</strong>l be the procedur<strong>al</strong> representative “as guarantorof the public interest under the American Convention on Human Rights to ensur<strong>et</strong>hat they have the benefit of leg<strong>al</strong> representation.” In addition, as an argumentconcerning the second preliminary objection, the Commission had indicated that the“lack of a representative” is not an obstacle “to the Court’s comp<strong>et</strong>ence” because, asestablished in Article 44 of the Convention, any group of persons may report theviolation of the rights it establishes. In this case, the p<strong>et</strong>itioners are a “group ofpersons” and this complies with the hypothesis for legitimacy established in the saidArticle 44.The common intervenors’ arguments74. The common intervenors requested the Court to reject the third objectionbecause the Inter-American Commission was responsible for representing the <strong>al</strong>legedvictims who had not granted a speci<strong>al</strong> power of attorney to represent them in theprocessing of the case. They <strong>al</strong>so based their arguments on the criteria adopted bythe Court in similar cases.The Court’s findings75. Article 33 (Filing of the application) of the Court’s Rules of Procedureestablishes that:The brief containing the application sh<strong>al</strong>l indicate: […]3. The names and addresses of the representatives of the <strong>al</strong>leged victims andtheir next of kin. If this information is not provided in the application, the Commissionsh<strong>al</strong>l act on beh<strong>al</strong>f of the <strong>al</strong>leged victims and their next of kin in its capacity as guarantorof the public interest under the American Convention on Human Rights to ensure thatthey have the benefit of leg<strong>al</strong> representation.76. The Court observes that when the Commission submitted the case to theCourt’s consideration, it attached the powers of attorney of more than 215 <strong>al</strong>legedvictims. The said powers of attorney were granted to two different groups ofrepresentatives. Given that the groups of representatives were unable to agree on acommon intervenor, the Court appointed Javier Mujica P<strong>et</strong>it and Francisco ErcilioMoura as the common intervenors of the representatives pursuant to the provisionsof Article 23(2) of the Rules of Procedure. Moreover, when notifying the application,the Court indicated that “in the case of the <strong>al</strong>leged victims who were not represented[as a result of this decision] or who had no representative, the Commission would b<strong>et</strong>heir representative in the proceedings as guarantor of the public interest to ensur<strong>et</strong>hat they have the benefit of leg<strong>al</strong> representation,” pursuant to the provisions ofArticle 33(3) of the Rules of Procedure (supra para. 34).


1577. In this regard, the Court has established that the designation of a leg<strong>al</strong>representative in the proceedings before the Court is a right rather than anobligation of the <strong>al</strong>leged victims. 5 Also, in relation to the participation of the victimsand their next of kin, the Court has indicated that their representatives exercise therepresentation of those who have granted a v<strong>al</strong>id power of attorney to this end and,that, in the case of those who lack this representation, it is assumed by the Inter-American Commission, which must safeguard their interests and ensure that they arerepresented effectively at the different procedur<strong>al</strong> stages before the Court, “asguarantor of the public interest under the American Convention on Human Rights toensure that they have the benefit of leg<strong>al</strong> representation” (Article 33(3) of the Rulesof Procedure). This is the Court’s understanding; consequently, its assessments anddecisions concerning merits and possible reparations will not depend on theorganization, institution or persons who exercise the specific representations, incompliance with its inherent functions as an internation<strong>al</strong> human rights tribun<strong>al</strong> andin application of the pro persona principle. 678. Based on the foregoing, the Court rejects the third preliminary objection.** *79. Having rejected the three preliminary objections filed by the State, the Courtwill proceed to examine the merits of the case.VIEVIDENCE80. Based on the provisions of Articles 44 and 45 of the Rules of Procedure, and<strong>al</strong>so on the Court’s case law regarding evidence and its assessment, 7 the Court willproceed to examine and assess the probative elements forwarded by the commonintervenors, the Commission, and the State at different procedur<strong>al</strong> opportunities oras helpful evidence that they were requested to provide on the instructions of thePresident. To this end, the Court will observe the principles of sound criticism, withinthe corresponding leg<strong>al</strong> framework. 8A) DOCUMENTARY EVIDENCE81. The parties forwarded certain testimoni<strong>al</strong> and expert statements c<strong>al</strong>led for inthe President’s order of May 17, 2006 (supra para. 44). The Court will summariz<strong>et</strong>hese statements below:5Cf. Case of Acevedo Jaramillo <strong>et</strong> <strong>al</strong>., supra note 3, para. 143, and Case of Yatama. Judgment ofJune 23, 2005. Series C No. 127, para. 86.659.Cf. Case of the Pueblo Bello Massacre. Judgment of January 31, 2006. Series C No. 140, para.7Cf. Case of Almonacid Arellano <strong>et</strong> <strong>al</strong>. , supra note 3, paras. 66 to 69; Case of Servellón García <strong>et</strong><strong>al</strong>. . Judgment of September 21, 2006. Series C No. 152, paras. 32 to 35, and Case of Acevedo Jaramillo<strong>et</strong> <strong>al</strong>., supra note 3, paras. 183 to 185.8Cf. Case of Goiburú <strong>et</strong> <strong>al</strong>.. Judgment of September 22, 2006. Series C No. 153, para. 55


16Testimonies proposed by the common intervenorsa) Ricardo Julio C<strong>al</strong>lirgos Tarazona, <strong>al</strong>leged victimOn his dismiss<strong>al</strong> from the Congress of the Republic he had no other source of incomefor the upkeep of his household. His dismiss<strong>al</strong> occurred “in the context of thedisruption of the rule of law,” and “[his] dismiss<strong>al</strong> is characterized by its [<strong>al</strong>leged]illeg<strong>al</strong>ity”; in addition, the right of the dismissed employees to have access to anamparo remedy (recourse for the protection of constitution<strong>al</strong> rights) was <strong>al</strong>legedlysuspended.He resorted to the administrative proceeding and, when he had exhausted this, hehad recourse to judici<strong>al</strong> proceedings, subsequently addressing himself to the Inter-American Commission.Since his dismiss<strong>al</strong>, he “has been unable to recover his former standard of living[,and had] to resort to different jobs that <strong>al</strong>lowed him to survive, […] <strong>al</strong>l of thiswithout any work benefits.” Up until he was dismissed, he “enjoyed job security,soci<strong>al</strong> security, and the probability of a pension.” His family was prejudiced owing to“the lack of adequate nutrition, [because he] did not have the money to maintainthem and [his] family’s life project was changed tot<strong>al</strong>ly, [because] when the Statedismissed [him,] it took away not only his job, but the possibility of physic<strong>al</strong> andspiritu<strong>al</strong> development[. The State eliminated his children’s] possibility of a moreappropriate education. “[His] wife had a stroke as a result of the penury theyendured.” Currently, he is working temporarily as a maintenance and cleaningassistant in a dentistry clinic.He has not lost “hope of recovering [his] employment” and “trusts that the Court […]can end these 14 years of financi<strong>al</strong> and mor<strong>al</strong> frustration […].” He hopes to “recover[his] job [and for] financi<strong>al</strong> reparation for the damage caused.”b) Margarita Agustina Álvarez Chavarri widow of Purizaca (wife of JoséHumberto Purizaca Arambulo), deceased <strong>al</strong>leged victimHer husband was the only source of maintenance for their household. She describedthe actions taken by her husband to contest his dismiss<strong>al</strong>, first throughadministrative and then judici<strong>al</strong> channels, including the Constitution<strong>al</strong> Court. Whenher husband was dismissed “he obtained temporary work, but it was badly paid […,which prejudiced his he<strong>al</strong>th [and he required] a heart v<strong>al</strong>ve transplant owing toaortic insufficiency.” Since her husband no longer had soci<strong>al</strong> security, he was unabl<strong>et</strong>o have the operation and, in 1999, four years after receiving the diagnosis of hisillness, he died of a heart attack.Her husband “was depressed; at times he wanted to die of despair” and, when hedied, she “had to resort to friends” for financi<strong>al</strong> aid in order to bury him. Her schoolagechildren had to go out to work, “because the family did not have enough money;[…] at times there was not enough food; there was no money to pay for electricity orwater. […They felt] frustrated and powerless.” Her children could not continue theirschooling.


17A year after her husband’s death, she asked for a “widow’s pension,” but this “doesnot provide enough to live on,” so that she now lives with her parents. Her fatherreceives a “very sm<strong>al</strong>l [pension] and they subsist with this.”She asked for “justice, not only for [herself,] but for <strong>al</strong>l those who are in the samesituation.”c) María de los Ángeles Chang Begazo, daughter of Zoila Luz YnésBegazo S<strong>al</strong>azar de Chang, <strong>al</strong>leged victimHer mother was the sole support of the family and even maintained hergrandmother, because her father was ill and unable to work.Her mother resorted to judici<strong>al</strong> channels to obtain reinstatement in her post and,owing to her age, could not find any work despite her “excellent curriculum.”Consequently, she “r<strong>et</strong>urned home crying every day,” “her self-esteem was affected”and she had to find cleaning work [as] a domestic employee, among other jobs.“When she was unable to obtain work, there was no money for food.”As a result of her mother’s dismiss<strong>al</strong>, the witness was transferred to another school,which involved having to travel to that establishment without a bus service. “After[her] mother’s dismiss<strong>al</strong>, her grandmother was greatly affected, […] she had heartproblems [and subsequently died].”She hopes that her mother will obtain “the tot<strong>al</strong> restitution of <strong>al</strong>l her rights, […] thatjustice will be done, and that she is ensured a decent future.”d) Jackeline Mag<strong>al</strong>lán G<strong>al</strong>oc, <strong>al</strong>leged victimFollowing her dismiss<strong>al</strong> from the Congress of the Republic she had recourse to anadministrative proceeding, then to the courts, including the Constitution<strong>al</strong> Court,seeking her reinstatement unsuccessfully; hence, fin<strong>al</strong>ly, she resorted to the Inter-American Commission.After her dismiss<strong>al</strong>, she said that she had had to work “in whatever she could find,”because she could not find work related to her profession<strong>al</strong> experience and this hasmade her feel “frustrated, hurt [and] very bitter.” She could not continue to pay theprivate education of her three daughters and had to transfer them to a State school.The witness stated that she felt frustration as a mother since she could not givemore to her daughters and because she has had he<strong>al</strong>th problems since the death ofone of her daughters.She resorted to the Inter-American Court “in the hope of obtaining justice” andasked that the Court should “decide on sanctions for the State; that [they] bereinstated [in their posts]; receive reparation for <strong>al</strong>l these years; be compensatedbecause [their] life projects were frustrated, and be paid the remuneration [they]ceased to receive.”e) Frida Luisa S<strong>al</strong>as Sobrino, <strong>al</strong>leged victimAfter the administrative proceedings were exhausted, she resorted to the courts inorder to seek her reinstatement in Congress. The dismissed employees had recourse


18to the parliamentarians, the Ombudsman, the politic<strong>al</strong> parties, the representatives ofthe Catholic Church, human rights organizations and the public prosecutors.The fact that she was dismissed from her employment in Congress “cut short [her]career and [her] will to re<strong>al</strong>ize her full potenti<strong>al</strong> and advance profession<strong>al</strong>ly.” Sinceshe did not have enough money, she sought other sources of income, but “findingherself without stable employment has been very hard and has prejudiced [her]he<strong>al</strong>th. […Moreover, since she does not have] he<strong>al</strong>th insurance, [she has] not beenable to take proper care of [herself] and [her] physic<strong>al</strong> condition is worsening.” Thebank “took away” her house, because she was unable to continue making themonthly payments. “Believing that it was the best thing for [her] son,” she sent himto live with her sister, and the separation was “very hard.” Finding herself withoutwork “affected [her] a great de<strong>al</strong>; the change in her life was very difficult [and her]he<strong>al</strong>th has been affected.”She “hope[s] for justice from the Inter-American Court” and asks that “it try andresolve [her] problems; […] that they are given what [they] have a right to, […and]that [their] sufferings are ended.”f) Luisa Chara Pacheco de Rivas, <strong>al</strong>leged victimFollowing her dismiss<strong>al</strong> as a congression<strong>al</strong> employee, she resorted unsuccessfully tothe administrative proceeding to demand reinstatement; she then filed a complaintbefore the courts, which reached the Constitution<strong>al</strong> Court. Since these measureswere ineffective, she had recourse to the Inter-American Commission.When she found herself without employment, she had “to sell food to stre<strong>et</strong>vendors.” Subsequently, she went to live in Argentina “seeking b<strong>et</strong>ter financi<strong>al</strong>conditions [in order] to help maintain [her] children.” She “was unable to continuepaying the university studies of [her] daughter[,…] who had to work to help thehousehold.” She feels frustrated “because she was a good worker, a good secr<strong>et</strong>ary[and she] did [her] job well.” She feels that her “life project was disrupted [and thather] emotion<strong>al</strong> state caused [her] to develop diab<strong>et</strong>es.”Her children have a “right to the he<strong>al</strong>th care and education” she has been unable togive them. Furthermore, she has not “been able to give [them …] a home wher<strong>et</strong>hey can live safely, because [she] is unemployed.”Expert witness proposed by the Inter-American Commissiong) Samuel Abad Yupanqui, expert in constitution<strong>al</strong> lawThe expert witness referred to body that c<strong>al</strong>led itself the “Nation<strong>al</strong> Emergency andReconstruction Government,” which acted “contrary to the Constitution andlegislated by decree laws. […T]o r<strong>et</strong>urn to the democratic institution<strong>al</strong> frameworkand, owing to internation<strong>al</strong> pressure, […] elections were c<strong>al</strong>led to choose a newCongress,” known as the Democratic Constituent Congress (CCD).From December 5 to 30, 1992, 748 decree laws were issued, one of which providefor the establishment of a commission to administer the patrimony of the Congressof the Republic, and to adopt “the necessary administrative measures and actionsconcerning personnel.” Decree 25640 stipulated that this reorganization commissionwould implement a streamlining process and <strong>al</strong>so established the inadmissibility of


19the action for amparo to contest the application of this decree directly or indirectly.In addition, a resolution of October 1992 had established that the Commission toAdminister the Patrimony of Congress would not accept complaints concerning theresults of the selection examination.Once the so-c<strong>al</strong>led Democratic Constituent Congress had been inst<strong>al</strong>led, it “declaredthat the 1979 Constitution was in force, except in the case of the decree laws issuedby the Government. It <strong>al</strong>so declared that the decree laws were in force until theywere revised, modified or derogated” by this Congress. It did not question theirv<strong>al</strong>idity.It was the constitution<strong>al</strong> procedure of amparo that “suffered the greatestmodifications as of the coup [d’état] of April 5, 1992,” in addition to “thedenatur<strong>al</strong>ization of the procedur<strong>al</strong> system of precautionary measures and […] thecreation of arbitrary grounds for inadmissibility[. …I]n each of the decree laws whereit was considered necessary, the Government began to include a provision thatprevented the use of the amparo procedure to contest the [<strong>al</strong>leged] arbitrary actsthat were committed.” In this regard, he listed 18 decree laws that contained such aprovision - including Decree Law No. 25640. Subsequently, these grounds forinadmissibility “issued during the exercise of the de facto regime, denatur<strong>al</strong>ized theamparo procedure, because they established areas outside jurisdiction<strong>al</strong> control.Thus, specific internation<strong>al</strong> human rights norms were affected.” He <strong>al</strong>so cited ajudgment of the Constitution<strong>al</strong> Court of April 1997 establishing that “no authoritycould prevent individu<strong>al</strong>s from exercising such actions when acts occur that threatenor violate constitution<strong>al</strong> rights that could be safeguarded by actions for protection(acciones de garantía).”The Constitution<strong>al</strong> Court did not rule on the v<strong>al</strong>idity of Decree Law No. 25640 in thiscase, even though it could have “made it inapplicable by means of diffuse control”;<strong>al</strong>so, it used “an erroneous criterion to c<strong>al</strong>culate time limits.”Moreover, in this regard, at the time of the facts “it was impossible to file an actionfor unconstitution<strong>al</strong>ity, because the justices of the Constitution<strong>al</strong> Court […] had beenremoved from office […]. Also, an action for amparo would have been declaredinadmissible, because the decree law that regulated this matter prevented it.[…Further still,] the Judiciary was not tot<strong>al</strong>ly and absolutely independent[, which]made it difficult for the judges to implement diffuse control.” “All of this affected theright to an effective recourse before the courts.”“At the administrative level, it was not possible to raise objections because [the saidResolution of October 1992 established that] the Administrative Commission […]would not accept complaints about the result of the examination.” In that regard,“this norm contradicted the provisions of the Regulations of the Gener<strong>al</strong> Norms forAdministrative Procedures […] in force [at the time of the facts,] which permitted thepresentation of a recourse for reconsideration against any administrative act thataffected the rights or interests of the individu<strong>al</strong> concerned.”Expert witness proposed by the common intervenorsh) Paúl Noriega Torero, economistHe presented the technic<strong>al</strong> c<strong>al</strong>culations corresponding to the <strong>al</strong>leged loss of earningsand benefits of the dismissed employees. To this end, he based himself on the pay


20sc<strong>al</strong>e report, the documents attesting to the variations in remuneration from 1993 to2001, and the payrolls of the dismissed employees in the Congress of the Republic of<strong>Peru</strong>, by occupation<strong>al</strong> categories.He stated that, in order to d<strong>et</strong>ermine technic<strong>al</strong>ly the loss of earning and benefits, hehad c<strong>al</strong>culated the income and benefits that the dismissed employees would havereceived if they had continued working in Congress. The resulting information wasprepared in accordance with the norms established in gener<strong>al</strong> nation<strong>al</strong> laws,including payment of leg<strong>al</strong> interest. The amount of interest owing for failure to paywas c<strong>al</strong>culated on the basis of the reports issued by the Office of the Superintendentof Banks and Insurance, which was considered an appropriate criterion.B) ASSESSMENT OF THE DOCUMENTARY EVIDENCE82. In this case as in others, 9 the Court accepts the probative v<strong>al</strong>ue of thedocuments presented by the parties at the proper procedur<strong>al</strong> opportunity, whichwere not contested or opposed, and whose authenticity was not questioned.83. Regarding the documents forwarded as helpful evidence, clarification andexplanation (supra para. 53), the Court incorporates them into the body of evidencein this case, in accordance with Article 45(2) of its Rules of Procedure, taking inaccount the observations submitted by the parties (supra para. 53).84. The State contested the sworn statement of the expert witness NoriegaTorero, presented by the common intervenors (supra paras. 47 and 81(h)),considering, inter <strong>al</strong>ia, that it “was inexact [... and, <strong>al</strong>so, because this expertwitness] was not on the list of list of experts accredited to the Lima Superior Court ofJustice, so that if he is not authorized to issue leg<strong>al</strong> expert opinions in <strong>Peru</strong>, he waseven less authorized to do so at a supranation<strong>al</strong> level.” In this regard, the Courtadmits the opinion of Mr. Noriega Torero to the extent that it complies with thepurpose defined in the President’s order of March 17, 2006 (supra para. 44), andassesses it tog<strong>et</strong>her with the body of evidence, applying the rules of sound criticismand bearing in mind the State’s observations (supra para. 47).85. The State <strong>al</strong>so contested, in gener<strong>al</strong>, the sworn statements of the witnessesproposed by the common intervenors (supra para. 47). In this regard, the Courtconsiders that these statements can help the Court d<strong>et</strong>ermine the facts in this cas<strong>et</strong>o the extent that they comply with the purpose defined in the President’s order ofMarch 17, 2006 (supra para. 44), and therefore assesses them applying the rules ofsound criticism and bearing in mind the State’s observations (supra para. 44). TheCourt <strong>al</strong>so rec<strong>al</strong>ls that, as they are <strong>al</strong>leged victims or their next of kin and have adirect interest in this case, their statements must be assessed tog<strong>et</strong>her with <strong>al</strong>l theevidence in the case and not in isolation.86. With regard to the newspaper articles submitted by the parties, the Court hasconsidered that they can be assessed when they refer to well-known public facts ordeclarations of State offici<strong>al</strong>s, or when they corroborate aspects related to the case. 109Cf. Case of Goiburú <strong>et</strong> <strong>al</strong>., supra note 8, para. 57; Case of Servellón García <strong>et</strong> <strong>al</strong>. , supra note 7,para. 38, and Case of Ximenes Lopes. Judgment of July 4, 2006. Series C No. 149, para. 44.10Cf. Case of Almonacid Arellano <strong>et</strong> <strong>al</strong>. , supra note 3, para. 81; Case of Servellón García <strong>et</strong> <strong>al</strong>.,supra note 7, para. 50, and Case of Ximenes Lopes, supra note 9, para. 55.


2187. The Court notes that only the common intervenors forwarded a few of theadministrative recourses filed by some of the dismissed employees, <strong>al</strong>though thecommon intervenors, the State, and the Commission had been asked to provid<strong>et</strong>hem as helpful evidence. In this regard, the State declared that “it does not hav<strong>et</strong>he corresponding administrative files, owing to the changes in the Administration atthat time and the fire in the administrative offices on April 6, 1994, and thereforehad been unable to obtain this information.” The common intervenors stated thatthey had been unable to obtain most of the recourses “because of the passage oftime.” Consequently, the Court has no information on the content of <strong>al</strong>l the recoursesfiled or the scope of the decisions taken in many of those recourses, or the date onwhich they were filed. In addition, it is not clear who and how many of the <strong>al</strong>legedvictims filed administrative recourses, or if any administrative resolution was issuedother than the 18 that appear among the documentation provided to the Court.88. Regarding the documentation and information that the State and the commonintervenors were repeatedly requested to provide (supra para. 53) and that they didnot submit, the Court rec<strong>al</strong>ls that the parties should send the Court the evidence itrequests. The Commission, the representatives and the State should facilitate <strong>al</strong>l theprobative elements requested so that the Court has <strong>al</strong>l possible evidence in order toexamine the facts and to justify its decisions.VIIPROVEN FACTS89. Based on the evidence provided and taking into account the statements madeby the parties, the Court considers that the following facts have been proved:Historic<strong>al</strong> context of <strong>Peru</strong> at the time of the facts89(1) On July 28, 1990, Alberto Fujimori Fujimori assumed the Presidency of <strong>Peru</strong>under the 1979 Constitution, with a five-year mandate. 1189(2) On April 5, 1992, President Fujimori Fujimori broadcast the “Manifesto to theNation” in which he stated, inter <strong>al</strong>ia, that he considered that he had “theresponsibility to assume an exception<strong>al</strong> approach to try and accelerate the processof […] nation<strong>al</strong> reconstruction and ha[d] therefore, […] decide[d] […] to temporarilydissolve the Congress of the Republic[, …] to modernize the public administration,[and] to reorganize the Judiciary compl<strong>et</strong>ely.” The following day, based on thismanifesto, Mr. Fujimori established transitorily the so-c<strong>al</strong>led “Emergency andNation<strong>al</strong> Reconstruction Government” by Decree Law No. 25418, 12 which stipulated:[…] Article 2. The institution<strong>al</strong> reform of the country is a fundament<strong>al</strong> go<strong>al</strong> of theEmergency and Nation<strong>al</strong> Reconstruction Government, in order to achieve an authenticdemocracy. […] This reform seeks the following go<strong>al</strong>s:1156(1).Cf. Case of the Constitution<strong>al</strong> Court . Judgment of January 31, 2001. Series C No. 71, para.12Cf. Decree Law No. 25418 of April 6, 1992, published the following day, which issued the BasicLaw for the Emergency and Nation<strong>al</strong> Reconstruction Government (file of appendixes to the application,tome I, appendix 5, folios 488 to 490).


221) To propose the modification of the Constitution so that the new instrument willbe an effective mechanism for development.2) To improve the mor<strong>al</strong> fabric of the administration of justice and relatedinstitutions; and the nation<strong>al</strong> control system, decreeing the comprehensivereorganization of the Judiciary, the Constitution<strong>al</strong> Court, the Nation<strong>al</strong> Council ofthe Judiciary, the Attorney Gener<strong>al</strong>’s Office (Ministerio Público) and theComptroller Gener<strong>al</strong>’s Office.3) To modernize the public administration, reforming the centr<strong>al</strong> Governmentstructure, public enterprise and the decentr<strong>al</strong>ized public agencies, so that theybecome elements that promote productive activities. […]Article 4. To dissolve the Congress of the Republic until a new basic structure for theLegislature is adopted, as a result of the modification of the Constitution referred to inArticle 2 of this Decree Law.Article 5. The President of the Republic, with the affirmative vote of an absolutemajority of the members of the Council of Ministers, sh<strong>al</strong>l exercise the functionscorresponding to the Legislature, through Decree Laws. […]Article 8. The articles of the Constitution and leg<strong>al</strong> provisions that are contrary to thisDecree Law are suspended. 1389(3) As a result of various factors and in the context of the application ofResolution 1080 adopted by the OAS Gener<strong>al</strong> Assembly on June 5, 1991, theinstability led to the c<strong>al</strong>l for elections and the formation of the so-c<strong>al</strong>led “DemocraticConstituent Congress” (CCD), which was supposed to draw up a new Constitution,among other matters. One of the first actions of this Congress was to issue the soc<strong>al</strong>led“constitution<strong>al</strong> laws.” The first of these, adopted on January 6, 1993, andpublished three days later, declared that the 1979 Constitution was in force, exceptin the case of the decree laws issued by the Government, and stated that they werein force until they were revised, modified or derogated by Congress itself. 1489(4) At the time the facts of the instant case occurred, when the <strong>al</strong>leged victimsfiled the administrative and judici<strong>al</strong> recourses, sever<strong>al</strong> decree laws included aprovision that prevented an action for amparo being filed to contest their effects; thisdenatur<strong>al</strong>ized the amparo procedure, because situations outside jurisdiction<strong>al</strong> controlwere established. 1589(5) On October 31, 1993, a new <strong>Peru</strong>vian Constitution was adopted, promulgatedby the so-c<strong>al</strong>led Democratic Constituent Congress on December 29, that year. 1689(6) Alberto Fujimori Fujimori was re-elected President of <strong>Peru</strong> in 1995 andassumed the Presidency again in July 2000. In November 2000 he renounced the13Cf. Decree Law No. 25418 of April 6, 1992, published the following day, which issued the BasicLaw for the Emergency and Nation<strong>al</strong> Reconstruction Government (file of appendixes to the application,tome I, appendix 5, folio 480).14Cf. OAS Gener<strong>al</strong> Assembly Resolution, AG/RES.1080 (XXI-0-91), adopted on June 5, 1991;Report of the Mission of the Inter-American Commission on Human Rights to <strong>Peru</strong> on April 23 and 24,1992, Appendix VII, and sworn statement made by the expert witness Samuel Abad Yupanqui (evidencefile, tome 17, folio 4981).15Cf. sworn statement made by the expert witness Samuel Abad Yupanqui (evidence file, tome 17,folios 4983 and 4984).16Cf. <strong>Peru</strong>vian Constitution, published in the offici<strong>al</strong> gaz<strong>et</strong>te on December 30, 1993 (appendixes tothe application, appendix 4, tome 6, folios 3467 to 3481).


23Presidency of his country from Japan; consequently, Congress appointed V<strong>al</strong>entínPaniagua Corazao, who was then President of Congress, as President of th<strong>et</strong>ransition Government, so that he could c<strong>al</strong>l elections. 17The dismiss<strong>al</strong> of the congression<strong>al</strong> employees89(7) On April 16, 1992, the “Emergency and Nation<strong>al</strong> Reconstruction Government”issued Decree Law No. 25438 establishing the Commission to Administer thePatrimony of the Congress of the Republic (hereinafter “AdministrativeCommission”), mandated “to adopt the administrative measures and prepare thepersonnel actions that [were] necessary.” 1889(8) On May 6, 1992, Decree Law No. 25477 stipulated that the AdministrativeCommission should “initiate an administrative streamlining process, to be concludedwithin 45 days of the publication of [the said] decree.” 1989(9) Decree Law No. 25640 of July 21, 1992, authorized the implementation of theprocess to streamline the personnel of the Congress of the Republic. 20 This decree,under which the 257 <strong>al</strong>leged victims in this case were dismissed, established, inter<strong>al</strong>ia:Article 2. […] <strong>Congression<strong>al</strong></strong> employees subject to the labor regime of Legislative DecreeNo. 276 and its Regulation may request their termination by renouncing theadministrative career, and claiming the payments that this law establishes.Article 3. The personnel who terminate their employment pursuant to the precedingarticle sh<strong>al</strong>l receive: (a) a financi<strong>al</strong> incentive, [and] (b) an addition<strong>al</strong> incentive [forpersonnel subject to the pension regime of Decree Law No. 20530].17A well-known fact.18Cf. Article 1 of Decree Law No. 25438 of April 16, 1992, published on April 20, 1992,“constituting a Commission to administer the patrimony of the Congress of the Republic” (file ofappendixes to the application, tome I, appendix 6, folio 492).19Cf. Article 4 of Decree Law No. 25477 of May 6, 1992, published the following day, whichestablished the terms of reference of the transitory Administrative Commission of the LegislativeChambers (file of appendixes to the application, tome I, appendix 7, folio 495). This Commission waspresided by r<strong>et</strong>ired <strong>Peru</strong>vian Army Brigadier Gener<strong>al</strong> Wilfredo Mori Orzo. On October 22, 1992, Gener<strong>al</strong> (r)Wilfredo Mori Orzo requested leave, which was granted the same day for 60 days. Supreme Resolution532-92-PCM, issued on November 5, 1992, and published the following day, established that Gener<strong>al</strong> (r)Mori Orzo would be replaced by Colonel (r) Carlos Novoa Tello as of that date, “during the absence of theincumbent.” On November 6, 1992, Colonel Novoa Tello, acting as President of the AdministrativeCommission, issued Resolution No. 1303-92-CACL, which was published on November 9, 1992. ThisResolution adopted the merits classification for the ev<strong>al</strong>uation and selection procedure for the personnel ofthe Congress of the Republic. (Cf. Supreme Resolution No. 498-92-PCM of October 22, 1992, grantingleave to the PCM Adviser and President of the Commission to Administer the Patrimony of the Congress ofthe Republic (file of appendixes to the application, tome I, appendix 10, folio 501); Supreme ResolutionNo. 532-92-PCM of November 5, 1992, published the following day, with the mandate of the President ofthe Commission to Administer the Patrimony of the Congress of the Republic (file of appendixes to theapplication, tome I, appendix 11, folio 502); Resolution 1303-92-CACL of November 6, 1992, published onNovember 9, 1992, adopted the merits classification for the ev<strong>al</strong>uation and selection procedure for thepersonnel of the Congress of the Republic (file of appendixes to the application, tome I, appendix 17,folios 540 to 543).20Cf. Article 1 of Decree Law No. 25640 of July 21, 1992, published on July 24, 1992, authorizingthe Commission to Administer the Patrimony of Congress to carry out the process of streamlining thepersonnel of the Congress of the Republic (file of appendixes to the application, tome I, appendix 8, folio497).


24Article 4. […] the personnel who have not requested voluntary termination and who aredeclared to be surplus sh<strong>al</strong>l be placed at the dispos<strong>al</strong> of the Nation<strong>al</strong> PublicAdministration Institute (INAP), to be relocated among the public entities that needpersonnel. Once forty-five (45) c<strong>al</strong>endar days have elapsed following their being placedat the dispos<strong>al</strong> of INAP, the personnel who have not been relocated sh<strong>al</strong>l be terminatedfrom the administrative career and sh<strong>al</strong>l only receive compensation for the time theyhave served and other benefits that correspond to them according to the law.[…] Article 7. The personnel who terminate their employment claiming the benefit of theincentives established in this Decree Law, may not r<strong>et</strong>urn to work in the PublicAdministration, Public Institutions or State Enterprises, through any way or type ofemployment or leg<strong>al</strong> regime, for five years from the date of their termination. […]Article 9. The action for amparo to contest the application of this Decree Law directly orindirectly sh<strong>al</strong>l be inadmissible.Article 10. Any provisions that are opposed to this Decree Law sh<strong>al</strong>l be annulled orsuspended, as applicable. 2189(10) Decree Law No. 25759 of October 1, 1992, stipulated that “the streamliningprocess” would conclude on November 6 that year, and the AdministrativeCommission was mandated to conduct the “Personnel Ev<strong>al</strong>uation and SelectionProcedure” by means of examinations to classify the personnel. It <strong>al</strong>so stipulatedthat the employees who passed the examination would occupy, “the postsestablished in the new Congress Personnel Allocation Table strictly in order of merit”;and that those who did not find a vacancy for the position they were applying for orwho did not take the examination would be “terminated owing to the reorganizationand [would] only have the right to receive their leg<strong>al</strong>ly-established soci<strong>al</strong> benefits.”This Decree Law derogated article 4 of Decree Law No. 25640 (supra para. 89(9)). 2289(11) Resolution No. 1239-A-92-CACL of October 13, 1992, issued by the actingPresident of the Administrative Commission, adopted the “new Congress PersonnelAllocation Table”; the requirements for taking the selection examinations for theposts established on this table; the bases for the selection examinations, and theregulations for the congression<strong>al</strong> personnel ev<strong>al</strong>uation and selection procedure. It<strong>al</strong>so stipulated that the “Administrative Commission […] [would] not acceptcomplaints concerning the results of the examination,” and that this Commissionwould “issue resolutions declaring the termination of those employees who had notfound a vacancy or who had not registered for the comp<strong>et</strong>itive examination.” 2389(12) The ev<strong>al</strong>uation process was conducted by the Administrative Commissionfirst on October 18, 1992, for the employees who had not availed themselves of thevoluntary termination procedure and the financi<strong>al</strong> incentives. However, it wasreported “that the test [for the selection examination had been] sold to some21Cf. Decree Law No. 25640 of July 21, 1992, published on July 24, 1992, authorizing theCommission to Administer the Patrimony of Congress to carry out the process of streamlining thepersonnel of the Congress of the Republic (file of appendixes to the application, tome I, appendix 8, folio497).22Cf. Decree Law No. 25759 of October 1, 1992, published on October 8, 1992, establishing thedate on which the process of streamlining the personnel of the Congress of the Republic would end (file ofappendixes to the application, tome I, appendix 9, folio 500).23Cf. Resolution No. 1239-A-92-CACL of October 13, 1992, published on October 22, 1992,adopting the new personnel <strong>al</strong>location table, and the requirements, bases and regulations for theev<strong>al</strong>uation and selection procedure for personnel of the Congress of the Republic (file of appendixes to theapplication, tome I, appendix 24, folios 769(b) and 769(c)).


25employees two days before the date of the examination […] and, on the day itself, it[had been] d<strong>et</strong>ected that some employees arrived for the examination with thedocument compl<strong>et</strong>ed.” 24 Consequently, this ev<strong>al</strong>uation procedure was annulled and itwas established that the examination would be held on October 24 and 25, 1992. 2589(13) On November 6, 1992, the acting President of the AdministrativeCommission issued two resolutions under which 1,110 congression<strong>al</strong> offici<strong>al</strong>s andemployees were dismissed – including the 257 <strong>al</strong>leged victims:(a)(b)Resolution No. 1303-A-92-CACL, published on December 31, 1992, bywhich the employees who “decided not to register for the comp<strong>et</strong>itiveexamination and/or those who, having registered, did not compl<strong>et</strong><strong>et</strong>he corresponding examination,” were dismissed “owing toreorganization,” andResolution No. 1303-B-92-CACL, published on December 31, 1992, bywhich the employees “who did not find a vacancy on the personnel<strong>al</strong>location table of the Congress of the Republic” were dismissed“owing to reorganization and streamlining.” 2689(14) On December 31, 1992, most of the employees who were dismissed byResolutions Nos. 1303-A-92-CACL and 1303-B-CACL received cheques on the Bancode la Nación corresponding to the “payment of soci<strong>al</strong> benefits for 1992.” Theseemployees included at least 217 of the <strong>al</strong>leged victims. 27The administrative measures taken before Congress by some formeremployees89(15) During the first days of January 1993, some of the dismissed employees fileda recourse for reconsideration before the President of the so-c<strong>al</strong>led DemocraticConstituent Congress, to which “there was no response.” Subsequently, theseemployees filed an appe<strong>al</strong>, and “there was no response [to this] either.” Then,“Resolution 1534-93-CCD/OGA-OPER and others were issued declaring, in a singleand fin<strong>al</strong> instance, that the m<strong>et</strong>hods they were using to file complaints wereinadmissible, without ruling on the merits of these complaints.” 2824Cf. newspaper article in the Diario La República of October 21, 1992, entitled “Pruebas deev<strong>al</strong>uación del Congreso habrían sido vendidas en 500 dólares” (file of appendixes to the application, tomeI, appendix 25, folio 770).25Cf. An<strong>al</strong>ysis of the viability of the recommendations issued by the Speci<strong>al</strong> Committees establishedto review the collective dismiss<strong>al</strong>s in the Fin<strong>al</strong> Report of the Multisector<strong>al</strong> Commission of March 2002, ActNo. 27586 (file of useful evidence presented by the State, folio 442).26Cf. Resolutions 1303-A-92-CACL and 1303-B-92-CACL, both dated November 6, 1992, publishedon December 31, 1992, dismissing offici<strong>al</strong>s and employees of the Congress of the Republic (file ofappendixes to the application, tome I, appendix 12, folios 503 to 510).27Cf. Report No. 182-2001/CR/DT/AP of December 4, 2001 (file of useful evidence presented bythe State, folios 4453, 4454, 4458, 4459, 4460 and 4479), and Report 013-2002-DT/CR issued by theTreasury Department of the Congress of the Republic on January 8, 2002 (file of useful evidencepresented by the State, tome 12, folio 4453).28Cf. judgment of the Constitution<strong>al</strong> Court of November 24, 1997 (file of appendixes to theapplication, tome I, appendix 13, folios 512 and 513).


2689(16) On March 23, 1993, Resolution No. 052-93-CD/CCD “authorized thePersonnel Executive Directive to sign, in single and fin<strong>al</strong> instance, the decisionscorresponding to the complaints filed by the former employees of the Congress ofthe Republic against the effects of the resolutions issued by the AdministrativeCommission […] during the reorganization process.” 2989(17) On August 12, 1993, the President of the Democratic Constituent Congressissued Resolution 159-93-CD/CCD, by which it was decided, inter <strong>al</strong>ia, “[t]o recogniz<strong>et</strong>he payment of remunerations and other soci<strong>al</strong> benefits for the period fromNovember 7 to December 31, 1992, in favor of 1,117 [sic] former congression<strong>al</strong>employees […] who were dismissed owing to reorganization and streamlining underResolutions Nos. 1303/A-92-CACL and 1303/B-92-CACL” 30 (supra para. 89(13)).89(18) On September 18, 1994, some of the <strong>al</strong>leged victims filed a recourse inwhich they requested the annulment of the resolutions ordering their termination(supra para. 89(13)). 3189(19) Resolution No. 840-94-CCD/G.RRHH of September 26, 1994, issued by theso-c<strong>al</strong>led Democratic Constituent Congress, based on Resolution No. 052-93-CD/CCD(supra para. 89(16)) and on articles 100 and 102 of Decree Law No. 26111 (Law onthe Gener<strong>al</strong> Norms for Administrative Procedures), considered that “theinadmissibility of the complaint recourses filed by the said group of formeremployees having been declared on an individu<strong>al</strong> basis, mandated by the highestadministrative instance of the Democratic Constituent Congress, the processing ofnew complaint recourses regarding the same administrative acts was thereforeinadmissible.” 3289(20) On December 15, 1994, those dismissed employees filed an appe<strong>al</strong> forreview before the Democratic Constituent Congress. 30 days later, in the absence ofa reply, the employees “considered that the administrative proceeding had beenexhausted.” 3329Cf. Resolution No. 840-94-CCD/G.RRHH of September 26, 1994 (file of useful evidence presentedby the representatives, folio 4622).30Cf. Supreme resolution 159-93-CD/CCD of August 12, 1993 (file of useful evidence presented bythe representatives, folios 4620 and 4621).31Cf. judgment of the Constitution<strong>al</strong> Court of November 24, 1997 (file of appendixes to theapplication, tome I, appendix 13, folios 513).32Cf. judgment of the Constitution<strong>al</strong> Court of November 24, 1997 (file of appendixes to theapplication, tome I, appendix 13, folios 513), and Resolution No. 840-94-CCD/G.RRHH of September 26,1994 (file of useful evidence presented by the representatives, folio 4622).33Cf. judgment of the Constitution<strong>al</strong> Court of November 24, 1997 (file of appendixes to theapplication, tome I, appendix 13, folio 513); Resolution No. 840-94-CCD/G.RRHH of September 26, 1994(file of useful evidence presented by the representatives), and article 100 of Resolution 002-94-JUS (file ofappendixes to the application, tome I, appendix 14, folio 523).


27The action for amparo filed by the 257 <strong>al</strong>leged victims89(21) On March 2, 1995, 20 34 dismissed employees filed an action for amparobefore the Lima Twenty-eighth Civil Court, to which another 28 35 adhered on March10, 1995, and 103 36 more on March 28, 1995, 71 37 more on April 12, 1995, and 15 38more on April 20, 1995. 3934Rosa Ysabel Murillo Orihuela de Díaz, Nélida Gálvez S<strong>al</strong>daña, Inés Belleza Cabanillas, Luz AngélicaT<strong>al</strong>ledo Añazco, Rommy Cecilia Rodríguez Campos, Jaime Jhonny Montoya Luna, Olimpio Huaraca Vargas,Juana Alcántara Ramos, Cecilia Victoria Gimeno Alemán, Rolando Alfonso Torres Pri<strong>et</strong>o, Zoila Luz BegazoS<strong>al</strong>azar, Graciela Pedreshi Santín de Berropi, Marco Antonio Ordónez Quispe, Rebeca Paucar Dávila, DanaCampos Alarcón, Lilia Carolina Flores Guillén, Luis Rodolfo Albornoz Alva, José Raúl Coronado Peña,Ricardo C<strong>al</strong>lirgos Tarazona and Ros<strong>al</strong>ía Pérez Polo.35Ruth Cecilia Echevarría Suárez de Peña, Reyna Sánchez Alarcón, Nancy Viol<strong>et</strong>a Ángeles Ponte,Nohemí Molina Ugarte, Guillermo Arias Infantes, Irene Ccap<strong>al</strong>i Atoccsa, Félix Cobeñas Pariamache, ZenónCcap<strong>al</strong>i Atoccsa, Sergio Antonio Ch<strong>al</strong>a, Javier Sipan Guerra, Julio Lozano Muñoz, Rubén Javier SotomayorVargas, Hilda V<strong>al</strong>dez Tellez, Máximo Gonzáles Figueroa, José Raúl Araca Sosa, Gumercinda EchevarríaFlores, Wilburt Villegas Guerra, Visitación Elizab<strong>et</strong>h Vera Vitorino, Rómulo Antonio R<strong>et</strong>uerto Aranda,Angela V<strong>al</strong>dez Rivera, Miguel Hurtado Gutiérrez, Carmen Zav<strong>al</strong><strong>et</strong>a Saavedra, Lira Quiñones At<strong>al</strong>aya,Berilda Muñoz Jesús, María Huaranga Soto, Johel Briones Rodríguez, Nina Díaz Céspedes and JaimeBarbarán Quispe.36Elsi Judith Kitano la Torre, Félix Espinoza Fernández, Elisa Rodríguez García, Luis Rojas Figueroa,Isaías Román Toro, Luis Elera Molero, Edgar Dextre Cano, Inés Meléndez Saavedra, Vilma Burga Cardozo,Eva Vid<strong>al</strong> Vid<strong>al</strong>, Luis Gonzáles Panuera, Segundo García Vergara, Luz Sánchez Campos, César Mont<strong>al</strong>vánAlvarado, Liz Mujica Esquivel, Raúl Sánchez Candia, José Saavedra Ambrosio, Rosa Cherrez Córdova,Víctor Ampuero Ampuero, Juan Cajusol Banses, José Purizaca Arámbulo, Elsa Silvia Zapata Espinoza,Manuel Carranza Rodríguez, Lucas Herrera Rojas, Flavio Díaz Campos, Raquel Delgado Suárez, RubénReyes Cab<strong>al</strong>lero, Víctor del Castillo Meza, Edison Dextre Ordóñez, Ron<strong>al</strong>d Santisteban Urmen<strong>et</strong>a, EdgarVelásquez Machuca, Leoncio Uchuya Chac<strong>al</strong>tana, José Clerque Gonzáles, Carmen Sosa Álvarez, MaxBautista Apolaya, Julio Rodas Romero, Gustavo Gonzáles Guillén, Elizab<strong>et</strong>h Luna Aragón, Luis AliagaLama, Carlos Ortega Martell, Juana Ugarte Pierrend, Cecilia Arcos Díaz, Rosario Zapata Zapata, CarlosRivas Capel<strong>et</strong>ti, Margarita Ramírez Granados, Neida Vizcarra Zorrilla, José Changanaqui Chávez, MónicaLourdes Alvarado Suárez, Herlinda Ay<strong>al</strong>a P<strong>al</strong>omino, Henry Camargo Matencio, Hipólito Cornelio Dávila,Edith Soria Cañas, Frida S<strong>al</strong>as Sobrino, Lucy Loayza Arcos, Iván Zuma<strong>et</strong>a Flores, Rosa Arév<strong>al</strong>o Torres,Elizab<strong>et</strong>h Carrillo Quiñones, Flavio Orillo Vásquez Torres, Juan Alvarado Achicahu<strong>al</strong>a, Oscar SantiváñezVelásquez, Wilder Solis R<strong>et</strong>uerto, Guad<strong>al</strong>upe Cabanillas Toro, Daysi Cornelio Figueroa, Fidel VásquezSánches, Susana Ibarra Ñato, Oscar Owada Amado, Luz G<strong>al</strong>legos Ramírez, Hermelinda Villarre<strong>al</strong>Rodríguez, Víctor Rojas Cortez, Lupo Cubas Vásquez, Andrés Hijar Cerpa, Marleni Álvarez Gutiérrez, JorgeNavarro Sánchez, María Romero Chang, Manuel Mendoza Michuy, Manuel Quiñones Díaz, José <strong>Aguado</strong><strong>Alfaro</strong>, Guisella Aguilar Rojas, Rosa Canepa Campos, Alfredo B<strong>al</strong>larta Rueda, Clemencia Solís Martell, IvánSilva Delgado, Tiburcio Chipana Quispe, Luis Chipana Rodríguez, Sara Ibáñez Ortiz, Manuel MargaritoSilva, Irma Rojas Vega, José Villar Contreras, Juan Huaman Cárdenas, Wilfredo Chino Villegas, EleuterioSolís Roca, Elmi Ramos de la Cruz, Juan Guzmán Rebatta, Mario Peredo Cavassa, Jorge Pacheco Munayco,L<strong>et</strong>i Torres Hoyos, Meri Huamantumba Vasquez, Delano Marcelo Navarro, Gloria Dergan Alcántara,Armando Saavedra Vega, Marco Antonio Jaimes Cano, Roberto Ribotte Rodríguez and Jhon RavelloVelásquez.37Adolfo Fernández Saré, Héctor M<strong>al</strong>partida Gutiérez, José Clerque Gonz<strong>al</strong>es, Iván Alex Vega Díaz,V<strong>al</strong>eriano Sebastián Bonifacio Ramón, Jorge Ganoza Rivera, Daniel Arnez Macedo, Teresa PichilingueRomero, Nelly Rivera Martínez, Antonia Elizab<strong>et</strong>h Córdova Melgarejo, Edgar Velásquez Machuca, Dully delÁguila Chamay, Cat<strong>al</strong>ina Paitan Mauricio, Bertha Rivera Delgado, Juan Francisco Delgado Gómez, RicardoHernández Fernández, Wilfredo Emilio Huaman Trinidad, Juan Torres Martínez, Víctor Manuel UrrunagaLinares, Jorge Martín Rivas Chara, César Augusto Bravo Sarco, Luisa Chara Pacheco, Freddy VariasTrabanco, Orlando Díaz López, Manuel Cuadros Livelli, Eugenio Rodríguez Espada, Reyn<strong>al</strong>do HerreraV<strong>al</strong>dez, Antonio Condezo Espinoza, Caro Herrera Madueño, Ricardo Gonzáles Castillo, Margarita MorenoGonzáles, Cita Vereau P<strong>al</strong>ma, Ana María García Hu<strong>al</strong>pa, Felícita Meri Huamantumba Vásquez, VirginiaEugenio Centeno, Viol<strong>et</strong>a Saavedra Mego, Alicia Peredo Cavassa, Juana Bracamonte Chiringano, MaríaS<strong>al</strong>azar Venegas, Luis Marrugarra Neyra, Luisa Pilco Guerra, Leoncio Beltrán Aguilar, Víctor NizamaZelaya, Jacinta Ramírez de Peña, Víctor Núñez Centeno, Consuelo Pizarro Sánchez, Carmen NúñezMor<strong>al</strong>es, María Inga Coronado, Máximo Atauje Montes, Jackeline Mag<strong>al</strong>lán G<strong>al</strong>oc, Carlos La Cruz Crespo,César Grandez Alvarado, Jorge Ore León, José Marchena Alva, Gustavo Gonzáles Guillén, José Clerque


2889(22) In a judgment of June 26, 1995, this court declared the complaint admissibleand Resolutions 1303-A-92-CACL and 1303-B-92-CACL of November 6, 1992,inapplicable (supra para. 89(13)). Consequently, the court ordered that the plaintiffsbe reinstated in the posts they occupied when their right was affected. This rulingfound that:Although it was issued on November 5, 1992, Resolution […] 532-92-PCM was onlypublished on November 6 and, consequently, […] this decision could not come into forceuntil the day following its publication, that is November 7, 1992, and only as of that datecould Carlos Novoa Tello act as President of the Commission and issue the correspondingresolutions, particularly in the case of a streamlining process that would affect a numberof congression<strong>al</strong> employees; in addition, there was a leg<strong>al</strong> impediment, because thestreamlining period had expired on November 6, 1992; therefore, Novoa Tello could notissue a Resolution in this respect as of November 7 when he was able to exercise thisfunction; likewise, Resolutions 1303-A-92-CACL and 1303-B-92-CACL […] are ineffectivewith regard to the plaintiffs because they were issued on November 6, 1992, bysomeone who, on that date, was not leg<strong>al</strong>ly entitled to exercise the position; and it issymptomatic that the publication has only just been made on December 31, 1992,<strong>al</strong>leging that Supreme Resolution No. 532-92-PCM cannot have r<strong>et</strong>roactive effects […]. 4089(23) In July 1995, the Legislature’s Public Attorney filed an appe<strong>al</strong> before theLima Twenty-eighth Civil Court with regard to the judgment of June 26, 1995 (suprapara. 89(22)) for “the higher ranking court to revoke it.” 4189(24) On August 22, 1995, 18 42 dismissed employees asked to take part as jointlitigants in the proceedings. In October and November 1995, another 11 43 dismissedGonzáles, Nelly Rivera Martínez, Juan Vásquez Quezada, César Pérez Guevara, Bladimir Chávez García,Santiago Erquiñigo Ramón, César Sernaqué Vargas, Javier Flores S<strong>al</strong>inas, Eduardo S<strong>al</strong>azar Caycho, OscarVásquez Legua, Víctor Silva Baca, Elieberto Silva Baca, Tito Hinostroza Toro, Soledad Vásquez Quiñones,W<strong>al</strong>ter de la Cruz Paredes and Carmen Sosa Álvarez.38Juan Carlos Sánchez Lozano, Julio Antonio Rigaid Arév<strong>al</strong>o, Esther Cisneros Urbina, César PérezGuevara, Moisés Pajares Godoy, Segundo Zegarra Zev<strong>al</strong>los, W<strong>al</strong>ter Soto Santana, Carlos Unzu<strong>et</strong>a Medina,W<strong>al</strong>ter Soto Santana, María Infantes Vásquez, Jesús Hinojosa Silva, Félix Aguilar Rojas, Lidia BerecheRiojas, Carmen Rivera Loayza and Teodoro Castro S<strong>al</strong>vatierra.39Cf. judgment of the Lima Twenty-eighth Civil Court of June 26, 1995 (file of appendixes to theapplication, tome I, appendix 15, folios 524, 530 to 532 and 536); amparo recourse filed by someemployees on March 2, 1995, before the Lima Twenty-eighth Civil Court (file of appendixes to theapplication, tome I, appendix 22 A, folios 673 to 680), and briefs of March 10 and 28, 1995, adhering tothe amparo recourse filed on March 2, 1995 (file of appendixes to the application, tome I, appendix 22 Band C, folios 682 to 687).40Cf. judgment of the Lima Twenty-eighth Civil Court of June 26, 1995 (file of appendixes to theapplication, tome I, appendix 15, folios 524, 530 to 532 and 536).41Cf. appe<strong>al</strong> filed by the Attorney Gener<strong>al</strong>’s Office before the Lima Twenty-eighth Civil Court (file ofappendixes to the application, tome I, appendix 22 K, folios 744 to 751).42Hugo Montes Yacsahuache, Ron<strong>al</strong>d Luciano Revelo Infante, Agustín Miguel Arturo Polo Castañeda,Liduvina S<strong>al</strong>cedo Olivares, David Orlando Zegarra Castro, Laura Colan Villegas, Rodolfo Guevara G<strong>al</strong>lo,Mónica Emperatriz Ramírez Rodríguez, Anabel Iris Gonzáles Sánchez, Eriberto Rodolfo Alvarado G<strong>al</strong>ván,Marci<strong>al</strong> de la Cruz Paredes, Sergio Alejandro Medina Ramírez, Herver Víctor Cárdenas Pinto, Vicente W<strong>al</strong>doRodríguez Reaño, Telmo Jaime Barba Ureña, Folgges Luis Hayasshi Bejarano, Aquilino Menacho S<strong>al</strong>as andHugo Montes Pacora.43Carmen Rosa Paredes Cuba, W<strong>al</strong>ter Roberto Paredes Cuba, Pablo Jorge Ferradas Núñez, AugustoBellido Orihuela, Alfredo Cabrera Enríquez and Ron<strong>al</strong>d Urquiza Alcántara, Pedro Quiñonez Seminario, MaríaElena Quineche Díaz, Amelia Rosario Pohl Luna, W<strong>al</strong>ter Pereyra S<strong>al</strong>azar and Giovanna Els<strong>et</strong> Soto Santana.


29employees joined the proceedings. 44became appellants. 45Thus, the 257 <strong>al</strong>leged victims in this case89(25) On February 21, 1996, the Fifth Civil Chamber of the Lima Superior Court ofJustice revoked the judgment appe<strong>al</strong>ed by the Public Attorney (supra para. 89(22)and 89(23)), reformed it and declared “tot<strong>al</strong>ly inadmissible the action for amparofiled” by the dismissed employees. In this regard, it found, inter <strong>al</strong>ia, that:Article 37 of the Act [on Habeas Corpus and Amparo (] No. 23,506) establishes that theexercise of the action for amparo expires 60 working days after the right has beenaffected, provided that the person concerned has been able to file the action by thatdate; […] that in the case sub-litis, the plaintiffs have not provided any evidence thatthey were unable to file the action; […] that actions for protection are not admissible incases of termination of employment or irreparability of the harm; […] that article 28 ofthe above-mentioned Act […] d<strong>et</strong>ermines that the exhaustion of prior procedures cannotbe required when this has not been regulated or it has been initiated unnecessarily bythe claimant; given that Resolution No. 1239-A-92-CACL stipulated that no recoursecould be accepted against the resolutions issued by the Commission to Administer thePatrimony of the Congress, and it was the fin<strong>al</strong> instance […]. 4689(26) A group of at least 20 47 dismissed employees filed a speci<strong>al</strong> resource befor<strong>et</strong>he Constitution<strong>al</strong> Court against the Resolution of February 21, 1996, issued by theFifth Civil Chamber of the Lima Superior Court of Justice (supra para. 89(25)). 4889(27) On June 15 and 16, 1996, a new Constitution<strong>al</strong> Court was established in <strong>Peru</strong>composed of the justices: Ricardo Nugent (President), Guillermo Rey Terry, ManuelAguirre Roca, Luis Guillermo Díaz V<strong>al</strong>verde, Delia Revoredo Marsano, Francisco JavierAcosta Sánchez and José García Marcelo. On May 28, 1997, the Congress in plenarysession, dismissed the following Constitution<strong>al</strong> Court justices: Manuel Aguirre Roca,Guillermo Rey Terry and Delia Revoredo Marsano. On November 17, 2000, Congressannulled the dismiss<strong>al</strong> resolutions and reinstated them in their posts. 49 In anothercase, this Court has verified that, while this destitution lasted, the Constitution<strong>al</strong>Court “was dismantled and disqu<strong>al</strong>ified from exercising its jurisdiction appropriately,44Cf. judgment of the Lima Twenty-eighth Civil Court of June 26, 1995 (file of appendixes to theapplication, tome I, appendix 15, folios 524, 530 to 532 and 536).45Although the names mentioned in paragraphs 89(21) and 89(24) add up to 266 appellants, thenames of Clerque Gonzáles, José Luis; Gonzáles Guillén, Gustavo; Humantumba Vásquez, Felicita Merí;Pérez Guevara, César Dionisio; Rivera Martínez, Nelly Andrea; Sosa Álvarez, Carmen; Soto Santana,W<strong>al</strong>ter Edgardo; Velásquez Machuca and Edgar Humberto are repeated, and one of them is repeatedtwice. Thus, there were a tot<strong>al</strong> of 257 appellants.46Cf. judgment of the Fifth Civil Chamber of the Lima Superior Court of Justice of February 21,1996 (file of appendixes to the application, tome I, appendix 16, folios 537 and 538).47Rosa Ysabel Murillo Orihuela, Nélida Gálvez S<strong>al</strong>daña, Inés Belleza Cabanillas, Luz Angélica T<strong>al</strong>ledoAñazco, Rommy Cecilia Rodríguez Campos, Jaime Jhonny Montoya Luna, Olimpio Huaraca Vargas, JuanaAlcántara Ramos, Cecilia Victoria Gimeno Alemán, Rolando Alfonso Torres Pri<strong>et</strong>o, Zoila Luz BegazoS<strong>al</strong>azar, Graciela Pedreshi de Berropi, Marco Antonio Ordónez Quispe, Rebeca Paucar Dávila, DanaCampos Alarcón, Lilia Carolina Flores Guillén, Luis Rodolfo Alboronoz Alva, José Raúl Coronado Peña,Ricardo C<strong>al</strong>lirgos Tarazona, Ros<strong>al</strong>ía Pérez Polo, and others.48Cf. judgment of the Tribun<strong>al</strong> Constitution<strong>al</strong> of November 24, 1997 (file of appendixes to theapplication, tome I, appendix 13, folio 511).49Cf. Case of the Constitution<strong>al</strong> Court , supra note 11, paras. 56(3), 56(25) and 56(30).


30particularly with regard to controlling constitution<strong>al</strong>ity […] and the consequentexamination of wh<strong>et</strong>her the State’s conduct was in harmony with the Constitution.” 5089(28) On November 24, 1997, the Constitution<strong>al</strong> Court delivered a judgment,signed by the then justices Acosta Sánchez, Nugent, Díaz V<strong>al</strong>verde and GarcíaMarcelo, which confirmed the decision of the Fifth Civil Chamber of the Lima SuperiorCourt of Justice (supra para. 89(25)). In this regard, the Constitution<strong>al</strong> Court found,inter <strong>al</strong>ia, that:It should be clarified that […] the origin<strong>al</strong> complaint was filed on March 2, 1995, while[…] the Resolutions that are <strong>al</strong>leged to have violated rights were issued on December31, 1992. […]Although the plaintiffs filed a delayed claim using the administrative proceeding, thelatter was leg<strong>al</strong>ly inadmissible, because article 27 of Resolution No. 1239-A-92-CACL ofOctober 13, 1992, established explicitly that “the Commission to Administer thePatrimony of the Congress of the Republic sh<strong>al</strong>l not admit complaints concerning theresults of the examination”; this means that they are non-appe<strong>al</strong>able acts, at least inthe strictly administrative sphere. […]Consequently, since, according to the law, there is no prior proceeding to resort to,article 28(3) of the Act [on Habeas Corpus and Amparo] (No. 23506) is fully applicable;it establishes that exhaustion cannot be invoked when “the prior proceeding has notbeen established by law, or if it has been filed unnecessarily by the claimant, eventhough he was not obliged to do this;” consequently, the period for c<strong>al</strong>culating theextinguishment of this action, according to article 37 of the said Act, began 60 workingdays after the violations, which means that this period had expired a long time befor<strong>et</strong>he complaint was filed. […]In any case, extinguishment is not a mechanism intended to prevent the examination ofthe merits of situations that are submitted to constitution<strong>al</strong> proceedings without anyother justification. Nevertheless, it should be understood that, if the interested partiesdo not act at the appropriate time to claim the constitution<strong>al</strong> defense of their rights, theycannot subsequently expect that a rule that is so necessary and logic<strong>al</strong> for leg<strong>al</strong> certaintywill be dispensed with. […]Moreover, it should not be overlooked that if, in the actu<strong>al</strong> circumstances – that is,under the 1993 Constitution – the organic structure of Congress and, consequently, itsPersonnel Allocation Table, has varied substanti<strong>al</strong>ly in relation to the one it had underthe previous Constitution, it is not possible, via amparo, to re-establish situations that,by their very nature, have become irreparable, and in such circumstances, article 6(1) ofAct No. 23506 is applicable. 51Other measures89(29) In October 1993 and January 1994, two <strong>al</strong>leged victims in this case 52 filedrecourses under administrative law for, inter <strong>al</strong>ia, the annulment or inv<strong>al</strong>idation ofthe resolutions ordering their dismiss<strong>al</strong> to be declared. The Lima Superior Court ofJustice ruled that these recourses were inadmissible in November 1993 andDecember 1997. 5350Cf. Case of the Constitution<strong>al</strong> Court , supra note 11, para. 112.51Cf. judgment of the Tribun<strong>al</strong> Constitution<strong>al</strong> of November 24, 1997 (file of appendixes to theapplication, tome I, appendix 13, folios 511 to 519).52Lino Roberto Ribotte Rodríguez and Antoni<strong>et</strong>a Elizab<strong>et</strong>h Córdova Melgarejo.53Cf. administrative-law complaints filed by Lino Roberto Ribotte Rodríguez and Antoni<strong>et</strong>a Elizab<strong>et</strong>hCórdova Melgarejo before the Lima Superior Court of Justice in October 1993 and January 1994respectively; decisions of the Lima Superior Court of Justice of November 1994 and December 1997 (fileof appendixes to the fin<strong>al</strong> arguments of the common intervenors, folios 5408 to 5424).


3189(30) On March 3, 1998, six 54 dismissed employees filed a “constitution<strong>al</strong>complaint” against the justices of the Constitution<strong>al</strong> Court, Francisco Javier AcostaSánchez, President, Ricardo Nugent López Chávez, José García Marcelo and Luis DíazV<strong>al</strong>verde, for the offense of m<strong>al</strong>feasance “for having delivered the judgment [ofNovember 24, 1997] against the clear and express text of the law, for having citedinexistent evidence and f<strong>al</strong>se facts, and for having based themselves on <strong>al</strong>leged orderogated laws.” 55 The result of this complaint does not appear in the file.Facts subsequent to the administrative and judici<strong>al</strong> measures89(31) After the <strong>al</strong>leged victims had filed recourses at the administrative and judici<strong>al</strong>level, and following the inst<strong>al</strong>lation of the transition Government in 2000 (suprapara. 89(6)), laws and administrative provisions were issued ordering a review of thecollective dismiss<strong>al</strong>s in order to provide the employees dismissed from the publicsector the possibility of claiming their rights (infra paras. 89(32) to 89(37)) .89(32) In this context, Act No. 27487 was issued on June 21, 2001, whichestablished the following:Article 1. Decree Law No. 26093 […,] Act No. 25536[, …] and any other specific normsthat authorize collective dismiss<strong>al</strong>s under reorganization processes are annulled. […]Article 3. Within 15 c<strong>al</strong>endar days of the date on which this law comes into force, publicinstitutions and agencies […] sh<strong>al</strong>l establish Speci<strong>al</strong> Committees composed ofrepresentatives of the institution or agency and of the employees, responsible forreviewing the collective dismiss<strong>al</strong>s of employees under the personnel ev<strong>al</strong>uationprocedure conducted under Decree Law No. 26093 or in reorganization processesauthorized by a specific law.Within 45 c<strong>al</strong>endar days of their inst<strong>al</strong>lation, the Speci<strong>al</strong> Committees sh<strong>al</strong>l prepare areport containing the list of the employees who were dismissed irregularly, if there areany, and <strong>al</strong>so the recommendations and suggestions to be implemented by the Head ofthe sector or loc<strong>al</strong> government. 56 […]89(33) Supreme Decrees 021 and 022-2001-TR established the “terms of referencefor the composition and operation of the Speci<strong>al</strong> Committees responsible forreviewing the collective dismiss<strong>al</strong>s in the public sector.” 57 Among them, the Speci<strong>al</strong>Committee responsible for reviewing the collective dismiss<strong>al</strong>s of congression<strong>al</strong>personnel under Act No. 27487 was established (supra para. 89(32)) and, in itsreport of December 20, 2001, it concluded inter <strong>al</strong>ia, that:[…] The 1992 and 1993 processes of administrative streamlining and of reorganizationand streamlining were implemented in compliance with specific norms.54Mónica Alvarado Suárez, Rosario Zapata Zapata, Margarita Ramírez Granados, Cecilia EchevarríaSuárez, María Huaraca Soto and Adolfo Fernández Saré.55Cf. impeachment of four justices of the Constitution<strong>al</strong> Court of March 3, 1998 (file of appendixesto the application, tome I, appendix 23, folios 752 and 766).56Cf. Act No. 27487, of June 21, 2001, published on June 23, 2001, derogating Decree Law No.26093 and authorizing the establishment of committees to review the collective dismiss<strong>al</strong>s in the publicsector (file of appendixes to the application, appendix 4, tome 4, folio 2649).57Cf. supreme decrees 021 and 022-2001-TR of July 4 and 15, 2001, respectively (file of usefulevidence presented by the State, folios 4383 to 4389).


32Irregularities have been d<strong>et</strong>ermined in the ev<strong>al</strong>uation and selection of personnel in 1992[… during which] the minimum number of points indicated in the Rules for theComp<strong>et</strong>itive Examination was not respected [… and,] in many cases, the classificationobtained by the candidates in the qu<strong>al</strong>ifying examination was not respected.[…] The former employees who collected their soci<strong>al</strong> benefits and those who <strong>al</strong>so availedthemselves of incentives for voluntary termination accepted their dismiss<strong>al</strong>, according torepeated acts of a labor-related nature.[…] Pursuant to the [<strong>Peru</strong>vian] laws in force, the Speci<strong>al</strong> Committee has abstained fromexamining any claim that is before a judici<strong>al</strong> instance, in either the domestic or thesupranation<strong>al</strong> sphere. 58Specific<strong>al</strong>ly, with regard to the dismissed employees involved in the proceedingsbefore the Inter-American Commission, the Speci<strong>al</strong> Committee stated that:Since this matter was being decided by a supranation<strong>al</strong> instance, under the laws inforce, it was unable to rule on it; particularly since a group of the said former employeeshave form<strong>al</strong>ly requested the internation<strong>al</strong> organ to rule on the merits; hence, itabstained from issuing an opinion in this regard. [Moreover, it should not be overlookedthat the 257 former employees were the only ones who exhausted the judici<strong>al</strong>proceedings. 59In other words, the 257 <strong>al</strong>leged victims in this case were not included in thehypotheses for the application of these supreme decrees.89(34) Act No. 27586 of November 22, 2001, published on December 12, 2001,established that the latest date for the Speci<strong>al</strong> Committees to conclude their fin<strong>al</strong>reports was December 20, 2001 (supra para. 89(33)). The Act <strong>al</strong>so created aMultisector<strong>al</strong> Commission composed of the Ministers of Economy and Finance, Laborand Soci<strong>al</strong> Promotion, the Presidency, He<strong>al</strong>th, and Education, as well as by fourrepresentatives of the provinci<strong>al</strong> municip<strong>al</strong>ities and by the Ombudsman, or theirrespective representatives. This Multisector<strong>al</strong> Commission would be:[…] responsible for ev<strong>al</strong>uating the viability of the suggestions and recommendations ofthe Speci<strong>al</strong> Committees of the entities included within the sphere of Act No. 27487, and<strong>al</strong>so for establishing measures to be implemented by the heads of the entities and forthe adoption of supreme decrees or the elaboration of draft laws, taking intoconsideration criteria relating to administrative efficiency, job promotion, andreincorporation in the affected sectors; if necessary, it would be able to proposereinstatement, and <strong>al</strong>so the possibility of a speci<strong>al</strong> early pension regime. […]The said Multisector<strong>al</strong> Commission may, <strong>al</strong>so, review the reasons for the dismiss<strong>al</strong>s andd<strong>et</strong>ermine the cases in which the payment of earned or pending remuneration or soci<strong>al</strong>benefits is owing, provided these aspects have not been the object of leg<strong>al</strong> action. 6089(35) On March 26, 2002, the Multisector<strong>al</strong> Commission issued its fin<strong>al</strong> report,concluding, inter <strong>al</strong>ia, that “the norms that regulated the collective dismiss<strong>al</strong>s shouldnot be questioned […], merely the procedures by which they were implemented.” It<strong>al</strong>so agreed “that any recommendation on reincorporation or reinstatement should58Cf. Report No. 002-2001-CERCC/CR of the Speci<strong>al</strong> Committee responsible for reviewing thecollective dismiss<strong>al</strong> of the congression<strong>al</strong> employees under Act No. 27487 (file of appendixes to theapplication, appendix 4, tome 3, Vol. II, folios 2187, 2240 to 2247).59Cf. Report No. 002-2001-CERCC/CR of the Speci<strong>al</strong> Committee responsible for reviewing thecollective dismiss<strong>al</strong> of the congression<strong>al</strong> employees under Act No. 27487 (file of appendixes to theapplication, appendix 4, tome 3, Vol. II, folio 2227).60Cf. Act No. 27586, published on December 12, 2001 (file of appendixes to the application,Appendix 4, tome 4, folio 2650).


33be understood as a new labor relationship, which could be a new contract or a newappointment, provided that there are vacant budg<strong>et</strong>ed posts in the entities or thatsuch posts are opened up; that the employees comply with the requirements forthese posts; that there is leg<strong>al</strong> comp<strong>et</strong>ence to hire, and that there is a leg<strong>al</strong> normauthorizing appointments.” Based on the Speci<strong>al</strong> Committee’s recommendations, itconsidered that there had been 60 cases of irregular dismiss<strong>al</strong>s under the 1992ev<strong>al</strong>uation and selection procedure (supra para. 89(7) to 89(13)), with regard to theemployees dismissed from the Congress of the Republic. 6189(36) On July 29, 2002, Congress issued Act No. 27803 concerning theimplementation by the Multisector<strong>al</strong> Commission of “the recommendations of the[Speci<strong>al</strong>] Committees created by Acts Nos. 27452 and 27586, responsible forreviewing the collective dismiss<strong>al</strong>s in the State enterprises undergoing processes topromote private investment and in entities of the public sector and loc<strong>al</strong>government.” 6289(37) The <strong>Peru</strong>vian Ministry of Labor has published lists of the former public sectoremployees dismissed irregularly based on the previous law with a tot<strong>al</strong> of 28,123individu<strong>al</strong>s, of whom 27,187 had opted for the benefits established in Act No. 27803.According to the State, “2,229 had reincorporated [the public sector], 6,981 werepending, and payments of financi<strong>al</strong> compensation had been made to 16,681 formeremployees […] who were <strong>al</strong>so dismissed from their respective jobs and had receivedfinanci<strong>al</strong> compensation.” 63Concerning the <strong>al</strong>leged victims89(38) The list of the 257 <strong>al</strong>leged victims appears in the Appendix to this judgment,which forms part thereof for these effects.Damage caused to the <strong>al</strong>leged victims and costs89(39) The 257 dismissed employees have suffered damage as a direct result of thefacts.89(40) Jorge Pacheco Munayco, Manuel Abad Carranza Rodríguez, Henry WilliamCamargo Matencio, Adolfo Fernández Saré, Máximo Jesús Atauje Montes and JavierMujica P<strong>et</strong>it took measures before the Inter-American Commission. Moreover, theforegoing and Javier Mujica P<strong>et</strong>it and Francisco Ercilio Moura, as common intervenorsfor the representatives, intervened in the proceedings before the Inter-AmericanCourt, in representation of the majority of the <strong>al</strong>leged victims.61Cf. Fin<strong>al</strong> report of the Multisector<strong>al</strong> Commission, Act No. 27586 of March 26, 2002 (file of usefulevidence presented by the State, folios 4395, 4442 and 4447), and note of March 26, 2002, in which thePresident of the Multisector<strong>al</strong> Commission forwarded its Fin<strong>al</strong> Report to the President of the Congress ofthe Republic (file of useful evidence presented by the State, folio 4391).62Cf. Act No. 27803 that “implements the recommendations arising from the [Speci<strong>al</strong>]Committeescreated by Acts Nos. 27452 and 27586, responsible for reviewing the collective dismiss<strong>al</strong>s carried out inthe State enterprises subject to processes of promotion of private investment and in the entities of thepublic sector and loc<strong>al</strong> governments.”63Cf. “Fin<strong>al</strong> list of former employees to be registered in the Nation<strong>al</strong> Register of <strong>Employees</strong><strong>Dismissed</strong> irregularly,” published in the offici<strong>al</strong> gaz<strong>et</strong>te of October 2, 2004 (evidence file, appendix 3 tothe communication presented to the Commission on December 14, 2004, folios 5215 to 5290), and fin<strong>al</strong>written arguments of the State (merits file, tome III, folios 893 and 894).


34VIIIARTICLES 8 AND 25 OF THE CONVENTION(RIGHT TO A FAIR TRIAL AND JUDICIAL PROTECTION)IN RELATION TO ARTICLES 1(1) AND 2 THEREOF(OBLIGATION TO RESPECT RIGHTS AND DOMESTIC LEGAL EFFECTS)The Commission’s arguments90. Regarding Article 25 of the American Convention, the Commission <strong>al</strong>leged that:(a)(b)(c)The State denied the <strong>al</strong>leged victims their right to judici<strong>al</strong> protectionand thus violated the provisions of Article 25(1) of the Convention;According to the Court’s case law, this article includes recourses suchas amparo and protection that should be simple, brief procedures forthe protection of fundament<strong>al</strong> rights;In <strong>Peru</strong>, the action for amparo is conceived as a procedure aimed atprotecting the fundament<strong>al</strong> rights of the individu<strong>al</strong>; and <strong>al</strong>so as anaction to protect constitution<strong>al</strong> guarantees designed to “re-establish thesituation prior to the violation or threat of violation of a constitution<strong>al</strong>right”;(d) The elimination of the possibility of review or control of theadministrative act that gave rise to the violation suffered by the <strong>al</strong>legedvictims violated the right to a simple and prompt recourse;(e)(f)(g)The existence of acts of the State that are not controlled eitheradministratively or judici<strong>al</strong>ly is incompatible with the AmericanConvention;The Lima Superior Court did not examine the merits of the appe<strong>al</strong>concerning the application for amparo;By conditioning the admissibility of the action to the terms of anadministrative resolution and by failing to rule on the merits, based onthe arguments and the evidence provided by the parties, the ruling ofthe Constitution<strong>al</strong> Court eliminated the possibility of judici<strong>al</strong> guaranteesfor the congression<strong>al</strong> employees. This violation continues for numerousindividu<strong>al</strong>s who have not had a response concerning the merits of theirclaims;(h) The grounds for the Constitution<strong>al</strong> Court’s decision denied thecongression<strong>al</strong> employees any possibility of judici<strong>al</strong> control or review oftheir claims;(i)The ordinary proceeding cited by the Constitution<strong>al</strong> Court was barred,because the <strong>al</strong>leged victims had exceeded the time limit for resorting toan administrative-law proceeding; consequently, they were left withoutany protection based on an arbitrary decision;


35(j)(k)(l)Even if it were to be interpr<strong>et</strong>ed that the congression<strong>al</strong> employees hadfree access to the jurisdiction by way of a judici<strong>al</strong> recourse before theordinary courts and the Constitution<strong>al</strong> Court, this would be insufficientto consider that the judici<strong>al</strong> guarantee imposed on the State by Article25 of the Convention had been complied with. The mere form<strong>al</strong>ities of aproceeding do not ensure the effectiveness of the recourse, since it isconceived as a means of obtaining effective judici<strong>al</strong> protection of humanrights that requires a result;The congression<strong>al</strong> employees had the right to the judici<strong>al</strong> authorities,including the highest instance in the country, the Constitution<strong>al</strong> Court,reviewing the merits of their complaint and making a thoroughexamination of the matter in order to obtain a decision that admittedtheir arguments and reinstated their rights or, to the contrary, rejectedtheir claims, andThe situation that the <strong>al</strong>leged victims experienced is not an isolated factor one that arose from the State’s intention of reorganizing one of itsinstitutions. President Fujimori’s Government generated an environmentof leg<strong>al</strong> and institution<strong>al</strong> instability to facilitate the inst<strong>al</strong>lation of thenew regime by the absence of controls.91. Regarding Article 8(1) of the Convention, the Commission <strong>al</strong>leged that:(a)(b)(c)(d)The State denied the <strong>al</strong>leged victims their right to judici<strong>al</strong> guaranteesand thereby violated the provisions of Article 8(1) of the Convention;It is essenti<strong>al</strong> to examine or re-examine the leg<strong>al</strong>ity of any decisionthat imposes on an individu<strong>al</strong> an irreparable obligation or when thisobligation affects fundament<strong>al</strong> rights and freedoms, in application ofjudici<strong>al</strong> guarantees extended to d<strong>et</strong>ermining obligations of a workrelatednature;The resolution that denied the review of the examinations by way ofan administrative proceeding excluded the <strong>al</strong>leged victims from judici<strong>al</strong>protection by constituting a regulatory requirement for theadmissibility of an action for the protection of constitution<strong>al</strong> rights, andThe resolution that denied the review of the examinations by way ofan administrative proceeding excluded the victims from judici<strong>al</strong>protection and, furthermore, the ordinary proceeding to review thecase was time-barred. The admission of either of these interpr<strong>et</strong>ationsby the organs of the inter-American system would amount toeliminating the p<strong>et</strong>itioners’ enjoyment of the right to protection and tojudici<strong>al</strong> guarantees, contrary to the provisions of Article 29(a) of theConvention.92. Regarding Article 1(1) of the Convention, the Commission <strong>al</strong>leged that theState failed to comply with its obligation to respect the rights and freedomsembodied in the Convention, and <strong>al</strong>so to ensure and guarantee the free and fullexercise of the rights to judici<strong>al</strong> guarantees and protection to <strong>al</strong>l persons subject toits jurisdiction, because it had the obligation to organize the government<strong>al</strong> structures


36and <strong>al</strong>l the structures by which public power was exercised so that they were able toensure the free and full exercise of those rights juridic<strong>al</strong>ly.93. Regarding Article 2 of the Convention, the Commission <strong>al</strong>leged that:(a)(b)The elimination of the possibility of the review and control of theadministrative act by article 9 of Decree Law No. 25640 and article 27of Resolution 1239 A-9-CACL violated the <strong>al</strong>leged victims’ right to asimple and prompt recourse by removing the administrative act fromgovernment<strong>al</strong> control and, subsequently, from jurisdiction<strong>al</strong> scrutiny,in the terms of Articles 25(1) and 8(1) of the American Convention,andThe State has not adapted its laws to the Convention and hastherefore failed to comply with the obligation imposed on the StatesParties by Article 2 thereof. In this regard, Act No. 27487 “whichderogated Decree Law No. 26093 and authorizes the establishment ofcommittees to review the collective dismiss<strong>al</strong>s in the public sector”does not refer to the derogation of Decree Law No. 25640.The common intervenors’ arguments94. In addition to endorsing most of the arguments s<strong>et</strong> out by the Inter-AmericanCommission, the common intervenors <strong>al</strong>leged that the State had violated Article25(1) of the American Convention by denying the right of the <strong>al</strong>leged victims to asimple, prompt and effective recourse that would protect them from the violations towhich they were subjected by being arbitrarily deprived of their employment andother rights inherent in their working conditions, removing this situation from thecontrol of the comp<strong>et</strong>ent judici<strong>al</strong> authorities without any justification.95. The common intervenors <strong>al</strong>so <strong>al</strong>leged that the State had violated Article 8(2)of the Convention, specific<strong>al</strong>ly the right of the <strong>al</strong>leged victims to have access tominimum guarantees of due process: by establishing, as part of the ev<strong>al</strong>uationprocess introduced after the April 1992 coup d‘état, motives for dismiss<strong>al</strong> fromemployment other than those included in the Framework Law on the AdministrativeCareer governing these employees; by not notifying them person<strong>al</strong>ly and individu<strong>al</strong>lyof the results of the process, or <strong>al</strong>lowing those affected to review and contest thedecisions adopted as a result of the ev<strong>al</strong>uation process before an administrativebody, and by the fact that those decisions were executed by a person who,throughout the entire ev<strong>al</strong>uation process, lacked the requisite leg<strong>al</strong> authority.96. Regarding Article 1(1) of the American Convention, the common intervenors<strong>al</strong>leged that, as a result of the violation of the rights embodied in Articles 8, 25 and26 of the Convention, the State had <strong>al</strong>so violated its obligation to respect the rightsand freedoms recognized in the Convention, as well as its duty to ensure their freeand full exercise to <strong>al</strong>l persons subject to its jurisdiction.97. Fin<strong>al</strong>ly, the common intervenors <strong>al</strong>leged that <strong>Peru</strong> was responsible for failingto comply with the obligation to adopt domestic leg<strong>al</strong> provisions, contain in Article 2of the Convention, by adopting and implementing laws that prevented thecongression<strong>al</strong> employees from enjoying rights that were protected and guaranteed inthe Convention.


37The State’s arguments98. Regarding Article 25 of the Convention, the State <strong>al</strong>leged that:(a)(b)(c)(d)(e)(f)(g)(h)(i)Article 27 of Resolution 1239-A-92-CACL “was never applied to theintern<strong>al</strong> procedures of the Public Administration designed to organizeor operate its own activities or services”;Although the complaint by way of the administrative proceeding wasinadmissible, the dismissed employees could have used the judici<strong>al</strong>proceeding to assert the rights they considered had been violated;The dismissed employees received erroneous advice and filed improperadministrative recourses, eliminating the possibility of filing an actionfor amparo within the established time of their own accord;The Twenty-eighth Civil Court considered that the action for amparohad not extinguished because it did not c<strong>al</strong>culate the time from thedate of publication of the resolutions dismissing the congression<strong>al</strong>employees;The Constitution<strong>al</strong> Court’s decision was delivered in accordance withthe form<strong>al</strong>ities recognized by the American Convention;Neither the judici<strong>al</strong> ruling that admitted the amparo procedure, nor thejudici<strong>al</strong> ruling that revoked it, referred to article 9 of Decree Law No.25640, which was not used to justify the declaration of theinadmissibility of the action for amparo;The dismissed employees included in the resolutions ordering theirdismiss<strong>al</strong> and who filed the respective actions under administrative lawwithin the leg<strong>al</strong>ly-defined time period, obtained recognition of theirviolated rights, and were reinstated in Congress with recognition oftheir loss of earnings from the date of their respective dismiss<strong>al</strong>;On December 6, 2002, the Constitution<strong>al</strong> Court delivered a judgmentin another case in which it confirmed the findings of the judgmentdeclaring the action for amparo filed by the <strong>al</strong>leged victimsinadmissible. This shows that, at the time, this court, abided by theConstitution and the nation<strong>al</strong> laws, andAccording to the case law of the Inter-American Court, the Inter-American Commission has not interpr<strong>et</strong>ed the concept of effectiverecourse correctly in its application.99. With regard to Article 8(1) of the Convention, the State <strong>al</strong>leged that theConstitution<strong>al</strong> Court had observed that, in some cases, it might be admissible for theextinguishment mechanism to be made more flexible so as to permit theexamination of matters concerning merits. Nevertheless, it made it clear that, in thecase of actions where there is a lack due diligence, such as the action in this case,tog<strong>et</strong>her with the incorrect leg<strong>al</strong> advice, it is not possible to dispense with theapplication of the procedur<strong>al</strong> requirements.


38100. Regarding Article 1(1) of the Convention, the State <strong>al</strong>leged that:(a) Even though it could be understood that the mere issuance of article 9of Decree Law No. 25640 and article 27 of Resolution 1239-A-92CACLwas incompatible with the Convention, it could <strong>al</strong>so be understood thatconstitution<strong>al</strong> and leg<strong>al</strong> provisions were in force that <strong>al</strong>lowed thedismissed employees to opt for the appropriate proceeding. This isillustrated by two cases of former employees who filed thecorresponding judici<strong>al</strong> action within the leg<strong>al</strong> time period and werereinstated in Congress with recognition of their accrued earnings fromthe date of the irregular dismiss<strong>al</strong>, and(b) Essenti<strong>al</strong>ly, the said provisions did not prevent the dismissedemployees from exercising their right to file an action for amparo or anaction under administrative law and for this to be admitted, providedthey filed the respective recourse within the leg<strong>al</strong> time limit.101. Lastly, in relation to Article 2 of the Convention, the State <strong>al</strong>leged that:(a)(b)(c)Even though, in theory, a norm may violate the said Article and itcould be considered that the promulgation of the norms that are beingexamined in this case violated this article, the Court should considerthat the State’s laws have been adapted to the Convention. Thus,article 9 of Decree Law No. 25640 was annulled by Act No. 27487;If the <strong>al</strong>leged victims had filed the application for amparo within theleg<strong>al</strong> time limit, the judge would have applied the diffuse control of theconstitution<strong>al</strong>ity of the laws, which was in force in the Constitution;thus, he would have ruled on the merits of the matter and not appliedthis article, andIn this case, laws and administrative provisions were adopted orderinga review of the collective dismiss<strong>al</strong>s in order to provide the employeeswho had been dismissed irregularly with the possibility of claimingtheir rights.The Court’s findings102. Article 1(1) of the Convention establishes:1. The States Parties to this Convention undertake to respect the rights and freedomsrecognized herein and to ensure to <strong>al</strong>l persons subject to their jurisdiction the free andfull exercise of those rights and freedoms, without any discrimination for reasons ofrace, color, sex, language, religion, politic<strong>al</strong> or other opinion, nation<strong>al</strong> or soci<strong>al</strong> origin,economic status, birth, or any other soci<strong>al</strong> condition.103. Article 2 of the Convention stipulates that:Where the exercise of any of the rights or freedoms referred to in Article 1 is not <strong>al</strong>readyensured by legislative or other provisions, the States Parties undertake to adopt, inaccordance with their constitution<strong>al</strong> processes and the provisions of this Convention,such legislative or other measures as may be necessary to give effect to those rights orfreedoms.


39104. Article 8 of the Convention establishes that:1. Every person has the right to a hearing, with due guarantees and within areasonable time, by a comp<strong>et</strong>ent, independent, and imparti<strong>al</strong> tribun<strong>al</strong>, previouslyestablished by law, in the substantiation of any accusation of a crimin<strong>al</strong> nature madeagainst him or for the d<strong>et</strong>ermination of his rights and obligations of a civil, labor, fisc<strong>al</strong>,or any other nature.2. Every person accused of a crimin<strong>al</strong> offense has the right to be presumedinnocent so long as his guilt has not been proven according to law. During theproceedings, every person is entitled, with full equ<strong>al</strong>ity, to the following minimumguarantees:a. the right of the accused to be assisted without charge by a translatoror interpr<strong>et</strong>er, if he does not understand or does not speak thelanguage of the tribun<strong>al</strong> or court;b. prior notification in d<strong>et</strong>ail to the accused of the charges against him;c. adequate time and means for the preparation of his defense;d. the right of the accused to defend himself person<strong>al</strong>ly or to be assistedby leg<strong>al</strong> counsel of his own choosing, and to communicate freely andprivately with his counsel;e. the in<strong>al</strong>ienable right to be assisted by counsel provided by the state,paid or not as the domestic law provides, if the accused does notdefend himself person<strong>al</strong>ly or engage his own counsel within the timeperiod established by law;f. the right of the defense to examine witnesses present in the court andto obtain the appearance, as witnesses, of experts or other personswho may throw light on the facts;g. the right not to be compelled to be a witness against himself or toplead guilty; andh. the right to appe<strong>al</strong> the judgment to a higher court.[…]105. Article 25 of the Convention stipulates that:1. Everyone has the right to simple and prompt recourse, or any other effectiverecourse, to a comp<strong>et</strong>ent court or tribun<strong>al</strong> for protection against acts that violate hisfundament<strong>al</strong> rights recognized by the constitution or laws of the state concerned or bythis Convention, even though such violation may have been committed by personsacting in the course of their offici<strong>al</strong> duties.2. The States Parties undertake:a. to ensure that any person claiming such remedy sh<strong>al</strong>l have his rightsd<strong>et</strong>ermined by the comp<strong>et</strong>ent authority provided for by the leg<strong>al</strong>system of the State;b. to develop the possibilities of judici<strong>al</strong> remedy; andc. to ensure that the comp<strong>et</strong>ent authorities sh<strong>al</strong>l enforce such remedieswhen granted.106. The Court has affirmed that, under the American Convention, the StatesParties are obliged to provide effective judici<strong>al</strong> remedies to the victims of humanrights violations (Article 25), remedies that must be implemented according to therules of due process of law (Article 8(1)), <strong>al</strong>l within the gener<strong>al</strong> obligation of States


40to ensure to <strong>al</strong>l persons subject to their jurisdiction the free and full exercise of therights established in the Convention (Article 1(1)). 64107. The Court rec<strong>al</strong>ls that the purpose of internation<strong>al</strong> human rights law is toprovide the individu<strong>al</strong> with the means of protecting internation<strong>al</strong>ly recognized humanrights before the State. In the internation<strong>al</strong> jurisdiction, the parties and the issue indispute are, by definition, different from those in the domestic jurisdiction. 65 Whenestablishing the internation<strong>al</strong> responsibility of the State for the violation of thehuman rights embodied in Articles 8(1) and 25 of the American Convention, asubstanti<strong>al</strong> aspect of the dispute before the Court is not wh<strong>et</strong>her judgments oradministrative decisions were issued at the nation<strong>al</strong> level or wh<strong>et</strong>her certainprovisions of domestic law were applied with regard to the violations that are <strong>al</strong>legedto have been committed to the d<strong>et</strong>riment of the <strong>al</strong>leged victims of the facts, butwh<strong>et</strong>her the domestic proceedings ensured genuine access to justice, in keeping withthe standards established in the American Convention, to d<strong>et</strong>ermine the rights thatwere in dispute. 66108. Before examining the specific and pertinent arguments of the parties, theCourt deems it essenti<strong>al</strong> to emphasize the context in which the facts of this caseoccurred and the gener<strong>al</strong> actions adopted by the State subsequently. In this regard,this case is situated in a historic<strong>al</strong> context during which numerous irregulardismiss<strong>al</strong>s took pace in the public sector. This was acknowledged by the State as of2001 when it enacted “laws and administrative provisions ordering a review of thecollective dismiss<strong>al</strong>s in order to provide the employees who had been dismissedirregularly with the possibility of claiming their rights” (supra para. 89(31)). Amongthese measures, one of the most important was Act No. 27487 of June 21, 2001,which ordered the establishment of Speci<strong>al</strong> Committees to review the collectivedismiss<strong>al</strong>s carried out within the framework of personnel ev<strong>al</strong>uation procedures. Oneof these was the Speci<strong>al</strong> Committee responsible for reviewing the collectivedismiss<strong>al</strong>s of the congression<strong>al</strong> personnel (supra para. 89(32)), even though it didnot include the <strong>al</strong>leged victims in this case in its conclusions (supra para. 89(33)). Inaddition, a “Multisector<strong>al</strong> Commission” was established, responsible, inter <strong>al</strong>ia, forassessing the viability of the suggestions and recommendations contained in the fin<strong>al</strong>reports of the Speci<strong>al</strong> Committees; and Act No. 27586 was promulgated toimplement its recommendations (supra para. 89(34)). Indeed, <strong>Peru</strong> asked the Court,should it declare that there had been a violation of the Convention, to accept theState’s “commitment […] to establishing a Multisector<strong>al</strong> Commission to review […]the respective dismiss<strong>al</strong>s and grant benefits […] to the employees considered[<strong>al</strong>leged] victims in the Inter-American Commission’s application, following theguidelines established in the leg<strong>al</strong> norms ordering the review of the collectivedismiss<strong>al</strong>s” (infra para. 139(a)). These actions show that the State hasacknowledged this context and has expressed its willingness to establish thepossibility for those affected by this situation to claim or repair certain prejudici<strong>al</strong>consequences thereof, to some extent.64Cf. Case of Goiburú <strong>et</strong> <strong>al</strong>., supra note 8, para. 110; Case of Claude Reyes <strong>et</strong> <strong>al</strong>.. Judgment ofSeptember 19, 2006. Series C No. 151, para. 127, and Case of Ximenes Lopes, supra note 9, para. 175.65Cf. Case of the Ituango Massacres. Judgment of July 1, 2006. Series C No. 148, para. 365; Caseof the “Mapiripán Massacre”. Judgment of September 15, 2005. Series C No. 134, para. 211, and Case ofthe Serrano Cruz Sisters . Judgment of March 1, 2005. Series C No. 120, para. 56.66Cf. Case of the Ituango Massacres, supra note 65, para. 339; Case of the Pueblo Bello Massacre,supra note 6, para. 206, and Case of the “Mapiripán Massacre”, supra note 65, para. 211.


41109. It has <strong>al</strong>so been demonstrated (supra para. 89(27)) that the independenceand imparti<strong>al</strong>ity of the Constitution<strong>al</strong> Court, as a democratic institution guaranteeingthe rule of law, were undermined by the remov<strong>al</strong> of some of its justices, which“violated erga omnes the possibility of exercising the control of constitution<strong>al</strong>ity andthe consequent examination of the adaptation of the State’s conduct to theConstitution.” 67 The above resulted in a gener<strong>al</strong> situation of absence of guaranteesand the ineffectiveness of the courts to de<strong>al</strong> with facts such as those of the instantcase, as well as the consequent lack of confidence in these institutions at the time.110. Furthermore, the Court observes that the facts of the instant case occurredwithin the framework of the so-c<strong>al</strong>led “streamlining of the personnel of the Congressof the Republic,” which was justified by the so-c<strong>al</strong>led Emergency and Nation<strong>al</strong>Reconstruction Government, inter <strong>al</strong>ia, as a reorganization or restructuring of theState legislature. The Court considers that States evidently have discr<strong>et</strong>ionarypowers to reorganize their institutions and, possibly, to remove personnel based onthe needs of the public service and the administration of public interests in ademocratic soci<strong>et</strong>y; however, these powers cannot be exercised without full respectfor the guarantees of due process and judici<strong>al</strong> protection, because, to the contrary,those affected could be subjected to arbitrary acts. Despite the foregoing, the Courthas indicated that it will examine the dispute in this case in light of the State’sobligations arising from Articles 8 and 25 of the American Convention, in relation toArticles 1(1) and 2 thereof (supra para. 107). Consequently, the Court will notexamine the scope of this “streamlining process” as such, but wh<strong>et</strong>her, in thehistoric<strong>al</strong> context mentioned above and according to the norms under which theywere dismissed, the <strong>al</strong>leged victims could d<strong>et</strong>ermine with leg<strong>al</strong> certainty theproceeding to which they could and should resort to claim the rights they consideredhad been violated and wh<strong>et</strong>her they were guaranteed re<strong>al</strong> and effective access tojustice.** *111. Once the <strong>al</strong>leged victims had been dismissed by resolutions of theAdministrative Commission (supra para. 89(13)), the parties have indicated threechannels by which, at least form<strong>al</strong>ly, they could have contested their dismiss<strong>al</strong>;namely, an administrative proceeding before Congress itself, an action underadministrative law, and the action for amparo.112. Regarding the administrative proceeding before Congress attempted by someof the <strong>al</strong>leged victims, the Court is unable to examine what happened in this regardmore thoroughly, because it lacks sufficient and adequate probative elements (supraparas. 87 and 89(29)). Also, when examining the laws brought to its attention in thiscontext, the Court found it unclear wh<strong>et</strong>her it was necessary to resort to thismechanism before having recourse to the courts in order to contest congression<strong>al</strong>acts.113. In this regard, article 27 of Resolution 1239-A-CACL issued by theAdministrative Commission stipulated that “it would not accept claims relating to theresults of the examination” on which the permanence in Congress or the terminationof the labor relationship of those who had taken the examination depended to a largeextent. Nevertheless, the content of this article, which prevented objections being67Cf. Case of the Constitution<strong>al</strong> Court , supra note 11, para. 112.


42raised before the Administrative Commission regarding its own decisions, contradictsother subsequent acts of Congress itself, which reflect the State’s willingness toestablish the possibility of examining the recourses filed (supra para. 89(16)). Hence,it is unclear wh<strong>et</strong>her these decisions were <strong>al</strong>so removed from the control of otherorgans of Congress. This lack of clarity is such that, despite the express prohibition,some dismissed employees filed the said administrative recourse before Congress(supra para. 89(15) and (20)). In any case, irrespective of the need to exhaust theadministrative proceeding, the fact that <strong>al</strong>leged victims filed recourses using thischannel should not be understood to prejudice them in this context, particularly takinginto account that another provision of the decree establishing the “streamlining ofCongress” was in force that prevented filing an action for amparo to counter its effects(supra paras. 89(4) and 89(9) and infra paras. 117 to 121).** *114. The State has <strong>al</strong>so argued that the <strong>al</strong>leged victims could have resorted to theadministrative-law proceeding, which it considered the adequate and appropriatedomestic remedy for filing their claims and, despite this, it was not used.115. The Court observes that, according to the information in the file, sixdismissed congression<strong>al</strong> employees – two who are <strong>al</strong>leged victims in this case (suprapara. 89(29)) and four who are not – opted to resort to the administrative-lawproceeding to request, inter <strong>al</strong>ia, the annulment of one of the decisions ordering theirdismiss<strong>al</strong>. The actions were declared admissible in only two of these cases, eventhough most of the basic facts were <strong>al</strong>most identic<strong>al</strong>. 68 Also, from the said judgmentsit is clear that these employees filed recourses for reconsideration and/or of appe<strong>al</strong>using the administrative proceeding.116. Accordingly, from the rulings of the domestic courts in the administrative-lawjurisdiction in the six cases provided to the Court’s file, it is unclear wh<strong>et</strong>her it wasnecessary to exhaust the administrative proceeding before filing an action before thecourts. In this regard, it is <strong>al</strong>so unclear wh<strong>et</strong>her the administrative-law jurisdictionwas viable or appropriate for the <strong>al</strong>leged victims to be able to contest their dismiss<strong>al</strong>;consequently, the State cannot defend itself by arguing that the <strong>al</strong>leged victims havenot attempted it, in order to <strong>al</strong>lege that its obligation to provide an effective recoursehas been fulfilled.** *117. In relation to the norms applied to those who were dismissed, it has beenestablished that article 9 of Decree Law No. 25640 expressly prohibited the possibilityof filing an action for amparo against its effects (supra para. 89(4), 89(9) and 113).As the expert witness Abad Yupanqui has stated, at the time of the facts “in each of68Thus, in November and December 1993 and December 1997, the Supreme Court of Justiceconsidered inadmissible four administrative-law actions filed by the two <strong>al</strong>leged victims and another twopersons. Also, in November and December 1995, the Supreme Court considered admissible two of theseactions filed by the other two dismissed employees, who are not <strong>al</strong>leged victims in this case. From theNovember 1995 judgment it is clear that the plaintiff had filed recourses of reconsideration and appe<strong>al</strong> byway of the administrative channels, “which had not been decided.”


43the decree laws where it was considered necessary, the Government began to includea provision that prevented the use of the amparo procedure” (supra para. 81(g)). 69118. Regarding the provisions c<strong>al</strong>led into question by the Commission and by thecommon intervenors in these proceedings, the State declared that:During the period of the process to streamline the personnel of the Nation<strong>al</strong> Congress ofthe <strong>Peru</strong>vian Republic, leg<strong>al</strong> and administrative provisions were in force, which are atissue in these proceedings, that violated the rights embodied in Articles 1(1) and 2 ofthe American Convention.Article 9 of Decree Law No. 25640, which has been c<strong>al</strong>led into question in theseproceedings, violated the provisions of Articles 8(1) and 25(1) of the AmericanConvention.[…] It could be understood that the mere issuance of article 9 [of the said] Decree […]and article 27 of Resolution 1239-A-92CACL were incompatible with the Convention.119. The Court finds it evident that the <strong>al</strong>leged victims were affected by theprovisions under consideration in the internation<strong>al</strong> proceedings. The prohibition tocontest the effects of Decree Law No. 25640, contained in the said article 9,constituted a norm of immediate application, since the people it affected wereprevented ab initio from contesting any effect they deemed prejudici<strong>al</strong> to theirinterests. The Court finds that, in a democratic soci<strong>et</strong>y, a norm containing aprohibition to contest the possible effects of its application or interpr<strong>et</strong>ation cannot beconsidered a v<strong>al</strong>id limitation of the right of those affected by the decree to a genuineand effective access to justice, which cannot be arbitrarily restricted, reduced orannulled in light of Articles 8 and 25 of the Convention, in relation to Articles 1(1) and2 thereof. 70120. In the context described above, article 9 of Decree Law No. 26540 and article27 of Resolution 1239-A-CACL of the Administrative Commission helped promote aclimate of absence of judici<strong>al</strong> protection and leg<strong>al</strong> security that, to a great extent,prevented or hindered the persons affected from d<strong>et</strong>ermining with reasonable claritythe appropriate proceeding to which they could or should resort to reclaim the rightsthey considered violated.** *121. Indeed, this situation of lack of judici<strong>al</strong> protection and leg<strong>al</strong> certainty whichresulted, in particular, from the entry into force of article 9 of Decree Law No. 25640,was reflected by the fact that, for more than two years, the <strong>al</strong>leged victims did notattempt to file an action for amparo. It was not until March 1995, that the <strong>al</strong>legedvictims filed an action of this type before the Lima Twenty-eighth Civil Court. Thatcourt examined the merits of the <strong>al</strong>legations, and declared the amparo admissibleand the decisions providing for the dismiss<strong>al</strong> of the appellants inapplicable (suprapara. 89(21)). However, the Prosecutor Gener<strong>al</strong> appe<strong>al</strong>ed the judgment before theFifth Civil Chamber of the Superior Court of Justice, which revoked it and declared69In this regard, the expert witness listed 17 decree laws that contain a similar provision.70Cf., in this regard, Case of Goiburú <strong>et</strong> <strong>al</strong>., supra note 8, para. 131; Juridic<strong>al</strong> Status and Rights ofUndocumented Migrants. Advisory Opinion OC-18/03 of September 17, 2003. Series A No. 18, para. 126;Judici<strong>al</strong> Guarantees in States of Emergency (Arts. 27(2), 25 and 8 American Convention on HumanRights). Advisory Opinion OC-9/87 of October 6, 1987. Series A No. 9.


44the amparo inadmissible, finding that the appellants had not filed this recoursewithin the leg<strong>al</strong>ly-established time period, as it was not necessary for them to“exhaust the prior mechanisms,” because “[article 27 of] Resolution No. [1239-A-CACL] provided that no recourse of any kind would be admitted against theresolutions of the Commission to Administer the Patrimony of Congress, since it wasthe fin<strong>al</strong> instance”; in addition, it found that the <strong>al</strong>leged damage was irreparable(supra para. 89(23) and 89(25)). Consequently, the employees filed a speci<strong>al</strong>resource before the Constitution<strong>al</strong> Court, which confirmed the ruling of the SuperiorCourt of Justice (supra para. 89(26) and 89(28)). In other words, neither theSuperior Court nor the Constitution<strong>al</strong> Court considered the merits of the case, butrejected the recourse based on procedur<strong>al</strong> or admissibility considerations and not onthe said article 9 of Decree Law No. 25640.122. The Court has interpr<strong>et</strong>ed that the terms of Article 25(1) of the AmericanConvention imply:The obligation of the States to provide to <strong>al</strong>l persons within their jurisdiction, aneffective judici<strong>al</strong> remedy for violations of their fundament<strong>al</strong> rights [... and] for theapplication of the guarantee recognized therein not only to the rights contained in theConvention, but <strong>al</strong>so to those recognized by the Constitution or laws. 71123. The Court has <strong>al</strong>so considered that:The habeas corpus and amparo procedures are the essenti<strong>al</strong> judici<strong>al</strong> guarantees for theprotection of various rights whose suspension is forbidden by Article 27(2) [of theConvention]; they <strong>al</strong>so serve to preserve the leg<strong>al</strong>ity of a democratic soci<strong>et</strong>y. 72124. In addition to c<strong>al</strong>ling into question the grounds for the Constitution<strong>al</strong> Court’sdecision that declared amparo inadmissible, the Commission argued, based on itsprecedents, 73 that the <strong>al</strong>leged victims had the right to a decisoin on the merits of thematter from the judici<strong>al</strong> authorities. The State, on the other hand, cited other reportson merits issued by the Inter-American Commission 74 and <strong>al</strong>leged that, even thoughin these other cases the courts of justice had not ruled on the merits of a case forprocedur<strong>al</strong> reasons, the Commission had not considered that the State had violatedthe right to an effective recourse.71Cf. Case of the Constitution<strong>al</strong> Court , supra note 11, para. 89, citing Judici<strong>al</strong> Guarantees in Statesof Emergency (Arts. 27(2), 25 and 8 American Convention on Human Rights), supra note 70, para. 23.72Cf. Case of López Álvarez. Judgment of February 1, 2006. Series C No. 141, para. 92; Case ofGarcía Asto and Ramírez Rojas. Judgment of November 25, 2005. Series C No. 137, para. 112, and Caseof Acosta C<strong>al</strong>derón. Judgment of June 24, 2005. Series C No. 129, para. 90.73In one case, the Commission considered that the failure to rule on the merits of the issue raisedin an action for amparo eliminated the possibility of filing this action and, consequently, constituted aviolation of the right embodied in Article 25 of the Convention (Cf. Report 48/00 of the Inter-AmericanCommission of April 13, 2000, in the W<strong>al</strong>ter Humberto Vásquez Vejarano case (11,166) v. <strong>Peru</strong>, para. 91).In addition, the Commission <strong>al</strong>leged that the decision concluding a judici<strong>al</strong> proceeding should not bemerely form<strong>al</strong>, because it should examine the merits of the facts, verify wh<strong>et</strong>her they occurred as hasbeen <strong>al</strong>leged and proved, since, if it fails to do this, the recourse becomes inconclusive and ineffective toprotect the plaintiff from the violation and provide him with adequate reparation (Cf. Report 119/99 of theInter-American Commission of October 6, 1999, in Susana Higuchi Miyagua (11,428) v. <strong>Peru</strong>, para. 54).74Cf. Inadmissibility Report 90/03 of the Inter-American Commission of October 22, 2003, inGustavo Trujillo Gonzáles v. <strong>Peru</strong>, paras. 27, 28, 32 and 33.


45125. In this regard, the Court has understood that, for an effective recourse toexist, it is not enough for it to be established by the Constitution or law, or beform<strong>al</strong>ly admissible; rather it needs to be truly appropriate for establishing wh<strong>et</strong>herthere has been a human rights violation and for providing whatever is necessary torepair this. 75 However, the fact that a specific recourse is decided against the partywho filed it does not necessarily mean a violation of the right to judici<strong>al</strong> protection. 76126. The Court considers that, in any proceeding or process that exists under theState’s domestic system there should be extensive judici<strong>al</strong> guarantees, which shouldinclude the form<strong>al</strong>ities that must be observed in order to guarantee access to theseguarantees. To ensure leg<strong>al</strong> certainty, for the proper and function<strong>al</strong> administration ofjustice and the effective protection of human rights, the States may and shouldestablish admissibility principles and criteria for domestic recourses of a judici<strong>al</strong> orany other nature. Thus, <strong>al</strong>though these domestic recourses must be available to theinterested parties and result in an effective and justified decision on the matterraised, as well as potenti<strong>al</strong>ly providing adequate reparation, it cannot be consideredthat <strong>al</strong>ways and in every case the domestic organs and courts must decide on themerits of the matter filed before them, without verifying the procedur<strong>al</strong> criteriarelating to the admissibility and legitimacy of the specific recourse filed.127. In this regard, the State <strong>al</strong>leged that “if the <strong>al</strong>leged victims had filed theaction for amparo within the time established by law, [the judge would have] appliedthe diffuse control of the constitution<strong>al</strong>ity of the laws […] and would have ruled onthe merits of the case, without applying [article 9 of Decree 25640].” The Courtobserves that this consisted in the power of the judge not to apply a particular normin a specific case. There is no evidence in the file that, in cases heard by theConstitution<strong>al</strong> Court at the time of the facts, the latter would have applied that typeof control. Furthermore, the expert witness Abad Yupanqui stated that “based on anorm [such as article 9 of Decree No. 25640], it was impossible to file an action forunconstitution<strong>al</strong>ity at the time, because the justices of the Constitution<strong>al</strong> Court hadbeen removed. […] At the time, the Judiciary lacked tot<strong>al</strong> and absolute independencefrom the Government. This made it difficult for judges to implement diffuse controlby giving preference to the constitution<strong>al</strong> norm and not applying this decree basedon unconstitution<strong>al</strong>ity.” The State did not contest this opinion.128. When a State has ratified an internation<strong>al</strong> treaty such as the AmericanConvention, the judges are <strong>al</strong>so subject to it; this obliges them to ensure that theeff<strong>et</strong> util of the Convention is not reduced or annulled by the application of lawscontrary to its provisions, object and purpose. In other words, the organs of theJudiciary should exercise not only a control of constitution<strong>al</strong>ity, but <strong>al</strong>so of“convention<strong>al</strong>ity” 77 ex officio b<strong>et</strong>ween domestic norms and the American Convention;evidently in the context of their respective spheres of comp<strong>et</strong>ence and thecorresponding procedur<strong>al</strong> regulations. This function should not be limited exclusivelyto the statements or actions of the plaintiffs in each specific case, <strong>al</strong>though neither75Cf. Case of the Indigenous Community Yakye Axa. Judgment of June 17, 2005. Series C No. 125,para. 61; Case of the “Five pensioners” . Judgment of February 28, 2003. Series C No. 98, para. 136, andCase of the Mayagna (Sumo) Awas Tingni Community. Judgment of August 31, 2001. Series C No. 79,para. 113.76Cf. Case of Raxcacó Reyes . Judgment of September 15, 2005. Series C No. 133, para. 112, andCase of Fermín Ramírez. Judgment of June 20, 2005. Series C No. 126, para. 83.77Cf. likewise, Case of Almonacid Arellano <strong>et</strong> <strong>al</strong>., supra note 3, para. 124.


46does it imply that this control must <strong>al</strong>ways be exercised, without considering otherprocedur<strong>al</strong> and substantive criteria regarding the admissibility and legitimacy ofthese types of action.** *129. In conclusion, the Court observes that this case took place within theframework of practic<strong>al</strong> and normative impediments to a re<strong>al</strong> access to justice and agener<strong>al</strong> situation of absence of guarantees and ineffectiveness of the judici<strong>al</strong>institutions to de<strong>al</strong> with facts such as those of the instant case. In this context and,in particular, the climate of leg<strong>al</strong> uncertainty promoted by the norms that restrictedcomplaints against the ev<strong>al</strong>uation procedure and the eventu<strong>al</strong> dismiss<strong>al</strong> of the<strong>al</strong>leged victims, it is clear that the latter had no certainty about the proceeding theyshould or could use to claim the rights they considered violated, wh<strong>et</strong>her this wasadministrative, under administrative-law, or by an action for amparo.130. In this regard, in Akdivar v. Turkey, the European Court of Human Rightsfound, inter <strong>al</strong>ia, that the existence of domestic recourses must be sufficientlyguaranteed, not only in theory, but <strong>al</strong>so in practice; to the contrary, they would notcomply with the required accessibility and effectiveness. It <strong>al</strong>so considered that theexistence of form<strong>al</strong> recourses under the leg<strong>al</strong> system of the State in question shouldbe taken into account, and <strong>al</strong>so the gener<strong>al</strong> politic<strong>al</strong> and leg<strong>al</strong> context in which theyoperate as well as the person<strong>al</strong> circumstances of the p<strong>et</strong>itioners or plaintiffs. 78131. In this case, the existing domestic recourses were not effective, eitherindividu<strong>al</strong>ly or as a whole, to provide the <strong>al</strong>leged victims dismissed from the <strong>Peru</strong>vianCongress with an adequate and effective guarantee of the right of access to justice inthe terms of the American Convention.132. Based on the above, the Court concludes that the State violated Articles 8(1)and 25 of the American Convention, in relation to Articles 1(1) and 2 thereof, to thed<strong>et</strong>riment of the 257 individu<strong>al</strong>s listed in the Appendix to this judgment.IXARTICLE 26 OF THE AMERICAN CONVENTION(PROGRESSIVE DEVELOPMENT OF ECONOMIC, SOCIAL AND CULTURAL RIGHTS)The Commission’s arguments133. The Commission did not <strong>al</strong>lege failure to comply with Article 26 of theConvention.78Cf. Eur. Court. HR. Akdivar and others v. Turkey, judgment (Preliminary Objections) of 16September 1996, Reports 1996-IV Court (Grand Chamber), paras. 66 and 69. See <strong>al</strong>so, inter <strong>al</strong>ia, Vernillov. France, judgment of 20 February 1991, Series A no. 198, pp. 11-12, para. 27; Johnston and Others v.Ireland, judgment of 18 December 1986, Series A no. 112, p. 22, para. 45, and Van Oosterwijck v.Belgium, judgment (Preliminary Objections) of 6 November 1980, Series A no. 40, pp. 18, para. 35.


47The common intervenors’ arguments134. Regarding Article 26 of the Convention, they <strong>al</strong>leged that:(a)(b)(c)(d)(e)(f)(g)(h)<strong>Peru</strong> is a State party to the Internation<strong>al</strong> Covenant on Economic,Soci<strong>al</strong> and Cultur<strong>al</strong> Rights, and to the Addition<strong>al</strong> Protocol to theAmerican Convention on Human Rights in the area of Economic, Soci<strong>al</strong>and Cultur<strong>al</strong> Rights “Protocol of San S<strong>al</strong>vador,” so that the scope ofArticle 26 of the Convention should be d<strong>et</strong>ermined, bearing in mind theevolutive interpr<strong>et</strong>ation of internation<strong>al</strong> instruments and in accordancewith the pro homine principle established in Article 29(b) of theConvention;The progressive development obligation is violated in this case, inrelation to the right to soci<strong>al</strong> security established in Article 45 of theOAS Charter;The fact that the State’s Administration has not reinstated thedismissed employees constitutes a grave violation of their labor andsoci<strong>al</strong> security rights recognized in various internation<strong>al</strong> instrumentsfor the protection of human rights;This case is an example of the State’s recurrent policy of failing tocomply with its internation<strong>al</strong> obligation to protect fundament<strong>al</strong> humanrights, such as the right to employment and to soci<strong>al</strong> security, so thatthere is a systematic practice of violation of economic, soci<strong>al</strong> andcultur<strong>al</strong> rights in <strong>Peru</strong>;The <strong>al</strong>leged victims were dismissed arbitrarily; they were unjustlydeprived of their employment and of their right to remuneration andother work-related benefits; as a result, their poverty level increasedand this substanti<strong>al</strong>ly affected their life projects;The violation of the <strong>al</strong>leged victims’ right to soci<strong>al</strong> security occurredwhen their access and that of their dependants to the coverageprovided by the former <strong>Peru</strong>vian Soci<strong>al</strong> Security Institute, as insuredparties, was interrupted;The arbitrary dismiss<strong>al</strong> of the <strong>al</strong>leged victims and the failure toreinstate them in their posts meant that they ceased to accumulateyears of service for soci<strong>al</strong> security purposes, which prevented manyemployees from obtaining a r<strong>et</strong>irement pension;Many of the dismissed employees were denied their right to receive adisability pension because, during the years they endeavored to claimtheir labor rights, their he<strong>al</strong>th was seriously affected and they wereunable to obtain the necessary financi<strong>al</strong> resources for a decent life.This situation has even led to the death of many of them and, to date,the right of their families to a surviving spouse pension has not beenrecognized.


48The State’s arguments135. The State did not refer to the <strong>al</strong>leged non-compliance with Article 26 of theConvention.The Court’s findings136. In this case the common intervenors <strong>al</strong>leged that the State is responsible forthe violation of Article 26 of the Convention, based on the fact that the <strong>al</strong>legedarbitrary nature of the victims’ dismiss<strong>al</strong> and the failure to reinstate them resulted,among other matters, in the unjust deprivation of their employment and the right toremuneration and other work-related benefits; the interruption of the access to soci<strong>al</strong>security of the <strong>al</strong>leged victims and their dependents; the discontinuation ofaccumulating years of service, which prevented many of them from obtaining ar<strong>et</strong>irement pension; and <strong>al</strong>so serious effects on their he<strong>al</strong>th. However, the purpose ofthis judgment is not to d<strong>et</strong>ermine the <strong>al</strong>leged arbitrary nature of the <strong>al</strong>leged victims’dismiss<strong>al</strong>s or their non-reinstatement, on which the arguments of the commonintervenors are based. The Court has declared that the State violated Articles 8(1)and 25 of the Convention, relating to judici<strong>al</strong> guarantees and judici<strong>al</strong> protection, inrelation to the <strong>al</strong>leged victims, owing to the lack of certainty about the proceedingthey should or could resort to in order to claim the rights they considered violated,and to the existence of normative and practic<strong>al</strong> impediments to an effective access tojustice (supra paras. 129 and 132). The Court is aware that the violation of theseguarantees necessarily had prejudici<strong>al</strong> consequences for the <strong>al</strong>leged victims, to theextent that any dismiss<strong>al</strong> has consequences for the exercise and enjoyment of otherrights inherent in labor relations. Such consequences can be considered, whenpertinent, in the following chapter on reparations (infra para. 149).XREPARATIONSAPPLICATION OF ARTICLE 63(1)Obligation to RepairThe Commission’s arguments137. The Inter-American Commission <strong>al</strong>leged, inter <strong>al</strong>ia, that:(a)(b)The beneficiaries of the reparations are those named in the Report onadmissibility and merits, and they, in turn, correspond to the personsestablished in the judgment delivered by the Constitution<strong>al</strong> Court inthis case;Regarding pecuniary damage, the dismissed congression<strong>al</strong> employeesnot only ceased receiving their s<strong>al</strong>aries, but <strong>al</strong>so incurred significantexpenditure in order to try and obtain due protection and judici<strong>al</strong>guarantees in the face of the administrative act establishing theirdismiss<strong>al</strong>. Therefore, the State should adopt the necessary measuresfor the <strong>al</strong>leged victims to receive adequate and opportune reparation


49for the pecuniary damage suffered. Consequently, it requested theCourt to establish, based on the principle of equity, the amount of thecompensation corresponding to indirect damage and loss of earnings,without d<strong>et</strong>riment to the claims that the common intervenors wouldsubmit at the opportune procedur<strong>al</strong> moment.(c)(d)It is important to recognize the non-pecuniary damage caused to the<strong>al</strong>leged victims, who were the object of sudden dismiss<strong>al</strong> – which wasa cause of anguish, bearing in mind that their employment was theprincip<strong>al</strong> source of income for the families of most of the <strong>al</strong>legedvictims – and who were unable to contest these decisions before anycomp<strong>et</strong>ent body. Hence, the State should adopt the necessarymeasures to ensure that the <strong>al</strong>leged victims receive adequate andopportune reparation for the non-pecuniary damage suffered;Regarding other forms of reparation, in this case integr<strong>al</strong> reparation isnecessary; consequently, it asked the Court to order the State to:i. Guarantee the 257 dismissed congression<strong>al</strong> employees accessto a simple, prompt and effective judici<strong>al</strong> recourse so that theirclaims in relation to their dismiss<strong>al</strong> by the Commission toAdminister the Patrimony of the Congress of the Republic arereviewed;ii. Guarantee the 257 dismissed congression<strong>al</strong> employees that thisrecourse will enjoy the corresponding judici<strong>al</strong> guarantees andlead to a ruling on the merits of the claims presented by theemployees in the domestic sphere;iii. Modify article 9 of Decree Law No. 25,640 and article 27 ofResolution No. 1239-A-92-CACL, to harmonize them with theAmerican Convention, andiv. Adopt the leg<strong>al</strong>, administrative and any other measuresnecessary to avoid similar facts occurring in future, incompliance with the obligations of prevention and guarantee ofthe fundament<strong>al</strong> rights recognized by the American Convention,and(e)Regarding costs and expenses, it stated that, when it had heard thecommon intervenors, the Court should order the State to pay the costsand expenses duly authenticated by them, bearing in mind the speci<strong>al</strong>characteristics of the case in its processing before both the inter-American system and at the nation<strong>al</strong> level.The common intervenors’ arguments138. The common intervenors <strong>al</strong>leged, inter <strong>al</strong>ia, that:(a)The beneficiaries are the dismissed employees mentioned by theCommission. Nevertheless, it should be taken into account that the listincludes six persons who are now deceased, so that the reparationscorresponding to them should be <strong>al</strong>located to their legitimatesuccessors;


50(b)(c)Regarding measures of satisfaction and guarantees of non-rep<strong>et</strong>ition,they asked the Court to order the State to:i. Reinstate the <strong>al</strong>leged victims in their habitu<strong>al</strong> posts or in similarones at the same level, if appropriate. In this regard, theystated that the <strong>al</strong>leged victims did not consider it fair, lawful orin keeping with the standards defined in the Addition<strong>al</strong> Protocolto the American Convention on Human Rights in the area ofEconomic, Soci<strong>al</strong> and Cultur<strong>al</strong> Rights that they should have toendure a new judici<strong>al</strong> proceeding – as requested by theCommission – so that, following an extended period of time,the expenditure and s<strong>et</strong>backs of many different types that thisrepresents, an evident and manifestly illeg<strong>al</strong> deprivation of theirjobs is once again reviewed. This criteria would be a stepbackwards in the interpr<strong>et</strong>ative standards advocated by theCommission on other occasions;ii. Acknowledge publicly its internation<strong>al</strong> responsibility for the<strong>al</strong>leged arbitrary dismiss<strong>al</strong> of the 257 congression<strong>al</strong> employeesand present a public apology to them and their next of kin. Thisact should be carried out by the President of the Congress ofthe Republic and the Minister of Justice, in the presence of themost senior State authorities and should be published by themedia in gener<strong>al</strong> and, in particular, broadcast on the State’sradio and television system;iii. Publish at least once, within a reasonable time, in the offici<strong>al</strong>gaz<strong>et</strong>te and in another newspaper with widespread nation<strong>al</strong>circulation, the operative paragraphs and the proven facts ofthe judgment;iv.Remove the provisions on which the human rights violations inthis case were based. In that regard, modify article 9 of DecreeLaw No. 25640 and article 27 of Resolution No. 1239-A-92-CACL, to make them with compatible with the AmericanConvention and avoid the rep<strong>et</strong>ition of situations such as thoseof the instant case, andv. The State should adapt its domestic labor laws to the contentsof the internation<strong>al</strong> conventions and treaties signed by <strong>Peru</strong>,including reform of the constitution<strong>al</strong> framework for theprotection of labor-related human rights and, in particular, bycompl<strong>et</strong>ing the reform of the norms on individu<strong>al</strong> and collectivelabor relations by adopting a new Gener<strong>al</strong> Labor Act, inharmony with the internation<strong>al</strong> standards defined by theInternation<strong>al</strong> Labor Organization.Regarding measures of rehabilitation, they asked the Court to orderthe State to:i. Ensure that the <strong>al</strong>leged victims who had arbitrarily lost theirjobs more than 12 years’ ago could, in future, exercise theirprofession<strong>al</strong> capabilities, in accordance with the advances andchanges produced in their different disciplines and occupations,so that their reinstatement was not merely a form<strong>al</strong>ity;ii. Implement a comprehensive program of profession<strong>al</strong>rehabilitation for <strong>al</strong>l the <strong>al</strong>leged victims, and


51iii.Ensure the education and he<strong>al</strong>th care of the children, andwidows and widowers of the <strong>al</strong>leged victims deceased duringthe processing of this case in the supranation<strong>al</strong> jurisdiction, bygranting them scholarships and incorporating them into theservices of the Soci<strong>al</strong> Security He<strong>al</strong>th Care program (ESSALUD).(d)The State should compensate both the pecuniary and the nonpecuniarydamage. In this regard, they asked the Court to order theState to:i. Recognize the years of service of the <strong>al</strong>leged victims, from thedate of their dismiss<strong>al</strong>, in order to c<strong>al</strong>culate the compensationfor their length of service, and r<strong>et</strong>irement and other laborbenefits they failed to perceive and which may correspond tothem by law;ii. Pay into the pension funds in which they were registered at th<strong>et</strong>ime of their dismiss<strong>al</strong>, the contributions that should have beenmade to guarantee the exercise of the right to a r<strong>et</strong>irementpension that corresponds to them by law;iii. Pay the <strong>al</strong>leged victims compensation for loss of earnings,indirect damage and non-pecuniary damage in accordance withthe expert opinion of Paúl Noriega Torero;iv.Compensate the families of the former employees who aredeceased;v. Grant one-time financi<strong>al</strong> compensation to those formeremployees who do not wish to be reinstated in active service inCongress. This compensation should amount to the equiv<strong>al</strong>entof their tot<strong>al</strong> loss of earnings from 1993 to 2005;vi.vii.Provide early r<strong>et</strong>irement to the former employees subject to thePension Regime of Decree Law No. 19990 who opt not to bereinstated into the service of Congress and who are currently atleast 55 years of age in the case of men and 50 years of age inthe case of women, with a minimum of 20 years of contributingto the Nation<strong>al</strong> Pension System at the date this judgment isexecuted, andRecognize the years which were not worked as a result of thedismiss<strong>al</strong> for the effects of applying the benefit of earlyr<strong>et</strong>irement, and(e)With regard to costs and expenses, they indicated that the Stateshould reimburse the <strong>al</strong>leged victims for the expenses they incurredwhile seeking justice at the nation<strong>al</strong> level, and should reimburse thecommon intervenors the expenses they incurred when processing theinternation<strong>al</strong> litigation.The State’s arguments139. The State requested the Court to limit the reparations to those the State willprovide to the employees dismissed irregularly under the guidelines established inAct No. 27803. In this regard:(a)It stated that it ratified its commitment to establish a Multisector<strong>al</strong>Commission to review the respective dismiss<strong>al</strong>s and to grant benefits


52to the employees considered <strong>al</strong>leged victims in the Inter-AmericanCommission’s application, following the guidelines established in theleg<strong>al</strong> norms that provide for the review of the collective dismiss<strong>al</strong>s;(b)(c)(d)(e)It requested the Court to “take into account, for reasons of equity, thatthe compensation it can grant to [the 257] dismissed congression<strong>al</strong>employees must be limited to the amounts indicated in Act No. 27803,[since] the [<strong>al</strong>leged] victims could have availed themselves of itsterms opportunely, in accordance with the provisions of the fourthcomplementary provision [of the act]; however, they had preferred toresort to the supranation<strong>al</strong> proceeding in the hope of obtaining greaterfinanci<strong>al</strong> benefits”;It stated that, following the procedure to d<strong>et</strong>ermine the exception<strong>al</strong>cases of coercion to resign and of irregular collective dismiss<strong>al</strong>s, the<strong>Peru</strong>vian Ministry of Labor had published three lists of formeremployees who were dismissed irregularly, with the names of 28,123people, of whom 27,187 opted for the benefits established in Act No.27803;It <strong>al</strong>leged that 2,229 persons had been reinstated, while 6,981 personswere pending, and financi<strong>al</strong> compensation had been paid to 16,681former employees, andIt questioned the expert opinion presented by the common intervenorsin this case, according to which the tot<strong>al</strong> amount of the income andsoci<strong>al</strong> benefits owed to the 257 <strong>al</strong>leged victims amounted to185,496,417.88 million <strong>Peru</strong>vian soles, since it considered it“inadmissible that 257 [former] dismissed congression<strong>al</strong> employeesaspired to receive [that] amount, […] while 16,681 former PublicAdministration employees who were <strong>al</strong>so dismissed from theirrespective posts have received 149,604,079.00 [million <strong>Peru</strong>viansoles] in financi<strong>al</strong> compensation.”140. Also, regarding the leg<strong>al</strong> costs and expenses incurred by the <strong>al</strong>leged victimsand their representatives, it stated:(a)(b)It is unable to assume the payment of these items for the processingof the proceedings at the domestic level because, according to theprovisions of the <strong>Peru</strong>vian Code of Civil Procedure, the payment ofthese items is assumed by the party that loses the proceedings, andIt should be exempt from the payment of these items in theproceedings before the inter-American system because the State hashad to intervene in this instance to show that the claims that are thepurpose of the application are mostly groundless, which amply justifiesits intervention in the litigation.The Court’s findings141. Based on the findings in the preceding chapters, the Court has decided thatthe State is responsible for violating Articles 8(1) and 25 of the Convention, inrelation to Articles 1(1) and 2 thereof. In its case law, the Court has established that


53it is a principle of internation<strong>al</strong> law that any violation of an internation<strong>al</strong> obligationthat has produced damage entails the obligation to repair it adequately. 79 The Courthas based its decision in this regard on Article 63(1) of the American Convention,which establishes that:If the Court finds that there has been a violation of a right or freedom protected by thisConvention, the Court sh<strong>al</strong>l rule that the injured party be ensured the enjoyment of hisright or freedom that was violated. It sh<strong>al</strong>l <strong>al</strong>so rule, if appropriate, that theconsequences of the measure or situation that constituted the breach of such right orfreedom be remedied and that fair compensation be paid to the injured party.142. Article 63(1) of the American Convention reflects a customary norm thatconstitutes one of the basic principles of contemporary internation<strong>al</strong> law on Stateresponsibility. Thus, when an unlawful act occurs that can be attributed to a State,this gives rise to its internation<strong>al</strong> responsibility, with the consequent obligation tocause the consequences of the violation to cease and to repair the damage caused. 80143. Whenever possible, reparation of the damage caused by the violation of aninternation<strong>al</strong> obligation requires full restitution (restitutio in integrum), whichconsists in the re-establishment of the previous situation. If this is not possible, theinternation<strong>al</strong> Court must d<strong>et</strong>ermine a series of measures to ensure that, in additionto guaranteeing respect for the violated rights, the consequences of the violationsare remedied and it must establish the payment of compensation for the damagecaused. 81 The responsible State may not invoke provisions of domestic law to modifyor fail to comply with its obligation to provide reparation, which is regulated byinternation<strong>al</strong> law. 82144. Reparations consist of measures tending to eliminate the effects of theviolations that have been committed. Their nature and amount depend on thecharacteristics of the violation and on the pecuniary and non-pecuniary damage thatas been caused. Reparations should not make the victims or their successors eitherricher or poorer and they should be proportionate to the violations declared in thejudgment. 83 ** *145. The Court considers that the persons it has d<strong>et</strong>ermined to be victims of theviolations declared in this judgment, whose names appear in the Appendix her<strong>et</strong>o,are the “injured party.”79Cf. Case of Vargas Areco. Judgment of September 26, 2006. Series C No. 155, para. 139; Case ofAlmonacid Arellano <strong>et</strong> <strong>al</strong>. , supra note 3, and Case of Goiburú <strong>et</strong> <strong>al</strong>., supra note 8, para. 140.80Cf. Case of Vargas Areco, supra note 79, para. 140; Case of Almonacid Arellano <strong>et</strong> <strong>al</strong>. , supranote 3, para. 135, and Case of Goiburú <strong>et</strong> <strong>al</strong>., supra note 8, para. 141.81Cf. Case of Vargas Areco, supra note 79, para. 141; Case of Almonacid Arellano <strong>et</strong> <strong>al</strong>. , supranote 3, para. 136, and Case of Goiburú <strong>et</strong> <strong>al</strong>., supra note 8, para. 142.82Cf. Case of Vargas Areco, supra note 79, para. 141; Case of Almonacid Arellano <strong>et</strong> <strong>al</strong>. , supranote 3, para. 136, and Case of Servellón García <strong>et</strong> <strong>al</strong>. , supra note 7, para. 162.83Cf. Case of Vargas Areco, supra note 79, para. 142; Case of Almonacid Arellano <strong>et</strong> <strong>al</strong>. , supranote 3, para. 137, and Case of Goiburú <strong>et</strong> <strong>al</strong>., supra note 8, para. 143.


54** *146. The Court has found that this case occurred in the context of a situation ofleg<strong>al</strong> uncertainty promoted by laws that limited access to justice in relation to theev<strong>al</strong>uation procedure and eventu<strong>al</strong> dismiss<strong>al</strong> of the <strong>al</strong>leged victims, so that they didnot have certainty about the proceedings they could or should resort to in order toclaim the rights they considered had been violated. Consequently, without needing tod<strong>et</strong>ermine the nature of the dismiss<strong>al</strong>s that have been verified, the Court found thatthe existing domestic recourses were ineffective, both individu<strong>al</strong>ly and collectively, toprovide an adequate and effective guarantee of the right of access to justice, andtherefore declared the State responsible for the violation of Articles 8(1) and 25 ofthe American Convention, in relation to Articles 1(1) and 2 thereof (supra paras. 129and 132).147. Internation<strong>al</strong> case law has established repeatedly that the judgmentconstitutes per se a form of reparation. 84148. Nevertheless, in this case the Court considers that a reparation consequentwith the violations it has declared is to decide that the State should guarantee theinjured parties the enjoyment of their violated rights and freedoms through effectiveaccess to a simple, prompt and effective recourse. To this end, it should establish, assoon as possible, an independent and imparti<strong>al</strong> body with powers to decide, in abinding and fin<strong>al</strong> manner, wh<strong>et</strong>her or not the said persons were dismissed in ajustified and regular manner from the Congress of the Republic, and to establish therespective leg<strong>al</strong> consequences, including, if applicable, the relevant compensationbased on the specific circumstances of each individu<strong>al</strong>.149. The Court <strong>al</strong>so decides that the State should establish a specific mechanismto provide the victims with comp<strong>et</strong>ent leg<strong>al</strong> advisory services, free of charge, for theprocedure related to the provisions of the preceding paragraph.** *150. Moreover, in this case, the Court finds it necessary to establish compensationfor the non-pecuniary damage suffered owing to the violations declared, and causedby the lack of protection arising from the absence of mechanisms and procedures tode<strong>al</strong> with facts such as those of the instant case. Since they did not have effectiveaccess to judici<strong>al</strong> guarantees and judici<strong>al</strong> protection for the comp<strong>et</strong>ent authorities totake the pertinent decisions, the victims found themselves in a situation ofdefenselessness and uncertainty with regard to their future employment, which ledthem to seek justice and may have make it difficult for them to improve their livingconditions.151. Bearing in mind the different aspect of the non-pecuniary damage caused, theCourt establishes, based on the equity principle, the sum of US$15,000 (fifteenthousand United States dollars) or the equiv<strong>al</strong>ent in <strong>Peru</strong>vian currency, that the84Cf. Case of Vargas Areco, supra note 79, para. 150; Case of Almonacid Arellano <strong>et</strong> <strong>al</strong>. , supranote 3, para. 161, and Case of Goiburú <strong>et</strong> <strong>al</strong>., supra note 8, para. 160.


55State must pay, within one year, to each of the 257 persons declared to be victims inthis case.** *COSTS AND EXPENSES152. As the Court has indicated previously, costs and expenses are included in theconcept of reparations embodied in Article 63(1) of the American Convention,because the activity deployed by the next of kin of the victims or theirrepresentatives in order to obtain justice at both the nation<strong>al</strong> and the internation<strong>al</strong>level entails expenditure that must be compensated when the State’s internation<strong>al</strong>responsibility is declared in a judgment against it. Regarding their reimbursement,the Court must prudently assess their scope, which includes the expenses arisingbefore the authorities of the domestic jurisdiction, and those generated during theproceedings before the inter-American system, bearing in mind the circumstances ofthe specific case and the nature of the internation<strong>al</strong> jurisdiction for the protection ofhuman rights. This assessment may be based on the principle of equity and takinginto account the expenses indicated by the parties, provided the quantum isreasonable. 85153. The Court takes into account that the victims and their representativesincurred expenses during the processing of the domestic proceedings and before theInter-American Commission and the Court. However, the Court will not consider theexpenses that the victims may have incurred during the domestic proceedings,because it has no concr<strong>et</strong>e evidence in this respect and is therefore unable to<strong>al</strong>locate compensation for such expenses directly. Furthermore, it has been verifiedthat most of the proceedings before the Court were conducted by the commonintervenors, Javier Mujica P<strong>et</strong>it and Francisco Ercilio Moura, from the <strong>Peru</strong>vian Centrode Asesoría Labor<strong>al</strong> (CEDAL). The Court <strong>al</strong>so takes into consideration that Mr.Fernández Saré, representative of another group of victims accredited in theapplication before the Court, as well as Manuel Abad Carranza Rodríguez, HenryWilliam Camargo Matencio and Jesús Atauje Montes, took measures before the Inter-American Commission and the Court.154. With regard to the costs incurred by the representatives of the victims in themeasures taken during the internation<strong>al</strong> proceedings, the Court establishes, basedon the equity principle, a tot<strong>al</strong> of US$5,000.00 (five thousand United States dollars)or the equiv<strong>al</strong>ent in <strong>Peru</strong>vian currency, to be delivered to the following persons:Adolfo Fernández Saré, Manuel Carranza Rodríguez, Henry William CamargoMatencio, Máximo Jesús Atauje Montes, Jorge Luis Pacheco Munayco, Javier MujicaP<strong>et</strong>it and Francisco Ercilio Moura. The State should pay these amounts within oneyear.** *METHOD OF COMPLIANCE85Cf. Case of Vargas Areco, supra note 79, para. 165; Case of Almonacid Arellano <strong>et</strong> <strong>al</strong>. , supranote 3, para. 163, and Case of Goiburú <strong>et</strong> <strong>al</strong>., supra note 8, para. 180.


56155. The State must establish the body indicated in paragraph 148 of thisjudgment as soon as possible, and its fin<strong>al</strong> decisions must be adopted within oneyear of notification of this judgment.156. The State must pay the compensation for non-pecuniary damage directly tothe victims, within one year of notification of this judgment, in the terms ofparagraph 151 hereof. In the case of the victims who are deceased or who die befor<strong>et</strong>he respective compensation is delivered, this should be delivered to theirsuccessors, in accordance with the applicable domestic law.157. The State must reimburse the costs within one year of notification of thisjudgment, in the terms of paragraph 154 hereof.158. The State must comply with its pecuniary obligations by payment in UnitedStates dollars or the equiv<strong>al</strong>ent amount in <strong>Peru</strong>vian currency, using the exchangerate b<strong>et</strong>ween the two currencies in force on the New York, United States of America,mark<strong>et</strong> the day prior to payment to make the respective c<strong>al</strong>culation.159. If, for reasons attributable to the victims or to each group of representatives,it is not possible for them to receive the amounts corresponding to non-pecuniarydamage and costs established in the judgment within the indicated period of oneyear, the State sh<strong>al</strong>l deposit the amount in favor of each of them in an account or adeposit certificate in a solvent <strong>Peru</strong>vian banking institute in United States dollars orthe equiv<strong>al</strong>ent in <strong>Peru</strong>vian currency and in the most favorable financi<strong>al</strong> conditionspermitted by law and <strong>Peru</strong>vian banking practice. If, after 10 years, the compensationhas not been claimed, it sh<strong>al</strong>l revert to the State with the accrued interest.160. The amounts <strong>al</strong>located in this judgment for compensation and forreimbursement of costs may not be affected or conditioned by current or futur<strong>et</strong>axes or charges. Consequently, they must be delivered integr<strong>al</strong>ly, as established inthis judgment.161. If the State f<strong>al</strong>ls into arrears, it sh<strong>al</strong>l pay interest on the amount owed,corresponding to banking interest on arrears in <strong>Peru</strong>.162. In accordance with its consistent practice, the Court will exercise theauthority inherent in its attributes and derived from Article 65 of the AmericanConvention to monitor compliance with <strong>al</strong>l the terms of this judgment. The case willbe closed when the State has fully complied with <strong>al</strong>l its terms. Within one year ofnotification of the judgment, <strong>Peru</strong> sh<strong>al</strong>l provide the Court with a report on themeasures adopted to comply with the judgment.163. Therefore,XIOPERATIVE PARAGRAPHSTHE COURTDECIDES,unanimously:


571. To reject the preliminary objections filed by the State, in the terms ofparagraphs 58 to 60, 65 to 71 and 75 to 78 of this judgment.DECLARES,unanimously, that:2. The State violated, to the d<strong>et</strong>riment of the 257 victims listed in the Appendixto this judgment, the rights to a fair tri<strong>al</strong> and to judici<strong>al</strong> protection embodied inArticles 8(1) and 25 of the Convention, in relation to the gener<strong>al</strong> obligation torespect and ensure rights and to adopt domestic leg<strong>al</strong> provisions established inArticles 1(1) and 2 thereof, in the terms of paragraphs 106 to 132 of this judgment.3. This judgment constitutes per se a form of reparation.AND ORDERS,unanimously, that:4. The State must guarantee to the 257 victims listed in the Appendix to thisjudgment access to a simple, prompt and effective recourse and, to this end, it mustestablish, as soon as possible, an independent and imparti<strong>al</strong> body with powers todecide in a binding and fin<strong>al</strong> manner, wh<strong>et</strong>her or not the said persons weredismissed in a justified and regular manner from the Congress of the Republic, andto establish the corresponding leg<strong>al</strong> consequences, including, if applicable, therelevant compensation based on the specific circumstances of each individu<strong>al</strong>, in th<strong>et</strong>erms of paragraphs 148, 149 and 155 of this judgment. The fin<strong>al</strong> decisions of thebody established for these effects must be adopted within one year of notification ofthis judgment.5. The State must pay, within one year of notification of this judgment, theamount established in paragraph 151 of this judgment, in favor of the 257 victimswhose names appear in the Appendix to this judgment, for non-pecuniary damage,in the terms of paragraphs 156 and 158 to 161 of this judgment.6. The State must pay, within one year of notification of this judgment, theamounts established for costs in paragraph 154, in the terms of paragraphs 157 to161 of this judgment.7. The Court will monitor full compliance with this judgment and will considerthe case closed when the State has fully executed <strong>al</strong>l its terms. Within a year ofnotification of this judgment, the State must send the Court a report on themeasures adopted to comply with it, in the terms of paragraph 162 hereof.Done at San José, Costa Rica, on November 24, 2006, in Spanish and English, theSpanish text being authentic.Judges Sergio García Ramírez and Antônio Augusto Cançado Trindade informed theCourt of their separate opinions, which accompany this judgment.


58Sergio García-RamírezPresidentAlirio Abreu-BurelliAntônio A. Cançado TrindadeCecilia Medina-QuirogaManuel E. Ventura-RoblesDiego García-SayánPablo Saavedra-AlessandriSecr<strong>et</strong>arySo ordered,Sergio García-RamírezPresidentPablo Saavedra-AlessandriSecr<strong>et</strong>ary


59APPENDIX TO THE JUDGMENT IN THE CASE OF THE DISMISSED CONGRESSIONAL EMPLOYEES(AGUADO ALFARO ET AL.) V. PERUList of victims1. <strong>Aguado</strong> <strong>Alfaro</strong>, José Alberto2. Aguilar Rojas, Félix3. Aguilar Rojas, Guisella Patricia4. Albornoz Alva, Luis Rodolfo5. Alcántara Ramos, Juana6. Aliaga Lama, Luis Arturo7. Alvarado Achicahu<strong>al</strong>a, Juan8. Alvarado G<strong>al</strong>ván, Eriberto Rodolfo9. Alvarado Suárez, Mónica Lourdes10. Alvarez Gutiérrez, Marleni Isabel11. Ampuero Ampuero, Víctor12. Angeles Ponte, Nancy Viol<strong>et</strong>a13. Antonio Ch<strong>al</strong>a, Sergio14. Araca Sosa, José Raúl15. Arcos Díaz, Cecilia Patricia16. Arév<strong>al</strong>o Torres, Rosa Luz17. Arias Infantes, Guillermo18. Arnez Macedo, Daniel19. Atauje Montes, Máximo Jesús20. Ay<strong>al</strong>a P<strong>al</strong>omino, Herlinda Adela21. B<strong>al</strong>larta Rueda, Eusebio Alfredo22. Barba Ureña, Telmo Jaime23. Barbaran Quispe, Jaime Raúl24. Bautista Apolaya, Max Sergio25. Begazo S<strong>al</strong>azar de Chang, Zoila Luz Ynés26. Belleza Cabanillas, Inés Margarita27. Bellido Orihuela, Augusto28. Beltrán Aguilar, Leoncio29. Bereche Riojas, Lidia Rosa30. Bonifacio Ramón, V<strong>al</strong>eriano Sebastián31. Bracamonte Chiringano, Susana32. Bravo Sarco, Cesar Augusto33. Briones Rodríguez, Johel Homar34. Burga Cardozo, Vilma35. Cabanillas Toro, Guad<strong>al</strong>upe Viol<strong>et</strong>a36. Cabrera Enríquez, Alfredo37. Cajusol Banses, Juan de la Cruz38. C<strong>al</strong>lirgos Tarazona, Ricardo Julio39. Camargo Matencio, Henry William40. Campos Alarcón, Dana Rossana41. Cánepa Campos, Rosa42. Cárdenas Pinto, Herver Víctor43. Carranza Rodríguez, Manuel Abad44. Carrillo Quiñones, Elizab<strong>et</strong>h Madeleine45. Castro S<strong>al</strong>vatierra, Toedoro Abelardo46. Ccap<strong>al</strong>i Atoccsa, Juana Irene47. Ccap<strong>al</strong>i Atoccsa, Zenón48. Changanaqui Chávez, José49. Chara Pacheco de Rivas, Luisa50. Chávez García, Bladimir Napoleón51. Cherrez Cordova, Rosa América


6052. Chino Villegas, Wilfredo Zenón53. Chipana Quispe, Tiburcio54. Chipana Rodríguez, Luis Manuel55. Cisneros Urbina, Esther56. Clerque Gonzáles, José Luis57. Cobeñas Pariamache, Félix58. Colán Villegas de Ormeño, Laura Beatriz59. Condezo Espinoza, Antonio Beato60. Córdova Melgarejo, Antoni<strong>et</strong>a Elizab<strong>et</strong>h61. Cornelio Dávila, Hipólito62. Cornelio Figueroa, Daisy Gladys63. Coronado Peña, José Raúl64. Cuadros Livelli, Manuel Alberto65. Cubas Vásquez, Lupo66. De la Cruz Paredes, Marci<strong>al</strong>67. De la Cruz Paredes, W<strong>al</strong>ter Melquíades68. Del Águila Chamay, Dully69. Del Castillo Meza, Víctor Roberto70. Delgado Gómez, Juan Francisco71. Delgado Suárez, Raquel Justina72. Dergan Alcántara, Gloria Telly73. Dextre Cano, Edgar74. Dextre Ordóñez, Edison75. Díaz Campos, Flavio76. Díaz Céspedes, Nina Francia77. Díaz López, Orlando78. Echevarría Flores, Gumercinda79. Echevarría Suárez de Peña, Ruth Cecilia80. Elera Molero, Luis Alberto81. Erquiñigo Ramón, Santiago Lino82. Espinoza Fernández, Félix83. Eugenio Centeno, Virginia84. Fernandez Saré, Adolfo85. Ferradas Nuñez, Pablo Jorge86. Flores Guillen, Lilia Carolina87. Flores S<strong>al</strong>inas, Javier Mauricio88. G<strong>al</strong>legos Ramírez, Luz Guillermina89. Gálvez S<strong>al</strong>daña, Nélida90. Ganoza Rivera, Jorge Luis91. García Hu<strong>al</strong>pa, Ana María92. García Vergara, Segundo Reyn<strong>al</strong>do93. Gimeno Alemán, Cecilia Victoria94. Gonzáles Figueroa, Máximo95. Gonzáles Panuera, Luis96. Gonzáles Sánchez, Anabel Iris97. González Castillo, Ricardo98. González Guillén, Jesús Gustavo99. Grandez Alvarado, César100. Guevara G<strong>al</strong>lo, Rodolfo Eduardo101. Guzmán Rebatta, Juan102. Hayasshi Bejarano, Folgges Luis103. Hernández Fernández, Ricardo Rolando104. Herrera Madueño, Caro Sabel105. Herrera Rojas, Lucas Erasmo106. Herrera V<strong>al</strong>dez, Reyn<strong>al</strong>do107. Hijar Cerpa, Andrés Avelino


61108. Hinojosa Silva, Jesús C<strong>al</strong>ixto109. Hinostroza Toro, Tito Antonio110. Huaman Cárdenas, Juan111. Huaman Trinidad, Wilfredo Emilio112. Huamantumba Vásquez, Felicita Meri113. Huaraca Vargas, Olimpio114. Huaranga Soto, María115. Hurtado Gutiérrez, Julio Miguel116. Ibáñez Ortiz, Sara Haydee117. Ibarra Ñato, Faustina Susana118. Infantes Vásquez, Rosa María119. Inga Coronado, María Rosa120. Jaimes Cano, Marco Antonio121. Kitano la Torre, Elsi Judith122. La Cruz Crespo, Carlos Edmundo123. Loayza Arcos, Lucy Maruja124. Lozano Muñoz, Julio Amador125. Luna Aragón, Elizab<strong>et</strong>h126. Mag<strong>al</strong>lán G<strong>al</strong>oc, Jackeline127. M<strong>al</strong>partida Gutiérrez, Héctor Fernando128. Marcelo Navarro, Delano129. Marchena Alva, José Luis130. Margarito Silva, Juan Manuel131. Marrugarra Neyra, Luis132. Medina Ramirez, Sergio Alejandro133. Meléndez Saavedra, Inés134. Menacho S<strong>al</strong>as, Aquilino135. Mendoza Michuy, Roger Manuel136. Molina Ugarte Nohemí137. Mont<strong>al</strong>van Alvarado, César Augusto138. Montes Pacora, Hugo139. Montes Yacsahuache, Hugo Enrique140. Montoya Luna, Jaime Jhony141. Moreno González, Margarita Soledad142. Mujica Esquivel, Liz Orencia143. Muñoz Jesús, Berilda144. Murillo Orihuela, Rosa Ysabel145. Navarro Sánchez, Jorge146. Nizama Zelaya, Víctor Fernando147. Núñez Centeno, Víctor148. Núñez Mor<strong>al</strong>es, Carmen Adela149. Ordóñez Quispe, Marco Antonio150. Ore León, Jorge Aurelio151. Orrillo Vásquez Torres, Flavia Jesús152. Ortega Martell, Carlos Alberto153. Owada Amado, Oscar154. Pacheco Munayco, Jorge Luis155. Paitan Mauricio, Cat<strong>al</strong>ina156. Pajares Godoy, Moisés157. Paredes Cuba, W<strong>al</strong>ter Roberto158. Paredes Cuba, Carmen Rosa159. Paucar Dávila, Rebeca160. Pedreshi Santín de Berropi, Ana Graciela161. Peredo Cavassa, Alicia Am<strong>al</strong>ia162. Peredo Cavassa, Mario Arturo163. Pereyra S<strong>al</strong>azar, W<strong>al</strong>ter


62164. Pérez Guevara, Cesar Dionicio165. Pérez Polo, Ros<strong>al</strong>ía166. Pichilingüe Romero, Teresa Victoria167. Pilco Guerra de Phang Chiong, Luisa Florentina168. Pizarro Sánchez, Consuelo Elena169. Pohl Luna, Amelia Rosario170. Polo Castañeda, Agustín Miguel Arturo171. Purizaca Arámbulo, José Humberto172. Quineche Díaz, María Elena173. Quiñonez At<strong>al</strong>aya, Lira Inocencia174. Quiñones Díaz, Manuel175. Quiñonez Seminario, Pedro Antonio176. Ramírez de Peña, Jacinta Eudora177. Ramírez Granados, Margarita178. Ramírez Rodríguez, Mónica Emperatriz179. Ramos de la Cruz, Elmi Yoli180. Ravello Velásquez, John181. R<strong>et</strong>uerto Aranda; Rómulo Antonio182. Revelo Infante, Ron<strong>al</strong>d Luciano183. Reyes Cab<strong>al</strong>lero, Rubén Manuel184. Ribotte Rodríguez, Lino Roberto185. Rigaid Arév<strong>al</strong>o, Fernando Julio Antonio186. Rivas Capel<strong>et</strong>ti, Carlos Manuel187. Rivas Chara, Jorge Martín188. Rivera Delgado, Bertha P<strong>et</strong>ronila189. Rivera Loayza, Carmen190. Rivera Martínez, Nelly Andrea191. Rodas Romero, Julio192. Rodríguez Campos, Rommy Cecilia193. Rodríguez Espada, Eugenio194. Rodríguez García, Elisa195. Rodríguez Reaño, Vicente W<strong>al</strong>do196. Rojas Cortez, Víctor197. Rojas Figueroa, Luis Félix198. Rojas Vega, Irma Margot199. Román Toro, Isaías200. Romero Chang, María del Carmen201. Saavedra Ambrosio, José Fortunato202. Saavedra Mego, Santos Viol<strong>et</strong>a203. Saavedra Vega, Armando204. S<strong>al</strong>as Sobrino, Frida Luisa205. S<strong>al</strong>azar Caycho, Eduardo206. S<strong>al</strong>azar Venegas, María207. S<strong>al</strong>cedo Olivares, Liduvina208. Sánchez Alarcón, Reyna209. Sánchez Campos, Luz Acela210. Sánchez Candia, Raúl Manuel211. Sánchez Lozano, Juan Carlos212. Santisteban Urmen<strong>et</strong>a, Ron<strong>al</strong>d Leonardo213. Santivañez Velásquez, Oscar Alfredo214. Sernaqué Vargas, César Agustín215. Silva Baca, Elieberto216. Silva Baca, Víctor Raúl217. Silva Delgado, Iván Francisco218. Sipan Guerra, Javier Celso219. Solís Martell, Clemencia Claudia


63220. Solís R<strong>et</strong>uerto, Wilder Domingo221. Solís Roca, Eleuterio222. Soria Cañas, Lavinia Edith223. Sosa Álvarez, Carmen224. Soto Santana, Giovanna Els<strong>et</strong>225. Soto Santana, W<strong>al</strong>ter Edgardo226. Sotomayor Vargas, Javier Rubén227. T<strong>al</strong>ledo Añazco, Luz Angélica228. Torres Hoyos, L<strong>et</strong>i Dorinda229. Torres Martínez, Juan230. Torres Pri<strong>et</strong>o, Rolando Alfonso231. Uchuya Chac<strong>al</strong>tana, Leoncio Constantino232. Ugarte Pierrend, Juana Inés Elena233. Unzu<strong>et</strong>a Medina, Carlos234. Urquiza Alcántara, Ron<strong>al</strong>d235. Urrunaga Linares, Víctor Manuel236. V<strong>al</strong>dez Rivera, Ángela Arminda237. V<strong>al</strong>dez Tellez, Hilda Orfa238. Varias Trabanco, Freddy Demesio239. Vásquez Legua, Oscar Arcadio240. Vásquez Quezada, Juan Félix241. Vásquez Quiñones, Soledad Clorinda242. Vásquez Sánches, Fidel243. Vega Díaz, Iván Alex244. Velásquez Machuca, Edgar Humberto245. Vera Vitorino, Visitación Elizab<strong>et</strong>h246. Vereau P<strong>al</strong>ma, Cita Amparo247. Vid<strong>al</strong> Vid<strong>al</strong>, Eva Isabel248. Villar Contreras, José Alberto249. Villare<strong>al</strong> Rodríguez, Hermelinda250. Villegas Guerra, Wilburt251. Vizcarra Zorrilla, Neida Eleonor252. Zapata Espinoza, Elsa Silvia253. Zapata Zapata, Rosario Emperatriz254. Zav<strong>al</strong><strong>et</strong>a Saavedra, Carmen255. Zegarra Castro, David Orlando256. Zegarra Zev<strong>al</strong>los, Segundo Benito257. Zuma<strong>et</strong>a Flores, Iván


SEPARATE OPINION OF JUDGE SERGIO GARCÍA RAMÍREZCONCERNING THE JUDGMENT OF THEINTER-AMERICAN COURT OF HUMAN RIGHTSIN THE CASE OF THE DISMISSED CONGRESSIONAL EMPLOYEES V. PERU,OF NOVEMBER 24, 20061. In this judgment, the Court has ruled on the control of “convention<strong>al</strong>ity”(para. 128) that can and must be exercised by the nation<strong>al</strong> Judiciary with regard toacts of government<strong>al</strong> authorities – including, norms of a gener<strong>al</strong> scope – pursuant tothe powers conferred on them by the laws which govern them and the provisions ofthe internation<strong>al</strong> human rights law, to which the State that these nation<strong>al</strong> organsbelong to are bound by different acts of a sovereign nature (ratification of oraccession to a treaty, acceptance of a jurisdiction). The Court has referred to this“control” in its judgment in the Almonacid case (para. 124) previously this year.2. In the instant case, when referring to the control of “convention<strong>al</strong>ity,” theInter-American Court has considered the applicability and application of theAmerican Convention on Human Rights, Pact of San José. However, the samefunction is deployed, for the same reasons, with regard to other instruments of asimilar nature, that comprise the corpus juris arising from the human rightsconventions to which the State is a party: the Protocol of San S<strong>al</strong>vador, the Protocolto Abolish the Death Pen<strong>al</strong>ty, the Convention to Prevent and Punish Torture, theConvention of Belém do Pará on the Eradication of Violence against Women, theConvention on Forced Disappearance of Persons, <strong>et</strong>c<strong>et</strong>era. The task is to ensureconsistency b<strong>et</strong>ween actions at the nation<strong>al</strong> level and the internation<strong>al</strong> commitmentsmade by the State that generate specific obligations for the latter and recognizecertain rights for the individu<strong>al</strong>.3. The jurisdiction<strong>al</strong> chain of the means of controlling acts of government<strong>al</strong>authorities is well known; under diverse jurisdiction<strong>al</strong> criteria – and not <strong>al</strong>ways inaccordance with a system of instances that represent new stages of one and thesame process – it endeavors to adjust the acts of the government<strong>al</strong> authorities tothe law. In the sphere that I am interested in referring to, this occurs each time thata proceeding on leg<strong>al</strong>ity is heard (in the sense of ensuring that the act examined is inkeeping with the norm that should govern it, at the different levels of the normativehierarchy): by the appe<strong>al</strong>s body with regard to the body of first instance; by thecassation authority concerning the contested judici<strong>al</strong> decision; by the constitution<strong>al</strong>court with regard to acts of different nation<strong>al</strong> authorities, and by the internation<strong>al</strong>court as regards acts which can be attributed to a State that has accepted thatcourt’s comp<strong>et</strong>ence to s<strong>et</strong>tle contentious matters arising in the domestic sphere.4. On other occasions, I have compared the function of internation<strong>al</strong> humanrights tribun<strong>al</strong>s to the mission of nation<strong>al</strong> constitution<strong>al</strong> courts. The latter areresponsible for safeguarding the rule of law through their decisions concerning thesubordination of acts of government<strong>al</strong> authorities to the supreme law of the nation. Acase law of principles and v<strong>al</strong>ues (principles and v<strong>al</strong>ues of the democratic system)has arisen in the development of constitution<strong>al</strong> justice, which illustrates the directiontaken by the State, provides security to the individu<strong>al</strong>, and establishes the route andthe boundaries for the work of the State’s organs. Considered from another angle,the control of constitution<strong>al</strong>ity, as an assessment of and a decision on the act of thegovernment<strong>al</strong> authority put on tri<strong>al</strong>, is entrusted to a high-ranking organ within the


2State’s jurisdiction<strong>al</strong> structure (concentrated control) or assigned to diversejurisdiction<strong>al</strong> bodies in the case of matters they hear pursuant to their respectivecomp<strong>et</strong>ences (diffuse control).5. In a similar way to that described in the preceding paragraph, there is acontrol of “convention<strong>al</strong>ity” deposited in internation<strong>al</strong> – or supranation<strong>al</strong> – tribun<strong>al</strong>s,created by human rights conventions, which entrust these organs of the new region<strong>al</strong>human rights justice with the interpr<strong>et</strong>ation and application of the respective treatiesand with ruling on facts that <strong>al</strong>legedly violate the obligations s<strong>et</strong> out in theconventions that give rise to the internation<strong>al</strong> responsibility of the State whichratified the convention or acceded to it.6. Every day fewer questions are being raised about the binding or merelyindicatory nature of the rulings of the internation<strong>al</strong> human rights courts. I will notexamine here the possible v<strong>al</strong>ue of the opinions issued by the latter in response tothis type of request. Rather, I refer to the rulings issued during or at the conclusionof genuine proceedings, initiated on the basis of a dispute (litigation, in thesubstantive sense) filed before the jurisdiction by whosoever may legitimately file acomplaint (in our case, pursuant to the American Convention, the Inter-AmericanCommission on Human Rights or a State that has acknowledged the so-c<strong>al</strong>ledcompulsory jurisdiction of the Inter-American Court). The American Conventionstipulates clearly – and there is widespread agreement on this point – that suchdecisions are binding for the parties to the dispute. It is possible to go even furtherwhen the proceedings de<strong>al</strong>s with acts that, owing to their very nature, have aobjective sphere of application that exceeds the parties to the litigation: for example,a law, as can be seen in the judgment on interpr<strong>et</strong>ation in the Barrios Altos case.7. Since the American Convention and the Statute of the Inter-American Court –both of which are products of the normative intentions of the American States thatissued them – confer on the Court the function of interpr<strong>et</strong>ing and applying theAmerican Convention (and, if applicable and within its sphere, other treaties:protocols and conventions that establish, with multiple formulas, the sameattribution within the human rights corpus juris), it is for the Court to establish themeaning and scope of the norms contained in these internation<strong>al</strong> treaties.8. In keeping with the jurisdiction<strong>al</strong> logic that underpins the Court’sestablishment and operation, it could not be considered that it would need to hearhundreds or thousands of cases on a single treaty-based issue – which would involvean enormous neglect of the individu<strong>al</strong> – in other words, <strong>al</strong>l the litigations that areever filed in <strong>al</strong>l the countries, resolving one by one the facts that violate rights, andguaranteeing, <strong>al</strong>so one by one, the specific rights and freedoms. The only reasonablepossibility of protection implies that once the “interpr<strong>et</strong>ation and application criteria”have been established, the States will include them in their leg<strong>al</strong> system, throughpolicies, laws and judgments that give transcendence, univers<strong>al</strong>ity and effectivenessto the rulings of the Court, which was established – I insist – through the sovereignwill of the States, to uphold their basic decisions, explicit in their nation<strong>al</strong>constitutions and, evidently, in their internation<strong>al</strong> treaty-based commitments.9. Fortunately, in recent years – during which there has been a notabledevelopment of diverse elements of the inter-American system for the protection ofhuman rights, including the jurisdiction<strong>al</strong> aspect – that idea has prevailed explicitlyand increasingly. Every day more high-ranking nation<strong>al</strong> courts accept it. The nation<strong>al</strong>


3acceptance of internation<strong>al</strong> human rights law is an outstanding positive traitnowadays, and it should be recognized, sustained and increased.10. The express and sufficient connection b<strong>et</strong>ween the domestic system and theinternation<strong>al</strong> system – which resolves disagreements and overcomes problems ofinterpr<strong>et</strong>ation that can signify uncertainty or a diminishing of the statute of individu<strong>al</strong>rights and freedoms – must be encouraged in order to continue steadfastly in thisdirection. Sever<strong>al</strong> modern constitutions have confronted this matter and providedsolutions that “build a bridge” b<strong>et</strong>ween both systems and eventu<strong>al</strong>ly benefit thosewhose interests must be served: human beings. This happens when a constitutiongrants the highest v<strong>al</strong>ue to internation<strong>al</strong> human rights treaties or when it establishesthat, in cases of difference or discrepancy, the norm that contains the maximumguarantees or most extensive rights for the individu<strong>al</strong> will prevail.11. If this clear and categoric<strong>al</strong> connection exists – or at least one that issufficient and intelligible, and that is not lost in uncertainties or a diversity ofinterpr<strong>et</strong>ations - and, because of this, internation<strong>al</strong> instruments are immediatelyapplicable in the domestic sphere, the nation<strong>al</strong> courts can and must conduct theirown control of “convention<strong>al</strong>ity.” This has been done by various organs of nation<strong>al</strong>justice, improving the outlook that had been bleak, inaugurating a new stage ofenhanced protection of the individu<strong>al</strong> and confirming the idea – which I havereiterated – that the vit<strong>al</strong> battle for human rights will be won in the domestic sphere,to which the internation<strong>al</strong> sphere is a contributor or a complement, but not asubstitute.12. This control of “convention<strong>al</strong>ity” – on the successful results of which theincreased dissemination of the regime of guarantees depends – can have (as hasoccurred in some countries) a diffuse nature; in other words, it can be in the handsof <strong>al</strong>l the courts when they have to decide cases in which the provisions ofinternation<strong>al</strong> human rights treaties are applicable.13. This would <strong>al</strong>low an extensive (vertic<strong>al</strong> and gener<strong>al</strong>) system of control of theleg<strong>al</strong>ity of the acts of government<strong>al</strong> authorities to be drawn up – as regards theconformity of such acts to internation<strong>al</strong> human rights norms – without prejudice tothe fact that the source of interpr<strong>et</strong>ation of the relevant internation<strong>al</strong> provisions iswhere the States have deposited it when s<strong>et</strong>ting up the protection systemestablished in the American Convention and in other instruments of the region<strong>al</strong>corpus juris. I consider that this extensive control – to which the control of“convention<strong>al</strong>ity” corresponds – is among the most relevant tasks for the immediatefuture of the inter-American system for the protection of human rights.Pablo Saavedra-AlessandriSecr<strong>et</strong>arySergio García-RamírezJudge


SEPARATE OPINION OF JUDGE A.A. CANÇADO TRINDADE1. I have voted in favor of the adoption of this judgment of the Inter-AmericanCourt of Human Rights in the case of the <strong>Dismissed</strong> <strong>Congression<strong>al</strong></strong> <strong>Employees</strong>, withregard to the State of <strong>Peru</strong>. In this brief separate opinion, I wish to add someclarifications of a conceptu<strong>al</strong> nature. Although I am not satisfied with the decision inthis case, at least the Court’s judgment reve<strong>al</strong>s the importance of the right to aneffective recourse in order to avoid the occurrence of a situation such as that of theemployees dismissed from the <strong>Peru</strong>vian Congress in the cas d'espèce. It is nocoincidence that, in this regard, in Castillo Páez v. <strong>Peru</strong> (judgment on merits ofNovember 3, 1997), when first d<strong>et</strong>ermining the content of the right to an effectivedomestic recourse (under Article 25 of the American Convention on Human Rights),the Court added that the right to an effective domestic recourse “is one of thefundament<strong>al</strong> pillars not only of the American Convention, but of the very rule of lawin a democratic soci<strong>et</strong>y in the terms of the Convention” (para. 82).2. As I have been maintaining for many years, effective recourses underdomestic law, to which specific provisions of human rights treaties refer expressly,are part of the internation<strong>al</strong> protection of human rights.1 In this regard, it should not be forgotten, as the Court indicates in this judgment,that:“When a State has ratified an internation<strong>al</strong> treaty such as the American Convention, thejudges are <strong>al</strong>so subject to it; this obliges them to ensure that the eff<strong>et</strong> util of theConvention is not reduced or annulled by the application of laws contrary to itsprovisions, object and purpose. In other words, the organs of the Judiciary shouldexercise not only a control of constitution<strong>al</strong>ity, but <strong>al</strong>so of ‘convention<strong>al</strong>ity’ ex officiob<strong>et</strong>ween domestic norms and the American Convention; evidently within the frameworkof their respective jurisdictions and the corresponding procedur<strong>al</strong> regulations. (...).” 23. In other words, the organs of the Judiciary of each State Party to theAmerican Convention should have an in-depth knowledge of and duly apply not onlyconstitution<strong>al</strong> law but <strong>al</strong>so internation<strong>al</strong> human rights law; should exercise ex officiothe control of compliance with the constitution (constitution<strong>al</strong>ity) and withinternation<strong>al</strong> treaties (convention<strong>al</strong>ity), considered tog<strong>et</strong>her, since the internation<strong>al</strong>and nation<strong>al</strong> leg<strong>al</strong> systems are in constant interaction in the domain of the protectionof the individu<strong>al</strong>. The case of the <strong>Dismissed</strong> <strong>Congression<strong>al</strong></strong> <strong>Employees</strong> poses thequestion for future studies on the issue of access to justice of wh<strong>et</strong>her a lack ofclarity with regard to domestic recourses as a whole can <strong>al</strong>so lead to a deni<strong>al</strong> ofjustice.4. I would like to rec<strong>al</strong>l here that, in my separate opinion in the recent case ofGoiburú <strong>et</strong> <strong>al</strong>. v. Paraguay (judgment of September 22, 2006), I indicated that, inthat case, the Court had taken a step forward in the direction I had been advocating1 . A.A. Cançado Trindade, The Application of the Rule of Exhaustion of Loc<strong>al</strong> Remedies inInternation<strong>al</strong> Law, Cambridge University Press, 1983, pp. 279-287; A.A. Cançado Trindade, OEsgotamento de Recursos Internos no Direito Internacion<strong>al</strong>, 2a. ed., Brasília, Editora Universidade deBrasília, 1997, pp. 243 and 265.2 . Paragraph 128.


2within the Court for some time, 3 by recognizing that this peremptory right <strong>al</strong>socovers the right of access to justice lato sensu; in other words, the right to fulljurisdiction<strong>al</strong> benefits. In the words of the Court:“(...) Access to justice is a peremptory norm of internation<strong>al</strong> law and, as such, gives ris<strong>et</strong>o obligations erga omnes for the States to adopt <strong>al</strong>l necessary measures to ensure thatsuch violations do not remain unpunished, either by exercising their jurisdiction to applytheir domestic law and internation<strong>al</strong> law to prosecute and, when applicable, punish thoseresponsible, or by collaborating with other States that do so or attempt to do so” (para.131).5. I had argued precisely in the same sense in my extensive separate opinion(paras. 63-65) 4 in the Pueblo Bello Massacre v. Colombia (judgment of January 31,2006), in which I <strong>al</strong>so covered other aspects: (a) Articles 25 and 8 of the AmericanConvention at the ontologic<strong>al</strong> and hermeneutic levels (paras. 14-15); (b) the genesisof the right to an effective domestic recourse in the corpus juris of internation<strong>al</strong>human rights law (paras. 16-21); (c) the right to an effective recourse in the caselaw of the Inter-American Court (paras. 24-27); (d) the indivisibility of access tojustice (the right to an effective recourse) and the guarantees of due process of law(Articles 25 and 8 of the American Convention)(paras. 28-34); (e) the indivisibility ofArticles 25 and 8 of the American Convention in the consistent case law of the Inter-American Court (paras. 35-43); (f) the indivisibility of Articles 25 and 8 of theAmerican Convention as an inviolable advance in case law (paras. 44-52); (g)overcoming the difficulties concerning the right to an effective recourse in the caselaw of the European Court (paras. 53-59); and (h) the right of access to justice latosensu (paras. 60-61).6. In this judgment in the <strong>Dismissed</strong> <strong>Congression<strong>al</strong></strong> <strong>Employees</strong> case, the Courthas once again confirmed its consistent case law by considering Articles 8 and 25 ofthe American Convention in an indivisible and interrelated manner, in combinationwith Articles 1(1) and 2 of the Convention. 5 Nevertheless, I consider that the solutionfound by the Court’ 6 to the issue raised in this case does not do justice to theconcepts it has adopted correctly on the right of access to justice (supra).7. Regarding the unsatisfactory paragraph 136 of this judgment, which is similarto the unsatisfactory wording of Article 26 of the American Convention (a product ofits time), owing to absolute lack of time, in view of the accelerated work“m<strong>et</strong>hodology” adopted recently by the Court, over my objection, I will merelyreiterate my understanding, expressed in numerous publications over the years, that<strong>al</strong>l human rights, even economic, soci<strong>al</strong> and cultur<strong>al</strong> rights, are promptly and3 . Indeed, in my separate opinion in Myrna Mack Chang v. Guatem<strong>al</strong>a (Judgment of November 25,2003), I maintained that the right to law is necessary; in other words, the right to a leg<strong>al</strong> system thateffectively safeguards fundament<strong>al</strong> human rights (paras. 9 to 55).4 . In this separate opinion, I observed that “[t]he indivisibility b<strong>et</strong>ween Articles 25 and 8 of theAmerican Convention […] leads me to characterize access to justice, understood as the full re<strong>al</strong>ization ofjustice, as forming part of the sphere of jus cogens; in other words, that the inviolability of <strong>al</strong>l the judici<strong>al</strong>rights established in Articles 25 and 8 considered tog<strong>et</strong>her belongs to the sphere of jus cogens. […] thefundament<strong>al</strong> guarantees, common to internation<strong>al</strong> human rights law and internation<strong>al</strong> humanitarian lawhave a univers<strong>al</strong> vocation because they are applicable in any circumstance, constitute a peremptory right(belonging to jus cogens), and entail obligations erga omnes of protection” (para. 64, and cf. paras. 60-62).5 . Paragraph 119 and the second operative paragraph.6 . Fourth operative paragraph.


3immediately demandable and justiciable, once the interrelation and indivisibility of <strong>al</strong>lhuman rights are affirmed at both the doctrin<strong>al</strong> and the operation<strong>al</strong> levels – in otherwords, both in leg<strong>al</strong> writings and in hermeneutics and the application of humanrights. 7Antônio Augusto Cançado TrindadeJudgePablo Saavedra-AlessandriSecr<strong>et</strong>ary7 . A.A. Cançado Trindade, La Cuestión de la Protección Internacion<strong>al</strong> de los Derechos Económicos,Soci<strong>al</strong>es y Cultur<strong>al</strong>es: Evolución y Tendencias Actu<strong>al</strong>es, San José, Costa Rica, IIDH (Serie para ONGs, vol.6), 1992, pp. 1-61; A.A. Cançado Trindade, "La question de la protection internation<strong>al</strong>e des droitséconomiques, sociaux <strong>et</strong> culturels: évolution <strong>et</strong> tendances actuelles", 44 Bol<strong>et</strong>im da Sociedade Brasileirade Direito Internacion<strong>al</strong> (1991) pp. 13-41; A.A. Cançado Trindade, "La Protección Internacion<strong>al</strong> de losDerechos Económicos, Soci<strong>al</strong>es y Cultur<strong>al</strong>es en el Fin<strong>al</strong> del Siglo", in El Derecho Internacion<strong>al</strong> en un Mundoen Transformación - Liber Amicorum en Homenaje <strong>al</strong> Prof. E. Jiménez de Aréchaga, vol. I, Montevideo,Fundación de Cultura Universitaria, 1994, pp. 345-363; A.A. Cançado Trindade, El Derecho Internacion<strong>al</strong>de los Derechos Humanos en el Siglo XXI, 1st. ed., Santiago, Editori<strong>al</strong> Jurídica de Chile, 2001, pp. 91-142,among other publications.

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