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Scalia, Antonin - The Tanner Lectures on Human Values

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Comm<strong>on</strong>-Law Courts in aCivil-Law System:<str<strong>on</strong>g>The</str<strong>on</strong>g> Role of United States Federal Courtsin Interpreting the C<strong>on</strong>stituti<strong>on</strong> and LawsANTONIN SCALIATHE TANNER LECTURES ON HUMAN VALUESDelivered atPrincet<strong>on</strong> UniversityMarch 8 and 9, 1995


ANTONIN SCALIA is Associate Justice of the United StatesSupreme Court. He was educated at Georgetown Universityand the University of Fribourg, and received his lawdegree from Harvard University, where he was the noteeditor for the Harvard Law Review. He has served as generalcounsel for the Office of Telecommunicati<strong>on</strong>s Policy inthe Executive Office of the President, and as an assistantattorney general in the Office of Legal Counsel at the U.S.Department of Justice. He was a professor of law at theUniversity of Virginia and the University of Chicago, avisiting professor at Georgetown University and StanfordUniversity, and a scholar in residence at the AmericanEnterprise Institute. He was nominated to the U.S. Courtof Appeals in 1982, and took the oath of office for theSupreme Court in 1986. He is the author of A Matter ofInterpretati<strong>on</strong>: Federal Courts and the Law (1997).


I<str<strong>on</strong>g>The</str<strong>on</strong>g> title of these lectures, as I assume those who are not hereby accident have been advised, is “Comm<strong>on</strong>-Law Courts in a Civil-Law System: <str<strong>on</strong>g>The</str<strong>on</strong>g> Role of United States Federal Courts in Interpretingthe C<strong>on</strong>stituti<strong>on</strong> and Laws.” That title is a reflecti<strong>on</strong> of<strong>on</strong>e of my c<strong>on</strong>cerns with modern American legal educati<strong>on</strong>, and<strong>on</strong>e of the reas<strong>on</strong>s I believe my philosophy of statutory c<strong>on</strong>structi<strong>on</strong>in general (known loosely as textualism) and of c<strong>on</strong>stituti<strong>on</strong>alc<strong>on</strong>structi<strong>on</strong> in particular (known loosely as originalism)is repugnant to the first instincts of much of the legal professi<strong>on</strong>.In this first day’s lecture, I intend to describe generally thecomm<strong>on</strong>-law system, and how it is taught, and to c<strong>on</strong>trast it withthe work of statutory c<strong>on</strong>structi<strong>on</strong> that is the principal businessof modern courts. In tomorrow’s lecture I will discuss some of thetechniques of textual interpretati<strong>on</strong>, including those particularlyapplicable to the c<strong>on</strong>stituti<strong>on</strong>.It is difficult to c<strong>on</strong>vey to some<strong>on</strong>e who has not attended lawschool the enormous impact of the first year of study. Many studentsremark up<strong>on</strong> the phenomen<strong>on</strong>: It is like a mental rebirth,the acquisiti<strong>on</strong> of what seems like a whole new mode of perceivingand thinking. <str<strong>on</strong>g>The</str<strong>on</strong>g>reafter, even if <strong>on</strong>e does not yet know muchlaw, he - as the expressi<strong>on</strong> goes - “thinks like a lawyer.”<str<strong>on</strong>g>The</str<strong>on</strong>g> overwhelming majority of the courses taught in thatfirst year of law school, and surely the <strong>on</strong>es that have the mostimpact, are courses that teach the substance, and the methodology,of the comm<strong>on</strong> law - torts, for example; c<strong>on</strong>tracts; property;criminal law. We lawyers cut our teeth up<strong>on</strong> the comm<strong>on</strong> law.To understand what an effect that must have, you must appreciatethat the comm<strong>on</strong> law is not really comm<strong>on</strong> law, except insofar asjudges can be regarded as comm<strong>on</strong>. That is to say, it is not “customarylaw,” or a reflecti<strong>on</strong> of the people’s practices, but is rather[79 ]


80 <str<strong>on</strong>g>The</str<strong>on</strong>g> <str<strong>on</strong>g>Tanner</str<strong>on</strong>g> <str<strong>on</strong>g>Lectures</str<strong>on</strong>g> <strong>on</strong> <strong>Human</strong> <strong>Values</strong>law developed by the judges. Perhaps in the very infancy of thecomm<strong>on</strong> law it could have been thought that the courts were mereexpositors of generally accepted social practices ; and certainly,even in the full maturity of the comm<strong>on</strong> law, a well establishedcommercial or social practice could form the basis for a court’sdecisi<strong>on</strong>. But from an early time - as early as the Year Books,which record English judicial decisi<strong>on</strong>s from the end of the thirteenthcentury to the beginning of the sixteenth - any equivalencebetween custom and comm<strong>on</strong> law had ceased to exist, except in thesense that the doctrine of stare decisis rendered prior judicial decisi<strong>on</strong>s“custom.” <str<strong>on</strong>g>The</str<strong>on</strong>g> issues coming before the courts involved,more and more, refined questi<strong>on</strong>s that customary practice gave noanswer to.Oliver Wendell Holmes’s inflential book <str<strong>on</strong>g>The</str<strong>on</strong>g> Comm<strong>on</strong> Law -which is still suggested reading for entering law students —talks a little bit about Germanic and early English custom. Butmostly it talks about individual judicial decisi<strong>on</strong>s, and about thejudges, famous and obscure, who wrote them: Chief Justice Choke,Doderidge, J., Lord Holt, Redfield, C.J., Rolle, C.J., Hankford, J.,Bar<strong>on</strong> Parke, Lord Ellenborough, Lord Holt, Peryam, C.B., Danbyand Brian, Brett, J., Cockburn, C.J., Popham, C.J., Hyde, C.J., and<strong>on</strong> and <strong>on</strong> and <strong>on</strong>. Holmes’s book is a paean to reas<strong>on</strong>, and to themen who brought that faculty to bear in order to create Anglo-American law.This is the image of the law - the comm<strong>on</strong> law - to which anaspiring lawyer is first exposed, even if he hasn’t read Holmes overthe previous summer as he was supposed to. You all know aboutthe case-law method, brought to movies and TV by the famousProfessor Kingsfield. <str<strong>on</strong>g>The</str<strong>on</strong>g> student is assigned to read a series ofcases, set forth in a casebook, designed to show how the law developed.In the field of c<strong>on</strong>tracts, for example - to take a courseI <strong>on</strong>ce taught - he reads, and discusses in class, the famous oldcase of Hadley v. Baxendale, 1 decided a century and a half ago by19Ex, 341, 156 Eng. Rep. 145 (1854).


[SCALIA] Comm<strong>on</strong>-Law Courts in a Civil-Law System 81the English Court of Exchequer: A mill in Gloucester ground to ahalt (so to speak) because of a cracked crank-shaft. To get a new<strong>on</strong>e made, it was necessary to send the old <strong>on</strong>e, as a model, to themanufacturer of the mill’s steam-engine, in Greenwich. <str<strong>on</strong>g>The</str<strong>on</strong>g> millersent <strong>on</strong>e of his workers to a carrier’s office to see how l<strong>on</strong>g thedelivery would take; the worker told the carrier’s clerk that themill was stopped, and that the shaft must be sent immediately.<str<strong>on</strong>g>The</str<strong>on</strong>g> clerk replied that if the shaft was received by no<strong>on</strong> it wouldbe delivered the next day. <str<strong>on</strong>g>The</str<strong>on</strong>g> miller delivered the shaft to thecarrier before no<strong>on</strong> the next day and paid the fee to have it transported;but because of the carrier’s neglect it took several additi<strong>on</strong>aldays to be delivered, with the result that the mill took severaladditi<strong>on</strong>al days to get back into service. <str<strong>on</strong>g>The</str<strong>on</strong>g> miller sought, asdamages for breach of the shipping c<strong>on</strong>tract, his lost profits forthose days, which were of course many times what the carrier hadreceived as the shipping charge. <str<strong>on</strong>g>The</str<strong>on</strong>g> carrier said that he was notliable for such remote c<strong>on</strong>sequences.Now this was a fairly subtle and refined point of law. As withmost points that reached the stage of litigati<strong>on</strong>, it could not reallybe said that there was a general practice which the court couldimpose as comm<strong>on</strong>, customary law. <str<strong>on</strong>g>The</str<strong>on</strong>g> court decided, essentially,that the carrier was right, and it laid down the very important rule,that in a suit for breach of c<strong>on</strong>tract not all damages suffered becauseof the breach can be recovered, but <strong>on</strong>ly those that “couldhave been fairly and reas<strong>on</strong>ably c<strong>on</strong>templated by both the partieswhen they made [the] c<strong>on</strong>tract.” <str<strong>on</strong>g>The</str<strong>on</strong>g> opini<strong>on</strong> c<strong>on</strong>tains some policyreas<strong>on</strong>s for the result, citati<strong>on</strong> of a few earlier opini<strong>on</strong>s by Englishcourts, and citati<strong>on</strong> of not a single snippet of statutory lawthoughcounsel arguing the case did bring to the court’s attenti<strong>on</strong>the dispositi<strong>on</strong> set forth in the French Civil Code. For there wasno relevant English statutory law; c<strong>on</strong>tract law was almost entirelythe creati<strong>on</strong> of English judges.I must interject at this point (the old c<strong>on</strong>tracts professor in mecompels it), that even assuming the new rule that <strong>on</strong>ly reas<strong>on</strong>ably


82 <str<strong>on</strong>g>The</str<strong>on</strong>g> <str<strong>on</strong>g>Tanner</str<strong>on</strong>g> <str<strong>on</strong>g>Lectures</str<strong>on</strong>g> <strong>on</strong> <strong>Human</strong> <strong>Values</strong>foreseeable damages are recoverable, the miller rather than thecarrier should have w<strong>on</strong> the case. <str<strong>on</strong>g>The</str<strong>on</strong>g> court’s opini<strong>on</strong> simply overlooksthe fact that the carrier was informed that the mill wasstopped; it must have been quite clear to the carrier’s clerk thatrestarting the mill was the reas<strong>on</strong> for the haste; and that profitswould be lost while the mill was idle. But if you think it is terriblyimportant that the case came out wr<strong>on</strong>g, you are not yet thinkinglike a lawyer-or at least not like a comm<strong>on</strong> lawyer. That isreally sec<strong>on</strong>dary. Famous old cases are famous, you see, not becausethey came out right, but because the rule of law they announcedwas the intelligent <strong>on</strong>e. Comm<strong>on</strong>-law courts performedtwo functi<strong>on</strong>s: One was to apply the law to the facts. All adjudicators- French judges, arbitrators, even baseball umpires andfootball referees - do that. But the sec<strong>on</strong>d functi<strong>on</strong>, and the moreimportant <strong>on</strong>e, was to make the law.If you were sitting in <strong>on</strong> Professor Kingsfield’s class whenHadley v. Baxendale was the assigned reading, you would findthat the class discussi<strong>on</strong> would not end with the mere descripti<strong>on</strong>and dissecti<strong>on</strong> of the opini<strong>on</strong>. Various “hypotheticals” would beproposed by the crusty (yet, under it all, good-hearted) old professor,testing the validity and the sufficiency of the “foreseeability”rule. What if, for example, you are a blacksmith, and ayoung knight rides up <strong>on</strong> a horse that has thrown a shoe. He tellsyou he is returning to his ancestral estate, Blackacre, where hemust be that very evening to claim his inheritance, or else it willgo to his wicked, no-good cousin, the Sheriff of Nottingham. Youc<strong>on</strong>tract to put <strong>on</strong> a new shoe, for the going rate of three farthings.<str<strong>on</strong>g>The</str<strong>on</strong>g> shoe is defective, or is badly shod, and the knight reachesBlackacre too late. Are you really liable for the full amount of hisinheritance? Is it reas<strong>on</strong>able to impose that degree of liability forthree farthings? Wouldn’t the parties have set a different price ifliability of that amount had been c<strong>on</strong>templated? Ought there notbe, in other words, some limiting principle to damages bey<strong>on</strong>dmere foreseeability? Indeed, might not that principle - call it


[SCALIA] Comm<strong>on</strong>-Law Courts in a Civil-Law System 83presumed assumpti<strong>on</strong> of risk - explain why Hadley v. Baxendalereached the right result after all, though not for the precise reas<strong>on</strong>it assigned?What intellectual fun all of this is! I describe it to you, not -please believe me - to induce those of you in the audience whoare not yet lawyers to go to law school. But rather, to explain whyfirst-year law school is so exhilarating: because it c<strong>on</strong>sists of playingcomm<strong>on</strong>-law judge. Which in turn c<strong>on</strong>sists of playing king -devising, out of the brilliance of <strong>on</strong>e’s own mind, those laws thatought to govern mankind. What a thrill! And no w<strong>on</strong>der somany lawyers, having tasted this heady brew, aspire to be judges!Besides learning how to think about, and devise, the “best”legal rule, there is another skill imparted in the first year of lawschool that is essential to the making of a good comm<strong>on</strong>-law judge.It is the technique of what is called “distinguishing” cases. It is anecessary skill, because an absolute prerequisite to comm<strong>on</strong>-lawlawmaking is the doctrine of stare decisis - that is, the principlethat a decisi<strong>on</strong> made in <strong>on</strong>e case will be followed in the next.Quite obviously, without such a principle comm<strong>on</strong>-law courts wouldnot be making any “law”; they would just be resolving the particulardispute before them. It is the requirement that future courtsadhere to the principle underlying a judicial decisi<strong>on</strong> which causesthat decisi<strong>on</strong> to be a legal rule. (<str<strong>on</strong>g>The</str<strong>on</strong>g>re is no such requirement inthe civil-law system, where it is the text of the law rather than anyprior judicial interpretati<strong>on</strong> of that text which is authoritative.Prior judicial opini<strong>on</strong>s are c<strong>on</strong>sulted for their persuasive effect,much as academic commentary would be; but they are not binding.)Within such a precedent-bound comm<strong>on</strong>-law system, it is obviouslycritical for the lawyer, or the judge, to establish whether thecase at hand falls within a principle that has already been decided.Hence the technique - or the art, or the game - of “distinguishing”earlier cases. A whole series of lectures could be devoted tothis subject, and I do not want to get into it too deeply here. Sufficeto say that there is a good deal of wiggle-room as to what an


84 <str<strong>on</strong>g>The</str<strong>on</strong>g> <str<strong>on</strong>g>Tanner</str<strong>on</strong>g> <str<strong>on</strong>g>Lectures</str<strong>on</strong>g> <strong>on</strong> <strong>Human</strong> <strong>Values</strong>earlier case “holds.” In the strictest sense, the holding of a decisi<strong>on</strong>cannot go bey<strong>on</strong>d the facts that were before the court. Assume,for example, that a painter c<strong>on</strong>tracts to paint my house green, andhe paints it instead a god-awful puce. And assume that not I, butmy neighbor, sues the painter for this breach of c<strong>on</strong>tract. <str<strong>on</strong>g>The</str<strong>on</strong>g>court would dismiss the suit <strong>on</strong> the ground that there was no“privity’’ of c<strong>on</strong>tract: the painter made his deal with me, and notmy neighbor. Assume a later case in which a computer companyc<strong>on</strong>tracts to fix my home computer, which has been malfuncti<strong>on</strong>ing;it does a bad job, and as a c<strong>on</strong>sequence my wife loses a wholeseries of valuable files that it takes many hours to replicate. Shesues the computer company. Now the broad rati<strong>on</strong>ale of the earliercase (no suit will lie where there is no privity of c<strong>on</strong>tract) woulddictate dismissal of this complaint as well. But a good comm<strong>on</strong>lawlawyer would argue (and some good comm<strong>on</strong>-law judges haveheld) that that rati<strong>on</strong>ale does not extend to this new fact situati<strong>on</strong>,in which the breach of a c<strong>on</strong>tract relating to something used inthe home harms a family member, though not the <strong>on</strong>e who madethe c<strong>on</strong>tract. <str<strong>on</strong>g>The</str<strong>on</strong>g> earlier case, in other words, is “distinguishable.”It should be apparent that, by reas<strong>on</strong> of the doctrine of staredecisis, as limited by the principle I have just described, the comm<strong>on</strong>law grew in a peculiar fashi<strong>on</strong> - rather like a scrabble-board.No word previously spoken could be erased, but you could addqualificati<strong>on</strong>s to it. <str<strong>on</strong>g>The</str<strong>on</strong>g> first case lays <strong>on</strong> the board: “No liabilityfor breach of c<strong>on</strong>tractual duty without privity”; the next playeradds “unless injured party is member of household.” And thegame c<strong>on</strong>tinues.As I have described, this system of making law by judicialopini<strong>on</strong>, and making law by distinguishing earlier cases, is whatevery American law student, what every newborn American lawyer,first sees when he opens his eyes. And the impressi<strong>on</strong> remains withhim for life. His image of the great judge- the Holmes, theCardozo - is the man (or woman) who has the intelligence toknow what is the best rule of law to govern the case at hand, and


[SCALIA] Comm<strong>on</strong>-Law Courts in a Civil-Law System 85then the skill to perform the broken-field running through earliercases that leaves him free to impose that rule - distinguishing <strong>on</strong>eprior case <strong>on</strong> his left, straight-arming another <strong>on</strong>e <strong>on</strong> his right,high-stepping away from another precedent about to tackle himfrom the rear, until (bravo!) he reaches his goal: good law. Thatimage of the great judge remains with the former law studentwhen he himself becomes a judge, and thus the comm<strong>on</strong>-law traditi<strong>on</strong>is passed <strong>on</strong> and <strong>on</strong>.All of this would be an unqualified good, were it not for atrend in government that has developed in recent centuries, calleddemocracy. In most countries, judges are no l<strong>on</strong>ger agents of theking, for there are no kings. In the English system, I suppose theycan be regarded as in a sense agents of the legislature, since theSupreme Court of England is theoretically the House of Lords.That was <strong>on</strong>ce the system in the American col<strong>on</strong>ies as well; thelegislature of Massachusetts is still h<strong>on</strong>orifically called the GeneralCourt of Massachusetts. But the highest body of Massachusettsjudges is called the Supreme Judicial Court, because at about thetime of the founding of our federal republic this country embracedthe governmental principle of separati<strong>on</strong> of powers. That doctrineis praised, as the cornerst<strong>on</strong>e of the proposed federal C<strong>on</strong>stituti<strong>on</strong>,in Federalist no. 47. C<strong>on</strong>sider the compatibility of what JamesMadis<strong>on</strong> says in that number with the ancient system of lawmakingby judges. Madis<strong>on</strong> quotes M<strong>on</strong>tesquieu (approvingly) asfollows: “Were the power of judging joined with the legislative,the life and liberty of the subject would be exposed to arbitraryc<strong>on</strong>trol, for the judge would then be the legislator.” 2 I do notsuggest that Madis<strong>on</strong> was saying that comm<strong>on</strong>-law lawmaking violatedthe separati<strong>on</strong> of powers. He wrote in an era when the prevailingimage of the comm<strong>on</strong> law was that of a preexisting body2<str<strong>on</strong>g>The</str<strong>on</strong>g> Federalist no. 47, at 326 (James Madis<strong>on</strong>) (ed. Jacob E. Cooke, 1961;emphasis in original). <str<strong>on</strong>g>The</str<strong>on</strong>g> reference is to M<strong>on</strong>tesquieu, <str<strong>on</strong>g>The</str<strong>on</strong>g> Spirit of Laws (trans.Thomas Nugent, 1949), vol. 1, 152.


86 <str<strong>on</strong>g>The</str<strong>on</strong>g> <str<strong>on</strong>g>Tanner</str<strong>on</strong>g> <str<strong>on</strong>g>Lectures</str<strong>on</strong>g> <strong>on</strong> <strong>Human</strong> <strong>Values</strong>of rules, uniform throughout the nati<strong>on</strong> (rather than differentfrom state to state), that judges merely “discovered,” rather thancreated. It is <strong>on</strong>ly in this century, with the rise of legal realism,that we came to acknowledge that judges in fact “make” the comm<strong>on</strong>law, and that each state has its own.I do suggest, however, that <strong>on</strong>ce we have taken this realisticview of what comm<strong>on</strong>-law courts do, the uncomfortable relati<strong>on</strong>shipof comm<strong>on</strong>-law lawmaking to democracy (if not to the technicaldoctrine of the separati<strong>on</strong> of powers) becomes apparent.Indeed, that was evident to many even before legal realism carriedthe day. It was <strong>on</strong>e of the principal motivati<strong>on</strong>s behind the lawcodificati<strong>on</strong>movement of the nineteenth century, associated mostprominently with the name of David Dudley Field, but espousedby many other avid reformers as well. C<strong>on</strong>sider what <strong>on</strong>e of them,Robert Rantoul, had to say in a Fourth-of-July address in Scituate,Massachusetts, in 1836:Judge-made law is ex post facto law, and therefore unjust.An act is not forbidden by the statute law, but it becomes voidby judicial c<strong>on</strong>structi<strong>on</strong>. <str<strong>on</strong>g>The</str<strong>on</strong>g> legislature could not effect this,for the C<strong>on</strong>stituti<strong>on</strong> forbids it. <str<strong>on</strong>g>The</str<strong>on</strong>g> judiciary shall not usurplegislative power, says the Bill of Rights: yet it not <strong>on</strong>ly usurps,but runs riot bey<strong>on</strong>d the c<strong>on</strong>fines of legislative power.Judge-made law is special legislati<strong>on</strong>. <str<strong>on</strong>g>The</str<strong>on</strong>g> judge is human,and feels the bias which the coloring of the particular casegives. If he wishes to decide the next case differently, he has<strong>on</strong>ly to distinguish, and thereby make a new law. <str<strong>on</strong>g>The</str<strong>on</strong>g> legislaturemust act <strong>on</strong> general views, and prescribe at <strong>on</strong>ce for awhole class of cases. 3This is just by way of getting warmed up. Rantoul c<strong>on</strong>tinues,after observing that the comm<strong>on</strong> law “has been called the perfecti<strong>on</strong>of human reas<strong>on</strong>” :<str<strong>on</strong>g>The</str<strong>on</strong>g> Comm<strong>on</strong> Law is the perfecti<strong>on</strong> of human reas<strong>on</strong>,-just as alcohol is the perfecti<strong>on</strong> of sugar. <str<strong>on</strong>g>The</str<strong>on</strong>g> subtle spirit3Robert Rantoul, Orati<strong>on</strong> at Scituate (July 7, 1836), in Kermit L. Hall et al.,American Legal History (1991), 317, 317-18.


[SCALIA] Comm<strong>on</strong>-Law Courts in a Civil-Law System 87of the Comm<strong>on</strong> Law is reas<strong>on</strong> double distilled, till what waswholesome and nutritive becomes rank pois<strong>on</strong>. Reas<strong>on</strong> is sweetand pleasant to the unsophisticated intellect; but this sublimatedperversi<strong>on</strong> of reas<strong>on</strong> bewilders, and perplexes, andplunges its victims into mazes of error.<str<strong>on</strong>g>The</str<strong>on</strong>g> judge makes law, by extorting from precedents somethingwhich they do not c<strong>on</strong>tain. He extends his precedents,which were themselves the extensi<strong>on</strong> of others, till, by thisaccommodating principle, a whole system of law is built upwithout the authority or interference of the legislator. 4<str<strong>on</strong>g>The</str<strong>on</strong>g> nineteenth-century codificati<strong>on</strong> movement espoused byRantoul and Field was, as you may know, generally opposed bythe bar, and hence did not achieve substantial success, except in<strong>on</strong>e field: civil procedure, the law governing the trial of civil cases.(I have always found it curious, by the way, that the <strong>on</strong>ly field inwhich lawyers and judges were willing to aband<strong>on</strong> judicial lawmakingwas a field important to nobody except litigants, lawyers,and judges. Civil procedure used to be the <strong>on</strong>ly statutory course<strong>on</strong>e studied in first-year law school.) Today, generally speaking,the old private-law fields - c<strong>on</strong>tracts, torts, property, trusts andestates, family law - remain firmly within the c<strong>on</strong>trol of statecomm<strong>on</strong>-law courts. Indeed, it is probably true that in these fieldsjudicial lawmaking can be more freewheeling than ever, since thedoctrine of stare decisis has appreciably eroded. Prior decisi<strong>on</strong>sthat even the cleverest mind cannot distinguish can nowadayssimply be overruled.I have led you through this discussi<strong>on</strong> not to urge that wescrape away the comm<strong>on</strong> law as a barnacle <strong>on</strong> the hull of democracy.I would be no more successful in that endeavor than DavidDudley Field. No, I am c<strong>on</strong>tent to leave the comm<strong>on</strong> law, and theprocess of developing the comm<strong>on</strong> law, where it is. It has provento be a good method of developing the law in many fields - and4Ibid., 318.


88 <str<strong>on</strong>g>The</str<strong>on</strong>g> <str<strong>on</strong>g>Tanner</str<strong>on</strong>g> <str<strong>on</strong>g>Lectures</str<strong>on</strong>g> <strong>on</strong> <strong>Human</strong> <strong>Values</strong>perhaps the very best method. An argument can be made that developmentof the bulk of private law by judges (an elite class “farremoved from the people,” as described by Madis<strong>on</strong>) 5 is a desirablelimitati<strong>on</strong> up<strong>on</strong> popular democracy. Or as the point was moredelicately put in the late nineteenth century by James C. Carter ofNew York, <strong>on</strong>e of the ardent opp<strong>on</strong>ents of Field’s codificati<strong>on</strong>projects: “the questi<strong>on</strong> is whether growth, development and improvementof the law” should “remain under the guidance of menselected by the people <strong>on</strong> account of their special qualificati<strong>on</strong>s forthe work” (i.e., judges) or “be transferred to a numerous legislativebody, disqualified by the nature of their duties for the dischargeof this supreme functi<strong>on</strong>?” 6But though I have no quarrel with the comm<strong>on</strong> law and itsprocess, I do questi<strong>on</strong> whether the attitude of the comm<strong>on</strong>-lawjudge - the mindset that asks, “What is the most desirable resoluti<strong>on</strong>of this case, and how can any impediments to the achievementof that result be evaded?”-is appropriate for most of the workthat I do, and much of the work that state judges do. We live inan age of legislati<strong>on</strong>, and most new law is statutory law. As <strong>on</strong>elegal historian has put it, in modern times “the main business ofgovernment, and therefore of law, [is] legislative and executive. . . .Even private law, so-called, [has been] turning statutory. <str<strong>on</strong>g>The</str<strong>on</strong>g>li<strong>on</strong>’s share of the norms and rules that actually govern[ ] thecountry [come] out of C<strong>on</strong>gress and the legislatures. . . . <str<strong>on</strong>g>The</str<strong>on</strong>g> rulesof the countless administrative agencies [are] themselves an important,even crucial, source of law.” This is particularly true inthe federal courts, where, with a qualificati<strong>on</strong> so small it does notbear menti<strong>on</strong>ing, there is no such thing as comm<strong>on</strong> law. Everyissue of law I resolve as a federal judge is an interpretati<strong>on</strong> oftext - the text of a regulati<strong>on</strong>, or of a statute, or of the C<strong>on</strong>stituti<strong>on</strong>.Let me put the C<strong>on</strong>stituti<strong>on</strong> to <strong>on</strong>e side for the time being.5<str<strong>on</strong>g>The</str<strong>on</strong>g> Federalist no. 49, at 341 (ed. Jacob E. Cooke, 1961).6James C. Carter, <str<strong>on</strong>g>The</str<strong>on</strong>g> Proposed Codificati<strong>on</strong> of Our Comm<strong>on</strong> Law (1884), 87.7Lawrence M. Friedman, A History of American Law (1973), 590.


[SCALIA] Comm<strong>on</strong>-Law Courts in a Civil-Law System 89<str<strong>on</strong>g>The</str<strong>on</strong>g>re are many who believe that that document is in effect a charterfor judges to develop an evolving comm<strong>on</strong> law of freedom ofspeech, of protecti<strong>on</strong>s against unreas<strong>on</strong>able searches and seizures,etc. I think that is wr<strong>on</strong>g - indeed, as I shall discuss later, I thinkit frustrates the whole purpose of a written c<strong>on</strong>stituti<strong>on</strong>. But weneed not pause to debate that point now, since c<strong>on</strong>stituti<strong>on</strong>al adjudicati<strong>on</strong>forms a relatively small porti<strong>on</strong> of most judges’ work.Indeed, even in the Supreme Court of the United States, I wouldestimate that something less than a fifth of the issues we c<strong>on</strong>fr<strong>on</strong>tare c<strong>on</strong>stituti<strong>on</strong>al issues - and probably less than a twentieth if<strong>on</strong>e excludes criminal-law cases. <str<strong>on</strong>g>The</str<strong>on</strong>g> vast majority of what I do isto interpret the meaning of federal statutes and of federal agencyregulati<strong>on</strong>s. Thus, the subject of statutory interpretati<strong>on</strong> deservesstudy and attenti<strong>on</strong> in its own right, as the principal business oflawyers and judges. It will not do to treat the enterprise as simplyan inc<strong>on</strong>venient modern add-<strong>on</strong> to the judges’ primary role ofcomm<strong>on</strong>-law lawmaking. Indeed, attacking the enterprise with theMr. Fix-it mentality of the comm<strong>on</strong>-law judge is a sure recipe forincompetence and usurpati<strong>on</strong>.<str<strong>on</strong>g>The</str<strong>on</strong>g> state of the science of statutory interpretati<strong>on</strong> in Americanlaw is accurately described by Professors Henry Hart and AlbertSacks (or by Professors William Eskridge and Philip Frickey, editorsof the famous often-taught-but-never-published Hart-Sachs materials<strong>on</strong> the legal process) as follows:Do not expect anybody’s theory of statutory interpretati<strong>on</strong>,whether it is your own or somebody else’s, to be an accuratestatement of what courts actually do with statutes. <str<strong>on</strong>g>The</str<strong>on</strong>g> hardtruth of the matter is that American courts have no intelligible,generally accepted, and c<strong>on</strong>sistently applied theory of statutoryinterpretati<strong>on</strong> . 88Henry M. Hart, Jr., and Albert M. Sacks, <str<strong>on</strong>g>The</str<strong>on</strong>g> Legal Process (ed. William N.Eskridge, Jr., and Philip P. Frickey, 1994), 1169.


90 <str<strong>on</strong>g>The</str<strong>on</strong>g> <str<strong>on</strong>g>Tanner</str<strong>on</strong>g> <str<strong>on</strong>g>Lectures</str<strong>on</strong>g> <strong>on</strong> <strong>Human</strong> <strong>Values</strong>Surely this is a sad commentary: We American judges have no intelligibletheory of what we do most.Even sadder, however, is the fact that the American bar andAmerican legal educati<strong>on</strong>, by and large, are unc<strong>on</strong>cerned with thefact that we have no intelligible theory. Whereas legal scholarshiphas been at pains to rati<strong>on</strong>alize the comm<strong>on</strong> law - to devise thebest rules governing c<strong>on</strong>tracts, torts, and so forth-it has beenseemingly agnostic as to whether there is even any such thing asgood or bad rules of statutory interpretati<strong>on</strong>. <str<strong>on</strong>g>The</str<strong>on</strong>g>re are few lawschoolcourses <strong>on</strong> the subject, and certainly no required <strong>on</strong>es; thescience of interpretati<strong>on</strong> (if it is a science) is left to be picked uppiecemeal, by reading cases (good and bad) in substantive fieldsthat are largely statutory, such as securities law, natural resourceslaw, and employment law.<str<strong>on</strong>g>The</str<strong>on</strong>g>re is to my knowledge <strong>on</strong>ly <strong>on</strong>e treatise <strong>on</strong> statutory interpretati<strong>on</strong>that purports to treat that subject in a systematic andcomprehensive fashi<strong>on</strong> - compared with about six or so <strong>on</strong> thesubstantive field of c<strong>on</strong>tracts al<strong>on</strong>e. That treatise is J. G. Sutherland’sStatutes and Statutory C<strong>on</strong>structi<strong>on</strong>, first published in 1891,and updated by various editors since, now embracing some eightvolumes. As its size al<strong>on</strong>e indicates, it is <strong>on</strong>e of those lawbooksthat functi<strong>on</strong>s primarily not as a teacher or advisor, but as a litigator’sresearch tool and expert witness - to say, and to lead youto cases that say, why the statute should be interpreted the wayyour client wants. Despite the fact that statutory interpretati<strong>on</strong>has increased enormously in importance, it is <strong>on</strong>e of the few fieldswhere we have a drought rather than a glut of treatises - fewerthan we had fifty years ago, and many fewer than a century ago.<str<strong>on</strong>g>The</str<strong>on</strong>g> last such treatise, other than Sutherland’s, was Professor EarlT. Crawford’s <strong>on</strong>e-volume work, <str<strong>on</strong>g>The</str<strong>on</strong>g> C<strong>on</strong>structi<strong>on</strong> of Statutes,published more than half a century ago (1940). Compare thatwith what was available in the last quarter or so of the nineteenthcentury, which had, in additi<strong>on</strong> to Sutherland’s original 1891treatise, A Handbook <strong>on</strong> the C<strong>on</strong>structi<strong>on</strong> and Interpretati<strong>on</strong> of


[SCALIA] Comm<strong>on</strong>-Law Courts in a Civil-Law System 91the Laws by Henry Campbell Black (author of Black’s Law Dicti<strong>on</strong>ary),published in 1896; A Commentary <strong>on</strong> the Interpretati<strong>on</strong>of Statutes by G. A. Endlich, published in 1888, an Americanizedversi<strong>on</strong> of Sir Peter Maxwell’s 1875 English treatise <strong>on</strong> the subject;the 1882 Commentaries <strong>on</strong> the Written Laws and <str<strong>on</strong>g>The</str<strong>on</strong>g>irInterpretati<strong>on</strong> by Joel Prentiss Bishop; the 1874 sec<strong>on</strong>d editi<strong>on</strong> of<str<strong>on</strong>g>The</str<strong>on</strong>g>odore Sedgwick’s A Treatise <strong>on</strong> the Rules Which Govern the Interpretati<strong>on</strong>and C<strong>on</strong>structi<strong>on</strong> of Statutory and C<strong>on</strong>stituti<strong>on</strong>al Law ;and the 1871 Potter’s Dwarris <strong>on</strong> Statutes, an Americanized editi<strong>on</strong>by Platt Potter of Sir Fortunatus Dwarris’s influential English work.Statutory interpretati<strong>on</strong> is such a broad subject that I do notexpect to get very deeply into it in these lectures. But I do want toaddress a few aspects that are of particular interest to me, and Ican begin at the most fundamental possible level. So utterly unformedis the American law of statutory interpretati<strong>on</strong> that not<strong>on</strong>ly is its methodology unclear, but even its very objective is. SoI put the basic questi<strong>on</strong>: What are we looking for when we c<strong>on</strong>struea statute?You will find it frequently said in judicial opini<strong>on</strong>s of my courtand others, that the judge’s objective in interpreting a statute is togive effect to “the intent of the legislature.” This principle, in <strong>on</strong>eform or another, goes back at least as far as Blackst<strong>on</strong>e. Unfortunately,it does not square with some of the (few) generally acceptedc<strong>on</strong>crete rules of statutory c<strong>on</strong>structi<strong>on</strong>. One is the rule thatwhen the text of a statute is clear, that is the end of the matter.Why should that be so, if what the legislature intended, ratherthan what it said, is the object of our inquiry? In selecting thewords of the statute, the legislature might have misspoken. Whynot permit that to be dem<strong>on</strong>strated from the floor debates? Orindeed, why not accept, as proper material for the court to c<strong>on</strong>sider,later explanati<strong>on</strong>s by the legislators - a sworn affidavitsigned by the majority of each house, for example, as to what theyreally meant?


92 <str<strong>on</strong>g>The</str<strong>on</strong>g> <str<strong>on</strong>g>Tanner</str<strong>on</strong>g> <str<strong>on</strong>g>Lectures</str<strong>on</strong>g> <strong>on</strong> <strong>Human</strong> <strong>Values</strong>Another accepted rule of c<strong>on</strong>structi<strong>on</strong> is that ambiguities ina newly enacted statute are to be resolved in such fashi<strong>on</strong> as tomake the statute not <strong>on</strong>ly internally c<strong>on</strong>sistent, but also compatiblewith previously enacted laws. We simply assume, for purposes ofour search for “intent,” that the enacting legislature was awareof all those other laws. Well of course that is a ficti<strong>on</strong>, and if wewere really looking for the subjective intent of the enacting legislaturewe would more likely find it by paying attenti<strong>on</strong> to the text(and legislative history) of the new statute in isolati<strong>on</strong>.We do not really look for subjective legislative intent. We lookfor a sort of “objectified” intent - the intent that a reas<strong>on</strong>ablepers<strong>on</strong> would gather from the text of the law, placed al<strong>on</strong>gside theremainder of the corpus juris. As Bishop’s old treatise nicely putit, elaborating up<strong>on</strong> the usual formulati<strong>on</strong>: “[T]he primary objectof all rules for interpreting statutes is to ascertain the legislativeintent; or, exactly, the meaning which the subject is authorizedto understand the legislature intended.” And the reas<strong>on</strong> we adoptthis objectified versi<strong>on</strong> is, I think, that it is simply incompatiblewith democratic government - or indeed, even with fair government- to have the meaning of a law determined by what thelawgiver meant, rather than by what the lawgiver promulgated.It was said of the tyrant Nero that he used to have his edictsposted high up <strong>on</strong> the pillars, so that they would be more difficultto read, thus entrapping some into inadvertent violati<strong>on</strong>. A legalsystem that determines the meaning of laws <strong>on</strong> the basis of whatwas meant rather than what was said is similarly tyrannical. It isthe law that governs, not the intent of the lawgiver. That seemsto me the essence of the famous American ideal set forth in theMassachusetts c<strong>on</strong>stituti<strong>on</strong>: A government of laws, not of men.Men may intend what they will; but it is <strong>on</strong>ly the laws that theyenact that bind us.9Joel Prentiss Bishop, Commentaries <strong>on</strong> the Written Laws and <str<strong>on</strong>g>The</str<strong>on</strong>g>ir Interpretati<strong>on</strong>(1882), 57-58 (emphasis added; citati<strong>on</strong> omitted).


[SCALIA] Comm<strong>on</strong>-Law Courts in a Civil-Law System 93In reality, however, if <strong>on</strong>e accepts the principle that the objectof judicial interpretati<strong>on</strong> is to determine the intent of the legislature,being bound by genuine but unexpressed legislative intentrather than the law is <strong>on</strong>ly the theoretical threat. <str<strong>on</strong>g>The</str<strong>on</strong>g> practicalthreat is that, under the guise or even the self-delusi<strong>on</strong> of pursuingunexpressed legislative intents, comm<strong>on</strong>-law judges will in factpursue their own objectives and desires, extending their lawmakingproclivities from the comm<strong>on</strong> law to the statutory field. When youare told to decide, not <strong>on</strong> the basis of what the legislature said, but<strong>on</strong> the basis of what it meant,and are assured that there is n<strong>on</strong>ecessary c<strong>on</strong>necti<strong>on</strong> between the two, surely your best shot atfiguring out what the legislature meant is to ask yourself what awise and intelligent pers<strong>on</strong> should have meant; and that, of course,will bring you to the c<strong>on</strong>clusi<strong>on</strong> that the law means what you thinkit ought to mean - which is precisely how judges decide thingsunder the comm<strong>on</strong> law. As Dean James Landis of Harvard LawSchool (a believer in the search for legislative intent) put it in a1930 article:[T]he gravest sins are perpetrated in the name of the intent ofthe legislature. Judges are rarely willing to admit their role asactual lawgivers, and such admissi<strong>on</strong>s as are wrung from theirunwilling lips lie in the field of comm<strong>on</strong> and not statute law.To c<strong>on</strong>d<strong>on</strong>e in these instances the practice of talking in termsof the intent of the legislature, as if the legislature had attributeda particular meaning to certain words, when it is apparentthat the intent is that of the judge, is to c<strong>on</strong>d<strong>on</strong>e atavistic practicestoo reminiscent of the medicine man. 10Let me describe for you what I c<strong>on</strong>sider to be the prototypicalcase involving the triumph of supposed “legislative intent” (ahandy cover for judicial intent) over the text of the law. It iscalled Church of the Holy Trinity v. United States, 11 and was10 James M. Landis, “A Note <strong>on</strong> ‘Statutory Interpretati<strong>on</strong>,’ ” Harvard LawReview 43 (1930): 886, 891.11143 U.S. 457 (1892).


94 <str<strong>on</strong>g>The</str<strong>on</strong>g> <str<strong>on</strong>g>Tanner</str<strong>on</strong>g> <str<strong>on</strong>g>Lectures</str<strong>on</strong>g> <strong>on</strong> <strong>Human</strong> <strong>Values</strong>decided by the Supreme Court of the United States in 1892. <str<strong>on</strong>g>The</str<strong>on</strong>g>Church of the Holy Trinity, in the city of New York, c<strong>on</strong>tractedwith an Englishman to come over to be its rector and pastor. <str<strong>on</strong>g>The</str<strong>on</strong>g>United States claimed that this agreement violated a federal statutethat made it unlawful for any pers<strong>on</strong> to “in any way assist or encouragethe importati<strong>on</strong> or migrati<strong>on</strong> of any alien . . , into theUnited States, . . . under c<strong>on</strong>tract or agreement . . . made previousto the importati<strong>on</strong> or migrati<strong>on</strong> of such alien . . . . to performlabor or service of any kind in the United States . . . .” <str<strong>on</strong>g>The</str<strong>on</strong>g> CircuitCourt for the Southern District of New York held the churchliable for the fine that the statute provided. <str<strong>on</strong>g>The</str<strong>on</strong>g> Supreme Courtreversed. <str<strong>on</strong>g>The</str<strong>on</strong>g> central porti<strong>on</strong> of its reas<strong>on</strong>ing was as follows:It must be c<strong>on</strong>ceded that the act of the [church] is within theletter of this secti<strong>on</strong>, for the relati<strong>on</strong> of rector to his churchis <strong>on</strong>e of service, and implies labor <strong>on</strong> the <strong>on</strong>e side with compensati<strong>on</strong><strong>on</strong> the other. Not <strong>on</strong>ly are the general words laborand service both used [in the statute], but also, as it were toguard against any narrow interpretati<strong>on</strong> and emphasize abreadth of meaning, to them is added “of any kind;” and,further, . . . the fifth secti<strong>on</strong> [of the statute], which makesspecific excepti<strong>on</strong>s, am<strong>on</strong>g them professi<strong>on</strong>al actors, artists,lecturers, singers and domestic servants, strengthens the ideathat every other kind of labor and service was intended to bereached by the first secti<strong>on</strong>. While there is great force to thisreas<strong>on</strong>ing, we cannot think C<strong>on</strong>gress intended to denouncewith penalties a transacti<strong>on</strong> like that in the present case. It is afamiliar rule, that a thing may be within the letter of thestatute and yet not within the statute, because not within itsspirit, nor within the intenti<strong>on</strong> of its makers.”<str<strong>on</strong>g>The</str<strong>on</strong>g> Court proceeds to c<strong>on</strong>clude from various extratextual indicati<strong>on</strong>s,including even a snippet of legislative history (highly unusualin those days), that the statute was intended to apply <strong>on</strong>lyto manual labor - which of course renders the excepti<strong>on</strong>s for actors,artists, lecturers, and singers utterly inexplicable. <str<strong>on</strong>g>The</str<strong>on</strong>g> Court12Ibid., at 458-59.


[SCALIA] Comm<strong>on</strong>-Law Courts in a Civil-Law System 95then shifts gears and devotes the last seven pages of its opini<strong>on</strong> toa lengthy descripti<strong>on</strong> of how and why we are a religious nati<strong>on</strong>.That being so, it says, “[t]he c<strong>on</strong>structi<strong>on</strong> invoked cannot be acceptedas correct.” It c<strong>on</strong>cludes:It is a case where there was presented a definite evil, in view ofwhich the legislature used general terms with the purpose ofreaching all phases of that evil, and thereafter, unexpectedly,it is developed that the general language thus employed isbroad enough to reach cases and acts which the whole historyand life of the country affirm could not have been intenti<strong>on</strong>allylegislated against. It is the duty of the courts, under those circumstances,to say that, however broad the language of thestatute may be, the act, although within the letter, is not withinthe intenti<strong>on</strong> of the legislature, and therefore cannot be withinthe statute. 13Well of course I think that the act was within the letter of thestatute, and was therefore within the statute, end of case. C<strong>on</strong>gresscan enact foolish statutes as well as wise <strong>on</strong>es, and it is not for thecourts to decide which is which and rewrite the former. I acknowledgean interpretative doctrine of what the old writers call lapsuslinguae (slip of the t<strong>on</strong>gue), and what our modern cases call“scrivener’s error,” where <strong>on</strong> the very face of the statute it is clearto the reader that a mistake of expressi<strong>on</strong> (rather than of legislativewisdom) has been made. For example, a statute may say “defendant”when <strong>on</strong>ly “plaintiff’’ makes sense. <str<strong>on</strong>g>The</str<strong>on</strong>g> objective importof such a statute is clear enough, and I think it not c<strong>on</strong>trary tosound principles of interpretati<strong>on</strong>, in such extreme cases, to givethe totality of c<strong>on</strong>text precedence over a single word. But to saythat the legislature obviously misspoke is worlds away from sayingthat the legislature obviously overlegislated. Church of the HolyTrinity is cited to us whenever counsel wants us to ignore the narrow,deadening text of the statute and pay attenti<strong>on</strong> to the life-givinglegislative intent, It is of course nothing but judicial law-making.13Ibid.


96 <str<strong>on</strong>g>The</str<strong>on</strong>g> <str<strong>on</strong>g>Tanner</str<strong>on</strong>g> <str<strong>on</strong>g>Lectures</str<strong>on</strong>g> <strong>on</strong> <strong>Human</strong> <strong>Values</strong><str<strong>on</strong>g>The</str<strong>on</strong>g>re are more sophisticated routes to judicial lawmaking thanreliance up<strong>on</strong> unexpressed legislative intent, but they will not oftenbe found in judicial opini<strong>on</strong>s because they are too obvious a usurpati<strong>on</strong>.Calling the Court’s desires “unexpressed legislative intent”makes it all seem OK. You will never, I promise, see in a judicialopini<strong>on</strong> the rati<strong>on</strong>ale for judicial lawmaking described in GuidoCalabresi’s book A Comm<strong>on</strong> Law for the Age of Statutes. It says:[B]ecause a statute is hard to revise <strong>on</strong>ce it is passed, laws aregoverning us that would not and could not be enacted today,and , . . some of these laws not <strong>on</strong>ly could not be reenacted butalso do not fit, are in some sense inc<strong>on</strong>sistent with, our wholelegal landscape. . . .<str<strong>on</strong>g>The</str<strong>on</strong>g>re is an alternate way of dealing with [this] problem oflegal obsolescence: granting to courts the authority to determinewhether a statute is obsolete, whether in <strong>on</strong>e way or anotherit should be c<strong>on</strong>sciously reviewed. At times this doctrinewould approach granting to courts the authority to treat statutesas if they were no more and no less than part of the comm<strong>on</strong>law. 14Indeed. Judge Calabresi says that the courts have already, “in acomm<strong>on</strong> law way, . . . come to the point of exercising [the lawrevisingauthority he favors] through ficti<strong>on</strong>s, subterfuges, andindirecti<strong>on</strong>,” l5 and he is uncertain whether they should c<strong>on</strong>tinuedown that road or change course to a more forthright acknowledgmentof what they are doing.Another modern and forthright approach to according courtsthe power to revise statutes is set forth in Professor William Eskridge’srecent book, Dynamic Statutory Interpretati<strong>on</strong>. <str<strong>on</strong>g>The</str<strong>on</strong>g> essenceof it is acceptance of the propositi<strong>on</strong> that it is proper for the judgewho applies a statute to c<strong>on</strong>sider ‘‘ ‘not <strong>on</strong>ly what the statute meansabstractly, or even <strong>on</strong> the basis of legislative history, but also what14 Guido Calabresi, A Comm<strong>on</strong> Law for the Age of Statutes (1982), 2 (empha-sis in original).15 Ibid., 117.


[SCALIA] Comm<strong>on</strong>-Law Courts in a Civil-Law System 97it ought to mean in terms of the needs and goals of our present daysociety.’ ”16 <str<strong>on</strong>g>The</str<strong>on</strong>g> law means what it ought to mean.I agree with Judge Calabresi (and Professor Eskridge makesthe same point) that many decisi<strong>on</strong>s can be pointed to which, bysubterfuge, accomplish precisely what Calabresi and Eskridge andother h<strong>on</strong>est n<strong>on</strong>textualists propose. As I have said, “legislativeintent” divorced from text is <strong>on</strong>e of those subterfuges; and as Ihave described, Church of the Holy Trinity is <strong>on</strong>e of those cases.What I think is needed, however, is not rati<strong>on</strong>alizati<strong>on</strong> of thisprocess but aband<strong>on</strong>ment of it. It is simply not compatible withdemocratic theory that laws mean whatever they ought to mean,and that unelected judges decide what that is.It may well be that the result reached by the Court in Churchof the Holy Trinity was a desirable result; and it may even be(though I doubt it) that it was the unexpressed result actually intendedby C<strong>on</strong>gress, rather than merely the <strong>on</strong>e desired by theCourt. Regardless, the decisi<strong>on</strong> was wr<strong>on</strong>g because it failed tofollow the text. <str<strong>on</strong>g>The</str<strong>on</strong>g> text is the law, and it is the text that thatmust be observed. I agree with Justice Holmes’s remark (quotedapprovingly by Justice Frankfurter in his article <strong>on</strong> the c<strong>on</strong>structi<strong>on</strong>of statutes) : “Only a day or two ago - when counsel talked ofthe intenti<strong>on</strong> of a legislature, I was indiscreet enough to say I d<strong>on</strong>’tcare what their intenti<strong>on</strong> was. I <strong>on</strong>ly want to know what the wordsmean.” 17 And I agree with Holmes’s other remark, quoted approvinglyby Justice Jacks<strong>on</strong>: “We do not inquire what the legislaturemeant; we ask <strong>on</strong>ly what the statute means.”Thinking this way makes me what I c<strong>on</strong>fessed to be at the outsetof this talk: a textualist. I am aware that in some sophisticatedWilliam N. Eskridge, Jr., Dynamic Statutory Interpretati<strong>on</strong> (1994), 50(quoting Arthur Phelps, “Factors Influencing Judges in Interpreting Statutes,”Vanderbilt Law Review 3 [1950]: 456, 469).17Felix Frankfurter, “Some Reflecti<strong>on</strong>s <strong>on</strong> the Reading of Statutes,” ColumbiaLaw Review 47 (1947): 527, 538.18 Oliver Wendell Holmes, Collected Legal Papers ( 1920), 207, quoted inSchwegmann Bros. v. Calvert Distillers Corp., 341 U.S. 384, 397 (1951) (Jacks<strong>on</strong>,J., c<strong>on</strong>curring).


98 <str<strong>on</strong>g>The</str<strong>on</strong>g> <str<strong>on</strong>g>Tanner</str<strong>on</strong>g> <str<strong>on</strong>g>Lectures</str<strong>on</strong>g> <strong>on</strong> <strong>Human</strong> <strong>Values</strong>circles that is c<strong>on</strong>sidered simple-minded; I think it is not. It doesnot mean that I am too dull to perceive the broader social purposesthat a statute is designed, or could be designed, to serve; or that Iam unaware that new times require new laws. It means <strong>on</strong>ly that Ibelieve judges have no authority to pursue those broader purposesor write those new laws.Textualism should not be c<strong>on</strong>fused with so-called strict c<strong>on</strong>structi<strong>on</strong>ism,which is a degraded form of textualism that bringsthe whole philosophy into disrepute. I am not a strict c<strong>on</strong>structi<strong>on</strong>ist,and no <strong>on</strong>e ought to be- though better that, I suppose,than a n<strong>on</strong>textualist. A text should not be c<strong>on</strong>strued strictly, andit should not be c<strong>on</strong>strued leniently; it should be c<strong>on</strong>strued reas<strong>on</strong>ably,to c<strong>on</strong>tain all that it fairly means. <str<strong>on</strong>g>The</str<strong>on</strong>g> difference betweentextualism and strict c<strong>on</strong>structi<strong>on</strong>ism can be seen in a statutory casemy Court decided last term. 19 <str<strong>on</strong>g>The</str<strong>on</strong>g> statute at issue provided for anincreased jail term if, “during and in relati<strong>on</strong> to . . . [a] drugtrafficking crime,” the defendant “uses . . . a firearm.” <str<strong>on</strong>g>The</str<strong>on</strong>g> defendantin this case had sought to purchase a quantity of cocaine;and what he had offered to give in exchange for the cocaine wasan unloaded firearm, which he showed to the drug-seller. <str<strong>on</strong>g>The</str<strong>on</strong>g>Court held, I regret to say, that the defendant was subject to theincreased penalty, because he had “used a firearm during and inrelati<strong>on</strong> to a drug trafficking crime.” <str<strong>on</strong>g>The</str<strong>on</strong>g> case was not even close(6–3). I dissented. Now I cannot say whether my colleagues in themajority voted the way they did because they are strict-c<strong>on</strong>structi<strong>on</strong>textualists, or because they are not textualists at all. But a propertextualist, which is to say my kind of textualist, would surely havevoted with me. <str<strong>on</strong>g>The</str<strong>on</strong>g> phrase “uses a gun” fairly c<strong>on</strong>noted use of agun for what guns are normally used for, that is, as a weap<strong>on</strong>.When you ask some<strong>on</strong>e “Do you use a cane?” you are not inquiringwhether he has hung his grandfather’s antique cane as a decorati<strong>on</strong>in the hallway.19Smith v. United States, 508 U.S. 223 (1993).


[SCALIA] Comm<strong>on</strong>-Law Courts in a Civil-Law System 99But while the good textualist is not a literalist, neither is he anihilist. Words do have a limited range of meaning, and no interpretati<strong>on</strong>that goes bey<strong>on</strong>d that range is permissible. My favoriteexample of a departure from text - and surely the departure thathas enabled judges to do more freewheeling lawmaking than anyother - pertains to the Due Process Clause found in the Fifth andFourteenth Amendments of the United States C<strong>on</strong>stituti<strong>on</strong>. It saysthat no pers<strong>on</strong> shall “be deprived of life, liberty, or property withoutdue process of law.” It has been interpreted to prevent thegovernment from taking away certain liberties bey<strong>on</strong>d those, suchas freedom of speech and of religi<strong>on</strong>, that are specifically namedin the C<strong>on</strong>stituti<strong>on</strong>. (<str<strong>on</strong>g>The</str<strong>on</strong>g> first Supreme Court case to make thatextensi<strong>on</strong>, by the way, was Dred Scott 20 — not a desirable parentage.)Well, it may or may not be a good thing to guarantee additi<strong>on</strong>alliberties, but the Due Process Clause quite obviously does not bearthat interpretati<strong>on</strong>. By its inescapable terms, it guarantees <strong>on</strong>lyprocess. Property can be taken by the state; liberty can be taken;even life can be taken; but not without the process that our traditi<strong>on</strong>srequire - notably, a validly enacted law and a fair trial. Tosay otherwise is to aband<strong>on</strong> textualism, and to render democraticallyadopted texts mere springboards for judicial lawmaking.Besides being accused of being simple-minded, textualism isoften accused of being “formalistic.” <str<strong>on</strong>g>The</str<strong>on</strong>g> answer to that is, ofcourse it’s formalistic! <str<strong>on</strong>g>The</str<strong>on</strong>g> rule of law is about form. If, forexample, a citizen performs an act - let us say the sale of certaintechnology to a foreign country - which is prohibited by a widelypublicized bill proposed by the administrati<strong>on</strong> and passed by bothHouses of C<strong>on</strong>gress, but not yet signed by the President, that saleis lawful. It is of no c<strong>on</strong>sequence that every<strong>on</strong>e knows both Housesof C<strong>on</strong>gress and the President wish to prevent that sale. Beforethe wish becomes a binding law, it must be embodied in a bill thatpasses both Houses and is signed by the President. Is that notformalism? A murderer has been caught with blood <strong>on</strong> his hands,20 Dred Scott v. Sandford, 60 U.S. (19 How.) 393, 450 (1857).


100 <str<strong>on</strong>g>The</str<strong>on</strong>g> <str<strong>on</strong>g>Tanner</str<strong>on</strong>g> <str<strong>on</strong>g>Lectures</str<strong>on</strong>g> <strong>on</strong> <strong>Human</strong> <strong>Values</strong>bending over the body of his victim; a neighbor with a home-videomovie camera happens to have filmed the crime; and the murdererhas c<strong>on</strong>fessed in writing and <strong>on</strong> videotape. We n<strong>on</strong>etheless insistthat, before the state can punish this miscreant, it must c<strong>on</strong>duct afull-dress criminal trial that results in a verdict of guilty. Is thatnot formalism? L<strong>on</strong>g live formalism. It is what makes a governmenta government of laws and not of men.III described yesterday the comm<strong>on</strong>-law system of judicial lawmakingthat has acquired such a firm grip up<strong>on</strong> the American legalmind and discussed its unfortunate extensi<strong>on</strong> into the field of statutoryinterpretati<strong>on</strong>, which has been accomplished principally byreplacing a search for the meaning of the text with a supposedsearch for the unexpressed intent of the legislator. I describedbriefly what I c<strong>on</strong>sider to be the proper approach to statutory interpretati<strong>on</strong>,which I am c<strong>on</strong>tent to call textualism, and distinguishedthat from strict c<strong>on</strong>structi<strong>on</strong>ism. Today I intend to discusssome of the techniques of statutory interpretati<strong>on</strong>, good and bad,and to raise some special c<strong>on</strong>siderati<strong>on</strong>s applicable to the c<strong>on</strong>structi<strong>on</strong>of c<strong>on</strong>stituti<strong>on</strong>al texts.Textualism is often associated with rules of interpretati<strong>on</strong> calledthe can<strong>on</strong>s of c<strong>on</strong>structi<strong>on</strong> - which have generally been criticized,indeed even mocked, by the legal commentators. Many of thecan<strong>on</strong>s were originally in Latin, and I suppose that al<strong>on</strong>e is enoughto render them c<strong>on</strong>temptible. One, for example, is expressio uniusest exclusio alterius. Expressi<strong>on</strong> of the <strong>on</strong>e is exclusi<strong>on</strong> of theother. What it means is this: If you see a sign that says childrenunder 12 may enter free, you should have no need to ask the proprietorwhether your 13-year-old can come in free. <str<strong>on</strong>g>The</str<strong>on</strong>g> inclusi<strong>on</strong>of the <strong>on</strong>e class is an implicit exclusi<strong>on</strong> of the other. Another frequentlyused can<strong>on</strong> is noscitur a sociis, which means, literally, “it isknown by its compani<strong>on</strong>s.” It stands for the principle that a wordis given meaning by those around it. If you tell me “I took the


[SCALIA] Comm<strong>on</strong>-Law Courts in a Civil-Law System 101boat out <strong>on</strong> the bay” I understand “bay” to mean <strong>on</strong>e thing; if youtell me “I put the saddle <strong>on</strong> the bay” I understand it to mean somethingelse. Another can<strong>on</strong> - perhaps representing <strong>on</strong>ly a morespecific applicati<strong>on</strong> of the last <strong>on</strong>e - is ejusdem generis, whichmeans “of the same sort.” It stands for the propositi<strong>on</strong> that whena text lists a series of items, a general term included in the listshould be understood to be limited to items of the same sort. Forinstance, if some<strong>on</strong>e speaks of using “tacks, staples, screws, nails,rivets, and other things” the general term “other things” surelyrefers to other fasteners.All of this is so commensensical that, but for the fact it isLatin, you would find it hard to believe any<strong>on</strong>e could criticize it.But in fact, the can<strong>on</strong>s have been attacked as a sham. As KarlLlewellyn put it in a derisive piece in the 1950 Vanderbilt LawReview that is much cited: “[T]here are two opposing can<strong>on</strong>s <strong>on</strong>almost every point. An arranged selecti<strong>on</strong> is appended. Everylawyer must be familiar with them all: they are still needed toolsof argument.” 21 Llewellyn appends a list of can<strong>on</strong>s in two columns,the left-hand column headed “Thrust,” and the right-handcolumn “Parry.” But if <strong>on</strong>e examines the list, it becomes apparentthat there really are not two opposite can<strong>on</strong>s <strong>on</strong> “almost everypoint”-unless <strong>on</strong>e enshrines as a can<strong>on</strong> whatever vapid statementhas ever been made by a willful, law-bending judge. Forexample, the first can<strong>on</strong> he lists under “Thrust,” supported by acitati<strong>on</strong> of Sutherland, is “A statute cannot go bey<strong>on</strong>d its text.”Hooray for that. He shows as a “Parry,” with no citati<strong>on</strong> of eitherSutherland or Black (his principal authorities throughout), thefollowing: “To effect its purpose a statute may be implementedbey<strong>on</strong>d its text.” That is not a generally accepted can<strong>on</strong>, thoughI am sure some willful judges have used it, the judges in Churchof the Holy Trinity, for example. And even if it were used more21 Karl N. Llewellyn, “Remarks <strong>on</strong> the <str<strong>on</strong>g>The</str<strong>on</strong>g>ory of Appellate Decisi<strong>on</strong> and theRules or Can<strong>on</strong>s about How Statutes Are to Be C<strong>on</strong>strued,” Vanderbilt Law Review 3(1950) : 395, 401.


102 <str<strong>on</strong>g>The</str<strong>on</strong>g> <str<strong>on</strong>g>Tanner</str<strong>on</strong>g> <str<strong>on</strong>g>Lectures</str<strong>on</strong>g> <strong>on</strong> <strong>Human</strong> <strong>Values</strong>than rarely, why not bring to the can<strong>on</strong>s the same discernment thatLlewellyn brought to the study of comm<strong>on</strong>-law decisi<strong>on</strong>s? Throwout the bad <strong>on</strong>es and retain the good. <str<strong>on</strong>g>The</str<strong>on</strong>g>re are a number of otherfaux can<strong>on</strong>s in Llewellyn’s list, particularly in the “Parry” column.For example, Parry No. 8: “Courts have the power to inquire intoreal - as distinct from ostensible - purpose.” Never heard of it.Mostly, however, Llewellyn’s “Parries” do not c<strong>on</strong>tradict thecorresp<strong>on</strong>ding can<strong>on</strong>, but rather merely show that it is not absolute.For example, Thrust No. 13: “Words and phrases whichhave received judicial c<strong>on</strong>structi<strong>on</strong> before enactment are to beunderstood according to that c<strong>on</strong>structi<strong>on</strong>.” Parry: “Not if thestatute clearly requires them to have a different meaning.” Wellof course. Every can<strong>on</strong> is simply <strong>on</strong>e indicati<strong>on</strong> of meaning; and ifthere are more c<strong>on</strong>trary indicati<strong>on</strong>s (perhaps supported by othercan<strong>on</strong>s) it must yield. But that does not render the entire enterprisea fraud - not, at least, unless the judge wishes to make it so.Another aspect of textual interpretati<strong>on</strong> that merits some discussi<strong>on</strong>is the use of certain presumpti<strong>on</strong>s and rules of c<strong>on</strong>structi<strong>on</strong>that load the dice for or against a particular result. For example,when courts c<strong>on</strong>strue criminal statutes, they apply - or shouldapply, or say they apply-what is known as the “rule of lenity,”which says that any ambiguity in a criminal statute must be resolvedin favor of the defendant. <str<strong>on</strong>g>The</str<strong>on</strong>g>re is a rule which says thatambiguities in treaties and statutes dealing with Indian rights areto be resolved in favor of the Indians. And a rule, used to devastatingeffect in the c<strong>on</strong>servative courts of the 1920s and 1930s, that statutesin derogati<strong>on</strong> of the comm<strong>on</strong> law are to be narrowly c<strong>on</strong>strued.And another rule, used to equally devastating effect in the liberalcourts of more recent years, that “remedial statutes” are to be liberallyc<strong>on</strong>strued to achieve what is called their “intended purposes.”<str<strong>on</strong>g>The</str<strong>on</strong>g>re is a rule that waivers of sovereign immunity are to be narrowlyc<strong>on</strong>strued. And a rule that it requires an “unmistakably clear”statement for a federal statute to eliminate state sovereign immunity.


[SCALIA] Comm<strong>on</strong>-Law Courts in a Civil-Law System 103To the h<strong>on</strong>est textualist, all of these rules and presumpti<strong>on</strong>s area lot of trouble. It is hard enough to provide a uniform, objectiveanswer to the questi<strong>on</strong> whether a statute, <strong>on</strong> balance, more reas<strong>on</strong>ablymeans <strong>on</strong>e thing rather than another. But it is virtually impossibleto expect uniformity and objectivity when there is added,<strong>on</strong> <strong>on</strong>e side or another of the balance, a thumb of indeterminateweight. How “narrow” is the narrow c<strong>on</strong>structi<strong>on</strong> that certaintypes of statute are to be accorded; how clear does a broader intenthave to be in order to escape it? Every statute that comes into litigati<strong>on</strong>is to some degree “ambiguous” ; how ambiguous does ambiguityhave to be before the rule of lenity or the rule in favor ofIndians applies? How implausible an implausibility can be justifiedby the “liberal c<strong>on</strong>structi<strong>on</strong>” that is supposed to be accordedremedial statutes? And how clear is an “unmistakably clear” statement?<str<strong>on</strong>g>The</str<strong>on</strong>g>re are of course no answers to these questi<strong>on</strong>s, which iswhy these artificial rules increase the unpredictability, if not thearbitrariness, of judicial decisi<strong>on</strong>s. Perhaps for some of the rulesthat price is worth it. <str<strong>on</strong>g>The</str<strong>on</strong>g>re are worse things than unpredictabilityand occasi<strong>on</strong>al arbitrariness. Perhaps they are a fair price to payfor preservati<strong>on</strong> of the principle that <strong>on</strong>e should not be held criminallyliable for an act that is not clearly proscribed; or the principlethat federal interference with state sovereign immunity is anextraordinary intrusi<strong>on</strong>.But whether these dice-loading rules are bad or good, there isalso the questi<strong>on</strong> of where the courts get the authority to imposethem. Can we really just decree that we will interpret the laws thatC<strong>on</strong>gress passes to mean less or more than what they fairly say?I doubt it. <str<strong>on</strong>g>The</str<strong>on</strong>g> rule of lenity is almost as old as the comm<strong>on</strong> lawitself, so I suppose that is validated by sheer antiquity. <str<strong>on</strong>g>The</str<strong>on</strong>g> othersI am more doubtful about. <str<strong>on</strong>g>The</str<strong>on</strong>g> rule that statutes in derogati<strong>on</strong> ofthe comm<strong>on</strong> law will be narrowly c<strong>on</strong>strued seems like a sheerjudicial power-grab. Some of the rules, I suppose, can be c<strong>on</strong>sideredmerely an exaggerated statement of what normal, nothumb-<strong>on</strong>-the-scalesinterpretati<strong>on</strong> would produce anyway. For


104 <str<strong>on</strong>g>The</str<strong>on</strong>g> <str<strong>on</strong>g>Tanner</str<strong>on</strong>g> <str<strong>on</strong>g>Lectures</str<strong>on</strong>g> <strong>on</strong> <strong>Human</strong> <strong>Values</strong>example, since federal eliminati<strong>on</strong> of state sovereign immunity issuch an extraordinary act, <strong>on</strong>e would not normally find it to havebeen implied - so something like an “unmistakably clear” statementrule is merely normal interpretati<strong>on</strong>. And the same, perhaps,with waiver of sovereignty immunity.I want to say a few words - the time available will not allowme as much as I would like- about the use of legislative historyin interpreting statutes. My view that the objective indicati<strong>on</strong> ofthe words, rather than the intent of the legislature, is what c<strong>on</strong>stitutesthe law leads me, of course, to the c<strong>on</strong>clusi<strong>on</strong> that legislativehistory should not be used as an authoritative indicati<strong>on</strong> of themeaning of a statute. This was of course the traditi<strong>on</strong>al English,and the traditi<strong>on</strong>al American, practice. Chief Justice Taney wrote:In expounding this law, the judgment of the court cannot,in any degree, be influenced by the c<strong>on</strong>structi<strong>on</strong> placed up<strong>on</strong> itby individual members of C<strong>on</strong>gress in the debate which tookplace <strong>on</strong> its passage, nor by the motives or reas<strong>on</strong>s assigned bythem for supporting or opposing amendments that were offered.<str<strong>on</strong>g>The</str<strong>on</strong>g> law as it passed is the will of the majority of bothhouses, and the <strong>on</strong>ly mode in which that will is spoken is in theact itself; and we must gather their intenti<strong>on</strong> from the languagethere used, comparing it, when any ambiguity exists,with the laws up<strong>on</strong> the same subject, and looking, if necessary,to the public history of the times in which it was passed. 22That uncompromising view generally prevailed in this countryuntil the present century. <str<strong>on</strong>g>The</str<strong>on</strong>g> movement to change it gained momentumin the late 1920s and 1930s, driven, believe it or not, byfrustrati<strong>on</strong> with comm<strong>on</strong>-law judges’ use of “legislative intent”and ph<strong>on</strong>ied-up maxims to impose their own views - in those daysviews opposed to progressive social legislati<strong>on</strong>. I quoted yesterdayfrom an article by Dean Landis inveighing against such judicial22Aldridge v. Williams, 44 U.S. (3 How.) 9, 24 (1845) (emphasis added).


[SCALIA] Comm<strong>on</strong>-Law Courts in a Civil-Law System 105usurpati<strong>on</strong>. <str<strong>on</strong>g>The</str<strong>on</strong>g> soluti<strong>on</strong> he proposed was not the banishment oflegislative intent as an interpretive criteri<strong>on</strong>, but rather the use oflegislative history to place that intent bey<strong>on</strong>d manipulati<strong>on</strong>.Extensive use of legislative history in this country dates <strong>on</strong>lyfrom about the 1940s. It was still being criticized by such respectedJustices as Frankfurter and Jacks<strong>on</strong> as recently as the 1950s. Jacks<strong>on</strong>,for example, wrote in <strong>on</strong>e c<strong>on</strong>currence:I should c<strong>on</strong>cur in this result more readily if the Court couldreach it by analysis of the statute instead of by psychoanalysisof C<strong>on</strong>gress. When we decide from legislative history, includingstatements of witnesses at hearings, what C<strong>on</strong>gress probablyhad in mind, we must put ourselves in the place of a majorityof C<strong>on</strong>gressmen and act according to the impressi<strong>on</strong> wethink this history should have made <strong>on</strong> them. Never havingbeen a C<strong>on</strong>gressman, I am handicapped in that weird endeavor.That process seems to me not interpretati<strong>on</strong> of a statute butcreati<strong>on</strong> of a statute. 23In the past few decades, however, we have developed a legal culturein which lawyers routinely-and I do mean routinely —make no distincti<strong>on</strong> between words in the text of a statute andwords in its legislative history. I am frequently told, in briefs andin oral argument, that “C<strong>on</strong>gress said thus-and-so” - when in factwhat is being quoted is not the law promulgated by C<strong>on</strong>gress, noreven any text endorsed by a single house of C<strong>on</strong>gress, but ratherthe statement of a single committee of a single house, set forth ina committee report. I am sure some of you have heard the humorousquip that <strong>on</strong>e should c<strong>on</strong>sult the text of the statute <strong>on</strong>lywhen the legislative history is ambiguous. Well, that’s no l<strong>on</strong>gerfunny. Reality has overtaken parody. A few terms ago, I read a briefthat began the legal argument with a discussi<strong>on</strong> of legislative history,and then c<strong>on</strong>tinued (I swear I am quoting it verbatim) : “Unfortunately,the legislative debates are not helpful. Thus, we turn23United States v. Public Utils. Comm’n of Cal., 345 U.S. 295, 319 (1953)(Jacks<strong>on</strong>, J., c<strong>on</strong>curring).


106 <str<strong>on</strong>g>The</str<strong>on</strong>g> <str<strong>on</strong>g>Tanner</str<strong>on</strong>g> <str<strong>on</strong>g>Lectures</str<strong>on</strong>g> <strong>on</strong> <strong>Human</strong> <strong>Values</strong>to the other guidepost in this difficult area, statutory language.” 24As I have said, I object to the use of legislative history <strong>on</strong> principle,since I reject intent of the legislature as the proper criteri<strong>on</strong>of the law. What is most exasperating about the use of legislativehistory, however, is that it does not even make sense for those whoaccept legislative intent as the criteri<strong>on</strong>. It is much more likely toproduce a false or c<strong>on</strong>trived legislative intent than a genuine <strong>on</strong>e.<str<strong>on</strong>g>The</str<strong>on</strong>g> first and most obvious reas<strong>on</strong> this is true is that, with respectto 99.99 percent of the issues of c<strong>on</strong>structi<strong>on</strong> reaching the courts,there is no legislative intent, so that any clues provided by the legislativehistory are bound to be false. Those issues almost invariablyinvolve points of relative detail, compared with the majorsweep of the statute in questi<strong>on</strong>. That a majority of both housesof C<strong>on</strong>gress (never mind the President, if he signed rather thanvetoed the bill) entertained any view with regard to such issues isutterly bey<strong>on</strong>d belief. For a virtual certainty, the majority wasblissfully unaware of the existence of the issue, much less had anypreference as to how it should be resolved.But assuming, c<strong>on</strong>trary to all reality, that the search for “legislativeintent” is a search for something that exists, that somethingis not likely to be found in the archives of legislative history. Inearlier days, when C<strong>on</strong>gress had much smaller staff and enactedmuch less legislati<strong>on</strong>, it might have been possible to believe that asignificant number of senators or representatives were present forthe floor debate, or read the committee reports, and actually voted<strong>on</strong> the basis of what they heard or read. Those days, if they everexisted, are l<strong>on</strong>g g<strong>on</strong>e. <str<strong>on</strong>g>The</str<strong>on</strong>g> floor is rarely crowded for a debate,the members generally being occupied with committee business andreporting to the floor <strong>on</strong>ly when a quorum call is demanded or avote is to be taken. And as for committee reports, it is not evencertain that the members of the issuing committees have found24Brief for Petiti<strong>on</strong>er at 21, Jett v. Dallas Indep. Sch. Dist., 491 U.S. 701(1989), quoted in Green v. Bock Laundry Machine Co., 490 U.S. 504, 530 (1989)(<str<strong>on</strong>g>Scalia</str<strong>on</strong>g>, J., c<strong>on</strong>curring).


[SCALIA] Comm<strong>on</strong>-Law Courts in a Civil-Law System 107time to read them, as dem<strong>on</strong>strated by the following Senate floordebate <strong>on</strong> a tax bill, which I had occasi<strong>on</strong> to quote in an opini<strong>on</strong>written when I was <strong>on</strong> the Court of Appeals:Mr. ARMSTRONG. . . . My questi<strong>on</strong>, which may take [thechairman of the Committee <strong>on</strong> Finance] by surprise, is this:Is it the intenti<strong>on</strong> of the chairman that the Internal RevenueService and the Tax Court and other courts take guidance as tothe intenti<strong>on</strong> of C<strong>on</strong>gress from the committee report whichaccompanies this bill ?Mr. DOLE. I would certainly hope so. . . .Mr. ARMSTRONG. Mr. President, will the Senator tell mewhether or not he wrote the committee report?Mr. DOLE. Did I write the committee report?Mr. ARMSTRONG. Yes.Mr. DOLE. No; the Senator from Kansas did not write thecommittee report.Mr. ARMSTRONG. Did any Senator write the committeereport?Mr. DOLE. I have to check.Mr. ARMSTRONG. Does the Senator know of any Senatorwho wrote the committee report?Mr. DOLE. I might be able to identify <strong>on</strong>e, but I would haveto search. I was here all during the time it was written, I mightsay, and worked carefully with the staff as they worked. . . .Mr. ARMSTRONG. Mr. President, has the Senator from Kansas,the chairman of the Finance Committee, read the committeereport in its entirety ?Mr. DOLE. I am working <strong>on</strong> it. It is not a bestseller, but I amworking <strong>on</strong> it.Mr. ARMSTRONG. Mr. President, did members of the FinanceCommittee vote <strong>on</strong> the committee report?Mr. DOLE. No.Mr. ARMSTRONG. Mr. President, the reas<strong>on</strong> I raise the issueis not perhaps apparent <strong>on</strong> the surface, and let me just state


108 <str<strong>on</strong>g>The</str<strong>on</strong>g> <str<strong>on</strong>g>Tanner</str<strong>on</strong>g> <str<strong>on</strong>g>Lectures</str<strong>on</strong>g> <strong>on</strong> <strong>Human</strong> <strong>Values</strong>it. . . . <str<strong>on</strong>g>The</str<strong>on</strong>g> report itself is not c<strong>on</strong>sidered by the Committee <strong>on</strong>Finance. It was not subject to amendment by the Committee <strong>on</strong>Finance. It is not subject to amendment now by the Senate. . . .. . . If there were matter within this report which was disagreedto by the Senator from Colorado or even by a majorityof all Senators, there would be no way for us to change thereport. I could not offer an amendment t<strong>on</strong>ight to amend thecommit tee report.. . . [F]or any jurist, administrator, bureaucrat, tax practiti<strong>on</strong>er,or others who might chance up<strong>on</strong> the written record ofthis proceeding, let me just make the point that this is not thelaw, it was not voted <strong>on</strong>, it is not subject to amendment, andwe should discipline ourselves to the task of expressing c<strong>on</strong>gressi<strong>on</strong>alintent in the statute.”Ir<strong>on</strong>ically, but quite understandably, the more courts have reliedup<strong>on</strong> legislative history, the less worthy of reliance it has become.In earlier days, it was at least genuine and not c<strong>on</strong>trived -a real part of the legislati<strong>on</strong>’s history, in the sense that it was partof the development of the bill, part of the attempt to inform andpersuade those who voted. Nowadays, however, when it is universallyknown and expected that judges will resort to floor debatesand (especially) committee reports as authoritative expressi<strong>on</strong>s of“legislative intent,” affecting the courts rather than informing theC<strong>on</strong>gress has become the primary purpose of the exercise. It is lessthat the courts refer to legislative history because it exists, thanthat legislative history exists because the courts refer to it. One ofthe routine tasks of the Washingt<strong>on</strong> lawyer-lobbyist is to draft languagethat sympathetic legislators can recite in a prewritten “floordebate” - or, even better, insert into a committee report.Now there are several comm<strong>on</strong> resp<strong>on</strong>ses to some of the pointsI have just made. One is “So what, if most members of C<strong>on</strong>gressdo not themselves know what is in the committee report. Most of25 128 C<strong>on</strong>g. Rec. 16918-19, 97th C<strong>on</strong>g., 2d Sess. (July 19, 1982), quoted inHirschey v. Federal Energy Regulatory Comm’n, 777 F.2d 1, 7 n.1 (D.C. Cir. 1985)(<str<strong>on</strong>g>Scalia</str<strong>on</strong>g>, J., c<strong>on</strong>curring).


[SCALIA] Comm<strong>on</strong>-Law Courts in a Civil-Law System 109them do not know the details of the legislati<strong>on</strong> itself, either - butthat is valid n<strong>on</strong>etheless. In fact, they are probably more likely toread and understand the committee report than to read and understandthe text.” That ignores the central point that genuine knowledgeis a prec<strong>on</strong>diti<strong>on</strong> for the supposed authoritativeness of a committeereport, and not a prec<strong>on</strong>diti<strong>on</strong> for the authoritativeness of astatute. <str<strong>on</strong>g>The</str<strong>on</strong>g> committee report has no claim to our attenti<strong>on</strong> except<strong>on</strong> the assumpti<strong>on</strong> that it was the basis for the house’s vote, andthus represents the house’s “intent,” which we (presumably) aresearching for. A statute, however, has a claim to our attenti<strong>on</strong>simply because Article I, secti<strong>on</strong> 7, of the C<strong>on</strong>stituti<strong>on</strong> providesthat since it has been passed by the prescribed majority (with orwithout adequate understanding) it is a law.Another resp<strong>on</strong>se simply challenges head-<strong>on</strong> the propositi<strong>on</strong>that legislative history must reflect c<strong>on</strong>gressi<strong>on</strong>al thinking: “Committeereports are not authoritative because the full house presumablyknows and agrees with them, but rather because the fullhouse wants them to be authoritative - that is, leaves to its committeesthe details of its legislati<strong>on</strong>.” It may or may not be truethat the houses entertain such a desire; the sentiments of SenatorArmstr<strong>on</strong>g that I quoted earlier suggest that it is not. But if it istrue, it is unc<strong>on</strong>stituti<strong>on</strong>al. “All legislative Powers herein granted,”the C<strong>on</strong>stituti<strong>on</strong> says, “shall be vested in a C<strong>on</strong>gress of the UnitedStates, which shall c<strong>on</strong>sist of a Senate and House of Representatives.”26 <str<strong>on</strong>g>The</str<strong>on</strong>g> legislative power is the power to make laws, not thepower to make legislators. It is n<strong>on</strong>delegable. C<strong>on</strong>gress can nomore authorize <strong>on</strong>e committee to “fill in the details” of a particularlaw in a binding fashi<strong>on</strong> than it can authorize a committee to enactminor laws. Whatever C<strong>on</strong>gress has not itself prescribed is left tobe resolved by the executive or (ultimately) the judicial branch.That is the very essence of the separati<strong>on</strong> of powers. <str<strong>on</strong>g>The</str<strong>on</strong>g> <strong>on</strong>ly c<strong>on</strong>ceivablebasis for c<strong>on</strong>sidering committee reports authoritative,therefore, is that they are a genuine indicati<strong>on</strong> of the will of the26 U.S. C<strong>on</strong>st. art. I, §1.


110 <str<strong>on</strong>g>The</str<strong>on</strong>g> <str<strong>on</strong>g>Tanner</str<strong>on</strong>g> <str<strong>on</strong>g>Lectures</str<strong>on</strong>g> <strong>on</strong> <strong>Human</strong> <strong>Values</strong>entire house-which, as I have been at pains to explain, theyassuredly are not.I think that Dean Landis, and those who joined him in the prescripti<strong>on</strong>of legislative history as a cure for what he called “willfuljudges,” would be aghast at the results a half century later. Onbalance, it has facilitated rather than deterred decisi<strong>on</strong>s that arebased up<strong>on</strong> the courts’ policy preferences, rather than neutral principlesof law. Since there are no rules as to how much weight anelement of legislative history is entitled to, it can usually be eitherrelied up<strong>on</strong> or dismissed with equal plausibility. If the willfuljudge does not like the committee report, he will not follow it; hewill call the statute not ambiguous enough, the committee reporttoo ambiguous, or the legislative history (this is the favoritephrase) “as a whole, inc<strong>on</strong>clusive.” It is ordinarily very hard todem<strong>on</strong>strate that this is false so c<strong>on</strong>vincingly as to produce embarrassment.To be sure, there are ambiguities involved, and henceopportunities for judicial willfulness, in other techniques of interpretati<strong>on</strong>as well - the can<strong>on</strong>s of c<strong>on</strong>structi<strong>on</strong>, for example,which Dean Landis so thoroughly detested. But the manipulabilityof legislative history has not replaced the manipulabilities of theseother techniques; it has augmented them. <str<strong>on</strong>g>The</str<strong>on</strong>g>re are still the can<strong>on</strong>sof c<strong>on</strong>structi<strong>on</strong> to play with, and in additi<strong>on</strong> legislative history.Legislative history provides, moreover, a uniquely broad playingfield. In any major piece of legislati<strong>on</strong>, the legislative history isextensive, and there is something for everybody. As Judge HaroldLeventhal used to say, the trick is to look over the heads of thecrowd and pick out your friends. <str<strong>on</strong>g>The</str<strong>on</strong>g> variety and specificity ofresult that legislative history can achieve is unparalleled.I think it is time to call an end to a brief and failed experiment,if not for reas<strong>on</strong>s of principle then for reas<strong>on</strong>s of practicality. Ihave not used legislative history to decide a case for, I believe, thepast seven Terms. Frankly, it has made very little difference (sinceit is ordinarily so inc<strong>on</strong>clusive). In the <strong>on</strong>ly case I recall in which,had I followed legislative history, I would have come out the other


[SCALIA] Comm<strong>on</strong>-Law Courts in a Civil-Law System 111way, the rest of my colleagues (who did use legislative history)did not come out the other way either. 27 <str<strong>on</strong>g>The</str<strong>on</strong>g> most immediate andtangible change the aband<strong>on</strong>ment of legislative history would effectis this: Judges, lawyers, and clients will be saved an enormousamount of time and expense. When I was head of the Office ofLegal Counsel in the Justice Department, I estimated that 60 percentof the time of the lawyers <strong>on</strong> my staff was expended finding,and poring over, the incunabula of legislative history. What awaste. We did not use to do it, and we should do it no more.Finally, I want to say a few words about the distinctive problemof interpreting our C<strong>on</strong>stituti<strong>on</strong>. <str<strong>on</strong>g>The</str<strong>on</strong>g> problem is distinctive,not because special principles of interpretati<strong>on</strong> apply, but becausethe usual principles are being applied to an unusual text. ChiefJustice Marshall put the point as well as it can be put in McCullochv. Maryland:A c<strong>on</strong>stituti<strong>on</strong>, to c<strong>on</strong>tain an accurate detail of all the subdivisi<strong>on</strong>sof which its great powers will admit, and of all the meansby which they may be carried into executi<strong>on</strong>, would partake ofthe prolixity of a legal code, and could scarcely be embraced bythe human mind. It would probably never be understood by thepublic. Its nature, therefore, requires, that <strong>on</strong>ly its great outlinesshould be marked, its important objects designated, andthe minor ingredients which compose the objects be deducedfrom the nature of the objects themselves. 28In textual interpretati<strong>on</strong>, c<strong>on</strong>text is everything, and the c<strong>on</strong>text ofthe C<strong>on</strong>stituti<strong>on</strong> tells us not to expect nit-picking detail, and to givewords and phrases an expansive rather than narrow interpretati<strong>on</strong>- though not, of course, an interpretati<strong>on</strong> that the languagewill not bear.27 See Wisc<strong>on</strong>sin Publ. Intervenor v. Mortier, 501 U.S. 597 (1991); id., at 616(<str<strong>on</strong>g>Scalia</str<strong>on</strong>g>, J., c<strong>on</strong>curring).28McCulloch v. Maryland, 17 U.S. ( 4 Wheat.) 316, 407 (1819).


112 <str<strong>on</strong>g>The</str<strong>on</strong>g> <str<strong>on</strong>g>Tanner</str<strong>on</strong>g> <str<strong>on</strong>g>Lectures</str<strong>on</strong>g> <strong>on</strong> <strong>Human</strong> <strong>Values</strong>Take, for example, the provisi<strong>on</strong> of the First Amendment thatforbids abridgment of “the freedom of speech, or of the press.”That phrase does not list the full range of communicative expressi<strong>on</strong>.Handwritten letters, for example, are neither speech norpress. Yet surely there is no doubt they cannot be censored. In thisc<strong>on</strong>stituti<strong>on</strong>al c<strong>on</strong>text, speech and press, the two most comm<strong>on</strong> formsof communicati<strong>on</strong>, stand as a sort of synecdoche for the whole.That is not strict c<strong>on</strong>structi<strong>on</strong>, but it is reas<strong>on</strong>able c<strong>on</strong>structi<strong>on</strong>.It is curious that most of those who insist that the drafter’sintent gives meaning to a statute reject the drafter’s intent as thecriteri<strong>on</strong> for interpretati<strong>on</strong> of the C<strong>on</strong>stituti<strong>on</strong>. I reject it for both.I will c<strong>on</strong>sult the writings of some men who happened to beFramers - Hamilt<strong>on</strong>’s and Madis<strong>on</strong>’s writings in the Federalist,for example. I do so, however, not because they were Framers andtherefore their intent is authoritative and must be the law; butrather because their writings, like those of other intelligent andinformed people of the time, display how the text of the C<strong>on</strong>stituti<strong>on</strong>was originally understood. Thus, I give equal weight to Jay’spieces in the Federalist, and to Jeffers<strong>on</strong>’s writings, even thoughneither of them was a Framer. What I look for in the C<strong>on</strong>stituti<strong>on</strong>is precisely what I look for in a statute: the original meaning ofthe text, not what the original draftsmen intended.But the Great Divide with regard to c<strong>on</strong>stituti<strong>on</strong>al interpretati<strong>on</strong>is not that between Framers’ intent and objective meaning; butrather that between original meaning (whether derived fromFramers’ intent or not) and current meaning. <str<strong>on</strong>g>The</str<strong>on</strong>g> ascendant schoolof c<strong>on</strong>stituti<strong>on</strong>al interpretati<strong>on</strong> affirms the existence of what iscalled the “living C<strong>on</strong>stituti<strong>on</strong>,” a body of law that (unlike normalstatutes) grows and changes from age to age, in order to meet theneeds of a changing society. And it is the judges who determinethose needs and “find” that changing law. Seems familiar, doesn’tit? Yes, it is the comm<strong>on</strong> law returned, but infinitely more powerfulthan what the old comm<strong>on</strong> law ever pretended to be, for now ittrumps even the statutes of democratic legislatures. Recall the


[SCALIA] Comm<strong>on</strong>-Law Courts in a Civil-Law System 113words I quoted earlier from the Fourth-of-July speech of the avidcodifier Robert Rantoul: “<str<strong>on</strong>g>The</str<strong>on</strong>g> judge makes law, by extorting fromprecedents something which they do not c<strong>on</strong>tain. He extends hisprecedents, which were themselves the extensi<strong>on</strong> of others, till, bythis accommodating principle, a whole system of law is built upwithout the authority or interference of the legislator.” 29 Substitutethe word “people” for “legislator,” and it is a perfect descripti<strong>on</strong>of what modern American courts have d<strong>on</strong>e with theC<strong>on</strong>s ti tu ti<strong>on</strong>.If you go into a c<strong>on</strong>stituti<strong>on</strong>al law class, or study a c<strong>on</strong>stituti<strong>on</strong>al-lawcasebook, or read a brief filed in a c<strong>on</strong>stituti<strong>on</strong>al-lawcase, you will rarely find the discussi<strong>on</strong> addressed to the text of thec<strong>on</strong>stituti<strong>on</strong>al provisi<strong>on</strong> that is at issue, or to the questi<strong>on</strong> of whatwas the originally understood or even the originally intendedmeaning of that text. Judges simply ask themselves (as a goodcomm<strong>on</strong>-law judge would) what ought the result to be, and thenproceed to the task of distinguishing (or, if necessary, overruling)any prior Supreme Court cases that stand in the way. Should therebe (to take <strong>on</strong>e of the less c<strong>on</strong>troversial examples) a c<strong>on</strong>stituti<strong>on</strong>alright to die? If so, there is. Should there be a c<strong>on</strong>stituti<strong>on</strong>al rightto reclaim a biological child put out for adopti<strong>on</strong> by the otherparent? Again, if so, there is. If it is good, it is so. Never mindthe text that we are supposedly c<strong>on</strong>struing; we will smuggle thesein, if all else fails, under the Due Process Clause (which, as I havedescribed, is textually incapable of c<strong>on</strong>taining them). Moreover,what the C<strong>on</strong>stituti<strong>on</strong> meant yesterday it does not necessarily meantoday. As our opini<strong>on</strong>s say in the c<strong>on</strong>text of our Eighth Amendmentjurisprudence (the Cruel and Unusual Punishments Clause),its meaning changes to reflect “the evolving standards of decencythat mark the progress of a maturing society.” 30This is preeminently a comm<strong>on</strong>-law way of making law, andnot the way of c<strong>on</strong>struing a democratically adopted text. I men-29 Rantoul, note 3 above, at 318.30Trop v. Dulles, 356 U.S. 86, 101 (1958) (plurality opini<strong>on</strong>).


114 <str<strong>on</strong>g>The</str<strong>on</strong>g> <str<strong>on</strong>g>Tanner</str<strong>on</strong>g> <str<strong>on</strong>g>Lectures</str<strong>on</strong>g> <strong>on</strong> <strong>Human</strong> <strong>Values</strong>ti<strong>on</strong>ed earlier a famous English treatise <strong>on</strong> statutory c<strong>on</strong>structi<strong>on</strong>called Dwarris <strong>on</strong> Statutes. <str<strong>on</strong>g>The</str<strong>on</strong>g> fourth of Dwarris’s Maxims wasas follows: “An act of Parliament cannot alter by reas<strong>on</strong> of time;but the comm<strong>on</strong> law may, since cessante rati<strong>on</strong>e cessat lex.” 31 Thisremains (however much it may sometimes be evaded) the formallyenunciated rule for statutory c<strong>on</strong>structi<strong>on</strong>: statutes do not change.Proposals for “dynamic statutory c<strong>on</strong>structi<strong>on</strong>,” such as those ofJudge Calabresi and Professor Eskridge that I discussed yesterday,are c<strong>on</strong>cededly avant-garde. <str<strong>on</strong>g>The</str<strong>on</strong>g> C<strong>on</strong>stituti<strong>on</strong>, however, eventhough a democratically adopted text, we formally treat like thecomm<strong>on</strong> law. What, it is fair to ask, is our justificati<strong>on</strong> for doing so?One would suppose that the rule that a text does not changewould apply a fortiori to a c<strong>on</strong>stituti<strong>on</strong>. If courts felt too muchbound by the democratic process to tinker with statutes, when theirtinkering could be adjusted by the legislature, how much moreshould they feel bound not to tinker with a c<strong>on</strong>stituti<strong>on</strong>, when theirtinkering is virtually irreparable. It surely cannot be said that ac<strong>on</strong>stituti<strong>on</strong> naturally suggests changeability; to the c<strong>on</strong>trary, itswhole purpose is to prevent change - to embed certain rights insuch a manner that future generati<strong>on</strong>s cannot take them away. Asociety that adopts a bill of rights is skeptical that “evolving standardsof decency” always “mark progress,” and that societies always“mature,” as opposed to rot. Neither the text of such a documentnor the intent of its framers (whichever you choose) can possiblylead to the c<strong>on</strong>clusi<strong>on</strong> that its <strong>on</strong>ly effect is to take the powerof changing rights away from the legislature and give it to thecourts.<str<strong>on</strong>g>The</str<strong>on</strong>g> argument most frequently made in favor of <str<strong>on</strong>g>The</str<strong>on</strong>g> LivingC<strong>on</strong>stituti<strong>on</strong> is a pragmatic <strong>on</strong>e: Such an evoluti<strong>on</strong>ary approach isnecessary in order to provide the “flexibility” that a changing societyrequires; the C<strong>on</strong>stituti<strong>on</strong> would have snapped, if it had notbeen permitted to bend and grow. This might be a persuasive31Rhodes v. Chapman, 452 U.S. 337, 346 (1981), quoting from FortunatusDwarris, A General Treatise <strong>on</strong> Statutes, with American Notes and Additi<strong>on</strong>s byPlatt Potter (1871), 122.


[SCALIA] Comm<strong>on</strong>-Law Courts in a Civil-Law System 115argument if most of the “growing” that the prop<strong>on</strong>ents of thisapproach have brought up<strong>on</strong> us in the past, and are determined tobring up<strong>on</strong> us in the future, were the eliminati<strong>on</strong> of restricti<strong>on</strong>sup<strong>on</strong> democratic government. But just the opposite is true. Historically,and particularly in the past thirty-five years, the “evolving”C<strong>on</strong>stituti<strong>on</strong> has imposed a vast array of new c<strong>on</strong>straints -new inflexibilities - up<strong>on</strong> administrative, judicial, and legislativeacti<strong>on</strong>. To menti<strong>on</strong> <strong>on</strong>ly a few things that formerly could be d<strong>on</strong>eor not d<strong>on</strong>e, as the society desired, but now can not be d<strong>on</strong>e:admitting in a state criminal trial evidence of guilt that wasobtained by an unlawful search;permitting invocati<strong>on</strong> of God at public-school graduati<strong>on</strong>s ;electing <strong>on</strong>e of the two houses of a state legislature the waythe United States Senate is elected (i.e., <strong>on</strong> a basis that does notgive all voters numerically equal representati<strong>on</strong>) ;terminating welfare payments as so<strong>on</strong> as evidence of fraudis received, subject to restorati<strong>on</strong> after hearing if the evidenceis satisfactorily refuted;imposing property requirements as a c<strong>on</strong>diti<strong>on</strong> of voting;prohibiting an<strong>on</strong>ymous campaign literature;prohibiting pornography.And the future agenda of c<strong>on</strong>stituti<strong>on</strong>al evoluti<strong>on</strong>ists is mostlymore of the same- the creati<strong>on</strong> of new restricti<strong>on</strong>s up<strong>on</strong> democraticgovernment, rather than the eliminati<strong>on</strong> of old <strong>on</strong>es. Lessflexibility in government, not more. As things now stand, the stateand federal governments may either apply capital punishment orabolish it, permit suicide or forbid it - all as the changing timesand the changing sentiments of society may demand. But whencapital punishment is held to violate the Eighth Amendment, andsuicide is held to be protected by the Fourteenth Amendment, allflexibility with regard to those matters will be g<strong>on</strong>e. No, the reality


116 <str<strong>on</strong>g>The</str<strong>on</strong>g> <str<strong>on</strong>g>Tanner</str<strong>on</strong>g> <str<strong>on</strong>g>Lectures</str<strong>on</strong>g> <strong>on</strong> <strong>Human</strong> <strong>Values</strong>of the matter is that, generally speaking, devotees of <str<strong>on</strong>g>The</str<strong>on</strong>g> LivingC<strong>on</strong>stituti<strong>on</strong> do not seek to facilitate social change but to prevent it.<str<strong>on</strong>g>The</str<strong>on</strong>g>re are, I must admit, a few excepti<strong>on</strong>s to that - a few instancesin which, historically, greater flexibility has been the resultof the process. But those excepti<strong>on</strong>s <strong>on</strong>ly serve to refute anotherargument of the prop<strong>on</strong>ents of an evolving C<strong>on</strong>stituti<strong>on</strong>, thatevoluti<strong>on</strong> will always be in the directi<strong>on</strong> of greater pers<strong>on</strong>al liberty.(<str<strong>on</strong>g>The</str<strong>on</strong>g>y c<strong>on</strong>sider that a great advantage, for reas<strong>on</strong>s that I do notentirely understand. All government represents a balance betweenindividual freedom and social order, and it is not true that everyalterati<strong>on</strong> of that balance in the directi<strong>on</strong> of greater individualfreedom is necessarily good.) But in any case, the record of historyrefutes the propositi<strong>on</strong> that the evolving C<strong>on</strong>stituti<strong>on</strong> will invariablyenlarge individual rights. <str<strong>on</strong>g>The</str<strong>on</strong>g> most obvious refutati<strong>on</strong> is themodern Court’s limitati<strong>on</strong> of the c<strong>on</strong>stituti<strong>on</strong>al protecti<strong>on</strong>s affordedto property. <str<strong>on</strong>g>The</str<strong>on</strong>g> provisi<strong>on</strong> prohibiting impairment of the obligati<strong>on</strong>of c<strong>on</strong>tracts, for example, has been gutted. I am sure that Wethe People agree with that development; we value property rightsless than the Founders did. So also, we value the right to bear armsless than the Founders (who thought the right of self-defense tobe absolutely fundamental), and there will be few tears shed ifand when the Sec<strong>on</strong>d Amendment is held to guarantee nothingmore than the State Nati<strong>on</strong>al Guard. But this just shows that theFounders were right when they feared that some (in their viewmisguided) future generati<strong>on</strong> might wish to aband<strong>on</strong> liberties thatthey c<strong>on</strong>sidered essential, and so sought to protect those libertiesin a Bill of Rights. We may like the abridgment of property rights,and like the eliminati<strong>on</strong> of the right to bear arms; but let us notpretend that these are not a reducti<strong>on</strong> of rights.Or if property rights are too cold to get your juices flowing,and the right to bear arms too dangerous, let me give another example:Several terms ago a case came before the Supreme Courtinvolving a prosecuti<strong>on</strong> for sexual abuse of a young child. <str<strong>on</strong>g>The</str<strong>on</strong>g> trialcourt found that the child would be too frightened to testify in the


[SCALIA] Comm<strong>on</strong>-Law Courts in a Civil-Law System 117presence of the (presumed) abuser, and so, pursuant to state law,she was permitted to testify with <strong>on</strong>ly the prosecutor and defensecounsel present, the defendant, the judge, and the jury watchingover closed-circuit televisi<strong>on</strong>. A reas<strong>on</strong>able enough procedure, andit was held to be c<strong>on</strong>stituti<strong>on</strong>al by my Court. 32 I dissented, becausethe Sixth Amendment provides that “[i]n all criminal prosecuti<strong>on</strong>s”(let me emhpasize the word “all”) “the accused shall enjoythe right . . . to be c<strong>on</strong>fr<strong>on</strong>ted with the witnesses against him.”<str<strong>on</strong>g>The</str<strong>on</strong>g>re is no doubt what c<strong>on</strong>fr<strong>on</strong>tati<strong>on</strong> meant - or indeed meanstoday. It means face-to-face, not watching from another room.And there is no doubt what <strong>on</strong>e of the major purposes of that provisi<strong>on</strong>was: to induce precisely that pressure up<strong>on</strong> the witnesswhich the little girl found it difficult to endure. It is difficult toaccuse some<strong>on</strong>e to his face, particularly when you are lying. Nowno extrinsic factors have changed since that provisi<strong>on</strong> was adoptedin 1791. Sexual abuse existed then, as it does now; little childrenwere more easily upset than adults, then as now; a means of placingthe defendant out of sight of the witness existed then as now(a screen could easily have been erected that would enable the defendantto see the witness, but not the witness the defendant). Butthe Sixth Amendment n<strong>on</strong>etheless gave all criminal defendants theright to c<strong>on</strong>fr<strong>on</strong>t the witnesses against them, because that wasthought to be an important protecti<strong>on</strong>. <str<strong>on</strong>g>The</str<strong>on</strong>g> <strong>on</strong>ly significant thingthat has changed, I think, is the society’s sensitivity to so-calledpsychic trauma (which is what we are told the child witness insuch a situati<strong>on</strong> suffers) and the society’s assessment of where theproper balance ought to be struck between the two extremes of aprocedure that assures c<strong>on</strong>victing 100 percent of all child abusers,and a procedure that assures acquitting 100 percent of those whohave been falsely accused of child abuse. I have no doubt that thesociety is, as a whole, happy and pleased with what my Court decided.But we should not pretend that the decisi<strong>on</strong> did not eliminatea liberty that previously existed.32 See Maryland v. Craig, 497 U.S. 836 (1990).


118 <str<strong>on</strong>g>The</str<strong>on</strong>g> <str<strong>on</strong>g>Tanner</str<strong>on</strong>g> <str<strong>on</strong>g>Lectures</str<strong>on</strong>g> <strong>on</strong> <strong>Human</strong> <strong>Values</strong>My last remarks may have created the false impressi<strong>on</strong> thatprop<strong>on</strong>ents of <str<strong>on</strong>g>The</str<strong>on</strong>g> Living C<strong>on</strong>stituti<strong>on</strong> follow the desires of theAmerican people in determining how the C<strong>on</strong>stituti<strong>on</strong> shouldevolve. <str<strong>on</strong>g>The</str<strong>on</strong>g>y follow nothing so precise; indeed, as a group theyfollow nothing at all. Perhaps the most glaring defect of LivingC<strong>on</strong>stituti<strong>on</strong>alism, next to its incompatibility with the whole antievoluti<strong>on</strong>arypurpose of a c<strong>on</strong>stituti<strong>on</strong>, is that there is no agreement,and no chance of agreement, up<strong>on</strong> what is to be the guidingprinciple of the evoluti<strong>on</strong>. Panta rei is not a sufficiently informativeprinciple of c<strong>on</strong>stituti<strong>on</strong>al interpretati<strong>on</strong>. What is it that thejudge must c<strong>on</strong>sult to determine when, and in what directi<strong>on</strong>, evoluti<strong>on</strong>has occurred? Is it the will of the majority, discerned fromnewspapers, radio talk shows, public opini<strong>on</strong> polls, and chats at thecountry club? Is it the philosophy of Hume, or of John Rawls, orof John Stuart Mill, or of Aristotle? As so<strong>on</strong> as the discussi<strong>on</strong>goes bey<strong>on</strong>d the issue of whether the C<strong>on</strong>stituti<strong>on</strong> is static, theevoluti<strong>on</strong>ists divide into as many camps as there are individualviews of the good, the true, and the beautiful. I think that is inevitablyso, which means that evoluti<strong>on</strong>ism is simply not a practicablec<strong>on</strong>stituti<strong>on</strong>al philosophy.I do not suggest, mind you, that originalists always agree up<strong>on</strong>their answer. <str<strong>on</strong>g>The</str<strong>on</strong>g>re is plenty of room for disagreement as to whatoriginal meaning was, and even more as to how that original meaningapplies to the situati<strong>on</strong> before the court. But the originalist atleast knows what he is looking for: the original meaning of thetext. Often, indeed I dare say usually, that is easy to discern andsimple to apply. Sometimes (though not very often) there will bedisagreement regarding the original meaning; and sometimes therewill be disagreement as to how that original meaning applies t<strong>on</strong>ew and unforeseen phenomena. How, for example, does the FirstAmendment guarantee of “the freedom of speech” apply to newtechnologies that did not exist when the guarantee was created -to sound trucks, or to government-licensed over-the-air televisi<strong>on</strong>?In such new fields the Court must follow the trajectory of the First


[SCALIA] Comm<strong>on</strong>-Law Courts in a Civil-Law System 119Amendment, so to speak, to determine what it requires-andassuredly that enterprise is not entirely cut-and-dried, but requiresthe exercise of judgment.But the difficulties and uncertainties of determining originalmeaning and applying it to modern circumstances are negligiblecompared with the difficulties and uncertainties of the philosophywhich says that the C<strong>on</strong>stituti<strong>on</strong> changes; that the very act whichit <strong>on</strong>ce prohibited it now permits, and which it <strong>on</strong>ce permitted itnow forbids; and that the key to that change is unknown and unknowable.<str<strong>on</strong>g>The</str<strong>on</strong>g> originalist, if he does not have all the answers,has many of them. <str<strong>on</strong>g>The</str<strong>on</strong>g> C<strong>on</strong>fr<strong>on</strong>tati<strong>on</strong> Clause, for example, requiresc<strong>on</strong>fr<strong>on</strong>tati<strong>on</strong>. For the evoluti<strong>on</strong>ist, however, every questi<strong>on</strong>is an open questi<strong>on</strong>, every day a new day. No fewer than threeof the Justices with whom I have served have maintained that thedeath penalty is unc<strong>on</strong>stituti<strong>on</strong>al, even though its use is explicitlyc<strong>on</strong>templated in the C<strong>on</strong>stituti<strong>on</strong>. <str<strong>on</strong>g>The</str<strong>on</strong>g> Due Process Clause of theFifth and Fourteenth Amendments says that no pers<strong>on</strong> shall bedeprived of life without due process of law; and the Grand JuryClause of the Fifth Amendment says that no pers<strong>on</strong> shall be heldto answer for a capital crime without grand jury indictment. Nomatter. Under <str<strong>on</strong>g>The</str<strong>on</strong>g> Living C<strong>on</strong>stituti<strong>on</strong> the death penalty may havebecome unc<strong>on</strong>stituti<strong>on</strong>al. And it is up to each Justice to decide forhimself (under no standard I can discern) when that occurs.In the last analysis, however, it probably does not matter whatprinciple, am<strong>on</strong>g the innumerable possibilities, the evoluti<strong>on</strong>ist proposesto determine in what directi<strong>on</strong> <str<strong>on</strong>g>The</str<strong>on</strong>g> Living C<strong>on</strong>stituti<strong>on</strong> willgrow. For unless the evoluti<strong>on</strong>ary dogma is kept a closely heldsecret am<strong>on</strong>g us judges and law professors, it will lead to the resultthat the C<strong>on</strong>stituti<strong>on</strong> evolves the way the majority wishes. <str<strong>on</strong>g>The</str<strong>on</strong>g>people will be willing to leave interpretati<strong>on</strong> of the C<strong>on</strong>stituti<strong>on</strong> toa committee of nine lawyers so l<strong>on</strong>g as the people believe that it is(like the interpretati<strong>on</strong> of a statute) lawyers’ work - requiringa close examinati<strong>on</strong> of text, history of the text, traditi<strong>on</strong>al understandingof the text, judicial precedent, etc. But if the people come


120 <str<strong>on</strong>g>The</str<strong>on</strong>g> <str<strong>on</strong>g>Tanner</str<strong>on</strong>g> <str<strong>on</strong>g>Lectures</str<strong>on</strong>g> <strong>on</strong> <strong>Human</strong> <strong>Values</strong>to believe that the C<strong>on</strong>stituti<strong>on</strong> is not a text like other texs; if itmeans, not what it says or what it was understood to mean, butwhat it should mean, in light of the “evolving standards of decencythat mark the progress of a maturing society,” well then, they willlook for qualificati<strong>on</strong>s other than impartiality, judgment, and lawyerlyacumen in those whom they select to interpret it. More specifically,they will look for people who agree with them as to whatthose evolving standards have evolved to; who agree with themas to what the C<strong>on</strong>stituti<strong>on</strong> ought to be.It seems to me that that is where we are heading, or perhapseven where we have arrived. Seventy-five years ago, we believedfirmly enough in a rock-solid, unchanging C<strong>on</strong>stituti<strong>on</strong> that we feltit necessary to adopt the Nineteenth Amendment to give womenthe vote. <str<strong>on</strong>g>The</str<strong>on</strong>g> battle was not fought in the courts, and few thoughtthat it could be, despite the c<strong>on</strong>stituti<strong>on</strong>al guarantee of Equal Protecti<strong>on</strong>of the Laws; that provisi<strong>on</strong> did not, when it was adopted,and hence did not in 1920, guarantee equal access to the ballot,but permitted distincti<strong>on</strong>s <strong>on</strong> the basis not <strong>on</strong>ly of age, but of propertyand of sex. Who can doubt that, if the issue had been deferreduntil today, the C<strong>on</strong>stituti<strong>on</strong> would be (formally) unamended, andthe courts would be the chosen instrumentality of change? <str<strong>on</strong>g>The</str<strong>on</strong>g>American people have been c<strong>on</strong>verted to belief in <str<strong>on</strong>g>The</str<strong>on</strong>g> Living C<strong>on</strong>stituti<strong>on</strong>,a “morphing” document that means, from age to age,what it ought to mean. And with that c<strong>on</strong>versi<strong>on</strong> has inevitablycome the new phenomen<strong>on</strong> of selecting and c<strong>on</strong>firming federaljudges, at all levels, <strong>on</strong> the basis of their views regarding a wholeseries of proposals for c<strong>on</strong>stituti<strong>on</strong>al evoluti<strong>on</strong>. If the courts arefree to write the C<strong>on</strong>stituti<strong>on</strong> anew, they will, by God, write it theway the majority wants; the appointment and c<strong>on</strong>firmati<strong>on</strong> processwill see to that. This, of course, is the end of the Bill of Rights,whose meaning will be committed to the very body it was meant toprotect against: the majority. By trying to make the C<strong>on</strong>stituti<strong>on</strong>do everything that needs doing from age to age, we shall havecaused it to do nothing at all.


[SCALIA] Comm<strong>on</strong>-Law Courts in a Civil-Law System 121As I said at the outset of these lectures, the interpretati<strong>on</strong> andapplicati<strong>on</strong> of democratically adopted texts comprises virtually allthe work of federal judges, and the vast majority of the work ofstate judges, in New Jersey and elsewhere. I have tried to explainwhy, in my view, we comm<strong>on</strong> lawyers come to the bench ill preparedfor that task - indeed, even ill disposed towards that task.I have discussed a few principles of statutory interpretati<strong>on</strong> thatseem to me the most basic or the most currently in need of emphasis.That part was principally of interest to the lawyers am<strong>on</strong>gyou. And finally, I have discussed the major issue of textual interpretati<strong>on</strong>posed by that peculiar type of text known as a c<strong>on</strong>stituti<strong>on</strong>.<str<strong>on</strong>g>The</str<strong>on</strong>g>se last remarks were not distinctively lawyers’ or judges’business, but the business of every intelligent citizen; for as I haveexplained, if the people misunderstand the nature of the C<strong>on</strong>stituti<strong>on</strong>,and the role of the courts in its enforcement, the enterprisecannot succeed.

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