my studies and work in the area as an EIA-official and researcher in the field of planning andEIA, my main research interest is principally centred on the relation between spatial planning,environmental initiatives and the introduction of the <strong>SEA</strong> directive. Other aspects that Iconsidered to interesting and influenced the research approach were the following:<strong>SEA</strong>'s relation to spatial planningIn relation to the fact that <strong>SEA</strong> is essentially linked to the existing planning instruments, theknowledge and understanding of spatial planning practice is of prime relevance. This includesthe issues addressed in planning, the processes to be followed and the decision-making, aswell as existing experiences of the integrating environmental initiatives in spatial planning.What experiences have been included in the <strong>SEA</strong> methodology and what experiences havebeen overlooked?The ideological basis of the <strong>SEA</strong> directiveAnother area of interest is the ideological conceptions that are behind and integrated in the<strong>SEA</strong> directive, i.e. the idea that it is possible to prescribe an instrument that shall beintroduced to existing processes and will lead to improved environmental and better decisionmakingregardless of the context to which it is introduced? When studied in relation to itsapplication to the spatial planning processes, what ideas does the directive reflect of thepotential of planning as a tool for managing future development and change?The status of comprehensive planning as a tool for environmental integrationThe national planning systems can be argued to be ‘put to the test’ by the introduction of the<strong>SEA</strong> directive. <strong>SEA</strong>, as many of environmental initiatives introduced in recent years, is aregulatory approach to environmental integration, a requirement attached to legislation orregulations. Is there a risk that the <strong>SEA</strong> requirements may go astray in the recent trends inplanning practice, moving away from statutory planning, directed towards streamlining theplanning process?The potential of <strong>SEA</strong> as a tool for changeFinally, an important aspect that would be interesting to explore is the way that spatialplanning has changed as a result of the environmental initiatives. Equally, will theimplementation of the directive affect spatial planning; change existing planning structure andpractice, or will the introduction of the directive facilitate, or even legitimate, existingplanning practices? This will however not be addressed within the frame of this thesis.1.4 MethodologyThe research is based upon qualitative research methods. The analytical framework used forthe research is case study methodology, identifying the introduction of the <strong>SEA</strong> directive intothe national planning framework in three countries; Sweden, Iceland and England as casestudy objects. The results are compared and analysed in the context of planning theory andexisting literature on Environmental Assessment. The empirical basis is largely based upondocument analysis. This has been supplemented by direct observations and complementaryinterviews. The main reason for choosing qualitative research methods is that they are wellsuited for research that is based upon a holistic approach, “…which enables the researcher to giveattention to interdependencies, complexities and context” (Patton 1990), which in turn makes itpossible to adjust the research focus and include new variables as new information emerges.Case-study approachThe qualitative inquiry is based upon a case study approach, where the three countries studied;Sweden, Iceland and England, are examined with regard to the introduction of the EU12
Directive 2001/42/EC in the legal institutional system. The case study research approachborrows from different methodological approaches, e.g. hermeneutic research approach,grounded theory and critical theory, and can be applied in both qualitative and quantitativeresearch. Yin (1984) defines the case study research method as an empirical inquiry thatinvestigates a contemporary phenomenon within its real-life context; when the boundariesbetween phenomenon and context are not clearly evident; and in which multiple sources ofevidence are used (Yin 1984:23). Among the characteristics of case studies is that they arecontext dependant, apply combined methodology and are carried out in the present(Johansson 2002). Furthermore, case studies can be “… particularly valuable when the evaluationaims to capture individual differences or unique variations form one program setting to another, or from oneprogram experience to another” (Patton 1990:54). Among the ground methods of case studyresearch is triangulation, i.e. that different research methods are applied in order to establish oraim for more accurate research results. In that way, the research methods included in casestudy research can include documents, archival records, open-ended interviews, focusedinterviews, structures interviews, surveys and direct observations. This is partly applied inthis research with a combination of document and literature review and some interviews. Thecase study approach was chosen as it is considered to be particularly valuable when thecomparative analysis aims to capture individual differences or unique variation from onestudy object to another (Patton 1990:50). Case studies are suitable for ‘how’ and ‘why’questions and do not need to be based upon a clear proposition (Yin 1984). The aim istherefore not to draw conclusions that can be generalised for all the countries affected by the<strong>SEA</strong> directive, but to improve the understanding of the particular circumstances to which thedirective is introduced. In that way, by describing the way that the directive is introduced in aparticular national context, conclusions can be drawn on the relevance of the differentcontextual aspects on the way that the directive is implemented as well as its potential toreach its objectives of protecting the environment, leading to environmental integration andpromoting sustainable development.The identification of the three countries as case studies corresponds with Patton’s (1990)categories of purposeful sampling. The three countries all need to comply with the EUdirective 2001/42/EC, which is introduced to an existing land-use planning system, as well asall countries have some experience of applying the methodology of strategic environmentalassessment to their planning system. The aim was therefore to capture common patterns, aswell as divergences and relate those to the introduction of the <strong>SEA</strong> directive to the nationallegal system. Furthermore, all three countries are contexts which I personally have experienceof working and studying within the planning system and consider myself to have anunderstanding of their workings which is advantageous to the research.13
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References and documentsAlfredsson,
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Christoferson, I. (ed), (2001) Swed
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Kørnøv, L. (1999) Integrating SEA
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Sheate, W., Byron, H., Dagg, S. and
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European Union’s publicationsEC (
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English documents:Countryside Counc