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SECURITIES COMMISSION OF THE BAHAMASLICENSEES UNDER THE SECURITIES INDUSTRY ACT, 1999Name Class Phone Fax Email Address P. O. Box Registered PersonnelSecurities Investment AdvisorsIndependent Advisory Services Limited 327-6057 327-6058 info@inadservices.comJ. Safra Asset Management Limited 677-6555 677-6550 w.penino@safra.bsJudico Research Limited 363-0515 363-0516 w.bollinger@judico.orgLagoon Court Suite 215,Olde Town Mall,SandyportBuilding III,Bayside Executive Park,West Bay Street & Blake RoadUnit A3Ocean Club ResidencesParadise IslandSP63924CB-10988SS-19221Adolfo F. Miranda; Beat Wernli; CharlotteMarjorie EvansIsrael BorbaWilliam BollingerK.P. Investment Advisors Ltd. 394-4182 394-4183 Jorge.moreira@apms-ltd.comHalsbury Commercial Centre,Village RoadSS-19689Karl Hoerkens; Pierre M. Monnard; MoreiraBarrow, Jorge IsaacLambda Asset Management 3631528 3631528 fabio@lambdaam.com7 Venetian LaneOld Fort BayP.O. Box CR-56766 #218Nassau, BahamasN-4875 Fabio AlloccoLeno Corporate Services Limited 364-2806 364-5880 slongley@lenocorporateservices.comLibeco Asset Management Ltd. 394-4182 394-4183 jorge.moreira@apms-ltd.com2nd FloorPineapple PlaceNassau, BahamasSuite No. 2Halsbury Commercial CenterVillage RoadN-7535 Sean LongleySS-19689 Pierre Biraben, Pierre Monnard, Karl HoerkensMignon (Nassau) Limited 327-6618327-6806 327-6617dlt@mignon.bsCaves Village,West Bay Street & Blake RoadAP-59223Doro<strong>the</strong>a ThompsonMillennium Investment Advisors Ltd. 394-4182 394-4183 Jorge.moreira@apms-ltd.comHalsbury Commercial Centre,Village RoadSS-19689Karl Hoerkens; Pierre M. MonnardMontaque Capital Partners Ltd. 356-6143 356-6144 obe<strong>the</strong>l@montaquegroup.com4th Floor,Centreville House,2nd Terrace WestN-8303 Owen S.M. Be<strong>the</strong>l; Edison L. SumnerNew Providence Asset Management Limited 393-9113 393-9114 kimberly@npasset.comNordica Investment Management Limited 327-2600 325-8445 acole@sterling-<strong>bahamas</strong>.comSuite 1000,7 Moseley StreetCR-56766-1000Suite 205ASaffrey SquareBay Street & Bank Lane N-10222Kimberly Pierce; Jillian Dorsett; PerpetuaMonique RobertsDaniel Hedkrok; Anna Hedkrok, Ulf RobertHalleboOctogone Fund Management Limited 362-4995 3624996 rcm@octogone.com.bsNo. 3 OfficesOld Fort BaySP-63157R. Clive MooreUpdated as at May 6, 2011

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