securities commission of the bahamas licensees under the

SECURITIES COMMISSION OF THE BAHAMASLICENSEES UNDER THE SECURITIES INDUSTRY ACT, 1999Name Class Phone Fax Email Address P. O. Box Registered PersonnelBroker-DealersAccuvest Limited II 362-6900 362-6901delarese.williams@accuvest.net;sean.nottage@accuvest.netOffices at Old Fort BayBuidling #4Western RoadSP-63771Robert P. Jensen, D. Sean NottageAlliance Investment Management Ltd. I 326-7333 326-7336arelcock@allianceinvest.com;jrbrown@allianceinvest.comGround Floor,British Colonial Hilton Centre of Commerce1 Bay StreetSS-19051Julian Brown; Avril Elcock-Major; Nolan AsquithJohnson; Tashia Diantha EdwardsAndbanc (Bahamas) Limited II 322-4081 322-4071 manel@agricol.comSuite 304,British Colonial Hilton Centre of Commerce1 Bay StreetAP-59223Manuel Martinez Campos; ClaudineFarquharsonAnsbacher (Bahamas) Limited II 322-1161 326-5020 lisa.gibson@ansbacher.bsAnsbacher House,Bank LaneN-7768Kendrick G. Albury, Michael C-J.Mayhew-Arnold, Debra E. Bain, Sandra Brice, Tamico A.Brice, Melinda Cartwright, Robert J.Davidowski, Jillian Dorsett, Catherine L. Fadely,Lisa Gibson, Tamica McClain, Benjamin Pinder,Perpetua M. Roberts, Ricardo Rolle, ChristineRussell, Ansel A. Watson; Paul John Winder;Samuel Peter Haven; Eric Gibson Jr., MaryRodland, Stewart W. Miller, Anna CeceliaZervos; Carlton Newton Mortier; GinarenaeChuno; Lacarion Newbold, Rhodine Fox; NicolaHanchell; Lashelle White; Katherine RolleArbitral Securities Ltd.II(305)374-8111(305)372-9933fernando@arbitral.comArner Bank & Trust (Bahamas) Ltd. II 327-6594 327-6584 david.thain@arnerbank.chBanca del Sempione (Overseas) Ltd. II 322-8015 356-2030 bmeier@bancasempione.chFort Nassau CentreMarlborough StreetNassau, BahamasSuite 2,Building 2,Caves Village3rd Floor,George House,George StreetN-4875Andre Mendes Senra Souza; Fernando MauricioDa Rocha Pereira LeiteN-3917 David G. Thain; David RounceN-8159 Beat Viktor Meier; Neil DeCordova BakerBank of the Bahamas Limited I 326-2560 325-7162 info.bob@bankbahamas.comClaughton House,Shirley & Charlotte StreetsN-7118Paul McWeeney,Renee Davis, HubertEdwards,Yvette Johnson,Laura Williams, DarioLundy- Mortimer; Michael BasdenUpdated as at May 6, 2011

SECURITIES COMMISSION OF THE BAHAMASLICENSEES UNDER THE SECURITIES INDUSTRY ACT, 1999Name Class Phone Fax Email Address P. O. Box Registered PersonnelBroker-DealersBanque Privee Edmond de Rothschild Ltd. II 702-8000 702-8008 gfpinoesch@bper.chLyford Financial CentreLyford Cay #2West Bay StreetSP-63948Roberto Genovese, Christine Malard, GianPinosch, Celina Thompson, Duhiza Smith;Michelle ReckleyBerkeley (Bahamas) Limited II 393-8395 394-6841 trader1@bahamas.net.bs2nd Floor,One Montague PlaceN-3927 Warren T. Roberts, Christopher I. ThompsonBIE Bank & Trust Bahamas Limited (formerlyBankBoston Trust Company Ltd.)I 502-3100 328-2750 sherrece.l.saunders@itauinternational.comCharlotte House,Charlotte & Shirley StreetsN-3930 Marsha G. Ferguson, Shereece L. SaundersBinnacle Advisors Limited II 502-8822 502-8840 diane@groupclaymore.comBayside House,Bayside Executive Park,West Bay Street & Blake RoadAP-59213Monique L. Major; Matthew Gibbons; ShanikaRochelle PearsonBNP Paribas (Bahamas) Ltd. II 502-0705 326-5871sharon.rosehutchinson@americas.bnpparibas.com3rd Floor,Scotia Building,Rawson SquareN-4883Pascal Dulau; Sherrene Johnson; Kyosen M.McPhee; Portia Mortimer; MargaretSmith,Penny Ferguson, Bernard Young, HelenaPennerman,Lisa Taylor; Brendan Davis; CarlaPepe, Jean Francois Reynaud, Shamini Gibson,Amanda Burrows, Ferne Scott; Miguel CebollaTomas; Cristophe Jean RogerBSI Overseas (Bahamas) Ltd. II 502-2200 502-2300 michelle.hanna@bsibank.comGoodman's Bay Corporate Centre,West Bay Street & Seaview DriveN-7130Jennifer Wells; Alain Torchon-Newry; StefanoSella; Giordano Giuxe; Matteo Raimondo;Fabrizio Alberta Tuletta; Vasilia VictoriaMavros; Domenico Tomaselli; Gino Ragazzini;Saverio Balice; Alec Rolle; Brenda Ferguson-Jones; Denise Campbell; Tonya Sweeting; JulianAdderleyBSI Trust Corporation (Bahamas) Limited II 702-1201 702-1250 lillian.russel@bsitrustbah3rd FloorGoodman’s Bay Corporate CenterNassau, BahamasN- 10976 Gilbert SchurCBH (Bahamas) Ltd. II 394-6161 394-6262 scsnassau@scsalliance.comAlliance House,East Bay StreetN-1724Herman-Josef Hermanns, Pauline Lightbourne,Steven I. Miller, Ursula RolleCIBC Trust Company (Bahamas) Limited II 356-1800 322-3692 ben.gillooly@wi.cibc.comGoodman's Bay Corporate Centre,West Bay Street & Seaview DriveN-3933Sean R. Harrington; Kim L. Storr; Carlis Chisolm;Norma MajorUpdated as at May 6, 2011

SECURITIES COMMISSION OF THE BAHAMASLICENSEES UNDER THE SECURITIES INDUSTRY ACT, 1999Name Class Phone Fax Email Address P. O. Box Registered PersonnelBroker-DealersCitco Bank & Trust Company (Bahamas) Ltd. I 502-5300 394-0701 clientdesknassau@citco.comOne Montaque Place,East Bay StreetN-4906Natasha M. Dean; Tamar M. Armbrister-Delancey; Lyla A. HepburnCFAL Securities Ltd. I 502-7010 356-3677 sthurtston@cfal.com4th Floor,308 East Bay Street Bldg.,Bay StreetCB-12407Anthony Ferguson; Shafegah Duncanson, KerahFarquharson, Pamela Quise Musgrove, SophiaPatrice Thurston, Tiffany Angelique SmithClariden Leu Limited (formerly Bank LeuLimited-Nassau Branch)I 326-5054 328-8388 terri.bellot@leu.comThe Bahamas Financial CentreShirley & Charlotte StreetsN-3926Terri Bellot, Andrew S. Strachan, Peter Wirth,Davide Sergio Bonetti; Peter Langmeier; MarcRutishauser;Rina Paz MogerColonial Pension Services (Bahamas) Limited II 502-7526 502-7501 Larry.Gibson@atlantichouse.com.bs2nd Floor,Atlantic House,Collins AvenueSS-6246Larry Gibson; Desiree L. ParkerCredit Agricole Suisse (Bahamas) Ltd. II 502-8100 502-8166 ivanhoe.sands@ca-suisse.bsGoodman's Bay Corporate Centre,West Bay Street & Seaview DriveN-3015Victoria Babin; Anjamarie Charles; DanielNicolier; Ivanhoe Sands; Jacques Latendresse,Paul-Martin Seguin, Claude Lussier, FontellaChipman, Jennifer Rolle-Cox, Felicia Mott;Antoine CandiottiCredit Suisse AG ( Nassau Branch) Ltd. I 356-8100 326-6589 arthur.strommer@credit-suisse.com4th Floor,The Bahamas Financial Centre,Shirley & Charlotte StreetsN-4928Locksley Virgil Knowles II; Mark Barratt; ArthurStrommer; Muriel Mackey; Melissa Munnings;Andre Comery; Delric Beneby; GustavoAdrunhosa, Michael Ranson, EduardoManchon, Shardon Hanna, Bernadette Heastie,Aisha Johnson, Sandra Heastie-Wells; SheenaDeveaux; Alexandre Sampedro, Marco FuocoJunior, Tonice Hamilton, Doreen Pratt,Guilnerme Netto, Joao Gabriel de Oliveira Neto,Renato de Matos, David Pryor-Bennett, GavinLewis, Brennette Ferguson, Valentino Brown,Latoya Gibson, Ian Michael Black, Marcelo Gut,Marcio Claudino Macedo; Glauco Gagliardi;Sergios dos Santos, Philippe SzymanowskiUpdated as at May 6, 2011

SECURITIES COMMISSION OF THE BAHAMASLICENSEES UNDER THE SECURITIES INDUSTRY ACT, 1999Name Class Phone Fax Email Address P. O. Box Registered PersonnelBroker-DealersCredit Suisse Brazil (Bahamas) Ltd. I 302-4000 302-4049 doreen.pratt@csfb.comThe Bahamas Financial Centre,Shirley & Charlotte StreetsN-3241Doreen A. Pratt; Tonice Hamilton; MarcoFuocco; Eduardo Manchon, Guilnerme Netto,Renato de Matos, Joao Gabriel de OliveiraNeto; Marcio Claudino Macedo; GlaucoGagliardiDeltec Bank & Trust Ltd. II 302-4100 362-4623 tis@deltecbank.comDeltec House,Lyford CayN-3229Terrance Girling; David McNaughtan; JamesMoss; Sherene Saunders; Timothy Frazier-Smith; Philipa Skandaliaris; Lianne Johnson;Damian Eustan ForbesEFG Bank & Trust (Bahamas) Ltd. I 502-5400 502-5428 steve.mackey@efgbank.com2nd Floor,Centre of Commerce,1 Bay StreetSS-6289Stephen J. Mackey; Karen Pinder,EdwardCooper,Rosalyn D'Aleyn,Robert Morrison,GiaSingh,Christopher Southgate,MilesEvans,Jaspreet Dhaliwal, James FranciscoStewart; Brent Patrick Haines; Vivienne Watts;Theresa Haven-Adderley; Luciana SilveraPerdoma, Jorge Zeballos, Andrew RaendenElco Securities Limited II 367-2558 367-2568 elcobank@batelnet.bsLoyalist Plaza,Don Mackey Boulevard,Marsh Harbour, AbacoAB-20377John D. Benjamin; Ellison Collie; Lawrence CollieEurobanco Bank Limited II 327-4157 327-4159 ebenitez@eurobancobankltd.comSuite 12,Caves Professional Center,West Bay Street & Blake RoadN-1114 Natividad Esther BenitezEuro-Dutch Trust Company (Bahamas)LimitedII 325-1033 323-7918 ceo@euro-dutch.comTempleton Building,Lyford CayN-9204Dawn E. Goodwin-Davies; Antonius L. Inder-RiendenFG Capital Markets Limited II 396-4000 393-1100 info@familyguardian.comFamily Guardian Corporate Centre,East Bay & Shirley StreetsSS-6232Patricia Hermanns; Lyrone Burrows; JohnPercentie Jr.; Cardinal McCardy; ObiageliAlexandria Turnquest, Stuart Ambrose KellyUpdated as at May 6, 2011

SECURITIES COMMISSION OF THE BAHAMASLICENSEES UNDER THE SECURITIES INDUSTRY ACT, 1999Name Class Phone Fax Email Address P. O. Box Registered PersonnelBroker-DealersFinter Bank & Trust (Bahamas) Limited II 356-6451 356-5818 b.rahming@finter.bs2nd Floor,Norfolk House,Frederick StreetN-3937Beverley Ann Rahming; Neketa Smith; JorgePerez Moreno; Roger Hans Duerig; N'KebaWilliams; Luca Carlo Pasquale Lanciano; ArunaPersad-RodgersFirstCarribbean International Bank (Bahamas)LImitedII 325-7384 323-1087 teresa.williams@firstcaribbeanbank.comCharlotte House,Shirley & Charlotte StreetsN-3221Sharon E. Brown; Ingrid O. Carey; BernadetteR. Cartwright; Sharon R. Deveaux; Gina C.Mackenzie; Ianthe B. Moxey; Paul F. Major;Teresa S. Williams; George Andre White; SeanAnton Blyden; Randy Taylor; Marie Rodland-AllenFirst Overseas Bank Limited II 328-4775 328-4776 info@firstoverseasbank.comE&FSG Hambros BuildingWest Bay StreetNassau, BahamasCB-11903Jorge Horacio Shedden; Carlos Patricio WaltonGibraltar Global Securities Inc. II 327-4474 327-8775 warren@ggsibahamas.com214 Lagoon Court,Olde Town Mall,SandyportSP-63886Warren A. Davis; Christopher E. Lunn; JasonAlexander Smith; Shavonne Mounts; VonAndre Wilson; Deeiann Pratt; JacquelineGibson; Janis HenfieldGonet Bank & Trust Limited I 362-5406 362-5405 pthompson@bankgonet.comOffices at Old Fort BayWest Bay St.Nassau, BahamasSP-61302Pascal Hammerer ; Penelope AngelaThompson; Reniskha MissickHeath Bank & Trust Limited II 322-3533 322-3537 mmorris@heathbank.com2nd FloorCumberland House27 Cumberland StreetSP-63137Michael Morris; Bonnielyn Adderley;Hottinger Bank & Trust Limited II 362-7000 362-7007 compliance@hottingerbank.bsLyford Manor,West Bay StreetCB-13012Francis Thompson; Portia Yvette Smith; IngridIndeira Taylor; Sharene Anita Gaitor; BernardYoung, Alfred SchallerJulius Baer Bank & Trust (Bahamas) Limited II 394-9100 394-9140 rochelle.rolle@juliusbaer.comOcean Centre,Montague ForeshoreN-4890Maria Tsavousis-Darville;Rochelle Rolle; Jean-Marc Alphonse Fellay; Nicolaus Martin GoodLombard Odier Darier Hentsch Private Bank& Trust Ltd.II 302-2100 302-2101 niekia.horton@lodh.comGoodman's Bay Corporate Centre,West Bay Street & Seaview DriveN-4938Niekia Horton; Christian Coquoz ; WilliamJardimUpdated as at May 6, 2011

SECURITIES COMMISSION OF THE BAHAMASLICENSEES UNDER THE SECURITIES INDUSTRY ACT, 1999Name Class Phone Fax Email Address P. O. Box Registered PersonnelBroker-DealersLOM Securities (Bahamas) Limited I 323-0032 323-0084 craig.lines@lom.comSuite 309,British Colonial Hilton Centre of Commerce1 Bay StreetCB-12762Craig Lines; Jeremy James Dyck; ElizabethDenise GarciaMacro Bank Limited II 323-6418/9 323-6427 acalvo@macrobank.com.uyMagellan Securities Limited II 326-2700 326-2710 bdavidowski@magellansecurities.netSuite C,SG Hambros Building,West Bay StreetGoodman's Bay Corporate Centre,2nd FloorNassau, BahamasN-4444 Carlos Calvo Lopez; Alejandro Maciel;CB-12762Robert Davidowski; Endric DeleveauxMaritime Securities Limited II 327-4463 328-0892 tmoss@maritimesecurities.comSuite 200Priderock Corporate CentreBay & East StreetsNassau, BahamasCB-10969Herman R.T. MossMetropolitan Bank (Bahamas) Limited I 677-1925 394-2142 jacquie.bain@metrobankbahamas.comMMG Bank & Trust Ltd. II 326-2400 322-5567 heather.bellot@mmgbank.comSuite 7002nd FloorNew Providence Financial CentreEast Bay St.Nassau, BahamasSuite 102,Saffrey Square,Bay Street & Bank LaneCR-56766Jacqueline Bain; Brenda McAlpine; IndrawatiGibsonN-4889 Ernestine D. Moss; Heather BellotPasche Bank & Trust Limited II 327-1512 327-1514 gschanen@pasche.chBayside Executive Park,West Bay Street & Blake RoadAP-59241Noelle Scott; Gilles Arnold SchanenPictet Bank & Trust Limited II 302-2222 327-6610 kmontgomery@pictet.comBayside Executive Park,West Bay Street & Blake RoadN-4837Yves V. Lourdin; Erich W. Messmer; Jan F-C.MezulanikPrivate Investment Bank Limited II 302-5950 302-5970 pibbank@pib.bsDevonshire House,Queen StreetN-3918Carla Roach; Torres Loren Storr; JacquelineBain; Vanessa Coleby; Torres Storr; GleniceThompson; Jaqueline Bain; Carla RoachUpdated as at May 6, 2011

SECURITIES COMMISSION OF THE BAHAMASLICENSEES UNDER THE SECURITIES INDUSTRY ACT, 1999Name Class Phone Fax Email Address P. O. Box Registered PersonnelBroker-DealersProvidence Advisors Limited I 328-7115 328-7129 monique.cooper@providenceadvisors.net3rd Floor,Goodman's Bay Corporate CentreAP-59223-409Carrol E. Burrows; Monique N. Cooper; BradleyS. Cunningham; Olive C. Gaitor; Kenwood N.Kerr; Agatha G. Moncur; Florabelle Rodgers;Claudette Loretta Estwick; Darcell Christa BainRBC Dominion Securities (Global) Limited I 362-6740 362-6744 sofia.mckenzie@rbc.comLyford Manor,Lyford CayN-3234John R. Bond; Andrew R. McCartney; Sophia E.McKenzie; Carol D. NewboldRIG Investment Advisors Limited II 362-7200 362-7210 aroberts@rigadvisors.comWinterbotham Place,Marlborough & Queen Sts.N-3026Michael A. Ingrey; Roberto A. Roberts; RobertIngreyRoyal Fidelity Capital Markets Limited I 356-7764 326-3000 phillippa.wilson@fidelitybahamas.comFidelity Financial Centre,51 Frederick StreetCB-12337Michael A. Anderson; Phillipa Ferguson-Wilson;Sherell Woodside; Paulette Lozaique; RohnKnowlesSafra International Bank & Trust Ltd. I 326-8775 322-4613 w.penino@safra.bsBuilding III,Bayside Executive Park,West Bay Street & Blake RoadCB-10988Wilder Penino; Yantoni Zeitoune; José PiñeiroBouzasSantander Bank & Trust Ltd. II 502-7900 326-8287 pablorm@bstnas.com.bs3rd Floor,Goodman's Bay Corporate CentreN-1682Jose M. Gonzalez de Castejon Aritio; PabloMullerScotiabank (Bahamas) Ltd. I 356-1433 356-1618 Barry.malcolm@scotiabank.comRawson Square,Bay StreetN-7518Deno Moss; Marcia Laramore; Barry JospehMalcom; Robin ScavellaSG Hambros Bank & Trust (Bahamas) Ltd. II 302-5000 326-6709 dominique.lefevre@sghambros.comS.G. Hambros Building,West Bay StreetN-7788Theresse Hudson; John H. Jephson; JaniceJohnson; Gilles J.G. Latterade; Dominique J.LefevreUpdated as at May 6, 2011

SECURITIES COMMISSION OF THE BAHAMASLICENSEES UNDER THE SECURITIES INDUSTRY ACT, 1999Name Class Phone Fax Email Address P. O. Box Registered PersonnelBroker-DealersSG Private Banking (Bahamas) Ltd. II 302-5000 302-6709 christina.rolle@socgen.comSG Hambros Building,West Bay StreetN-7785Darren Bailey; Dimitrios Chouzouris; WilliamBostwick Godet; John H. Jephson; Janice AnitaJohnson; Gilles J. G. Laterrade; Dominique J.Lefevre; Christina Rose Rolle; Frank LeonSaunders; Renaud Oliver Christophe Vielfaure;Sonia Bastian; Linda Mackey; Theresse Hudson;Katra ArmstrongSyz & Co. Bank & Trust Limited II 327-6633 327-6629 miguel.gonzalez@syzbank.comBayside Executive Park,West Bay Street & Blake RoadN-1089Miguel Gonzalez; Alfred Schaller; Venetia RuthDekle-Maura; Jacqueline Townend; ZakiyaDominique Butler; Bruno DuenkiThe Bank of Nova Scotia Trust Company (Bah)Ltd.II 502-5700 326-0991 ravi.jesubatham@scotiatrust.comScotiabank House,404 East Bay StreetN-3016Sonia Beneby; Robert James Stooke; YvesMartel; John Ravindra Jesubatham; GerrineMcDonaldThe Private Trust Corporation Limited II 323-8574 326-8388 acj@privatetrustco.comCharlotte House,Shirley & Charlotte StreetsN-65Adrian Crosbie-Jones; Bruno Roberts; CharleneY. Storr; Lana Taylor; Jennifer Lydia RahmingThe Winterbotham Trust Company Ltd. II 356-5454 356-9432 nassau@winterbotham.comWinterbotham Place,Marlborough & Queen StreetsN-3026Alan Davidson; Ivan G. Hooper; David Rounce;Chrisopher Hooper; Brian Jones; JessicaThornley; Junior DiosTillerman Securities Ltd. II 356-3244 356-3245 info@TillermanSecurities.com 1 George Street SS-19820Hans C. Saunders; Cherisse Forbes; MorelisaNesbittUpdated as at May 6, 2011

SECURITIES COMMISSION OF THE BAHAMASLICENSEES UNDER THE SECURITIES INDUSTRY ACT, 1999Name Class Phone Fax Email Address P. O. Box Registered PersonnelBroker-DealersUBS (Bahamas) Ltd. II 394-9300 396-3312 andrea.saunders@ubs.comUBS HouseEast Bay StreetN-7757Marcia V. Adderley; Jose A.M. Aguilar Millan;Nathaniel French III; Cherise Nottage; KevinPrice; Lucethy Smith; Karen A. Turnquest; GayleM. Whyms; Ian Atkin; Goselle Thomas; GeorgeMallis; Andres Escheverry Gomez; PeterCeuleers; Andrea Singleton; Marcel Ott; JamaalWright; Ghianetta Patrice Stewart; Erick Bruno;Alexandre Berger; Beat Roman Paoletto; FeliciaCandacy Boyle- Bazard; Igor Takeshi Nishimura;Juliana De Campos Oliveira Passos ; ThibaudRaymond Francois Raoul Rene Marie JosephHalewyck; Fabian Felix Jenny; Ramzi Zuraikat;Claude Sigg; Aldo Mazzella, Carlos D'AlessandroUnion Bancaire Privee (Bahamas) Limited II 325-6755 325-6765 fec@ubp.ch5th FloorLyford Cay HouseWest Bay StreetN-7529Eric M. Dyer; Vandyke Saunders; AliciaWeatherford; Peter Butler; Brenda Powell;Davawn Turner; Paul Russell; Jennifer McPhee;Union Bancaire Privee, UBP SA II 325-6755 325-6765 fec@ubp.ch5th FloorLyford Cay HouseWest Bay StreetN-7529Eric M. Dyer; Brenda Powell; Davawn Turner;Alicia Weatherford; Van-dyke Saunders; PaulRussell; Jennifer McPheeVotorantim Bank Limited II 328-0981 328-0983 mpavan@votorantimbank.comSuite 204,Saffrey Square Building,Bay Street & Bank LaneN-951 Mario R.K. Pavan; Samuel J.H. WilkinsonUpdated as at May 6, 2011

SECURITIES COMMISSION OF THE BAHAMASLICENSEES UNDER THE SECURITIES INDUSTRY ACT, 1999Name Class Phone Fax Email Address P. O. Box Registered PersonnelSecurities Investment AdvisorsAkelius Invest Ltd. 362-6317 362-5788 pklonaris@klonarislaw.comAlphaCove Advisors Limited 676-3796 676-3725 info@alphacove.comKlonaris & Co.Lyford Financial CentreLyford CayNassau, Bahamas7 Caves Professional CentreWest Bay StreetNassau, BahamasN-7776-514 Demetrius Georgiou SyllourisSP-63866Reto Wiget, Michael Del BiancoAlternative Asset Advisors S.A. 702-1400 327-6629 miguel.gonzalez@syzbank.comBayside Executive Park,West Bay Street & Blake RoadN-1089Miguel Gonzalez; Zakiya Dominique Butler;Bruno DuenkiAutana Capital Management (formerlyCrescendo Capital Management Limited)327-3947 327-3958 jme@autanacapital.comCaves VillageWest Bay StreetN-7776 Jean-Marc EmdenAxxets Management Inc. 502-7010 394-3253 guiora@axxets.com3rd FloorCFAL-Circle Vision Financial PlanningNassau, BahamasCB-12407Guiora EsrubilskyBahamas Securities (1987) Limited 325-6591 325-6592 cculmer@bdomannjudd.comBearbull Degroof International Limited(formerly Bearbull International Ltd.)Behring International Asset ManagementLimited362-5959 362-5973 l.lowe@bearbull.com356-0107 322-1612 behring@batelnet.bsBenchmark Advisors (Bahamas) Limited 325-6591 325-6592 jbrown@allianceinvest.comBinnacle Investment Group Ltd. 502-8822 502-8840 diane@groupclaymore.comBraun & CIE Ltd. 325-6591 325-6592 jbrown@allianceinvest.com3rd Floor,Ansbacher House,Bank LaneUnit 2,Old Fort Bay,Lyford CaySuite 5, 2nd Floor,Plaza-on-the-Way,West Bay StreetAnsbacher House,East StreetBayside House,Bayside Executive Park,West Bay Street & Blake RoadAnsbacher House,East StreetF-42498 George C. Culmer; Myles J. CulmerN-4287 Nicole M. Dupuy; Yves V. Kempf; Linda L. Lowe;N-747 Arthur ChaseN-10144 Julian BrownAP-59213 Matthew GibbonsN-10144 Julian BrownButterfield Bank (Bahamas) Limited 393-8200 393-3772 robert.lotmore@butterfieldbank.bsMontague Sterling Centre,East Bay StreetN-3242Robert Lotmore; Julien Martel; OsborneTravelyan LockhartCara Trading Advisors (Bahamas) Ltd. 376-3333 346-2650 bill@billcaratrading.com205 A Saffrey SquareBank Lane and Bay StreetNassau, BahamasN-9934 William John CaraCFAL 502-7010 356-3677 sthurtston@cfal.com 308 East Bay Street CB-12407 Anthony Ferguson; Pamela MusgroveUpdated as at May 6, 2011

SECURITIES COMMISSION OF THE BAHAMASLICENSEES UNDER THE SECURITIES INDUSTRY ACT, 1999Name Class Phone Fax Email Address P. O. Box Registered PersonnelSecurities Investment AdvisorsCorner Bank (Overseas) Limited 394-4977 394-5264 infobank@corner.bs 308 East Bay Street N-7134 Colyn Roberts, Michelle Cliviode la Fontaine & Associates Ltd. 394-0128 394-4183 nicky.knowles@apms-ltd.comFAB Portfolio Management (Bahamas) Ltd. 322-5444 325-8445 info@sterling-bahamas.comGEM Global Equities Management S.A. 677-5270 362-5257 ceo@euro-dutch.comGems Management Limited 326-1905 326-3839 gems@batelnet.bsGlobal Advisors Partners Ltd. 362-6006 362-5788 pklonaris@klonarislaw.comGlobal Private Portflio Management Limited 327-1097 327-1070 gppm@batelnet.bsGestfinanz (Bahamas) Limited 356-4114 356-4125 jerome.gomez@gestfinanzbahamas.comHabere Financial Limited 325-3539 322-6784 dfaulkner@haberefinancial.comHasenbichler Asset Management Inc. 502-7020 393-5002 info@genesisfundservices.comHottinger Bahamas Limited 362-6333 362-5549 paul.de.pourtales@hottinger.comHolowesko Advisors Ltd. 362-7800 362-6733 mholowesko@holoweskopartners.comTempleton BuildingWest Bay StreetNassau, BahamasFloor 2Ansbacher HouseEast StreetNassau, BahamasTempleton BuildingWest Bay StreetNassau, BahamasNorfolk House,Frederick StreetLyford Financial CentreNassau, BahamasSuite 232, 2nd Floor,Island Lane Building,Olde Towne, SandyportThe Deanery,28 Cumberland StreetMarlborough & Cumberland StreetMarlborough HouseNassau, Bahamas4th Floor308 East Bay StreetP.O. Box N-9058Nassau, BahamasLyford Manor,West Bay StreetShipston HouseWest Bay Street,Lyford CayNassau, BahamasSS-19689Ralf Huber, Pierre Monnard; Karl HoerkensN-9934 Alan Edward Cole, Fabrizio ZanaboniN-9204 Anthony L-M. Inder-Rieden; Toby C. SmithCB-12809Cedric Carroll; Sheldon Cartwright; TinessaSweeting-Diallo; Denine Nathalie RochelleCambridgeN-7776 Pamela KlonarisN-4487N-1991Henry A. Podlewski; Micheal I. Slack; JamesBurrowsOliver Camponovo; Franco Rossini; MichaelHalkitisN-7117 Todd LawrenceN-9058 Bernd Michael HasenbichlerCB-13012Paul de Pourtales SchicklerN-7776 Richard Farrington; Mark HoloweskoHuber Management Limited 325-4885 323-7284ums@serviceco-bs.com;bh@huberint.com3rd Floor,Atlantic HouseN-529 Bernard HuberUpdated as at May 6, 2011

SECURITIES COMMISSION OF THE BAHAMASLICENSEES UNDER THE SECURITIES INDUSTRY ACT, 1999Name Class Phone Fax Email Address P. O. Box Registered PersonnelSecurities Investment AdvisorsIndependent Advisory Services Limited 327-6057 327-6058 info@inadservices.comJ. Safra Asset Management Limited 677-6555 677-6550 w.penino@safra.bsJudico Research Limited 363-0515 363-0516 w.bollinger@judico.orgLagoon Court Suite 215,Olde Town Mall,SandyportBuilding III,Bayside Executive Park,West Bay Street & Blake RoadUnit A3Ocean Club ResidencesParadise IslandSP63924CB-10988SS-19221Adolfo F. Miranda; Beat Wernli; CharlotteMarjorie EvansIsrael BorbaWilliam BollingerK.P. Investment Advisors Ltd. 394-4182 394-4183 Jorge.moreira@apms-ltd.comHalsbury Commercial Centre,Village RoadSS-19689Karl Hoerkens; Pierre M. Monnard; MoreiraBarrow, Jorge IsaacLambda Asset Management 3631528 3631528 fabio@lambdaam.com7 Venetian LaneOld Fort BayP.O. Box CR-56766 #218Nassau, BahamasN-4875 Fabio AlloccoLeno Corporate Services Limited 364-2806 364-5880 slongley@lenocorporateservices.comLibeco Asset Management Ltd. 394-4182 394-4183 jorge.moreira@apms-ltd.com2nd FloorPineapple PlaceNassau, BahamasSuite No. 2Halsbury Commercial CenterVillage RoadN-7535 Sean LongleySS-19689 Pierre Biraben, Pierre Monnard, Karl HoerkensMignon (Nassau) Limited 327-6618327-6806 327-6617dlt@mignon.bsCaves Village,West Bay Street & Blake RoadAP-59223Dorothea ThompsonMillennium Investment Advisors Ltd. 394-4182 394-4183 Jorge.moreira@apms-ltd.comHalsbury Commercial Centre,Village RoadSS-19689Karl Hoerkens; Pierre M. MonnardMontaque Capital Partners Ltd. 356-6143 356-6144 obethel@montaquegroup.com4th Floor,Centreville House,2nd Terrace WestN-8303 Owen S.M. Bethel; Edison L. SumnerNew Providence Asset Management Limited 393-9113 393-9114 kimberly@npasset.comNordica Investment Management Limited 327-2600 325-8445 acole@sterling-bahamas.comSuite 1000,7 Moseley StreetCR-56766-1000Suite 205ASaffrey SquareBay Street & Bank Lane N-10222Kimberly Pierce; Jillian Dorsett; PerpetuaMonique RobertsDaniel Hedkrok; Anna Hedkrok, Ulf RobertHalleboOctogone Fund Management Limited 362-4995 3624996 rcm@octogone.com.bsNo. 3 OfficesOld Fort BaySP-63157R. Clive MooreUpdated as at May 6, 2011

SECURITIES COMMISSION OF THE BAHAMASLICENSEES UNDER THE SECURITIES INDUSTRY ACT, 1999Name Class Phone Fax Email Address P. O. Box Registered PersonnelSecurities Investment AdvisorsPriFund Counseil (Bahamas) S.A. 362-6317 362-5788 pklonaris@klonarislaw.comKlonaris & Co.Lyford Financial CentreLyford CayNassau, BahamasN-776-514 Eric EichmannPrivaCapital Management S.A. 362-4995 362-4996 ltaylor@privatetrustco.comNo.3 Offices at Old Fort BayNassau, BahamasSP-63157 Lana TaylorRQSI Limited 502-7020 393-5002 nsymonette@genesisfundservices.comGenesis Fund Services Limited308 East Bay StreetNassau, BahamasN-9058Christopher Wesley Satterfield; Neil PatrickRamseyRoyal Fidelity Merchant Bank & Trust Limited 356-7764 326-3000 judy.higgs@fidelitybahamas.comFidelity Financial Centre,51 Frederick StreetCB-12337Velma Miller; Philip Anwar Dorsett; LeSummahRoberts; Cleora Farquharson; Joseph JamesEuteneunerSafra Asset Management (Bahamas) Limited 677-6555 677-6550 w.penino@safra.bsGround Floor, Building III,Bayside Executive Park,West Bay Street & Blake RoadCB-10988Daniel Nissim KamkhajiSciVest Capital Management Inc. 351-7335 351-7336 john.schmitz@scivest.comSuite 1,Millennium House,East Mall DriveF-42498 John J. L. SchmitzScotiabank Caribbean Treasury Limited 302-2960 328-7432 brodie.townley@scotiabank.comSuite 300,British Colonial Hilton Centre of Commerce1 Bay StreetN-7518 Brodie TownleyShayne Davis 393-3460 393-8424 gestafin@batelnet.bs5 Grosvenor Close,Shirley StreetN-8323 Shayne DavisStirling Partners (Bahamas) Limited 455-4169 mholcombe@stirling-partners.comThird FloorOlde Town MarinaSandyport, West Bay St.Nassau, BahamasSP-63777Mark HolcombeTempleton Global Advisors Limited 362-4600 362-5281 tsands@templeton.comTempleton House,Lyford CayN-7759Lisa Myers; James Harper, Cynthia Sweeting,Edgerton Scott III, Matthew NagleVan Daalen International Ltd. 328-1042 328-1044 vandaalen@coralwave.com3rd Floor,King's Court,Bay StreetN-1417 Alain KunzUpdated as at May 6, 2011

SECURITIES COMMISSION OF THE BAHAMASLICENSEES UNDER THE SECURITIES INDUSTRY ACT, 1999Name Class Phone Fax Email Address P. O. Box Registered PersonnelSecurities ExchangeWindemere Corporate Management Limited 677-1922 394-8326 john@windermerecm.comSuite 1000,New Providence Financial Centre,East Bay StreetCR-56766John LawrenceVauban Asset Management LimitedBahamas International Securities Exchange(BISX)327-4170/327-4174 327-4176 vauban@coralwave.com323-2330 323-2320info@bisxbahamas.com;hollandbisx@coralwave.com;keithbisx@coralwave.comSuite 2122nd FloorThe Olde TowneLagoon Court BuildingWest Bay StreetNassau, Bahamas50 Exchange PlaceBay StreetNassau, BahamasSP-61708EE-15672James BurrowsKeith Davies (Chief Executive Officer)Updated as at May 6, 2011