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FACIAL SOFT BIOMETRICS - Library of Ph.D. Theses | EURASIP

FACIAL SOFT BIOMETRICS - Library of Ph.D. Theses | EURASIP

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the same category (all subjects in v happen to share the same features), and where identificationis highly unreliable.Before proceeding with the analysis, we briefly define some notation. First we let P φ , φ ∈ Φ,denote the probability <strong>of</strong> incorrectly identifying a subject from S φ , and we adopt for now thesimplifying assumption that this probability be independent <strong>of</strong> the specific subject inS φ . Withoutloss <strong>of</strong> generality, we also let S 1 ,··· ,S F correspond to theF(v) = F non-empty categories, andnote that F ≤ n since one subject can belong to just one category. Furthermore we letS id := ∪ F φ=1 S φdenote the set <strong>of</strong> subjects inv that can potentially be identified by the SBS ’endowed’ withΦ, andwe note that S id = ∪ ρ φ=1 S φ. Also note that |S 0 | = n−|S id |, that S φ ∩S φ ′ = ∅ for φ ′ ≠ φ, andthatF∑|S id | = |S φ |.φ=1We proceed to derive the error probability for any given v.Lemma 1 Let a subject be drawn uniformly at random from a randomly drawn n-tuple v. Thenthe probability P(err|v) <strong>of</strong> erroneously identifying that subject, is given byP(err|v) = 1− F −∑ Fnφ=1 P φwhere F(v) = F is the number <strong>of</strong> effective categories spanned byv., (3.18)The following corollary holds for the interference limited case where errors due to feature estimationare ignored 2 , i.e., where P φ = 0.Corollary 0.1 For the same setting and measure as in Lemma 1, under the interference limitedassumption, the probability <strong>of</strong> error P(err|v) is given byfor any v such that F(v) = F .P(err|v) = 1− F n , (3.19)The above reveals the somewhat surprising fact that, givenn, the reliability <strong>of</strong> an SBS for identification<strong>of</strong> subjects inv, is independent <strong>of</strong> the subjects’ distribution v in the different categories,and instead only depends on F . As a result this reliability remains identical when employed overdifferent n-tuples that fixF .Pro<strong>of</strong> <strong>of</strong> Lemma 1: See Appendix A.We proceed with a clarifying example.Example 2 Consider an SBS equipped with three features (ρ = 3), limited to (correctly) identifyingdark hair, gray hair, and blond hair, i.e., Φ = {‘dark hair’ = φ 1 , ‘gray hair’ = φ 2 ,‘blond hair’ = φ 3 }. Consider drawing at random, from a population corresponding to the residents<strong>of</strong> Nice, three n-tuples, with n = 12, each with a different subject categorization, as shownin Table 3.3. Despite their different category distribution, the first two setsv 1 andv 2 introduce thesame number <strong>of</strong> effective categories F = 3, and hence the same probability <strong>of</strong> erroneous detectionP(err|v 1 ) = P(err|v 2 ) = 3/4 (averaged over the subjects in each set). On the other hand for v 3withF = 2, the probability <strong>of</strong> error increases toP(err|v 3 ) = 5/6.2. we assume that estimation causes substantially fewer errors than interference does and ignore them for now

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