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Bifurcation currents in one-dimensional holomorphic dynamics

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IntroductionThe aim of these lectures is the study of bifurcations with<strong>in</strong> <strong>holomorphic</strong> familiesof polynomials or rational functions by mean of pluripotential-theoretic and ergodictools.The start<strong>in</strong>g po<strong>in</strong>t of the subject is a discovery made by DeMarco [DeM2] whoshown that the bifurcation locus of any such family is the support of a (1, 1) closedpositive current which admits both the Lyapunov exp<strong>one</strong>nt function and the sum ofthe Green function evaluated on critical po<strong>in</strong>ts as a global potential. This current,denoted T bif , is called the bifurcation current.In the recent years, several authors have <strong>in</strong>vestigated the geometry of the bifurcationlocus us<strong>in</strong>g the current T bif and its powers T bif ∧ T bif ∧ · · · ∧ T bif [DeM1], [DeM2],[BB1], [P], [DF], [Du], [BE], [BB2], [BB3], [G]. The approach followed by thesepapers enlights a certa<strong>in</strong> stratification of the bifurcation locus which correspondsto the degree of self-<strong>in</strong>tersection of T bif . The ma<strong>in</strong> results are exposed <strong>in</strong> thesenotes, they go from lam<strong>in</strong>arity statements for certa<strong>in</strong> regions of the bifucation locusto Hausdorff dimension estimates and <strong>in</strong>cludes precise density (or equidistribution)properties relative to various classes of specific parameters.We have not discussed bifurcation theory for families of endomorphisms of higher<strong>dimensional</strong> complex projective spaces but have mentionned, among the techniquespresented <strong>in</strong> these notes, those which also work <strong>in</strong> this more general context. Thisaspects appear <strong>in</strong> the papers [BB1], [BDM], [P] and <strong>in</strong> the survey [DS].We have tried to give a synthetic and self-conta<strong>in</strong>ed presentation of the subject.In most cases, we have given complete and detailed proofs and, sometimes, havesubstantially simplify those available <strong>in</strong> the litterature. Although basics about ergodictheory are discussed <strong>in</strong> the first chapter, we have not treated the elementsof pluripotential theory. The other lectures delivered dur<strong>in</strong>g this week will providemost of the needed knowledge. For that we also refer the reader to the appendixabout pluripotential theory available <strong>in</strong> Sibony’s [Sib] and D<strong>in</strong>h and Sibony’s [DS]surveys or to Demailly’s book [Dem].3


Daigoro Isobe, Yutala ToiAt the member fracture phase <strong>in</strong> an element, the numerical <strong>in</strong>tegration po<strong>in</strong>t is shifted to theopposite end of the fractured section from the center of the element. Therefore, an imag<strong>in</strong>aryplastic h<strong>in</strong>ge occurs at the fractured section accord<strong>in</strong>g to the algorithm expla<strong>in</strong>ed <strong>in</strong> thischapter. Generally, to release the resultant forces <strong>in</strong>stantly is considered not the best way asthe longitud<strong>in</strong>al wave might occur <strong>in</strong> the process. In such cases, a gradual release technique ora technique consider<strong>in</strong>g artificial viscosity is used to stabilize the numerical calculation.However, <strong>in</strong> this paper, an <strong>in</strong>stant release technique is used to make the algorithm simple.Rebounds and <strong>in</strong>sertions to the ground, or contacts between elements are neglected <strong>in</strong> thisalgorithm.It is also to be noted that as elements and node po<strong>in</strong>ts are still treated as a cont<strong>in</strong>uous model<strong>in</strong> the calculation process, new imag<strong>in</strong>ary node po<strong>in</strong>ts for the fractured sections are needed tobe established at the post process<strong>in</strong>g stage. The elements with the imag<strong>in</strong>ary node po<strong>in</strong>ts arethen visualized as rigid bars thereafter.3. DYNAMIC COLLAPSE ANALYSES OF REINFORCED CONCRETE BUILDINGIn this chapter, the explicit nonl<strong>in</strong>ear code based on the U.L.F. with the ASI technique isimplemented <strong>in</strong>to the exist<strong>in</strong>g f<strong>in</strong>ite element code, and the code has been applied to theexplosive demolition analysis of a five stories-five span re<strong>in</strong>forced concrete build<strong>in</strong>g. Also theseismic damage analysis has been conducted to the same model by the implicit nonl<strong>in</strong>ear codebased on the U.L.F. with the ASI technique.3.1 Strength characteristics of re<strong>in</strong>forced concrete memberIn this section, strength characteristics of the re<strong>in</strong>forced concrete member used <strong>in</strong> theanalyses, is shown.Generally, many parameters such as shape, steel bar arrangement, material characteristics aswell as stress condition or stress history, contribute big <strong>in</strong>fluence to the strengthcharacteristics of a re<strong>in</strong>forced concrete member. Consequently, the limits of application rangeoccur with nature for proposal formulas and experimental data. In this paper, the formulaswhich are partially excluded for these restrictive matters are used 14 .A tri-l<strong>in</strong>ear type model, which has a crack po<strong>in</strong>t and an yield po<strong>in</strong>t, is employed. Theformulas used as crack and yield strengths are shown below:Flexural crack strength;M = 1.8 F ⋅ Z +cceNZAce( 8)Flexural yield strength;Shear crack strength;My0 ⎛ N.8 0.5 1 ⎟ ⎞a⎜t sfy ⋅ D + ND −⎝ bDFc⎠=⋅⎛ 1 N ⎞0.085QK150bDM Qd 1.7bjc = ⎜ + ⎟ cc⎝ ⎠+( 500 + F ) ( 10)( 9)5


4 Equidistribution towards the bifurcation current 514.1 Distribution of critically periodic parameters . . . . . . . . . . . . . . 514.1.1 Statement and a general strategy . . . . . . . . . . . . . . . . 514.1.2 Proof of Theorem 4.1.1 . . . . . . . . . . . . . . . . . . . . . . 544.2 Distribution of rational maps with cycles of a given multiplier . . . . 564.2.1 The case of attract<strong>in</strong>g cycles . . . . . . . . . . . . . . . . . . . 564.2.2 Averag<strong>in</strong>g the multipliers . . . . . . . . . . . . . . . . . . . . . 594.2.3 The case of neutral cycles <strong>in</strong> polynomial families . . . . . . . . 634.3 Lam<strong>in</strong>ated structures <strong>in</strong> bifurcation loci . . . . . . . . . . . . . . . . . 654.3.1 Holomorphic motion of the Mandelbrot set . . . . . . . . . . . 654.3.2 Further lam<strong>in</strong>arity statements for T bif . . . . . . . . . . . . . . 695 The bifurcation measure 715.1 A Monge-Ampère mass related with strong bifurcations . . . . . . . . 715.1.1 Basic properties . . . . . . . . . . . . . . . . . . . . . . . . . . 715.1.2 Some concrete families . . . . . . . . . . . . . . . . . . . . . . 735.2 Density statements . . . . . . . . . . . . . . . . . . . . . . . . . . . . 755.2.1 Misiurewicz parameters . . . . . . . . . . . . . . . . . . . . . . 755.2.2 Shishikura or hyperbolic parameters . . . . . . . . . . . . . . 775.2.3 Shishikura parameters with chosen multipliers . . . . . . . . . 795.3 The support of the bifurcation measure . . . . . . . . . . . . . . . . . 795.3.1 A transversality result . . . . . . . . . . . . . . . . . . . . . . 805.3.2 The bifurcation measure and strong-bifurcation loci . . . . . . 815.3.3 Hausdorff dimension estimates . . . . . . . . . . . . . . . . . . 846


Chapter 1Rational functions as ergodicdynamical systems1.1 Potential theoretic aspects1.1.1 The Fatou-Julia dichotomyA rational function f is a <strong>holomorphic</strong> map of the Riemann sphere to itself and maybe repesented as the ratio of two polynomialsf = a 0+a 1 z+a 2 z 2 +···+a d z db 0 +b 1 z+b 2 z 2 +···+b d z dwhere at least <strong>one</strong> of the coefficents a d and b d is not zero. The number d is thealgebraic degree of f. In the sequel we shall more likely speak of rational map. Sucha map may also be considered as a <strong>holomorphic</strong> ramified self-cover of the Riemannsphere whose topological degree is equal to d. Among these maps, polynomials areexactly those for which ∞ is totally <strong>in</strong>variant: f −1 {∞} = f{∞} = ∞.It may also be convenient to identify the Riemann sphere with the <strong>one</strong>-<strong>dimensional</strong>complex projective space P 1 that is the quotient of C 2 \ {0} by the action z ↦→ u · zof C ∗ . Let us recall that the Fub<strong>in</strong>i-Study form ω on P 1 satisfies π ∗ (ω) = dd c ln ‖ ‖where the norm is the euclidean <strong>one</strong> on C 2 .In this sett<strong>in</strong>g, the map f can be seen as <strong>in</strong>duced on P 1 by a non-degenerate andd-homogenous map of C 2F (z 1 , z 2 ) := ( a 0 z d 2 + a 1 z 1 z d−12 + · · · + a d z d 1, b 0 z d 2 + b 1 z 1 z d−12 + · · · + b d z d 1through the canonical projection π : C 2 \ {0} → P 1The homogeneous map F is called a lift of f; all other lifts are proportional to F .A po<strong>in</strong>t around which a rational map f does not <strong>in</strong>duce a local biholomorphismis called critical. The image of such a po<strong>in</strong>t is called a critical value. A degreed rational map has exactly (2d − 2) critical po<strong>in</strong>ts counted with multiplicity. The7)


critical set of f is the collection of all critical po<strong>in</strong>ts and is denoted C f .As for any self-map, we may study the <strong>dynamics</strong> of rational <strong>one</strong>s, that is try<strong>in</strong>gto understand the behaviour of the sequence of iteratesf n := f ◦ · · · ◦ f.The Fatou-Julia dynamical dichotomy consists <strong>in</strong> a splitt<strong>in</strong>g of P 1 <strong>in</strong>to two disjo<strong>in</strong>tsubsets on which the <strong>dynamics</strong> of f is radically different. The Julia set ofa rational map f is the subset of P 1 on which the <strong>dynamics</strong> of f may drasticallychange under a small perturbation of <strong>in</strong>itial conditions while the Fatou set is thecomplement of the Julia set.Def<strong>in</strong>ition 1.1.1 The Julia set J f and the Fatou set F f of a rational map f arerespectively def<strong>in</strong>ed by:J f := {z ∈ P 1 / (f n ) n is not equicont<strong>in</strong>uous near z}F f := P 1 \ J f .Both the Julia and the Fatou set are totally <strong>in</strong>variant: J f = f ( J f)= f−1 ( J f)and F f = f ( F f)= f−1 ( F f). In particular f <strong>in</strong>duces two dist<strong>in</strong>ct dynamical systemson J f and F f .The dynamical system f : J f → J f is chaotical. However, as it results from theSullivan non-wander<strong>in</strong>g theorem and the Fatou-Cremer classification, the <strong>dynamics</strong>of a rational map is totally predictible on its Fatou set.The periodic orbits are called cycles and play a very important role <strong>in</strong> the understand<strong>in</strong>gof the <strong>dynamics</strong>.Def<strong>in</strong>ition 1.1.2 A n-cycle is a set of n dist<strong>in</strong>ct po<strong>in</strong>ts z 0 , z 1 , · · ·, z n−1 such thatf(z i ) = z i+1 for 0 ≤ i ≤ n − 2 and f(z n−1 ) = z 0 . One says that n is the exact periodof the cycle.Each po<strong>in</strong>t z i is fixed by f n . The multiplier of the cycle is the derivative of f nat some po<strong>in</strong>t z i of the cycle and computed <strong>in</strong> a local chart: ( χ ◦ f ◦ χ −1)′ (χ(z i )). Itis easy to see that this number depends only on the cycle and neither on the po<strong>in</strong>tz i or the chart χ. By abuse we shall denote it (f n ) ′ (z i ).The local dynamic of f near a cycle is governed by the multiplier m. This leads tothe follow<strong>in</strong>gDef<strong>in</strong>ition 1.1.3 The multiplier of a n-cycle is a complex number m which is equalto the deivative of f n computed <strong>in</strong> any local chart at any po<strong>in</strong>t of the cycle.When |m| > 1 the cycle is said repell<strong>in</strong>g8


when |m| < 1 the cycle is said attract<strong>in</strong>gwhen |m| = 1 the cycle is called neutral.Repell<strong>in</strong>g cycles belongs to the Julia set and attract<strong>in</strong>g <strong>one</strong> to the Fatou set. Forneutral cycles this depends <strong>in</strong> a very delicate way on the diophant<strong>in</strong>e properties ofthe argument of m.The first fundamental result about Julia sets is the follow<strong>in</strong>g.Theorem 1.1.4 Repell<strong>in</strong>g cycles are dense <strong>in</strong> the Julia set.It is possible to give an elementary proof of that result us<strong>in</strong>g the Brody-Zalcmanrenormalization technique (see [BM]). We shall see later that repell<strong>in</strong>g cycles actuallyequidistribute a measure whose support is exactly the Julia set.1.1.2 The Green measure of a rational mapOur goal is to endow the dynamical system f : J f → J f with an ergodic structurecaptur<strong>in</strong>g most of its chaotical nature. This is d<strong>one</strong> by exhibit<strong>in</strong>g an <strong>in</strong>variant measureµ f on J f which is of constant Jacobian. Such a measure was first constructedby Lyubich [L]. For our purpose it will be extremely important to use a potentialtheoreticapproach which goes back to Brol<strong>in</strong> [Br] for the case of polynomials. Wefollow here the presentation given by D<strong>in</strong>h and Sibony <strong>in</strong> their survey [DS] whichalso covers mutatis mutandis the construction of Green <strong>currents</strong> for <strong>holomorphic</strong>endomorphisms of P k .The follow<strong>in</strong>g Lemma is the key of the construction. It relies on the fundamentalfact thatd −1 f ⋆ ω = ω + dd c vfor some smooth function v on P 1 . This follows from a standard cohomology argumentor may be seen concretely by sett<strong>in</strong>g v := d −1 ‖F (z)‖ln for some lift F of f.‖z‖ dLemma 1.1.5 Up to some additive constant, there exists a unique cont<strong>in</strong>uous functiong on P 1 such that d −n f n⋆ ν → dd c g + ω for all positive measure ν which is givenby ν = ω + dd c u where u is cont<strong>in</strong>uous.Proof. Let us set g n := v + · · · + d −n+1 v ◦ f n−1 . One sees by <strong>in</strong>duction thatd −n f n⋆ ν = ω + dd c g n + dd c (d −n u ◦ f). As the sequence (g n ) n is clearly uniformlyconverg<strong>in</strong>g, the conclusion follows by sett<strong>in</strong>g g := lim n g n .⊓⊔It might be useful to see how the function g can be obta<strong>in</strong>ed by us<strong>in</strong>g lifts.9


Lemma 1.1.6 Let F be a lift of a degree d rational map f. The sequence d −n ln ‖F n (z)‖converges uniformly on compact subsets of C 2 \ {0} to a function G F which satisfiesthe follow<strong>in</strong>g <strong>in</strong>variance and homogeneity properties:i) G F ◦ F = dG Fii) G F (tz) = G F (z) + ln|t|, ∀t ∈ C.Moreover, G F − ln ‖ ‖ = g ◦ π where g is given by Lemma 1.1.5.Proof. Let us set G n (z) := d −n ln ‖F n (z)‖. As F is homogeneous and non-degeneratethere exists a constant M > 1 such that1M ‖z‖d ≤ ‖F (z)| ≤ M‖z‖ d .Thus 1 ‖F n (z)‖ d ≤ ‖F n+1 (z)‖ ≤ M‖F n (z)‖ d which, tak<strong>in</strong>g logarithms and divid<strong>in</strong>gMby d n+1 yields |G n+1 (z)−G n (z)| ≤ ln M . This shows that Gd n+1 n is uniformly converg<strong>in</strong>gto G F . The properties i) and ii) follows immediately from the def<strong>in</strong>ition of G F .(Accord<strong>in</strong>g to the proof of Lemma 1.1.5, g = lim n v + · · · + d −n+1 v ◦ f n−1)where v ◦ π = d −1 ‖F (z)‖ln .‖z‖ d To get the last assertion, it suffices to observe thatd −k v ◦ f k ◦ π = G k+1 − G k .⊓⊔The two above lemmas lead us to co<strong>in</strong> the follow<strong>in</strong>gDef<strong>in</strong>ition 1.1.7 Let F be a lift of a degree d rational map f. The Green functionG F of F on C 2 is def<strong>in</strong>ed byG F := lim n d −n ln ‖F n (z)‖.The Green function of g F of F on P 1 is def<strong>in</strong>ed byG F − ln ‖ ‖ = g F ◦ π.We will sometimes use the notation g f <strong>in</strong>stead of g F . The function g f is def<strong>in</strong>edmodulo an additive constant.The function G F is p.s.h on C 2 with a unique pole at the orig<strong>in</strong>.It is worth emphasize that both g and G F are uniform limits of smooth functions.In particular, these functions are cont<strong>in</strong>uous. One may actually prove more (see [DS]Proposition 1.2.3 or [BB1] Proposition 1.2):Proposition 1.1.8 The Green functions G F (z) and g F (z) are Hölder cont<strong>in</strong>uous<strong>in</strong> F and z.We are now ready to def<strong>in</strong>e the measure µ f and verify its first properties.10


Theorem 1.1.9 Let f be a degree d ≥ 2 rational map and g be a Green function off. Let µ f := ω + dd c g. Then µ f is a f-<strong>in</strong>variant probability measure whose supportis equal to J f . Moreover µ f has constant Jacobian: f ⋆ µ f = dµ f .Proof. As a weak limit of probability measures, µ f is a probability measure.We shall use Lemma 1.1.5 for show<strong>in</strong>g that f ⋆ µ f = dµ f . By constructionv + d −1 g ◦ f = lim n v + d −1 g n ◦ f = lim n g n+1 = g and thus d −1 f ⋆ µ f = ω +dd c v + d −1 dd c (g ◦ f) = ω + dd c (v + d −1 g ◦ f) = µ f .The <strong>in</strong>variance property f ⋆ µ f = µ f follows immediately from f ⋆ µ f = dµ f byus<strong>in</strong>g the fact that f ⋆ f ⋆ = d Id.Let us show that the support of µ f is equal to J f . If U ⊂ F f is open then f n⋆ ωis uniformly bounded on U and therefore µ f (U) = lim ∫ U d−n f n⋆ ω = 0, this showsthat Supp µ f ⊂ J f . Conversaly the identity f ⋆ µ f = dµ f implies that (Supp µ f ) cis <strong>in</strong>variant by f which, by Picard-Montel’s theorem, implies that (Supp µ f ) c ⊂ F f .⊓⊔It is sometimes useful to use the Green function G F for def<strong>in</strong><strong>in</strong>g local potentialsof µ f .Proposition 1.1.10 Let f be a rational map and F be a lift. For any section σ ofthe canonical projection π def<strong>in</strong>ed on some open subset U of P 1 , the function G F ◦ σis a potential for µ f on U.Proof. On U <strong>one</strong> has dd c G F ◦ σ = dd c g F + dd c ln ‖σ‖ = dd c g F + ω = µ f .⊓⊔The measure µ f is the image by the canonical projection π : C 2 \ {0} → P 1 ofa Monge-Ampère measure associated to the Green function G F .Proposition 1.1.11 Let F be a lift of a degree d rational map f and G F a Greenfunction of F . The measure µ F := dd c G + F ∧ ddc G + Fis supported on the compact set{G F = 0} and satisfies F ⋆ µ F = d 2 µ F and π ⋆ µ F = µ f .This construction will be used only once <strong>in</strong> this text and we therefore skip itsproof. Observe that the support of µ F is conta<strong>in</strong>ed <strong>in</strong> the boundary of the compactset K F := {G F ≤ 0} which is precisely the set of po<strong>in</strong>ts z with bounded forwardorbits by F .The case of polynomials presents <strong>in</strong>terest<strong>in</strong>g features, <strong>in</strong> particular the Greenmeasure co<strong>in</strong>cides with the harmonic measure of the filled-<strong>in</strong> Julia set.Proposition 1.1.12 let P be a degree d polynomial on C. The Green function g Pof P is the subharmonic function def<strong>in</strong>ed byg P := lim n d −n ln + |P n |11


and is a global potential of the Green measure of P .Proof. We may take F := ( )z2, d P ( z 1z 2), z2d as a lift of P . Then F n := ( )z2 dn P n ( z 1z 2), z2dnandG F (z 1 , 1) = 1 2 lim n d−n ln ( 1 + |P n (z 1 )| 2) = limnd −n ln + |P n (z 1 )|.The conclusion then follows from Proposition 1.1.10.⊓⊔1.2 Ergodic aspects1.2.1 Equidistribution towards the Green measure, mix<strong>in</strong>gDef<strong>in</strong>ition 1.2.1 Let (X, f, µ) be a dynamical system. One says that the measureµ is mix<strong>in</strong>g if and only iffor any test functions ϕ and ψ.lim n∫X (ϕ ◦ f n ) ψ µ = ∫ X ϕ µ ∫ X ψ µThis means that the events {f n (x) ∈ A} and {x ∈ B} are asymptotically <strong>in</strong>dependantsfor any pair of Borel sets A, B.As we shall see, the constant Jacobian property implies that Green measures aremix<strong>in</strong>g.Theorem 1.2.2 The Green measure µ f of any degree d rational map f is mix<strong>in</strong>g.Proof. Let us set c ϕ := ∫ ϕ µ f and c ψ := ∫ ψ µ f where ϕ and ψ are two test functions.We may assume that c ϕ = 1.S<strong>in</strong>ce µ f and ϕµ f are two probability measures, there exists a smooth functionu ϕ on P 1 such that:ϕµ f = µ f + ∆u ϕ . (1.2.1)On the other hand, by the constant Jacobian property f ∗ µ f = µ f we have:d −n f n∗( (ϕ − c ϕ )µ f)=(ϕ ◦ f n − c ϕ)µf (1.2.2)Now, comb<strong>in</strong><strong>in</strong>g 1.2.1 and 1.2.2 we get:12


∫(ϕ ◦ f n )ψ µ f − ( ∫ )( ∫ ∫)ϕ µ f ψ µ f = (ϕ ◦ f n )ψ µ f − c ϕ c ψ =∫ψ ( ∫)ϕ ◦ f n − c ϕ µf = ψ d −n f n∗( ∫) (d(ϕ − c ϕ )µ f = −n f∗ n ψ) (ϕ − 1) µ f =∫ ∫∫∫(d −n f∗ n ψ) ∆u ϕ = ψ d −n f n∗ (∆u ϕ ) = ψ d −n ∆(u ϕ ◦ f n ) = d −n (u ϕ ◦ f n ) ∆ψ.This shows that lim n∫(ϕ ◦ f n )ψ µ f = ( ∫ ϕ µ f)( ∫ψ µf).⊓⊔It is not hard to show that a mix<strong>in</strong>g measure is also ergodic.Def<strong>in</strong>ition 1.2.3 Let (X, f, µ) be a dynamical system. One says that the measureµ is ergodic if and only if all <strong>in</strong>tegrable f-<strong>in</strong>variant functions are constants.In particular this allows to use the classical Birkhoff ergodic theorem which saysthat time-averages along typical orbits co<strong>in</strong>cide with the spatial-average:Theorem 1.2.4 Let (X, f, µ) be an ergodic dynamical system and ϕ ∈ L 1 (µ). Thenfor µ almost every x <strong>one</strong> has:∑ n−1k=0 ϕ(f k (z)) = ∫ ln ϕ µ Xlim n1nThe measure-theoretic counterpart of Fatou-Julia theorem 1.1.4 is the follow<strong>in</strong>gequidistribution result which has been first proved by Lyubich [L]. The content ofsubsection 1.3.2 will provide another proof which exploits the mix<strong>in</strong>g property.Theorem 1.2.5 Let f be a rational map of degree d. Let R ⋆ n denote the set of nperiodic repell<strong>in</strong>g po<strong>in</strong>ts of f. Then d −n ∑ R ⋆ n δ z is weakly converg<strong>in</strong>g to µ f .Let us f<strong>in</strong>ally mention another classical equidistribution result. We refer to [DS]for a potential theoretic proof.Theorem 1.2.6 Let f be a degree d rational map. Thenlim n d −n ∑ {f n (x)=a} δ x = µ ffor any a ∈ P 1 which is not exceptional for f.We recall that a is exceptional for f if and only if a = ∞ and f is a polynomialor a ∈ {0, ∞} and f is of the form z ±d .Although this will not be used <strong>in</strong> this text, we mention that the Green measureµ f of any degree d rational map f is the unique measure of maximal entropy forf. This means that the entropy of µ f is maximal and, accord<strong>in</strong>g to the variationalpr<strong>in</strong>ciple, equals ln d which is the value of the topological entropy of f.13


1.2.2 The natural extensionTo any ergodic dynamical system, it is possible to associate a new system which is<strong>in</strong>vertible and conta<strong>in</strong>s all the <strong>in</strong>formation of the orig<strong>in</strong>al <strong>one</strong>. It is basically obta<strong>in</strong>edby consider<strong>in</strong>g the set of all complete orbits on which is act<strong>in</strong>g a shift. Thisgeneral construction is the so-called natural extension of a dynamical system; hereis a formal def<strong>in</strong>ition.Def<strong>in</strong>ition 1.2.7 ( The natural ) extension of a dynamical system (X, f, µ) is the dynamicalsystem ̂X, ˆf, ˆµ wherêX := {ˆx := (x n ) n∈Z / x n ∈ X, f(x n ) = x n+1 }ˆf(ˆx) := (x n+1 ) n∈Zˆµ{(x n ) s.t. x 0 ∈ B} = µ(B).The canonical projection π 0 : ˆX → X is given by π0 (ˆx) = x 0 . One sets τ for ( ˆf) −1 .Let us stress that π 0 ◦ ˆf = f ◦ π 0 and (π 0 ) ∗ (ˆµ) = µ. The measure ˆµ <strong>in</strong>herits mostof the ergodic properties of µ.Proposition 1.2.8 The measure ˆµ is ergodic (resp.ergodic (rep. mix<strong>in</strong>g).mix<strong>in</strong>g) if and only if µ isWe refer the reader to the chapter 10 of [CFS] for this construction and its properties.A powerful way to control the behaviour of <strong>in</strong>verse branches along typical orbitsof the system (J f , f, µ f ) is to apply standard ergodic theory to its natural extension.This is what we shall do now. The first po<strong>in</strong>t is to observe that <strong>one</strong> may work withorbits avoid<strong>in</strong>g the critical set of f. To this purpose <strong>one</strong> considerŝX reg = {ˆx ∈ Ĵf / x n /∈ C f ; ∀n ∈ Z}.As ˆµ is ˆf-<strong>in</strong>variant and µ does not give mass to po<strong>in</strong>ts, <strong>one</strong> sees that ˆµ( ̂X reg ) = 1.Def<strong>in</strong>ition 1.2.9 Let ˆx ∈ ̂X reg and p ∈ Z. The <strong>in</strong>jective map <strong>in</strong>duced by f onsome neighbourhood of x p is denoted f xp . The <strong>in</strong>verse of f xp is def<strong>in</strong>ed on someneighbourhood of x p+1 and is denoted fx −1p. We then setf −nˆx:= f −1x −n◦ · · · ◦ f −1x −1.The map f −nˆxis called ”iterated <strong>in</strong>verse branch of f along ˆx and of depth n”.14


Then the conclusion follows by Birkhoff theorem s<strong>in</strong>ce ‖F n (z)‖ stays away from0 and +∞ when z is <strong>in</strong> the support of µ F and π ⋆ µ F = µ f . ⊓⊔For any <strong>in</strong>teger D the l<strong>in</strong>e bundle O P 1(D) over P 1 is the quotient of (C 2 \{0})×Cby the action of C ∗ def<strong>in</strong>ed by (z, x) ↦→ (uz, u D x). We denote by [z, x] the elementsof this quotient.The canonical metric on O P 1(D) may be written‖[z, x]‖ 0 = e −D ln ‖z‖ |x|.The homogenity property of G F allows us to def<strong>in</strong>e another metric on O P 1(D) bysett<strong>in</strong>g‖[z, x]‖ GF= e −DG F (z) |x|.Let us underl<strong>in</strong>e that, accord<strong>in</strong>g to Def<strong>in</strong>ition 1.1.7, ‖ · ‖ GF = e −Dg F‖ · ‖ 0 .The follow<strong>in</strong>g Lemma will turn out to be extremely useful when we shall relatethe Lyapunov exp<strong>one</strong>nt with bifurcations.Lemma 1.3.4 Let f be a rational map of degree d ≥ 2 and F be <strong>one</strong> of its lifts. LetD := 2(d − 1) and Jac F be the <strong>holomorphic</strong> section of O P 1(D) <strong>in</strong>duced by det F ′ .Then∫L(f) + ln d = ln ‖Jac F ‖ GF µ f .P 1Proof. The section Jac F is def<strong>in</strong>ed by Jac F (π(z)) := [z, det F ′ ] for any z ∈ C 2 \ {0}.Us<strong>in</strong>g Proposition 1.3.3, the fact that G F vanishes on the support of µ F and π ∗ µ F =µ f we get∫∫L(f) + ln d = ln | det F ′ | µ F = ln | det F ′ | µ F =C 2 G −1F∫∫({0})G −1F ({0}) ln ( e −DG F (z) | det F ′ | ) µ F =C 2 ln ‖Jac F ◦ π‖ GF µ F =∫P 1 ln ‖Jac F ‖ GF µ f .It is an important and not obvious fact that L(f) is stricly positive. It actuallyfollows from the Margulis-Ruelle <strong>in</strong>equality that L(f) ≥ 1 ln(d) where d is the degree2of f. We will presnt later a simple argument which shows that this bound is equalto ln d for polynomials. Zdunik and Mayer ([Z], [May]) have proved that the bound1ln(d) is taken if and only if the map f is a Lattès example. Let us summarize2these results <strong>in</strong> the follow<strong>in</strong>g statement.17⊓⊔


Theorem 1.3.5 The Lyapunov exp<strong>one</strong>nt of a degree d rational map is always greaterthan 1 ln(d) and the equality occurs if and only if the map is a Lattès example.2We recall that a Lattès map is, by def<strong>in</strong>ition, <strong>in</strong>duced on the Riemann spherefrom an expand<strong>in</strong>g map on a complex torus by mean of some elliptic function. Werefer to the survey paper of Milnor [Mi2] for a detailed discussion of these maps.A remarkable consequence of the positivity of L(f) is that the iterated <strong>in</strong>versebranch f −nˆx(see def<strong>in</strong>ition 1.2.9) are approximately e −nL -Lipschiptz and are def<strong>in</strong>edon a disc whose size only depends on ˆx.Proposition 1.3.6 There exists ɛ 0 > 0 and, for ɛ ∈]0, ɛ 0 ], two measurable functionsη ɛ : ̂Xreg →]0, 1] and S ɛ : ̂Xreg →]1, +∞] such that the maps f −nˆxare def<strong>in</strong>ed onD(x 0 , η ɛ (ˆx)) and Lip f −nˆx≤ S ɛ (ˆx)e −n(L−ɛ) for every n ∈ N and ˆµ-a.e. ˆx ∈ ̂X reg .Proof. We may assume that 0 < ɛ 0 < L −n. S<strong>in</strong>ce f3 ˆxassertion of Lemma 1.2.11 yields ln Lip f −nˆxergodic theorem we thus havelim sup 1 nln Lip f−nˆx≤ −L + ɛ 3≤ n ɛ 3 − ∑ n= fx −1−n◦ · · · ◦ fx −1−1, the thirdk=1 ln ρ(x −k). By Birkhofffor ˆµ-a.e. ˆx ∈ ̂X.Then there exists n 0 (ˆx) such(that Lip f −nˆx )≤ e −n(L−ɛ) for n ≥ n 0 (ˆx) and it sufficesto set S ɛ := max 0≤n≤n0 (ˆx) e n(L−ɛ) Lip f −nˆx to get the estimateLip f −nˆx≤ S ɛ (ˆx)e −n(L−ɛ) for every n ∈ N and ˆµ-a.e. ˆx ∈ ̂X reg .We now set η ɛ := αɛS ɛwhere α ɛ is the given by Proposition 1.2.10. Let us check by<strong>in</strong>duction on n ∈ N that f −nˆxis def<strong>in</strong>ed on D(x 0 , η ɛ (ˆx)) for ˆµ-a.e. ˆx ∈ ̂X and everyn ∈ N. Here we will use the fact that the function α ɛ is slow: α ɛ (τ(ˆx)) ≥ e −ɛ α ɛ (ˆx).Assume that f −nˆxis def<strong>in</strong>ed on D ( x 0 , η ɛ (ˆx) ) . Then, by our estimate on Lip f −nˆx, wehave( (f −nˆx D x0 , η ɛ (ˆx) )) ⊂ D ( x −n , e −n(L−ɛ) α ɛ (ˆx) ) .On the other hand, by Proposition 1.2.10, the branch fx −1−n−1is def<strong>in</strong>ed on the discD ( x −n , α ɛ (τ n+1 (ˆx)) ) which, as α ɛ is slow, conta<strong>in</strong>s D ( x −n , e −(n+1)ɛ α ɛ (ˆx) ) . Now,s<strong>in</strong>ce 0 < ɛ 0 < L <strong>one</strong> has 3e−(n+1)ɛ ≥ e −n(L−ɛ) and thus f −(n+1)ˆxdef<strong>in</strong>ed on D ( x 0 , η ɛ (ˆx) ) .= f −1x −n−1◦ f −nˆxis⊓⊔1.3.2 Lyapunov exp<strong>one</strong>nt and multipliers of repell<strong>in</strong>g cyclesThe follow<strong>in</strong>g approximation property will play an important role <strong>in</strong> our study ofbifurcation <strong>currents</strong>. We would like to mention that Dero<strong>in</strong> and Dujard<strong>in</strong> haverecently used similar ideas to study the bifurcation <strong>in</strong> the context of kle<strong>in</strong>ean groups(see [DD]).18


Theorem 1.3.7 Let f : P 1 → P 1 be a rational map of degree d ≥ 2 and L theLyapunov exp<strong>one</strong>nt of f with respect to its Green measure. Then:L = lim n d −n ∑ p∈R ∗ n1ln |(f n ) ′ (p)|nwhere R ∗ n := {p ∈ P1 / p has exact period n and |(f n ) ′ (p)| > 1}.Observe that the Lyapunov exp<strong>one</strong>nt lim k1k ln |(f k ) ′ (p)| of f along the orbit of apo<strong>in</strong>t p is precisely equal to 1 n ln |(f n ) ′ (p)| when p is n periodic. The above Theoremthus shows that the Lyapunov exp<strong>one</strong>nt L of f is the limit, when n → +∞, of theaverages of Lyapunov exp<strong>one</strong>nts of repell<strong>in</strong>g n-cycles.To establish the above Theorem, we will prove that the repell<strong>in</strong>g cycles equidistributethe Green measure µ f <strong>in</strong> a somewhat constructive way and control the multipliersof the cycles which appear. For prov<strong>in</strong>g the equidistribution, we follow theapproach used by Briend-Duval [BD] <strong>in</strong> the context of endomorphisms of P k , thepositivity of the Lyapunov exp<strong>one</strong>nt plays a crucial role there. This strategy actuallyyields to a version of Theorem 1.3.7 for endomorphisms of P k ; this has beend<strong>one</strong> <strong>in</strong> [BDM]. Okuyama has given a different proof of Theorem 1.3.7 <strong>in</strong> [O], hisproof actually does not use the positivity of the Lyapunov exp<strong>one</strong>nt. The proof wepresent here is that of [Be] with a few more details.Proof. For the simplicity of notations we consider polynomials and therefore workon C with the euclidean metric. We shall denote D(x, r) the open disc centered atx ∈ C and radius r > 0. From now on, f is a degree d ≥ 2 polynomial whose Juliaset is denoted J and whose Green measure is denoted µ.We shall use the natural extension (see subsection 1.2.2) and exploit the positivityof L through Proposition 1.3.6. Let us add a few notations to those already<strong>in</strong>troduced <strong>in</strong> Propositions 1.2.10 and 1.3.6 . Let 0 < ɛ 0 be given by Proposition1.2.10.For 0 < ɛ ≤ ɛ 0 and n, N ∈ N we set:̂X ɛ N := {ˆx ∈ ̂X / η ɛ (ˆx) ≥ 1 N and S ɛ(ˆx) ≤ N}ˆν ɛ N := 1 ̂Xɛ Nˆµν ɛ N := π ∗ˆν ɛ N .For 0 < ɛ ≤ L and n, N ∈ N we set:R ɛ n := {p ∈ C / f n (p) = p and |(f n ) ′ (p)| ≥ e n(L−ɛ) }µ ɛ n := d −n ∑ R ɛ n δ pR n := R L n = {p ∈ C / f n (p) = p and |(f n ) ′ (p)| ≥ 1}µ n := µ L n = d−n ∑ R nδ p .19


We have to show that µ L n → µ and L = lim ∑n d−nn R ln |(f n ) ′ (p)|.∗ nThe follow<strong>in</strong>g Lemma reduces the problem to some estimates on Radon-Nikodymderivatives.Lemma 1.3.8 If any weak limit σ of ( )µ ɛ n for ɛ ∈]0, ɛ n 0[ satisfies dσ ≥ 1 for somedνNɛ′ɛ ′ > 0 and every N ∈ N then µ L n → µ and L = lim ∑n d−nn R ln |(f n ) ′ (p)|.∗ nProof.( )We start by show<strong>in</strong>g that µ ɛ n → µ for any ɛ ∈ ]0, L]. Let σ be a weak limit ofµɛ . S<strong>in</strong>ce all the n n µɛ n are probability measures, it suffices to show that σ = µ.Assume first that 0 < ɛ < ɛ 0 . By assumption dσdν ɛ′N≥ 1 and therefore σ ≥ ν ɛ′N forevery N ∈ N. Lett<strong>in</strong>g N → +∞ <strong>one</strong> gets σ ≥ µ. This actually implies that σ = µs<strong>in</strong>ceσ(J) ≤ lim sup n µ ɛ n (J) ≤ lim n dn +1d n= 1 = µ(J).We have shown that µ ɛ n → µ for 0 < ɛ < ɛ 0. Let us now assume that ɛ 02=: ɛ 1 ≤ ɛ.From µ ɛ n ≥ µ ɛ 1 n and µ ɛ 1 n → µ <strong>one</strong> gets σ ≥ µ. Just as before this implies that σ = µ.dWe now want to show that L = lim −nn n1ln |(f n ) ′ (p)|. For M > 0 <strong>one</strong> hasnµ ɛ n (J)(L − ɛ) ≤ d−n ∑ R ɛ ns<strong>in</strong>ce µ ɛ n → µ and µ n = µ L n → µ we get∑R ∗ n ln |(f n ) ′ (p)|. Let us set ϕ n (p) :=ϕ n (p) ≤ d ∑ ∫−n ϕ n (p) =R n∫≤JJln |f ′ |µ n ≤Max ( ln |f ′ |, −M ) µ n(L − ɛ) ≤ lim <strong>in</strong>f d −n ∑ R nϕ n (p) ≤ lim sup d −n ∑ R nϕ n (p) ≤∫JMax ( ln |f ′ |, −M ) µ.To obta<strong>in</strong> lim d ∑ −n R nϕ n (p) = L it suffices to make first M → +∞ and then ɛ → 0.S<strong>in</strong>ce there are less than 2nd n 2 periodic po<strong>in</strong>ts whose period strictly divides n, <strong>one</strong>may replace R n by Rn ∗ := {p ∈ P 1 / p has exact period n and |(f n ) ′ (p)| ≥ 1}. ⊓⊔Let us now f<strong>in</strong>ish the proof of Theorem 1.3.7. We assume here that 0 < ɛ < ɛ 02.Let â ∈ ̂X N ɛ and a := π(â). For every r > 0 we denote by D r the closed disc centeredat a of radius r. Accord<strong>in</strong>g to Lemma 1.3.8, it suffices to show that any weak limitσ of ( )µ 2ɛn satisfiesnσ(D r ′) ≥ ν ɛ N(D r ′), for any <strong>in</strong>teger N and all 0 < r ′ < 1 N . (1.3.2)20


Let us pick r ′ < r < 1 N . We set ̂D r := π −1 (D r ) and :Ĉ n := {ˆx ∈ ̂D r ∩ ̂X reg ɛ N / f −nˆx(D r) ∩ D r ′ ≠ ∅}.Let also consider the collection S n of sets of the form f −nˆx(D r) where ˆx runs <strong>in</strong> Ĉn.As f −nˆxis an <strong>in</strong>verse branch on D r of the ramified cover f n , <strong>one</strong> sees that the setsof the collection S n are mutually disjo<strong>in</strong>t.Let us momentarily admit the two follow<strong>in</strong>g estimates:d −n( Card S n)≤ µ2ɛn (D r ) for n big enough (1.3.3)d −n( Card S n)µ(Dr ) ≥ ˆµ ( ˆf −n ( ̂D r ∩ ̂X ɛ reg N) ∩ ̂D r ′). (1.3.4)Comb<strong>in</strong><strong>in</strong>g 1.3.3 and 1.3.4 yields:ˆµ ( ˆf −n ( ̂D r ∩ ̂X ɛ reg N ) ∩ ̂D r ′which, by the mix<strong>in</strong>g property of ˆµ, implies)≤ µ(Dr )µ 2ɛn (D r)ν ɛ N(D r )µ(D r ′) = ˆµ( ̂D r ∩ ̂X ɛ reg N)ˆµ( ̂D r ′) ≤ µ(D r )σ(D r )s<strong>in</strong>ce µ(D r ′) > 0, <strong>one</strong> gets 1.3.2 by mak<strong>in</strong>g r → r ′ .(Let us)now prove the estimate 1.3.3. We have to show that D r conta<strong>in</strong>s at leastCard Sn elements of R2ɛn when n is big enough. Here we shall use Proposition 1.3.6.For every ˆx ∈ Ĉn ⊂ ̂X reg ɛ N <strong>one</strong> has η ɛ(ˆx) ≥ 1 and S N ɛ(ˆx) ≤ N and thus the mapf −nˆxis def<strong>in</strong>ed on D r (r < 1 −n) and Diam fN ˆx(D r) ≤ 2r Lip f −nˆx≤ 2rS ɛ (ˆx)e −n(L−ɛ) ≤2rNe −n(L−ɛ) .As moreover f −nˆx (D r) meets D r ′, there exists n 0 , which depends only on ɛ, r and r ′ ,such that f −nˆx(D r) ⊂ D r for every ˆx ∈ Ĉn and n ≥ n 0 . Thus, by Brouwer theorem,f −nˆxhas a fixed po<strong>in</strong>t p n ∈ f −nˆx(D r) for every ˆx ∈ Ĉn and n ≥ n 0 . S<strong>in</strong>ce the elementsof S n are mutually disjo<strong>in</strong>t sets, we have produced ( )Card S n fixed po<strong>in</strong>ts of f n <strong>in</strong>D r for n ≥ n 0 . It rema<strong>in</strong>s to check that these fixed po<strong>in</strong>ts belong to Rn 2ɛ.Thisactually follows immediately from the estimates on Lip f −nˆx. Indeed:|(f n ) ′ (p n )| = |(f −nˆx)′ (p n )| −1 ≥ ( )Lip f −n −1ˆx≥ N −1 e n(L−ɛ) ≥ e n(L−2ɛ)for n big enough.F<strong>in</strong>ally we prove the estimate 1.3.4. Let us first observe thatπ ( ˆf −n ( ̂D r ∩ ̂X) ⋃reg N) ɛ ∩ ̂Dr ′ ⊂ f −nˆx (D r). (1.3.5)ˆx∈Ĉn21


This can be easily seen : if û ∈ ˆf −n ( ̂D r ∩ ̂X reg ɛ N )∩ ̂D r ′ then u 0 = π(û) ∈ D r ′∩f −nˆx (D r)where ˆx := ˆf n (û) ∈ ̂D r ∩ ̂X reg ɛ N .By the constant Jacobian property we have µ ( f −nˆx(D r) ) = d −n µ(D r ) and, s<strong>in</strong>ce thesets f −nˆx(D r) of the collection S n are mutually disjo<strong>in</strong>t, we obta<strong>in</strong>µ ( ⋃ˆx (D r) ) = ( )Card S n d −n µ(D r ). (1.3.6)ˆx∈Ĉn f −nComb<strong>in</strong><strong>in</strong>g 1.3.5 with 1.3.6 yields 1.3.4:( )Card Sn d −n µ(D r ) ≥ µ [ π ( ˆf −n ( ̂D r ∩ ̂X) )]reg ɛ N ∩ ̂Dr ′ =ˆµ [ π −1 ◦ π ( ˆf −n ( ̂D r ∩ ̂X(reg N) ɛ ∩ ̂Dr ′)]≥ ˆµ ˆf −n ( ̂D r ∩ ̂X)reg N) ɛ ∩ ̂Dr ′ .⊓⊔22


Chapter 2Holomorphic familiesWe <strong>in</strong>troduce here the ma<strong>in</strong> spaces <strong>in</strong> which we shall work <strong>in</strong> the subsequent chaptersand present some of their structural properties.2.1 Generalities2.1.1 Holomorphic families and the space Rat dLet us a sart with a formal def<strong>in</strong>ition.Def<strong>in</strong>ition 2.1.1 Let M be a complex manifold. A <strong>holomorphic</strong> mapf : M × P 1 → P 1such that all rational maps f λ := f(λ, ·) : P 1 → P 1 have the same degree d ≥ 2 iscalled <strong>holomorphic</strong> family of degree d rational maps parametrized by M. For short,any such family will be denoted (f λ ) λ∈M.Any degree d rational map f := a dz d +···+a 1 z+a 0b d z d +···+b 1 z+b 0is totally def<strong>in</strong>ed by the po<strong>in</strong>t[a d : · · · : a 0 : b d : · · · : b 0 ] <strong>in</strong> the projective space P 2d+1 . This allows to identify thespace Rat d of degree d rational maps with a Zariski dense open subset of P 2d+1 .We can be more precise by look<strong>in</strong>g at the space of homogeneous polynomial mapsof C 2 which is identified to C 2d+2 by the correspondance(a d , · · ·, a 0 , b d : · · ·, b 0 ) ↦→( ∑di=1 a iz1 izd−i2 , ∑ )di=1 b iz1 izd−i2 .Indeed, Rat d is precisely the image by the canonical projection π : C 2d+2 → P 2d+1of the subspace H d of C 2d+2 consist<strong>in</strong>g of non-degenerate polynomials. As H d is thecomplement <strong>in</strong> C 2d+2 of the projective variety def<strong>in</strong>ed by the vanish<strong>in</strong>g of the resul-( ∑dtant Res(i=1 a iz1z i d−i2 , ∑ di=1 b iz1z i 2d−iis an (irreducible) algebraic hypersurface of P 2d+1 .), <strong>one</strong> sees that Rat d = P 2d+1 \ Σ d where Σ d23


Thus, when consider<strong>in</strong>g degree d polynomials, <strong>in</strong>stead of work<strong>in</strong>g <strong>in</strong> P d we mayconsider the <strong>holomorphic</strong> family(Pc,a)(c,a)∈C d−1whose parameter space M is simply C d−1 . Us<strong>in</strong>g this parametrization, <strong>one</strong> mayexhibit a f<strong>in</strong>ite ramified cover π : C d−1 → P d (see [DF] Proposition 5.1).It will be crucial to consider the projective compactification P d−1 of C d−1 = M.This is why we wanted the expression of P c,a to be homogeneous <strong>in</strong> (c, a) and haveused the parameter a d <strong>in</strong>stead of a. In this context, we shall denote by P ∞ theprojective space at <strong>in</strong>f<strong>in</strong>ity : P ∞ := {[c : a : 0] ; (c, a) ∈ C d−1 \ {0}}.2.1.3 Moduli spaces and the case of degree two rationalmapsThe group of Möbius transformations, which is isomorphic to P SL(2, C), acts byconjugation on the space Rat d of degree d rational maps. The dynamical propertiesof two conjugated rational maps are clearly equivalent and it is therefore natural towork with<strong>in</strong> the quotient of Rat d result<strong>in</strong>g from this action.The moduli space Mod d is, by def<strong>in</strong>ition, the quotient of Rat d under the actionof P SL(2, C) by conjugation. We shall denote as follows the canonical projection:Π : Rat d −→ Mod df ↦−→ ¯fWe shall usually commit the abuse of language which consists <strong>in</strong> consider<strong>in</strong>g anelement of Mod d as a rational map. For <strong>in</strong>stance, ” ¯f has a n-cycle of multiplier w”means that every element of ¯f posseses such a cycle. We shall also sometimes writef <strong>in</strong>stead of ¯f.Although the action of P SL(2, C) is not free, it may be proven that Mod d is anormal quasi-projective variety [Sil].Remark 2.1.3 The follow<strong>in</strong>g property is helpful for work<strong>in</strong>g <strong>in</strong> Mod d . Every elementf of Rat d belongs to a local submanifold T f whose dimension equals 2d − 2 andwhich is transversal to the orbit of f under the action of P SL(2, C). Moreover, T fis <strong>in</strong>variant under the action of the stabilizer Aut(f) of f which is a f<strong>in</strong>ite subgroupof P SL(2, C). F<strong>in</strong>ally, Π ( T f)is a neighborhood of ¯f <strong>in</strong> Modd and Π <strong>in</strong>duces abiholomorphism between T f /Aut(f) and Π ( T f).25


In his paper [Mi1], Milnor has given a particularly nice description of Mod 2which we will briefly present. The reader may also consult the fourth chapter ofbook of Silverman [Sil].A generic f ∈ Rat 2 has 3 fixed po<strong>in</strong>ts with multipliers µ 1 , µ 2 , µ 3 . The symmetricfunctionsσ 1 := µ 1 + µ 2 + µ 3 , σ 2 := µ 1 µ 2 + µ 1 µ 3 + µ 2 µ 3 , σ 3 := µ 1 µ 2 µ 3are clearly well def<strong>in</strong>ed on Mod 2 and it follows from the <strong>holomorphic</strong> <strong>in</strong>dex formula∑ 11−µ i= 1 thatσ 3 − σ 1 + 2 = 0. (2.1.1)Milnor has actually shown that (σ 1 , σ 2 ) <strong>in</strong>duces a good parametrization of Mod 2([Mi1]).Theorem 2.1.4 The map Mod 2 → C 2 def<strong>in</strong>ed by ¯f ↦→ (σ 1 , σ 2 ) is a biholomorphism.It will be extremely useful to consider the projective compactification of Mod 2obta<strong>in</strong>ed through the above Theorem:Mod 2 ∋ ¯f ↦−→ (σ 1 : σ 2 : 1) ∈ P 2whose correspond<strong>in</strong>g l<strong>in</strong>e at <strong>in</strong>f<strong>in</strong>ity will be denoted by LL := {(σ 1 : σ 2 : 0); (σ 1 , σ 2 ) ∈ C 2 \ {0}}.It is important to stress that this compactification is actually natural <strong>in</strong> the sensethat the ”behaviour near L” captures a lot of dynamically mean<strong>in</strong>gful <strong>in</strong>formation.2.2 The hypersurfaces Per n (w)We give some geometrical properties of dynamically def<strong>in</strong>ed subsets of the parameterspace which will play a central role <strong>in</strong> our study.2.2.1 Def<strong>in</strong><strong>in</strong>g Per n (w) us<strong>in</strong>g dynatomic polynomialsFor any <strong>holomorphic</strong> family of rational maps, the follow<strong>in</strong>g result describes preciselythe set of maps hav<strong>in</strong>g a cycle of given period and multiplier.Theorem 2.2.1 Let f : M × P 1 → P 1 be a <strong>holomorphic</strong> family of degree d ≥ 2rational maps. Then for every <strong>in</strong>teger n ∈ N ∗ there exists a <strong>holomorphic</strong> functionp n on M × C which is polynomial on C and such that:26


1- for any w ∈ C \ {1}, the function p n (λ, w) vanishes if and only if f λ has acycle of exact period n and multiplipler w2- p n (λ, 1) = 0 if and only if f λ has a cycle of exact period n and multiplier 1 ora cycle of exact period m whose multiplier is a primitive r th root of unity withr ≥ 2 and n = mr3- for every λ ∈ M, the degree N d (n) of p n (λ, ·) satisfies d −n N d (n) ∼ 1 n .This leads to the follow<strong>in</strong>gDef<strong>in</strong>ition 2.2.2 Under the assumptions and notations of Theorem 2.2.1, <strong>one</strong> setsPer n (w) := {λ ∈ M/ p n (λ, w) = 0}for any <strong>in</strong>teger n and any complex number w.Accord<strong>in</strong>g to Theorem 2.2.1, P er n (w) is (at least when w ≠ 1) the set of parametersλ for which f λ has a cycle of exact period n ad multiplier w. Moreover,Per n (w) is an hypersurface <strong>in</strong> the parameter space M or co<strong>in</strong>cides with M. We alsostress that the estimate on the degree N d (n) of p n (λ, ·) will be important <strong>in</strong> some ofour applications.We now start to expla<strong>in</strong> the construction of the functions p n . It clearly suffices totreat the case of the family Rat d and then set p n (λ, w) := p n (f λ , w) for any <strong>holomorphic</strong>family M ∋ λ ↦→ f λ ∈ Rat d . Our presentation borrows to the fourth chapterof the book of Silverman [Sil] and the paper [Mi1] of Milnor.We will consider polynomial families; to deal with the general case <strong>one</strong> mayadapt the proof by us<strong>in</strong>g lifts to C 2 . Accord<strong>in</strong>g to the discussion we had <strong>in</strong> subsection2.1.2, any degree d polynomial ϕ will be identified to a po<strong>in</strong>t <strong>in</strong> C d−1 .The key po<strong>in</strong>t is to associate to any <strong>in</strong>teger n and any polynomial ϕ of degreed ≥ 2 a polynomial Φ ∗ ϕ,n whose roots, for a generic ϕ, are exactly the periodicpo<strong>in</strong>ts of ϕ with exact period n. Such polynomials are called dynatomic s<strong>in</strong>ce theygeneralize cyclotomic <strong>one</strong>s, they are def<strong>in</strong>ed as follows.Def<strong>in</strong>ition 2.2.3 For a degree d polynomial ϕ and an <strong>in</strong>teger n <strong>one</strong> setsΦ ϕ,n (z) := ϕ n (z) − z.The associated dynatomic polynomials are then def<strong>in</strong>ed by sett<strong>in</strong>gΦ ∗ ϕ,n(z) := ∏ (k|n Φϕ,k (z) ) µ( n k )where µ : N ∗ → {−1, 0, 1} is the classical Möbius function.27


It is clear that Φ ϕ,n is a polynomial whose roots are all periodic po<strong>in</strong>ts of ϕ withexact period divid<strong>in</strong>g n, and that Φ ∗ ϕ,n is a fraction whose roots and poles belong tothe same set. Actually Φ ∗ ϕ,n is still a polynomial but this is not at all obvious. Thiswill be shown by study<strong>in</strong>g its valuation at any m-periodic po<strong>in</strong>t of ϕ for m|n anddeeply relies on the fact that the sum ∑ k|n µ( k ) vanishes if n > 1. We shall obta<strong>in</strong>na precise description of the roots of Φ ∗ ϕ,n :Theorem 2.2.4 Let ϕ be a polynomial of degree d ≥ 2. Then Φ ∗ ϕ,n is a polynomialwhose roots are the periodic po<strong>in</strong>ts of ϕ with exact period m divid<strong>in</strong>g n and multiplierw satisfy<strong>in</strong>g w r = 1 when 2 ≤ r := n . mThe proof of the above theorem will be given <strong>in</strong> the next subsection, for themoment we admit it and prove Theorem 2.2.1. Let us note that the degree ν d (n) ofΦ ∗ ϕ,n is given by ν d(n) = ∑ k|n dk µ( n k ) and is clearly equivalent to dn s<strong>in</strong>ce |µ| ∈ {0, 1}and µ(1) = 1. We may also observe that (ϕ n ) ′ (z) = 1 for any root z of Φ ∗ ϕ,n whoseperiod strictly divides n.The construction of p n (ϕ, w) requires to understand the structure of the zeroset of (ϕ, z) ↦→ Φ ∗ ϕ,n(z). We recall that ϕ is seen as a po<strong>in</strong>t <strong>in</strong> C d−1 . Here are the<strong>in</strong>formations we need.Proposition 2.2.5 The set Per n := {(ϕ, z) / Φ ∗ ϕ,n (z) = 0} is an algebraic subset ofC d−1 ×C. The roots of Φ ∗ ϕ,n are simple and have exact period n when ϕ ∈ C d−1 \X nfor some proper algebraic subset X n of C d−1 .Proof. One sees on 2.2.3 that Φ ∗ ϕ,n (z) is rational <strong>in</strong> ϕ. On the other hand, Φ∗ ϕ,n (z)is locally bounded as it follows from the description of its roots given by Theorem2.2.4. Thus Φ ∗ ϕ,n(z) is actually polynomial <strong>in</strong> ϕ.Let us set ∆(ϕ) := ∏ i≠j (α i(ϕ) − α j (ϕ)) where the α i are the roots of Φ ∗ ϕ,n countedwith multiplicity. This is a well def<strong>in</strong>ed function which vanishes exactly when Φ ∗ ϕ,nhas a multiple root. This function is <strong>holomorphic</strong> outside its zero set and thereforeeverywhere by Rado’s theorem. Then {∆ = 0} is an analytic subset of C d−1 whichis proper s<strong>in</strong>ce ϕ 0 := z d /∈ {∆ = 0}.Let Y n be the projection of P er n ∩ {(ϕ n ) ′ (z) = 1} onto C d−1 . By Remmert mapp<strong>in</strong>gtheorem Y n is an analytic subset of C d−1 . Us<strong>in</strong>g ϕ 0 aga<strong>in</strong> <strong>one</strong> sees that Y n ≠ C d−1 .One may take X n := {∆ = 0} ∪ Y n .⊓⊔Let Z(Φ ∗ ϕ,n) be the set of roots of Φ ∗ ϕ,n counted with multiplicity. If z ∈ Z(Φ ∗ ϕ,n)has exact period m with n = mr, we denote by w n (z) the r-th power of the multiplierof z (that is (ϕ n ) ′ (z)). As Theorem 2.2.4 tells us :a po<strong>in</strong>t z is periodic of exact period n and w n (z) ≠ 1 if and only ifz ∈ Z(Φ ∗ ϕ,n ) and w n(z) ≠ 1.28


Let us now consider the setsΛ ∗ n (ϕ) := {w n(z); z ∈ Z(Φ ∗ ϕ,n )}and let us denote by σ ∗(n)i (ϕ), 1 ≤ i ≤ ν d (n), the associated symmetric functions.The symmetric functions σ ∗(n)i are globally def<strong>in</strong>ed and cont<strong>in</strong>uous on C d−1 and,accord<strong>in</strong>g to Proposition 2.2.5, are <strong>holomorphic</strong> outside X n . These functions aretherefore <strong>holomorphic</strong> on C d−1 . We setq n (ϕ, w) := ∏ ν d (n)i=0σ ∗(n)i (ϕ)(−w) ν d(n)−i .By construction q n (ϕ, w) = 0 if and only if w ∈ Λ ∗ n(ϕ) and q n is <strong>holomorphic</strong> <strong>in</strong>(ϕ, w) and polynomial <strong>in</strong> w. As Proposition 2.2.5 shows, the elements of Z(Φ ∗ ϕ,n )are cycles of exact period n and therefore each element of Λ ∗ n(ϕ) is repeated ntimes when ϕ /∈ X n . This means that there exists a polynomial p n (ϕ, ·) such thatq n (ϕ, ·) = (p n (ϕ, ·)) n when ϕ /∈ X n . As p n (ϕ, w) is <strong>holomorphic</strong> where it does notvanish <strong>one</strong> sees that p n extends to all C d−1 × C. In other words, p n may be def<strong>in</strong>edby(p n (ϕ, w)) n := q n (ϕ, w) = ∏ ν d (n)i=0σ ∗(n)i (ϕ)(−w) νd(n)−i .The degree N d (n) of p n (λ, ·) is equal to 1 ν ∑n d(n) = 1 n k|n µ( n k )dk . In particulard −n N d (n) ∼ 1 .⊓⊔n2.2.2 The construction of dynatomic polynomialsWe aim here to prove Theorem 2.2.4. For this purpose, let us recall that the Möbiusfunction µ : N ∗ → {−1, 0, 1} enjoys the follow<strong>in</strong>g fundamental property:∑ ( n)µ = 0 for any n ∈ N ∗ . (2.2.1)kk|nLet us also adopt a few more notations. The valuation of Φ ϕ,n(resp. Φ∗ϕ,n)atsome po<strong>in</strong>t z will be denoted a z (ϕ, n) ( resp. a ∗ z(ϕ, n)). The set of m-periodic po<strong>in</strong>tsof ϕ will be denoted P er(ϕ, m).The follow<strong>in</strong>g lemma summarizes elementary facts.Lemma 2.2.6 Let ψ be a polynomial and z ∈ P er(ψ, 1). Let λ := ψ ′ (z), then forq ≥ 2 <strong>one</strong> has:i) λ q ≠ 1 ⇒ a z (ψ, q) = a z (ψ, 1) = 1ii) λ ≠ 1 and λ q = 1 ⇒ a z (ψ, q) > a z (ψ, 1) = 129


iii) λ = 1 ⇒ a z (ψ, q) = a z (ψ, 1) ≥ 2.Proof. We may assume z = 0 and set ψ = λX + αX e + o(X e ). Then Φ ψ,q is equal to(λ q − 1) X + o(X) when (λ q − 1) ≠ 0 and to qαX e + o(X e ) if λ = 1. The assertionsi) to iii) then follow immediately. ⊓⊔We have to compute a ∗ z (ϕ, n) for z ∈ P er n(ϕ, m) and m|n. We denote by λ themultiplier of z (i.e. λ = (ϕ m ) ′ (z)) and set N := n . When λ is a root of unitymwe denote by r its order. Clearly, Theorem 2.2.4 will be proved if we establish thefollow<strong>in</strong>g three facts:F1 : N = 1 ⇒ a ∗ z (ϕ, n) > 0F2 : N ≥ 2 and λ N ≠ 1 or λ = 1 ⇒ a ∗ z (ϕ, n) = 0F3 : N ≥ 2, λ N = 1 and λ ≠ 1 ⇒ a ∗ z(ϕ, n) ≥ 0 and a ∗ z(ϕ, n) > 0 iff r = N.Besides def<strong>in</strong>itions, the follow<strong>in</strong>g computation will use the obvious facts thata z (ϕ, k) = 0 when k ≠ qm for some q ∈ N ∗ and that ϕ qm = (ϕ q ) m :a ∗ z (ϕ, n) = ∑ ( n)µ a z (ϕ, k) = ∑ ( ) nµ a z (ϕ, qm) =k qmk|nqm|n∑( ) Nµ a z (ϕ, qm) = ∑ ( ) Nµ a z (ϕ m , q).q qq|Nq|NWe now proceed Fact by Fact, always start<strong>in</strong>g with the above identity.F1) a ∗ z (ϕ, n) = µ(1)a z(ϕ n , 1) > 0.F2) S<strong>in</strong>ce λ q ≠ 1 when q|N although λ = 1, the assertions ( i) and iii) of Lemma∑ ( ))2.2.6 tell us that a z (ϕ m , q) = a z (ϕ m , 1). Then a ∗ z(ϕ, n) =q|N µ Naq z (ϕ m , 1)which, accord<strong>in</strong>g to 2.2.1, equals 0.F3) When r is not divid<strong>in</strong>g q then λ q ≠ 1 and, by the assertion i) of Lemma2.2.6 we have a z (ϕ m , q) = a z (ϕ m , 1). We may therefore write⎛a ∗ z (ϕ, n) = ⎝ ∑ ( ) ⎞ Nµ ⎠ a z (ϕ m , 1) + ∑ ( ) Nµ [a z (ϕ m , q) − a z (ϕ m , 1)] .qqq|Nq|N, r|qBy 2.2.1, the first term <strong>in</strong> the above expression vanishes and we geta ∗ z (ϕ, n) = ∑ ( ) N/rµ [a z (ϕ m , rk) − a z (ϕ m , 1)] =kk| N r∑( ) N/rµ [a z (ϕ mr , k) − a z (ϕ m , 1)] = a ∗kz(ϕ mr , N r ) − a z(ϕ m , 1) ∑ ( ) N/rµ .kk| N k| N rr30


We f<strong>in</strong>ally consider two subcases.( )N/rkIf N ≠ r then, by 2.2.1, ∑ k|µ = 0 and thus a ∗ N z (ϕ, n) = a∗ z (ϕmr , N ).rrS<strong>in</strong>ce z is a fixed po<strong>in</strong>t of ϕ mr whose multiplier equals λ r = 1, Fact F2 shows thata ∗ z(ϕ mr , N ) = 0. rIf N = r we get a ∗ z (ϕ, n) = a∗ z (ϕmr , 1) − a z (ϕ m , 1) = a z (ϕ mr , 1) − a z (ϕ m , 1). S<strong>in</strong>cez is a fixed po<strong>in</strong>t of ϕ m whose multiplier λ satisfies λ r = λ N = 1 and λ ≠ 1, theassertion ii) of Lemma 2.2.6 shows that this quantity is strictly positive. ⊓⊔Remark 2.2.7 It follows easily from the above construction that the growth ofp n (λ, w) is polynomial <strong>in</strong> λ when λ ∈ C d−1 . This shows that p n (λ, w) is actually apolynomial function on C d−1 × C.2.2.3 In the moduli space of degree two rational mapsTheorem 2.2.8 The map Mod 2 → C 2 def<strong>in</strong>ed by ¯f ↦→ (σ 1 , σ 2 ) is a biholomorphism.Us<strong>in</strong>g this identification, p n (λ, w) is a polynomial on C 2 × C. Moreover, for everyfixed w ∈ C, the degree of p n (·, w) is equal to ν 2(n)which is the number of hyperbolic2comp<strong>one</strong>nts of period n <strong>in</strong> the Mandelbrot set.Let us recall the projective compactification Mod 2 ∋ ¯f ↦−→ (σ 1 : σ 2 : 1) ∈ P 2whose correspond<strong>in</strong>g l<strong>in</strong>e at <strong>in</strong>f<strong>in</strong>ity L = {(σ 1 : σ 2 : 0); (σ 1 , σ 2 ) ∈ C 2 \ {0}}.Any P er n (w) may be seen as a curve <strong>in</strong> P 2 . We shall use the follow<strong>in</strong>g factswhich are also due to Milnor ([Mi1]).Proposition 2.2.9 1) For all w ∈ C the curve P er 1 (w) is actually a l<strong>in</strong>e whoseequation <strong>in</strong> C 2 is (w 2 + 1)λ 1 − wλ 2 − (w 3 + 2) = 0 and whose po<strong>in</strong>t at <strong>in</strong>f<strong>in</strong>ityis (w : w 2 + 1 : 0). In particular, P er 1 (0) = {λ 1 = 2} is the l<strong>in</strong>e of quadraticpolynomials, its po<strong>in</strong>t at <strong>in</strong>f<strong>in</strong>ity is (0 : 1 : 0).2) For n > 1 and w ∈ C the po<strong>in</strong>ts at <strong>in</strong>f<strong>in</strong>ity of the curves P er n (w) are of theform (u : u 2 + 1 : 0) with u q = 1 and q ≤ n.The follow<strong>in</strong>g Proposition, also du to Milnor (see Theorem 4.2 <strong>in</strong> [Mi1]), impliesthat the curves P er n (w) = {p n (·, w) = 0} have no multiplicity.Proposition 2.2.10 Let N 2 (n) := Card (P er n (0) ∩ P er 1 (0)) be the number of hyperboliccomp<strong>one</strong>nts of period n <strong>in</strong> the Mandelbrot set. Then N 2 (n) = ν 2(n)where2ν 2 (n) is def<strong>in</strong>ed <strong>in</strong>ductively by ν 2 (1) = 2 and 2 n = ∑ k|n ν 2(k). Moreover, for anyw ∈ ∆ and any η ∈ ∆ we have Deg p n (·, w) = N 2 (n) = Card (P er n (w) ∩ P er 1 (η)) .Work<strong>in</strong>g with the same compactification, Epste<strong>in</strong> [Eps1] has proved the boundednessof certa<strong>in</strong> hyperbolic comp<strong>one</strong>nts of Mod 2 :31


Theorem 2.2.11 Let H be a hyperbolic comp<strong>one</strong>nt of Mod 2 whose elements admittwo dist<strong>in</strong>ct attract<strong>in</strong>g cycles. If neither attractor is a fixed po<strong>in</strong>t then H is relativelycompact <strong>in</strong> Mod 22.3 The connectedness locus <strong>in</strong> polynomial families2.3.1 Connected and disconnected Julia sets of polynomialsAmong rational functions, polynomials are characterized by the fact that ∞ is atotally <strong>in</strong>variant critical po<strong>in</strong>t. For any polynomial P the super-attractive fixedpo<strong>in</strong>t ∞ determ<strong>in</strong>es a bas<strong>in</strong> of attractionB P (∞) := {z ∈ C s.t. lim n P n (z) = ∞}.This bas<strong>in</strong> is always connected and its boundary is precisely the Julia set J P ofP . The complement of B P (∞) is called the filled-<strong>in</strong> Julia set of P .Another nice feature of polynomials is the possibility to def<strong>in</strong>e a Green functiong P by sett<strong>in</strong>gg P (z) := lim n1deg(P ) n ln + |P n (z)|.The Green function g P is a subharmonic function on the complex plane which vanishesexactly on the filled-<strong>in</strong> Julia set of P .Any degree d polynomial P is locally conjugated at <strong>in</strong>f<strong>in</strong>ity with the polynomialz d . This means that there exists a local change of coord<strong>in</strong>ates ϕ P (which is calledBöttcher function) such that ϕ P ◦ P = (ϕ P ) d on a neighbourhood of ∞. It isimportant to stress the follow<strong>in</strong>g relation between the Böttcher and Green functions:ln |ϕ P | = g P .The only obstruction to the extension of the Böttcher function ϕ P to the fullbas<strong>in</strong> B P (∞) is the presence of other critical po<strong>in</strong>ts than ∞ <strong>in</strong> B P (∞). This leadsto the follow<strong>in</strong>g important result:Theorem 2.3.1 For any polynomial P of degree d ≥ 2 the folllow<strong>in</strong>g conditions areequivalent:i) B P (∞) is simply connectedii) J P is connectediii) C P ∩ B P (∞) = {∞}32


iv) P is conformally conjugated to z d on B P (∞).The above theorem gives a nice characterization of polynomials hav<strong>in</strong>g a connectedJulia set. Let us apply it to the quadratic family (z 2 + a) a∈C. The Juliaset J a of P a := z 2 + a is connected if and only if the orbit of the critical po<strong>in</strong>t 0 isbounded. In other words, the set of parameters a for which J a is connected is thefamousDef<strong>in</strong>ition 2.3.2 Mandelbrot set. Let P a denote the quadratic polynomial z 2 +a.The Mandelbrot set M is def<strong>in</strong>ed byM := {a ∈ C s.t. sup n |P n a (0)| < ∞}.The Mandelbrot set is thus the connectedness locus of the quadratic family. It isnot difficult to show that M is compact. The compacity of the connectedness locus<strong>in</strong> the polynomial families of degree d ≥ 3 is a much more delicate question whichhas been solved by Branner and Hubbard [BH]. We shall treat it <strong>in</strong> the two nextsubsections and also present a somewhat more precise result which will turn out tobe very useful later.2.3.2 Polynomials with a bounded critical orbitWe work here with the parametrization ( P c,a)(c,a)∈C d−1 of P d and will use the projectivecompactification P d−1 <strong>in</strong>troduced <strong>in</strong> the subsection 2.1.2.We aim to show that the subset of parameters (c, a) for which the polynomial P c,ahas at least <strong>one</strong> bounded critical orbit can only cluster on certa<strong>in</strong> hypersurfaces ofP ∞ . The ideas here are essentially those used by Branner and Hubbard for prov<strong>in</strong>gthe compactness of the connectedness locus (see [BH] Chapter 1, section 3) but wealso borrow from the paper ([DF]) of Dujard<strong>in</strong> and Favre.We shall use the follow<strong>in</strong>gDef<strong>in</strong>ition 2.3.3 The notations are those <strong>in</strong>troduced <strong>in</strong> subsection 2.1.2. For every0 ≤ i ≤ d − 2, the hypersurface Γ i of P ∞ is def<strong>in</strong>ed by:Γ i := {[c : a : 0]/ α i (c, a) = 0}where α i is the homogeneous polynomial given by:α i (c, a) := P c,a (c i ) = 1 d−1d cd i + ∑j=2(−1) d−jσ d−j (c)c j ij+ ad .We denote by B i the set of parameters (c, a) for which the critical po<strong>in</strong>t c i of P c,ahas a bounded forward orbit (recall that c 0 = 0):33


The key po<strong>in</strong>t is the follow<strong>in</strong>gB i := {(c, a) ∈ C d−1 s.t. sup n |P n c,a (c i)| < ∞}.Lemma 2.3.4 The <strong>in</strong>tersection Γ 0 ∩ Γ 1 ∩ · · · ∩ Γ d−2 is empty and Γ i1 ∩ · · · ∩ Γ ikcodimension k <strong>in</strong> P ∞ if 0 ≤ i 1 < ·· < i k ≤ d − 2.hasProof. A simple degree argument shows that P c,a (0) = P c,a (c 1 ) = ··· = P c,a (c d−2 ) = 0implies that c 1 = · · · = c d−2 = a = 0. Thus Γ 0 ∩ Γ 1 ∩ · · · ∩ Γ d−2 = ∅. Then theconclusion follows from Bezout’s theorem.⊓⊔S<strong>in</strong>ce the connectedness locus co<strong>in</strong>cides with ∩ 0≤i≤d−2 B i , the announced resultcan be stated as follows.Theorem 2.3.5 For every 0 ≤ i ≤ d − 2, the cluster set of B i <strong>in</strong> P ∞ is conta<strong>in</strong>ed<strong>in</strong> Γ i . In particular, the connectedness locus is compact <strong>in</strong> C d−1 .Let us mention the follow<strong>in</strong>g <strong>in</strong>terest<strong>in</strong>g consequence. We recall that, accord<strong>in</strong>gto Remark 2.2.7, the sets P er m (η) may be seen as algebraic subsets of the projectivespace P d−1 .Corollary 2.3.6 If 1 ≤ k ≤ d − 1, m 1 < m 2 < · · · < m k and sup 1≤i≤k |η i | < 1 thenPer m1 (η 1 )∩···∩Per mk (η k ) is an algebraic subset of codimension k whose <strong>in</strong>tersectionwith C d−1 is not empty.Proof. By Bezout’s theorem, Per m1 (η 1 ) ∩ · · · ∩ Per mk (η k ) is a non-empty algebraicsubset of P d−1 whose dimension is bigger than (d − 1 − k).Any cycle of attract<strong>in</strong>g bas<strong>in</strong>s capture a critical orbit. Therefore, Theorem 2.3.5implies that the <strong>in</strong>tersection of P ∞ with Per m1 (η 1 ) ∩ · · · ∩ Per mk (η k ) is conta<strong>in</strong>ed <strong>in</strong>some Γ i1 ∩···∩Γ ik s<strong>in</strong>ce the m i are mutually dist<strong>in</strong>ct and the |η i | strictly smaller than1. Then, accord<strong>in</strong>g to Lemma 2.3.4, P ∞ ∩ Per m1 (η 1 ) ∩ · · · ∩ Per mk (η k ) has codimensionk <strong>in</strong> P ∞ . The conclusion now follows from obvious dimension considerations. ⊓⊔As the Green function g c,a of the polynomial P c,a is def<strong>in</strong>ed by<strong>one</strong> sees thatg c,a (z) := lim n d −n ln + |P n c,a(z)|B i = {(c, a) ∈ C d−1 s.t. g c,a (c i ) = 0}.This is why the proof of Theorem 2.3.5 will rely on estimates on the Green functionsand, more precisely, on the follow<strong>in</strong>g result.Proposition 2.3.7 Let g c,a be the Green function of P c,a and G be the functiondef<strong>in</strong>ed on C d−1 by: G(c, a) := max{g c,a (c k ); 0 ≤ k ≤ d − 2}. Let δ :=Then the follow<strong>in</strong>g estimates occur:34∑ d−2k=0 c kd−1.


1) G(c, a) ≤ ln max{|a|, |c k |} + O(1) if max{|a|, |c k |} ≥ 12) max{g c,a (z), G(c, a)} ≥ ln |z − δ| − ln 4.Let us first show how Theorem 2.3.5 may be deduced from Proposition 2.3.7.Proof of Theorem 2.3.5. Let ‖(c, a)‖ ∞ := max ( |a|, |c k | ) . We simply have to check(that α (c,a))i ‖(c,a)‖ ∞tends to 0 when ‖(c, a)‖∞ tends to +∞ and g c,a (c i ) stays equal to0. As P c,a (c i ) = α i (c, a) and g c,a (c i ) = 0, the estimates given by Proposition 2.3.7yield:ln ‖(c, a)‖ ∞ + O(1) ≥ max ( dg c,a (c i ), G(c, a) ) = max ( g c,a ◦ P c,a (c i ), G(c, a) ) ≥s<strong>in</strong>ce α i is d-homogeneous we then get:(1 − d) ln ‖(c, a)‖ ∞ + O(1) ≥ ln 1 4 |α ( (c, a) )i−‖(c, a)‖ ∞and the conclusion follows s<strong>in</strong>ceδ‖(c,a)‖ d ∞Let us end this subsection by giv<strong>in</strong>g a≥ ln 1 4 |α i(c, a) − δ|δ|‖(c, a)‖ d ∞tends to 0 when ‖(c, a)‖ ∞ tends to +∞. ⊓⊔Proof of Proposition 2.3.7. The first estimate is a standard consequence of theuniform growth of P c,a at <strong>in</strong>f<strong>in</strong>ity. Let us however prove it with care. We will setA := ‖(c, a)‖ ∞ and M A (z) := max(A, |z|). From|P c,a (z)| ≤ 1|z|d( 1 + d max{ |σ d−j(c)|, |a|d } )d j|z| d−j |z| dwe get |P c,a (z)| ≤ C d |z| d for |z| ≥ A where the constant C d only depends on d. Wemay assume that C d ≥ 1. By the maximum modulus pr<strong>in</strong>ciple this yieldsIt is easy to check that|P c,a (z)| ≤ C d M A (z) d .M A (Cz) ≤ CM A (z) if C ≥ 1M A(MA (z) N) = M A (z) N if A ≥ 1.From now on we shall assume that A ≥ 1. By <strong>in</strong>duction <strong>one</strong> getswhich implies|Pc,a(z)| n ≤ C 1+d+···+dn−1dM A (z) dng c,a (z) ≤ ln C dd−1 + ln max ( ‖(c, a)‖ ∞ , |z| ) if ‖(c, a)‖ ∞ ≥ 135


and <strong>in</strong> particularG(c, a) ≤ ln C dd−1 + ln ‖(c, a)‖ ∞ if ‖(c, a)‖ ∞ ≥ 1.The second estimate is really more subtle. It exploits the fact that the Greenfunction g P co<strong>in</strong>cides with the log-modulus of the Böttcher coord<strong>in</strong>ate function ϕ Pand relies on a sharp control of the distorsions of this <strong>holomorphic</strong> function.The Böttcher coord<strong>in</strong>ate function is a univalent function ϕ c,a : {g c,a > G(c, a)} →C such that ϕ c,a ◦ P c,a = ϕ d c,a. It is easy to check that ln |ϕ c,a | = g c,a where it makessense and that ϕ c,a (z) = z − δ + O( 1 z ) where δ := σ 1(c)d−1= ∑ c kd−1 .One thus sees that ϕ c,a : {g c,a > G(c, a)} → C \ D ( 0, e G(c,a)) is a univalent mapwhose <strong>in</strong>verse ψ c,a satisfies ψ c,a (z) = z + δ + O( 1 ) at <strong>in</strong>f<strong>in</strong>ity. We shall now applyzthe follow<strong>in</strong>g result, which is a version of the Koebe 1 -theorem (see [BH], Corollary43.3), to ψ c,a .Theorem 2.3.8 If F : Ĉ \ D r → Ĉ is <strong>holomorphic</strong> and <strong>in</strong>jective andthen C \ D 2r ⊂ F ( C \ D r).F (z) = z + ∑ ∞ a nn=1 z n , z ∈ C \ D rPick z ∈ C and set r := 2 max ( e gc,a(z) , e G(c,a)) ( ). Then z /∈ ψ c,a C \ Dr s<strong>in</strong>ceotherwise we would have e gc,a (z) = |ϕ c,a (z)| > r ≥ 2e gc,a (z).Thus, accord<strong>in</strong>g to the above distorsion theorem, z /∈ C \ D ( δ, 2r ) . In other words|z − δ| ≤ 2r = 4 max ( e gc,a(z) , e G(c,a)) and the desired estimate follows by tak<strong>in</strong>glogarithms.⊓⊔36


Chapter 3The bifurcation currentWe consider <strong>in</strong> this chapter an arbitrary <strong>holomorphic</strong> family of degree d rationalmaps (f λ ) λ∈Mwith marked critical po<strong>in</strong>ts (see 2.1.2). The Julia set of f λ wil bedenoted J λ , its critical set C λ .Our first aim is to describe necessary and sufficient conditions for the Julia setsJ λ to move cont<strong>in</strong>uously (and actually <strong>holomorphic</strong>ally) with the parameter λ. Theparameters around which such a motion does exist are called stable. We will showthat the set of stable parameters is dense <strong>in</strong> the parameter space; this is the essenceof the Mañé-Sad-Sullivan theory. We will then exhibit a closed positive (1, 1)-currenton the parameter space whose support is precisely the complement of the stabiltylocus; this is the bifurcation current.3.1 Stability versus bifurcation3.1.1 Motion of repell<strong>in</strong>g cycles and Julia setsAs Julia sets co<strong>in</strong>cide with the closure of the sets of repell<strong>in</strong>g cycles (see Theorems1.1.4 and 1.2.5), it is natural to <strong>in</strong>vestigate how J λ varies with λ through theparametrizations of such cycles.Assume that f λ0 has a repell<strong>in</strong>g n-cycle {z 0 , f λ0 (z 0 ), · · ·, f n−1λ 0(z 0 )}. Then, theimplicit function theorem, applied to the equation fλ n(z) − z = 0 at (λ 0, z 0 ) showsthat there exists a <strong>holomorphic</strong> map h λ (z 0 ) : U 0 → P 1 such that h λ0 (z 0 ) = z 0 andh λ (z 0 ) is a n-periodic repell<strong>in</strong>g po<strong>in</strong>t of f λ for all λ ∈ U 0 . Moreover, h λ (·) can beextended to the full cycle so that f λ ◦ h λ = h λ ◦ f λ0 .This shows that every repell<strong>in</strong>g n-cycle of f λ0 moves <strong>holomorphic</strong>ally on some neighbourhoodof λ 0 .These observations lead to the follow<strong>in</strong>g formal def<strong>in</strong>ition.37


Def<strong>in</strong>ition 3.1.1 Let us denote by R λ,n the set of repell<strong>in</strong>g n-cycles of f λ . Let Ωbe a neighbourhood of λ 0 <strong>in</strong> M. One says that R λ0 ,n moves <strong>holomorphic</strong>ally on Ω ifthere exists a maph : Ω × R λ0 ,n ∋ (λ, z) ↦→ h λ (z) ∈ R λ,nwhich depends <strong>holomorphic</strong>ally on λ and satisfies h λ0 = Id, f λ ◦ h λ = h λ ◦ f λ0 .More generally, the <strong>holomorphic</strong> motion of an arbitrary subset of the Riemannsphere is def<strong>in</strong>ed <strong>in</strong> the follow<strong>in</strong>g way.Def<strong>in</strong>ition 3.1.2 Let E be subset of the Riemann sphere and Ω be a complex manifold.Let λ 0 ∈ Ω. An <strong>holomorphic</strong> motion of E over Ω centered at λ 0 is a mapwhich satisfies the follow<strong>in</strong>g properties:h : Ω × E ∋ (λ, z) ↦→ h λ (z) ∈ Ĉi) h λ0 = Id| Eii) E ∋ z ↦→ h λ (z) is <strong>one</strong>-to-<strong>one</strong> for every λ ∈ Ωiii) Ω ∋ λ ↦→ h λ (z) is <strong>holomorphic</strong> for every z ∈ E.The <strong>in</strong>terest of <strong>holomorphic</strong> motions relies on the fact that any <strong>holomorphic</strong>motion of a set E extends to the closure of E. This is a quite simple consequenceof Picard-Montel theorem.Lemma 3.1.3 (basic λ-lemma) Let E ⊂ Ĉ be a subset of the Riemann sphereand σ : E × Ω ∋ (z, t) ↦→ σ(z, t) ∈ Ĉ be a <strong>holomorphic</strong> motion of E over Ω. Thenσ extends to a <strong>holomorphic</strong> motion ˜σ of E over Ω. Moreover ˜σ is cont<strong>in</strong>uous onE × Ω.As J λ is the closure of the set of repell<strong>in</strong>g cycles of f λ , this lemma implies thatthe Julia set J λ0 moves <strong>holomorphic</strong>ally over a neighbourhood V λ0 of λ 0 <strong>in</strong> M assoon as all repell<strong>in</strong>g cycles of f λ0 move <strong>holomorphic</strong>ally on V λ0 . Moreover, the <strong>holomorphic</strong>motion obta<strong>in</strong>ed <strong>in</strong> this way clearly conjugates the <strong>dynamics</strong>: h λ (J λ0 ) = J λand f λ ◦ h λ = h λ ◦ f λ0 on J λ0 .The above arguments lead to the follow<strong>in</strong>g basic observation.Lemma 3.1.4 If there exists a neighbourhood Ω of λ 0 <strong>in</strong> the parameter space Msuch that, for all sufficebtly big n , R λ0 ,n moves <strong>holomorphic</strong>ally on Ω, then thereexists a <strong>holomorphic</strong> motion h λ : J λ0 → J λ which conjugates the <strong>dynamics</strong>.38


Let us mention here that there exists a much stronger version of the λ-lemma,which is due to Slodkowski and shows that the <strong>holomorphic</strong> motion actually extendsas a quasi-conformal transformation of the full Riemann sphere (see Theorem4.3.4). In particular, under the assumption of the above lemma, f λ and f λ0 arequasi-conformally conjugated when λ ∈ Ω.We may now def<strong>in</strong>e the set of stable parameters and its complement; the bifurcationlocus.Def<strong>in</strong>ition 3.1.5 Let (f λ ) λ∈Mbe a <strong>holomorphic</strong> family of degree d rational maps.The stable set S is the set of parameters λ 0 ∈ M for which there exists a neighbourhoodΩ of λ 0 and a <strong>holomorphic</strong> motion h λ of J λ0 over Ω centered at λ 0 and suchthat f λ ◦ h λ = h λ ◦ f λ0 on J λ0 .The bifurcation locus Bif is the complement M \ S.By def<strong>in</strong>ition, S is an open subset of M but it is however not yet clear that it isnot empty. We shall actually show that S is dense <strong>in</strong> M. To this purpose we willprove that the stability is characterized by the stability of the critical orbits. Thenext subsection will be devoted to this simple but remarkable fact.3.1.2 Stability of critical orbitsLet us start by expla<strong>in</strong><strong>in</strong>g why bifurcations are related with the <strong>in</strong>stability of criticalorbits.As we saw <strong>in</strong> Lemma 3.1.4, a parameter λ 0 belongs to the bifurcation locus if forany neighbourhood Ω of λ 0 <strong>in</strong> the parameter space M there exists n 0 ≥ 0 for whichR λ0 ,n 0does not move <strong>holomorphic</strong>ally on Ω.It is not very difficult to see that this forces <strong>one</strong> of the repell<strong>in</strong>g n 0 -cycles of f λ0 ,say R λ0 , to become neutral and then attract<strong>in</strong>g for a certa<strong>in</strong> value λ 1 ∈ Ω. Nowcomes the crucial po<strong>in</strong>t. A classical result asserts that the bas<strong>in</strong> of attraction ofany attract<strong>in</strong>g cycle of a rational map conta<strong>in</strong>s a critical po<strong>in</strong>t (see [BM] ThéorèmeII.5). Thus, <strong>one</strong> of the critical orbit f k λ (c i(λ)) is uniformly converg<strong>in</strong>g to R λ on aneighbourhood of λ 1 . Then the sequence f k λ (c i(λ)) cannot be normal on Ω s<strong>in</strong>ceotherwise, by Hurwitz lemma, it should converge uniformly to R λ which is repell<strong>in</strong>gfor λ close to λ 0 . This arguments show that the bifurcation locus is conta<strong>in</strong>ed <strong>in</strong> theset of parameters around which the post-critical set does not move cont<strong>in</strong>uously.This is an extremely important observation because it will allow us to detect bifurcationsby consider<strong>in</strong>g only the critical orbits. It leads to the follow<strong>in</strong>g def<strong>in</strong>itions.Def<strong>in</strong>ition 3.1.6 Let (f λ ) λ∈Mbe a <strong>holomorphic</strong> family of degree d rational maps.A marked critical po<strong>in</strong>t c(λ) is said to be passive at λ 0 if the sequence ( f n λ (c(λ)) ) n39


is normal on some neighbourhood of λ 0 . If c(λ) is not passive at λ 0 <strong>one</strong> says that itis active. The activity locus of c(λ) is the set of parameters at which c(λ) is active.The key result may now be given.Lemma 3.1.7 In a <strong>holomorphic</strong> family with marked critical po<strong>in</strong>ts the bifurcationlocus co<strong>in</strong>cide with the union of the activity loci of the critical po<strong>in</strong>ts.Proof. Accord<strong>in</strong>g to our previous arguments, the bifurcation locus is conta<strong>in</strong>ed <strong>in</strong>the union of the activity loci. It rema<strong>in</strong>s to show that, for any marked critical po<strong>in</strong>tc(λ), the sequence ( fλ n (c(λ)) ) is normal on S. Assume that λ n 0 ∈ S. As J λ0 is aperfect compact set, we may f<strong>in</strong>d three dist<strong>in</strong>ct po<strong>in</strong>ts a 1 , a 2 , a 3 on J λ0 which areavoided by the orbit of c(λ 0 ) . S<strong>in</strong>ce the <strong>holomorphic</strong> motion h λ of J λ0 conjugatesthe <strong>dynamics</strong>, the orbit of c(λ) avoids {h λ (a j ); 1 ≤ j ≤ 3} for all λ <strong>in</strong> a smallneighbourhood of λ 0 . The conclusion then follows from Picard-Montel’s Theorem.⊓⊔The follow<strong>in</strong>g lemma is quite useful.Lemma 3.1.8 If λ 0 belongs to the activity locus of some marked critical po<strong>in</strong>t c(λ)then there exists a sequence of parameters λ k → λ 0 such that c(λ k ) belongs to somesuper-attract<strong>in</strong>g cycle of f λk or is strictly preperiodic to some repell<strong>in</strong>g cycle of f λk .Proof. S<strong>in</strong>ce c(λ) is active at λ 0 it cannot be persistently fixed. After an arbitrarilysmall perturbation of λ 0 we may asume that there exists <strong>holomorphic</strong>maps c −2 (λ), c −1 (λ) near λ 0 such that f λ (c −2 (λ)) = c −1 (λ), f λ (c −1 (λ)) = c(λ)(and Card {c −2 (λ), c −1 (λ), c(λ)} = 3. By Picard-Montel Theorem, the sequencefnλ (c(λ)) ) cannot avoid {c n −2(λ), c −1 (λ), c(λ)} on any neighbourhood of λ 0 .A similar argument us<strong>in</strong>g Picard-Montel Theorem and a repell<strong>in</strong>g cycle of periodn 0 ≥ 3 shows that c(λ) becomes strictly preperiodic for λ arbitrarily close to λ 0 . ⊓⊔We are now ready to state and prove Mañé-Sad-Sullivan theorem.Theorem 3.1.9 Let (f λ ) λ∈Mbe a <strong>holomorphic</strong> family of degree d rational maps withmarked critical po<strong>in</strong>ts {c 1 (λ), · · ·, c 2d−2 (λ)}.A parameter λ 0 is stable if <strong>one</strong> of the follow<strong>in</strong>g equivalent conditions is satisfied.1) J λ0 moves <strong>holomorphic</strong>ally around λ 0 (see def<strong>in</strong>ition 3.1.5)2) the critical po<strong>in</strong>ts are passive at λ 0 (see def<strong>in</strong>ition 3.1.6)3) f λ has no unpersistent neutral cycles for λ sufficently close to λ 0 .The set S of stable parameters is dense <strong>in</strong> M.40


Proof. The equivalence between 1) and 2) is given by Lemma 3.1.7. Similar argumentsmay allow to show that 3) is an equivalent statement (we will give analternative proof of that later). It rema<strong>in</strong>s to show that S is dense <strong>in</strong> M. Accord<strong>in</strong>gto Lemma 3.1.8 we may perturb λ 0 and assume that f λ0 has a superattract<strong>in</strong>g cycleof period bigger than 3 which persists, as an attract<strong>in</strong>g cycle, for λ close enoughto λ 0 . If λ 0 is still active, Picard-Montel’s Theorem shows that a new perturbationguarantees that a critical po<strong>in</strong>t falls <strong>in</strong> the attract<strong>in</strong>g cycle and, therefore, becomespassive. S<strong>in</strong>ce the number of critical po<strong>in</strong>ts is f<strong>in</strong>ite, we may make all critical po<strong>in</strong>tspassive after a f<strong>in</strong>ite number of perturbations.⊓⊔Example 3.1.10 In the quadratic polynomial family, the bifurcation locus is theboundary of the connectivity locus (or the Mandelbrot set). Indeed, it follows immedialeyfrom the def<strong>in</strong>ition 2.3.2 of the Mandelbrot set that its boundary is the activitylocus.Example 3.1.11 The situation is more complicated <strong>in</strong> the family ( P c,a)(c,a)∈C d−1of degree d poynomials when d ≥ 3 (see subsection 2.1.2). Indeed, Theorem 2.3.5shows that the bifurcation (i.e. activity) locus is not bounded s<strong>in</strong>ce it co<strong>in</strong>cides withthe boundary of ∪ 0≤i≤d−2 B i (where B i is the set of parameters for which the orbit ofthe critical po<strong>in</strong>t c i is bounded) while the connectedness locus ∩ 0≤i≤d−2 B i is bounded.Although we shall not use it, we end this section by quot<strong>in</strong>g a very <strong>in</strong>terest<strong>in</strong>gclassification of the activity situations which is due to Dujard<strong>in</strong> and Favre (see [DF]Theorem 4).Theorem 3.1.12 Let (f λ ) λ∈Mbe a <strong>holomorphic</strong> family of degree d rational mapswith a marked critical po<strong>in</strong>t c(λ). If c is passive on some connected open subset Uof M then exactly <strong>one</strong> of the follow<strong>in</strong>g cases holds:1) c is never preperiodic <strong>in</strong> U and the closure of its orbits move <strong>holomorphic</strong>allyon U2) c is persitently preperiodic on U3) the set of parameters for which c is preperiodic is a closed subvariety <strong>in</strong> U.Moreover, either there exists a persistently attract<strong>in</strong>g cycle attract<strong>in</strong>g c throughoutU, or c lies <strong>in</strong> the <strong>in</strong>terior of a l<strong>in</strong>earization doma<strong>in</strong> associated to a persistentirrationally neutral periodic po<strong>in</strong>t.It is worth emphasize that the proof of that result relies on purely local, andsubtle, arguments.41


3.1.3 Some remarkable parameters• As we already mentionned, the bas<strong>in</strong> of any attract<strong>in</strong>g cycle of a rational mapconta<strong>in</strong>s a critical po<strong>in</strong>t. As a consequence, any rational map of degree d has atmost 2d − 2 attract<strong>in</strong>g cycles. Then, us<strong>in</strong>g perturbation arguments, Fatou and Juliaproved that the number of non-repell<strong>in</strong>g cycles is bounded by 6d − 6. The sharpbound has been obta<strong>in</strong>ed by Shishikura [Sh] us<strong>in</strong>g quasiconformal surgery, Epste<strong>in</strong>has given a more algebraic proof based on quadratic differentials (see [Eps2]).Theorem 3.1.13 A rational map of degree d has at most 2d−2 non-repell<strong>in</strong>g cycles.In particular, any degre d rational map cannot have more than 2d − 2 neutralcycles. Shishikura has also shown that the bound 2d−2 is sharp (we will give anotherproof, us<strong>in</strong>g bifurcation <strong>currents</strong>, <strong>in</strong> subsectiondensShiHyp). Let us mention thatthe Julia set of degree d maps hav<strong>in</strong>g 2d − 2 Cremer cycles co<strong>in</strong>cides with the fullRiemann sphere. These results motivate the follow<strong>in</strong>g def<strong>in</strong>ition.Def<strong>in</strong>ition 3.1.14 The set Shi of degree d Shishikura rational maps is def<strong>in</strong>ed byShi = {f ∈ Rat d / f has 2d − 2 neutral cycles}.In a <strong>holomorphic</strong> family (f λ ) λ∈Mwe shall denote by Shi(M) the set of parameters λfor which f λ is Shishikura.Accord<strong>in</strong>g to Theorem 3.1.9, <strong>one</strong> has Shi ⊂ Bif. In the last chapter, we willobta<strong>in</strong> some <strong>in</strong>formations on the geometry of Shi and, <strong>in</strong> particular, reprove that Shiis not empty.• Any repell<strong>in</strong>g cycle of f ∈ Rat d is an <strong>in</strong>variant (compact) set on which f isuniformly expand<strong>in</strong>g. Some rational map may be uniformly expand<strong>in</strong>g on muchbigger compact sets. Such compact sets are called hyperbolic and are necessarilyconta<strong>in</strong>ed <strong>in</strong> the Julia set. A rational map which is uniformly expand<strong>in</strong>g on its Juliaset is said to be hyperbolic. Let us give a precise def<strong>in</strong>ition.Def<strong>in</strong>ition 3.1.15 Let f be a rational map. A compact set K of the Riemannsphere is said to be hyperbolic for f if it is <strong>in</strong>variant (f(K) ⊂ K) and f is uniformlyexpand<strong>in</strong>g on K: there exists C > 0 and M > 1 such that|(f n ) ′ (z)| σ ≥ CM n ; ∀z ∈ K, ∀n ≥ 0.It may happen that a critical orbit is captured by some hyperbolic set and, <strong>in</strong>particular, by a repell<strong>in</strong>g cycle. Such rational maps play a very important role <strong>in</strong>the study of the parameter space. The reason is that they allow to def<strong>in</strong>e transfermaps which carry some <strong>in</strong>formations from the dynamical plane to the parameterspace. A particular attention will be devoted to maps for which all critical orbitsare captured by a hyperbolic set.42


Def<strong>in</strong>ition 3.1.16 The set M is of degree d Misiurewicz rational maps is def<strong>in</strong>ed byM is = {f ∈ Rat d / all critical orbits of f are captured by a compact hyperbolic set}When the hyperbolic set is an union of repell<strong>in</strong>g cycles the map is said to be stronglyMisiurewicz and the set of such maps is denoted M iss. In a <strong>holomorphic</strong> family(f λ ) λ∈Mwe shall denote by M is(M) (resp. M iss(M)) the set of parameters λ forwhich f λ is Misiuerewicz (resp. strongly Misiurewicz).With<strong>in</strong> a <strong>holomorphic</strong> family (f λ ) λ∈M, <strong>one</strong> may show that a critical po<strong>in</strong>t whoseorbit is captured by a hyperbolic set and leaves this set under a small perturbation isactive. In particular, we have the follow<strong>in</strong>g <strong>in</strong>clusion: M is ⊂ Bif. To prove this, <strong>one</strong>first has to construct a <strong>holomorphic</strong> motion of the hyperbolic set and then l<strong>in</strong>earizealong its orbits (see [G]). When the hyperbolic set is a cycle, the motion is given bythe implicit function theorem and the l<strong>in</strong>earizability is a well known fact.Lemma 3.1.17 Let (f λ ) λ∈Mbe a <strong>holomorphic</strong> family of degree d rational mapswith a marked critical po<strong>in</strong>t c(λ). Assume that f λ has a repell<strong>in</strong>g n-cycle R(λ) :={z λ , f λ (z λ ), · · ·, f n−1λ(z λ )} for λ ∈ U. If fλ k 0(c(λ 0 ) ∈ R(λ 0 ) for some λ 0 ∈ U but notfor all λ ∈ U then c(λ) is active at λ 0 .Proof. We may assume that n = 1 which means that z λ is fixed by f λ . Shr<strong>in</strong>k<strong>in</strong>gU and l<strong>in</strong>eariz<strong>in</strong>g we get a a family of local biholomorphisms φ λ which depends<strong>holomorphic</strong>ally on λ and such that φ λ (0) = z λ and f λ ◦ φ λ (u) = m λ φ λ (u) (see [BM]Théorème II.1 and Remarque II.2). As z λ is repell<strong>in</strong>g, <strong>one</strong> has |m λ | > 1. Let us setu(λ) := φ −1λ(f λ k p+k(c(λ)), then fλ(c λ ) = f p λ (φ λ(u(λ))) = m λ u(λ) which shows that(c λ ) is not normal at λ 0 s<strong>in</strong>ce, by assumption, u(λ 0 ) = 0 but u does not vanishidentically on U.⊓⊔f p+kλ• As we already mentionned, a rational map which is uniformly expand<strong>in</strong>g on itsJulia set is called hyperbolic. From a dynamical po<strong>in</strong>t of view, the study of suchmaps turns out to be much easier.Def<strong>in</strong>ition 3.1.18 The set Hyp of degree d hyperbolic rational maps is def<strong>in</strong>ed byHyp = {f ∈ Rat d / f is uniformly expand<strong>in</strong>g on its Julia set}.In a <strong>holomorphic</strong> family (f λ ) λ∈Mwe shall denote by Hyp(M) the set of parametersλ for which f λ is hyperbolic.There are several characterizations of hyperbolicity. One may show that a rationalmap f is hyperbolic if and only if its postcitical set does not contam<strong>in</strong>ate itsJulia set:f is hyperbolic ⇔ ∪ n≥0 f n (C f ) ∩ J f = ∅.43


As a consequence, <strong>in</strong> any <strong>holomorphic</strong> family (f λ ) λ∈M, hyperbolic parametersare stable : Hyp(M) ⊂ S. This characterization also implies that a hyperbolic maphas only attract<strong>in</strong>g or repell<strong>in</strong>g cycles.The Fatou’s conjecture asserts that the hyperbolic parameters are dense <strong>in</strong> any<strong>holomorphic</strong> family, it is an open problem even for quadratic polynomials. Accord<strong>in</strong>gto Mañé-Sad-Sullivan Theorem it can be rephrased as followsFatou’s conjecture 3.1.19 Hyp(M) = S for any <strong>holomorphic</strong> family (f λ ) λ∈M.let us also mention that Mañé, Sad and Sullivan have shown that hyperbolicand non-hyperbolic parameters cannot coexist <strong>in</strong> the same stable comp<strong>one</strong>nt (i.econnected comp<strong>one</strong>nt of S).Although the bifurcation locus of the quadratic polynomial family is clearly accumulatedby hyperbolic parameters, this is far from be<strong>in</strong>g clear <strong>in</strong> other familiesand seems to be an <strong>in</strong>terest<strong>in</strong>g question. In the last chapter we will show that parameterswhich, <strong>in</strong> some sense, produce the strongest bifurcations, are accumulatedby hyperbolic parameters.3.2 Potential theoretic approach3.2.1 Przytycki’s generalized formulaWe want here to establish a fundamental formula which relates the Lyapunov exp<strong>one</strong>nt(see def<strong>in</strong>ition 1.3.1) and the critical po<strong>in</strong>ts. The model is a formula due toPrzytycki which deals with the case of polynomials.Theorem 3.2.1 (Przytycki’s formula) Let P be a unitary degree d polynomial,L(P ) its Lyapunov exp<strong>one</strong>nt and g P its Green function. ThenL(P ) = ln d + ∑ g P (c)where the sum is taken over the critical po<strong>in</strong>ts of P counted with multiplicity.Proof. Let us write c 1 , c 2 , · · ·, c d−1 the critical po<strong>in</strong>ts of P . Then∫L(P ) =C∫ln |P ′ | µ P =C∏d−1ln |d (z − c j )| µ P = ln d +j=1∑d−1∫j=1Cln |z − c j | µ P .Now, s<strong>in</strong>ce µ P = dd c g P , the formula immediately follows by an <strong>in</strong>tegration by parts.⊓⊔44


Remark 3.2.2 As the Green function g P of a polynomial P is positive (see Proposition1.1.12) the above formula implies that L(P ) ≥ ln d.It is more delicate to perform such an <strong>in</strong>tegration by part <strong>in</strong> the case of a rationalmap f. To this purpose we will work <strong>in</strong> the l<strong>in</strong>e bundle O P 1(D) for D := 2(d − 1)which we endow with two metrics, the flat <strong>one</strong> ‖[z, x]‖ 0 and the Green metric‖[z, x]‖ GF whose potential is the Green function G F of some lift F of f (see subsection1.3.1).In this general situation the <strong>in</strong>tegration by part yields the follow<strong>in</strong>g formula.Proposition 3.2.3 Let f be a rational map of degree d ≥ 2 and F be <strong>one</strong> of itslifts. Let D := 2(d − 1) and Jac F be the <strong>holomorphic</strong> section of O P 1(D) <strong>in</strong>duced bydet F ′ . Let g F be the Green function of F on P 1 and µ f be the Green measure of f.ThenL(f) + ln d = ∫ P 1 g F [C f ] − 2(d − 1) ∫ P 1 g F (µ f + ω) + ∫ P 1 ln ‖Jac F ‖ 0 ω.Proof. Let us recall that ‖ · ‖ G = e −Dg F‖ · ‖ 0 . Accord<strong>in</strong>g to Lemma 1.3.4 we have:∫∫∫L(f) + ln d = ln ‖Jac F ‖ GF µ f = ln ‖Jac F ‖ GF dd c g F + ln ‖Jac F ‖ GF ωP 1 P 1 P 1which, after <strong>in</strong>tegrat<strong>in</strong>g by parts, yields∫∫L(f) + ln d = g F (dd c ln ‖Jac F ‖ GF ) + ln ‖Jac F ‖ GFP 1 P 1ωand by Po<strong>in</strong>caré-Lelong formula:L(f) + ln d =∫g F ([C f ] − Dµ f ) +P 1 ∫(ln ‖Jac F ‖ 0 − Dg F ) ω.P 1 (3.2.1)When work<strong>in</strong>g with a <strong>holomorphic</strong> family of polynomials (P λ ) M, Przytycki’s formulasays that the Lyapunov function L(P λ ) and the sum of values of the Greenfunction on critical po<strong>in</strong>ts differ from a constant. In particular, L(P λ ) is a p.s.hfunction on M and these two functions <strong>in</strong>duce the same (1, 1) current on M. Itis then rather clear, us<strong>in</strong>g Mañé-Sad-Sullivan Theorem 3.1.9, that this current isexactly supported by the bifurcation locus.We aim to generalize this to <strong>holomorphic</strong> families of rational maps and willtherefore compute the dd c of the left part of formula 3.2.1. The follow<strong>in</strong>g formulahas been established <strong>in</strong> [BB1].45⊓⊔


Theorem 3.2.4 Let (f λ ) Mbe a <strong>holomorphic</strong> family of degree d rational maps whichadmits a <strong>holomorphic</strong> family of lifts (F λ ) M. Let p M (resp p P 1) be the canonicalprojection from M × P 1 onto M (resp.P 1 ). Thendd c L(λ) = (p M ) ⋆((ddcλ,z g λ (z) + ˆω) ∧ [C] ) (3.2.2)where C := {(λ, z) ∈ M × P 1 / z ∈ C λ }, g λ is the Green function F λ on P 1 , L(λ)the Lyapunov exp<strong>one</strong>nt of f λ and ˆω := p ⋆ P 1 ω.Moreover, the function λ ↦→ ∫ P 1 g λ (µ λ + ω) is pluriharmonic on M.Proof. We may work locally and def<strong>in</strong>e a <strong>holomorphic</strong> section Jac λ of O P 1(D) <strong>in</strong>ducedby det F ′ λ . Then ˜Jac(λ, [z]) := (λ, Jac λ ([z])) is a <strong>holomorphic</strong> section of thel<strong>in</strong>e bundle M × O P 1(D) over M × P 1 .Let us rewrite Proposition 3.2.3 on the form L(λ) + ln d = H(λ) − D B(λ) whereH(λ) := ∫ P 1 g λ [C λ ] + ∫ P 1 ln ‖Jac λ ‖ 0 ω, B(λ) := ∫ P 1 g λ (µ λ + ω) and D := 2(d − 1).We first compute dd c H. Let Φ denote a (m − 1, m − 1) test form where m isthe dimension of M. Then 〈dd c H, Φ〉 = I 1 + I 2 where I 1 := ∫ M ddc Φ ∫ P 1 g λ [C λ ] andI 2 := ∫ M ddc Φ ∫ P 1 ln ‖Jac λ ‖ 0 ω.Slic<strong>in</strong>g and then <strong>in</strong>tegrat<strong>in</strong>g by parts, we get∫ ∫∫I 1 = dd c Φ (g[C]) λ= (p M ) ⋆ (dd c Φ) ∧ (g[C]) =M P 1 M×P∫1= (p M ) ⋆ Φ ∧ dd c g ∧ [C].M×P 1Similarly and then us<strong>in</strong>g Po<strong>in</strong>caré-Lelong identity dd c ln ‖˜Jac‖ 0 = [C] − Dˆω <strong>one</strong>gets∫ ( ) ∫I 2 = dd c Φ ln ‖˜Jac‖ 0 ˆω = (p M )M∫P ⋆ (dd c Φ) ∧ ln ‖˜Jac‖ 0 ˆω =1 λ M×P∫1 ∫= (p M ) ⋆ Φ ∧ dd c ln ‖˜Jac‖ 0 ∧ ˆω = (p M ) ⋆ Φ ∧ ˆω ∧ [C].M×P 1 M×P 1This shows that dd c H = (p M ) ⋆((ddcλ,z g λ (z) + ˆω) ∧ [C] ) .It rema<strong>in</strong>s to show that dd c B = 0. It seems very difficult to prove this bycalculus, we will use a trick which exploits the dynamical situation. If <strong>one</strong> replacethe family (f λ ) Mby the family (fλ 2) M then L becomes 2L and ddc H becomes2dd c H while B is unchanged. Thus, apply<strong>in</strong>g Proposition 3.2.3 to (f λ ) Mand tak<strong>in</strong>gdd c yields dd c L = dd c H − 2(d − 1)dd c B but, with the family (fλ 2) M, this yields2dd c L = 2dd c H − 2(d 2 − 1)dd c B. By comparison <strong>one</strong> obta<strong>in</strong>s dd c B = 0. ⊓⊔46


Remark 3.2.5 In [BB1] the formula 3.2.2 has been generalized to the case of <strong>holomorphic</strong>families of endomorphisms of P k . It becomesdd c L(λ) = (p M ) ⋆((ddcλ,z g λ (z) + ˆω) k ∧ [C] )where L(λ) is now the sum of Lyapunov exp<strong>one</strong>nts of f λ with respect to the Greenmeasure µ λ .3.2.2 Lyapunov exp<strong>one</strong>nt and bifurcation currentWe have seen with Mañé-Sad-Sullivan Theorem 3.1.9 that the bifurcations, with<strong>in</strong>a <strong>holomorphic</strong> family of degree d rational maps (f λ ) λ∈M, are due to the activity ofthe critical po<strong>in</strong>ts (see <strong>in</strong> particular Lemma 3.1.7). We will use this and the formulagiven by Theorem 3.2.4, to def<strong>in</strong>e a closed positive (1, 1)-current T bif on M whosesupport is the bifurcation locus and which admits the Lyapunov function as globalpotential. Besides, we will also <strong>in</strong>troduce a collection of 2d − 2 closed positive (1, 1)-<strong>currents</strong> which detect the activity of each critical po<strong>in</strong>t and see that the bifurcationcurrent T bif is the sum of these <strong>currents</strong>. Here are the formal def<strong>in</strong>itions.Def<strong>in</strong>ition 3.2.6 Let (f λ ) λ∈Mbe any <strong>holomorphic</strong> family of degree d rational maps.with marked critical po<strong>in</strong>ts {c i (λ); 1 ≤ i ≤ 2d − 2}. The activity current T i of themarked critical po<strong>in</strong>t c i is def<strong>in</strong>ed byT i := (p M ) ⋆((ddcλ,z g λ (z) + ˆω) ∧ [C i ] ) .where C i is the graph {(λ, c i (λ); λ ∈ M} <strong>in</strong> M × P 1 and g λ is the Green functionon P 1 of F λ for some (local) <strong>holomorphic</strong> family of lifts (F λ ).The bifurcation current T bif is def<strong>in</strong>ed byT bif := dd c Lwhere L is the Lyapunov exp<strong>one</strong>nt of the family (f λ ) λ∈M.We start by giv<strong>in</strong>g local potentials for the activity <strong>currents</strong>.Lemma 3.2.7 Let F λ be a local <strong>holomorphic</strong> family of lifts of f λ and G λ be theGreen function of F λ . Let ĉ i (λ) be a local lift of c i (λ). Then G λ (ĉ i (λ)) is a localpotential of T i .Proof. This is a straightforward computation us<strong>in</strong>g the fact that, for any local sectionσ of the canonical projection π : C 2 \ {0} → P 1 , the function G λ (σ(z)) is alocal potential of dd c λ,z g λ(z) + ˆω (see Proposition 1.1.6).⊓⊔The follow<strong>in</strong>g result has been orig<strong>in</strong>ally proved by DeMarco <strong>in</strong> [DeM1], [DeM2].47


Theorem 3.2.8 Let (f λ ) λ∈Mbe any <strong>holomorphic</strong> family of degree d rational mapswith marked critical po<strong>in</strong>ts {c i (λ); 1 ≤ i ≤ 2d − 2}. The support of the activitycurrent T i is the activity locus of the marked critical po<strong>in</strong>t c i .The support of the bifurcation current T bif is the bifurcation locus of the family(f λ ) λ∈Mand T bif = ∑ 2d−21T i .Proof. Let us first show that c i is passive on the complement of Supp T i . If T i = 0 ona small ball B ⊂ M then, by Lemma 3.2.7, G λ (ĉ i (λ)) is pluriharmonic and thereforeequal to ln |h i (λ)| for some non-vanish<strong>in</strong>g <strong>holomorphic</strong> function h i on B. Replac<strong>in</strong>gĉ i (λ) by ĉi(λ) <strong>one</strong> gets, thanks to the homogeneity property of G h i (λ) λ (see Proposition1.1.6), G λ (ĉ i (λ)) = 0. This implies that{F n λ (ĉ i(λ)) / n ≥ 1, λ ∈ B} ⊂ ∪ λ∈B G −1λ {0}which, after reduc<strong>in</strong>g B, is a relatively compact subset of C 2 . Montel’s theoremthen tells us that (F n λ (ĉ i(λ))) nand thus (f n λ (c i(λ))) nare normal on B.Let us now show that T i vanishes where c i is passive. Assume that a subsequence(f n kλ(c i(λ))) kis uniformly converg<strong>in</strong>g on a small ball B ⊂ M. Then we may f<strong>in</strong>d alocal section σ of π : C 2 \ {0} → P 1 such that F n kλ(ĉ i(λ)) = h nk (λ) · σ ◦ f n kλ(c i(λ))where h nk is a non-vanish<strong>in</strong>g <strong>holomorphic</strong> function on B. As G λ ◦ F λ = dG λ (seeProposition 1.1.6), this yieldsG λ (ĉ i (λ)) = d k( −n ln |hnk (λ)| + G λ ◦ σ ◦ f n kλ (c i(λ)) )which, after tak<strong>in</strong>g dd c and mak<strong>in</strong>g k → +∞, implies that T i vanishes on B.That dd c L = T bif = ∑ 2d−21T i follows immediately from Theorem 3.2.4. Then,Mañé-Sad-Sullivan Theorem 3.1.9 implies that the support of T bif is the bifurcationlocus.⊓⊔It is important to stress here that the identity dd c L = T bif = ∑ 2d−21T i maybe seen as a potential-theoretic expression of Mañé-Sad-Sullivan theory. More concretely,the expression T bif = dd c L will be used to <strong>in</strong>vestigate the set of parametersShi while the expression T bif = ∑ 2d−21T i will be used for the parameters M is (seesubsection 3.1.3).In the next chapters, we will deeply use the fact that the Lyapunov function is apotential of T bif , together with the approximation formula 1.3.7, to analyse how thehypersurfaces P er n (w) may shape the bifurcation locus.The cont<strong>in</strong>uity of the Lyapunov function will turn out to be extremely useful for thisstudy. Mañé was the first to establish the cont<strong>in</strong>uity of the Lyapunov function L(see [Mañ]) , us<strong>in</strong>g Theorem 3.2.4 and Lemma 3.2.7 <strong>one</strong> may see that this functionis actually Hölder cont<strong>in</strong>uous.Theorem 3.2.9 The Lyapunov function of any <strong>holomorphic</strong> family of degree d rationalmaps is p.s.h and Hölder cont<strong>in</strong>uous.48


Proof. Accord<strong>in</strong>g to Theorem 3.2.4 and lemma 3.2.7 the functions L and ∑ G λ (ĉ i (λ))differ from a pluriharmonic function. The conclusion follows from the fact that G λ (z)is Hölder cont<strong>in</strong>uous <strong>in</strong> (λ, z) (see [BB1] Proposition 1.2.).⊓⊔3.2.3 DeMarco’s formulaUs<strong>in</strong>g Theorem 3.2.4 we will get an explicit version of the formula given by Proposition3.2.3. This result was first obta<strong>in</strong>ed by DeMarco who used a completelydifferent method. We refer to the paper of Okuyama [O] for yet another proof.The key will be to compute the <strong>in</strong>tegral ∫ gP 1 F (µ f + ω) which appears <strong>in</strong> theformula given by Proposition 3.2.3. To this purpose we shall use the resultant of ahomogeneous polynomial map F of degree d on C 2 . The space of such maps canbe identified with C 2d+2 . The resultant Res F of F polynomialy depends on Fand vanishes if and only if F is degenerate. Moreover Res (z1 d, zd 2 ) = 1 and Res is2d-homogeneous: Res aF = a 2d Res F .Lemma 3.2.10 ∫ P 1 g F (µ f + ω) = 1d(d−1) ln |Res F | − 1 2Proof. The function B(F ) := ∫ P 1 g F (µ f + ω) is well def<strong>in</strong>ed on C 2d+2 \ Σ where Σ isthe hypersurface where Res vanishes. Moreover, accord<strong>in</strong>g to Theorem 3.2.4, B ispluriharmonic. As B is locally bounded from above, it extends to some p.s.h functionthrough Σ. Then, by Siu’s theorem, there exists some positive constant c such thatdd c B(F ) = c dd c ln |ResF | which means that B − c ln |ResF | is pluriharmonic onC 2d+2 .Let ϕ be a non-vanish<strong>in</strong>g <strong>holomorphic</strong> function on C 2d+2 such thatB − c ln |ResF | = ln |ϕ|.Us<strong>in</strong>g the homogeneity of Res and the fact that B(aF ) = 2 ln |a| + B(F ) (<strong>one</strong>d−1easily checks that g aF = 1 ln |a| + g d−1 F ) <strong>one</strong> gets:|ϕ(aF )| = |a| 2d−1 −2cdMak<strong>in</strong>g a → 0 <strong>one</strong> sees that c = 1 and ϕ is constant. To compute this constantd(d−1)<strong>one</strong> essentially tests the formula on F 0 := (z1 d, zd 2 ) (see [BB1] Proposition 4.10). ⊓⊔We are now ready to prove the ma<strong>in</strong> result of this subsection.Theorem 3.2.11 Let f be a rational map of degree d ≥ 2 and F be <strong>one</strong> of itslifts. Let G F be the Green function of F on C 2 and Res F the resultant of F . Ifĉ 1 , ĉ 2 , · · ·, ĉ 2d−2 are chosen so that detF ′ (z) = ∏ 2d−2j=1 ĉj ∧ z then49


2d−2∑L(f) + ln d = G F (ĉ j ) − 2 ln |Res F |.dj=1Proof. Tak<strong>in</strong>g Lemma 3.2.10 <strong>in</strong>to account, the formula given by Proposition 3.2.3becomesL(f) + ln d = ∫ ()1gP 1 F [C f ] − 2(d − 1) ln |Res F | − 1 + ∫ ln ‖Jacd(d−1) 2 P 1 F ‖ 0 ω.Observe that ω = π ⋆ m where m := ( dd c ln + ‖ · ‖ ) 2is the normalized Lebesguemeasure on the euclidean unit sphere of C 2 . Then∫ln |detF ′ | m = ∫ ln ( e −D‖·‖ |detF ′ | ) m = ∫ ln ‖JC 2 C 2 C 2 F ◦π‖ 0 m = ∫ ln ‖JacP 1 F ‖ 0 ω.Let us pick U j <strong>in</strong> the unitary group of C 2 such that U −1j (ĉ j ) = (‖ĉ j ‖, 0). ThenU j (z) ∧ ĉ j = −z 2 ‖ĉ j ‖ and, s<strong>in</strong>ce ∫ ln |zC 2 2 | m = − 1 <strong>one</strong> gets2∫ln ‖JacP 1 F ‖ 0 ω = ∫ ln |detF ′ | m = ∑ ∫C 2 jln |UC 2 j (z) ∧ ĉ j | = ∑ j ‖ĉ j‖ − (d − 1).On the other hand, ∫ gP 1 F [C f ] = ∑ j g F ◦ π(ĉ i ) = ∑ j G F (ĉ j ) − ∑ j ln ‖ĉ j‖ and theconclusion follows.⊓⊔50


Chapter 4Equidistribution towards thebifurcation current4.1 Distribution of critically periodic parametersThe aim of this section is to present a result due to Dujard<strong>in</strong> and Favre (see [DF])about the asymptotic distribution of degree d polynomials which have a pre-periodiccritical po<strong>in</strong>t. We will work <strong>in</strong> the context of polynomial families, this will allow usto modify the orig<strong>in</strong>al proof and significantly simplify it. We refer to the paper ofDujard<strong>in</strong>-Favre for a proof work<strong>in</strong>g <strong>in</strong> any <strong>holomorphic</strong> family of rational maps.4.1.1 Statement and a general strategyWe work here <strong>in</strong> the family ( P c,a)(c,a)∈C d−1 of degree d polynomials which has been<strong>in</strong>troduced <strong>in</strong> the subsection 2.1.2. Let us recall that P c,a is the polynomial of degreed whose critical po<strong>in</strong>ts are (0 = c 0 , c 1 , · · ·, c d−2 ) and such that P c,a (0) = a d .For 0 ≤ i ≤ d − 2 and 0 ≤ k < n, we denote by Per(i, n, k) the hypersurface ofC d−1 def<strong>in</strong>ed byPer(i, n, k) := {(c, a) ∈ C d−1 / P n c,a (c i) = P k c,a (c i)}.The results we want to establish is the follow<strong>in</strong>g; it has been first proved byDujard<strong>in</strong> and Favre <strong>in</strong> [DF]Theorem 4.1.1 In the family of degree d polynomials, for any sequence of <strong>in</strong>tegers(k n ) n such that 0 ≤ k n < n <strong>one</strong> has ∑ d−2i=0 lim n d −n [Per(i, n, k n )] = T bif .Let us now expla<strong>in</strong> the pr<strong>in</strong>ciple of the proof and fix a few notations. To simplify,we shall write λ the parameters (c, a) ∈ C d−1 .51


The bifurcation current T bif is given by T bif = ∑ d−2i=0 ddc g λ (c i ) (see Lemma 3.2.7)where g λ is the Green function of P λ (see the subsection 2.3.1). It thus suffices toshow that for any fixed 0 ≤ i ≤ d − 2 the follow<strong>in</strong>g sequence of potentialsh n (λ) := d −n ln |Pλ n(c i) − P knλ(c i)|converges <strong>in</strong> L 1 loc to g λ(c i ).To this purpose we shall compare these potentials with the functionsg n (λ) := d −n ln max ( 1, |P n λ (c i)| )which do converge locally uniformly to g λ (c i ).The first important po<strong>in</strong>t is to check that the sequence (h n ) n is locally uniformlybounded from above. We shall actually prove a little bit more.Lemma 4.1.2 For any compact K ⊂ C d−1 and any ɛ > 0 there exists an <strong>in</strong>tegern 0 such that h n | K ≤ g n | K + ɛ for n ≥ n 0 .Proof. It is not difficult to see that there exists R ≥ 1 such that(1 − ɛ)|z| dn ≤ |P n λ (z)| ≤ (1 + ɛ)|z| dn (4.1.1)for every λ ∈ K, every n ∈ N and every |z| ≥ R.We now proceed by contradiction and assume that there exists λ pn p → +∞ such that h np (λ p ) ≥ g np (λ p ) + ɛ. This means that∈ K and|P npλ p(c i ) − P knpλ p(c i )| ≥ e ɛdnp max ( 1, |P npλ p(c i )| ) . (4.1.2)Let us set B p := P knpλ p(c i ). By 4.1.2 we have lim p |B p | = +∞ and thus |B p | ≥ R forp big enough. Then, us<strong>in</strong>g 4.1.1, <strong>one</strong> may writeλ p(c i ) = P np−knp(B p ) = (u p B p ) dnp−knpP npwhere (1 − ɛ) ≤ |u p | ≤ (1 + ɛ) and the estimate 4.1.2 becomesλ p|(u p B p ) dnp−knp − B p | ≥ e ɛdnp |u p B p | dnp−knp .This is clearly impossible when p → +∞.⊓⊔To prove that (h n ) n converges <strong>in</strong> L 1 loc to g λ(c i ) we shall use a well known compactnesspr<strong>in</strong>ciple for subharmonic functions:Theorem 4.1.3 Let (ϕ j ) be a sequence of subharmonic functions which is locallyuniformly bounded from above on some doma<strong>in</strong> Ω ⊂ R n . If (ϕ j ) does not convergeto −∞ then a subsequence (ϕ jk ) converges <strong>in</strong> L 1 loc (Ω) to some subharmonic functionϕ. In particular, (ϕ j ) converges <strong>in</strong> L 1 loc (Ω) to some subharmonic function ϕ if itconverges po<strong>in</strong>twise to ϕ.52


We will also need to follow<strong>in</strong>g classical resultLemma 4.1.4 (Hartogs) Let (ϕ j ) be a sequence of subharmonic functions and g bea cont<strong>in</strong>uous function def<strong>in</strong>ed on some doma<strong>in</strong> Ω ⊂ R n . If lim sup j ϕ j (x) ≤ g(x) forevery x ∈ Ω then, for any compact K ⊂ Ω and every ɛ > 0 <strong>one</strong> has ϕ j (x) ≤ g(x) + ɛon K for j big enough.By Lemma 4.1.2 the sequence (h n ) n is locally uniformly bounded from aboveand therefore, accord<strong>in</strong>g to the Theorem 4.1.3, we have to check that (h n ) n does notconverge to −∞ and that g λ (c i ) is the only limit value of (h n ) n for the L 1 loc convergence.To prove this unicity statement we will comb<strong>in</strong>e the follow<strong>in</strong>g maximum-typepr<strong>in</strong>ciple with our knowledge of the behaviour of the bifurcation locus at <strong>in</strong>f<strong>in</strong>ity <strong>in</strong>polynomials families (see Theorem 2.3.5).Lemma 4.1.5 Let ϕ, ψ be two p.s.h functions on C k . Assume that:i) ψ is cont<strong>in</strong>uousii) ϕ ≤ ψiii) Supp (dd c ϕ) ⊂ Supp (dd c ψ)iv) ϕ = ψ on Supp (dd c ψ)v) for any λ 0 ∈ C k there exists a complex l<strong>in</strong>e L through λ 0 such that ϕ = ψ onthe unbounded comp<strong>one</strong>nt of L \ ( L ∩ Supp (dd c ψ) ) .Then ϕ = ψ.Proof. Because of iv), we only have to show that ϕ(λ 0 ) = ψ(λ 0 ) when λ 0 lies <strong>in</strong> thecomplement of Supp (dd c ψ). Accord<strong>in</strong>g to (v), we may f<strong>in</strong>d a complex l<strong>in</strong>e L <strong>in</strong> C kconta<strong>in</strong><strong>in</strong>g λ 0 and such that ψ and ϕ co<strong>in</strong>cide on the unbounded comp<strong>one</strong>nt Ω ∞ ofL \ ( L ∩ Supp (dd c ψ) ) . We may therefore assume that λ 0 /∈ Ω ∞ . By i), iii) and iv)ϕ| L co<strong>in</strong>cides with the cont<strong>in</strong>uous function ψ| L on Supp ∆ϕ| L which, by the cont<strong>in</strong>uitypr<strong>in</strong>ciple, implies that ϕ| L is cont<strong>in</strong>uous. Let Ω 0 be the (bounded) comp<strong>one</strong>ntof L \ ( L ∩ Supp (dd c ψ) ) conta<strong>in</strong><strong>in</strong>g λ 0 . The cont<strong>in</strong>uous function ( ϕ − ψ ) | L vanisheson bΩ 0 (see iv)), is harmonic on Ω 0 (see iii) and iv)) and negative (see ii)). Themaximum pr<strong>in</strong>ciple now implies that ϕ(λ 0 ) = ψ(λ 0 ).⊓⊔The follow<strong>in</strong>g technical lemma will play an important role <strong>in</strong> the proof of Theorem4.1.1. It shows <strong>in</strong> particular that (h n ) n doest not converge to −∞.Lemma 4.1.6 If c i belongs to some attract<strong>in</strong>g bass<strong>in</strong> of P λ0 then there exists aneighbourhood V 0 of λ 0 such that sup n sup V0(hn − g n)≥ 0.53


Proof. If V 0 is a sufficently small neighbourhood of λ 0 then P n λ (c i) → a λ where a λ isan attract<strong>in</strong>g cycle of P λ for every λ ∈ V 0 . We will assume that P λ (a λ ) = a λ .Let us now proceed by contradiction and assume that there exists ɛ > 0 such that|P n λ (c i ) − P knλ (c i)| ≤ e −ɛdn max ( 1, |P n λ (c i )| ) , ∀λ ∈ V 0 , ∀n. (4.1.3)S<strong>in</strong>ce P n λ (c i) → a λ , 4.1.3 would imply|P n λ (c i ) − P knλ (c i)| ≤ Ce −ɛdn , ∀λ ∈ V 0 , ∀n. (4.1.4)The estimate 4.1.4 implies that a λ is a super-attract<strong>in</strong>g fixed po<strong>in</strong>t for any λ ∈ V 0which, <strong>in</strong> turn, implies that a λ = ∞ for all λ ∈ V 0 . But <strong>in</strong> that case we would have|P knλ(c i)| ≤ 1|P n 2 λ (c i)| for n big enough and the estimate 4.1.3 would be violated. ⊓⊔4.1.2 Proof of Theorem 4.1.1We use here the notations <strong>in</strong>troduced at the beg<strong>in</strong>n<strong>in</strong>g of the previous subsection.Accord<strong>in</strong>g to Theorem 4.1.3 we have to show that g := g λ (c i ) = lim g n is the onlylimit value of the sequence (h n ) n for the L 1 loc convergence (by Lemmas 4.1.2 and4.1.6, this sequence of p.s.h functions is locally uniformly bounded and does notconverge to −∞). Assume that (after tak<strong>in</strong>g a subsequence!) h n is converg<strong>in</strong>g <strong>in</strong>L 1 loc to h. To prove that the functions h and g co<strong>in</strong>cide we shall check that theysatisfy the assumptions of Lemma 4.1.5.Our modification of the orig<strong>in</strong>al proof essentially stays <strong>in</strong> the third step.First step: h ≤ g.Let B 0 be a ball of radius r centered at λ 0 and let ɛ > 0. By the mean valueproperty we have∫∫h(λ 0 ) ≤ 11|B 0 | B 0h = lim n |B 0 | B 0h nbut, accord<strong>in</strong>g to Lemma 4.1.2, h n ≤ g n + ɛ on B 0 for n big enough and thus∫∫1h(λ 0 ) ≤ ɛ + lim n |B 0 | B 0g n = ɛ + 1|B 0 | B 0g.As g is cont<strong>in</strong>uous, the conclusion follows by mak<strong>in</strong>g r → 0 and then ɛ → 0.Second step: h = g on Supp dd c g.Comb<strong>in</strong><strong>in</strong>g Lemma 4.1.6 and the result of first step we will first see that (h − g)vanishes when c i is captured by an attract<strong>in</strong>g bas<strong>in</strong>.Suppose to the contrary that c i is captured by an attract<strong>in</strong>g cycle of P λ0 and54


(h − g)(λ 0 ) < 0. As the function (h − g) is upper semi-cont<strong>in</strong>uous, we may shr<strong>in</strong>kV 0 so that (h − g) ≤ −ɛ < 0 on V 0 . Now, as c i is passive on V 0 , the function(h − g) is p.s.h on V 0 and, after shr<strong>in</strong>k<strong>in</strong>g V 0 aga<strong>in</strong>, Hartogs Lemma 4.1.4 impliesthat (h n − g n ) ≤ − ɛ on V 2 0 for n big enough. This contradicts Lemma 4.1.6.Now, if λ 0 ∈ Supp dd c g then λ 0 = lim k λ k where λ k is a parameter for which c iis captured by some attract<strong>in</strong>g cycle (see Lemma 3.1.8). As (h − g) is uper semicont<strong>in</strong>uouswe get (h − g)(λ 0 ) = 0.Third step: Supp dd c h ⊂ Supp dd c g.Let Ω be a connected comp<strong>one</strong>nt of C d−1 \ Supp dd c g. We have to show that his pluriharmonic on Ω. We proceed by contradiction. If dd c h does not vanish on Ωthen there exists some n 0 for which the hypersurfaceH := {P n 0λ (c i) − P kn 0λ(c i ) = 0}meets Ω. When λ ∈ H then c i is captured by a cycle s<strong>in</strong>ce P kn 0λ(c i ) =: z(λ) satisfiesP m 0λ (z(λ)) = P m 0λ◦ P kn 0λ(c i ) = P kn 0λ(c i ) = z(λ) for m 0 := n 0 − k n0 > 0.Let us show that z(λ) is a neutral periodic po<strong>in</strong>t. We first observe that thevanish<strong>in</strong>g of dd c g on Ω forces z(λ) to be non-repell<strong>in</strong>g and thus | ( )P m 0 ′ ( )λ z(λ) | ≤ 1on H ∩ Ω.Let us now see why z(λ) cannot be attract<strong>in</strong>g. If this would be the case then,accord<strong>in</strong>g to Lemma 4.1.6, we would have h(λ 0 ) = g(λ 0 ) for a certa<strong>in</strong> λ 0 ∈ H ∩ Ω.As (h − g) is negative and p.s.h on Ω this implies, via the maximum pr<strong>in</strong>ciple, thath = g on Ω. This is imposible s<strong>in</strong>ce dd c h is supposed to be non vanish<strong>in</strong>g on Ω.We thus have ( )P m 0 ′ ( )λ z(λ) = eiν 0on H ∩ Ω and therefore z(λ) belongs to a neutralcycle whose period divides m 0 and whose multiplier is a root of e iν 0.In other words, H ∩ Ω is conta<strong>in</strong>ed <strong>in</strong> a f<strong>in</strong>ite union of hypersurfaces of the formPer n (e iθ ). This implies thatH ⊂ Per n0 (e iθ 0).for some <strong>in</strong>teger n 0 and some real number θ 0 .F<strong>in</strong>ally, us<strong>in</strong>g a global argument, we will see that this is impossible. Let us recallthe follow<strong>in</strong>g dynamical fact.Lemma 4.1.7 Every polynomial which has a neutral cycle also has a bounded, nonpreperiodic,critical orbit.Thus, when λ ∈ H, the polynomial P λ has two dist<strong>in</strong>ct bounded critical orbits;the orbit of c i which is preperiodic and the orbit of some other critical po<strong>in</strong>t55


which is given by the above lemma. This shows that H cannot meet the l<strong>in</strong>e{c 0 = c 1 = · · · = c d−2 = 0} := M d s<strong>in</strong>ce the correspond<strong>in</strong>g polynomials (whichare given by 1 d zd + a d a ∈ C) have only <strong>one</strong> critical orbit. We will now work <strong>in</strong>the projective compactification of C d−1 <strong>in</strong>troduced <strong>in</strong> subsection 2.1.2. By Theorem2.3.5, H and M d cannot meet at <strong>in</strong>f<strong>in</strong>ity. This contradicts Bezout’s theorem.Fourth step: for any λ 0 ∈ C d−1 there exists a complex l<strong>in</strong>e L through λ 0 suchthat h = g on the unbounded comp<strong>one</strong>nt of L \ ( L ∩ Supp(dd c g) ) .Here <strong>one</strong> uses aga<strong>in</strong> Theorem 2.3.5 to pick a l<strong>in</strong>e L through λ 0 which meets<strong>in</strong>f<strong>in</strong>ity at some po<strong>in</strong>t ξ 0 /∈ Supp dd c g. Then, for any λ <strong>in</strong> the unbounded comp<strong>one</strong>ntof L \ ( L ∩ Supp (dd c g) ) the critical po<strong>in</strong>t c i belongs to the super-attract<strong>in</strong>g bas<strong>in</strong>of ∞ and thus, as we saw <strong>in</strong> second step, h(λ) = g(λ).⊓⊔.4.2 Distribution of rational maps with cycles of agiven multiplierLet f : M × P 1 → P 1 be an arbitrary <strong>holomorphic</strong> family of degree d ≥ 2 rationalmaps.We want to <strong>in</strong>vestigate the asymptotic distribution of the hypersurfaces P er n (w)<strong>in</strong> M when |w| < 1. Concretely, we will consider the current of <strong>in</strong>tegration [Per n (w)]or, more precisely, the <strong>currents</strong>[Per n (w)] := dd c ln |p n (λ, w)|where p n (·, w) are the canonical def<strong>in</strong><strong>in</strong>g functions for the hypersurfaces Per n (w)given by Theorem 2.2.1. We ask if the follow<strong>in</strong>g convergence occurs:lim n1d n [Per n (w)] = T bif .The question is easy to handle when |w| < 1, more delicate when |w| = 1 and widelyopen when |w| > 1.4.2.1 The case of attract<strong>in</strong>g cyclesWe aim to prove the follow<strong>in</strong>g general result result (see [BB2])Theorem 4.2.1 For any <strong>holomorphic</strong> family of degree d rational maps ( f λ)λ∈M <strong>one</strong>has d −n [Per n (w)] → T bif when |w| < 1.Proof. Let us setL n (λ, w) := d −n ln |p n (λ, w)|.56


S<strong>in</strong>ce, by def<strong>in</strong>ition, T bif = dd c L(λ) where L(λ) be the Lyapunov exp<strong>one</strong>nt of(P 1 , f λ , µ λ ) and µ λ is the Green measure of f λ , all we have to show is that L nconverges to L <strong>in</strong> L 1 loc (M). Here aga<strong>in</strong> we shall use the compactness pr<strong>in</strong>ciple forsubharmonic functions (see Theorem 4.1.3).The situation is purely local and therefore, tak<strong>in</strong>g charts, we may assume thatM = C k . We write the polynomials p n as follows :p n (λ, w) =:N d (n)∏i=1(w − wn,j (λ) ) .Us<strong>in</strong>g use the fact that d −n N d (n) ∼ 1 (see Theorem 2.2.1) <strong>one</strong> sees that the sequencesL n is locally uniformly bounded fromnabove.Accord<strong>in</strong>g to Theorem 2.2.1, the set {w n,j (λ) / w n,j (λ) ≠ 1} co<strong>in</strong>cides with theset of multipliers of cycles of exact period n (counted with multiplicity) from whichthe cycles of multiplier 1 are deleted. We thus haveN d (n)∑j=1ln + |w n,j (λ)| = 1 n∑p∈R ∗ n(λ)ln |(f n ) ′ (p)| (4.2.1)where R ∗ n(λ) := {p ∈ P 1 / p has exact period n and |(f n λ )′ (p)| > 1}. S<strong>in</strong>ce f λhas a f<strong>in</strong>ite number of non-repell<strong>in</strong>g cycles (Fatou’ theorem), <strong>one</strong> sees that thereexists n(λ) ∈ N such thatn ≥ n(λ) ⇒ |w n,j (λ)| > 1, for any 1 ≤ j ≤ N d (n). (4.2.2)By 4.2.1 and 4.2.2, <strong>one</strong> getsN d (n)∑L n (λ, 0) = d −nj=1N d (n)∑ln |w n,j (λ)| = d −nj=1for n ≥ n(λ) which, by Theorem 1.3.7, yields:ln + |w n,j (λ)| = d−nn∑R ∗ n (λ) ln |(f n ) ′ (p)|limnL n (λ, 0) = L(λ), ∀λ ∈ M. (4.2.3)If now |w| < 1, it follows from 4.2.2 that L n (λ, w)−L n (λ, 0) = d ∑ −n j ln |w n,j(λ)−w||w n,j (λ)|and ln(1 − |w|) ≤ ln |w n,j(λ)−w||w n,j≤ ln(1 + |w|) for 1 ≤ j ≤ N(λ)| d (n) and n ≥ n(λ) . Wethus getd −n N d (n) ln(1 − |w|) ≤ |L n (λ, w) − L n (λ, 0)| ≤ d −n N d (n) ln(1 + |w|)57


for n ≥ n(λ). Us<strong>in</strong>g 4.2.3 and the fact that d −n N d (n) ∼ 1 we obta<strong>in</strong> lim n n L n (λ, w) =L(λ) for any (λ, w) ∈ M × ∆. The L 1 loc convergence of L n(·, w) now follows immediatelyfrom Theorem 4.1.3.⊓⊔Remark 4.2.2 We have proved that L n (λ, w) := d −n ln |p n (λ, w)| converges po<strong>in</strong>twiseto L(λ) on M when |w| < 1.The above discussion shows that the po<strong>in</strong>twise convergence of L n (λ, w) to L(and therefore the convergence d −n [Per n (w)] → T bif ) is quite a straightforward consequenceof Theorem 1.3.7 when |w| < 1. However, when |w| ≥ 1 and λ is anon-hyperbolic parameter, the control of L n (λ, w) = d ∑ −n ln |w − w n,j (λ)| is verydelicate because f λ may have many cycles whose multipliers are close to w. Thisis why we <strong>in</strong>troduce the p.s.h functions L + n which both co<strong>in</strong>cide with L n on thehyperbolic comp<strong>one</strong>nts and are quite easily seen to converge nicely. These functionswill be extremely helpfull later.Def<strong>in</strong>ition 4.2.3 Let p n (λ, w) =: ∏ N d (n)j=1(w−w n,j (λ)) be the polynomials associatedto the family f by Theorem 2.2.1. The p.s.h functions L + n are def<strong>in</strong>ed by:N d (n)∑L + n (λ, w) := d −nj=1ln + |w − w n,j (λ)|.The <strong>in</strong>terest of consider<strong>in</strong>g these functions stays <strong>in</strong> the next lemma.Lemma 4.2.4 The sequence L + n converges po<strong>in</strong>twise and <strong>in</strong> L 1 loc to L on M × C.For every w ∈ C the sequence L + n (·, w) converges <strong>in</strong> L1 loc to L on M.Proof. We will show that L + n (·, w) converges po<strong>in</strong>twise to L on M for every w ∈ C.As (L + n ) n is locally uniformly bounded, this implies the convergence of L + n (·, w) <strong>in</strong>L 1 loc (M) (Theorem 4.1.3) and the convergence of L+ n <strong>in</strong> L 1 loc (M × C) then follows byLebesgue’s theorem.As L n (λ, 0) → L(λ) (see Remark 4.2.2), we have to estimate L + n (λ, w)−L n (λ, 0) =:ɛ n (λ, w) on M. Let us fix λ ∈ M, w ∈ C and pick R > |w|. S<strong>in</strong>ce f λ has a f<strong>in</strong>itenumber of non-repell<strong>in</strong>g cycles (Fatou’ theorem), <strong>one</strong> sees that there exists n(λ) ∈ Nsuch thatn ≥ n(λ) ⇒ |w n,j (λ)| > 1, for any 1 ≤ j ≤ N d (n).We may then decompose ɛ n (λ, w) <strong>in</strong> the follow<strong>in</strong>g way:58


ɛ n (λ, w) = d −n∑1≤|w n,j (λ)||w| + 1, <strong>one</strong> has:ln(1 −RR + 1 ) ≤ ln |w n,j(λ)| − R≤ ln |w n,j(λ) − w||w n,j (λ)| |w n,j (λ)|≤ ln |w n,j(λ)| + R≤ ln(1 +R|w n,j (λ)|R + 1 ).As the functions L + n and L n co<strong>in</strong>cide on hyperbolic comp<strong>one</strong>nts, the above lemmawould easily yield the convergence of d −n [Per n (w)] towards T bif for any w ∈ C if thedensity of hyperbolic parameters <strong>in</strong> M was known. The rema<strong>in</strong><strong>in</strong>g of this section is,<strong>in</strong> some sense, devoted to overcome this difficulty. We shall first do this <strong>in</strong> a generalsett<strong>in</strong>g by averag<strong>in</strong>g the multipiers. Then we will restrict ourself to polynomialfamilies and, us<strong>in</strong>g the nice distribution of hyperbolic parameters near <strong>in</strong>f<strong>in</strong>ity, willshow that d −n [Per n (e iθ )] converges towards T bif .⊓⊔4.2.2 Averag<strong>in</strong>g the multipliersAlthough the convergence of lim n1d n [Per n (w)] to T bif is not clear when |w| ≥ 1, <strong>one</strong>easily obta<strong>in</strong>s the convergence by averag<strong>in</strong>g over the argument of the multiplier w.The follow<strong>in</strong>g result is due to Bassanelli and Berteloot [BB2].Theorem 4.2.5 For any <strong>holomorphic</strong> family of degree d rational maps ( f λ∫)λ∈M <strong>one</strong>has d−n 2π[Per 2π 0 n(re iθ )] dθ → T bif , when r ≥ 0.Proof.One essentially has to <strong>in</strong>vestigate the follow<strong>in</strong>g sequences of p.s.h functions∫ 2πL r d−nn (λ) := ln |p n (λ, re iθ )| dθ.2π 059


We will see that L r ln rn (λ) ≥ Cnconverges to L <strong>in</strong> L 1 loc (M).where C only depends on the family and that Lr nFor that, we essentially will compare L r n with L n(λ, 0) = L 0 n by us<strong>in</strong>g the formula∫ln max(|a|, r) = 1 2πln |a − re iθ |dθ. Indeed, writt<strong>in</strong>g2π 0this formula yieldsp n (λ, w) =:N d (n)∏i=1(w − wn,j (λ) )L r n (λ) = 12πd n ∫ 2π0ln ∏ jd −n ∑ j|re iθ − w n,j (λ)|dθ = (4.2.4)ln max(|w n,j (λ)|, r). (4.2.5)Accord<strong>in</strong>g to Theorem 2.2.1, the set {w n,j (λ) / w n,j (λ) ≠ 1} co<strong>in</strong>cides with theset of multipliers of cycles of exact period n (counted with multiplicity) from whichthe cycles of multiplier 1 are deleted. Us<strong>in</strong>g use the fact that d −n N d (n) ∼ 1 (see nTheorem 2.2.1) <strong>one</strong> sees that the sequence L r n (λ) is locally bounded from aboveand is uniformly bounded from below by C ln r . S<strong>in</strong>ce f n λ has a f<strong>in</strong>ite number ofnon-repell<strong>in</strong>g cycles (Fatou’ theorem), <strong>one</strong> sees that there exists n(λ) ∈ N such thatn ≥ n(λ) ⇒ |w n,j (λ)| > 1, for any 1 ≤ j ≤ N d (n).Now we deduce from 4.2.4 that for n ≥ n(λ):L r n(λ) = d −n ∑ jln |w n,j (λ)| + d −nL n (λ, 0) + d −n∑1≤|w n,j (λ)|


dd c L r n = ∫ d−n 2π[P er 2π 0 n(re iθ )]dθ.For this purpose it suffices to check that ln |p n (λ, re iθ )| is locally <strong>in</strong>tegrable.Let K be a compact subset of M and c n be an upper bound for ln |p n (λ, re iθ )| onK × [0, 2π]. Then, the negative function ln |p n (λ, e iθ )| − c n is <strong>in</strong>deed <strong>in</strong>tegrable onK × [0, 2π] as it follows from the fact that L r ln rn (λ) ≥ C : n∫( ∫ 2π∫∫( ) )ln |pn (λ, re iθ )| − c n dθ dV = 2πdnL r n dV − 2πc n dVK 0KK(≥ d n C ln r ) ∫n− c n 2π dV.K⊓⊔ln |p n (λ, re iθ )| dθ is po<strong>in</strong>t-Remark 4.2.6 We have proved that L r d−nn (λ) :=2πwise converg<strong>in</strong>g to L(λ) on M.∫ 2π0The follow<strong>in</strong>g result is essentially a potential-theoretic consequence of the former<strong>one</strong>. It implicitely conta<strong>in</strong>s some <strong>in</strong>formation about the convergence of d −n [Per n (w)]for arbitrary choices of w but seems hard to improve without us<strong>in</strong>g further dynamicalproperties (see [BB3]).Theorem 4.2.7 For family of degree d rational maps ( f λ)λ∈M<strong>one</strong> hasd −n dd c (λ,w) ln |p n(λ, w)| → dd c L(λ)where p n (·, w) are the canonical def<strong>in</strong><strong>in</strong>g functions for the hypersurfaces Per n (w)given by Theorem 2.2.1.Proof. Let us setL n (λ, w) := d −n ln |p n (λ, w)|.As we have seen <strong>in</strong> the two last subsections (see remarks 4.2.2 and 4.2.6)L r n(λ) := d−n2π∫L n (λ, 0) → L(λ)2πln |p0 n (λ, re iθ )| dθ → L(λ) for any r ≥ 0.Let us also recall that the function L is cont<strong>in</strong>uous on M (see Theorem 3.2.9).As the functions L n are p.s.h and the sequence (L n ) n is locally uniformly boundedfrom above, we shall aga<strong>in</strong> use the compacity properties of p.s.h functions givenby Theorem 4.1.3. S<strong>in</strong>ce L n (λ, 0) converges to L(λ), the sequence (L n ) n does not61


converge to −∞ and it therefore suffices to show that, among p.s.h functions onM × C, the function L is the only possible limit for (L n ) n <strong>in</strong> L 1 loc (M × C).Let ϕ be a p.s.h function on M × C and (L nj ) j a subsequence of (L n ) n whichconverges to ϕ <strong>in</strong> L 1 loc (M × C). Pick (λ 0, w 0 ) ∈ M × C. We have to prove thatϕ(λ 0 , w 0 ) = L(λ 0 ).Let us first observe that ϕ(λ 0 , w 0 ) ≤ L(λ 0 ). Take a ball B ɛ of radius ɛ and centeredat (λ 0 , w 0 ) ∈ M ×C. By the submean value property and the L 1 loc - convergenceof L + n (see Lemma 4.2.4) we have:ϕ(λ 0 , w 0 ) ≤ 1 ∫∫1ϕ dm = lim L nj dm|B ɛ | B j ɛ|B ɛ | B∫ɛ1≤ lim L + n j |B ɛ |jdm = 1 ∫L dmB ɛ|B ɛ | B ɛmak<strong>in</strong>g then ɛ → 0, <strong>one</strong> obta<strong>in</strong>s ϕ(λ 0 , w 0 ) ≤ L(λ 0 ) s<strong>in</strong>ce L is cont<strong>in</strong>uous.Let us now check that lim sup j L nj (λ 0 , w 0 e iθ ) = L(λ 0 ) for almost all θ ∈ [0, 2π]. Letr 0 := |w 0 |. By Lemma 4.2.4 L + n converges po<strong>in</strong>twise to L and therefore:lim supjL nj (λ 0 , w 0 e iθ ) ≤ lim sup L + n j(λ 0 , w 0 e iθ ) = L(λ 0 ).jOn the other hand, by po<strong>in</strong>twise convergence of L r 0nhave:L(λ 0 ) = limnL r 0n (λ 0) = lim supj12π12π∫ 2π0∫ 2π0to L and Fatou’s lemma weL nj (λ 0 , r 0 e iθ )dθ ≤lim sup L nj (λ 0 , r 0 e iθ )dθjand the desired property follows immediately.To end the proof we argue by contradiction and assume that ϕ(λ 0 , w 0 ) < L(λ 0 ). Asϕ is upper semi-cont<strong>in</strong>uous and L cont<strong>in</strong>uous, there exists a neighbourhood V 0 of(λ 0 , w 0 ) and ɛ > 0 such thatϕ − L ≤ −ɛ on V 0 .Pick a small ball B λ0 centered at λ 0 and a small disc ∆ w0 centered at w 0 such thatB 0 := B λ0 × ∆ w0 is relatively compact <strong>in</strong> V 0 . Then, accord<strong>in</strong>g to Hartogs Lemma4.1.4, we have:(lim sup sup (L nj − L) ) ≤ sup(ϕ − L) ≤ −ɛ.j B 0 B 0This is impossible s<strong>in</strong>ce, as we have seen before, we may f<strong>in</strong>d (λ 0 , r 0 e iθ 0( ) ∈ B 0 suchthat lim sup j Lnj (λ 0 , r 0 e iθ 0) − L(λ 0 ) ) = 0.⊓⊔62


Remark 4.2.8 Us<strong>in</strong>g standard techniques, <strong>one</strong> may deduce from the above Theoremthat the set of multipliers w for which the bifurcation current T bif is not a limit ofthe sequence d −n [Per n (w)] is conta<strong>in</strong>ed <strong>in</strong> a polar subset of the complex plane.4.2.3 The case of neutral cycles <strong>in</strong> polynomial familiesWe return to the family ( P c,a)(c,a)∈C d−1 of degree d polynomials. Recall that P c,a isthe polynomial of degree d whose critical po<strong>in</strong>ts are (0 = c 0 , c 1 , · · ·, c d−2 ) and suchthat P c,a (0) = a d (see subsection 2.1.2).We want to prove that, <strong>in</strong> this family, lim n d −n [Per n (w)] = T bif for |w| ≤ 1.Tak<strong>in</strong>g the results of the previous subsection <strong>in</strong>to account (see Theorem 4.2.1), itrema<strong>in</strong>s to treat the case |w| = 1 and prove the follow<strong>in</strong>g result due to Bassanelliand Berteloot (see [BB3]).Theorem 4.2.9 In the family of degree d polynomials lim n d −n [Per n (e iθ )] = T bif forany θ ∈ [0, 2π].We will follow a strategy similar to that used for prov<strong>in</strong>g Theorem 4.1.1. As weshall see, the proof would be rather simple if we would know that the bifurcationlocus is accumulated by hyperbolic parameters. This is however not the case whend ≥ 3 and is a source of technical difficulties (see the fourth step).Proof. We denote by λ the parameter <strong>in</strong> C d−1 (i.e. λ := (c, a)) and setL n (λ) := d −n ln |p n (λ, (e iθ ))|where the polynomials p n (λ, w) are those given by Theorem 2.2.1. We have to showthat the sequence (L n ) n converges to L <strong>in</strong> L 1 loc .We have already seen that(L n ) n is a uniformly locally bounded sequence of p.s.hfunctions on C d−1 . S<strong>in</strong>ce the family {P c,a } (c,a)∈C d−1 conta<strong>in</strong>s hyperbolic parameters,on which the L n (λ) = L + n (λ, eiθ ) it follows from Lemma 4.2.4 that the sequence(L n ) n does not converge to −∞. Thus, accord<strong>in</strong>g to Theorem 4.1.3, we have toshow that L is the only limit value of the sequence (L n ) n for the L 1 loc convergence.Assume that (after tak<strong>in</strong>g a subsequence!) (L n ) n is converg<strong>in</strong>g <strong>in</strong> L 1 loc to ϕ. Toprove that the p.s.h functions ϕ and L co<strong>in</strong>cide we shall check that they satisfy theassumptions of Lemma 4.1.5.First step: ϕ ≤ L.63


S<strong>in</strong>ce L + n (λ, eiθ ) converges to L <strong>in</strong> L 1 loc (see Lemma 4.2.4) and L n(λ) ≤ ̷L + n (λ, eiθ )we getϕ(λ 0 ) ≤ 1 ∫ϕ dm ≤ 1 ∫L dm|B ɛ | B ɛ|B ɛ | B ɛfor any small ball B ɛ centered at λ 0 . The desired <strong>in</strong>equality then follows by mak<strong>in</strong>gɛ → 0 s<strong>in</strong>ce the function L is cont<strong>in</strong>uous (see Theorem 3.2.9).Second step: Supp dd c ϕ ⊂ Supp dd c L.S<strong>in</strong>ce there are no persistent neutral cycles <strong>in</strong> the family ( P c,a)(c,a)∈C d−1 , the hypersurfacesP er n (e iθ ) are conta<strong>in</strong>ed <strong>in</strong> the bifurcation locus. This means that thefunctions L n are pluriharmonic on C d−1 \ Supp dd c L. The same is thus true for thelimit ϕ.Third step: for any λ 0 ∈ C d−1 there exists a complex l<strong>in</strong>e D through λ 0 suchthat ϕ = L on the unbounded comp<strong>one</strong>nt of D \ ( D ∩ Supp(dd c L) ) .By Theorem 2.3.5 we may pick a l<strong>in</strong>e D through λ 0 which meets <strong>in</strong>f<strong>in</strong>ity far fromthe cluster set of B i <strong>in</strong> P ∞ . This means that for any λ <strong>in</strong> the unbounded comp<strong>one</strong>ntof D \ ( L ∩ Supp (dd c g) ) all critical po<strong>in</strong>t c i belongs to the super-attract<strong>in</strong>g bas<strong>in</strong>of ∞ and thus, λ is a hyperbolic parameter.This implies that L n (λ) = L + n (λ, e iθ ) and, by Lemma 4.2.4, ϕ(λ) = L(λ).Fourth step: ϕ = L on Supp dd c L.This is the most delicate part of the proof, it somehow proceeds by <strong>in</strong>duction ond. To simplify the exposition, we will only treat the cases d = 2 and d = 3.When d = 2 the parameter space is C and the bifurcation locus is the boundarybM of the Mandelbrot set. The unbounded stable comp<strong>one</strong>nt ( M )c is hyperbolicand thus, as we saw <strong>in</strong> the last step, (ϕ − L) = 0 there. S<strong>in</strong>ce (ϕ − L) ≤ 0 and(ϕ − L) is u.s.c, this implies that ϕ = L on bM = Supp dd c LLet us stress that this ends the proof when d = 2 (the complex l<strong>in</strong>e D of the thirdstep is the parameter space itself <strong>in</strong> that case).We now assume that d = 3, the parameter space is then C 2 . Let us consider thesets U k of parameters which do admit an attract<strong>in</strong>g k-cycle:U k := ⋃|w|


lim k d −k [Per k (0)] = T bif ), and the function (ϕ − L) is negative and upper semicont<strong>in</strong>uous,it suffices to prove that(ϕ − L) = 0 on all sets U k .Let us first treat the problem on a curve C := Per k (η) for |η| < 1 and show that(⋆) the sequence ϕ n | Cconverges uniformly to L| C on the stable comp<strong>one</strong>nts.We may assume that C is irreducible and des<strong>in</strong>gularize it. This gives a <strong>one</strong><strong>dimensional</strong><strong>holomorphic</strong> family (P π(u) ) u∈M . Keep<strong>in</strong>g <strong>in</strong> m<strong>in</strong>d that the elements ofthis family are degree 3 polynomials which do admit an attract<strong>in</strong>g bas<strong>in</strong> of periodk and us<strong>in</strong>g the fact that the connectedness locus <strong>in</strong> C 2 is compact (see Theorem2.3.5), <strong>one</strong> sees that the family (P π(u) ) u∈M enjoys the same properties than thequadratic polynomial family:1- the bifurcation locus is conta<strong>in</strong>ed <strong>in</strong> the closure of hyperbolic parameters2- the set of non-hyperbolic parameters is compact <strong>in</strong> M.Exactly as for the quadratic polynomial family this implies that the sequence L nconverges <strong>in</strong> L 1 loc to L and the convergence is locally uniform on stable comp<strong>one</strong>ntss<strong>in</strong>ce, as we already observed, the functions L n are pluriharmonic there.We now want to show that ϕ = L on any open subset U k . Aga<strong>in</strong>, as the stableparameters are dense and (ϕ − L) is u.s.c and negative, it suffices to show thatϕ = L on any stable comp<strong>one</strong>nt of U k . On such a comp<strong>one</strong>nt the functions L n arepluriharmonic and thus actually converge locally uniformly to ϕ. Then, (⋆) clearlyimplies that ϕ = L on Ω.⊓⊔4.3 Lam<strong>in</strong>ated structures <strong>in</strong> bifurcation loci4.3.1 Holomorphic motion of the Mandelbrot setWe work here <strong>in</strong> the moduli space Mod 2 of degree two rational maps which, as wesaw <strong>in</strong> section 2.1.3, can be identified to C 2 . Our aim is to show that the bifurcationlocus <strong>in</strong> the regionU 1 := {λ ∈ C 2 /f λ has an attract<strong>in</strong>g fixed po<strong>in</strong>t}can be obta<strong>in</strong>ed by <strong>holomorphic</strong>ally mov<strong>in</strong>g the boundary bM of the Mandelbrotset . We rem<strong>in</strong>d that bM is the bifurcation locus of P er 1 (0) which is a complex l<strong>in</strong>econta<strong>in</strong>ed <strong>in</strong> U 1 and can be identified to the family of quadratic polynomials.We will see simultaneoulsly that the bifurcation current is uniformly lam<strong>in</strong>ar <strong>in</strong> theregion U 1 . Let us first recall some basic facts about <strong>holomorphic</strong> motions.65


Def<strong>in</strong>ition 4.3.1 Let M be a complex manifold and E ⊂ Mbe any subset. A <strong>holomorphic</strong>motion of E <strong>in</strong> M is a mapwhich satisfies the follow<strong>in</strong>g properties:i) σ 0 = Id| Eσ : E × ∆ ∋ (z, u) ↦→ σ(z, u) =: σ u (z) ∈ Mii) E ∋ z ↦→ σ u (z) ∈ M is <strong>one</strong>-to-<strong>one</strong> for every u ∈ ∆iii) ∆ ∋ u ↦→ σ u (z) ∈ M is <strong>holomorphic</strong> for every z ∈ E.When the family of <strong>holomorphic</strong> discs <strong>in</strong> M enjoys good compactness properties,any <strong>holomorphic</strong> motion extends to the closure. In particular, when M is theRiemann sphere Ĉ, the Picard-Montel theorem comb<strong>in</strong>ed with Hurwitz lemma easilyleads to the follow<strong>in</strong>g famous extension statement. This result is usually calledλ-lemma s<strong>in</strong>ce the ”time” parameter is denoted λ rather that t (see Lemm a 3.1.3).The ma<strong>in</strong> result of this subsection is the follow<strong>in</strong>g. The prove we present here isdue to Bassanelli and Berteloot (see [BB2]).Theorem 4.3.2 Let Ω hyp be the union of all hyperbolic comp<strong>one</strong>nts of the Mandelbrotset M and ♥ the ma<strong>in</strong> cardioid. Let Bif 1 be the bifurcation locus <strong>in</strong> U 1 andT bif | U1 be the associated bifurcation current. Let µ 1 be the harmonic measure of M.There exists a cont<strong>in</strong>uous <strong>holomorphic</strong> motionsuch thatσ : (( Ω hyp \ ♥ ) ∪ bM ) × ∆ → U 1∫σ (bM × ∆) = Bif 1 and T bif | U1 =P er 1 (0)[σ(z, ∆)] µ 1 .In particular, Bif 1 is a lam<strong>in</strong>ation with µ 1 as transverse measure. Moreover, themap σ is <strong>holomorphic</strong> on ( Ω hyp \♥ ) ×∆ and preserves the curves P er n (w) for n ≥ 2and |w| ≤ 1.Proof.First step: Holomorphic motion of ( Ω hyp \ ♥ ) .The curve P er 1 (0) is actually the complex l<strong>in</strong>e λ 1 = 2. We will write (2, λ 2 ) =: zthe po<strong>in</strong>ts of this l<strong>in</strong>e.Let us consider U n := {λ ∈ C 2 /f λ has an attract<strong>in</strong>g cycle of period n} andΩ n := U n ∩ P er 1 (0). We recall that Ω hyp = ♥ ∪ ⋃ n≥2 Ω n.66


Let us also set U n,1 := U n ∩ U 1 . By the Fatou-Shishikura <strong>in</strong>equality, a quadraticrational map has at most two non-repell<strong>in</strong>g cycles. Thus U n,1 ∩ U m,1 = ∅ whenn ≠ m and there exists a well def<strong>in</strong>ed <strong>holomorphic</strong> mapψ n : U n,1 → ∆ × ∆which associates to every λ ∈ U n,1 the pair (w n (λ), w 1 (λ)) where w n (λ) is the multiplierof the attract<strong>in</strong>g n-cycle of λ and w 1 (λ) the multiplier of its attract<strong>in</strong>g fixedpo<strong>in</strong>t.The key po<strong>in</strong>t is the follow<strong>in</strong>g transversality statement due to Douady and Hubbard(see also [BB1]):Lemma 4.3.3 the map ψ <strong>in</strong>duces a biholomorphismψ n,j : U n,1,j → ∆ × ∆on each connected comp<strong>one</strong>nt U n,1,j of U n,1 .The connected comp<strong>one</strong>nts Ω n,j of Ω n co<strong>in</strong>cides with U n,1,j ∩ P er 1 (0) and <strong>one</strong>clearly obta<strong>in</strong>s a <strong>holomorphic</strong> motion σ : ( Ω hyp \ ♥ ) × ∆ → U 1 by sett<strong>in</strong>g:σ(z, t) := (ψ n,j ) −1( w n (z), t )for any z ∈ Ω n,j .Second step: extension of σ to bM.The key po<strong>in</strong>t here is that σ(z, t) =: (α(z, t), β(z, t)) belongs to the complex l<strong>in</strong>eP er 1 (t) which, accord<strong>in</strong>g to Proposition 2.2.9, is given by the equation(t 2 + 1)λ 1 − tλ 2 − (t 3 + 1) = 0.Thus σ(z, t) is completely determ<strong>in</strong>ed by β(z, t):α λ (t) = 11 + t 2 (tβλ (t) + t 3 + 2 ) , ∀t ∈ ∆. (4.3.1)We will now identify P er 1 (0) with the deleted Riemann sphere Ĉ \ {∞} andset β(∞, t) = ∞ for all t ∈ ∆. Then, the map β : ( {∞} ∪ ( Ω hyp \ ♥ )) × ∆ → Ĉis(clearly a <strong>holomorphic</strong> motion which, by Lemma 3.1.3, extends to the closure ofΩhyp \ ♥ ) . We thus obta<strong>in</strong> a cont<strong>in</strong>uous <strong>holomorphic</strong> motionβ : ( {∞} ∪ ( Ω hyp \ ♥ ) ∪ bM ) × ∆ → Ĉ.As, by construction, β(z, t) ≠ ∞ when z ≠ ∞, the identity 4.3.1 shows that σ(z, t) =(α(z, t), β(z, t)) extends to a cont<strong>in</strong>uous <strong>holomorphic</strong> motion of (( Ω hyp \ ♥ ) ∪ bM ) .67


Third step: lam<strong>in</strong>arity properties.Let us show that T bif | U1 = ∫ [σ(z, ∆)] µ P er 1 (0) 1. Accord<strong>in</strong>g to the approximationformula given by Theorem 4.2.1 applied on P er 1 (0) we have:∑µ 1 = lim 2 −m δ σ(z,0) . (4.3.2)mz∈P er 1 (0)∩P er m(0)Let us set T := ∫ [σ(z, ∆)] µ P er 1 (0) 1. We have to check that T = T bif | U1 . Let φ bea (1, 1)-test form <strong>in</strong> U 1 . As the <strong>holomorphic</strong> motion σ is cont<strong>in</strong>uous, the functionz ↦→ 〈[σ(z, ∆)], φ〉 is cont<strong>in</strong>uous as well. Then, us<strong>in</strong>g 4.3.2 <strong>one</strong> gets∑〈T, φ〉 = lim 2 −m 〈[σ(z, ∆)], φ〉 = lim 2 −m 〈[P er m (0)], φ〉 (4.3.3)m mz∈P er n(0)∩P er m(0)where the last equality uses the fact that, accord<strong>in</strong>g to Proposition 2.2.10, the curvesP er m (0) have no multiplicity <strong>in</strong> U 1 . Now the conclusion follows by us<strong>in</strong>g 4.3.3 andthe approximation formula of Theorem 4.2.1 <strong>in</strong> U 1 .By construction, the map σ is <strong>holomorphic</strong> on ( Ω hyp \ ♥ ) × ∆ and preserves thecurves P er n (w) for n ≥ 2 and |w| < 1. This extends to |w| = 1 by cont<strong>in</strong>uity.Us<strong>in</strong>g the cont<strong>in</strong>uity of σ, <strong>one</strong> easily sees that σ ( bM, ∆ ) is closed <strong>in</strong> U 1 andtherefore conta<strong>in</strong>s the support of ∫ P er 1 (0) [σ(z, ∆)] µ 1. By the above formula we thushaveBif1 = Supp ( T bif | U1)⊂ σ(bM, ∆).The opposite <strong>in</strong>clusion easily follows from the construction of σ:σ ( bM, ∆ ) is a limit of z m ∈ P er m (0) where m → +∞.COROLLARY: Closure of Bif <strong>in</strong> P2???.any po<strong>in</strong>t <strong>in</strong>⊓⊔Instead of us<strong>in</strong>g the basic λ-Lemma we could have use its far advanced generalizationdue to Slodkowski and get a motion on the full l<strong>in</strong>e P er 1 (0).Theorem 4.3.4 (Slodkowski λ-lemma) Let E ⊂ Ĉ be a subset of the Riemannsphere and σ : E × ∆ ∋ (z, t) ↦→ σ(z, t) ∈ Ĉ be a <strong>holomorphic</strong> motion. Then σextends to a <strong>holomorphic</strong> motion ˜σ of Ĉ. Moreover ˜σ is cont<strong>in</strong>uous on E × ∆ andz ↦→ ˜σ(z, t) is a K-quasi-conformal homeomorphism for K := 1+|t| . 1−|t|Our reference for quasi-conformal maps is the book [H] where <strong>one</strong> can also f<strong>in</strong>da nice proof of Slodkowski theorem due to Chirka and Rosay.Us<strong>in</strong>g Slodkowski Theorem <strong>one</strong> may obta<strong>in</strong> further <strong>in</strong>formations on the motiongiven by Theorem 4.3.2. We refer to our paper [BB2] for a proof.68


Theorem 4.3.5 Let σ : (( Ω hyp \ ♥ ) ∪ bM ) × ∆ → U 1 be the <strong>holomorphic</strong> motiongiven by Theorem 4.3.2. Then σ extends to a cont<strong>in</strong>uous <strong>holomorphic</strong> motion ˜σ :P er 1 (0) × ∆ −→ U 1 which is onto. All stable comp<strong>one</strong>nts <strong>in</strong> U 1 are of the form˜σ (ω × ∆) for some comp<strong>one</strong>nt ω <strong>in</strong> P er 1 (0). Moreover, the map λ ↦→ ˜σ(λ, t) is aquasi-conformal homeomorphism for each t and ˜σ is <strong>one</strong>-to-<strong>one</strong> on ( P er 1 (0) \ ♥ ) ×∆where ♥ is the ma<strong>in</strong> cardioid.Theorem 4.3.5 shows that non-hyperbolic comp<strong>one</strong>nts exist <strong>in</strong> U 1 if and onlyif such comp<strong>one</strong>nts exist with<strong>in</strong> the quadratic polynomial family P er 1 (0). Let usunderl<strong>in</strong>e that, <strong>in</strong> relation with Fatou’s problem on the density of hyperbolic rationalmaps, it is conjectured that such comp<strong>one</strong>nts do not exist.4.3.2 Further lam<strong>in</strong>arity statements for T bifThe follow<strong>in</strong>g result is an analogue of Theorem 4.3.2 <strong>in</strong> the regionsU n = {λ ∈ Mod 2 /f λ has an attract<strong>in</strong>g cycle of period n}.It shows, <strong>in</strong> particular, that the bifurcation current <strong>in</strong> Mod 2 is uniformly lam<strong>in</strong>ar<strong>in</strong> the regions U n . It has been established by Bassanelli and Berteloot <strong>in</strong> [BB2].Theorem 4.3.6 Let Bif n be the bifurcation locus <strong>in</strong> U n and T bif | Un be the associatedbifurcation current. Let Bifn c be the bifurcation locus <strong>in</strong> the central curve P er n (0)and µ c n be the associated bifurcation measure. Then, there exists a mapσ : Bifn c × ∆ −→ Bif n(λ, t) ↦−→ σ(λ, t)such that:1) σ (Bifn c × ∆) = Bif n2) σ is cont<strong>in</strong>uous, σ(λ, ·) is <strong>one</strong>-to-<strong>one</strong> and <strong>holomorphic</strong> for each λ ∈ Bifnc3) p n (σ(λ, t), t) = 0; ∀λ ∈ Bifn c, ∀t ∈ ∆4) the discs (σ(λ, ∆)) λ∈Bif cnare mutually disjo<strong>in</strong>t.Moreover the bifurcation current <strong>in</strong> U n is given by∫T bif | Un = [σ (λ, ∆)] µ c nBif c nand, <strong>in</strong> particular, Bif n is a lam<strong>in</strong>ation with µ c nas transverse measure.69


The proof is similar to that of Theorem 4.3.6 but requires a special treatmentfor the extension problems s<strong>in</strong>ce there is no λ-lemma available. The key is to usethe fact that, by construction, the start<strong>in</strong>g motion σ : (∪ m≠n (U m ∩ U n )) × ∆ −→ U nsatisfies the follow<strong>in</strong>g property:p n (σ(λ, t), t) = 0; ∀λ ∈ Bifn c , ∀t ∈ ∆.Such a motion is what we call a p n -guided <strong>holomorphic</strong> motion. Us<strong>in</strong>g Zalcmanrescal<strong>in</strong>g lemma, <strong>one</strong> proves the follow<strong>in</strong>g compactness property for guided <strong>holomorphic</strong>motions. We stress that here, an <strong>holomorphic</strong> motion G is seen as familyof disjo<strong>in</strong>ts <strong>holomorphic</strong> discs σ and G t0 is the set of po<strong>in</strong>ts σ(t 0 ).Theorem 4.3.7 Let p(λ, w) be a polynomial on C 2 × C such that the degree ofp(·, w) does not depend on w ∈ ∆. Let G be a p-guided <strong>holomorphic</strong> motion <strong>in</strong> C 2such that any comp<strong>one</strong>nt of the algebraic curve {p(·, t) = 0} conta<strong>in</strong>s at least threepo<strong>in</strong>ts of G t for every t ∈ ∆. Then, for any F ⊂ G such that F t0 is relatively compact<strong>in</strong> C 2 for some t 0 ∈ ∆, there exists a cont<strong>in</strong>uous p-guided <strong>holomorphic</strong> motion ̂F <strong>in</strong>C 2 such that F ⊂ ̂F and ̂F t0 = F t0 .The above Theorem plays the role of the λ-lemma <strong>in</strong> the proof of Theorem 4.3.6.We refer to the paper [BB2] for details.We will now end this section by quot<strong>in</strong>g another lam<strong>in</strong>arity result for T bif whichis due to Dujard<strong>in</strong> (see [Du])Theorem 4.3.8 With<strong>in</strong> the polynomial family of degree 3, the bifurcation currentis lam<strong>in</strong>ar outside the connectedness locus.We refer to section 2.3 for the discussion of the connectedness locus with<strong>in</strong> polynomialfamilies.70


Chapter 5The bifurcation measure5.1 A Monge-Ampère mass related with strongbifurcations5.1.1 Basic propertiesS<strong>in</strong>ce the bifurcation current T bif of any <strong>holomorphic</strong> family (f λ ) λ∈Mof degree drational maps has a cont<strong>in</strong>uous potential L (see Def<strong>in</strong>ition 3.2.6 and Theorem 3.2.9),<strong>one</strong> may def<strong>in</strong>e the powers (T bif ) k := T bif ∧ T bif ∧ · · · ∧ T bif for any k ≤ m := dimM.We recall that for any closed positive current T , the product dd c L ∧ T is def<strong>in</strong>edby dd c L ∧ T := dd c (LT ). In particular, (T bif ) m is a positive measure on M which isequal to the Monge-Ampère mass of the Lyapunov function L.Def<strong>in</strong>ition 5.1.1 Let (f λ ) λ∈Mbe a <strong>holomorphic</strong> family of degree d rational mapsparametrized by a complex manifold M of dimension m. The bifurcation measureµ bif of the family is the positive measure on M def<strong>in</strong>ed byµ bif = 1 m! (T bif) m = 1 m! (ddc L) mwhere T bif is the bifurcation current and L the Lyapunov function of the family.The follow<strong>in</strong>g proposition is a direct consequence of the def<strong>in</strong>ition and the factthat µ bif has locally bounded potentials.Proposition 5.1.2 The support of µ bifµ bif does not charge pluripolar sets.is conta<strong>in</strong>ed <strong>in</strong> the bifurcation locus andIt is actually possible to def<strong>in</strong>e the bifurcation measure <strong>in</strong> the moduli space Mod dof degree d rational maps and show that this measure has strictly positive and f<strong>in</strong>itemass (see [BB1] Proposition 6.6). Although all the results we will present here aretrue <strong>in</strong> Mod d , we will restrict ourself to the technically simpler situation of <strong>holomorphic</strong>families. The example we have <strong>in</strong> m<strong>in</strong>d are the polynomial families and71


the moduli space Mod 2 which, <strong>in</strong> some sense, can be treated as a <strong>holomorphic</strong> family.In arbitrary <strong>holomorphic</strong> families, the measure µ bif can identically vanish. Moreover,it is usually quite <strong>in</strong>volved to that µ bif > 0. Note however that this will followfrom standard arguments <strong>in</strong> polynomial families. The follow<strong>in</strong>g simple observationalready shows that µ bif > 0 <strong>in</strong> M 2 (and more generally M d ), it has also its own<strong>in</strong>terest.Proposition 5.1.3 In any <strong>holomorphic</strong> family, all rigid Lattès examples belong tothe support of µ bif .Proof. The parameters correspond<strong>in</strong>g to rigid Lattès examples are isolated. ByTheorem 1.3.5, these po<strong>in</strong>ts correspond to strict m<strong>in</strong>ima of the Lyapunov functionL and therefore the Monge-Ampère measure (dd c L) m cannot vanish around them. ⊓⊔We end this subsection by show<strong>in</strong>g that the activity <strong>currents</strong> have no self<strong>in</strong>tersection.This is a useful geometric <strong>in</strong>formation which, <strong>in</strong> particular, showsthat the activity of all critical po<strong>in</strong>ts is a necessary condition for a parameter tobe <strong>in</strong> the support of the bifurcation masure. It was first proved by Dujard<strong>in</strong>-Favre<strong>in</strong> the context of polynomial families (see [DF] Proposition 6.9), we present here ageneral argument due to Gauthier ([G]).Theorem 5.1.4 Let (f λ ) λ∈Mbe any <strong>holomorphic</strong> family of degree d rational mapswith marked critical po<strong>in</strong>ts. The activity <strong>currents</strong> T i satisfy T i ∧T i = 0. In particular,when m := dim M = 2d − 2 (or m = d − 1 for polynomial families) thenµ bif = T 1 ∧ T 2 ∧ · · · ∧ T mand Supp µ bifpo<strong>in</strong>ts.is conta<strong>in</strong>ed <strong>in</strong> the <strong>in</strong>tersection of the activity loci of the criticalThe proof is very close to that of a density statement which will be presented<strong>in</strong> the next section, it comb<strong>in</strong>es the follow<strong>in</strong>g potential-theoretic lemma with a dynamicalobservation.Lemma 5.1.5 Let u be a cont<strong>in</strong>uous p.s.h function on some open subset Ω <strong>in</strong> C 2 .Let Γ be the union of all analytic subsets of Ω on which u is harmonic. If the supportof dd c u is conta<strong>in</strong>ed <strong>in</strong> Γ then dd c u ∧ dd c u vanishes on Ω.Proof. Let us set µ := dd c u ∧ dd c u. Let B r be an open ball of radius r whose closureis conta<strong>in</strong>ed <strong>in</strong> Ω, we have to show that µ ( )B r2= 0.Denote by h the solution of the Dirichlet-Monge-Ampère problem with data uon bB r :72


h = u on the boundary of B rdd c h ∧ dd c h = 0 on B r (i.e. h is maximal on B r ).The function h is p.s.h and cont<strong>in</strong>uous on B r ( (see [BT]). As h is p.s.h maximaland co<strong>in</strong>cides with the p.s.h function u on bB r , we have u ≤ h on B r . For any ɛ > 0we def<strong>in</strong>eD ɛ := {λ ∈ B r2We will see that our assumption implies that/ 0 ≤ h(λ) − u(λ) ≤ ɛ}.Supp µ ∩ B r2 ⊂ D ɛ for all ɛ > 0. (5.1.1)Indeed, if γ is a complex curve <strong>in</strong> Ω on which u is harmonic then, the maximummodulus pr<strong>in</strong>ciple, applied to (h − u) on γ ∩ B r implies that h = u on γ.Then, as (h − u) is cont<strong>in</strong>uous on B r and Supp µ ⊂ Supp dd c u ⊂ Γ, we getSupp µ ∩ B r ⊂ {h = u}.Now, a result due to Briend-Duval (see[BD] or [DS] Théorème A.10.2) says thatµ (D ɛ ) ≤ Cɛ (5.1.2)where C only depends on u and B r . From 5.1.1 and 5.1.2 we deduce that µ ( )B r2= 0.⊓⊔We may now end the proof of Theorem 5.1.4.Proof. We only have to show that T i ∧ T i = 0, the rema<strong>in</strong><strong>in</strong>g then follows from theidentity T bif = ∑ i T i (see Theorem 3.2.8).The statement is local and we may therefore assume that M = C k . Moreover, anelementary slic<strong>in</strong>g argument allows to reduce the dimension to k = 2. We applythe above lemma with u = G λ (ĉ i (λ)) (see Lemma 3.2.7). We have to show thatthe support of dd c u = T i is accumulated by curves on which the critical po<strong>in</strong>t c i ispassive. These curves are of the form {fλ n(c i(λ) = c i (λ)} and their existence followsfrom Lemma 3.1.8.⊓⊔.An example, due to A.Douady, shows that the activity of all critical po<strong>in</strong>ts isnot sufficent for a parameter to be <strong>in</strong> the support of the bifurcation measure. Wewill present this example <strong>in</strong> the next subsection (see 5.1.7).5.1.2 Some concrete familiesWe first discuss the case of the polynomial families <strong>in</strong>troduced <strong>in</strong> subsection 2.1.2.We follow here the paper [DF] by Dujard<strong>in</strong> and Favre.73


Proposition( )5.1.6 The bifurcation measure µ bif of the degree d polynomial familyPc,a is a probability measure supported on the connectedness locus C. It(c,a)∈C d−1co<strong>in</strong>cides with the pluricomplex equilibrium measure of C and its support is the Shilovboundary of C.Proof. Let us recall that the Green function of the polynomial P c,a is denoted g c,a .The connectedness locus C is a compact subset of C d−1 which co<strong>in</strong>cides with the<strong>in</strong>tersection ∩ 0≤i≤d−2 B i where B i is the set of parameters for which the orbit of thecritical po<strong>in</strong>t c i is bounded (see Theorem 2.3.5). As the support of the activity currentT i is conta<strong>in</strong>ed <strong>in</strong> bB i we deduce that Supp µ bif ⊂ C from Theorem 5.1.4. All therema<strong>in</strong><strong>in</strong>g follows from the fact that µ bif = (dd c G) d−1 where G is the pluricomplexGreen function of C with pole at <strong>in</strong>f<strong>in</strong>ity:G := sup{u p.s.h / u − ln + max{|a|, |c k |} ≤ O(1), u ≤ 0 on C}an identity which we shall now prove.Let us first establish that µ bif = (dd c G) d−1 where G := max{g 0 , g 1 , · · ·, g d−2 }and g i := g c,a (c i ). We show by <strong>in</strong>duction that T 0 ∧ T 1 ∧ · · · ∧ T l = (dd c G l ) l+1 for0 ≤ l ≤ d − 2 where G l := max{g 0 , g 1 , · · ·, g l }. This follows from the follow<strong>in</strong>gcomputation:T 0 ∧ T 1 ∧ · · · ∧ T l−1 ∧ T l = dd c ( g l (dd c G l−1 ) l) = dd c ( G l (dd c G l−1 ) l) =dd c ( G l−1 (dd c G l−1 ) l−1 ∧ dd c G l)= ddc ( G l (dd c M l−1 ) l−1 ∧ dd c G l)= (dd c G l ) l+1the second equality follows from g l = G L on the support of (dd c G l−1 ) l and thefourth from G l = G l−1 on the support of dd c G l , the last equality is obta<strong>in</strong>ed byrepeat<strong>in</strong>g the same arguments l − 1 times.It rema<strong>in</strong>s to show that G = G. The proof is standard and relies on the estimategiven by Proposition 2.3.7 and the fact that G is maximal outside C. We refer tothe paper [DF], Proposition 6.14 for more details.⊓⊔We will now present the example mentionned at the end of last subsection.Example 5.1.7 In the <strong>holomorphic</strong> family of degree 3 polynomials((1 + α1 )z + ( 1 2 + α 2)z 2 + z 3) α∈V 0where V 0 is a neighbourhood of the orig<strong>in</strong> <strong>in</strong> C 2 the critical po<strong>in</strong>ts are both active atthe orig<strong>in</strong> (0, 0) but (0, 0) /∈ Supp µ bif .This family is a deformation of the polynomial P 0 := z + 1 2 z2 + z 3 . If V 0 issmall enough we have two marked critical po<strong>in</strong>ts c 1 (α) and c 2 (α). The orig<strong>in</strong> 0 isa parabolic fixed po<strong>in</strong>t for P 0 and we may assume that P α has two fixed po<strong>in</strong>ts74


counted with multiplicity near 0 for all α ∈ V 0 . As P is real, its critical po<strong>in</strong>ts arecomplex conjugate and both of them are attracted by the parabolic fixed po<strong>in</strong>t at0, moreover their orbits are not stationnary.We first show that (0, 0) /∈ Supp µ bif . When the fixed po<strong>in</strong>ts of P α are dist<strong>in</strong>ct,we denote by m 1 (α) and m 2 (α) their multipliers. When this is the case, it turns outthat either |m 1 (α)| < 1 or |m 2 (α)| < 1 and thus <strong>one</strong> of the fixed po<strong>in</strong>ts attracts acritical po<strong>in</strong>t. This can be seen by us<strong>in</strong>g the holomophic <strong>in</strong>dex fixed po<strong>in</strong>t formula.By Theorem 5.1.4, this implies that α /∈ Supp µ bif . We thus see that µ bif is supportedon the subvariety of parameters α for which the fixed po<strong>in</strong>t is double. ByProposition 5.1.2 this implies that µ bif vanishes near (0, 0).Let us now see that both critical po<strong>in</strong>ts are active. We may assume that thefamily is parametrized by a disc D <strong>in</strong> C such that P α has two dist<strong>in</strong>ct fixed po<strong>in</strong>tswhen α ≠ 0. Assume to the contrary that a critical po<strong>in</strong>t c(α) is passive. Then,after tak<strong>in</strong>g a subsequence, the sequence u n (α) := Pα n (c(α)) is uniformly converg<strong>in</strong>gto u(α). S<strong>in</strong>ce the polynomial P 0 is real, its critical po<strong>in</strong>ts are complex conjugateand must therefore both be attracted by the parabolic fixed po<strong>in</strong>t 0. Moreover, theirorbits are not stationnary. From this <strong>one</strong> easily deduce that the curve (α, u(α)) lies<strong>in</strong> the analytic set Z := {(α, z) ∈ D × P 1 / P α (z) = z}. This is impossible s<strong>in</strong>ce, forsome α close to 0, the critical orbit should be attracted by a repell<strong>in</strong>g fixed po<strong>in</strong>t.⊓⊔The situation <strong>in</strong> the moduli space Mod 2 is more complicated. We recall thatMod 2 can be identified to C 2 . Us<strong>in</strong>g the results which will be obta<strong>in</strong>ed <strong>in</strong> the lastsection of this chapter and the <strong>holomorphic</strong> motions constructed <strong>in</strong> section 4.3, it ispossible to show that the support of the bifurcation locus is not bounded.5.2 Density statementsWe show that the remarkable parameters <strong>in</strong>troduced <strong>in</strong> subsection 3.1.3 accumulatethe support of the bifurcation measure.5.2.1 Misiurewicz parametersThe results given <strong>in</strong> this subsection are essentially due to Dujard<strong>in</strong> and Favre. Wepresent them <strong>in</strong> the sett<strong>in</strong>g of polynomial families and refer the reader to the orig<strong>in</strong>alpaper ([DF]) for a greater generality.Theorem 5.2.1 In the degree d polynomial family ( P c,a)(c,a)∈C d−1 let us def<strong>in</strong>e asequence of analytic sets by:W n0 ,···,n l:= ∩ l j=0 {P n jc,a(c j ) = P k(n j)c,a (c j )}75


where l ≤ d − 2 and k(n j ) < n j . Thenand W n0 ,···,n d−2lim nd−2 →∞ · · · lim n0 →∞is discrete.1d n d−2 +···+d n 0 [W n 0 ,···,n d−2] = µ bifProof. We treat the case d = 3 which is actually not very different from the generalcase.Let us first observe that W n0 ,n 1has codimension at least two and is conta<strong>in</strong>ed<strong>in</strong> the connectedness locus which is compact (see Theorem 2.3.5). Thus W n0 ,n 1is adiscrete set.Apply<strong>in</strong>g a version of Theorem 4.1.1 suitably adapted to the family W n0yieldslimn 1 →∞ dn 1[W n0 ,n 1] = T 1 ∧ [W n0 ]where T 1 is the activity current of the critical po<strong>in</strong>t c 1 . By the same Theorem <strong>one</strong>has lim n0 →∞ d n 0[W n0 ] = T 0 where T 0 is the activity current of c 0 and this, s<strong>in</strong>ce T 1has cont<strong>in</strong>uous potentials, giveslimn 0 →∞ T 1 ∧ d n 0[W n0 ] = T 1 ∧ T 0 .The conclusion follows immediately s<strong>in</strong>ce, accord<strong>in</strong>g to Theorem 5.1.4, µ bif = T 0 ∧T 1 .⊓⊔An important consequence of the above result is that the support of the bifurcationmeasure is accumulated by Misiurewicz polynomials. An alternative proofof that fact will be given <strong>in</strong> the next subsection for arbitrary families. We refer to3.1.16 for a def<strong>in</strong>ition of Misiurewicz parameters.Corollary 5.2.2 In polynomial families, the support of the bifurcation measure isconta<strong>in</strong>ed <strong>in</strong> the closure of strongly Misiurewicz parameters: Supp µ bif ⊂ M iss.Proof. By the above Theoremlim · · · lim 1n d−2 →∞ n 0 →∞ d n d−2 + · · · + dn 0[∩ d−20 {P n jc,a (c j) = P n j−1c,a (c j )}] = µ bif . (5.2.1)Let us observe thatH j := {P n jc,a(c j ) = P n j−1c,a (c j )} = P reper nj + F ix jwhere, for parameters <strong>in</strong> P reper nj the critical po<strong>in</strong>t c j is strictly preperiodic to a(necessarily) repell<strong>in</strong>g fixed po<strong>in</strong>t while c j is fixed for parameters <strong>in</strong> F ix j .Now Theorem 4.1.1 may ne rewritten as76


1limn j →∞ d [P reper n nj j] + α n jd [F ix j] = T n j j (5.2.2)but, as T j cannot charge the hypersurface F ix j , we must have αn jd n jlim nj →∞ 1d n j [P reper j ] = T j and 5.2.1 yieldslim · · · lim 1n d−2 →∞ n 0 →∞ d n d−2 + · · · + dn 0[∩ d−2j=0 P reper n j] = µ bif .→ 0. ThusThe conclusion follows immediately s<strong>in</strong>ce ∩ d−2j=0 P reper n j⊂ M iss. ⊓⊔5.2.2 Shishikura or hyperbolic parametersWe aim here to show that the support of the bifurcation measure <strong>in</strong> Mod d is simultaneouslyaccumulated by Shishikura and hyperbolic parameters (see subsection3.1.3 for def<strong>in</strong>itions):Supp µ bif⊂ Shi ∩ Hyp.It is worth emphasize that both statements will be deduced <strong>in</strong> the same wayfrom the follow<strong>in</strong>g generalized version of Theorem 4.2.5.Theorem 5.2.3 Let µ bif be the bifurcation measure of a <strong>holomorphic</strong> family (f λ ) λ∈Mof rational maps. Let m denote the complex dimension of M. Let 0 < r ≤ 1. Thenthere exists <strong>in</strong>creas<strong>in</strong>g sequences of <strong>in</strong>tegers k 2 (n), ..., k m (n) such that:d −(n+k 2(n)+···+k m(n))∫m∧µ bif = lim [P ern m!(2π) mn (re iθ 1)] ∧ [P er kj (n)(re iθ j)] dθ 1 · · · dθ m .[0,2π] mj=2Moreover, we may assume that k j (n) ≠ k i (n) when i ≠ j.We will derive that result from Theorem 4.2.5 by simple calculus arguments with<strong>currents</strong>.Proof. For any fixed variety P er p (re iθp ), the set of θ ∈ [0, 2π] for which P er p (re iθp )shares a non trivial comp<strong>one</strong>nt with P er m (re iθ ) for some m ∈ N ∗ is at most countable.This follows from Fatou’s theorem on the f<strong>in</strong>iteness of the set of non-repell<strong>in</strong>gcycles. Thus, the wedge products [P er n1 (re iθ 1)] ∧ · · · ∧ [P er nm (re iθm )] make sensefor almost every (θ 1 , · · ·, θ m ) ∈ [0, 2π] m and the <strong>in</strong>tegrals ∫ [P er[0,2π] m n (re iθ 1)] ∧∧ mj=2 [P er k j (n)(re iθ j)] dθ 1 · · · dθ m are well def<strong>in</strong>ed.Next, we need the follow<strong>in</strong>g formula which has been justified for q = 1 at theend of the proof of Theorem∫4.2.5. The proof is similar for q > 1 and we shall omitit. Recall that L r d−n 2πn (λ) := ln |p2π 0 n (λ, re iθ )| dθ.77


dd c L r n 1∧ · · · ∧ dd c L r n q= d−(n 1 +···+nq)(2π) q ∫[0,2π] q ∧ qk=1 [P er n k(re iθ k )]dθ1 · · · dθ q .To prove the convergence, we may replace M by C m s<strong>in</strong>ce the problem is local.The conclusion is obta<strong>in</strong>ed by us<strong>in</strong>g Theorem 4.2.5, the above formula and the nextlemma <strong>in</strong>ductively.Lemma 5.2.4 If S n → (dd c L) p for some sequence (S n ) n of closed, positive (p, p)-<strong>currents</strong> on M then dd c L r k(n) ∧ S n → (dd c L) p+1 for some <strong>in</strong>creas<strong>in</strong>g sequence of<strong>in</strong>tegers k(n).Let us briefly justify lemma 5.2.4. Let us denote by s n the trace measure of S n ,as M has been identified with C m this measure is given by s n := S n ∧ (dd c |z| 2 ) m−p .S<strong>in</strong>ce S n is positive, s n is positive as well. Let us consider the sequence (u k ) k def<strong>in</strong>edby u k := L r k − L. We now that (u k) k converges po<strong>in</strong>twise to 0 (see remark 4.2.6) andis locally uniformly bounded (the function L is cont<strong>in</strong>uous). The positive currentS n may be considered as a (p, p) form whose coefficients are measures which aredom<strong>in</strong>ated by the trace measure s n . Thus, by the dom<strong>in</strong>ated convergence theorem,(L r k − L)S n = u k S n tends to 0 as k → ∞ and n is fixed. On the other hand, LS nconverges to LS because L is cont<strong>in</strong>uous. It follows that some subsequence L r k(n) S nconverges to LS.⊓⊔Corollary 5.2.5 In the moduli space Mod d the support of the bifurcation measureµ bif is conta<strong>in</strong>ed <strong>in</strong> Shi ∩ Hyp.Proof. Use Remark 2.1.3 to work with families and then apply Theorem 5.2.3. For0 < r < 1 <strong>one</strong> gets Supp µ bif ⊂ Hyp and for r = 1 Supp µ bif ⊂ Shi ⊓⊔Let us end this subsection with a few remarks.We first notice that the above arguments yields a rather simple proof of the existenceof Shishikura maps, the orig<strong>in</strong>al proof uses quasi-conformal surgery.Also, comb<strong>in</strong><strong>in</strong>g the above Corollary with Proposition 5.1.3 <strong>one</strong> sees that rigidLattès maps are accumulated by Shishikura’s maps or by hyperbolic maps. Thislast <strong>in</strong>formation apparently answers a question raised by Michel Herman.Theorem 5.2.3 rema<strong>in</strong>s true, with the same proof, if <strong>one</strong> replace the <strong>in</strong>tegrals by∫m∧[P er n (r 1 e iθ 1)] ∧ [P er kj (n)(r j e iθ j)] dθ 1 · · · dθ m[0,2π] mj=2where 0 < r j ≤ 1 for 1 ≤ j ≤ m. As a consequence, if α + ν = m and P α,ν is the setof parameters λ such that f λ has ν dist<strong>in</strong>ct attract<strong>in</strong>g cycles and ν dist<strong>in</strong>ct neutralcycles Then Supp µ bif is conta<strong>in</strong>ed <strong>in</strong> the closure of P α,ν .78


5.2.3 Shishikura parameters with chosen multipliersAs Theorem 4.2.9 shows, polynomial with a neutral cycle of a given multiplier aredense <strong>in</strong> the support of the bifurcation current. We believe that a similar propertyis still true for the bifurcation measure which means that Shishikura parameterswith arbitrarily fixed multipliers should be dense <strong>in</strong> the support µ bif . The follow<strong>in</strong>gresult goes <strong>in</strong> this direction.Theorem 5.2.6 Denote by p(f) (resp. s(f), c(f)) the number of dist<strong>in</strong>ct parabolic(resp. Siegel, Cremer) cycles of f ∈ Mod d . ThenSupp µ bif ⊂ {f ∈ Mod d / p(f) = p, s(f) = s and c(f) = c}for any triple of <strong>in</strong>tegers p, s and c such that p + s + c = 2d − 2.The proof is essentially based on Lemma 5.1.5 and Mañé-Sad-Sullivan theorem.More precisely we will use the follow<strong>in</strong>gLemma 5.2.7 Let E be a dense subset of [0, 2π]. Then for any <strong>holomorphic</strong> familyof degree d rational map (f λ ) Mthe setis dense <strong>in</strong> the bifurcation locus.∪ n ∪ θ∈E P er n (e iθ )Proof. Use Mañé-Sad-Sullivan theorem or Theorem 4.2.5 with r = 1.⊓⊔Let us now prove Theorem 5.2.6. We restrict ourself to Mod 2 . The general caserequires to use a slic<strong>in</strong>g argument, we refer to [BB1] for details.Proof. Let E 1 and E 2 be two dense subsets of [0, 2π]. Let λ 0 be a po<strong>in</strong>t <strong>in</strong> thesupport of µ bif and U 0 be an arbitrarily small neighbourhood of λ 0 . By Lemma5.2.7, the support of the bifurcation current dd c L is accumulated by <strong>holomorphic</strong>discs conta<strong>in</strong>ed <strong>in</strong> ∪ n ∪ θ∈E1 P er n (e iθ ). Among such discs, let us consider those whichgo through U 0 and pick <strong>one</strong> disc Γ 1 on which the Lyapunov function L is not harmonic.Such a disc exists s<strong>in</strong>ce otherwise, accord<strong>in</strong>g to lemma 5.1.5, the measureµ bif would vanish on U 0 . The bifurcation locus of (f λ ) Γ1is not empty and thus, toget a Shishikura parameter <strong>in</strong> U 0 with multipliers e iθ 1and e iθ 2where θ j ∈ E j , itsuffices to apply aga<strong>in</strong> Lemma 5.2.7 with the dense set E 2 to the family (f λ ) Γ1. ⊓⊔5.3 The support of the bifurcation measureIn this section we will show <strong>in</strong> which sense the support of the bifurcation measure<strong>in</strong> Mod d can be consider as a strong-bifurcation locus.79


5.3.1 A transversality resultTransversality statements play a very important role for understand<strong>in</strong>g the structureof parameter spaces. We have alrady encounter such results like for <strong>in</strong>stanceLemma 4.3.3 or the Fatou-Shishikura <strong>in</strong>equality. We refer to the fundamental workof Epste<strong>in</strong> [Eps2] for a general and synthetic treatement of transversality problems<strong>in</strong> homorphic <strong>dynamics</strong>.All the results presented here are true <strong>in</strong> Rat d or <strong>in</strong> the moduli spaces Mod d . Forsimplicity we shall restrict ourself to the moduli space Mod 2 which will be treatedas a <strong>holomorphic</strong> family (f λ ) λ∈C 2 (see Theorem 2.2.8). We shall also assume, tosimplify the exposition, to have two marked critical po<strong>in</strong>ts c j (λ) j = 1, 2.Assume that f 0 ∈ Mod 2 is strongly Misiurewicz. This means that there existstwo repell<strong>in</strong>g cyclesand an <strong>in</strong>teger k 0 ≥ 1 such thatfor j = 1, 2.C j (0) := {z j (0), · · ·, f n j−10 (z j (0))}f k 00 (c j (0)) = z j (0) but c j (0) /∈ C j (0)By the implicit function theorem, we may follow the cycles C j on a small ballB(0, r) centered at the orig<strong>in</strong>. Writt<strong>in</strong>g C j (λ) := {z j (λ), · · ·, f n j−1λ(z j (λ))} the cyclescorrespond<strong>in</strong>g to the parameter λ ∈ B(0, r), we may def<strong>in</strong>e an important tool forstudy<strong>in</strong>g the parameter space near f 0 .Def<strong>in</strong>ition 5.3.1 The map χ : B(0, r) → C 2 def<strong>in</strong>ed byλ ↦→ ( f k 0λ (c j(λ)) − z j (λ) ) j=1,2is called activity map near the Misiurewicz parameter f 0 .As we shall see, thanks to the next result, the activity map will allow to transfer<strong>in</strong>formations from the dynamical space of f 0 to the parameter space.Theorem 5.3.2 The activity map χ near a strongly Misiurewicz parameter f 0 islocally <strong>in</strong>vertible.This Theorem was proved by Buff and Epste<strong>in</strong> (see [BE]) <strong>in</strong> the general sett<strong>in</strong>gof Rat d . In that case <strong>one</strong> has to assume that f 0 is not a flexible Lattès map (suchmaps do not exist <strong>in</strong> degree two). The proof of Buff and Epste<strong>in</strong> uses quadraticdifferentials thechniques. We shall prove here a weaker statement which is due toGauthier ([G]) and is sufficent for the applications we have <strong>in</strong> m<strong>in</strong>d.80


Theorem 5.3.3 The activity map χ near a strongly Misiurewicz parameter f 0 islocally proper.The proof of that result is based on more classical arguments go<strong>in</strong>g back toSullivan (see also [vS] or [A]). The key po<strong>in</strong>t relies on the folow<strong>in</strong>g Lemma.Lemma 5.3.4 All <strong>holomorphic</strong> curve conta<strong>in</strong>ed <strong>in</strong> M iss consists of flexible Lattèsmaps.Proof. Assume to the contrary that (f λ ) λ∈Dis a <strong>holomorphic</strong> family parametrizedby a <strong>one</strong>-<strong>dimensional</strong> disc which is consist<strong>in</strong>g of strongly Misiurewicz parametersand such that the f λ are not flexible Lattès maps.Then the Julia set of f λ co<strong>in</strong>cides with P 1 for all λ ∈ D and, accord<strong>in</strong>g to aTheorem of Mañé-Sad-Sullivan (see [MSS] Theorem B), there exists a quasiconformal<strong>holomorphic</strong> motion Φ : D × P 1 → P 1 which conjugates f λ to f 0 on P 1 . Let usdenote by µ λ the Beltrami form satisfy<strong>in</strong>g∂Φ λ∂¯z= µ λ ∂Φ λ. ∂zThere exists λ 1 ∈ D \{0} for which the support of µ λ 1has strictly positive Lebesguemeasure. Indeed, if this would not be the case, f λ would be <strong>holomorphic</strong>ally conjugatedto f 0 for all λ ∈ D. Then the Julia set of f λ1 carries an <strong>in</strong>variant l<strong>in</strong>e fieldand thus f λ1 is a flexible Lattès map (see [BM] Theorem VII. 22 and [Mc] corollary3.18). This is a contradiction. ⊓⊔We may now easily prove Theorem 5.3.3Proof. Let us first establish that at least <strong>one</strong> critical po<strong>in</strong>t must be activ. Assumeto the contrary that both critical po<strong>in</strong>ts are passiv around f 0 . Then, accord<strong>in</strong>g toLemma 3.1.17, f λ is strongly Misiurewicz for all λ ∈ B(0, r) after maybe reduc<strong>in</strong>g r.Cutt<strong>in</strong>g B(0, r) by a disc D pass<strong>in</strong>g through the orig<strong>in</strong> we obta<strong>in</strong>, by lemma 5.3.4,a disc of flexible Lattès maps. S<strong>in</strong>ce this is impossible <strong>in</strong> Mod 2 (and by assumption<strong>in</strong> other cases) we have reached a contradiction and proved that at least <strong>one</strong> criticalpo<strong>in</strong>t, say c 1 , is activ at f 0 .The activity of c 1 means that χ −11 (0) has codimension <strong>one</strong>. The conclusion isobta<strong>in</strong>ed by repeat<strong>in</strong>g the argument on the hypersurface χ −11 (0). ⊓⊔5.3.2 The bifurcation measure and strong-bifurcation lociWe want to establish that the <strong>in</strong>clusion Supp µ bif ⊂ Shi∩M iss obta<strong>in</strong>ed <strong>in</strong> subsection5.2.2 is actually an equality. This is the reason for which we shall consider thesupport of the bifurcation measure as a strong-bifurcation locus. This is essentiallya consequence of the follow<strong>in</strong>g result due to Buff and Epste<strong>in</strong> [BE].81


Theorem 5.3.5 In the moduli space Mod d the set of strongly Misiurewicz parametersis conta<strong>in</strong>ed <strong>in</strong> the support of the bifurcation measure: M iss ⊂ Supp µ bif .Corollary 5.3.6 In the moduli space Mod d <strong>one</strong> has Supp µ bif= Shi = M iss.Proof. To simplify the presentation we will work <strong>in</strong> the degree 3 polynomial family(Pc,a)(c,a)∈C 2 . As usual we write λ the parameter (c, a) and c 1 (λ), c 2 (λ) the markedcritical po<strong>in</strong>ts, the fact that <strong>in</strong> this sett<strong>in</strong>g c 1 = 0 does not play any role here.Assume that p 0 is a strongly Misiuerewicz polynomial. By def<strong>in</strong>ition, there existsan <strong>in</strong>teger k 0 such that p k 00 (c j(0)) =: z j (0) is a repell<strong>in</strong>g periodic po<strong>in</strong>t for j = 1, 2.To get lighter notations we whall assume that the z j (0) are fixed repell<strong>in</strong>g po<strong>in</strong>ts.We denote by z j (λ) the repelll<strong>in</strong>g fixed po<strong>in</strong>ts which are obta<strong>in</strong>ed by <strong>holomorphic</strong>allymov<strong>in</strong>g z j (0) on some neighbourhood of the orig<strong>in</strong> and by w j (λ) the correspond<strong>in</strong>gmultipliers. Observe that |w j (λ)| ≥ a > 1 on a sufficently small neighbourhoodof 0.The activity map χ (see def<strong>in</strong>ition 5.3.1) may be written: χ = (χ 1 , χ 2 ) whereχ j (λ) = p k 0λ(c j(λ)) − z j (λ).We will use here Theorem 5.3.2 and assume that χ is locally <strong>in</strong>vertible at theorig<strong>in</strong>. It is possible adapt the proof for us<strong>in</strong>g the weaker transversality statementgiven by Theorem 5.3.3). For this <strong>one</strong> uses the fact that the sets obta<strong>in</strong>ed by rescal<strong>in</strong>gthe ramifiction locus of χ are not charged by the measure µ bif and, thanks tosome Besicovitch cover<strong>in</strong>g argument, reduces the problem to some estimate similarto those which we will now perform <strong>in</strong> the <strong>in</strong>vertible case. We refer to te papers[BE] and [G] for details.Let us denote by D 2 (0, ɛ) the bidisc centered at the orig<strong>in</strong> and of multiradius(ɛ, ɛ) <strong>in</strong> C 2 . For ɛ small enough we may def<strong>in</strong>e a sequence of rescal<strong>in</strong>gby sett<strong>in</strong>g δ n (x) := χ −1 (δ n : D 2 (0, ɛ) → Ω n). To prove the Theorem, it suffices to showx 1, x 2w 1 (0) w 2 (0)that µ bif (Ω n ) > 0 for all n. The crucial po<strong>in</strong>t of the proof is revealed by the follow<strong>in</strong>gcomputations.∫∫2µ bif (Ω n ) = Tbif ∫Ω 2 = δn ⋆ (T 1 + T 2 ) 2 ≥ δn ⋆ (T 1 ∧ T 2 ) =n D 2 (0,ɛ)D 2 (0,ɛ)∫= δn ⋆ [dd c g λ (c 1 (λ)) ∧ dd c g λ (c 2 (λ))]D 2 (0,ɛ)82


us<strong>in</strong>g the homogeneity property of the Green function(g λ (c j (λ)) = 3 −(k0+n) g λ pk 0 +nλ(c j (λ)) )<strong>one</strong> thus gets∫2 · 3 (k0+n) µ bif (Ω n ) ≥∫=D 2 (0,ɛ)δn⋆D 2 (0,ɛ)[dd c g λ ◦ p k 0+nλ(c 1 (λ)) ∧ dd c g λ ◦ p k 0+nλ(c 2 (λ)) ] =dd c g δn(x) ◦ p k 0+nδ n(x) (c 1(δ n (x))) ∧ dd c g δn(x) ◦ p k 0+nδ n(x) (c 2(δ n (x))).Let us express the quantities p k 0+nδ (c n(x) j(δ n (x)) by us<strong>in</strong>g the activity map χ. Bydef<strong>in</strong>ition we have p k 0+nλ(c j (λ)) = p n λ (z j(λ) + χ j (λ)) and thus(p k 0+nδ (c n(x) j(δ n (x))) = p n δ n(x) z j (δ n (x)) +x )j.w j (0) nTo conclude, we momentarily admit the follow<strong>in</strong>g()Claim: p n δ n(x)z j (δ n (x)) +x jw jis uniformly converg<strong>in</strong>g to some local biholomorphismψ j : C, 0 → P 1 , zj(0) n(0).As the Green function g λ (z) is cont<strong>in</strong>uous <strong>in</strong> (λ, z), the Claim implies that g δn(x)◦p k 0+nδ (c n(x) 2(δ n (x))) uniformly converges towards g 0 (ψ 0 (x j )) and our estimate yields∫lim <strong>in</strong>fnµ bif (Ω n ) ≥D 2 (0,ɛ)dd c g 0 (ψ 1 (x 1 )) ∧ dd c g 0 (ψ 2 (x 2 )) =(∫) (∫)=dd c g 0 dd c g 0 > 0ψ 1 (D(0,ɛ))ψ 2 (D(0,ɛ))where the positivity of the last term follows from the fact that the repell<strong>in</strong>g fixedpo<strong>in</strong>ts z j (0) = ψ j (0) belong to the Julia set of p 0 .It rema<strong>in</strong>s to justify the Claim. Let us write w j (λ) on the form w j (0) (1 + ɛ j (λ)).As ‖δ n (x)‖ ≤ C 1 <strong>one</strong> sees that (1 + ɛa nj (δ n (x))) n is uniformly converg<strong>in</strong>g to 1. Thenp n δ n(x)(z j (δ n (x)) +behaves like p n δ n(x)x )j= p nw j (0) n δ n(x)[z j (δ n (x)) +x jw j (δ n(x)) n ].[z j (δ n (x)) +]x jw j (δ n (x)) (1 + ɛ j(δ n n (x))) nNow let us l<strong>in</strong>earize p λ near the repell<strong>in</strong>g fixed po<strong>in</strong>ts z j (λ). The l<strong>in</strong>earization<strong>holomorphic</strong>ally depends on the parameter λ and <strong>one</strong> gets local biholomorphismsψ j,λ such that ψ j,λ (0) = z j (λ) and83


p λ ◦ ψ j,λ (z) = ψ j,λ (w(λ)z) on B(0,ɛ). |w(λ)|Then the local biholomorphism ψ j of the Claim is simply ψ j,0 .⊓⊔Remark 5.3.7 By Theorem 5.1.4, (T 1 + T 2 ) 2 = 2T 1 ∧ T 2 and therefore the estimate<strong>in</strong> the proof of Theorem 5.3.5 becomes an equality:∫2 · 3 (k0+n) µ bif (Ω n ) =D 2 (0,ɛ)dd c g δn(x) ◦ p k 0+nδ n(x) (c 1(δ n (x))) ∧ dd c g δn(x) ◦ p k 0+nδ n(x) (c 2(δ n (x))).at (strongly) Mi-This allows to estimate the po<strong>in</strong>twise Hausdorff dimension of µ bifsiurewicz parameters.5.3.3 Hausdorff dimension estimatesHere, we will simply mention some further results obta<strong>in</strong>ed by T. Gauthier <strong>in</strong> histhesis (see [G]).Us<strong>in</strong>g the transversality map χ associated to Misiurewicz parameters (see Theorem5.3.3) it is possible to construct a ”transfer map” which copies some pieces ofthe dynamical plane <strong>in</strong>to the parameter space. These tecniques have also been usedby Shishikura for prov<strong>in</strong>g that the boundary of the Mandelbrot set is of Hausdorffdimension 2 and by Tan Lei for prov<strong>in</strong>g that the bifurcation locus <strong>in</strong> any polynomialfamilies has also maximal Hausdorff dimension.This allows to relate the Hausdorff dimension of the strong -bifurcation locus withthe hyperbolic dimension of Misiurewicz parameters. Us<strong>in</strong>g Misiurewicz parameterswhose critical orbits are captured by hyperbolic sets with high Hausdorff dimensionthen gives the follow<strong>in</strong>gTheorem 5.3.8 The strong-bifurcation locus has full Hausdorff dimension.Comb<strong>in</strong><strong>in</strong>g this with Theorem 5.2.6 then yields theCorollary 5.3.9 Denote by p(f) (resp. s(f), c(f)) the number of dist<strong>in</strong>ct parabolic(resp. Siegel, Cremer) cycles of f ∈ Rat d . Let p, s and c be three <strong>in</strong>tegers such thatp + s + c = 2d − 2. Then the set{f ∈ Rat d / p(f) = p, s(f) = s and c(f) = c}is homogeneous and has maximal Hausdorff dimension 2(2d − 2).84


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