securities commission of the bahamas licensees under the ...

SECURITIES COMMISSION OF THE BAHAMASLICENSEES UNDER THE SECURITIES INDUSTRY ACT, 2011Old Fort FinancialName Categories Phone Fax Email Address P. O. Box Registered Personnel1. Dealing in Securities as AgentOffices at Old Fort Bay2. Arranging Dealsshameka.fernander@oldfortfinancial.com; Buidling #4Robert P. Jensen; C. James Schaefer; Shameka3. Managing Securities362-6900 362-6901SP-63771cjames.schaefer@oldfortfinancial.com Western RoadFernander4. Advising on SecuritiesNassau, BahamasOracle Capital Advisors Ltd.1. Managing Securities2. Advising on Securities322-5448 325-5448 info@sterling-bahamas.comPacifico Global Advisors Ltd. 1. Managing Securities 394-4182 394-4183 jorge.moreira@apms-ltd.comSaffrey SquareBank Lane and Bay StreetNassau, BahamasN-9934 Maxim LyutikovHalsbury Commercial CentreNassau, Bahamas SS-19689 Arturo Klein; Karl Hoerkins; Pierre MonnardPasche Bank & Trust LimitedPictet Bank & Trust Limited1. Dealing in Securities as Agent2. Arranging Deals3. Managing Securities4. Advising on Securities1. Dealing in Securities as Agent2. Arranging Deals3. Managing Securities4. Advising on Securities327-1512 327-1514 gschanen@pasche.ch302-2222 327-6610 kmontgomery@pictet.comUnit 1Western Commercial CentreMt. Pleasant VillageWestern RoadNassau, BahamasBayside Executive ParkWest Bay Street & Blake RoadNassau, BahamasAP-59241 Gilles Arnold Schanen; Thamara SaundersN-4837Yves V. Lourdin; Erich W. Messmer; Jan F-C.MezulanikPNC Asset Management Ltd.1. Managing Securities2. Advising on Securities322-4579 325-8445 info@sterling-bahamas.comPriFund Counseil (Bahamas) S.A. 1. Advising on Securities 362-6317 362-5788 eeichmann@bper.ch2nd FloorSuite 205ASaffery Square BuildingN-9934Alan Edward Cole,Elena Emanuela PrandoniLyford Financial CenterLyford Cay #2Nassau, Bahamas SP-63948 Eric EichmannPrivaCapital Management S.A.Private Investment Bank Limited1. Managing Securities2. Advising on Securities1. Dealing in Securities as Agent2. Arranging Deals3. Managing Securities4. Advising on Securities362-4995 362-4996 ltaylor@privatetrustco.com302-5950 302-5970 pibbank@pib.bsNo.3 Offices at Old Fort BayNassau, BahamasDevonshire HouseQueen StreetNassau, BahamasSP-63157N-3918Lana TaylorCarla Roach; Jacqueline Bain; Vanessa Coleby;Glenice Thompson; Jaqueline Bain; Carla Roach;Valerio ZanchiProvidence Advisors LimitedR.I.A.F. LtdRBC Dominion Securities (Global) Limited1. Dealing in Securities as Principal& Agent2. Arranging Deals.3. Managing Securities4. Advising on Securities1. Managing Securities2. Advising on Securities1. Dealing in Securities as Principal& Agent2. Arranging Deals.3. Managing Securities4. Advising on Securities328-7115 328-7129 monique.cooper@providenceadvisors.net601-5334 601-5339 methompson@riafbahamas.com362-6740 362-6744 sofia.mckenzie@rbc.com3rd FloorGoodman's Bay Corporate CentreNassau, BahamasNo. 1 Bay Executive ParkWest Bay StreetNassau, BahamasLyford ManorLyford CayNassau, BahamasAP-59223-409Carrol E. Burrows; Monique N. Cooper; Bradley S.Cunningham; Olive C. Gaitor; Kenwood N. Kerr;Agatha G. Moncur; Florabelle Rodgers; ClaudetteLoretta Estwick; Darcell Christa BainN-3937 Danielle SassonN-3234John R. Bond; Andrew R. McCartney; Sophia E.McKenzie; Carol D. NewboldUpdated as at March 18, 2013