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SECURITIES COMMISSION OF THE BAHAMASLICENSEES UNDER THE SECURITIES INDUSTRY ACT, 2011Name Categories Phone Fax Email Address P. O. Box Registered Personnel1. Dealing in Securities as Agent2. Arranging DealsGoodman's Bay Corporate CentreLombard Odier Darier Hentsch Private Bank &3. Managing Securities302-2100 302-2101 niekia.horton@lodh.comWest Bay Street & Seaview DriveTrust Ltd.4. Advising on SecuritiesNassau, BahamasN-4938 Niekia Horton; Christian Coquoz ; William JardimMacro Bank Limited1. Dealing in Securities as Agent2. Arranging Deals3. Managing Securities4. Advising on Securities327-6418 327-6427 acalvo@macrobank.com.uyCaves Village Pr<strong>of</strong>essional CentreWest Bay StreetNassau, BahamasN-4444 Carlos Calvo Lopez; Alejandro Maciel; Ellen KeyMagellan Securities Limited1. Dealing in Securities as Agent2. Arranging Deals3. Managing Securities4. Advising on Securities326-2700 326-2710 bdavidowski@magellan<strong>securities</strong>.netGoodman's Bay Corporate Centre2nd FloorNassau, BahamasCB-12762Robert DavidowskiMaritime Securities Limited1. Dealing in Securities as Agent2. Arranging Deals3. Managing Securities4. Advising on Securities327-4463 328-0892 tmoss@maritime<strong>securities</strong>.comSuite 200Priderock Corporate CentreBay & East StreetsNassau, BahamasCB-10969Herman R.T. MossMetropolitan Bank (Bahamas) LimitedMignon (Nassau) Limited1. Dealing in Securities as Principal& Agent2. Arranging Deals in Securities1. Managing Securities2. Advising on Securities 327-6618327-6806 327-6617677-1925 394-2142 jacquie.bain@metrobank<strong>bahamas</strong>.comdlt@mignon.bsMillennium Investment Advisors Ltd. 1. Managing Securities 394-4182 394-4183 Jorge.moreira@apms-ltd.comMMG Bank & Trust Ltd.Nordica Investment Management Limited1.Dealing in Securities as Agent2. Managing Securities3. Advising on Securities1. Managing Securities2. Advising on Securities326-2400 322-5567 hea<strong>the</strong>r.bellot@mmgbank.com327-2600 325-8445 acole@sterling-<strong>bahamas</strong>.comSuite 7002nd FloorNew Providence Financial CentreEast Bay St.Nassau, BahamasCaves VillageWest Bay Street & Blake RoadNassau, BahamasHalsbury Commercial CentreVillage RoadNassau, BahaasSuite 102Saffrey SquareBay Street & Bank LaneNassau, BahamasSuite 205ASaffrey SquareBay Street & Bank LaneNassau, BahamasCR-56766AP-59223SS-19689Jacqueline Bain; Brenda McAlpine; IndrawatiGibson; John LawrenceDoro<strong>the</strong>a ThompsonKarl Hoerkens; Pierre M. MonnardN-4889 Ernestine D. Moss; Hea<strong>the</strong>r BellotN-10222 Daniel Hedkrok; Anna HedkrokOctogone Fund Management Limited1. Managing Securities2. Advising on Securities362-4995 3624996 rcm@octogone.com.bsNo. 3 OfficesOld Fort BayNassau, BahamasSP-63157R. Clive MooreUpdated as at March 18, 2013
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