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SECURITIES COMMISSION OF THE BAHAMASLICENSEES UNDER THE SECURITIES INDUSTRY ACT, 2011Name Categories Phone Fax Email Address P. O. Box Registered Personnel1. Dealing in Securities as PrincipalSean Blyden, Ianthe Moxey, Paul Major, Sharon& AgentCharlotte HouseFirstCarribbean International Bank (Bahamas)Deveaux, Bernadette Cartwright, Ingrid Carey,2. Arranging Deals.325-7384 323-1087 sherrylyn.bastian@firstcaribbeanbank.com Shirley & Charlotte StreetsN-3221LImitedRandy Taylor, Marie Rodland-Allen, Catherine3. Managing SecuritiesNassau, BahamasGibson, Gina MacKenzie4. Advising on SecuritiesGEM Global Equities Management S.A.Gems Management LimitedGestfinanz (Bahamas) LimitedGlobal Advisors Partners Ltd.1. Managing Securities2. Advising on Securities1. Managing Securities2. Advising on Securities1. Managing Securities2. Advising on Securities1. Managing Securities2. Advising on Securities677-5270 362-5257 ceo@euro-dutch.com326-1905 326-3839 gems@batelnet.bs356-4114 356-4125 jerome.gomez@gestfinanzbahamas.com362-6006 362-5788 pklonaris@klonarislaw.comTempleton BuildingWest Bay StreetNassau, BahamasNorfolk HouseFrederick StreetNassau, BahamasThe Deanery28 Cumberland StreetNassau, BahamasLyford Financial CentreNassau, BahamasN-9204 Anthony L-M. Inder-RiedenCB-12809N-1991Cedric Carroll; Sheldon Cartwright; TinessaSweeting-Diallo; David ElkriefOliver Camponovo; Franco Rossini; MichaelHalkitisN-7776 Ivano Alliata; Alexaner VancoffGlobal Private Portflio Management Limited1. Managing Securities2. Advising on Securities327-1097 327-1070 gppm@batelnet.bsSuite 232, 2nd Floor,Island Lane Building,Olde Towne, SandyportN-4487Henry A. Podlewski; Micheal I. Slack; ElsworthMossGonet Bank & Trust LimitedGreen Cay Private Client Ltd.Hasenbichler Asset Management Inc.1. Dealing in Securities as Principal& Agent2. Arranging Deals.3. Managing Securities4. Advising on Securities1. Managing Securities2. Advising on Securities1. Managing Securities2. Advising on Securities362-5406 362-5405 pthompson@bankgonet.com362-6400 362-6402 jb@greencay.com.bs 502-7020 393-5002 info@genesisfundservices.comOffices at Old Fort BayWest Bay St.Nassau, BahamasLyford Cay DriveNassau, Bahamas4th Floor308 East Bay StreetP.O. Box N-9058Nassau, BahamasSP-61302Pascal Hammerer ; Reniskha Missick; RaquelJacqueline Duncombe;N-7776 Jane Marie Siebels; Joseph ByrneN-9058 Bernd Michael HasenbichlerHeath Bank & Trust LimitedHolowesko Advisors Ltd.1. Dealing in Securities as Agent2. Arranging Deals3. Managing Securities4. Advising on Securities1. Managing Securities2. Advising on Securities322-3533 322-3537 mmorris@heathbank.com362-7800 362-6733 mholowesko@holoweskopartners.com2nd FloorCumberland House27 Cumberland StreetNassau, BahamasShipston HouseWest Bay StreetLyford CayNassau, BahamasSP-63137Michael Morris; Bonnielyn Adderley;N-7776 Richard Farrington; Mark HoloweskoHottinger Bank & Trust Limited1. Dealing in Securities as Agent2. Arranging Deals3. Managing Securities4. Advising on Securities362-7000 362-7007 compliance@hottingerbank.bsLyford ManorWest Bay StreetNassau, BahamasCB-13012Francis Thompson; Portia Yvette Smith; IngridIndeira Taylor; Bernard Young, Alfred Schaller;Devaughn EdgecombeUpdated as at March 18, 2013
SECURITIES COMMISSION OF THE BAHAMASLICENSEES UNDER THE SECURITIES INDUSTRY ACT, 2011Huber Management LimitedIndependent Advisory Services LimitedItau Bank & Trust Bahamas Ltd.J. Safra Asset Management LimitedName Categories Phone Fax Email Address P. O. Box Registered PersonnelJulius Baer Bank & Trust (Bahamas) Limited1. Managing Securities2. Advising on Securities1. Managing Securities2. Advising on Securities1. Dealing in Securities as Principal& Agent2. Arranging Deals.3. Managing Securities4. Advising on Securities1. Managing Securities2. Advising on Securities1. Dealing in Securities as Agent2. Arranging Deals3. Managing Securities4. Advising on Securities325-4885 323-7284ums@serviceco-bs.com;bh@huberint.com327-6057 327-6058 info@inadservices.com502-3100 328-2750 natasha.moreee@itau.com677-6555 677-6550 w.penino@safra.bs394-9100 394-9140 rochelle.rolle@juliusbaer.com3rd FloorAtlantic HouseLagoon Court Suite 215Olde Town MallSandyportNassau, BahamasCharlotte HouseCharlotte & Shirley StreetsNassau, BahamasBuilding IIIBayside Executive ParkWest Bay Street & Blake RoadNassau, BahamasOcean CentreMontague ForeshoreNassau, BahamasN-529 Bernard HuberSP-63924N-3930CB-10988N-4890Adolfo F. Miranda; Beat WernliIsrael BorbaMaria Tsavousis-Darville;Rochelle Rolle; Jean-MarcAlphonse Fellay; Nicolaus Martin Good; RemoCaderas; Patrick FeuzK.P. Investment Advisors Ltd. 1. Managing Securities 394-4182 394-4183 Jorge.moreira@apms-ltd.comLambda Asset Management1. Managing Securities2. Advising on Securities3631528 3631528 fabio@lambdaam.comHalsbury Commercial CentreKarl Hoerkens; Pierre M. Monnard; MoreiraVillage RoadSS-19689Nassau,7 Venetian Barrow Jorge IsaacBahamasLaneOld Fort BayP.O. Box CR-56766 #218Nassau, Bahamas N-4875 Fabio AlloccoLeno Corporate Services Limited1. Dealing in Securities as Agent2. Arranging Deals3. Managing Securities4. Advising on Securities364-2806 364-5880 slongley@lenocorporateservices.com2nd FloorPineapple PlaceNassau, BahamasN-7535 Sean Longley; Khalil BraithwaiteLibeco Asset Management Ltd. 1. Managing Securities 394-4182 394-4183 jorge.moreira@apms-ltd.comSuite No. 2Halsbury Commercial CenterVillage RoadNassau, BahamasSS-19689Pierre Biraben, Pierre Monnard, Karl HoerkensLighthouse Asset Mangement Ltd.1. Managing Securities2. Advising on Securities327-6594 327-6584 david.thain@lighthouse-am.comCaves VillageWest Bay Street & Blake RoadNassau, BahamasN-3917 David ThainLOM Securities (Bahamas) Limited1. Dealing in Securities as Agent2. Arranging Deals3. Managing Securities4. Advising on Securities323-0032 323-0084 craig.lines@lom.comSuite 309British Colonial Hilton Centre of Commerce1 Bay StreetNassau, BahamasCB-12762Craig Lines; Semoy Scully; Nigel BellUpdated as at March 18, 2013
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