securities commission of the bahamas licensees under the ...

SECURITIES COMMISSION OF THE BAHAMASLICENSEES UNDER THE SECURITIES INDUSTRY ACT, 2011Name Categories Phone Fax Email Address P. O. Box Registered PersonnelSyz & Co. Bank & Trust Limited1. Dealing in Securities as Agent2. Arranging Deals3. Managing Securities4. Advising on Securities327-6633 327-6629 miguel.gonzalez@syzbank.comBayside Executive ParkWest Bay Street & Blake RoadNassau, BahamasN-1089Miguel Gonzalez; Venetia Ruth Dekle-Maura;Jacqueline Townend; Zakiya Dominique ButlerTempleton Global Advisors LimitedThe Bank of Nova ScotiaTrust Company (Bah) Ltd.The Private Trust Corporation LimitedThe Winterbotham Trust Company Ltd.1. Managing Securities2. Advising on Securities1. Dealing in Securities as Principal& Agent2. Arranging Deals.3. Managing Securities4. Advising on Securities1.Dealing in Securities as Agent2. Arranging Deals1. Dealing in Securities as Agent2. Arranging Deals3. Managing Securities4. Advising on Securities362-4600 362-5281 tsands@templeton.com502-5700 326-0991 ravi.jesubatham@scotiatrust.com323-8574 326-8388 acj@privatetrustco.com356-5454 356-9432 nassau@winterbotham.comTempleton HouseLyford CayNassau, BahamasScotia House404 East Bay StreetNassau, BahamasCharlotte HouseShirley & Charlotte StreetsNassau, BahamasWinterbotham PlaceMarlborough & Queen StreetsNassau, BahamasN-7759N-3016N-65N-3026Lisa Myers; James Harper, Cynthia Sweeting,Edgerton Scott III, Matthew NagleSonia Beneby; Robert James Stooke; Yves Martel;John Ravindra Jesubatham; Gerrine McDonald;Lisa Wilcox; Shamini Symonette-GibsonAdrian Crosbie-Jones; Bruno Roberts; Charlene Y.StorrIvan G. Hooper; David Rounce; ChrisopherHooper; Jessica ThornleyTillerman Securities Ltd.1. Dealing in Securities as Principal& Agent2. Arranging Deals.3. Managing Securities4. Advising on Securities356-3244 356-3245 info@TillermanSecurities.com1 George StreetNassau, BahamasSS-19820Hans C. Saunders; Cherisse Forbes; MorelisaNesbitt; Vichell RobertsUBS (Bahamas) Ltd.1. Dealing in Securities as Agent2. Arranging Deals3. Managing Securities4. Advising on Securities394-9300 396-3312 andreas.ito@ubs.comUBS HouseEast Bay StreetNassau, BahamasN-7757Marcia V. Adderley; Jose A.M. Aguilar Millan;Cherise Nottage; Kevin Price; Karen A. Turnquest;Ian Atkins; George Mallis; Andres EscheverryGomez; Marcel Ott; Jamaal Wright; Erick Bruno;Beat Roman Paoletto; Felicia Candacy Boyle-Bazard; Juliana De Campos Oliveira Passos ;Thibaud Halewyck; Fabian Felix Jenny; CarlosD'Alessandro; Marc Mueller; Rene' Baumgartner;Brian Jones; Emmanuel Fiaux; Andreas Ito; JoelOreiller; Gustavo Baeni; Daniel Saralegui; GayleCarter-Whyms; Thomas Gossele.Union Bancaire Privee (Bahamas) Limited1. Dealing in Securities as Agent2. Arranging Deals3. Managing Securities4. Advising on Securities362-4207 362-4338 edy@ubp.ch5th FloorLyford Cay HouseWest Bay StreetNassau, BahamasN-7529Eric M. Dyer; Vandyke Saunders; Peter Butler;Brenda Powell; Davawn Turner; Paul Russell;Jennifer McPhee; Coffi McPhee;Updated as at March 18, 2013