Dodge & Cox Funds Statutoary Prospectus dated May 1, 2013
Dodge & Cox Funds Statutoary Prospectus dated May 1, 2013 Dodge & Cox Funds Statutoary Prospectus dated May 1, 2013
Important Information About Purchases To help thegovernment prevent the funding of terrorism and moneylaundering activities, federal law requires all financialinstitutions, including the Funds, to obtain, verify, andrecord information that identifies each person who opens anaccount, and to determine whether such person’s nameappears on government lists of known or suspected terroristsand terrorist organizations. For your account to be in goodorder, the Funds must obtain the following information:▪ Name;▪ Date of birth (for individuals);▪ Physical residential address (post office boxes are stillpermitted for mailing); and▪ Social Security Number, Taxpayer IdentificationNumber, or other identifying number.Following receipt of your information, the Funds arerequired to verify your identity. You may be asked toprovide certain other documentation (such as a driver’slicense or a passport) in order to verify your identity.Additional information may be required to open accountsfor corporations and other non-natural persons.The USA PATRIOT Act prohibits the Funds andother financial institutions from opening accountsunless the minimum identifying information listed aboveis received and the Funds can verify your identity. If theFunds are unable to verify your identity, the Funds arerequired to not open your account, close your account,or take other steps the Funds deem reasonable.All purchases are subject to acceptance by a Fund,and the price of the shares will be the NAV which is nextcomputed after receipt by Boston Financial Data Services,or other authorized agent or sub-agent, of the purchase inproper form (see Pricing of Shares). If your payment isnot received or you pay with a check or ACH transferthat does not clear, your purchase will be canceled. Youwill be responsible for any losses or expenses (including a$20 fee) incurred by a Fund or Boston Financial DataServices, and a Fund can redeem shares you own in this oranother identically registered Dodge & Cox Fund accountas reimbursement. The Funds and their agents have theright to reject or cancel any purchase, exchange, orredemption due to nonpayment. All purchases will beinvested in full and fractional shares, and you will receivea confirmation statement.The Funds do not offer their shares for sale outsideof the United States.If you fail to furnish a Fund with your correct andcertified Social Security or Taxpayer IdentificationNumber, the Fund may be required to withhold federalincome tax (backup withholding) from dividends, capitalgain distributions, and redemptions.The Funds and their agents reserve the right toaccept initial purchases by telephone; to cancel or rescindany purchase or exchange (for example, if an account hasbeen restricted due to excessive trading or fraud); to freezeany account and temporarily suspend services on theaccount when notice has been received of a disputebetween the registered or beneficial account owners orthere is reason to believe a fraudulent transaction mayoccur; to otherwise modify the conditions of purchase andany services at any time; or to act on instructions believedto be genuine.HOW TO REDEEM OR EXCHANGE SHARESYou may withdraw any part of your account by sellingshares. The sale price of your shares will be the Fund’snext-determined NAV after Boston Financial DataServices or an authorized agent or sub-agent receives allrequired documents in good order.Good order means that the request includes:▪ Fund name and account number;▪ Amount of the transaction in dollars or shares; (ifredemption is requested by internet or mail, the amountof the transaction may be stated in percentage terms);▪ Signatures of all owners exactly as registered on theaccount (for written requests);▪ Medallion Signature Guarantee, if required (seeMedallion Signature Guarantees);▪ Any certificates you are holding for the account; and▪ Any supporting legal documentation that may be required.Note: for corporate/institutional accounts only, therequired signature(s) must be either (1) Medallionguaranteedand clearly indicate the capacity of the signerto act for the corporation or institution or (2) that of anPAGE 44 ▪ D ODGE & C OX F UNDS
authorized signatory named on a certified corporateresolution dated within the last six months (or a certifiedcorporate resolution and letter of indemnity) thataccompanies the request or is on file with BostonFinancial Data Services.Sale or exchange requests received after the close oftrading on the NYSE (generally 4 p.m. ET) are processedat the next business day’s NAV. No interest will accrueon amounts represented by uncashed redemption checks.The Funds reserve the right to close any account inwhich the balance falls below the minimum initialinvestment.www.dodgeandcox.comBY INTERNETACCOUNT TYPEAll Accounts (Except IRAs, retirement plans, corporate, and certain institutionalaccounts)Visit the Funds’ website at www.dodgeandcox.com and log in to “Account Access” toplace a sell order.All Accounts including IRAs (except retirement plans, corporate, and certaininstitutional accounts)You may exchange shares from a Fund to open an account in another Fund or to add toan existing account with an identical registration.BY MAILRegular Mail:Dodge & Cox Fundsc/o Boston Financial Data ServicesP.O. Box 8422Boston, MA 02266-8422Express, Certifiedor Registered Mail:Dodge & Cox Fundsc/o Boston Financial Data Services30 Dan RoadCanton, MA 02021-2809All AccountsVisit the Funds’ website at www.dodgeandcox.com and download, complete, and mailin the Redemption Request Form for a taxable account or an IRA Distribution RequestForm for an IRA to sell shares. These forms can also be obtained by calling ClientServices at 800-621-3979.Current shareholders may exchange shares into a new account with the sameregistration by providing written instructions. To exchange shares into an account witha different registration (including a different name, address, or taxpayer identificationnumber, you must provide Boston Financial Data Services with written instructionsthat include the Medallion guaranteed signature of all current account owners. SeeMedallion Signature Guarantees and Change in Account Registration and Transferof Shares.Client ServicesMonday–Friday8 a.m.–8 p.m. ETAutomated System7 days a week24 hours a dayBY TELEPHONE800-621-3979All AccountsYou may call Client Services during business hours to sell or exchange shares. You canexchange shares from a Fund to open an account in another Fund or to add to anexisting account with an identical registration.All Accounts (except IRAs, retirement plans, corporate, and certain institutionalaccounts)You may call the automated system at any time to place a sell order.All Accounts Including IRAs (except certain retirement plans, corporate, andcertain institutional accounts)You may exchange shares from a Fund to open an account in another Fund or to add toan existing account with identical registration.Telephone conversations may be recorded or monitored for verification, recordkeeping, and quality-assurance purposes.D ODGE & C OX F UNDS ▪ PAGE 45
- Page 1 and 2: D ODGE & COX F UNDS ®May 1, 2014Li
- Page 3 and 4: DODGE & COX STOCK FUNDINVESTMENT OB
- Page 5 and 6: do not reflect the impact of state
- Page 7 and 8: should expect the Fund’s share pr
- Page 9 and 10: FUND MANAGEMENTDodge & Cox serves a
- Page 11 and 12: PRINCIPAL RISKS OF INVESTINGYou cou
- Page 13 and 14: FUND MANAGEMENTDodge & Cox serves a
- Page 15 and 16: may be invested in below investment
- Page 17 and 18: An investment in the Fund is not a
- Page 19 and 20: DODGE & COX INCOME FUNDINVESTMENT O
- Page 21 and 22: was anticipated, delaying the retur
- Page 23 and 24: DODGE & COX GLOBAL BOND FUNDINVESTM
- Page 25 and 26: “junk” securities, have specula
- Page 27 and 28: The Fund’s past performance (befo
- Page 29 and 30: INVESTMENT OBJECTIVES, PRINCIPAL IN
- Page 31 and 32: y non-U.S. companies from at least
- Page 33 and 34: apidly changing economic, market, a
- Page 35 and 36: securities rated Baa or BBB or belo
- Page 37 and 38: lower interest rates, resulting in
- Page 39 and 40: DISCLOSURE OF PORTFOLIO HOLDINGSA c
- Page 41 and 42: successful, hedging strategies may
- Page 43 and 44: also include futures contracts that
- Page 45: HOW TO PURCHASE SHARES (continued)I
- Page 49 and 50: If, subsequent to placing a redempt
- Page 51 and 52: fully reflect their fair value. The
- Page 53 and 54: PRICING OF SHARESThe share price (n
- Page 55 and 56: from the account. These accounts ar
- Page 57 and 58: GLOBAL STOCK INVESTMENT POLICY COMM
- Page 59 and 60: FIXED INCOME INVESTMENT POLICY COMM
- Page 61 and 62: Code of Ethics Dodge & Cox has adop
- Page 63 and 64: Important Note: The services descri
- Page 65 and 66: DODGE & COX BALANCED FUNDYear Ended
- Page 68: D ODGE & COX F UNDS ®FOR MORE INFO
Important Information About Purchases To help thegovernment prevent the funding of terrorism and moneylaundering activities, federal law requires all financialinstitutions, including the <strong>Funds</strong>, to obtain, verify, andrecord information that identifies each person who opens anaccount, and to determine whether such person’s nameappears on government lists of known or suspected terroristsand terrorist organizations. For your account to be in goodorder, the <strong>Funds</strong> must obtain the following information:▪ Name;▪ Date of birth (for individuals);▪ Physical residential address (post office boxes are stillpermitted for mailing); and▪ Social Security Number, Taxpayer IdentificationNumber, or other identifying number.Following receipt of your information, the <strong>Funds</strong> arerequired to verify your identity. You may be asked toprovide certain other documentation (such as a driver’slicense or a passport) in order to verify your identity.Additional information may be required to open accountsfor corporations and other non-natural persons.The USA PATRIOT Act prohibits the <strong>Funds</strong> andother financial institutions from opening accountsunless the minimum identifying information listed aboveis received and the <strong>Funds</strong> can verify your identity. If the<strong>Funds</strong> are unable to verify your identity, the <strong>Funds</strong> arerequired to not open your account, close your account,or take other steps the <strong>Funds</strong> deem reasonable.All purchases are subject to acceptance by a Fund,and the price of the shares will be the NAV which is nextcomputed after receipt by Boston Financial Data Services,or other authorized agent or sub-agent, of the purchase inproper form (see Pricing of Shares). If your payment isnot received or you pay with a check or ACH transferthat does not clear, your purchase will be canceled. Youwill be responsible for any losses or expenses (including a$20 fee) incurred by a Fund or Boston Financial DataServices, and a Fund can redeem shares you own in this oranother identically registered <strong>Dodge</strong> & <strong>Cox</strong> Fund accountas reimbursement. The <strong>Funds</strong> and their agents have theright to reject or cancel any purchase, exchange, orredemption due to nonpayment. All purchases will beinvested in full and fractional shares, and you will receivea confirmation statement.The <strong>Funds</strong> do not offer their shares for sale outsideof the United States.If you fail to furnish a Fund with your correct andcertified Social Security or Taxpayer IdentificationNumber, the Fund may be required to withhold federalincome tax (backup withholding) from dividends, capitalgain distributions, and redemptions.The <strong>Funds</strong> and their agents reserve the right toaccept initial purchases by telephone; to cancel or rescindany purchase or exchange (for example, if an account hasbeen restricted due to excessive trading or fraud); to freezeany account and temporarily suspend services on theaccount when notice has been received of a disputebetween the registered or beneficial account owners orthere is reason to believe a fraudulent transaction mayoccur; to otherwise modify the conditions of purchase andany services at any time; or to act on instructions believedto be genuine.HOW TO REDEEM OR EXCHANGE SHARESYou may withdraw any part of your account by sellingshares. The sale price of your shares will be the Fund’snext-determined NAV after Boston Financial DataServices or an authorized agent or sub-agent receives allrequired documents in good order.Good order means that the request includes:▪ Fund name and account number;▪ Amount of the transaction in dollars or shares; (ifredemption is requested by internet or mail, the amountof the transaction may be stated in percentage terms);▪ Signatures of all owners exactly as registered on theaccount (for written requests);▪ Medallion Signature Guarantee, if required (seeMedallion Signature Guarantees);▪ Any certificates you are holding for the account; and▪ Any supporting legal documentation that may be required.Note: for corporate/institutional accounts only, therequired signature(s) must be either (1) Medallionguaranteedand clearly indicate the capacity of the signerto act for the corporation or institution or (2) that of anPAGE 44 ▪ D ODGE & C OX F UNDS
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