1. Introducti<strong>on</strong>This secti<strong>on</strong> explains the purpose of the guidance, the approach it adopts, <strong>and</strong> how to use it tointegrate climate change <strong>and</strong> biodiversity <strong>into</strong> strategic envir<strong>on</strong>mental assessments (SEA). It isassumed that readers will be familiar with the SEA, so it does not introduce the basic SEA process.1.1 Nature <strong>and</strong> purpose of this guidance<strong>Climate</strong> change <strong>and</strong> biodiversity loss are am<strong>on</strong>g the most important envir<strong>on</strong>mental challenges weface today. Both are complex <strong>and</strong> cross-cutting issues, which impact <strong>on</strong> nearly all human activity.This <str<strong>on</strong>g>Guidance</str<strong>on</strong>g> <strong>on</strong> <strong>Integrating</strong> <strong>Climate</strong> <strong>Change</strong> <strong>and</strong> <strong>Biodiversity</strong> <strong>into</strong> Strategic Envir<strong>on</strong>mentalAssessment (‘the guidance’) aims to help improve the c<strong>on</strong>siderati<strong>on</strong> <strong>and</strong> assessment of climatechange <strong>and</strong> biodiversity issues <strong>into</strong> SEAs carried out across the EU Member States, under theDirective 2001/42/EC 2 (‘Strategic Envir<strong>on</strong>mental Assessment’ — ‘the SEA Directive’).The SEA DirectiveThe SEA Directive requires certain publicPPs to undergo an envir<strong>on</strong>mentalassessment before they are adopted.The SEA Directive applies to a wide rangeof public PPs (e.g. <strong>on</strong> l<strong>and</strong> use, transport,energy, waste, agriculture, etc.).PP in the sense of the SEA Directive mustbe prepared or adopted by an authority(at nati<strong>on</strong>al, regi<strong>on</strong>al or local level) <strong>and</strong>be required by legislative, regulatory oradministrative provisi<strong>on</strong>s.The PPs covered by the Directive aresubject to an envir<strong>on</strong>mental assessmentduring their preparati<strong>on</strong>, <strong>and</strong> beforetheir adopti<strong>on</strong>. This includes the drawingup of an envir<strong>on</strong>mental report in whichthe likely significant effects <strong>on</strong> theenvir<strong>on</strong>ment <strong>and</strong> the reas<strong>on</strong>ablealternatives are identified, <strong>and</strong> thecarrying out of c<strong>on</strong>sultati<strong>on</strong>s (with thepublic, the envir<strong>on</strong>mental authorities,<strong>and</strong> with other Member States in thecase of transboundary effects). Theenvir<strong>on</strong>mental report <strong>and</strong> the results ofthe c<strong>on</strong>sultati<strong>on</strong>s are taken <strong>into</strong> accountbefore adopti<strong>on</strong> of the proposed PP.Once a PP is adopted, the envir<strong>on</strong>mentalauthorities <strong>and</strong> the public are informed<strong>and</strong> relevant informati<strong>on</strong> is madeavailable to them. SEA Directive alsorequires m<strong>on</strong>itoring of significantenvir<strong>on</strong>mental effects of the PP in orderto identify unforeseen adverse effects atan early stage of PP implementati<strong>on</strong>.As a legally required <strong>and</strong> specifically defined process,SEAs are an opportunity to systematically integrateclimate change <strong>and</strong> biodiversity in a st<strong>and</strong>ardisedapproach <strong>into</strong> plans <strong>and</strong> programmes (PPs) across the EU.This is an opportunity that cannot be missed if Europe is toachieve its envir<strong>on</strong>ment <strong>and</strong> development objectives.This guidance addresses the specific issues <strong>and</strong> challengesthat climate change <strong>and</strong> biodiversity bring to SEA;complementary guidance was prepared <strong>on</strong> the integrati<strong>on</strong>of climate change <strong>and</strong> biodiversity <strong>into</strong> envir<strong>on</strong>mentalimpact assessments (EIA). The SEA guidance is designed tobe used by competent authorities <strong>and</strong> policymakers,planners, SEA practiti<strong>on</strong>ers <strong>and</strong> other stakeholders acrossthe Member States <strong>and</strong> c<strong>and</strong>idate countries.This guidance highlights how you need to integrate climatechange <strong>and</strong> biodiversity issues effectively <strong>into</strong> the SEAprocess. It is arranged in a way that will encourage usersto think about how important climate change <strong>and</strong>biodiversity — as assessment issues — are likely to be fora specific PP <strong>and</strong> SEA processes.This guidance applies to SEAs carried out for differenttypes of PPs, <strong>and</strong> their revisi<strong>on</strong>s, required under theDirective — it is therefore inevitably generic. It is alsointended to apply across all the Member States <strong>and</strong> theirrespective legislative <strong>and</strong> governance structures, <strong>and</strong> tosupplement rather than c<strong>on</strong>flict with any nati<strong>on</strong>al SEA2 Directive 2001/42/EC of the European Parliament <strong>and</strong> of the Council of 27 June 2001 <strong>on</strong> the assessment of the effects of certain plans<strong>and</strong> programmes <strong>on</strong> the envir<strong>on</strong>ment, OJ L 197, 21.7.2001, p.30.12 <str<strong>on</strong>g>Guidance</str<strong>on</strong>g> <strong>on</strong> integrating climate change <strong>and</strong> biodiversity <strong>into</strong> SEA
guidance.Since it is the first such type of guidance issued by theEuropean Commissi<strong>on</strong>, <strong>and</strong> climate change <strong>and</strong> biodiversityscientific base, policies, <strong>and</strong> SEA practices c<strong>on</strong>stantlyevolve, it should be c<strong>on</strong>sidered as a pilot guidancedocument. Subsequent amended versi<strong>on</strong>s are expected asexperience with the process is gained. These may includemore specific guidance <strong>on</strong> integrating disaster riskmanagement.1.2 How to use this guidanceUsers can either review the entire document at <strong>on</strong>ce, orskip directly to secti<strong>on</strong>s of specific interest. It is assumedthat readers will already have a reas<strong>on</strong>able underst<strong>and</strong>ingof the SEA process, methodologies <strong>and</strong> techniques used inSEAs.Secti<strong>on</strong> 2: <strong>Climate</strong> change <strong>and</strong> biodiversity in SEA —provides background <strong>on</strong> the issues <strong>and</strong> their legal <strong>and</strong>practical relati<strong>on</strong>ship with SEA. It also shows the benefits ofearly c<strong>on</strong>siderati<strong>on</strong> of climate change <strong>and</strong> biodiversity inSEAs.Secti<strong>on</strong> 3: Underst<strong>and</strong>ing climate change <strong>and</strong> biodiversity— gives users a basic underst<strong>and</strong>ing of the climate change<strong>and</strong> biodiversity issues to enable them to integrate the right issues <strong>into</strong> the SEA.Secti<strong>on</strong> 4: What are the key climate change <strong>and</strong> biodiversity issues? — identifies the key issues <strong>on</strong>climate change mitigati<strong>on</strong>, adaptati<strong>on</strong> <strong>and</strong> biodiversity — i.e. how to scope these issues in SEAs.Secti<strong>on</strong> 5: How to assess effects related to climate change <strong>and</strong> biodiversity in SEA? — practical tips<strong>on</strong> how to assess climate change <strong>and</strong> biodiversity related effects in SEAs.1.2.1 Annexes, tools <strong>and</strong> other supportThree Annexes provide additi<strong>on</strong>al sources of informati<strong>on</strong> <strong>and</strong> tools. Annex 1 <strong>and</strong> Annex 2 providefurther informati<strong>on</strong> <strong>and</strong> data that could be useful to support the SEA process, <strong>and</strong> integratingclimate change <strong>and</strong> biodiversity in particular. Annex 3 summarises key tools <strong>and</strong> approaches thatcan be used to support the assessment of climate change <strong>and</strong> biodiversity as part of the SEA.1.2.2 Navigating the guidanceExisting guidance documents: SEA<strong>and</strong> climate changeSeveral general guidance documents <strong>on</strong>SEA <strong>and</strong> climate change have alreadybeen issued by Member States or otherorganisati<strong>on</strong>s. While they are tailored forspecific users, they can be useful toc<strong>on</strong>sult for supplementary informati<strong>on</strong>:• Opportunities for <strong>Integrating</strong><strong>Climate</strong> <strong>Change</strong> C<strong>on</strong>cerns <strong>into</strong>Regi<strong>on</strong>al Planning through StrategicEnvir<strong>on</strong>mental Assessment (theINTERREG IVC project, Regi<strong>on</strong>s forSustainable <strong>Change</strong>, 2011)• Strategic Envir<strong>on</strong>mental Assessment<strong>and</strong> climate change: <str<strong>on</strong>g>Guidance</str<strong>on</strong>g> forpractiti<strong>on</strong>ers (the Envir<strong>on</strong>mentAgency for Engl<strong>and</strong> <strong>and</strong> Wales,2011)• SEA Topic <str<strong>on</strong>g>Guidance</str<strong>on</strong>g> for Practiti<strong>on</strong>ers(the <strong>Climate</strong> <strong>Change</strong> CountrysideCouncil for Wales, revised 2007)• The C<strong>on</strong>siderati<strong>on</strong> of ClimacticFactors within StrategicEnvir<strong>on</strong>mental Assessment (theScottish Government, 2010)Further informati<strong>on</strong>: Annex 1The figure overleaf gives an overview of the guidance, <strong>and</strong> shows how it can be applied throughoutthe SEA process, as outlined by the SEA Directive.<str<strong>on</strong>g>Guidance</str<strong>on</strong>g> <strong>on</strong> integrating climate change <strong>and</strong> biodiversity <strong>into</strong> SEA 13