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SECURITIES COMMISSION OF THE BAHAMASLICENSEES UNDER THE SECURITIES INDUSTRY ACT, 2011Name Categories Phone Fax Email Address P. O. Box Registered PersonnelCFAL Securities Ltd.1. Dealing in Securities as Principal& Agent2. Arranging Deals.3. Managing Securities4. Advising on Securities502-7010 356-3677 sthurtston@cfal.com4th Floor308 East BayEast Bay StreetNassau, BahamasCB-12407Anthony Ferguson; Shafegah Duncanson, PamelaQuise Musgrove, Sophia Patrice Thurston, TiffanyAngelique Smith; Dwayne Swann; Jamaal Stubbs;Jeanelle Christal Francis; Anna Zervos; KevinBurrows; Giovannah EvansCIBC Trust Company (Bahamas) Limited1. Dealing in Securities as Agent2. Arranging Deals3. Managing Securities4. Advising on Securities356-1800 322-3692 ben.gillooly@wi.cibc.comGoodman's Bay Corporate CentreWest Bay Street & Seaview DriveNassau, BahamasN-3933 Sean R. Harrington; Carlis Chisolm; Norma MajorCIBC Trust Company (Bahamas) Limited Ancillary Facility 356-1800 322-3692Citco Bank & Trust Company (Bahamas) Ltd.Colonial Pension Services (Bahamas) LimitedCorner Bank (Overseas) LimitedCredit Agricole Suisse (Bahamas) Ltd.1. Dealing in Securities as Principal& Agent2. Arranging Deals.3. Managing Securities4. Advising on Securities1. Dealing in Securities as Agent2. Arranging Deals3. Managing Securities4. Advising on Securities1. Managing Securities2. Advising on Securities1. Dealing in Securities as Agent2. Arranging Deals3. Managing Securities4. Advising on Securitiesben.gillooly@wi.cibc.comcarlis.chisholm@wi.cibc.com502-5300 394-0701 clientdesknassau@citco.com502-7526 502-7501 Larry.Gibson@atlantichouse.com.bs394-4977 394-5264 infobank@corner.bs502-8100 502-8166 Anjamarie.charles@ca-suisse.bsGoodman's Bay Corporate CentreNassau, BahamasOne Montaque PlaceEast Bay StreetNassau, Bahamas2nd FloorAtlantic HouseCollins AvenueNassau, Bahamas1st Floor308 East Bay StreetNassau, BahamasGoodman's Bay Corporate CentreWest Bay Street & Seaview DriveNassau, BahamasN-3933 Carlis ChisholmN-4906SS-6246Natasha M. Dean; Tamar M. Armbrister-Delancey;Lyla A. Hepburn; Rupert WalleLarry Gibson; Desiree L. ParkerN-7134 Colyn Roberts, Michelle ClivioN-3015Anjamarie Charles, Claude Lussier, FontellaChipman, Jennifer Rolle-Cox, Antoine Candiotti;Michelle Jones; Carla ArmbristerThis document is the property of the Securities Commission of The Bahamas 4 May 31, 2013

SECURITIES COMMISSION OF THE BAHAMASLICENSEES UNDER THE SECURITIES INDUSTRY ACT, 2011Name Categories Phone Fax Email Address P. O. Box Registered PersonnelCredit Suisse AG ( Nassau Branch) Ltd.1. Dealing in Securities as Principal& Agent2. Arranging Deals.3. Managing Securities4. Advising on Securities356-8100 326-6589 jeunesse.osadebay@credit-suisse.com4th FloorThe Bahamas Financial CentreShirley & Charlotte StreetsNassau, BahamasN-4928Locksley Virgil Knowles II; Muriel Mackey; AndreComery; Delric Beneby; Michael Ranson, ShardonHanna, Bernadette Heastie, Aisha Johnson, SandraHeastie-Wells; Sheena Deveaux; AlexandreSampedro; Marco Fuoco Junior; Tonice Hamilton;Doreen Pratt; Renato de Matos; BrennetteFerguson; Valentino Brown; Latoya Gibson;Marcio Claudino Macedo; Sergios dos Santos;Philippe Szymanowski; Leonardo Brayner; CarloAzzi; Daniel Marc Brunner; Jeunesse OsadebayBullard; Ezzard Charles; Francisco Goncalves;Steven Mackey; Juan ZatarainCredit Suisse Brazil (Bahamas) Ltd.1. Dealing in Securities as Principal& Agent2. Arranging Deals.3. Managing Securities4. Advising on Securities302-4000 302-4049 doreen.pratt@csfb.comThe Bahamas Financial CentreShirley & Charlotte StreetsNassau, BahamasN-3241Doreen A. Pratt; Tonice Hamilton; Marco Fuocco;Renato de Matos, Marcio Claudino Macedo;Delric Benebyde la Fontaine & Associates Ltd. 1. Managing Securities 394-0128 394-4183 Jorge.moreira@amps-ltd.comHalsbury Commercial CentreVillage RoadNassau, BahamasSS-19689Ralf Huber, Pierre Monnard; Karl HoerkensDeltec Bank & Trust Ltd.1. Dealing in Securities as Agent2. Arranging Deals3. Managing Securities4. Advising on Securities302-4100 362-4623 tis@deltecbank.comDeltec HouseLyford CayNassau, BahamasN-3229Terrance Girling; David McNaughtan; James Moss;Sherene Saunders; Lianne Johnson; DamianEustan ForbesEFG Bank & Trust (Bahamas) Ltd.1. Dealing in Securities as Principal& Agent2. Arranging Deals.3. Managing Securities4. Advising on Securities502-5400 502-5428 theresa.haven-adderley@efgbank.com2nd FloorCentre of Commerce1 Bay StreetNassau, BahamasSS-6289Karen Pinder,Edward Cooper,RosalynD'Aleyn,Robert Morrison,ChristopherSouthgate,Miles Evans,Jaspreet Dhaliwal, JamesFrancisco Stewart; Brent Haines; Vivienne Watts;Theresa Haven-Adderley; Luciana SilveraPerdoma, Jorge Zeballos, Andrew Raenden;Ludovic Jaques Chechin-LaurensElco Securities Limited1. Dealing in Securities as Agent2. Arranging Deals3. Managing Securities4. Advising on Securities367-2558 367-2568 elcobank@batelnet.bsLoyalist Plaza,Don Mackey Boulevard,Marsh Harbour, AbacoAB-20377John D. Benjamin; Ellison Collie; Lawrence Collie;David Hoang, Linda Caroline LeanardonThis document is the property of the Securities Commission of The Bahamas 5 May 31, 2013

SECURITIES COMMISSION OF THE BAHAMASLICENSEES UNDER THE SECURITIES INDUSTRY ACT, 2011Eurobanco Bank LimitedName Categories Phone Fax Email Address P. O. Box Registered PersonnelEuro-Dutch Trust Company (Bahamas) Limited1. Dealing in Securities as Agent2. Arranging Deals3. Managing Securities4. Advising on Securities1. Dealing in Securities as Agent2. Arranging Deals3. Managing Securities4. Advising on Securities327-4157 327-4159 ebenitez@eurobancobankltd.com325-1033 323-7918 ceo@euro-dutch.comSuite 12Caves Professional CenterWest Bay Street & Blake RoadNassau, BahamasTempleton BuildingLyford CayNassau, BahamasN-1114 Natividad Esther BenitezN-9204Dawn E. Goodwin-Davies; Antonius L. Inder-Rienden; Eric StrachanF.I. Management Ltd.FAB Portfolio Management (Bahamas) Ltd.1. Managing Securities2. Advising on Securities1. Managing Securities2. Advising on Securities502-7020 393-5002 n.silvestri@irv.edu322-5444 325-8445 brunopletscher@gmail.com308 East Bay StreetNassau, BahamasSuite 205ASaffrey Square BuildingBay StreetNassau, The BahamasN-9058 Nicola SilvestriN-9934 Alan Edward Cole, Fabrizio ZanaboniFC Capital Investments Ltd.1. Managing Securities2. Advising on Securities677-9661 356-5875 leo@fccibahamas.comDominion HouseMontrose AvenueNassau, BahamasSS-19027Leo Betschart, Beverly RahmingFG Capital Markets Limited1. Dealing in Securities as Agent2. Arranging Deals3. Managing Securities4. Advising on Securities396-4000 393-1100 info@familyguardian.comFamily Guardian Corporate Centre,East Bay & Shirley StreetsSS-6232Patricia Hermanns; Lyrone Burrows; JohnPercentie Jr.; Cardinal McCardy; Stuart AmbroseKellyFirst Overseas Bank LimitedFirstCarribbean International Bank (Bahamas)LImitedGEM Global Equities Management S.A.Gems Management LimitedGestfinanz (Bahamas) Limited1. Dealing in Securities as Principal& Agent2. Arranging Deals3. Managing Securities4. Advising on Securities1. Dealing in Securities as Principal& Agent2. Arranging Deals.3. Managing Securities4. Advising on Securities1. Managing Securities2. Advising on Securities1. Managing Securities2. Advising on Securities1. Managing Securities2. Advising on Securities327-4775 327-4776 info@firstoverseasbank.com325-7384 323-1087 sherrylyn.bastian@firstcaribbeanbank.com677-5270 362-5257 ceo@euro-dutch.com326-1905 326-3839 gems@batelnet.bs356-4114 356-4125 jerome.gomez@gestfinanzbahamas.comOffice #1, Building #2Caves Village Professional CentreWest Bay StreetNassau, BahamasCharlotte HouseShirley & Charlotte StreetsNassau, BahamasTempleton BuildingWest Bay StreetNassau, BahamasNorfolk HouseFrederick StreetNassau, BahamasThe Deanery28 Cumberland StreetNassau, BahamasCB-11903N-3221Jorge Horacio Shedden; Carlos Patricio WaltonSean Blyden, Ianthe Moxey, Paul Major, SharonDeveaux, Bernadette Cartwright, Ingrid Carey,Randy Taylor, Marie Rodland-Allen, CatherineGibson, Gina MacKenzieN-9204 Anthony L-M. Inder-RiedenCB-12809N-1991Cedric Carroll; Sheldon Cartwright; TinessaSweeting-Diallo; David ElkriefOliver Camponovo; Franco Rossini; MichaelHalkitisThis document is the property of the Securities Commission of The Bahamas 6 May 31, 2013

SECURITIES COMMISSION OF THE BAHAMASLICENSEES UNDER THE SECURITIES INDUSTRY ACT, 2011Name Categories Phone Fax Email Address P. O. Box Registered PersonnelGlobal Advisors Partners Ltd.1. Managing Securities2. Advising on Securities323-1622 323-1622 ivano@globalnassau.com3rd FloorCoin of the Realm BuildingCharlotte StreetNassau, BahamasN-9471 Ivano Alliata; Alexander VancoffGlobal Private Portflio Management Limited1. Managing Securities2. Advising on Securities327-1097 327-1070 gppm@batelnet.bsSuite 232, 2nd Floor,Island Lane Building,Olde Towne, SandyportN-4487Henry A. Podlewski; Micheal I. Slack; ElsworthMossGonet Bank & Trust LimitedGreen Cay Private Client Ltd.Hasenbichler Asset Management Inc.1. Dealing in Securities as Principal& Agent2. Arranging Deals.3. Managing Securities4. Advising on Securities1. Managing Securities2. Advising on Securities1. Managing Securities2. Advising on Securities362-5406 362-5405 pthompson@bankgonet.com362-6400 362-6402 jb@greencay.com.bs 502-7020 393-5002 info@genesisfundservices.comOffices at Old Fort BayWest Bay St.Nassau, BahamasLyford Cay DriveNassau, Bahamas4th Floor308 East Bay StreetP.O. Box N-9058Nassau, BahamasSP-61302Pascal Hammerer ; Reniskha Missick; RaquelJacqueline Duncombe;N-7776 Jane Marie Siebels; Joseph ByrneN-9058 Bernd Michael HasenbichlerHeath Bank & Trust LimitedHolowesko Advisors Ltd.1. Dealing in Securities as Agent2. Arranging Deals3. Managing Securities4. Advising on Securities1. Managing Securities2. Advising on Securities322-3533 322-3537 mmorris@heathbank.com362-7800 362-6733 mholowesko@holoweskopartners.com2nd FloorCumberland House27 Cumberland StreetNassau, BahamasShipston HouseWest Bay StreetLyford CayNassau, BahamasSP-63137N-7776(78)Michael Morris; Bonnielyn Adderley;Richard Farrington; Mark Holowesko; GregoryCleareHottinger Bank & Trust Limited1. Dealing in Securities as Agent2. Arranging Deals3. Managing Securities4. Advising on Securities362-7000 362-7007 compliance@hottingerbank.bsLyford ManorWest Bay StreetNassau, BahamasCB-13012Francis Thompson; Portia Yvette Smith; IngridIndeira Taylor; Bernard Young, Alfred Schaller;Devaughn EdgecombeHuber Management Limited1. Managing Securities2. Advising on Securities325-4885 323-7284ums@serviceco-bs.com;bh@huberint.com3rd FloorAtlantic HouseN-529 Bernard HuberIndependent Advisory Services Limited1. Managing Securities2. Advising on Securities327-6057 327-6058 info@inadservices.comLagoon Court Suite 215Olde Town MallSandyportNassau, BahamasSP-63924Adolfo F. Miranda; Beat WernliThis document is the property of the Securities Commission of The Bahamas 7 May 31, 2013

SECURITIES COMMISSION OF THE BAHAMASLICENSEES UNDER THE SECURITIES INDUSTRY ACT, 2011Itau Bank & Trust Bahamas Ltd.J. Safra Asset Management LimitedName Categories Phone Fax Email Address P. O. Box Registered PersonnelJulius Baer Bank & Trust (Bahamas) Limited1. Dealing in Securities as Principal& Agent2. Arranging Deals.3. Managing Securities4. Advising on Securities1. Managing Securities2. Advising on Securities1. Dealing in Securities as Agent2. Arranging Deals3. Managing Securities4. Advising on Securities502-3100 328-2750 natasha.moreee@itau.com677-6555 677-6550 w.penino@safra.bs394-9100 394-9140 rochelle.rolle@juliusbaer.comCharlotte HouseCharlotte & Shirley StreetsNassau, BahamasBuilding IIIBayside Executive ParkWest Bay Street & Blake RoadNassau, BahamasOcean CentreMontague ForeshoreNassau, BahamasN-3930CB-10988N-4890Israel BorbaMaria Tsavousis-Darville;Rochelle Rolle; Jean-MarcAlphonse Fellay; Nicolaus Martin Good; RemoCaderas; Patrick FeuzK.P. Investment Advisors Ltd. 1. Managing Securities 394-4182 394-4183 Jorge.moreira@apms-ltd.comLambda Asset Management1. Managing Securities2. Advising on Securities3631528 3631528 fabio@lambdaam.comHalsbury Commercial CentreVillage RoadNassau, 7 Venetian Bahamas LaneOld Fort BayP.O. Box CR-56766 #218Nassau, BahamasSS-19689Karl Hoerkens; Pierre M. Monnard; MoreiraBarrow Jorge IsaacN-4875 Fabio AlloccoLeno Corporate Services Limited1. Dealing in Securities as Agent2. Arranging Deals3. Managing Securities4. Advising on Securities364-2806 364-5880 slongley@lenocorporateservices.com2nd FloorPineapple PlaceNassau, BahamasN-7535 Sean Longley; Khalil Braithwaite; Tricetta SmallLibeco Asset Management Ltd. 1. Managing Securities 394-4182 394-4183 jorge.moreira@apms-ltd.comSuite No. 2Halsbury Commercial CenterVillage RoadNassau, BahamasSS-19689Pierre Biraben, Pierre Monnard, Karl HoerkensLighthouse Asset Mangement Ltd.1. Managing Securities2. Advising on Securities327-6594 327-6584 david.thain@lighthouse-am.comCaves VillageWest Bay Street & Blake RoadNassau, BahamasN-3917 David ThainLOM Securities (Bahamas) Limited1. Dealing in Securities as Agent2. Arranging Deals3. Managing Securities4. Advising on Securities323-0032 323-0084 craig.lines@lom.comSuite 309British Colonial Hilton Centre of Commerce1 Bay StreetNassau, BahamasCB-12762Craig Lines; Semoy Scully; Nigel BellThis document is the property of the Securities Commission of The Bahamas 8 May 31, 2013

SECURITIES COMMISSION OF THE BAHAMASLICENSEES UNDER THE SECURITIES INDUSTRY ACT, 2011Name Categories Phone Fax Email Address P. O. Box Registered PersonnelLombard Odier Darier Hentsch Private Bank &Trust Ltd.1. Dealing in Securities as Agent2. Arranging Deals3. Managing Securities4. Advising on Securities302-2100 302-2101 niekia.horton@lodh.comGoodman's Bay Corporate CentreWest Bay Street & Seaview DriveNassau, BahamasN-4938 Niekia Horton; Christian Coquoz ; William JardimMacro Bank LimitedMagellan Securities Limited1. Dealing in Securities as Agent2. Arranging Deals3. Managing Securities4. Advising on Securities1. Dealing in Securities as Agent2. Arranging Deals3. Managing Securities4. Advising on Securities327-6418 327-6427 acalvo@macrobank.com.uy326-2700 326-2710 bdavidowski@magellansecurities.netCaves Village Professional CentreWest Bay StreetNassau, BahamasGoodman's Bay Corporate Centre2nd FloorNassau, BahamasN-4444 Carlos Calvo Lopez; Ellen KeyCB-12762Robert DavidowskiMaritime Securities Limited1. Dealing in Securities as Agent2. Arranging Deals3. Managing Securities4. Advising on Securities327-4463 328-0892 tmoss@maritimesecurities.comSuite 200Priderock Corporate CentreBay & East StreetsNassau, BahamasCB-10969Herman R.T. MossMetropolitan Bank (Bahamas) LimitedMignon (Nassau) Limited1. Dealing in Securities as Principal& Agent2. Arranging Deals in Securities1. Advising on Securities677-1925 394-2142 jacquie.bain@metrobankbahamas.com327-6618327-6806 327-6617dlt@mignon.bsMillennium Investment Advisors Ltd. 1. Managing Securities 394-4182 394-4183 Jorge.moreira@apms-ltd.comMMG Bank & Trust Ltd.Nordica Investment Management Limited1.Dealing in Securities as Agent2. Managing Securities3. Advising on Securities1. Managing Securities2. Advising on Securities326-2400 322-5567 heather.bellot@mmgbank.com327-2600 325-8445 acole@sterling-bahamas.comSuite 7002nd FloorNew Providence Financial CentreEast Bay St.Nassau, BahamasCaves VillageWest Bay Street & Blake RoadNassau, BahamasHalsbury Commercial CentreVillage RoadNassau, BahaasSuite 102Saffrey SquareBay Street & Bank LaneNassau, BahamasSuite 205ASaffrey SquareBay Street & Bank LaneNassau, BahamasCR-56766AP-59223SS-19689Jacqueline Bain; Brenda McAlpine; IndrawatiGibson; John LawrenceDorothea ThompsonKarl Hoerkens; Pierre M. MonnardN-4889 Heather Bellot; Pachridee Hanna-FergusonN-10222 Daniel Hedkrok; Anna HedkrokThis document is the property of the Securities Commission of The Bahamas 9 May 31, 2013

SECURITIES COMMISSION OF THE BAHAMASLICENSEES UNDER THE SECURITIES INDUSTRY ACT, 2011Name Categories Phone Fax Email Address P. O. Box Registered PersonnelProvidence Advisors Limited1. Dealing in Securities as Principal& Agent2. Arranging Deals.3. Managing Securities4. Advising on Securities328-7115 328-7129 monique.cooper@providenceadvisors.net3rd FloorGoodman's Bay Corporate CentreNassau, BahamasAP-59223-409Carrol E. Burrows; Monique N. Cooper; Bradley S.Cunningham; Olive C. Gaitor; Kenwood N. Kerr;Florabelle Rodgers; Claudette Loretta Estwick;Darcell Christa BainR.I.A.F. LtdRBC Dominion Securities (Global) Limited1. Managing Securities2. Advising on Securities1. Dealing in Securities as Principal& Agent2. Arranging Deals.3. Managing Securities4. Advising on Securities601-5334 601-5339 methompson@riafbahamas.com362-6740 362-6744 sofia.mckenzie@rbc.comNo. 1 Bay Executive ParkWest Bay StreetNassau, BahamasLyford ManorLyford CayNassau, BahamasN-3937 Danielle SassonN-3234John R. Bond; Andrew R. McCartney; Sophia E.McKenzie; Carol D. NewboldRIG Investment Advisors Limited1. Dealing in Securities as Agent2. Arranging Deals3. Managing Securities4. Advising on Securities362-7200 362-7210 aroberts@rigadvisors.comWinterbotham PlaceMarlborough & Queen Sts.Nassau, BahamasN-3026 Roberto A. Roberts; Robert IngreyRoyal Fidelity Capital Markets Limited1. Dealing in Securities as Principal& Agent2. Arranging Deals.3. Managing Securities4. Advising on Securities356-7764 326-3000 phillippa.wilson@fidelitybahamas.comFidelity Financial Centre51 Frederick StreetNassau, BahamasCB-12337Michael A. Anderson; Phillipa Ferguson-Wilson;Sherell Woodside; Paulette Lozaique; BelindaPayneRoyal Fidelity Merchant Bank & Trust Limited1. Managing Securities2. Advising on Securities356-7764 326-3000 judy.higgs@fidelitybahamas.comFidelity Financial Centre51 Frederick StreetNassau, BahamasCB-12337Cleora Farquharson; Joseph James EuteneunerRQSI Limited1. Managing Securities2. Advising on Securities502-7020 393-5002 sbain@genesisfundservices.com4th Floor308 East Bay StreetNassau, BahamasN-9058Christopher Wesley Satterfield; Neil PatrickRamsey; Antoine BastianSafra Asset Management (Bahamas) Limited1. Managing Securities2. Advising on Securities677-6555 677-6550 w.penino@safra.bs1st FloorKing's CourtBay StreetNassau, BahamasCB-10988Daniel Nissim Kamkhaji; Israel BorbaScotiabank (Bahamas) Ltd.1. Dealing in Securities as Principal& Agent2. Arranging Deals.3. Managing Securities4. Advising on Securities356-1433 356-1618 robin.scavella@scotiabank.comRawson SquareBay StreetNassau, BahamasN-7518Deno Moss; Marcia Laramore; Robin Scavella;Kevin Teslyk, Lisa Taylor, Penny FergusonScotiabank Caribbean Treasury Limited1. Managing Securities2. Advising on Securities302-2960 328-7432 brodie.townley@scotiabank.comSuite 300British Colonial Hilton Centre of Commerce1 Bay StreetNassau, BahamasN-7518 Brodie TownleyThis document is the property of the Securities Commission of The Bahamas 11 May 31, 2013

SECURITIES COMMISSION OF THE BAHAMASLICENSEES UNDER THE SECURITIES INDUSTRY ACT, 2011Name Categories Phone Fax Email Address P. O. Box Registered PersonnelSerficom Family Office Inc.1. Managing Securities2. Advising on Securities702-2900 362-6186 schanengi@cm-bpgroup.comUnit 1 Commercial CentreMount PleasantWestern New ProvidenceNassau, BahamasAP-59241Elonido Encinar RamirezSociete Generale Private Banking (Bahamas) Ltd.1. Dealing in Securities as Agent2. Arranging Deals3. Managing Securities4. Advising on Securities302-5000 302-6709 loran.sturrup@socgen.com2nd FloorLyford Cay HouseWestern RoadNassau, BahamasN-7785William Bostwick Godet; Janice Anita Johnson;Dominique J. Lefevre; Linda Mackey; TheresseHudsonSwiss America Securities, Ltd.1. Dealing in Securities as Principal& Agent2. Arranging Deals.3. Managing Securities4. Advising on Securities468-6173 324-6963 info@suretrader.comSuite # 17Elizabeth on Bay PlazaElizabeth Ave. & Bay StreetNassau, BahamasEE-17971Phillip Dorsett, Guy GentileSwiss Atlantic S.A.1. Managing Securities2. Advising on Securities356-6430 322-6694 sasa@leadingservices.net2nd Terrace WestCentrevilleNassau, BahamasN-10567 Oliver ChaponnierSwiss Investment Solutions (SIS) Ltd. 1. Managing Securities 601-5345 601-5340 zemira.montemarano@sis-solutions-ltd.comBayside Executive ParkWest Bay Street & Blake RoadNassau, BahamasSP-64111Zemira Montemarano; Michelle MillerSyz & Co. Bank & Trust Limited1. Dealing in Securities as Agent2. Arranging Deals3. Managing Securities4. Advising on Securities327-6633 327-6629 miguel.gonzalez@syzbank.comBayside Executive ParkWest Bay Street & Blake RoadNassau, BahamasN-1089Miguel Gonzalez; Venetia Ruth Dekle-Maura;Jacqueline Townend; Zakiya Dominique Butler;Philippe BurnatTempleton Global Advisors LimitedThe Bank of Nova ScotiaTrust Company (Bah) Ltd.The Private Trust Corporation Limited1. Managing Securities2. Advising on Securities1. Dealing in Securities as Principal& Agent2. Arranging Deals.3. Managing Securities4. Advising on Securities1.Dealing in Securities as Agent2. Arranging Deals362-4600 362-5281 tsands@templeton.com502-5700 326-0991 ravi.jesubatham@scotiatrust.com323-8574 326-8388 acj@privatetrustco.comTempleton HouseLyford CayNassau, BahamasScotia House404 East Bay StreetNassau, BahamasCharlotte HouseShirley & Charlotte StreetsNassau, BahamasN-7759N-3016N-65Lisa Myers; James Harper, Cynthia Sweeting,Edgerton Scott III, Matthew Nagle; NormanBoersma; Michael D'AgrosaSonia Beneby; Robert James Stooke; Yves Martel;John Ravindra Jesubatham; Gerrine McDonald;Lisa Wilcox; Shamini Symonette-GibsonAdrian Crosbie-Jones; Bruno Roberts; Charlene Y.StorrThis document is the property of the Securities Commission of The Bahamas 12 May 31, 2013

SECURITIES COMMISSION OF THE BAHAMASLICENSEES UNDER THE SECURITIES INDUSTRY ACT, 2011The Winterbotham Trust Company Ltd.Name Categories Phone Fax Email Address P. O. Box Registered Personnel1. Dealing in Securities as Agent2. Arranging Deals3. Managing Securities4. Advising on Securities356-5454 356-9432 nassau@winterbotham.comWinterbotham PlaceMarlborough & Queen StreetsNassau, BahamasN-3026Ivan G. Hooper; David Rounce; ChrisopherHooper; Jessica ThornleyTillerman Securities Ltd.1. Dealing in Securities as Principal& Agent2. Arranging Deals.3. Managing Securities4. Advising on Securities356-3244 356-3245 info@TillermanSecurities.com1 George StreetNassau, BahamasSS-19820Hans C. Saunders; Cherisse Forbes; MorelisaNesbitt; Vichell Roberts; Dominique MunroeUBS (Bahamas) Ltd.1. Dealing in Securities as Agent2. Arranging Deals3. Managing Securities4. Advising on Securities394-9300 396-3312 andreas.ito@ubs.comUBS HouseEast Bay StreetNassau, BahamasN-7757Marcia V. Adderley; Jose A.M. Aguilar Millan;Cherise Nottage; Kevin Price; Karen A. Turnquest;Ian Atkins; George Mallis; Andres EscheverryGomez; Marcel Ott; Jamaal Wright; Erick Bruno;Beat Roman Paoletto; Felicia Candacy Boyle-Bazard; Juliana De Campos Oliveira Passos ;Thibaud Halewyck; Fabian Felix Jenny; CarlosD'Alessandro; Marc Mueller; Rene' Baumgartner;Brian Jones; Emmanuel Fiaux; Andreas Ito; JoelOreiller; Gustavo Baeni; Daniel Saralegui; GayleCarter-Whyms; Thomas Gossele.Union Bancaire Privee (Bahamas) Limited1. Dealing in Securities as Agent2. Arranging Deals3. Managing Securities4. Advising on Securities362-4207 362-4338 edy@ubp.ch5th FloorLyford Cay HouseWest Bay StreetNassau, BahamasN-7529Eric M. Dyer; Vandyke Saunders; Peter Butler;Brenda Powell; Davawn Turner; Paul Russell;Jennifer McPhee; Coffi McPhee;Union Bancaire Privee, UBP SA1. Dealing in Securities as Agent2. Arranging Deals3. Managing Securities4. Advising on Securities325-6755 325-6765 edy@ubp.ch5th FloorLyford Cay HouseWest Bay StreetNassau, BahamasN-7529Eric M. Dyer; Brenda Powell; Davawn Turner; VandykeSaunders; Paul Russell; Jennifer McPhee;Coffi McPhee, Peter ButlerVan Daalen International Ltd.1. Managing Securities2. Advising on Securities328-1042 328-1044 vandaalen@coralwave.com3rd FloorKing's CourtBay StreetNassau, BahamasN-1417 Alain KunzThis document is the property of the Securities Commission of The Bahamas 13 May 31, 2013