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Harvard-Yench<strong>in</strong>g Institute"O <strong>Soul</strong>, <strong>Come</strong> <strong>Back</strong>!" A <strong>Study</strong> <strong>in</strong> <strong>The</strong> Chang<strong>in</strong>g <strong>Conceptions</strong> <strong>of</strong> <strong>The</strong> <strong>Soul</strong> and Afterlife <strong>in</strong> Pre-Buddhist Ch<strong>in</strong>aAuthor(s): Y<strong>in</strong>g-Shih YüSource: Harvard Journal <strong>of</strong> Asiatic Studies, Vol. 47, No. 2 (Dec., 1987), pp. 363-395Published by: Harvard-Yench<strong>in</strong>g InstituteStable URL: http://www.jstor.org/stable/2719187Accessed: 03/06/2010 15:34Your use <strong>of</strong> the JSTOR archive <strong>in</strong>dicates your acceptance <strong>of</strong> JSTOR's Terms and Conditions <strong>of</strong> Use, available athttp://www.jstor.org/page/<strong>in</strong>fo/about/policies/terms.jsp. JSTOR's Terms and Conditions <strong>of</strong> Use provides, <strong>in</strong> part, that unlessyou have obta<strong>in</strong>ed prior permission, you may not download an entire issue <strong>of</strong> a journal or multiple copies <strong>of</strong> articles, and youmay use content <strong>in</strong> the JSTOR archive only for your personal, non-commercial use.Please contact the publisher regard<strong>in</strong>g any further use <strong>of</strong> this work. Publisher contact <strong>in</strong>formation may be obta<strong>in</strong>ed athttp://www.jstor.org/action/showPublisher?publisherCode=hyi.Each copy <strong>of</strong> any part <strong>of</strong> a JSTOR transmission must conta<strong>in</strong> the same copyright notice that appears on the screen or pr<strong>in</strong>tedpage <strong>of</strong> such transmission.JSTOR is a not-for-pr<strong>of</strong>it service that helps scholars, researchers, and students discover, use, and build upon a wide range <strong>of</strong>content <strong>in</strong> a trusted digital archive. We use <strong>in</strong>formation technology and tools to <strong>in</strong>crease productivity and facilitate new forms<strong>of</strong> scholarship. For more <strong>in</strong>formation about JSTOR, please contact support@jstor.org.Harvard-Yench<strong>in</strong>g Institute is collaborat<strong>in</strong>g with JSTOR to digitize, preserve and extend access to HarvardJournal <strong>of</strong> Asiatic Studies.http://www.jstor.org


364 YING-SHIH YUHo-shang Commentary on the Lao Tzu t=-?fiI, a popular Taoist text<strong>of</strong> Han orig<strong>in</strong>.' For the same reason, the T'ai-p'<strong>in</strong>g ch<strong>in</strong>g tK H isalso an <strong>in</strong>dispensable source for the study <strong>of</strong> popular beliefs concern<strong>in</strong>gthe afterlife at the end <strong>of</strong> the Han period. Portions <strong>of</strong> this textare clearly traceable to the Han times and can throw important newlight on our subject, especially when they are used with caution and<strong>in</strong> comb<strong>in</strong>ation with other newly discovered documents <strong>of</strong> provenHan date.2F<strong>in</strong>ally, a word about the problem <strong>of</strong> cultural unity or diversity isalso <strong>in</strong> order. <strong>The</strong> general picture presented below reflects what allour evidence tells us, but no claim is made that the beliefs describedconstitute <strong>in</strong> any strict sense a unified belief system, much less theonly one, embraced by all the Ch<strong>in</strong>ese <strong>of</strong> the Han empirethroughout the four centuries <strong>of</strong> its existence. Some <strong>of</strong> the beliefsand practices discussed <strong>in</strong> this study may well have been <strong>of</strong> onlylocal sub-cultural importance. But, on the other hand, it would notbe worthwhile to attempt to identify every belief or practice with theregional culture from which it orig<strong>in</strong>ally arose. For example, theidea <strong>of</strong> hun, though possibly <strong>of</strong> a southern orig<strong>in</strong>, had alreadybecome universally accepted by the Ch<strong>in</strong>ese by the third centuryB.C. at the latest, and the T'ai-shan cult had also assumed a nationwidereligious significance by the second century A.D. if not earlier.Throughout this study I shall identify, whenever possible, the dateand local orig<strong>in</strong> <strong>of</strong> each piece <strong>of</strong> support<strong>in</strong>g evidence. However,given our present stage <strong>of</strong> knowledge, it is not always clear whatsorts <strong>of</strong> conclusions can be drawn from such identifications.' This commentary, usually referred to as Lao Tzu Ho-shang chu 9T ??2AJ:, has been traditionallythought to be a post-Han work on account <strong>of</strong> the vulgarity <strong>of</strong> its language. See ChangHs<strong>in</strong>-ch'eng 4R,AA, Wei-shu t'ung-k'ao OYARi&, 2 vols. (Shanghai: Commercial Press,1954), 2:743-45. However, with the discovery <strong>of</strong> several Tun-huang manuscripts <strong>of</strong> earliercommentaries on the Lao Tzu, the orig<strong>in</strong> <strong>of</strong> the Ho-shang text can now be traced to the secondcentury A.D or earlier. SeeJao Tsung-i 7 Lao Tzu Hsiang-erh chu chiao-chien 9tqffis_:R (Hong Kong: by the author, 1956), pp. 87-92 and Kobayashi Masayoshi 'J'itiEr,"Kaj6 sh<strong>in</strong>j<strong>in</strong> shoku no shis6 to seiritsu," / Rih-A, " CD , tR L z, TJhJshakyj IV)5f 65 (May, 1985): 20-43.2 Particularly important are various k<strong>in</strong>ds <strong>of</strong> <strong>in</strong>scriptions found <strong>in</strong> Han tombs. For thedat<strong>in</strong>g <strong>of</strong> the T'ai-p '<strong>in</strong>g ch<strong>in</strong>g, see note 47 below.


SOUL AND AFTERLIFE 365THE RITUALOF FUIn Han Ch<strong>in</strong>a there was an important death ritual called fu,"<strong>The</strong> Summons <strong>of</strong> the <strong>Soul</strong>." It was the first <strong>of</strong> a series <strong>of</strong> rituals tobe performed to the newly dead. Although thisfu ritual, as variouslyreported <strong>in</strong> the Chou-li N I-li fW, and Li-chi is a highly complexone, it may nevertheless be briefly described. As soon as a persondies, a "summoner" (fu-che ) normally a member <strong>of</strong> the familyclimbs from the east eaves to the top <strong>of</strong> the ro<strong>of</strong> with a set <strong>of</strong> clothesbelong<strong>in</strong>g to the deceased. <strong>The</strong> summoner faces the north, wavesthe clothes <strong>of</strong> the deceased, and calls him by name aloud- "O!Thou so-and-so, come back! " After the call has been repeated threetimes, the summoner throws down the clothes, which are receivedby another person on the ground. <strong>The</strong> receiver then spreads theclothes over the body <strong>of</strong> the dead. Afterwards, the summonerdescends from the west eaves. Thus the ritual <strong>of</strong>fu is completed.Accord<strong>in</strong>g to the Han commentator Cheng Hsuan *A (127-200)the purpose <strong>of</strong> thefu ritual is "to summon the hun-soul <strong>of</strong> the deadback to reunite with its p 'o soul" (chao-hunfu-p'o TBAMR). In fact,the ritual is predicated on the belief that when the hun separatesfrom the p 'o and leaves the human body, life comes to an end. However,at the moment when death first occurs, the liv<strong>in</strong>g cannot bearto believe that their beloved one has really left them for good. <strong>The</strong>liv<strong>in</strong>g must first assume that the departure <strong>of</strong> the hun-soul is onlytemporary. It is possible, then, that if the departed soul can be summonedback the dead may be brought back to life. A person can bepronounced dead only when the fu ritual has failed to achieve itspurpose, after which the body <strong>of</strong> the dead will be placed on the bed<strong>in</strong> his or her own chamber and covered with a burial shroud calledhu orfu W.3Remarkably, this Han ritual practice has been confirmed by recentarchaeological discoveries. In 1972-74, three Han tombs were3 On the ritual <strong>of</strong>fu T, see Li-chi chu-su lliffItg (Shih-san ch<strong>in</strong>g chu-su ++j:,, 1815edition), 4.20b, 21.9b-lla, 44.3a-5a; Hu P'ei-hui iI, I-li cheng-i 'IEI (Kuo-hsuehchi-pen ts'ung-shu RWJ 4,4: edition, hereafter KHCP), 26.2-6; Sun I-jang N ,W Chou-licheng-i Wi10IE4 (KHCP), 5.16.20-22. Consult also James Legge, tr., <strong>The</strong> Texts <strong>of</strong> ConfucianismPart III: <strong>The</strong> Li Ki, 2 vols. (Sacred Books <strong>of</strong> the East, ed. F. Max Muller), 1:368-69; JohnSteele, tr. <strong>The</strong> I-li or Book <strong>of</strong> Etiquette and Ceremonial (London: Probstha<strong>in</strong> & Co., 1917), 1:45.


366Fig. 1. Sketch <strong>of</strong> T-shaped silk pa<strong>in</strong>t<strong>in</strong>g from Ma-wang-tui tomb no. 1.Repr<strong>in</strong>ted from Ch'ang-sha Ma-wang-tui i-hao Han-mu MA'J. - MiM , 2 vols.(Pek<strong>in</strong>g: Wen-wu ch'u-pan-she, 1973), 1: fig. 38.


SOUL AND AFTERLIFE 367excavated at Ma-wang-tui, <strong>in</strong> Ch'ang-sha, Hunan. At the time <strong>of</strong>its excavation, tomb no. 1 aroused worldwide attention primarilybecause <strong>of</strong> the well-preserved body <strong>of</strong> its occupant, the wife <strong>of</strong> Lits'angAlJN, the Marquis <strong>of</strong> Tai 1k, who probably died sometimeafter 175 B.C. (hereafter "Countess <strong>of</strong> Tai"). In tomb no. 3, dated168 B.C. and belong<strong>in</strong>g to Li-ts'ang's son, a large quantity <strong>of</strong> silkmanuscripts <strong>of</strong> lost ancient writ<strong>in</strong>gs were found. S<strong>in</strong>ce theirdiscovery the scholarly literature on these two tombs and theirunusually rich contents has been enormous and is still grow<strong>in</strong>g. Mydiscussion below will be conf<strong>in</strong>ed to the light that this spectaculardiscovery sheds on thefu ritual. For this purpose, I will focus on thetwo T-shaped polychrome pa<strong>in</strong>t<strong>in</strong>gs on silk from tombs no. 1 andno. 3 respectively. In addition to these two, similar pa<strong>in</strong>t<strong>in</strong>gs havealso been found <strong>in</strong> other Han tombs. A Ch<strong>in</strong>ese archaeologist hasrecently summarized the contents <strong>of</strong> the Han pa<strong>in</strong>t<strong>in</strong>gs as follows:<strong>The</strong>y are all <strong>of</strong> silk and are pa<strong>in</strong>ted with f<strong>in</strong>e colored pictures. <strong>The</strong> picture is divided<strong>in</strong>to three sections, depict<strong>in</strong>g, from top to bottom, heaven, man's world, and theunderworld. Both heaven and the underworld are represented by mythological images;the heaven picture has sun, moon, and sometimes stars, and the sun has agolden crow and the moon has a toad and a white rabbit, and sometimes a picture<strong>of</strong> Changeh, the Goddess <strong>of</strong> the moon. <strong>The</strong> underworld picture shows variousaquatic animals, represent<strong>in</strong>g an aquatic palace at the bottom <strong>of</strong> the sea. As forman's world, the picture depicts scenes from daily life and also a portrait <strong>of</strong> themaster <strong>of</strong> the tomb.4This characterization is on the whole accurate, tak<strong>in</strong>g as it obviouslydoes the pa<strong>in</strong>t<strong>in</strong>g from tomb no. 1 at Ma-wang-tui as typical<strong>of</strong> its k<strong>in</strong>d. Scholars are generally agreed that the central theme <strong>of</strong>the pa<strong>in</strong>t<strong>in</strong>g is the "Summons <strong>of</strong> the <strong>Soul</strong>." Accord<strong>in</strong>g to Yui Weich'aoMM801, the two male figures above the aged woman, who canbe clearly identified as the Countess <strong>of</strong> Tai, are most likely the"summoners" (fig. 1, c). Judg<strong>in</strong>g by the position they occupy andthe robes and hats they wear, these two men are represented as call<strong>in</strong>gthe departed soul back from a ro<strong>of</strong>top.5 While other identificationshave also been suggested, Yii's seems to fit with the ma<strong>in</strong>theme <strong>of</strong> the pa<strong>in</strong>t<strong>in</strong>g best, especially, as we shall see momentarily,4 Wang Zhongshu, Han Civilization (New Haven: Yale University Press, 1982), p. 181.5See Yii Wei-ch'ao's J


368 YING-SHIH YUwhen the function <strong>of</strong> pa<strong>in</strong>t<strong>in</strong>g is clarified.6 Moreover, the lady belowthe moon (fig. 1, b), <strong>in</strong>stead <strong>of</strong> be<strong>in</strong>g the goddess <strong>of</strong> the moon(Ch'ang-eh *M or Heng 0 -), may well have been a representation<strong>of</strong> the departed soul <strong>of</strong> the Countess <strong>of</strong> Tai herself. A comparisonwith the T-shaped silk pa<strong>in</strong>t<strong>in</strong>g from tomb no. 3 shows thatthe most noticeable difference between the two heavenly scenes lies<strong>in</strong> the absence <strong>of</strong> the so-called Ch'ang-o <strong>in</strong> the latter.7 MichaelLoewe has also made an <strong>in</strong>terest<strong>in</strong>g suggestion that the beautifulwoman's figure end<strong>in</strong>g <strong>in</strong> a serpent<strong>in</strong>e tail at the central apex <strong>of</strong> thepa<strong>in</strong>t<strong>in</strong>g (fig. 1, a) may not be <strong>in</strong>tended to represent any <strong>of</strong> themythological figures that scholars have put forth. Instead it mayhave been the artist's <strong>in</strong>tention to represent the f<strong>in</strong>al stage <strong>of</strong> thecountess' journey to heaven when she has reached her dest<strong>in</strong>ation.8In other words, one <strong>of</strong> the two figures must be a representation <strong>of</strong>the countess' hun-soul. It is important to note that <strong>in</strong> the round centralspace <strong>of</strong> the second pa<strong>in</strong>t<strong>in</strong>g, the female figure is replaced by amale figure. This difference <strong>of</strong> gender makes better sense when wetake <strong>in</strong>to consideration the gender <strong>of</strong> its occupant. It is quitereasonable to assume that the male figure <strong>in</strong> this case is also arepresentation <strong>of</strong> the soul <strong>of</strong> the countess' son <strong>in</strong> heaven.9<strong>The</strong> establishment <strong>of</strong> the central theme <strong>of</strong> the T-shaped pa<strong>in</strong>t<strong>in</strong>gsas the summons <strong>of</strong> the soul also helps to identify the function <strong>of</strong> thesilk pa<strong>in</strong>t<strong>in</strong>g. While the suggestion that the pa<strong>in</strong>t<strong>in</strong>g was a bannerused <strong>in</strong> funeral processions cannot be completely ruled out, it ismore likely that it was the burial shroud, hu, frequently referred to<strong>in</strong> Han texts <strong>in</strong> connection with thefu ritual. In the Han <strong>in</strong>ventories<strong>of</strong> funeral furnish<strong>in</strong>gs found <strong>in</strong> both tombs there is an item listed as"fei-i, 12 feet long," which has been identified with the T-shaped6Ch'ang-sha Ma-wang-tui i-hao Han-mu RbJ,'F*-yt if, 2 vols. (Pek<strong>in</strong>g: Wen-wuch'u-pan-she 1973), 1:41 identifies the two men as "the guardians <strong>of</strong> the heavenly gate," andAn Chih-m<strong>in</strong> %,O "Ch'ang-sha hs<strong>in</strong> fa-hsien ti Hsi-Han po-hua shih-t'an" :i'V'*R,(,9, A R, K'ao-ku ~ti (hereafter KK), 1973.1:45-46, identifies them as ta ssu-m<strong>in</strong>gand shao ssu-m<strong>in</strong>g. For a detailed and technical study <strong>of</strong> this pa<strong>in</strong>t<strong>in</strong>g <strong>in</strong> English, see MichaelLoewe, Ways to Paradise, <strong>The</strong> Ch<strong>in</strong>ese Questfor Immortality, (London, Allen and Unw<strong>in</strong>, 1979),chapter two.7Wang Po-m<strong>in</strong>, IE{b "Ma-wang-tui i-hao Han-mu po-hua p<strong>in</strong>g-wu Ch'ang-o penyiieh".:FEi L ff.I,, KK 1979.3:274.8 Loewe, Ways to Paradise, p. 59.9 See Ch<strong>in</strong> Wei-no, eNCZ "T'an Ch'ang-sha Ma-wang-tui san-hao Han-mu po-hua,"A '$'.%iEi Vi ,M, WW 1974. 11:43.


SOUL AND AFTERLIFE 369silk pa<strong>in</strong>t<strong>in</strong>g. <strong>The</strong> identification seems firmly grounded. Fei-i 4Pmeans "mantle," "shroud," or "cover." Moreover, <strong>in</strong> ancientritual texts,fei and hu are <strong>in</strong>terchangeable <strong>in</strong> mean<strong>in</strong>g. Accord<strong>in</strong>g toHan commentators, a hu was a cloth pa<strong>in</strong>ted red and used to coverthe corpse <strong>of</strong> the newly dead and, later, the c<strong>of</strong>f<strong>in</strong>." This descriptionagrees perfectly with the silk pa<strong>in</strong>t<strong>in</strong>g. <strong>The</strong> current view that it wasa m<strong>in</strong>g-ch<strong>in</strong>g AI1 or "funerary banner," is therefore questionable, tosay the least. For, literally, m<strong>in</strong>g-ch<strong>in</strong>g means "<strong>in</strong>scribed funerarybanner." <strong>The</strong> basic purpose <strong>of</strong> a m<strong>in</strong>g-ch<strong>in</strong>g was "to identify thedeparted hun-soul" by means <strong>of</strong> a name <strong>in</strong>scribed on a banner. <strong>The</strong>use <strong>of</strong> the m<strong>in</strong>g-ch<strong>in</strong>g, widespread at the time <strong>of</strong> Hsu<strong>in</strong>-tzu (third centuryB.C.), cont<strong>in</strong>ued throughout the Han period.'2 In fact, none <strong>of</strong>the m<strong>in</strong>g-ch<strong>in</strong>g excavated from Han tombs <strong>in</strong> recent decades lackssuch an <strong>in</strong>scription.'3 S<strong>in</strong>ce the names <strong>of</strong> either the mother or herson are not <strong>in</strong>scribed on the T-shaped pa<strong>in</strong>t<strong>in</strong>gs, they must not bem<strong>in</strong>g-cz<strong>in</strong>g.To conclude this section, it seems reasonable to assert that the T-shaped pa<strong>in</strong>t<strong>in</strong>gs not only take the ritual <strong>of</strong>fu as their ma<strong>in</strong> theme,but their function is also closely related to that same ritual. We maysay that these pa<strong>in</strong>t<strong>in</strong>gs provide archaeological confirmation <strong>of</strong> theritual <strong>of</strong>fu as recorded <strong>in</strong> the various Han writ<strong>in</strong>gs on ritual.THE HUN AND P'O SOULS<strong>The</strong> ritual <strong>of</strong>fu, as po<strong>in</strong>ted out earlier, is based on the belief <strong>of</strong>chao-hunfu-p 'o, to summon the hun-soul to reunite with the p 'o soul.In order to grasp the full mean<strong>in</strong>g <strong>of</strong> this ritual practice, we must10For tomb no. 1, see Shang Chih-t'an, , "Ma-wang-tui i-hao Han-mu 'fei-i' shihshih" FTEV-14VASAM, WW 1972.9:43-47. For tomb no. 3, see also KK 1975.1:57." Forfti and hu as <strong>in</strong>terchangeable words <strong>in</strong> ancient ritual texts, see the views <strong>of</strong> T'angLan : and Yu Wei-ch'ao <strong>in</strong> WW 1972.9:59-60.12Sun 1-jang, Chou-li cheng-i 50.35-36.13An Chih-m<strong>in</strong>g, pp. 50-51; Ma Yung, Xj *W"Lun Ch'ang-sha Ma-wang-tui i-hao Hanmuch'u-t'u po-hua ti m<strong>in</strong>g-ch'eng ho tso-yung, 'fgfH, KK 1973.2:119-22; Hsii Chuang-shu U-:A, "Fu-p'o ch<strong>in</strong>g-chao k'ao" bWen-shih CS, 17 (Pek<strong>in</strong>g, June 1983): 261-63. It is somewhat puzzl<strong>in</strong>g that <strong>in</strong> spite <strong>of</strong> thefact that a m<strong>in</strong>g-ch<strong>in</strong>g is by def<strong>in</strong>ition "<strong>in</strong>scribed" and that all the m<strong>in</strong>g-ch<strong>in</strong>g excavated fromHan tombs so far <strong>in</strong>variably bear the names <strong>of</strong> the dead, both An and Ma still <strong>in</strong>sist on identify<strong>in</strong>gthe two un<strong>in</strong>scribed T-shaped pa<strong>in</strong>t<strong>in</strong>gs as "<strong>in</strong>scribed funerary banners."


370 YING-SHIH YUproceed to trace the evolution <strong>of</strong> the Ch<strong>in</strong>ese concept <strong>of</strong> soul fromantiquity to the Han times.Before the dualistic conception <strong>of</strong> hun and p 'o began to ga<strong>in</strong> currency<strong>in</strong> the middle <strong>of</strong> the sixth century B.C., p 'o alone seems to havebeen used to denote the human soul. <strong>The</strong> character p'o M (or itsvariant pa i) means "white," "bright," or "bright light," deriv<strong>in</strong>gorig<strong>in</strong>ally from the grow<strong>in</strong>g light <strong>of</strong> the new moon. <strong>The</strong> earliestform <strong>of</strong> the character has recently been found on a Chou oraclebone <strong>in</strong>scription datable to the eleventh century B.C. It is used <strong>in</strong> theterm chi-p 'o a which, accord<strong>in</strong>g to Wang Kuo-wei, stood for theperiod from the eighth or n<strong>in</strong>th to the fourteenth or fifteenth <strong>of</strong> thelunar month. <strong>The</strong> term chi-ssu-p'o RERTh may also be found onanother piece <strong>of</strong> oracle bone <strong>in</strong>dicat<strong>in</strong>g the period from the twentythirdor twenty-fourth to the end <strong>of</strong> the month.'4 <strong>The</strong>se two termswere later used repeatedly <strong>in</strong> early Chou historical documents aswell as bronze <strong>in</strong>scriptions <strong>in</strong> the standard forms <strong>of</strong> chi-sheng pa a3td and chi-ssu pa which may be translated, respectively, as "after thebirth <strong>of</strong> the crescent" and "after the death <strong>of</strong> the crescent.''15S<strong>in</strong>ce the ancient Ch<strong>in</strong>ese took the chang<strong>in</strong>g phases <strong>of</strong> the moonas periodic birth and death <strong>of</strong> its p'o, its "white light" or soul, byanalogy they eventually came to associate, by the early sixth centuryB.C. if not earlier, the life or death <strong>of</strong> a man with the presenceor absence <strong>of</strong> his p'o."6 Two examples from the Tso chuan IE, the14See "Shensi Ch'i-shan Feng-ch'u ts'un fa-hsien Chou ch'u chia-ku wen," RNOOAXlt8;t8!,101t1 X


SOUL AND AFTERLIFE 371chronicle <strong>of</strong> the state <strong>of</strong> Lu compiled probably <strong>in</strong> the fourth centuryB.C., will serve to illustrate our po<strong>in</strong>t. In 593 B.C. a man namedChao T'ung kiZ1 P behaved erratically at the court <strong>of</strong> Chou. One<strong>of</strong>ficial made the follow<strong>in</strong>g prediction: "In less than ten years ChaoT'ung will be sure to meet with great calamity. Heaven has takenhis p'o from him. "17 Fifty years later, <strong>in</strong> 543 B.C., a nobleman namedPo-yu {bt <strong>in</strong> the state <strong>of</strong> Cheng (<strong>in</strong> central Honan) had shown amarked decl<strong>in</strong>e <strong>in</strong> reason<strong>in</strong>g power and judgment, which also led acontemporary to remark: "Heaven is destroy<strong>in</strong>g Po-yu and hastaken away his p'o. '"8 In both cases, the p'o is identified as the soul<strong>of</strong> the man, someth<strong>in</strong>g that when taken away, by heaven, causesthe man to lose his <strong>in</strong>telligence. Clearly, the p 'o must have been conceivedas a separate entity which jo<strong>in</strong>s the body from outside.But toward the end <strong>of</strong> the sixth century B.C. the concept <strong>of</strong> hun asa soul had also become widespread. In 516 B.C. Yuieh Ch'i V1, an<strong>of</strong>ficial at the court <strong>of</strong> the state <strong>of</strong> Sung (<strong>in</strong> eastern Honan) had thefollow<strong>in</strong>g to say about the Duke <strong>of</strong> Sung and a guest named Shu-sunA4,Y from Lu because both had wept dur<strong>in</strong>g a supposedly joyfulgather<strong>in</strong>g:This year both our lord and Shu-sun are likely to die. I have heard that joy <strong>in</strong> themidst <strong>of</strong> grief and grief <strong>in</strong> the midst <strong>of</strong> joy are signs <strong>of</strong> a loss <strong>of</strong> m<strong>in</strong>d (or heart, hs<strong>in</strong>,L). <strong>The</strong> essential vigor and brightness <strong>of</strong> the m<strong>in</strong>d is what we call the hun and thep'o. When these leave it, how can the man cont<strong>in</strong>ue long?'9Here both the hun and the p 'o are regarded as the very essence <strong>of</strong> them<strong>in</strong>d, the source <strong>of</strong> knowledge and <strong>in</strong>telligence. Death is thought t<strong>of</strong>ollow <strong>in</strong>evitably when the hun and the p 'o leave the body. We havereason to believe that around this time the idea <strong>of</strong> hun was still relativelynew. To the m<strong>in</strong>d <strong>of</strong> an ord<strong>in</strong>ary Ch<strong>in</strong>ese, it was probably notvery clear <strong>in</strong> precisely what way the hun and the p 'o were related toeach other. In 534 B.C. the state <strong>of</strong> Cheng was deeply disturbed by aseries <strong>of</strong> events result<strong>in</strong>g, reportedly, from a nobleman's ghost hav<strong>in</strong>greturned to take revenge on his murderers. This nobleman wasthe above-mentioned Po-yu {MF who had been not only expelled17 <strong>The</strong> Ch'un Ts'ew with the Tso Chuen, (hereafter Tso Chuen) <strong>in</strong>James Legge, tr., <strong>The</strong> Ch<strong>in</strong>eseClassics, 5 vols. (Hong Kong: Hong Kong University Press, 1961 repr<strong>in</strong>t), 5:329.18 Tso Chuen, p. 551.19 Tso Chuen, p. 708.


372 YING-SHIH YUfrom Cheng but also assass<strong>in</strong>ated by his political enemies. As aresult <strong>of</strong> the loss <strong>of</strong> his hereditary <strong>of</strong>fice, his spirit was also deprived<strong>of</strong> sacrifices. <strong>The</strong> disturbances supposedly caused by this aveng<strong>in</strong>gghost terrified the entire state. <strong>The</strong> wise statesman and philosopher,Tzu-ch'an -T&, therefore re<strong>in</strong>stated Po-yu's son <strong>in</strong> his former<strong>of</strong>fice. F<strong>in</strong>ally, as our story goes, the ghost was satisfied and disappeared.Afterwards a friend asked Tzu-ch'an whether there was anyexplanation <strong>of</strong> this strange phenomenon: what does a ghost consist<strong>of</strong>? How is it possible for a ghost to disturb the human world? <strong>The</strong>follow<strong>in</strong>g answer given by Tzu-ch'an is <strong>of</strong> central importance to ourstudy because it is the locus classicus on the subject <strong>of</strong> the human soul<strong>in</strong> the Ch<strong>in</strong>ese tradition.When man is born, that which is first created, is called the p'o and, when the p'ohas been formed, its positive part (yang M-) becomes hun or conscious spirit.In case a man is materially well and abundantly supported, then his hun and p 'ogrow very strong, and therefore produce spirituality and <strong>in</strong>telligence. Even the hunand p'o <strong>of</strong> an ord<strong>in</strong>ary man or woman, hav<strong>in</strong>g encountered violent death, can attachthemselves to other people to cause extraord<strong>in</strong>ary troubles . . . <strong>The</strong> stuff Poyuwas made <strong>of</strong> was copious and rich, and his family great and powerful. Is it notnatural that, hav<strong>in</strong>g met with a violent death, he should be able to become aghost?20To beg<strong>in</strong> with, it is important to po<strong>in</strong>t out that the very fact thatTzu-ch'an found it necessary to <strong>of</strong>fer such a detailed explanation <strong>of</strong>the relationship between the p 'o and the hun <strong>in</strong>dicates that the hun asa concept <strong>of</strong> soul was not yet familiar to the Ch<strong>in</strong>ese m<strong>in</strong>d. Thispo<strong>in</strong>t can be further seen from the fact that he took the p 'o to be fundamentaland the hun derivative. In his emphasis on physicalnourishment as the foundation <strong>of</strong> the soul, Tzu-ch'an's analysisstrongly suggests a materialistic po<strong>in</strong>t <strong>of</strong> view. On the whole, Ibelieve, this <strong>in</strong>terpretation is best understood as reflect<strong>in</strong>g Tzuch'an'spersonal view <strong>of</strong> the subject rather than be<strong>in</strong>g a commonconception <strong>in</strong> sixth-century B.C. Ch<strong>in</strong>a. It is true that Tzu-ch'an'sstatement, as quoted above, later became, the orthodox doctr<strong>in</strong>e <strong>of</strong>hun and p 'o <strong>in</strong> the Confucian (<strong>in</strong>clud<strong>in</strong>g Neo-Confucian) philoso-20Tso Chuen, p. 618. Here the English translation is adapted from Alfred Forke, tr., LunHeng (New York: Paragon 1962 repr<strong>in</strong>t), Part I, pp. 208-9.


SOUL AND AFTERLIFE 373phical tradition.2" However, as we shall see later, it was not the viewto be accepted by the common man <strong>in</strong> Ch<strong>in</strong>a <strong>in</strong> subsequent, especiallyHan, times.We know relatively little about the orig<strong>in</strong> <strong>of</strong> hun as a concept <strong>of</strong>soul. It is quite possible that the concept was more fully developed<strong>in</strong> the south and then spread to the north sometime dur<strong>in</strong>g the sixthcentury B.c.22 This possibility f<strong>in</strong>ds some support <strong>in</strong> the textualevidence at our disposal.Accord<strong>in</strong>g to the "T'an-kung" tE chapter <strong>of</strong> the Li-chi, generallybelieved to be a pre-Han text, Pr<strong>in</strong>ce Chi-cha *tL <strong>of</strong> the southernstate <strong>of</strong> Wu (<strong>in</strong> Kiangsu) lost his son while travell<strong>in</strong>g <strong>in</strong> the north <strong>in</strong>515 B.C. At the burial ceremony, he is reported to have expressedthe follow<strong>in</strong>g view about the dead: "Dest<strong>in</strong>ed it is that his bonesand flesh should return to the earth. As for his soul-breath (hun-ch'iAA), it goes everywhere, everywhere. X X23 It is important to note that<strong>in</strong> this passage the idea <strong>of</strong> p 'o is conspicuously miss<strong>in</strong>g, which seemsto <strong>in</strong>dicate that it was not as widespread a concept as <strong>in</strong> the north.For the "bones and flesh" refers to the corpse, not the p 'o-soul. Atany rate there can be little doubt that <strong>in</strong> the southern tradition thehun was regarded as a more active and vital soul than the p 'o. This isclearly shown <strong>in</strong> the ancient anthology Ch'u Tz'u V ("<strong>The</strong> Elegies<strong>of</strong> Ch'u"). Two <strong>of</strong> the songs, datable to the early third century B.C.,describe the shamanistic ritual <strong>of</strong> "soul summons." <strong>The</strong> follow<strong>in</strong>gl<strong>in</strong>es appear repeatedly <strong>in</strong> these two songs:O soul, come back! In the east you can not abide. 0 soul, come back! In the southyou cannot stay. 0 soul, go not to the west! Oh soul, go not to the north! 0 soul,come back! Climb not to heaven above. 0 soul, come back! Go not down to theTI nnrl n-f nnAr-tni,_ 2421 <strong>The</strong> orthodox Confucian view is best presented <strong>in</strong> Ch'ien Mu, A L<strong>in</strong>g-hunyu hs<strong>in</strong> GWdl1b (Taipei: Lien-ch<strong>in</strong>g ch'u-pan-she, 1976). Tzu-ch'an's view may be <strong>in</strong>terest<strong>in</strong>gly comparedto Aristotle's as expressed <strong>in</strong> De Anima: 413a/4; "<strong>The</strong> soul is <strong>in</strong>separable from its body,or at any rate that certa<strong>in</strong> parts <strong>of</strong> it are (if it has parts)-for the actuality <strong>of</strong> some <strong>of</strong> them isnoth<strong>in</strong>g but the actualities <strong>of</strong> their bodily parts. Yet some may be separable because they arenot the actualities <strong>of</strong> any body at all. " (In Richard McKeon, ed., <strong>The</strong> Basic Works <strong>of</strong> Aristotle[New York: Random House, 1941], p. 556).22Hu Shih, "Concept <strong>of</strong> Immortality," pp. 31-32.23 Li-chi chu-su 10.19b.24<strong>The</strong>se l<strong>in</strong>es can be found <strong>in</strong> David Hawkes,Beacon Press, 1962), pp. 104-105, 110.Ch'u Tz'u, <strong>The</strong> Songs <strong>of</strong> the South (Boston:


374 YING-SHIH YU<strong>The</strong> "soul" <strong>in</strong> each and every case refers <strong>in</strong>variably to the hun andtherefore confirms completely the belief <strong>of</strong> the southern pr<strong>in</strong>ce Chichathat the hun-soul <strong>in</strong>deed goes everywhere.Probably as a result <strong>of</strong> the fusion <strong>of</strong> cultures, by the second centuryB.C. at the latest, the Ch<strong>in</strong>ese dualistic conception <strong>of</strong> soul hadreached its def<strong>in</strong>itive formulation. A most succ<strong>in</strong>ct statement <strong>of</strong> thisdualistic idea may be found <strong>in</strong> the Book <strong>of</strong> Rites (Li-chi, "Chiao t'esheng" ltt chapter): "<strong>The</strong> breath-soul (hun-ch'i A) returns toheaven; the bodily soul (hs<strong>in</strong>g-p'o 1fYA) returns to earth. <strong>The</strong>refore,<strong>in</strong> sacrificial-<strong>of</strong>fer<strong>in</strong>g one should seek the mean<strong>in</strong>g <strong>in</strong> they<strong>in</strong>-yang kM pr<strong>in</strong>ciple. X 2 It may be noted that several dualities are <strong>in</strong>volved <strong>in</strong>this formulation. In addition to the basic duality <strong>of</strong> hun and p 'o, wealso see the dualities <strong>of</strong> ch 'i and hs<strong>in</strong>g, heaven and earth, as well asyang and y<strong>in</strong>. We shall expla<strong>in</strong> the ideas <strong>of</strong> ch 'i and hs<strong>in</strong>g at a laterjuncture. Briefly, the dualism may be understood <strong>in</strong> the follow<strong>in</strong>gway: Ancient Ch<strong>in</strong>ese generally believed that the <strong>in</strong>dividual humanlife consists <strong>of</strong> a bodily part as well as a spiritual part. <strong>The</strong> physicalbody relies for its existence on food and dr<strong>in</strong>k produced by theearth. <strong>The</strong> spirit depends for its existence on the <strong>in</strong>visible life forcecalled ch 'i, which comes <strong>in</strong>to the body from heaven. In other words,breath<strong>in</strong>g and eat<strong>in</strong>g are the two basic activities by which a man cont<strong>in</strong>uallyma<strong>in</strong>ta<strong>in</strong>s his life. But the body and the spirit are eachgoverned by a soul, namely, the p 'o and the hun. It is for this reasonthat they are referred to <strong>in</strong> the passage just quoted above as the bodily-soul(hs<strong>in</strong>g-p'o) and the breath-soul (hun-ch'i) respectively.<strong>The</strong> identification <strong>of</strong> the hun-p 'o duality with theyang-y<strong>in</strong> pr<strong>in</strong>ciplewas a later development, result<strong>in</strong>g evidently from the rise andpopularity <strong>of</strong> the y<strong>in</strong>-yang cosmology <strong>in</strong> the late fourth and earlythird centuries B.C. Although <strong>in</strong> the above-quoted statement byTzu-ch'an the hun is def<strong>in</strong>ed as the yang or positive part <strong>of</strong> the p'o,the p 'o itself, or the rema<strong>in</strong>der <strong>of</strong> it, is not described asy<strong>in</strong>. <strong>The</strong> equation<strong>of</strong> the paired concept <strong>of</strong> hun-p 'o with that <strong>of</strong> y<strong>in</strong>-yang had yet tobe developed. Now, accord<strong>in</strong>g to they<strong>in</strong>-yang cosmology, there aretwo basic opposite but complementary forces at work <strong>in</strong> the cosmos.25 Li-chi chu-su 26.21b. For a comprehensive discussion <strong>of</strong> the relationship between the hunand the p 'o on the one hand, and the idea <strong>of</strong> ch 'i as a cosmic life force on the other, see KuritaNaomi BA a , Chigokujjdai shiso no kenkyuP N T h I)ffl o (Tokyo: Iwanami shoten,1949), pp. 75-146.


SOUL AND AFTERLIFE 375Y<strong>in</strong> is the supreme fem<strong>in</strong><strong>in</strong>e force whileyang is its mascul<strong>in</strong>e counterpart.As two basic pr<strong>in</strong>ciples, the y<strong>in</strong> is characterized, among otherth<strong>in</strong>gs, by passivity and negativity, and the yang by activity andpositivity. But life, whether cosmic or <strong>in</strong>dividual, comes <strong>in</strong>to be<strong>in</strong>gonly when the two forces beg<strong>in</strong> to <strong>in</strong>teract with each other. Heavenand earth, for <strong>in</strong>stance, be<strong>in</strong>g the highest embodiment <strong>of</strong> yang andy<strong>in</strong>, operate <strong>in</strong> response to each other to form cosmic life. It was,therefore, quite natural for ancient Ch<strong>in</strong>ese to fit the hun-p 'o duality<strong>in</strong>to this y<strong>in</strong>-yang framework. By Han times at the latest, as theabove-quoted passage from the Book <strong>of</strong> Rites shows, it alreadybecame a generally accepted idea that the hun belongs to the yangcategory and is hence an active and heavenly substance and the p 'obelongs to the y<strong>in</strong> category and is hence a passive and earthlysubstance.This identification led to a new conception <strong>of</strong> the relationship betweenthe hun and the p'o. Dur<strong>in</strong>g the Han dynasty, there was awidely shared belief <strong>in</strong> both the elite culture and the popular culturethat <strong>in</strong> life the hun and the p 'o form a harmonious union with<strong>in</strong> thehuman body and at death the two souls separate and leave the body.This belief may have orig<strong>in</strong>ated <strong>in</strong> a much earlier period because wealready f<strong>in</strong>d a clear expression <strong>of</strong> the idea <strong>of</strong> "the separation <strong>of</strong> thehun from the p 'o" <strong>in</strong> <strong>The</strong> Elegies <strong>of</strong> Ch 'u (Ch u-tzu) <strong>of</strong> early third centuryB.C.26However, when the hun and the p'o separate, they also go theirseparate or, more precisely, opposite ways. <strong>The</strong> hun-soul, be<strong>in</strong>g abreath-like light substance, (hun-ch'i), has a much greater freedom<strong>of</strong> movement. By contrast, the p'o soul be<strong>in</strong>g associated with thephysical body is conceived as a heavier substance with onlyrestricted mobility. <strong>The</strong>refore, at death the hun-soul goes swiftly upwardto heaven whereas the p 'o soul moves downward to earth at amuch slower pace. This expla<strong>in</strong>s why, <strong>in</strong> the ritual <strong>of</strong> fu, it is thehun, but not the p 'o, that has to be recalled from the ro<strong>of</strong>top. For thesame reason, <strong>The</strong> Elegies <strong>of</strong> Ch'u speaks <strong>of</strong> "summon<strong>in</strong>g the hunsoul"but never "summon<strong>in</strong>g the p'o soul. I2726<strong>The</strong> orig<strong>in</strong>al expression is hun-p 'o 1i san ,ffi., but <strong>in</strong> Hawkes' translation (p. 103) itis rendered simply as "His soul has left him."27 See Wen I-to rA-*, Wen I-to ch 'ian chi, M j *Jt; 4 vols. (Shanghai: K'ai-m<strong>in</strong>g shutien,1948), 2:458.


376 YING-SHIH YUIn order to clarify the term hun-ch 'i, a word may be said about thecomplex and difficult concept <strong>of</strong> ch 'i as the " source <strong>of</strong> life. " <strong>The</strong> concepthas a broad as well as a narrow mean<strong>in</strong>g. In its broad sense,ch 'i is a primal and undifferentiated life force which permeates theentire cosmos. However, when the ch'i becomes differentiated and<strong>in</strong>dividuated to form all the th<strong>in</strong>gs <strong>in</strong> the universe, it then varies <strong>in</strong>purity. Thus, as succ<strong>in</strong>ctly summed up by D. C. Lau, "the grosserch 'i, be<strong>in</strong>g heavy, settled to become the earth, while the ref<strong>in</strong>ed ch 'i,be<strong>in</strong>g light, rose to become the sky. Man, be<strong>in</strong>g half-way betweenthe two is a harmonious mixture <strong>of</strong> the two k<strong>in</strong>ds <strong>of</strong> ch /i. X 128 It is <strong>in</strong>this broad sense that a Taoist philosophical treatise <strong>of</strong> the secondcentury B.C. says that the hun is made up <strong>of</strong> the ref<strong>in</strong>ed, heavenlych 'i and the p'o the grosser, earthly ch 'i.29 But <strong>in</strong> its narrow sense,the ch'i refers specifically to the heavenly ch'i. It is <strong>in</strong> this narrowsense that the hun-ch 'i or the breath-soul is dist<strong>in</strong>guished from the hs<strong>in</strong>g-p'o or bodily soul.We have seen that it was a general belief <strong>in</strong> Han Ch<strong>in</strong>a that thehun owes its existence to the ref<strong>in</strong>ed ch 'i from heaven while the p 'o,be<strong>in</strong>g always associated with the body, is composed <strong>of</strong> the coarse ch 'ifrom earth. But how are the two souls, hun and p'o, dist<strong>in</strong>guishedfrom each other <strong>in</strong> terms <strong>of</strong> specific functions? Accord<strong>in</strong>g to ChengHsiian (127-200), ch'i or hun-soul forms the basis <strong>of</strong> a man's spiritand <strong>in</strong>telligence whereas the function <strong>of</strong> the p 'o soul is specifically def<strong>in</strong>edas "hear<strong>in</strong>g dist<strong>in</strong>ctly and see<strong>in</strong>g clearly."30 In other words,the hun governs man's spirit (shen t <strong>in</strong>clud<strong>in</strong>g hs<strong>in</strong>, m<strong>in</strong>d or heart)28D. C. Lau, "Introduction" to his translation <strong>of</strong> Mencius (Harmondsworth: Pengu<strong>in</strong>Books, 1970), p. 24.29Liu Wen-tien WIJ[3ZC, Huai-nan hung-lieh chi-chieh '(KHCP), 9.2a.30 Li-chi chu-su 47.14a-15a. In this connection I wish to call the reader's attention to Mencius'famous dist<strong>in</strong>ction between the ta-t 'i )t. and hsiao-t 'i dMIR ("<strong>The</strong> parts <strong>of</strong> greater importanceand the parts <strong>of</strong> smaller importance <strong>of</strong> the person <strong>of</strong> a man.") Accord<strong>in</strong>g to him(Mencius, 6A/14, D. C. Lau's translation), the hsiao-t'i consists <strong>of</strong> "the organs <strong>of</strong> hear<strong>in</strong>g andsight" which "are unable to th<strong>in</strong>k and can be misled by external th<strong>in</strong>gs" whereas the ta-t 'i isidentified as "the organ <strong>of</strong> the m<strong>in</strong>d or heart" whose function it is "to th<strong>in</strong>k." Menciusspecifically s<strong>in</strong>gles out this th<strong>in</strong>k<strong>in</strong>g organ <strong>of</strong> the m<strong>in</strong>d or heart as the gift that man alonereceives from Heaven. <strong>The</strong>refore, he def<strong>in</strong>es "a great man" as one who is guided by the <strong>in</strong>terests<strong>of</strong> his ta-t 'i (i.e., the th<strong>in</strong>k<strong>in</strong>g m<strong>in</strong>d) and "a small man" as one who is guided by the <strong>in</strong>terests<strong>of</strong> his hsiao-t 'i (i.e. the organs <strong>of</strong> hear<strong>in</strong>g and sight). Moreover, Mencius further holdsthat there is a "flood-like ch/i " ("hao-jan chih ch/'i" _t A) <strong>in</strong> the cosmos that is, <strong>in</strong> thehighest degree, vast and unyield<strong>in</strong>g. It is this ch'i that provides the m<strong>in</strong>d or heart with thevery source <strong>of</strong> moral power. (Mencius, 2A/2) Clearly, then, Mencius must have shared thecosmological view current <strong>in</strong> the fourth century B.C. that man's body consists <strong>of</strong> the grosser,


SOUL AND AFTERLIFE 377and the p 'o governs his body (<strong>in</strong>clud<strong>in</strong>g the senses.) It is <strong>in</strong>terest<strong>in</strong>gto po<strong>in</strong>t out that a similar dist<strong>in</strong>ction between the hun and the p'ocan also be found <strong>in</strong> Han Taoist literature. Accord<strong>in</strong>g to the HoshangCommentary on the Lao Tzu, heaven feeds man with five k<strong>in</strong>ds <strong>of</strong>ch'i, which enter his body from the nostrils and are stored <strong>in</strong> hisheart (or m<strong>in</strong>d). <strong>The</strong> five k<strong>in</strong>ds <strong>of</strong> ch'i are pure and subtle andtherefore go to form man's spirit, senses, voice etc. Thus a man hasa soul called hun. <strong>The</strong> hun is mascul<strong>in</strong>e; it goes out and comes <strong>in</strong>through the nostrils and communicates with heaven. Earth feedsman with five tastes which enter his body from the mouth and arestored <strong>in</strong> the stomach. <strong>The</strong> five tastes are impure and therefore go t<strong>of</strong>orm a man's body, bones and flesh, blood and ve<strong>in</strong>s, as well as sixemotions. Thus a man has a soul called p 'o. <strong>The</strong> p 'o is fem<strong>in</strong><strong>in</strong>e; itgoes out and comes <strong>in</strong> through the mouth and communicates withearth.3' Although there are differences between the Confucian andthe Taoist versions with regard to the respective functions <strong>of</strong> the hunearthly ch'i while his m<strong>in</strong>d or heart is the seat <strong>of</strong> the ref<strong>in</strong>ed, heavenly ch'i (see D. C. Lau's"Introduction" <strong>in</strong> Mencius, p. 24). Although Mencius did not mention the ideas <strong>of</strong> hun andp'o <strong>in</strong> his philosophical discussions, it is nevertheless unmistakable that his dist<strong>in</strong>ction betweenthe ta-t 'i and the hsiao-t 'i bears a resemblance to the dist<strong>in</strong>ction between the hun and p 'oas def<strong>in</strong>ed by Cheng Hsuian, not only structurally but also functionally. In view <strong>of</strong> the gradualfusion <strong>of</strong> the ideas <strong>of</strong> hun and p'o s<strong>in</strong>ce the sixth cetury B.C., I f<strong>in</strong>d it difficult to resist the temptationto l<strong>in</strong>k this Mencian formulation to a contemporary dualistic conception <strong>of</strong> the soul as apossible model. If so, then Cheng Hsiuan's <strong>in</strong>terpretation <strong>of</strong> the different functions <strong>of</strong> the hunand the p'o may well have been <strong>of</strong> a much earlier (i.e. pre-Han) orig<strong>in</strong>. Traditionally, it hasbeen contended, especially by the Ch'<strong>in</strong>g philologists, that the commentaries written by HanConfucian exegetes may, by and large, be viewed as depositories <strong>of</strong> ideas <strong>of</strong> classical antiquitytransmitted orally from generation to generation down to Han times. It seems likely thatCheng Hsuian's ideas about hun and p'O have precisely such ancient orig<strong>in</strong>s.3' Lao Tzu tao-te ch<strong>in</strong>g TAftg. (SPTK edition), A.3b. Here the hun-ch'i is clearly describedas a breath-like life force. In this respect, the Ch<strong>in</strong>ese idea <strong>of</strong> hun is certa<strong>in</strong>ly comparableto its counterparts <strong>in</strong> other ancient cultures. <strong>The</strong> Greek psyche and thymos, the Romananimus and anima, and the Jewish nephesh, for <strong>in</strong>stance, were all associated with breath. SeeRichard Broxton Onians, <strong>The</strong> Orig<strong>in</strong>s <strong>of</strong> European Thought About the Body, the M<strong>in</strong>d, the <strong>Soul</strong>, theWorld, Time, and Fate, (Cambridge: Cambridge University Press, 1954), esp. pp. 44-46 and66-69 (for thymos); 93-95 (for psyche); 168-73 (for anima and animus); 481-82 (for nephesh).Onians is basically right <strong>in</strong> po<strong>in</strong>t<strong>in</strong>g out the similarity between the Ch<strong>in</strong>ese idea <strong>of</strong> hun-ch'iand the Greek and Roman ideas <strong>of</strong> soul, even though his discussions <strong>of</strong> "Ch<strong>in</strong>ese conception<strong>of</strong> the soul" (pp. 520-30) are full <strong>of</strong> factual errors as well as anachronisms. For psyche assometh<strong>in</strong>g airy and breath-like, see the classic study <strong>of</strong> Erw<strong>in</strong> Rohde, Psyche, tr. by W. B.Hillis, (New York: 1925), pp. 4-5; also Emily Vermeule, Aspects <strong>of</strong> Death <strong>in</strong> Early Greek Art andPoetry, (Berkeley: University <strong>of</strong> California Press, 1979), pp. 212-13 (note 11 to chapter one);and Bruno Snell, <strong>The</strong> Discovery <strong>of</strong> the M<strong>in</strong>d, <strong>The</strong> Greek Orig<strong>in</strong>s <strong>of</strong> European Thought, tr. by T. G.Rosenmeyer (Cambridge, Mass: Harvard University Press, 1953), pp. 8-12 (for a discussion<strong>of</strong> psyche and thymos).


378 YING-SHIH YUand the p'o, the basic structural similarity is nevertheless unmistakable.This similarity testifies fully to the universality <strong>of</strong> thedist<strong>in</strong>ction between the hun and the p 'o <strong>in</strong> Han Ch<strong>in</strong>a, the former be<strong>in</strong>ga "spiritual" soul and the latter a "bodily" soul.BELIEF IN AFTERLIFE<strong>The</strong> above discussion <strong>of</strong> the chang<strong>in</strong>g Ch<strong>in</strong>ese conception <strong>of</strong> soulfrom antiquity to the Han period naturally leads to the problem <strong>of</strong>afterlife. Does the departed soul cont<strong>in</strong>ue to possess knowledge andfeel<strong>in</strong>gs? Can the soul exist as an <strong>in</strong>dependent entity forever?Where does the soul go after its separation from the body? Admittedly,these are not easy questions to answer ow<strong>in</strong>g to the paucity <strong>of</strong> thesources on the subject. However, thanks to the recent archaeologicaldiscoveries, it is now possible to attempt a reconstruction <strong>of</strong> ageneral picture.Long before the rise <strong>of</strong> the dualistic conception <strong>of</strong> the soul, therehad already been a common Ch<strong>in</strong>ese belief <strong>in</strong> an afterlife. <strong>The</strong> notionthat the departed soul is as conscious as the liv<strong>in</strong>g is already implied<strong>in</strong> Shang-Chou sacrifices. Shang people generally tooksacrifice to be an actual feed<strong>in</strong>g <strong>of</strong> the dead.32 Accord<strong>in</strong>g to a Choubronze <strong>in</strong>scription, the k<strong>in</strong>ds <strong>of</strong> animals <strong>of</strong>fered sacrificially toancestral spirits were identical with those presented to the reign<strong>in</strong>gk<strong>in</strong>g as food.33 As far as daily needs were concerned, no sharpdist<strong>in</strong>ction was drawn between the departed soul and the liv<strong>in</strong>g. Infact, ancient Ch<strong>in</strong>ese were extremely hunger-conscious about theirancestors <strong>in</strong> the afterworld. In 604 B.C. a nobleman from the house<strong>of</strong> Jo-ao WM, apprehend<strong>in</strong>g the forthcom<strong>in</strong>g disaster <strong>of</strong> exterm<strong>in</strong>ation<strong>of</strong> his whole clan, wept and said: "<strong>The</strong> spirits <strong>of</strong> the dead arealso <strong>in</strong> need <strong>of</strong> food. But I am afraid those <strong>of</strong> our Jo-ao clan will besure to suffer starvation. "34 What he meant is that when the entireclan is wiped out, there will be no one left to <strong>of</strong>fer regular sacrificesto the ancestral spirits. His concern lies at the very cornerstone <strong>of</strong>Ch<strong>in</strong>ese ancestor-worship, for the Ch<strong>in</strong>ese have believed until re-32 H. G. Creel, <strong>The</strong> Birth <strong>of</strong> Ch<strong>in</strong>a (New York: Reynal and Hitchcock, 1937), pp. 198-9.3 Kuo Mo-jo WWt, Ch<strong>in</strong>-wen Is 'ung-k'ao ; rev. edition (Pek<strong>in</strong>g: Jen-m<strong>in</strong> ch'upan-she,1954), pp. 8b-9a.34 Tso Chuen, p. 297.


SOUL AND AFTERLIFE 379cent decades-<strong>in</strong>deed some may still cont<strong>in</strong>ue to believe todaythata spirit cannot as a rule enjoy the sacrifices <strong>of</strong>fered by some oneother than his own flesh and blood, namely, his male descendant,ow<strong>in</strong>g to the <strong>in</strong>communicability between different k<strong>in</strong>ds <strong>of</strong> the <strong>in</strong>dividuatedch 'i. Apparently, it was believed that without sacrificialfood, the hungry ancestral spirits would dis<strong>in</strong>tegrate more quickly.<strong>The</strong> orig<strong>in</strong>al Ch<strong>in</strong>ese term for "the spirits <strong>of</strong> the dead" <strong>in</strong> the abovepassage is kuei A. As clearly shown <strong>in</strong> oracle <strong>in</strong>scriptions, thecharacter kuei had already acquired the mean<strong>in</strong>g <strong>of</strong> "the soul <strong>of</strong> thedead" as early as the Shang period.35 <strong>The</strong> p'o or the hun, on theother hand, was dist<strong>in</strong>guished from kuei by be<strong>in</strong>g a name for "thesoul <strong>of</strong> the liv<strong>in</strong>g."<strong>The</strong> belief that the departed soul actually enjoys the sacrificialfood <strong>of</strong>fered by the liv<strong>in</strong>g was widely held <strong>in</strong> the popular culture <strong>of</strong>Han Ch<strong>in</strong>a. As vividly described by the critical philosopher WangCh'ung 3TE (A.C. 27-100?) from Kuei-chi (<strong>in</strong> Chekiang): "Peoplenever desist from urg<strong>in</strong>g the necessity <strong>of</strong> mak<strong>in</strong>g <strong>of</strong>fer<strong>in</strong>gs, ma<strong>in</strong>ta<strong>in</strong><strong>in</strong>gthat the departed are conscious, and that ghosts and spirits eatand dr<strong>in</strong>k like so many guests <strong>in</strong>vited to d<strong>in</strong>ner. "36This descriptionhas been archaeologically confirmed by the large quantities <strong>of</strong> foodand food vessels found <strong>in</strong> Han tombs excavated <strong>in</strong> the past threedecades.3On the other hand, the idea that the <strong>in</strong>dividual soul can survivedeath <strong>in</strong>def<strong>in</strong>itely seems to have been alien to the Ch<strong>in</strong>ese m<strong>in</strong>d. Inthis regard, once more, we may take the Chou sacrificial system asan illustration. Perhaps partly as a result <strong>of</strong> the shift from thepredom<strong>in</strong>antly lateral succession <strong>of</strong> the Shang period to the l<strong>in</strong>ealsuccession, the Chou system set a limit to the number <strong>of</strong> generations<strong>in</strong> ancestor-worship accord<strong>in</strong>g to social status. <strong>The</strong> royal house, forexample, would <strong>of</strong>fer sacrifices to no more than seven generations <strong>of</strong>3 In oracle bone <strong>in</strong>scriptions, it may be noted, kuei and wei A "fear" are sometimes <strong>in</strong>ter-changeable. See the various <strong>in</strong>terpretations <strong>of</strong> the two characters <strong>in</strong> Li Hsiao-t<strong>in</strong>g 42,ed., Chia-ku wen-tzu chi-shih 3t3;1;rV (Taipei: Academia S<strong>in</strong>ica, 1965), 9:2903-04 (kuei)and 2909-12 (wei). For a more recent discussion, see Ikeda Suetoshi it lJ1I, Chu-goku kodaish iky6shi kenkytii Py @M (Tokyo: Tokai daigaku shuppankai, 1981), pp. 155-98.36 A. Forke, Lun Heng, Part I, p. 509.37Wang Zhongshu, Han Civilization, pp. 206-07. See also Y<strong>in</strong>g-shih Yiu, "Han" <strong>in</strong> K. C.Chang, ed., Food <strong>in</strong> Ch<strong>in</strong>ese Culture: Anthropological and Historical Perspectives (New Haven: YaleUniversity Press, 1977), pp. 53-84.


380 YING-SHIH YUancestors while the common people to only two generations, that is,their dead parents and grandparents. <strong>The</strong>refore every new generationwould have to suspend sacrifices to the uppermost generationpreviously sacrificed to. An exception was made for the found<strong>in</strong>gancestor, who had to rema<strong>in</strong> as a symbol <strong>of</strong> the collective identity <strong>of</strong>the l<strong>in</strong>eage. <strong>The</strong> system was apparently predicated on the assumptionthat after a certa<strong>in</strong> period <strong>of</strong> time the spirits <strong>of</strong> the dead graduallydissolve <strong>in</strong>to the primal ch 'i and lose their <strong>in</strong>dividual identities.As for the differences <strong>in</strong> number <strong>of</strong> generations for different socialgroups, the justification was probably based on a materialistic <strong>in</strong>terpretation<strong>of</strong> the relationship between the body and the soul. As Tzuch'an'sremark, quoted earlier, makes abundantly clear, the soul <strong>of</strong>a nobleman is stronger than that <strong>of</strong> an ord<strong>in</strong>ary man or womanbecause, be<strong>in</strong>g from a great and powerful family, his physical bodyis much better nourished than a common person's. As a result, hisdeparted soul dis<strong>in</strong>tegrates more slowly.<strong>The</strong> idea that the departed soul gradually shr<strong>in</strong>ks with the pass<strong>in</strong>g<strong>of</strong> time is well attested to by the ancient say<strong>in</strong>g that "the spirit <strong>of</strong> anewly dead is large and that <strong>of</strong> an old one is small" ?fiAJ~Mj\.38<strong>The</strong> same idea was later expressed <strong>in</strong> a slightly different way. In aliterary work <strong>of</strong> the early fourth century A.D., the soul <strong>of</strong> a newlydead is described as much heavier than that <strong>of</strong> an old one.39 Thusboth the elite culture and the popular thought <strong>in</strong> ancient Ch<strong>in</strong>ashared the belief that the departed soul can survive, <strong>in</strong> the words <strong>of</strong>Hu Shih, "only for a time vary<strong>in</strong>g apparently <strong>in</strong> length accord<strong>in</strong>g toits own strength, but gradually fades out and ultimately dis<strong>in</strong>tegratesentirely. "4 This materialistic conception <strong>of</strong> the soul expla<strong>in</strong>sthe great importance ancient Ch<strong>in</strong>ese had attached to the body <strong>of</strong>the dead. As recent archaeology has shown, people <strong>in</strong> the Han period<strong>of</strong>ten went to all lengths to preserve the body <strong>of</strong> the dead. Evidently,ancient Ch<strong>in</strong>ese, just like ancient Egyptians, believedthat the soul could not survive much longer unless the body itselfwere preserved.4'38 Tso Chuen, p. 234.39 Kan Pao fW, Sou-shen chi ."2 (KHCP), p. 28.40 Hu Shih, "Concept <strong>of</strong> Immortality," p. 33.41See Lora<strong>in</strong>e Boettner, Immortality (Grand Rapids, Michigan: Wm. B. EerdmansPublish<strong>in</strong>g Co., 1956), pp. 61-62.


SOUL AND AFTERLIFE 381THE AFTERWORLD:SEPARATE ABODES FOR THE HUN AND THE P'OF<strong>in</strong>ally, to answer the question <strong>of</strong> where the soul goes after itsseparation from the body we must take a closer look at the conception<strong>of</strong> the afterworld. Before we proceed, however, we must correcta deep-rooted misconception about the orig<strong>in</strong> <strong>of</strong> the Ch<strong>in</strong>ese belief<strong>in</strong> an afterworld. Early <strong>in</strong> the seventeenth century, Ku Yen-wu &,fA,A, based on a prelim<strong>in</strong>ary historical <strong>in</strong>vestigation, came to the conclusionthat the Ch<strong>in</strong>ese did not have a clear notion <strong>of</strong> an afterworlduntil the end <strong>of</strong> the Han dynasty when Buddhism arrived on thescene.42 In modern times, this thesis has received further supportfrom Hu Shih's study <strong>of</strong> the history <strong>of</strong> Ch<strong>in</strong>ese Buddhism. He emphaticallyma<strong>in</strong>ta<strong>in</strong>ed that it was Buddhism which gave the Ch<strong>in</strong>esethe idea <strong>of</strong> tens <strong>of</strong> heavens and many hells.43 More recently, JosephNeedham, tak<strong>in</strong>g issue with the dist<strong>in</strong>ction between "this-worldly"and "other-worldly" hsien f{ immortality I proposed two decadesago, has said:If one bears <strong>in</strong> m<strong>in</strong>d the conceptions <strong>of</strong> different peoples (Indo-Iranian, Christian,Islamic, etc.) there was no such th<strong>in</strong>g as an "other world" <strong>in</strong> ancient Ch<strong>in</strong>esethought at all-no heaven or hell, no creator God, and no expected end <strong>of</strong> theuniverse once it had emerged from primeval chaos. All was natural, and with<strong>in</strong>Nature. Of course, after the permeation <strong>of</strong> Buddhism, "the case was altered."44Indeed, it is true that <strong>in</strong> ancient Ch<strong>in</strong>ese thought the contrast between"'this world" and "'other world " was not as sharp as <strong>in</strong> othercultures. One may also legitimately argue that, put <strong>in</strong> a comparativeperspective, the early Ch<strong>in</strong>ese idea <strong>of</strong> an "other world" ap-42 Ku Yen-wu .t1, Jih-chih lu H OR, (Wan-yu wen-k'u X4Z). edition, Taipei, 1965),vol. 10, pp. 28-29.4' Hu Shih, "<strong>The</strong> Indianization <strong>of</strong> Ch<strong>in</strong>a: A Case <strong>Study</strong> <strong>in</strong> Cultural Borrow<strong>in</strong>g," <strong>in</strong> Independence,Convergence and Borrow<strong>in</strong>g <strong>in</strong> Institutions, Thought, and Art, Harvard TercentenaryPublications (Cambridge, Mass: Harvard University Press, 1937), pp. 224-25. However, itmust be mentioned that <strong>in</strong> his later years Hu Shih apparently modified this extreme view considerablyand came to realize that there was also an <strong>in</strong>digenous Ch<strong>in</strong>ese orig<strong>in</strong> <strong>of</strong> the idea <strong>of</strong>-hell. See Hu Shih shou-kao fA, eighth collection (Taipei: Hu Shih chi-nien-kuan, 1970),vol. 1, where a vast amount <strong>of</strong> early materials relat<strong>in</strong>g to the idea <strong>of</strong> the underworld <strong>in</strong> ancientCh<strong>in</strong>a may conveniently be found.44 Joseph Needham, Science and Civilization <strong>in</strong> Ch<strong>in</strong>a, 5.2 (Cambridge: Cambridge UniversityPress, 1974), p. 98 (note C).


382 YING-SHIH YUpears to be "refresh<strong>in</strong>g" because it is rather differently conceived.But to say that there was no such th<strong>in</strong>g as an "other world" and noheaven or hell at all is obviously an exaggeration and a position thatis contradicted by known historical and archaeological facts.We have noted that as early as the Shang period there hadalready arisen the idea <strong>of</strong> a "heavenly court" which, however, mayhave been reserved only for the long-last<strong>in</strong>g, if not immortal, souls<strong>of</strong> the k<strong>in</strong>gs and lords as a depository <strong>of</strong> social authority.45 Fromabout the eighth century B.C. on, the term Yellow Spr<strong>in</strong>gs (huangch'uian X7%) began to be used <strong>in</strong> historical and literary writ<strong>in</strong>gs todenote the home <strong>of</strong> the dead. <strong>The</strong> Yellow Spr<strong>in</strong>gs was imag<strong>in</strong>ed tobe located beneath the earth, a place conceived <strong>of</strong> as dark andmiserable. But the idea is on the whole a vague one and very littledetail about it exists <strong>in</strong> the written record.46 As we have seen, <strong>in</strong>the "Summons <strong>of</strong> the <strong>Soul</strong>, " one <strong>of</strong> the Elegies <strong>of</strong> Ch 'u, the soul is advised"not to climb heaven above" or "go not down to the Land <strong>of</strong>Darkness" (yu-tu Nm). Thus, for the first time, we encounter both"heaven" and "hell" <strong>in</strong> the same poem. However, Ch<strong>in</strong>ese imag<strong>in</strong>ation<strong>of</strong> the afterlife did not become fully developed until theHan period. With the tremendous progress <strong>of</strong> Han archaeology <strong>in</strong>recent decades, we are now able to reconstruct <strong>in</strong> its general formthe early Ch<strong>in</strong>ese conception <strong>of</strong> afterlife, <strong>in</strong>clud<strong>in</strong>g the relatedbeliefs <strong>of</strong> heaven and hell.As noted earlier, the two T-shaped silk pa<strong>in</strong>t<strong>in</strong>gs from Ma-wangtuiclearly reveal the belief that at death the hun-souls immediately"return to heaven," just as the above-quoted Li-chi passage says.Although we are <strong>in</strong> no position, given our present state <strong>of</strong>knowledge, to identify each and every one <strong>of</strong> the mythologicalelements <strong>in</strong> these pa<strong>in</strong>t<strong>in</strong>gs, the two pa<strong>in</strong>t<strong>in</strong>gs do provide us withconcrete evidence that by the second century B.C. the Ch<strong>in</strong>esealready had a vivid conception <strong>of</strong> a heavenly world above and anunderworld below.<strong>The</strong> notion <strong>of</strong> a government <strong>in</strong> heaven oversee<strong>in</strong>g human activitieswas developed later <strong>in</strong> Han popular culture. In the earliestTaoist canon T'ai-p'<strong>in</strong>g ch<strong>in</strong>g &1+!, datable to the second century45 Jacques Choron, Death and Western Thought (New York, 1963), p. 24.6Needham, Science, pp. 84-85.


SOUL AND AFTERLIFE 383A.D., that is before appreciable Buddhist <strong>in</strong>fluence on Ch<strong>in</strong>ese lifeand thought, we f<strong>in</strong>d at least four ts 'ao 1 or "departments" <strong>in</strong> thecelestial government. <strong>The</strong>y are the m<strong>in</strong>g-ts'ao 01 ("Department <strong>of</strong>Fate"), shou-ts'ao Xf ("Department <strong>of</strong> Longevity"), shan-ts 'ao I("Department <strong>of</strong> Good Deeds") and o-ts'ao 7,1< ("Department <strong>of</strong>Evil Deeds").47 <strong>The</strong> term ts'ao, it may be noted, is a direct borrow<strong>in</strong>gfrom the Han governmental organization. <strong>The</strong>re were, for <strong>in</strong>stance,four ts'ao <strong>in</strong> the <strong>of</strong>fice <strong>of</strong> the shang-shu M ("Masters <strong>of</strong>Documents") which, s<strong>in</strong>ce the time <strong>of</strong> Emperor Wu, had become"the key organ <strong>of</strong> the state. "48 This also expla<strong>in</strong>s why <strong>in</strong> the HsiangerhCommentary on the Lao-tzu t=f *flT, the celestial government isalso referred to as the t'ien-ts'ao )I ("Heavenly Departments"), anidea which has been perpetuated <strong>in</strong> Ch<strong>in</strong>ese popular culture evers<strong>in</strong>ce.49 <strong>The</strong> T'ai-p'<strong>in</strong>g ch<strong>in</strong>g also reveals someth<strong>in</strong>g about how thevarious departments conduct their bus<strong>in</strong>ess. Each departmentkeeps detailed personal dossiers on all liv<strong>in</strong>g persons. When a personhas accumulated enough merits, for <strong>in</strong>stance, his dossier, afterevaluation, may be transferred to the Department <strong>of</strong> Longevity.50On the other hand there is also the possibility that a person formerly<strong>of</strong> good conduct may eventually end up <strong>in</strong> the Department <strong>of</strong> EvilDeeds, if he is later found to have committed many s<strong>in</strong>s. Thus, notonly are the personal records <strong>of</strong> all liv<strong>in</strong>g be<strong>in</strong>gs updated on a daily47 Wang M<strong>in</strong>g IE, ed., T'ai-p'<strong>in</strong>g ch<strong>in</strong>g ho-chiao ; (hereafter TPC, Pek<strong>in</strong>g:Chung-hua shu-chii, 1960), pp. 526, 546, 551, 552. <strong>The</strong> dat<strong>in</strong>g <strong>of</strong> the TPC has been highlycontroversial. See B. J. Mansvelt Beck, "<strong>The</strong> Date <strong>of</strong> the Taip<strong>in</strong>gJ<strong>in</strong>g," TP 66.4-5 (1980):149-82. However, modern scholars generally agree that although it conta<strong>in</strong>s many later <strong>in</strong>terpolations,parts <strong>of</strong> the work can be dated to the second century. See Y<strong>in</strong>g-shih Yii, "Life andImmortality <strong>in</strong> the M<strong>in</strong>d <strong>of</strong> Han Ch<strong>in</strong>a," HJAS 25 (1964-65): 84, n. 17, and Max Kaltenmark,"<strong>The</strong> Ideology <strong>of</strong> the T'ai-p '<strong>in</strong>g ch<strong>in</strong>g, " <strong>in</strong> Holmes Welch and Anna Seidel, eds., Facets<strong>of</strong> Taoism (New Haven: Yale University Press, 1979), pp. 19-45. More recently, furtherefforts have been made by two Ch<strong>in</strong>ese scholars to establish the Han orig<strong>in</strong> <strong>of</strong> the text. SeeWang M<strong>in</strong>g IE, "Lun T'ai-p'<strong>in</strong>g ch<strong>in</strong>g ti ch'eng-shu shih-tai ho tso-che" Fit:PThQ;*MITf, Shih-chieh tsung-chiaoyen-chiu f 1982.1:17-26 and T'ang I-chieh, &-Th "Kuan-yii T'ai-p'<strong>in</strong>g ch<strong>in</strong>g ch'eng-shu wen-t'i" ;k Pn:VER;M , Chung-kuo wenhuayen-chiuchi-k'an, PJ;Lff5E%fIJ, no. 1 (Fudan University Press, Shanghai, March1984): 168-186.48 Wang Yii-ch'iian, "An Outl<strong>in</strong>e <strong>of</strong> the Central Government <strong>of</strong> the Former Han Dynasty,"<strong>in</strong> John L. Bishop, ed., Studies <strong>of</strong> Governmental Institutions <strong>in</strong> Ch<strong>in</strong>ese History, (Cambridge,Mass: Harvard-Yench<strong>in</strong>g Institute, 1968), p. 38.49 Jao Tsung-i, Hsiang-erh chu, pp. 33, 77.50 TPC, pp. 602, 625.


384 YING-SHIH YUbasis, these records are also constantly subject to transfer from onedepartment to another. Indeed, activities <strong>of</strong> this k<strong>in</strong>d constitute amajor function <strong>of</strong> the celestial bureaucracy."5Now, let us turn to the idea <strong>of</strong> "underworld" <strong>in</strong> Han times. Onthis subject, fortunately, very <strong>in</strong>terest<strong>in</strong>g evidence has also beenfound <strong>in</strong> the Ma-wang-tui tomb no. 3. A wooden document fromthis tomb reads as follows:On the twenty fourth day, second month, the twelfth year [<strong>of</strong> Emperor Wen'sreign, 168 B.C.] Household Assistant Fen to the lang-chung PP@ <strong>in</strong> charge <strong>of</strong> thedead: A list <strong>of</strong> mortuary objects is herewith forwarded to you. Upon receiv<strong>in</strong>g thisdocument, please memorialize without delay to the Lord <strong>of</strong> the Grave (chu-tsangchuPn ) "52This document reveals two <strong>in</strong>terest<strong>in</strong>g po<strong>in</strong>ts about Han beliefs <strong>of</strong>an underworld. First, s<strong>in</strong>ce the silk pa<strong>in</strong>t<strong>in</strong>g from the same tombshows that the hun-soul <strong>of</strong> the dead goes to heaven, the present documentmakes sense only if understood as deal<strong>in</strong>g with the journey <strong>of</strong>his p 'o soul to the underworld. Second, the bureaucratic structure <strong>of</strong>the underworld is, like that <strong>of</strong> the heavenly world, modeled on that<strong>of</strong> the human world. It is <strong>in</strong>terest<strong>in</strong>g to note that before 104 B.C.there was an <strong>of</strong>fice <strong>of</strong> lang-chung-l<strong>in</strong>g tP'4W ("Supervisor <strong>of</strong> Attendants")whose function it was to render personal services to theemperor.53 Thus the analogy between the status <strong>of</strong> Household AssistantFen <strong>in</strong> the marquisate <strong>of</strong> Tai and the lang-chung <strong>in</strong> the underworldis unmistakable. In other words, Family Assistant Fen wasnotify<strong>in</strong>g his counterpart <strong>in</strong> the court <strong>of</strong> the Underworld Lord <strong>of</strong> thearrival <strong>of</strong> the newly dead, <strong>in</strong> this case, the son <strong>of</strong> Marquis <strong>of</strong> Tai.This practice is also confirmed by two similar wooden documentsfound <strong>in</strong> the Han tombs at Feng-huang Shan [lJLL, (<strong>in</strong> Chiangl<strong>in</strong>giElt, Hupei) <strong>in</strong> 1975. <strong>The</strong> first one from tomb no. 168, dated167 B.C., was issued <strong>in</strong> the name <strong>of</strong> the Assistant Magistrate <strong>of</strong>Chiang-l<strong>in</strong>g and sent to the Underworld Assistant Magistrate. <strong>The</strong>former <strong>in</strong>formed the latter <strong>of</strong> the immigration <strong>of</strong> a newly dead underhis jurisdiction to the underworld and requested the case be5TPC, p. 552.52 "Ch'ang-sha Ma-wang-tui erh-san-hao mu fa-chiieh chien-pao" Ab'$'.%E* yR%f1*, WW 1974.7, p. 43 and Plate XII, no. 11.5 Wang Yii-ch'iian, "Central Government," p. 52 (note 52) and pp. 20-21.


SOUL AND AFTERLIFE 385reported to the Underworld Lord.54 <strong>The</strong> second one, dated 153 B.C.,is found <strong>in</strong> Tomb no. 10. In this case, the document was submittedto the Underworld Lord (ti-hsia chu PIT1) directly <strong>in</strong> the name <strong>of</strong>the dead, Chang Yen WKff, himself. Unlike the Ma-wang-tui case,the two occupants <strong>of</strong> the Feng-huang Shan tombs were neithernoblemen nor <strong>of</strong>ficials, but common people <strong>of</strong> some means, a factthat testifies fully to the universality <strong>of</strong> this belief.55S<strong>in</strong>ce the p 'o soul is closely associated with the body, therefore, atdeath it returns to earth when the body is buried. However, it seemsto have been a widespread idea <strong>in</strong> Han times that the life <strong>of</strong> the p 'osoul <strong>in</strong> the underworld depends very much on the condition <strong>of</strong> thebody. If the body was well-preserved and properly buried, then thep 'o soul would not only rest <strong>in</strong> peace and rema<strong>in</strong> close to the bodybut probably also last longer. Lavish <strong>in</strong>terment and body preservationthus are quite characteristic <strong>of</strong> Han tombs belong<strong>in</strong>g to families<strong>of</strong> some means. Needless to say, not every family could afford theMa-wang-tui type <strong>of</strong> burial. But the simplest way to preserve thebody was, accord<strong>in</strong>g to Han death ritual, to put a piece <strong>of</strong> jade <strong>in</strong>tothe mouth <strong>of</strong> the dead.56 This ritual practice has been amply confirmedby recent archaeology.57 It was generally believed <strong>in</strong> ancientCh<strong>in</strong>a that jade can prevent the body from decay. <strong>The</strong> worldrenowned"jade shrouds," discovered <strong>in</strong> the tomb <strong>of</strong> an early Hanpr<strong>in</strong>ce at Man-ch'eng, Hopei, <strong>in</strong> 1968, were obviously <strong>in</strong>tended tohave this effect.58To sum up: the comb<strong>in</strong>ation <strong>of</strong> textual and archaeological54 "Hu-pei Chiang-l<strong>in</strong>g Feng-huang Shan i-liu-pa hao Han-mu fa-chueh pao-kao" OI:R168j%I W # , WW 1975.9: 4 and Plate III, no. 1. See also the remarks by YuWei-ch'ao <strong>in</strong> a symposium published <strong>in</strong> the same issue, pp. 12-14, where other similardocuments are compared. For further discussions <strong>of</strong> the document, see Ch'en Chih, KII"Kuan-yul 'Chiang-l<strong>in</strong>g Ch'en' kao 'Ti-hsia Ch'en' " MMIR7 A P 7 , WW 1977.12:76 and Huang Sheng-chang Xfi3, Li-shih ti-liyi k'ao-ku lun-ts'ung *(Chi-nan: 1982), pp. 201-06 where the social status <strong>of</strong> the occupant <strong>of</strong> tomb no. 168 is discussed<strong>in</strong> considerable detail.5 Quoted <strong>in</strong> Yu Wei-ch'ao's remark <strong>in</strong> WW 1975.9:13.56 Yang Shu-ta Mi4, Han-tai hun sang li-su k'ao l (Shanghai: K'ai-m<strong>in</strong>gshu-tien, 1933), pp. 73-74.5 For examples see WW 1972.12: 12 and WW 1975.9:7.58 Man-ch'eng Han-mu $2fi- (Pek<strong>in</strong>g: Wen-wu ch'u-pan-she, 1978): 25-26. See alsoShih Wei 8,S "Kuan-yiu 'ch<strong>in</strong>-hi yii-i' tzu-liao chien-chieh" A* f- M4, KK1972.2:48-50.


386 YING-SHIH YUevidence suggests that pre-Buddhist Ch<strong>in</strong>ese beliefs about a heavenlyworld above and an underworld below were closely related to thedualistic conception <strong>of</strong> soul, the hun and the p'o. At death the hunand the p 'o were thought to go separate ways, the former return<strong>in</strong>gto heaven and the latter to earth. <strong>The</strong> idea <strong>of</strong> heaven and hell as oppos<strong>in</strong>gsites as reward and punishment <strong>in</strong> the afterlife was not fullydeveloped <strong>in</strong> Ch<strong>in</strong>ese thought until the com<strong>in</strong>g <strong>of</strong> Buddhism.THE RISE OF HSIEN IMMORTALITYTHE RESTRUCTURINGANDOF THE AFTERWORLDA historical account <strong>of</strong> the Ch<strong>in</strong>ese conception <strong>of</strong> afterlife,however, would rema<strong>in</strong> <strong>in</strong>complete without a brief discussion <strong>of</strong> thefundamental transformation it underwent dur<strong>in</strong>g the reign <strong>of</strong>Emperor Wu <strong>of</strong> Han (140-87 B.C.). By this transformation we referto the development <strong>of</strong> the cult <strong>of</strong> hsien ji immortality.59Hsien was a unique idea <strong>in</strong> ancient Ch<strong>in</strong>ese thought and probablybegan as a romantic conception <strong>of</strong> total spiritual freedom. A prototype<strong>of</strong> hsien immortal may be found <strong>in</strong> the beg<strong>in</strong>n<strong>in</strong>g chapter <strong>of</strong>the Chuang Tzu +E- where a Div<strong>in</strong>e Man is described as follows:<strong>The</strong>re is a Div<strong>in</strong>e Man liv<strong>in</strong>g on faraway Kuyeh Mounta<strong>in</strong>, with sk<strong>in</strong> like ice orsnow, and gentle and shy like a young girl. He doesn't eat the five gra<strong>in</strong>s, but sucksthe w<strong>in</strong>d and dr<strong>in</strong>ks the dew, climbs up on clouds and mists, rides a fly<strong>in</strong>g dragon,and wanders beyond the four seas.60<strong>The</strong> important th<strong>in</strong>g to note here is that the Div<strong>in</strong>e Man does noteat anyth<strong>in</strong>g earthly such as the five gra<strong>in</strong>s but only "sucks the w<strong>in</strong>dand dr<strong>in</strong>ks the dew," phenomena that come from heaven. Elsewherethe Chuang Tzu also mentions the method <strong>of</strong> regulat<strong>in</strong>g ormanipulat<strong>in</strong>g the ch 'i or breath (tao-y<strong>in</strong> ig 1) as a way <strong>of</strong> cultivat<strong>in</strong>glong life.61 It seems then that the idea <strong>of</strong> the hsien was orig<strong>in</strong>ally conceived<strong>in</strong> terms <strong>of</strong> the hun-soul which be<strong>in</strong>g made up entirely <strong>of</strong> theheavenly ch'i, is able to ascend to heaven.59 For a more comprehensive study <strong>of</strong> the Han cult <strong>of</strong> hsien immortality, see my "Life andImmortality <strong>in</strong> the M<strong>in</strong>d <strong>of</strong> Han Ch<strong>in</strong>a."60 Burton Watson, tr., <strong>The</strong> Complete Works <strong>of</strong> Chuang Tzu, (New York: Columbia UniversityPress, 1968), p. 33.61 Ibid., p. 168 (note).


SOUL AND AFTERLIFE 387<strong>The</strong> only difference between the hun and the hsien is that while theformer leaves the body at death the latter obta<strong>in</strong>s its total freedomby transform<strong>in</strong>g the body <strong>in</strong>to someth<strong>in</strong>g purely ethereal, that is,the heavenly ch 'i A. Thus regulation <strong>of</strong> ch 'i or breath and "abstentionfrom gra<strong>in</strong>s" were widely believed to be the two most importantmeans <strong>of</strong> achiev<strong>in</strong>g hsien immortality.62 <strong>The</strong> "Far-<strong>of</strong>fJourney"3L <strong>in</strong> the Elegies <strong>of</strong> Ch 'u describes a scene <strong>of</strong> some ancient hsien immortals'ascension to heaven <strong>in</strong> the follow<strong>in</strong>g l<strong>in</strong>es:With the ether's (i.e. ch'i's) transformations they rose upwards, with godlike swiftnessmiraculously mov<strong>in</strong>g. Leav<strong>in</strong>g the dust beh<strong>in</strong>d, shedd<strong>in</strong>g their impuritiesneverto return aga<strong>in</strong> to their old homes.63In view <strong>of</strong> the fact that both the Chuang Tzu and the Elegies <strong>of</strong> Ch'uare products <strong>of</strong> the Ch'u culture <strong>in</strong> the south, the family resemblencebetween the idea <strong>of</strong> hsien and <strong>of</strong> hun can hardly be a matter <strong>of</strong>historical co<strong>in</strong>cidence.As we have seen, <strong>in</strong> early philosophical and literary imag<strong>in</strong>ation ahsien immortal is someone who rejects this human world. He must"leave the dust beh<strong>in</strong>d" and "never return home aga<strong>in</strong>." However,as soon as the idea <strong>of</strong> hsien immortality attracted the attention<strong>of</strong> the worldly rulers, such as pr<strong>in</strong>ces <strong>of</strong> the Warr<strong>in</strong>g-states periodand emperors <strong>of</strong> the Ch'<strong>in</strong> and Han dynasties, it began to develop<strong>in</strong>to a cult <strong>of</strong> a this-worldly character. Pr<strong>in</strong>ces and emperors werenot <strong>in</strong>terested <strong>in</strong> transform<strong>in</strong>g themselves <strong>in</strong>to hsien immortalsbecause they had suddenly developed a renunciatory attitudetoward the honors and pleasures they enjoyed <strong>in</strong> this world. On thecontrary, they were motivated by a strong desire to prolong theirworldly pleasures forever.This worldly cult <strong>of</strong> hsien immortality had already ga<strong>in</strong>ed considerablepopularity among the pr<strong>in</strong>ces <strong>of</strong> various states before theunification <strong>of</strong> Ch<strong>in</strong>a <strong>in</strong> 221 B.C. But it reached its zenith <strong>in</strong> the time<strong>of</strong> Emperor Wu <strong>of</strong> Han. Emperor Wu was led to believe, by anumber <strong>of</strong> pr<strong>of</strong>essional "necromancers," that a meet<strong>in</strong>g could bearranged between him and some hsien immortals on the top <strong>of</strong>62 Shih-chi ,2d (Pek<strong>in</strong>g: Chung-hua shu-chui, 1959), 55.2048. Both practices have nowbeen confirmed by the discovery <strong>of</strong> a pre-Ch'<strong>in</strong> text at Ma-wang-tui. See WW 1975.6:1, 6-13, 14-15.63David Hawkes, Ch'u Tz'u, p. 82.


388 YING-SHIH YUMount T'ai 4[ti, the sacred mounta<strong>in</strong> <strong>in</strong> ancient Ch<strong>in</strong>a, as apreparation for his f<strong>in</strong>al ascension to heaven. At this time a storyhad been fabricated that the legendary Yellow Emperor did not reallydie but flew to heaven on a dragon's back together with hiscourt assistants and palace ladies after hav<strong>in</strong>g performed imperialsacrifices to Heaven and Earth at the central peak <strong>of</strong> Mount T'ai.Taken <strong>in</strong> by this story, Emperor Wu made his imperial pilgrimageto Mount T'ai <strong>in</strong> 110 B.C. and carried out all the religious ritualssupposedly <strong>in</strong> the tradition <strong>of</strong> the Yellow Emperor. He returned tothe capital assured that he would eventually jo<strong>in</strong> the YellowEmperor <strong>in</strong> heaven as a hsien immortal. By the turn <strong>of</strong> the first centuryA.D., at the latest, the cult <strong>of</strong> hsien immortality had alreadyspread from royal and aristocratic circles to the common people. AHan stone <strong>in</strong>scription relates that, <strong>in</strong> A.D. 7, a yamen underl<strong>in</strong>g <strong>in</strong>the local government <strong>of</strong> Han-chung iMv (<strong>in</strong> modern Shensi) namedT'ang Kung-fang )AK2f succeeded <strong>in</strong> his pursuit <strong>of</strong> hsien immortality.Consequently, he ascended heaven not only with his whole familybut also his house and domestic animals.<strong>The</strong> great popularity <strong>of</strong> this cult transformed the Han conception<strong>of</strong> the afterlife <strong>in</strong> a fundamental way. Accord<strong>in</strong>g to the T'ai-p'<strong>in</strong>gch<strong>in</strong>g, only the hsien immortals who had embodied the great Taowere admitted to heaven.64 S<strong>in</strong>ce the immortal hsien and thedissolvable hun were conceived as belong<strong>in</strong>g to two completelydifferent categories <strong>of</strong> be<strong>in</strong>gs, they were not supposed to mix <strong>in</strong> thesame heaven. As a result, a new abode had to be found to accommodatethe hun souls. Thus, the governmental structure <strong>of</strong> theunderworld was expanded. Based on a variety <strong>of</strong> historical and archaeologicalevidence, this new conception <strong>of</strong> the underworld maybe briefly reconstructed as follows: First, from around the end <strong>of</strong> thefirst century B.C. a belief gradually arose that there was a supremeruler called Lord <strong>of</strong> Mount T'ai (T'ai-shanfu-chu<strong>in</strong> *[UffEr) whosecapital was located <strong>in</strong> a place named Liang-fu 3 a small hill nearMount T'ai.65 Liang-fu, it may be noted, was traditionally the place64TPC, p. 138.65For the development <strong>of</strong> the cult <strong>of</strong> Mount T'ai as a place for the dead, see also Chao I kLI, Kai-yii ts'ung-k'ao PPW ; (Shanghai: Commercial Press, 1957), 35.751-52; EdouardChavannes, Le T'at Ch 'an (Paris: Leroux, 1910), chapter six; Sakai Tadao i"Taizan sh<strong>in</strong>k6 no kenkyu " *OA {fA V fi A, Shicho 7.2 (June 1937).


SOUL AND AFTERLIFE 389at which imperial sacrifices had been made to the supreme earthlydeity, the Lord <strong>of</strong> Earth (Ti chu J__A1).66 It was <strong>in</strong>deed only a smallstep to transform the Lord <strong>of</strong> Earth <strong>in</strong>to the Lord <strong>of</strong> the Underworld(ti-hsia chu JifF). <strong>The</strong> title Lord <strong>of</strong> Mount T'ai- T'ai-shan fuch/<strong>in</strong>-alsorequires a word <strong>of</strong> explanation. <strong>The</strong> term fu-chii mustnot be taken to mean "lord" <strong>in</strong> a general sense. In fact, it was apopular name referr<strong>in</strong>g specifically to prov<strong>in</strong>cial governors <strong>in</strong> Hantimes. Nor should "T'ai-shan" <strong>in</strong> this case be understood as thesacred mounta<strong>in</strong> itself. Instead it was a reference to the prov<strong>in</strong>cenamed after the sacred mounta<strong>in</strong> <strong>in</strong> which Liang-fu was alsolocated.67 In other words, call<strong>in</strong>g the supreme ruler <strong>of</strong> the underworldT'ai-shan fu-chu<strong>in</strong> was to <strong>in</strong>dicate both the location <strong>of</strong> hisresidence and the bureaucratic rank <strong>of</strong> his <strong>of</strong>fice. S<strong>in</strong>ce he was <strong>in</strong>charge <strong>of</strong> the dead, he was therefore assigned an <strong>of</strong>ficial positionlower than the supreme ruler <strong>of</strong> the human world, the emperor, byone rank. This fits perfectly well with some other popular names bywhich he was also known. For example, stone <strong>in</strong>scriptions found <strong>in</strong>Han tombs <strong>of</strong>ten refer to him either as "Lord <strong>of</strong> Mount T'ai" oras "the prov<strong>in</strong>cial governor <strong>in</strong> the underworld.""' Moreover, apopular Han religious tract says that he is the "grandson <strong>of</strong> theHeavenly God. X6 <strong>The</strong> last <strong>in</strong>stance is particularly reveal<strong>in</strong>g. Clear-66Due to limitations <strong>of</strong> space the follow<strong>in</strong>g discussion is highly condensed. For a detailedstudy see my Ch<strong>in</strong>ese article, "Chung-kuo ku-tai ssu-hou shih-chieh kuan ti yen-pien" rp-NN;EWLFAMIn, 0 Yen-yuan lun-hsueh chi ?rRX (Pek<strong>in</strong>g, Pek<strong>in</strong>g University Press,1984), pp. 177-96. Shih-chi 28.1367; Burton Watson, tr., Records <strong>of</strong> the Grand Historian <strong>of</strong> Ch<strong>in</strong>a2 vols. (New York, Columbia University Press, 1961), 2:24.67 This is rightly po<strong>in</strong>ted out <strong>in</strong> Hu San-hs<strong>in</strong>g's M t commentary on Tzu-chih t 'ung-chienWM& (Pek<strong>in</strong>g: Chung-hua shu-chii, 1956), 20.678.68 Quoted <strong>in</strong> Fang Shih-m<strong>in</strong>g , "Tsai-lun ti-chuan ti chien-pieh,"WW 1979.8: 84. For more details <strong>of</strong> the transformation <strong>of</strong> the Lord <strong>of</strong> Mount T'ai, seeOkamoto Saburo 1Q14 913, "Taizan fukun no yurai ni tsuite," Ftl*8C7)- '1C,Toyogaku kenkyut V9*4JM, 1 (November 1943): 63-98.69 We owe this <strong>in</strong>formation to a fragment <strong>of</strong> the Hsiao-ch<strong>in</strong>g yiuan-shen ch'i :ipreserved <strong>in</strong> Chang Hua's T (A.D. 232-300) Po-wu chih, see Fan N<strong>in</strong>g ;*, ed., Po-wu chihchiao-chu tt$J I (Pek<strong>in</strong>g: Chung-hua shu-chiu, 1980), p. 12. This perhaps also expla<strong>in</strong>swhy, as recent archaeology amply shows, the Heavenly God <strong>of</strong>ten sent envoys to warn underworld<strong>of</strong>ficials <strong>of</strong> all levels that they must not harass the souls under their jurisdictions. See-Hayashi M<strong>in</strong>ao ; "Kandai kij<strong>in</strong> no sekai" fflft4OtD , Tohogakuho46 (March 1974): 227-28 and note 14, pp. 297-98.) Obviously, Han Ch<strong>in</strong>ese believed thatthe souls <strong>in</strong> the underworld were subject to the taxes and labor services demanded by underworld<strong>of</strong>ficials. See the <strong>in</strong>scription from a Han tomb dated A.D. 173 <strong>in</strong> Kuo Mo-jo iNu-li chih shih-tai *Ijft, (Pek<strong>in</strong>g, 1972), p. 94.


390 YING-SHIH YUly, the idea <strong>of</strong> "grandson <strong>of</strong> the Heavenly God" was derivedanalogously from that <strong>of</strong> the "Son <strong>of</strong> Heaven," that is, theemperor.Second, like the supreme ruler <strong>of</strong> the human world, it was believedthat the Lord <strong>of</strong> Mount T'ai also had a bureaucracy to assisthim <strong>in</strong> govern<strong>in</strong>g the dead. Judg<strong>in</strong>g by the various <strong>of</strong>ficial titlesfound <strong>in</strong> Han tombs and other texts, the bureaucratic structure <strong>of</strong>the underworld was closely modeled on the adm<strong>in</strong>istrative system<strong>of</strong> the Han empire. <strong>The</strong> first th<strong>in</strong>g the newly dead had to do was togo to the capital <strong>of</strong> the underworld to register. <strong>The</strong>re is further evidencesuggest<strong>in</strong>g that the underworld government could send forthe souls <strong>of</strong> those whose alloted span on earth, accord<strong>in</strong>g to the Register<strong>of</strong> Death, was up. As time wore on, the idea <strong>of</strong> post-mortempunishment also found its way <strong>in</strong>to the Han belief about the afterlife.<strong>The</strong> T'ai-p'<strong>in</strong>g ch<strong>in</strong>g <strong>of</strong> the second century A.D. has the follow<strong>in</strong>gvivid description <strong>of</strong> the adm<strong>in</strong>istration <strong>of</strong> justice <strong>in</strong> the underworld.If a man commits evils unceas<strong>in</strong>gly, his name will then be entered <strong>in</strong>to the Register<strong>of</strong> Death. He will be summoned to the Underworld Government (t'u-fu ?Nf) wherehis body is to be kept. Alas! When can he ever get out? His soul will be imprisonedand his do<strong>in</strong>gs <strong>in</strong> life will be questioned. If his words are found to be <strong>in</strong>consistent,he will be subject to further imprisonment and torture. His soul is surely go<strong>in</strong>g tosuffer a great deal. But who is to blame?70This new conception <strong>of</strong> the underworld may well have been afaithful reflection <strong>of</strong> the cruel realities <strong>of</strong> <strong>in</strong>terrogation and torture <strong>in</strong>the imperial and prov<strong>in</strong>cial prisons, especially dur<strong>in</strong>g the secondcentury A.D.7DThird, we have reason to believe that as the supreme ruler <strong>of</strong> theunderworld, the authority <strong>of</strong> the Lord <strong>of</strong> Mount T'ai was orig<strong>in</strong>allyconceived to be exercised over the hun-souls. Several historical andliterary sources specifically l<strong>in</strong>k the hun, but not the p 'o, to MountT'ai, which itself calls to m<strong>in</strong>d the underworld <strong>in</strong> which the Lord70TPC, p. 615 and also pp. 598-99. In contrast to ancient Greece, the Ch<strong>in</strong>ese idea <strong>of</strong>post-mortem punishment is a much later development. See Emily Vermeule, Aspects <strong>of</strong> Death,p. 8, and E. R. Dodds, <strong>The</strong> Greeks and the Irrational (Berkeley: University <strong>of</strong> California Press,1951), pp. 137, 150-51.71 Lii Ssu-mien RO,, Ch'<strong>in</strong>-Han shih f 2 vols. (Shanghai: K'ai-m<strong>in</strong>g shu-tien,1947), 2:704-09.


SOUL AND AFTERLIFE 391<strong>of</strong> Mount T'ai reigns supreme. <strong>The</strong> hun-soul is said to be either "return<strong>in</strong>g"or "belong<strong>in</strong>g" to Mount T'ai.72 It may be recalled thatheaven was now populated by the hsien immortals; it was no longera place to which the hun-souls could return. For the Han Ch<strong>in</strong>ese,therefore, Mount T'ai was the highest place imag<strong>in</strong>able, secondonly to heaven. Strictly speak<strong>in</strong>g, however, the hun-souls could noteven ascend the central peak <strong>of</strong> that sacred mounta<strong>in</strong> because it hadalso been transformed <strong>in</strong>to a meet<strong>in</strong>g place between the emperorand the hsien immortals. <strong>The</strong> hun-souls could only travel to Liangfu,the capital <strong>of</strong> the underworld <strong>in</strong> which the Lord <strong>of</strong> Mount T'aioperated his central adm<strong>in</strong>istration. It may be further noted that <strong>in</strong>Han popular culture, Mount T'ai itself, especially its peak, was asymbol <strong>of</strong> life and immortality whereas Liang-fu was that <strong>of</strong> death.However, the simple fact that Liang-fu was not only located <strong>in</strong> thevic<strong>in</strong>ity <strong>of</strong> Mount T'ai but also fell under the jurisdiction <strong>of</strong> the prov<strong>in</strong>cebear<strong>in</strong>g the name <strong>of</strong> the holy mounta<strong>in</strong> gradually gave rise towidespread confusion <strong>in</strong> Han popular beliefs about the afterlife.With the prov<strong>in</strong>ce bear<strong>in</strong>g the name <strong>of</strong> Mount T'ai <strong>in</strong>extricably confusedwith the mounta<strong>in</strong> itself, texts from the second century A.D. on<strong>of</strong>ten speak <strong>of</strong> the departed hun-souls as if they were to "return" tothe holy mounta<strong>in</strong>. But it is important to po<strong>in</strong>t out that <strong>in</strong> allprobability the orig<strong>in</strong>al conception was that the hun-soul <strong>of</strong> the newlydead would go to the Liang-fu hill <strong>in</strong> T'ai-shan prov<strong>in</strong>ce, <strong>in</strong> orderto register its name with the underworld government.F<strong>in</strong>ally, a word about the p 'o soul is <strong>in</strong> order. S<strong>in</strong>ce the hun-soulnow went to the underworld <strong>in</strong>stead <strong>of</strong> heaven, what happened tothe p 'o? It is <strong>in</strong>terest<strong>in</strong>g to observe that the p 'o was under the care <strong>of</strong>a separate department <strong>of</strong> the underworld government. Accord<strong>in</strong>g toTung-fang Shuo, the court jester <strong>of</strong> Emperor Wu's time, the <strong>of</strong>fice<strong>in</strong> charge <strong>of</strong> the dead is called po tM. Clearly, p'o and po share thesame etymological root; the name po may well have been derived72Hou Han shu &fi (Pek<strong>in</strong>g: Chung-hua shu-chui, 1965), 90.2980. It is important topo<strong>in</strong>t out that here the fragment <strong>of</strong> the Hsiao-ch<strong>in</strong>gyiuan-shen ch'i preserved <strong>in</strong> the Po-wu chih(see note 69 above) is also quoted by the T'ang commentator to support the statement <strong>of</strong> theHou Han shu. <strong>The</strong> Hou Han shu text says: "<strong>The</strong> hun-soul (hun-shen 4Et) <strong>of</strong> the dead returns toMount T'ai, " and the commentary, quot<strong>in</strong>g Po-wu chih, says: "Mount T'ai, the Grandson <strong>of</strong>the Heavenly God, is responsible for summon<strong>in</strong>g the human hun-souls" (90.2981). <strong>The</strong> twopassages agree with each other exactly.


392 YING-SHIH YUfrom the belief that it is the abode <strong>of</strong> p 'o souls. Moreover, the samejester also def<strong>in</strong>ed po as "the court <strong>of</strong> the ghosts" (kuei-t'<strong>in</strong>g gg). 73In Han times the term t'<strong>in</strong>g commonly designated the yamen <strong>of</strong> acounty magistrate, just asfu was the popular name <strong>of</strong> the <strong>of</strong>fice <strong>of</strong> aprov<strong>in</strong>cial governor.74 This fits perfectly well with the bureaucratichierarchy <strong>of</strong> the Han underworld: the deity <strong>in</strong> charge <strong>of</strong> the p 'o soulswas lower by one level <strong>in</strong> rank than the deity <strong>in</strong> charge <strong>of</strong> the hunsouls,the Lord <strong>of</strong> Mount T'ai. In approximately the middle <strong>of</strong> thefirst century B.C., the name Kao-li , suddenly ga<strong>in</strong>ed popularityas an abode for the dead. Interest<strong>in</strong>gly, it turns out that Kao-li wasanother place <strong>of</strong> deep religious significance at the foot <strong>of</strong> MountT'ai, where Emperor Wu performed the ritual <strong>of</strong> sacrifice to theLord <strong>of</strong> Earth <strong>in</strong> 104 B.C.75 Later <strong>in</strong> Han popular literature Kao-lialso came to be identified as the Lower Village (hsia-li T-T) or theYellow Spr<strong>in</strong>gs <strong>in</strong> which the dead take their permanent residence.76At first it seems puzzl<strong>in</strong>g that there should be two different places <strong>in</strong>the Han underworld for the departed souls. However, the puzzledisappears as soon as we remember that each person was believed tobe <strong>in</strong> possession <strong>of</strong> two separate souls, the hun and the p 'o. <strong>The</strong>re isclear evidence from <strong>in</strong>scriptions found <strong>in</strong> Later Han tombs thatboth the hun and the p'o are subject to the call <strong>of</strong> the underworldgovernment.77 This suggests the good possibility that the p 'o soul <strong>of</strong>7Han shu M (Pek<strong>in</strong>g: Chung-hua shu-chii, 1962), 33.2845.74 Forfu Vf and t '<strong>in</strong>g 4f as popular names <strong>of</strong> the governor's and the magistrate's <strong>of</strong>fices respectively,see vol. 1 <strong>of</strong> Yen Keng-wang IWO, Chung-kuo ti-fang hs<strong>in</strong>g-cheng chih-tu shih VfuPhtU%IJt, Part 1 (Taipei: Chung-yang yen-chiu-yulan li-shih yii-yen yen-chiu-so,1961), p. 216.Han shu 38.1991.776 For the term Kao-li mean<strong>in</strong>g underworld, see Han shu 63.2761 and Yen Shih-ku's commentaryon p. 2762. For Kao-li and hsia-li TFT <strong>in</strong> Han popular literature, especially <strong>in</strong><strong>in</strong>scriptions on tombstones, see Wu Jung-tseng ;IN, "Chen-mu-wen chung so-chien taoti Tung-Han Tao wu kuan-hsi" AUTAWJ ,, WW 1981.3: p. 59. In hisTaoism and Ch<strong>in</strong>ese Religion (tr. by Frank A. Kierman, Jr., Amherst: <strong>The</strong> University <strong>of</strong>Massachusetts Press, 1981), Henri Maspero gives a brief account <strong>of</strong> the T'ai-shanfu-chun <strong>in</strong>later Taoist tradition <strong>in</strong> which the underworld is localized <strong>in</strong> "the hillock Hao-li," (pp. 102-04). Here "Hao-li" is a variant read<strong>in</strong>g <strong>of</strong> Kao-li. Though much distorted, this later traditionnevertheless shows unmistakable traces <strong>of</strong> its Han orig<strong>in</strong>.7 See some <strong>of</strong> the examples given <strong>in</strong> Wu Jung-tseng, "Chen-mu-wen," pp. 60-61. It has<strong>of</strong>ten been po<strong>in</strong>ted out that Han beliefs <strong>in</strong> the afterlife as revealed <strong>in</strong> the vast amount <strong>of</strong>literary and archaeological sources are full <strong>of</strong> contradictions and <strong>in</strong>consistencies. I wouldargue that on the whole the various ideas about death rituals, heaven, and hell discussed


SOUL AND AFTERLIFE 393the newly dead would be required to report to the underworldgovernment <strong>in</strong> Kao-li <strong>in</strong> a way similar to the hun-soul's journey toLiang-fu. As a response to the rise <strong>of</strong> the popular cult <strong>of</strong> hsien immortality,which prevented the hun-soul from return<strong>in</strong>g to heaven, theCh<strong>in</strong>ese underworld seems to have been fundamentally restructuredalong a dualistic l<strong>in</strong>e to accommodate the hun and the p 'o respectively.This dualistic structure <strong>of</strong> the pre-Buddhist Ch<strong>in</strong>ese underworldis clearly reflected <strong>in</strong> the follow<strong>in</strong>g four l<strong>in</strong>es from a song aboutMount T'ai by the famous writer Lu Chi M (261-303):On the hill <strong>of</strong> Liang-fu there are hostels (kuan M),In Kao-li there are also lodges (t'<strong>in</strong>g *) for the travellers,Along the dark path stretch ten thousand ghosts (kuei),one follow<strong>in</strong>g the footsteps <strong>of</strong> another,In the spiritual houses (shen-fang 4Mi) are gathered hundreds<strong>of</strong> spirits (l<strong>in</strong>g X).78Here the poet is describ<strong>in</strong>g imag<strong>in</strong>ed scenes <strong>of</strong> the trips <strong>of</strong> both thehun-souls and the p 'o-souls to their separate dest<strong>in</strong>ations-Liang-fuand Kao-li. In his imag<strong>in</strong>ation the poet <strong>in</strong>troduces the Han system<strong>of</strong> travellers' <strong>in</strong>ns (kuan and t'<strong>in</strong>g) <strong>in</strong>to the underworld.79 <strong>The</strong>re canbe no question that the term kuei ("ghosts") refers specifically to thep'o-souls and the term l<strong>in</strong>g ("spirits") to the hun-souls. In a Confuciantreatise on the "Mean<strong>in</strong>g <strong>of</strong> Sacrifice" ("Chi-i" A) <strong>of</strong> Handate, kuei and shen are def<strong>in</strong>ed as the names <strong>of</strong> p 'o and hun respec-above make good sense if we keep <strong>in</strong> m<strong>in</strong>d that <strong>in</strong> Han times people generally believed notonly <strong>in</strong> the separation <strong>of</strong> the hun and the p 'o at death but also <strong>in</strong> the possibility <strong>of</strong> achiev<strong>in</strong>ghsien immortality and ascension to heaven. While contradictions and <strong>in</strong>consistencies are certa<strong>in</strong>lythere, they do not <strong>in</strong>validate or render mean<strong>in</strong>gless the cluster <strong>of</strong> Han beliefs we havebeen exam<strong>in</strong><strong>in</strong>g. On the contrary, there is every reason to th<strong>in</strong>k that these beliefs occupied acentral place <strong>in</strong> the daily life <strong>of</strong> Han Ch<strong>in</strong>ese irrespective <strong>of</strong> their social status. Moreover, asrecent religious studies <strong>in</strong> the West have shown, beliefs <strong>in</strong> heaven and the afterlife do not dependon logical consistency for their validity. On this po<strong>in</strong>t, see Robert N. Bellah, "Christianityand Symbolic Realism,' Journalfor the Scient ifc <strong>Study</strong> <strong>of</strong> Religion 9 (Summer 1970): 89-96, and Bradley R. Hertel, "Inconsistency <strong>of</strong> Beliefs <strong>in</strong> the Existence <strong>of</strong> Heaven andAfterlife," Review <strong>of</strong> Religious Research 21.2 (Spr<strong>in</strong>g 1980): 171-83.78 See Lu Shih-heng wen-chi d.1Ifi7V$ (SPTK edition), 7.28.79See Y<strong>in</strong>g-shih Yu, Trade and Expansion <strong>in</strong> Han Ch<strong>in</strong>a (Berkeley: University <strong>of</strong> CaliforniaPress, 1967), pp. 32-34.


394 YING-SHIH YUtively when the pair separate at death.80 <strong>The</strong> identification <strong>of</strong> kuei asthe name for p 'o after death is already confirmed by the say<strong>in</strong>g <strong>of</strong>Tung-fang Shuo, quoted above. <strong>The</strong> term l<strong>in</strong>g <strong>in</strong> the poem can alsobe shown to be a variant <strong>of</strong> hun or shen. For example, Lu Chi'sbrother, Lu Yi<strong>in</strong> 9 (262-303), <strong>in</strong> his "Teng-hsia sung" Ruses l<strong>in</strong>g-p 'o Nfa <strong>in</strong>stead <strong>of</strong> hun-p co.8" It is therefore safe to concludethat even as late as the third century the Han dualistic conception <strong>of</strong>afterlife was still very much alive <strong>in</strong> the Ch<strong>in</strong>ese m<strong>in</strong>d, namely, atdeath when the hun and the p 'o part company the former returns toLiang-fu and the latter to Kao-li. However, it is important to notethat neither the nature <strong>of</strong> the two souls nor their relationship underwentany basic change as a result <strong>of</strong> the restructur<strong>in</strong>g <strong>of</strong> the underworld.<strong>The</strong> orig<strong>in</strong>al idea that the hun, be<strong>in</strong>g made <strong>of</strong> the heavenlych 'i and light, moves upward and the p 'o, be<strong>in</strong>g made <strong>of</strong> the earthlych 'i and heavy, moves downward was reta<strong>in</strong>ed without change. For<strong>in</strong> this new conception the dest<strong>in</strong>ation <strong>of</strong> the hun-soul is located highon the Liang-fu hill whereas that <strong>of</strong> the po'-soul down <strong>in</strong> Kao-li,identified as the Lower Village (hsia-li) <strong>in</strong> popular culture. Thispo<strong>in</strong>t is also further borne out by another poem <strong>of</strong> the same writer <strong>in</strong>which it is explicitly stated that after death the hun "flies" and thep'o ''s<strong>in</strong>ks. '82In conclusion, it is important to po<strong>in</strong>t out that the popular belief<strong>in</strong> Han Ch<strong>in</strong>a l<strong>in</strong>k<strong>in</strong>g the underworld to Mount T'ai prepared theground for the Ch<strong>in</strong>ese people to adjust themselves to the muchmore powerful Buddhist idea <strong>of</strong> "hells" <strong>in</strong> the centuries to come. Itis <strong>in</strong>terest<strong>in</strong>g that <strong>in</strong> some <strong>of</strong> the earliest Ch<strong>in</strong>ese translations <strong>of</strong> Buddhistsutras attributed to the Parthian monk An Shih-kao %?tA (secondcentury) and the Sogdian monk K'ang Seng-hui f{* (thirdcentury), the term niraya ("hell") is <strong>of</strong>ten rendered as "the underworldprison <strong>in</strong> Mount T'ai" (T'ai-shan ti-yui Li ). One trans-80See Li-chi chu-su 47.14a-b and K'ung Y<strong>in</strong>g-ta's TLM- Cheng-i TEX <strong>in</strong> Tso-chuan chu-suShih-san-ch<strong>in</strong>g chu-shu, 1815 edition 44.13a-14a: Ej*1 .LAH, Ejkj H , "[Afterdeath] the name <strong>of</strong> hun <strong>in</strong> life is changed to shen and that <strong>of</strong> p'o to kuei.81 Lu Shih-lung wen-chi 9?,iWtA (SPTK edition), 6.33. It may be po<strong>in</strong>ted out that theHou Han shu (90.2980) also uses hun-shen and shen-l<strong>in</strong>g *9 <strong>in</strong>terchangeably to refer to the hunsoul.82 See the poem "Tseng ts'ung-hsiung Ch'e-ch'i" ft5e, <strong>in</strong> Lu Shih-heng wen-chi5.18: ;MJ3&+, f3AiRM. Herey<strong>in</strong>g ; is a variant <strong>of</strong> hun. See Lao Tzu (chapter 10).


SOUL AND AFTERLIFE 395lated text even says someth<strong>in</strong>g to the effect that both the hun andthep 'o souls are harshly tortured <strong>in</strong> the T'ai-shan ti-yii.83 This descriptionagrees remarkably well with the <strong>in</strong>digenous Ch<strong>in</strong>ese idea <strong>of</strong>post-mortem punishment as found <strong>in</strong> the T'ai-p'<strong>in</strong>g ch<strong>in</strong>g quotedearlier. Needless to say, as Buddhism gradually ga<strong>in</strong>ed ground <strong>in</strong>Ch<strong>in</strong>a, Ch<strong>in</strong>ese conceptions <strong>of</strong> the soul and afterlife were to be totallytransformed. As a result, the pre-Buddhist belief <strong>of</strong> a dualisticunderworld was eventually replaced by the Buddhist belief <strong>of</strong> "TenHells" each governed by a "K<strong>in</strong>g" (yama-ra-ja). But the Han traditionabout the Lord <strong>of</strong> Mount T'ai <strong>in</strong> charge <strong>of</strong> the dead survivedthis radical transformation. Instead <strong>of</strong> be<strong>in</strong>g completely forgotten,the Lord <strong>of</strong> Mount T'ai secured a permanent place <strong>in</strong> the Buddhistunderworld as one <strong>of</strong> the Ten K<strong>in</strong>gs-K<strong>in</strong>g <strong>of</strong> Mount T'ai.84 It is apo<strong>in</strong>t worth stress<strong>in</strong>g that popular Ch<strong>in</strong>ese beliefs about the afterlife<strong>in</strong> their post-Han form, which developed under the <strong>in</strong>fluence <strong>of</strong> Buddhism,cannot be fully understood without knowledge <strong>of</strong> <strong>in</strong>digenousbeliefs <strong>in</strong> pre-Buddhist Ch<strong>in</strong>a.83 Hu Shih shou-kao, eighth collection, 1:83-107.84Ibid. pp. 13-42. For the popular version <strong>of</strong> the "Ten K<strong>in</strong>gs <strong>of</strong> the Underworld," see AnthonyC. Yu, tr., <strong>The</strong>Journey to the West, 4 vols. (Chicago, University <strong>of</strong> Chicago Press, 1977),1:110.

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