Checklist ISO/IEC 17021: 2006. Conformity assessment ... - Sanas

ISO/IEC 17021 Requirement CB’s References COMMENT BY ASSESSOR9.1.5 Where multi-site sampling is utilized, did the CBdevelop an adequate sampling programme to ensureproper audit of the management system?Is the rationale for the sampling plan documented?(IAF guidance applies)F 155-029.1.6 Are the tasks given to the audit team defined andmade known to the customer? Does the audit team:a) examine and verify the structure, policies, processes,procedures, records and related documents of thecustomer organization relevant to the managementsystem?b) determine that these meet all the requirementsrelevant to the intended scope of certification?c) determine that the processes and procedures areestablished, implemented and maintained effectively,to provide a basis for confidence in the customermanagement system, and?d) communicate to the customer, for its action, anyinconsistencies between the customer’s policy,objectives and targets and the results?9.1.7 Does the CB provide the name and, whenrequested, make available background information ofeach member of the audit team, with sufficient timefor the customer organization to object to theappointment of any particular auditor or technicalexpert and for the CB to reconstitute the team inresponse to any valid objection?9.1.8 Is the audit plan communicated and the dates of theaudit agreed upon, in advance, with the customerorganization?9.1.9 Does the CB have a process for conducting on-siteaudits defined in documented requirements drawnup in accordance with the relevant guidanceprovided in ISO 19011? See Notes9.1.10 Does the CB provide a written report for each audit?Is the report based on relevant guidance provided inISO 19011?2008-07-25 ©SANAS Page 15 of 34