Annual Report 2010/11 - Sonova

72
Warrants EEAP
10 2)
Warrants EEAP
09 3)
Warrants EEAP
08 4)
Options EEAP
07 5)
Options EEAP
06 6)
Total
warrants 1)
31.3.2010
Total
options
Andy rihs 250,000 450,000 300,000 12,000 12,000 1,000,000 24,000
William D. Dearstyne 250,000 7) 450,000 7) 300,000 7) 12,000 8) 12,000 1,000,000 7) 24,000 8)
Heliane Canepa 250,000 450,000 300,000 12,000 3,000 1,000,000 15,000
Dr. Michael Jacobi 250,000 450,000 300,000 12,000 3,000 1,000,000 15,000
robert f. Spoerry 250,000 450,000 300,000 12,000 12,000 1,000,000 24,000
Anssi Vanjoki 250,000 250,000
ronald van der Vis 250,000 250,000
Total 1,750,000 2,250,000 1,500,000 60,000 42,000 5,500,000 102,000
1) Exercise ratio between warrants and options: 25:1 (see also note 30 in the consolidated financial statements).
2) Strike price CHf 131.00, blocking period 1.3.2010 – 28.2.2014, whereas one tranche being released each year, exercise period 1.3.2011 – 28.2.2015.
3) Strike price CHf 56.00, blocking period 1.3.2009 – 28.2.2013, whereas one tranche being released each year, exercise period 1.3.2010 – 28.2.2014.
4) Strike price CHf 96.00, blocking period 1.3.2008 – 29.2.2012, whereas one tranche being released each year, exercise period 1.3.2009 – 28.2.2013.
5) Strike price CHf 95.05, blocking period 1.2.2007 – 31.1./28.2.2011, whereas one tranche being released each year, exercise period 1.2.2008 – 31.1./29.2.2012.
6) Strike price CHf 63.25, blocking period 1.2.2006 – 31.1.2010, whereas one tranche being released each year, exercise period 1.2.2007 – 31.1.2011.
7) WArs (WArs grant the right to participate in the appreciation of the Sonova shares without issuance of shares).
8) Thereof 12,000 SArs (SArs grant the right to participate in the appreciation of the Sonova shares without issuance of shares).
for shareholdings of Dr. Valentin Chapero rueda see shareholdings of members of the Management Board.
Shareholdings of the Management Board
As of March 31, 2011, the members of the Management Board and persons closely linked to them held directly or indirectly
3,030 Sonova shares, 9,905,500 warrant, and 13,335 options.
The following table shows the shareholdings of the individual members of the Management Board and persons closely
linked to them:
31.3.2011 31.3.2010
Shares Warrants 1) Options Shares Warrants 1) Options
Alexander Zschokke 1,537,500 1,231,250 5,576
Paul Thompson 1,537,500 1,231,250 4,000
Hansjürg Emch2) 1,700 661,000
Sarah Kreienbühl 1,738,000 790 1,587,500 11,750
Dr. Hans Leysieffer 1,231,250 4,000
Ignacio Martinez 1,550,000 4,000 1,525,000 23,000
Maarten Barmentlo3) 869,000
Hans Mehl 1,330 2,012,500 8,545 830 1,450,000 70,000
Dr. Valentin Chapero rueda4) 660,000
Oliver Walker4) 1,611,250 5,000
Cameron Hay5) 1,152,500 13,750
Total 3,030 9,905,500 13,335 830 11,020,000 797,076
1) Exercise ratio between warrants and options: 25:1 (see also note 30 in the consolidated financial statements).
2) Member of the Management Board since March 2011.
3) Member of the Management Board since January 2011.
4) Member of the Management Board until March 2011.
5) Member of the Management Board until november 2010.