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Managing Conflict of Interest - Organisation for Economic Co ...

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<strong>Co</strong>des and <strong>Co</strong>nduct in the Public Sector 149Expectations, <strong>Co</strong>ntext, and Purpose: Legislation and APS Valuesand <strong>Co</strong>de <strong>of</strong> <strong>Co</strong>nductIn the APS, conflicts <strong>of</strong> interest are managed within a pr<strong>of</strong>essionalprinciples-and-standardsapproach to managing workplace culture,behavior, and per<strong>for</strong>mance. This risk management model is articulatedthrough the PSA, which mandates the APS Values and <strong>Co</strong>de <strong>of</strong><strong>Co</strong>nduct. This legislation imposes responsibilities and obligations onagency heads and senior executives and staff, and provides sanctions<strong>for</strong> failure to comply with these pr<strong>of</strong>essional principles and standards.Real and apparent conflicts <strong>of</strong> interest are also managed through thisframework.The PSA balances the concept <strong>of</strong> accountability to the Government,the Parliament, and ultimately the Australian people, withthat <strong>of</strong> devolving powers and responsibilities to individual agencyheads. Responsibility <strong>for</strong> employment and human resource mattersis devolved and delegated to individual APS agencies, providingthe flexibility they need to develop management practices to suittheir business needs. This responsibility is supported in practice bythe binding and en<strong>for</strong>ceable set <strong>of</strong> APS Values and <strong>Co</strong>de <strong>of</strong> <strong>Co</strong>nductwritten into the PSA. Moreover, the PSA is accompanied by aset <strong>of</strong> accountability measures to monitor progress and outcomesin each agency across the service.APS employees work in an environment where they are trustedto do the right thing and expected to exercise their judgment inline with the APS Values to deliver services. This requires skills inethical judgment and decision making. The focus is on individuals,ensuring that their behavior is in accordance with the expectedprinciples and standards, as outlined through the APS Values and<strong>Co</strong>de <strong>of</strong> <strong>Co</strong>nduct. 2 In short, public servants are expected to act ingood faith, making in<strong>for</strong>med decisions consistent with the APS Valuesand <strong>Co</strong>de <strong>of</strong> <strong>Co</strong>nduct.APS Values and <strong>Co</strong>de <strong>of</strong> <strong>Co</strong>nduct 3There are 15 APS values framed against relationships with theGovernment and the Parliament, the general public, others in the2Section 10 and 13 <strong>of</strong> the Public Service Act outline specific expectations <strong>for</strong>employee behavior.3The APS Values and <strong>Co</strong>de <strong>of</strong> <strong>Co</strong>nduct are outlined in detail in Annex 1 <strong>of</strong> thispaper.ADB/OECD Anti-<strong>Co</strong>rruption Initiative <strong>for</strong> Asia and the Pacific

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