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SECURITIES COMMISSION OF THE BAHAMASLICENSEES UNDER THE SECURITIES INDUSTRY ACT, 1999Name Class Phone Fax Email Address P. O. Box Registered PersonnelSecurities Investment AdvisorsGlobal Private Portflio Management Limited 327-1097 327-1070 gppm@batelnet.bsSuite 232, 2nd Floor,Island Lane Building,Olde Towne, SandyportN-4487Henry A. Podlewski; Micheal I. Slack; Mr.Elsworth MossGestfinanz (Bahamas) Limited 356-4114 356-4125 jerome.gomez@gestfinanz<strong>bahamas</strong>.comThe Deanery,28 Cumberland StreetN-1991Oliver Camponovo; Franco Rossini; MichaelHalkitisHabere Financial Limited 325-3539 322-6784 gsolow@ymail.comMarlborough & Cumberland StreetMarlborough HouseNassau, BahamasN-7117 Todd LawrenceHasenbichler Asset Management Inc. 502-7020 393-5002 info@genesisfundservices.comHottinger Bahamas Limited 362-6333 362-5549 paul.de.pourtales@hottinger.comHolowesko Advisors Ltd. 362-7800 362-6733 mholowesko@holoweskopartners.com4th Floor308 East Bay StreetP.O. Box N-9058Nassau, BahamasLyford Manor,West Bay StreetShipston HouseWest Bay Street,Lyford CayNassau, BahamasN-9058 Bernd Michael HasenbichlerCB-13012 Paul de Pourtales SchicklerN-7776 Richard Farrington; Mark HoloweskoHuber Management Limited 325-4885 323-7284ums@serviceco-bs.com;bh@huberint.com3rd Floor,Atlantic HouseN-529 Bernard HuberIndependent Advisory Services Limited 327-6057 327-6058 info@inadservices.comLagoon Court Suite 215,Olde Town Mall,SandyportSP63924Adolfo F. Miranda; Beat Wernli; CharlotteMarjorie EvansJ. Safra Asset Management Limited 677-6555 677-6550 w.penino@safra.bsBuilding III,Bayside Executive Park,West Bay Street & Blake RoadCB-10988Israel BorbaJudico Research Limited 363-0515 363-0516 w.bollinger@judico.orgUnit A3Ocean Club ResidencesParadise IslandSS-19221William BollingerK.P. Investment Advisors Ltd. 394-4182 394-4183 Jorge.moreira@apms-ltd.comHalsbury Commercial Centre,Village RoadSS-19689Karl Hoerkens; Pierre M. Monnard; MoreiraBarrow, Jorge IsaacKey Group Holdings Ltd.(646)509-3989327-0879 sjagwani@kghl.net15 Nebruck House OfficeNassau, BahamasSP-63948Sunil JagwaniUpdated as at December 31, 2011

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