securities commission of the bahamas licensees under the ...

SECURITIES COMMISSION OF THE BAHAMASLICENSEES UNDER THE SECURITIES INDUSTRY ACT, 1999Name Class Phone Fax Email Address P. O. Box Registered PersonnelBroker-DealersBanque Privee Edmond de Rothschild Ltd. II 702-8000 702-8008 gfpinoesch@bper.chLyford Financial CentreLyford Cay #2West Bay StreetSP-63948Roberto Genovese, Christine Malard, GianPinosch, Celina Thompson, Duhiza Smith;Michelle Reckley; Brendan Davis; Marie-ClaudeTremblayBerkeley (Bahamas) Limited II 393-8395 394-6841 trader1@bahamas.net.bs2nd Floor,One Montague PlaceN-3927 Warren T. Roberts, Christopher I. ThompsonItau Bank & Trust Bahamas Ltd. I 502-3100 328-2750 sherrece.l.saunders@itauinternational.comCharlotte House,Charlotte & Shirley StreetsN-3930 Marsha G. Ferguson, Shereece L. SaundersBinnacle Advisors Limited II 502-8822 502-8840 diane@groupclaymore.comBayside House,Bayside Executive Park,West Bay Street & Blake RoadAP-59213Monique L. Major; Matthew Gibbons; ShanikaRochelle PearsonBSI Overseas (Bahamas) Ltd. II 502-2200 502-2300 michelle.balice@bsibank.comGoodman's Bay Corporate Centre,West Bay Street & Seaview DriveN-7130Jennifer Wells; Alain Torchon-Newry; GiordanoGiuxe; Matteo Raimondo; Fabrizio AlbertaTuletta; Vasilia Victoria Mavros; DomenicoTomaselli; Gino Ragazzini; Saverio Balice; AlecRolle; Brenda Ferguson- Jones; DeniseCampbell; Tonya Sweeting; Julian Adderley;Eliano Tamburini; Andrea Fronzoni; PierluigiPecorini; Joseph LellaBSI Trust Corporation (Bahamas) Limited II 702-1201 702-1250 gilbert.schur@bsitrustbah.com3rd FloorGoodman’s Bay Corporate CenterNassau, BahamasN- 10976 Gilbert SchurCBH (Bahamas) Ltd. II 394-6161 394-6262 scsnassau@scsalliance.comAlliance House,East Bay StreetN-1724Herman-Josef Hermanns, Pauline Lightbourne,Steven I. Miller, Ursula Rolle, Frank NegriCIBC Trust Company (Bahamas) Limited II 356-1800 322-3692 ben.gillooly@wi.cibc.comGoodman's Bay Corporate Centre,West Bay Street & Seaview DriveN-3933Sean R. Harrington; Kim L. Storr; Carlis Chisolm;Norma MajorUpdated as at December 31, 2011

SECURITIES COMMISSION OF THE BAHAMASLICENSEES UNDER THE SECURITIES INDUSTRY ACT, 1999Name Class Phone Fax Email Address P. O. Box Registered PersonnelBroker-DealersGonet Bank & Trust Limited I 362-5406 362-5405 pthompson@bankgonet.comOffices at Old Fort BayWest Bay St.Nassau, BahamasSP-61302Pascal Hammerer ; Penelope AngelaThompson; Reniskha Missick; Raquel JacquelineDuncombeHeath Bank & Trust Limited II 322-3533 322-3537 mmorris@heathbank.com2nd FloorCumberland House27 Cumberland StreetSP-63137Michael Morris; Bonnielyn Adderley;Hottinger Bank & Trust Limited II 362-7000 362-7007 compliance@hottingerbank.bsLyford Manor,West Bay StreetCB-13012Francis Thompson; Portia Yvette Smith; IngridIndeira Taylor; Sharene Anita Gaitor; BernardYoung, Alfred Schaller; Devaughn EdgecombeJulius Baer Bank & Trust (Bahamas) Limited II 394-9100 394-9140 rochelle.rolle@juliusbaer.comOcean Centre,Montague ForeshoreN-4890Maria Tsavousis-Darville;Rochelle Rolle; Jean-Marc Alphonse Fellay; Nicolaus Martin Good;Remo Caderas; Patrick FeuzLombard Odier Darier Hentsch Private Bank& Trust Ltd.II 302-2100 302-2101 niekia.horton@lodh.comGoodman's Bay Corporate Centre,West Bay Street & Seaview DriveN-4938Niekia Horton; Christian Coquoz ; WilliamJardimLOM Securities (Bahamas) Limited I 323-0032 323-0084 craig.lines@lom.comMacro Bank Limited II 323-6418/9 323-6427 acalvo@macrobank.com.uyMagellan Securities Limited II 326-2700 326-2710 bdavidowski@magellansecurities.netSuite 309,British Colonial Hilton Centre of Commerce1 Bay StreetSuite C,SG Hambros Building,West Bay StreetGoodman's Bay Corporate Centre,2nd FloorNassau, BahamasCB-12762Craig Lines; Jeremy James Dyck; ElizabethDenise Garcia; Semoy Scully; Anita Datt; NigelBellN-4444 Carlos Calvo Lopez; Alejandro Maciel;CB-12762Robert Davidowski; Endric DeleveauxMaritime Securities Limited II 327-4463 328-0892 tmoss@maritimesecurities.comSuite 200Priderock Corporate CentreBay & East StreetsNassau, BahamasCB-10969Herman R.T. MossMetropolitan Bank (Bahamas) Limited I 677-1925 394-2142 jacquie.bain@metrobankbahamas.comSuite 7002nd FloorNew Providence Financial CentreEast Bay St.Nassau, BahamasCR-56766Jacqueline Bain; Brenda McAlpine; IndrawatiGibson; John LawrenceUpdated as at December 31, 2011

SECURITIES COMMISSION OF THE BAHAMASLICENSEES UNDER THE SECURITIES INDUSTRY ACT, 1999Name Class Phone Fax Email Address P. O. Box Registered PersonnelBroker-DealersMMG Bank & Trust Ltd. II 326-2400 322-5567 heather.bellot@mmgbank.comPasche Bank & Trust Limited II 327-1512 327-1514 gschanen@pasche.chSuite 102,Saffrey Square,Bay Street & Bank LaneUnit 1Western Commercial CentreMt. Pleasant VillageWestern RoadNassau, BahamasN-4889 Ernestine D. Moss; Heather BellotAP-59241Noelle Scott; Gilles Arnold SchanenPictet Bank & Trust Limited II 302-2222 327-6610 kmontgomery@pictet.comBayside Executive Park,West Bay Street & Blake RoadN-4837Yves V. Lourdin; Erich W. Messmer; Jan F-C.MezulanikPrivate Investment Bank Limited II 302-5950 302-5970 pibbank@pib.bsDevonshire House,Queen StreetN-3918Carla Roach; Torres Loren Storr; JacquelineBain; Vanessa Coleby; Torres Storr; GleniceThompson; Jaqueline Bain; Carla Roach;Valerio ZanchiProvidence Advisors Limited I 328-7115 328-7129 monique.cooper@providenceadvisors.net3rd Floor,Goodman's Bay Corporate CentreAP-59223-409Carrol E. Burrows; Monique N. Cooper; BradleyS. Cunningham; Olive C. Gaitor; Kenwood N.Kerr; Agatha G. Moncur; Florabelle Rodgers;Claudette Loretta Estwick; Darcell Christa BainRBC Dominion Securities (Global) Limited I 362-6740 362-6744 sofia.mckenzie@rbc.comLyford Manor,Lyford CayN-3234John R. Bond; Andrew R. McCartney; Sophia E.McKenzie; Carol D. NewboldRIG Investment Advisors Limited II 362-7200 362-7210 aroberts@rigadvisors.comWinterbotham Place,Marlborough & Queen Sts.N-3026Michael A. Ingrey; Roberto A. Roberts; RobertIngreyRoyal Fidelity Capital Markets Limited I 356-7764 326-3000 phillippa.wilson@fidelitybahamas.comFidelity Financial Centre,51 Frederick StreetCB-12337Michael A. Anderson; Phillipa Ferguson-Wilson;Sherell Woodside; Paulette Lozaique; BelindaPayneSafra International Bank & Trust Ltd. I 326-8775 322-4613 w.penino@safra.bsBuilding III,Bayside Executive Park,West Bay Street & Blake RoadCB-10988Wilder Penino; Yantoni Zeitoune; José PiñeiroBouzasUpdated as at December 31, 2011

SECURITIES COMMISSION OF THE BAHAMASLICENSEES UNDER THE SECURITIES INDUSTRY ACT, 1999Name Class Phone Fax Email Address P. O. Box Registered PersonnelBroker-DealersSantander Bank & Trust Ltd. II 502-7900 326-8287 pablorm@bstnas.com.bs3rd Floor,Goodman's Bay Corporate CentreN-1682Jose M. Gonzalez de Castejon Aritio; PabloMuller; Maria de las Nieves TaylorScotiabank (Bahamas) Ltd. I 356-1433 356-1618 Barry.malcolm@scotiabank.comRawson Square,Bay StreetN-7518Deno Moss; Marcia Laramore; Barry JospehMalcom; Robin Scavella; Kevin TeslykSG Hambros Bank & Trust (Bahamas) Ltd. II 302-5000 326-6709 dominique.lefevre@sghambros.comS.G. Hambros Building,West Bay StreetN-7788Theresse Hudson; John H. Jephson; JaniceJohnson; Gilles J.G. Latterade; Dominique J.LefevreSG Private Banking (Bahamas) Ltd. II 302-5000 302-6709 christina.rolle@socgen.comSG Hambros Building,West Bay StreetN-7785Darren Bailey; Dimitrios Chouzouris; WilliamBostwick Godet; John H. Jephson; Janice AnitaJohnson; Gilles J. G. Laterrade; Dominique J.Lefevre; Christina Rose Rolle; Frank LeonSaunders; Renaud Oliver Christophe Vielfaure;Sonia Bastian; Linda Mackey; Theresse Hudson;Katra ArmstrongSwiss America Securities, Ltd. II 468-6173 324-6963 millerlaw95@gmail.com2nd Floor202A BAF HouseMarlborough Street & Navy Lion RoadEE-17971Phillip Dorsett, Guy GentileUpdated as at December 31, 2011

SECURITIES COMMISSION OF THE BAHAMASLICENSEES UNDER THE SECURITIES INDUSTRY ACT, 1999Name Class Phone Fax Email Address P. O. Box Registered PersonnelBroker-DealersSyz & Co. Bank & Trust Limited II 327-6633 327-6629 miguel.gonzalez@syzbank.comBayside Executive Park,West Bay Street & Blake RoadN-1089Miguel Gonzalez; Alfred Schaller; Venetia RuthDekle-Maura; Jacqueline Townend; ZakiyaDominique Butler; Bruno DuenkiThe Bank of Nova Scotia Trust Company (Bah)Ltd.II 502-5700 326-0991 ravi.jesubatham@scotiatrust.comScotiabank House,404 East Bay StreetN-3016Sonia Beneby; Robert James Stooke; YvesMartel; John Ravindra Jesubatham; GerrineMcDonald; Lisa WilcoxThe Private Trust Corporation Limited II 323-8574 326-8388 acj@privatetrustco.comCharlotte House,Shirley & Charlotte StreetsN-65Adrian Crosbie-Jones; Bruno Roberts; CharleneY. Storr; Lana Taylor; Jennifer Lydia RahmingThe Winterbotham Trust Company Ltd. II 356-5454 356-9432 nassau@winterbotham.comWinterbotham Place,Marlborough & Queen StreetsN-3026Alan Davidson; Ivan G. Hooper; David Rounce;Chrisopher Hooper; Jessica Thornley; JuniorDiosTillerman Securities Ltd. II 356-3244 356-3245 info@TillermanSecurities.com 1 George Street SS-19820Hans C. Saunders; Cherisse Forbes; MorelisaNesbitt; Vichell RobertsUpdated as at December 31, 2011

SECURITIES COMMISSION OF THE BAHAMASLICENSEES UNDER THE SECURITIES INDUSTRY ACT, 1999Name Class Phone Fax Email Address P. O. Box Registered PersonnelBroker-DealersUBS (Bahamas) Ltd. II 394-9300 396-3312 andrea.saunders@ubs.comUBS HouseEast Bay StreetN-7757Marcia V. Adderley; Jose A.M. Aguilar Millan;Cherise Nottage; Kevin Price; Lucethy Smith;Karen A. Turnquest; Gayle M. Whyms; IanAtkin; Goselle Thomas; George Mallis; AndresEscheverry Gomez; Peter Ceuleers; AndreaSingleton; Marcel Ott; Jamaal Wright;Ghianetta Patrice Stewart; Erick Bruno;Alexandre Berger; Beat Roman Paoletto; FeliciaCandacy Boyle- Bazard; Juliana De CamposOliveira Passos ; Thibaud Raymond FrancoisRaoul Rene Marie Joseph Halewyck; FabianFelix Jenny; Ramzi Zuraikat; Aldo Mazzella,Carlos D'Alessandro; Marc Mueller; Rene'Baumgartner; Brian Jones, Emmanuel Fiaux,Andreas Ito, Joel Oreiller, Ivan Narandja,Gustavo BaeniUnion Bancaire Privee (Bahamas) Limited II 325-6755 325-6765 fec@ubp.ch5th FloorLyford Cay HouseWest Bay StreetN-7529Eric M. Dyer; Vandyke Saunders; AliciaWeatherford; Peter Butler; Brenda Powell;Davawn Turner; Paul Russell; Jennifer McPhee;Coffi McPhee; Peter ButlerUnion Bancaire Privee, UBP SA II 325-6755 325-6765 fec@ubp.ch5th FloorLyford Cay HouseWest Bay StreetN-7529Eric M. Dyer; Brenda Powell; Davawn Turner;Alicia Weatherford; Van-dyke Saunders; PaulRussell; Jennifer McPhee; Coffi McPhee, PeterButlerVotorantim Bank Limited II 328-0981 328-0983 mpavan@votorantimbank.comSuite 204,Saffrey Square Building,Bay Street & Bank LaneN-951 Mario R.K. Pavan; Samuel J.H. WilkinsonWeiser Asset Management Ltd. I 325-0922 325-0911de la PlaineNassau, Bahamas N-10697Dillon Dean; Ivylyn Cassar; Charles AlexanderOddyUpdated as at December 31, 2011

SECURITIES COMMISSION OF THE BAHAMASLICENSEES UNDER THE SECURITIES INDUSTRY ACT, 1999Name Class Phone Fax Email Address P. O. Box Registered PersonnelSecurities Investment AdvisorsAkelius Invest Ltd. 367-2030 367-5788 demetris.syllouris@akeliusinvest.com700 Don Mackay BoulevardAbaco, Bahamas AB-20415 Demetrius Georgiou SyllourisAlphaCove Advisors Limited 676-3796 676-3725 info@alphacove.com7 Caves Professional CentreWest Bay StreetNassau, BahamasSP-63866Reto Wiget, Michael Del BiancoAlternative Asset Advisors S.A. 702-1400 327-6629 miguel.gonzalez@syzbank.comBayside Executive Park,West Bay Street & Blake RoadN-1089Miguel Gonzalez; Zakiya Dominique Butler;Bruno DuenkiAnalytical Research Advisors, LLC 322-5448 325-8445 info@sterling-bahamas.com205ASaffrey SquareBank Lane and Bay StreetNassau, BahamasJean-Stephane Marie LodsAutana Capital Management (formerlyCrescendo Capital Management Limited)327-3947 327-3958 jme@autanacapital.comCaves VillageWest Bay StreetN-7776 Jean-Marc EmdenAxxets Management Inc. 502-7010 394-3253 guiora@axxets.com3rd Floor308 East Bay StreetNassau, BahamasCB-12407Guiora EsrubilskyBahamas Securities (1987) Limited 325-6591 325-6592 cculmer@bdomannjudd.com3rd Floor,Ansbacher House,Bank LaneF-42498 George C. Culmer; Myles J. CulmerBaywest Advisors Limited 327-5443 327-5444 dfawkes@baywestadvisors.com1st FloorCharlotte HouseShirley & Charlotte StreetsCB-11120David FawkesBearbull Degroof International Limited(formerly Bearbull International Ltd.)362-5959 362-5973 l.lowe@bearbull.comUnit 2,Old Fort Bay,Lyford CayN-4287 Nicole M. Dupuy; Yves V. Kempf; Linda L. Lowe;Behring International Asset ManagementLimited356-0107 322-1612 behring@batelnet.bsSuite 5, 2nd Floor,Plaza-on-the-Way,West Bay StreetN-747 Arthur ChaseBenchmark Advisors (Bahamas) Limited 325-6591 325-6592 jbrown@allianceinvest.comAnsbacher House,East StreetN-10144 Julian BrownBinnacle Investment Group Ltd. 502-8822 502-8840 diane@groupclaymore.comBayside House,Bayside Executive Park,West Bay Street & Blake RoadAP-59213Matthew GibbonsUpdated as at December 31, 2011

SECURITIES COMMISSION OF THE BAHAMASLICENSEES UNDER THE SECURITIES INDUSTRY ACT, 1999Name Class Phone Fax Email Address P. O. Box Registered PersonnelSecurities Investment AdvisorsBlack Isle Management Services Ltd 427-0606 ian@blackislemanagement.comBraun & CIE Ltd. 325-6591 325-6592 jbrown@allianceinvest.com2nd FloorCentre of Commerce#1 Bay StreetNassau, BahamasAnsbacher House,East StreetSS-19501Ian Black; Chamika Arnita GibsonN-10144 Julian BrownButterfield Bank (Bahamas) Limited 393-8200 393-3772 robert.lotmore@butterfieldbank.bsMontague Sterling Centre,East Bay StreetN-3242Robert Lotmore; Julien Martel; OsborneTravelyan LockhartCara Trading Advisors (Bahamas) Ltd. 376-3333 346-2650 bill@billcaratrading.com205 A Saffrey SquareBank Lane and Bay StreetNassau, BahamasN-9934 William John CaraCFAL 502-7010 356-3677 sthurtston@cfal.com 308 East Bay Street CB-12407 Anthony Ferguson; Pamela MusgroveCorner Bank (Overseas) Limited 394-4977 394-5264 infobank@corner.bsde la Fontaine & Associates Ltd. 394-0128 394-4183 Jorge.moreira@amps-ltd.comFAB Portfolio Management (Bahamas) Ltd. 322-5444 325-8445 brunopletscher@gmail.com1st Floor308 East Bay StreetNassau, BahamasHalsbury Commercial CentreVillage RoadNassau, BahamasSuite 205ASaffrey Square BuildingBay StreetNassau, The BahamasN-7134 Colyn Roberts, Michelle ClivioSS-19689 Ralf Huber, Pierre Monnard; Karl HoerkensN-9934 Alan Edward Cole, Fabrizio ZanaboniF.I. Management Ltd. 502-7020 393-5002308 East Bay StreetNassau, BahamasN-9058 Nicola SilvestriGEM Global Equities Management S.A. 677-5270 362-5257 ceo@euro-dutch.comTempleton BuildingWest Bay StreetNassau, BahamasN-9204 Anthony L-M. Inder-RiedenGems Management Limited 326-1905 326-3839 gems@batelnet.bsNorfolk House,Frederick StreetCB-12809Cedric Carroll; Sheldon Cartwright; TinessaSweeting-Diallo; Denine Nathalie RochelleCambridge; David ElkriefGlobal Advisors Partners Ltd. 362-6006 362-5788 pklonaris@klonarislaw.comLyford Financial CentreNassau, BahamasN-7776 Pamela Klonaris; Ivano AlliataUpdated as at December 31, 2011

SECURITIES COMMISSION OF THE BAHAMASLICENSEES UNDER THE SECURITIES INDUSTRY ACT, 1999Name Class Phone Fax Email Address P. O. Box Registered PersonnelSecurities Investment AdvisorsGlobal Private Portflio Management Limited 327-1097 327-1070 gppm@batelnet.bsSuite 232, 2nd Floor,Island Lane Building,Olde Towne, SandyportN-4487Henry A. Podlewski; Micheal I. Slack; Mr.Elsworth MossGestfinanz (Bahamas) Limited 356-4114 356-4125 jerome.gomez@gestfinanzbahamas.comThe Deanery,28 Cumberland StreetN-1991Oliver Camponovo; Franco Rossini; MichaelHalkitisHabere Financial Limited 325-3539 322-6784 gsolow@ymail.comMarlborough & Cumberland StreetMarlborough HouseNassau, BahamasN-7117 Todd LawrenceHasenbichler Asset Management Inc. 502-7020 393-5002 info@genesisfundservices.comHottinger Bahamas Limited 362-6333 362-5549 paul.de.pourtales@hottinger.comHolowesko Advisors Ltd. 362-7800 362-6733 mholowesko@holoweskopartners.com4th Floor308 East Bay StreetP.O. Box N-9058Nassau, BahamasLyford Manor,West Bay StreetShipston HouseWest Bay Street,Lyford CayNassau, BahamasN-9058 Bernd Michael HasenbichlerCB-13012 Paul de Pourtales SchicklerN-7776 Richard Farrington; Mark HoloweskoHuber Management Limited 325-4885 323-7284ums@serviceco-bs.com;bh@huberint.com3rd Floor,Atlantic HouseN-529 Bernard HuberIndependent Advisory Services Limited 327-6057 327-6058 info@inadservices.comLagoon Court Suite 215,Olde Town Mall,SandyportSP63924Adolfo F. Miranda; Beat Wernli; CharlotteMarjorie EvansJ. Safra Asset Management Limited 677-6555 677-6550 w.penino@safra.bsBuilding III,Bayside Executive Park,West Bay Street & Blake RoadCB-10988Israel BorbaJudico Research Limited 363-0515 363-0516 w.bollinger@judico.orgUnit A3Ocean Club ResidencesParadise IslandSS-19221William BollingerK.P. Investment Advisors Ltd. 394-4182 394-4183 Jorge.moreira@apms-ltd.comHalsbury Commercial Centre,Village RoadSS-19689Karl Hoerkens; Pierre M. Monnard; MoreiraBarrow, Jorge IsaacKey Group Holdings Ltd.(646)509-3989327-0879 sjagwani@kghl.net15 Nebruck House OfficeNassau, BahamasSP-63948Sunil JagwaniUpdated as at December 31, 2011

SECURITIES COMMISSION OF THE BAHAMASLICENSEES UNDER THE SECURITIES INDUSTRY ACT, 1999Name Class Phone Fax Email Address P. O. Box Registered PersonnelSecurities Investment AdvisorsLambda Asset Management 3631528 3631528 fabio@lambdaam.com7 Venetian LaneOld Fort BayP.O. Box CR-56766 #218Nassau, BahamasN-4875 Fabio AlloccoLeno Corporate Services Limited 364-2806 364-5880 slongley@lenocorporateservices.com2nd FloorPineapple PlaceNassau, BahamasN-7535 Sean LongleyLibeco Asset Management Ltd. 394-4182 394-4183 jorge.moreira@apms-ltd.comSuite No. 2Halsbury Commercial CenterVillage RoadNassau, BahamasSS-19689Pierre Biraben, Pierre Monnard, Karl HoerkensLighthouse Asset Mangement Ltd.Riccardo RomaniMignon (Nassau) Limited327-6618327-6806 327-6617dlt@mignon.bsCaves Village,West Bay Street & Blake RoadAP-59223Dorothea ThompsonMillennium Investment Advisors Ltd. 394-4182 394-4183 Jorge.moreira@apms-ltd.comHalsbury Commercial Centre,Village RoadSS-19689Karl Hoerkens; Pierre M. MonnardMontaque Capital Partners Ltd. 356-6143 356-6144 obethel@montaquegroup.com4th Floor,Centreville House,2nd Terrace WestN-8303 Owen S.M. Bethel; Edison L. SumnerNew Providence Asset Management Limited 393-9113 393-9114 kimberly@npasset.comSuite 1000,7 Moseley StreetCR-56766-1000Kimberly Pierce; Jillian Dorsett; PerpetuaMonique RobertsNordica Investment Management Limited 327-2600 325-8445 acole@sterling-bahamas.comSuite 205ASaffrey SquareBay Street & Bank LaneN-10222Daniel Hedkrok; Anna Hedkrok, Ulf RobertHalleboOctogone Fund Management Limited 362-4995 3624996 rcm@octogone.com.bsNo. 3 OfficesOld Fort BaySP-63157R. Clive MooreOracle Capital Advisors Ltd. 322-5448 325-5448 info@sterling-bahamas.comPasche Fund Management Ltd 702-2900 362-6186 pbt@pasche.chSaffrey SquareBank Lane and Bay StreetNassau, BahamasUnit 1Western Commercial CentreMt. Pleasant VillageWestern RoadNassau, BahamasN-9934 Maxim LyutikovAP-59241Toby SmithUpdated as at December 31, 2011

SECURITIES COMMISSION OF THE BAHAMASLICENSEES UNDER THE SECURITIES INDUSTRY ACT, 1999Name Class Phone Fax Email Address P. O. Box Registered PersonnelWMG Management Ltd. 502-7020 393-5002 info@genesisfundservices.com1st Floor308 East Bay StreetNassau, BahamasN-9058 Al BilgramiVauban Asset Management Limited327-4170/327-4174 327-4176 vauban@coralwave.comSuite 2122nd FloorThe Olde TowneLagoon Court BuildingWest Bay StreetNassau, BahamasSP-61708James BurrowsVenoge Wealth Advisory Ltd. 356-5454 356-9432Winterbotham PlaceMarlborough & Queen StreetsNassau, BahamasN-3026 Joao Carlos ChedeXL Performance Partners Ltd. 356-4114 323-2154 jpgomez@btgomez.comSecurities ExchangeGlobal HouseCumberland CourtOne Cumberland StreetNassau, BahamasN-1991 Michael Halkitis; Jerome Gomez; Edward RolleBahamas International Securities Exchange(BISX)323-2330 323-2320info@bisxbahamas.com;hollandbisx@coralwave.com;keithbisx@coralwave.com50 Exchange PlaceBay StreetNassau, BahamasEE-15672Keith Davies (Chief Executive Officer)Updated as at December 31, 2011