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The Continuum Hypothesis - Logic at Harvard

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2.1 Three Versions<strong>The</strong>re are three different formul<strong>at</strong>ions of the continuum hypothesis—theinterpolant version, the well-ordering version, and the surjection version.<strong>The</strong>se versions are all equivalent to one another in ZFC but we shall beimposing a definability constraint and in this case there can be interestingdifferences. 5 <strong>The</strong>re is really a hierarchy of notions of definability—rangingup through the Borel hierarchy, the projective hierarchy, the hierarchy inL(R), and, more generally, the hierarchy of universally Baire sets—and soeach of these three general versions is really a hierarchy of versions, eachcorresponding to a given level of the hierarchy of definability. 62.1.1 Interpolant Version<strong>The</strong> first formul<strong>at</strong>ion of CH is th<strong>at</strong> there is no interpolant, th<strong>at</strong> is, there is noinfiniteset Aofrealnumbers suchth<strong>at</strong>thecardinalityofAisstrictlybetweenth<strong>at</strong> of the n<strong>at</strong>ural numbers and the real numbers. To obtain definableversions one simply asserts th<strong>at</strong> there is no “definable” interpolant and thisleads to a hierarchy of definable interpolant versions, depending on whichnotion of definability one employs. More precisely, for a given pointclassΓ in the hierarchy of definable sets of reals, the corresponding definableinterpolant version of CH asserts th<strong>at</strong> there is no interpolant in Γ.<strong>The</strong> Cantor-Bendixson theorem shows th<strong>at</strong> there is no interpolant in Γ inthe case where Γ is the pointclass of closed sets, thus verifying this version ofCH. This was improved by Suslin who showed th<strong>at</strong> this version of CH holds1for Γ where Γ is the class of Σ ∼1 sets. One cannot go much further withinZFC—to prove stronger versions one must bring in stronger assumptions. Itturns out th<strong>at</strong> axioms of definable determinacy and large cardinal axioms1achieve this. For example, results of Kechris and Martin show th<strong>at</strong> if ∆ ∼n -1determinacy holds then this version of CH holds for the pointclass of Σ ∼ n+1sets. Going further, if one assumes AD L(R) then this version of CH holds forall sets of real numbers appearing in L(R). Since these hypotheses followfrom large cardinal axioms one also has th<strong>at</strong> stronger and stronger largecardinal assumptions secure stronger and stronger versions of this version ofthe effective continuum hypothesis. Indeed large cardinal axioms imply th<strong>at</strong>5 Our discussion follows Martin (1976).6 For a discussion of the hierarchy of definability see §2.2.1 and §4.6 of the entry “LargeCardinals and Determinacy”.8

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