TRADING & DEMAT ACCOUNT OPENING FORM - NJ PMS

DETAILS & CHECKLISTNJ INDIA INVEST PVT. LTD.Registered & Correspondence Office Address : 9th Floor, B Tower, Udhna Udyognagar Sangh CommercialComplex, Central Road No.10, Udhna, Surat - 394 210, Gujarat. Phone: 0261 398 5500 Fax: 0261 398 5880SEBI Reg No : BSE-INB011360535 NSE-INB231360539 IN-DP-CDSL-548-2010Email id: dpservices@njgroup.in Website: www.njindiainvest.comCompliance officer name : Mr. Janak J. PatelPhone no. : 0261- 3985901E-mail id.: compliance_cdsl@njgroup.inCEO name : Mr. Neeraj ChoksiPhone no. : 0261- 3985901E-mail id. : ceo@njgroup.inFor any grievance/dispute please contact NJ IndiaInvest Private Limited at 9th Floor, B Tower, Udhna UdyognagarSangh Commercial Complex, Central Road No. 10, Udhna, Surat - 394 210, Gujarat or email id -dpservices@ njgroup.in and Phone no.: 0261-3985500.In case not satisfied with the response, please contact the concerned exchange(s)BSE at is@bseindia.com and Phone no. : 022- 22728097NSE at ignse@nse.co.in and Phone no.: 022-26598190.Documents To Be Attached With Client Registration FormA) KYC Non CompliantFor Corporates1. Copy of the balance sheets for the last 2 financial years (to be submitted every year)2. Copy of latest share holding pattern including list of all those holding control, either directly or indirectly, in thecompany in terms of SEBI3. Takeover Regulations, duly certified by the company secretary/Whole time director/MD(to be submittedevery year)4. Photograph, POI, POA, PAN and DIN numbers of whole time directors/two directors in charge of day to dayoperations5. Photograph, POI, POA, PAN of individual promoters holding control - either directly or indirectly6. Copies of the Memorandum and Articles of Association and certificate of incorporation7. Copy of the Board Resolution for investment in securities market8. Authorized signatories list with specimen signatures9. Bank proof with Account Number, Branch Name & Name of the Company clearly mentioned on the proofsubmitted.For Trust(DP account can be opened in the name of the trust only if it is a Public trust)1. Copy of the balance sheets for the last 2 financial years (to be submitted every year)2. Certificate of registration (for registered trust only).Copy of Trust deed3. List of trustees certified by managing trustees/CA4. Photograph, POI, POA, PAN of Trustees5. Bank proof with Account Number, Branch Name & Name of the Trust clearly mentioned on the proofsubmitted.For Unincorporated association or a body of individuals1. Proof of Existence/Constitution document2. Resolution of the managing body & Power of Attorney granted to transact business on its behalf3. Authorized signatories list with specimen signatures4. Bank proof with Account Number, Branch Name & Name of the Unincorporated Association/ body of3