TRADING & DEMAT ACCOUNT OPENING FORM - NJ PMS

SMS ALERT FACILITYReference No.: ______________TERMS AND CONDITIONS - CUM - REGISTRATION/MODIFICATION FORMFOR RECEIVING SMS ALERTS FROM CDSL(SMS Alerts will be sent by CDSL to BOs for all debits and all credits as well)Definitions:In these Terms and Conditions, the terms shall havefollowing meaning unless indicated otherwise:1. ''Depository'' means Central Depository Services(India) Limited a company incorporated in India underthe Companies Act, 1956 ans having its registeredoffice at 17th Floor, P.J.Towers, Dalal Street, Fort,Mumbai 400001 and all its branch offices and includesits successors and assigns.2. 'DP' means Depository Participant of CDSL. Theterm covers all types of DPs who are allowed to opendemat accounts for investors.3. 'BO' means an entity that has opened a demataccount with the depository. The term covers all typesof demat accounts, which can be opened with adepository as specified by the depository from time totime.4. SMS means ''Short Messaging Service''5. ''Alerts'' means a customized SMS sent to the BOover the said mobile phone number.6. ''Service Provider'' means a cellular serviceprovider(s) with whom the depository has entered intoan arrangement for providing the SMS alerts to the BO.7. ''Service'' means the service of providing SMS alertsto the BO on best effort basis as per these terms andconditions.Availability:1. The service will be provided to the BO at his/herrequest and at the discretion of the depository. Theservice will be available to those account holders whohave provided their mobile numbers to the depositorythrough their DP. The services may be discontinued fora specific period/ indefinite period, with or withoutissuing any prior notice for the purpose of securityreasons or system maintenance or for such otherreasons as may be warranted. The depository may alsodiscontinue the service at any time without giving priornotice for any reason whatsoever.2. The service is currently available to the BOs who areresiding in India.3. The alerts will be provided to the BOs only if theyremain within the range of the service provider's servicearea or within the range forming part of the roamingnetwork of the service provider.4. In case of joint accounts and non-individualaccounts the service will be available, only to onemobile number as submitted at the time of registration/modification.5. The BO is responsible for promptly intimating to thedepository in the prescribed manner any change inmobile number, or loss of handset, on which the BOwants to receive the alerts from the depository. In caseof change in mobile number not intimated to thedepository, the SMS alerts will continue to be sent to thelast registered mobile phone number. The BO agrees toindemnify the depository for any loss or damagesuffered by it on account of SMS alerts sent on suchmobile number.Receiving alerts:1. The depository shall send the alerts to the mobilephone number provided by the BO while registering forthe service or to any such number replaced andinformed by the BO from time to time. Upon suchregistration/change, the depository shall make everyeffort to update the change in mobile number within areasonable period of time. The depository shall not beresponsible for any event of delay or loss of message inthis regard.2. The BO acknowledges that the alerts will be receivedx x x17/21 06/10 06/10Sole/First Authorised Signatory Second Authorised Signatory Third Authorised Signatory47