TRADING & DEMAT ACCOUNT OPENING FORM - NJ PMS

More documents

Recommendations

Info

CLIENT DP AGREEMENTcaused to the other due to causes reasonably beyondits control including but not limited to tide, storm,cyclone, flood, lightning, earthquake, fire, blast,explosion or any other act of God, war, rebellion,revolution, insurrection, embargo or sanction,blockade, riot, civil commotion, labour action or unrestincluding strike, lock-out or boycott, interruption orfailure of any utility service, enemy action, criminalconspiracy, act of terrorism or vandalism, sabotage, orintrusion, or any other irresistible force or compulsion.10. Service of noticeAny notice or communication required to be givenunder this agreement shall be in writing, and shall belegally effective only when it is delivered to theaddressee at the last known address in the mannerprescribed in the operating instructions.11. ArbitrationThe parties hereto shall, in respect of all disputes anddifferences that may arise between them, abide by theprovisions relating to arbitration and conciliationspecified under the Bye-Laws.12. JurisdictionThe parties hereto agree to submit to the exclusivejurisdiction of the courts in Surat, Gujarat.13. Governing lawThe Agreement shall be governed by and construed inaccordance with the laws in force in India.Schedule above referred to (description of the Client)Name:Constitution: Company/Trust/Others.Address (As per KYC):City:Country:State:Pin/Zip Code:IN WITNESS WHEREOF the parties to the agreement have executed these presents and the date ofexecution shall be deemed to be the latter of the dates on which this agreement has been executed andthe place at which it has been executed.SIGNED AND DELIVEREDby the within named the ParticipantxSIGNED AND DELIVEREDby the within named the Beneficial Ownerx16/21NJ India Invest Pvt. Ltd.by the hand of its authorised representativeShri / Smt._____________________________xx05/1005/10Place:Date:WITNESS (for NJ)SignaturexPlace:Date:WITNESS (for client)SignaturexName: __________________________________Contact No.: _____________________________Name: __________________________________Contact No.: _____________________________44
OPTION FORM FOR ISSUE OF DIS BOOKLETDP ID: 1 2 0 6 4 2 0 0Client IDDate:Sole/First Authorised SignatorySecond Authorised SignatoryThird Authorised SignatoryTo,NJ India Invest Private Limited9th Floor, B Tower, Udhna Udyog Nagar Sangh Commercial Complex,Central Road No.10, Udhna, Surat – 394210, Gujarat.Dear Sir / Madam,I / We hereby state that: [Select one of the options given below]OPTION 1:I / We require you to issue Delivery Instruction Slip (DIS) booklet to me / us immediately on opening my / our CDSLaccount though I / we have issued a Power of Attorney (POA) / executed PMS agreement in favour of / with_______________________________(name of the attorney / Clearing Member / PMS manager) for executingdelivery instructions for setting stock exchange trades [settlement related transactions] effected through suchClearing Member / by PMS manager.Yours faithfullySole/First Authorised Signatory Second Authorised Signatory Third Authorised SignatoryNameSignaturesOROPTION 2:I / We do not require the Delivery Instruction Slip (DIS) for the time being, since I / We have issued a POA / executedPMS agreement in favour of / with _______________________________________ (name of the attorney / ClearingMember / PMS manager) for executing delivery instructions for setting stock exchange trades [settlement relatedtransactions] effected through such Clearing Member / by PMS manager. However, the Delivery Instruction Slip(DIS) booklet should be issued to me / us immediately on my / our request at any later date.Yours faithfullyNameSignatures............................................................................(Please Tear Here).............................................................................Acknowledgement ReceiptReceived OPTION FORM FOR ISSUE / NON ISSUE OF DIS BOOKLET from :DP ID: 1 2 0 6 4 2 0 0Sole/First Authorised SignatoryClient IDName of Sole/First Authorised SignatoryName of Second Authorised SignatoryName of Third Authorised SignatorySecond Authorised SignatoryThird Authorised SignatoryDepository Participant Seal and Signature45
Page 1: Application No.GUCCDP Client No. 12
Page 7 and 8: DETAILS & CHECKLISTNJ INDIA INVEST
Page 9 and 10: ADDITIONAL DETAILS FOR OPENING DEMA
Page 11 and 12: Depository Account DetailsBeneficia
Page 13 and 14: ADDITIONAL DETAILS FOR OPENING TRAD
Page 15 and 16: COMMON DETAILS FOR OPENING TRADING
Page 17 and 18: TARIFF SHEETMutual FundTransaction
Page 19 and 20: ANNEXURE ABSESTARMF(Letter to be pr
Page 21 and 22: ANNEXURE BMUTUAL FUND SERVICE SYSTE
Page 23 and 24: RIGHTS & OBLIGATIONS OF STOCK BROKE
Page 29 and 30: RISK DISCLOSURE DOCUMENTliquidity,
Page 31 and 32: RISK DISCLOSURE DOCUMENTexpires. An
Page 33 and 34: GUIDANCE NOTEobligations for next 5
Page 35 and 36: MANDATORY DOCUMENTIn case of defaul
Page 37 and 38: VOLUNTARY DOCUMENT(CLIENT IS REQUES
Page 39 and 40: VOLUNTARY DOCUMENTincurred, suffere
Page 41 and 42: VOLUNTARY DOCUMENTThe client has pe
Page 43 and 44: VOLUNTARY DOCUMENTcase of a claim,
Page 45 and 46: LIQUIDATION OF SECURITIESTo,NJ Indi
Page 47: CLIENT DP AGREEMENTinterest on the
Page 52 and 53: SMS ALERT FACILITYonly if the mobil
Page 54 and 55: SCHEDULE OF CHARGESDP ID : 12064200
Page 57: SPECIMEN SIGNATURE CARDBO ID 1 2 0
Page 65: Regd. Office: Floor 25,BANK MANDATE
Page 69: BANK MANDATEElectronic Clearing Ser
Page 72 and 73: SIP Specific Terms & Conditions1. T
Page 76: Head Office: NJ India Invest Pvt. L

TRADING & DEMAT ACCOUNT OPENING FORM - NJ PMS

You also want an ePaper? Increase the reach of your titles

Delete template?

Save as template?