TRADING & DEMAT ACCOUNT OPENING FORM - NJ PMS

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CLIENT DP AGREEMENTx13/21AGREEMENT BETWEEN A PARTICIPANT AND A PERSON SEEKINGTO OPEN A BENEFICIAL OWNER’S <strong>ACCOUNT</strong>This agreement is made at the place and date asmentioned in the schedule to this agreementbetween:1) _________________________________________having registered / residential address at (As perKYC)______________________________________________________________________________________2) _________________________________________having registered / residential address at (As perKYC)______________________________________________________________________________________3) _________________________________________having registered / residential address at (As perKYC)______________________________________________________________________________________(herein after referred individually / collectively called“the Client”/ “B.O”) and <strong>NJ</strong> India Invest Pvt. Ltd.,having its registered office at 9th Floor, “B” Tower,Udhna Udhyog Nagar Sangh CommercialComplex, Central Road No. 10, Udhna, Surat -394210,hereinafter called "the DepositoryParticipant"WHEREAS the beneficial owner is desirous ofopening a beneficial owner's account with theparticipant and the participant has agreed to openan account in the name of the beneficial owner andrender services to the beneficial owner as aparticipant, on the terms and conditions recordedhereinbelow:NOW THIS AGREEMENT WITNESSETH AND IT ISHEREBY AGREED BY AND BETWEEN THE PARTIESHERETO AS FOLLOWS:1. General clauseThe parties hereto agree to abide by the provisions ofthe Depositories Act, 1996, SEBI (Depositories andParticipants) Regulations, 1996, Bye-Laws andOperating Instructions issued by CDSL from time totime in the same manner and to the same extent as ifthe same were set out herein and formed part of thisagreement.2. Fees, charges and depositsThe participant shall be entitled to change or revisethe fees, charges or deposits from time to timeprovided however that no increase therein shall beeffected by the participant unless the participantshall have given at least one month's notice in writingto the beneficial owner in that behalf. In case thebeneficial owner committing a default in the paymentof any such amount payable to the participant ontheir respective due dates or within fifteen days of thesame being demanded (where no such due date isspecified), the participant shall be entitled to chargex x x14/21 03/10 03/10Sole/First Authorised Signatory Second Authorised Signatory Third Authorised Signatory42
CLIENT DP AGREEMENTinterest on the amount remaining outstanding orunpaid not exceeding 18% per annum or part thereof.On such continued default, the participant after givingtwo days notice to the beneficial owner shall have aright to stop processing of instructions of beneficialowners till such time he makes the payment along withinterest if any.3. Statement of account3.1 The participant shall furnish to the beneficial ownera statement of his/its account at the end of every monthif there has been even a single entry or transactionduring that month, and in any event once at the end ofeach quarter. [The statement of accounts to beprovided to the beneficial owner under this agreementshall be in the form specified in operating instructionsor as communicated by CDSL from time to time.] theparticipant shall furnish such statements at suchshorter periods as may be required by the beneficialowner on payment of such charges by the beneficialowner as may be specified by the participant.3.2 It is agreed that if a participant is providing theservices of issuing the statement of accounts in anelectronic mode and if the beneficial owner is desirousof availing such services from the participant, then theparticipant will furnish to the beneficial owner, thestatement of accounts under its digital signature, asgoverned under the Information Technology Act, 2000.Provided however, that in the event of the beneficialowner requiring a physical copy of the statement ofaccounts, despite receiving the same in theelectronic mode, then irrespective of having forwardedthe same via electronic mode, the participant shall beobliged to provide a physical copy thereof to the BO.3.3 It is agreed and understood between the partiesthat if the participant does not have the facility ofproviding the statement of account in the electronicmode, then the participant shall be obliged to forwardthe statement of account only in physical form.4. Beneficial owner shall intimate change ofparticularsThe participant shall not be liable or responsible for anyloss that may be caused to the beneficial owner byreason of his/its failure to intimate change in theparticulars furnished to the participant from time to time,unless notified by the beneficial owner.5. [Depository] not liable for claims againstbeneficial ownerCDSL shall not be liable to the beneficial owner in anymanner towards losses, liabilities and/or expensesarising from the claims of third parties or for any fees,charges, taxes, duties, levies or penalties levied,imposed or demanded by any Central, State, statutoryor revenue authority in respect of securities credited tothe beneficial owner's account.6. Authorised representativeWhere the beneficial owner is a body corporate or alegal entity, it shall, simultaneously with the execution ofthe agreement furnish to the participant, a list of officialsauthorized by it, who shall represent and interact on itsbehalf with the participant. Any change in such listincluding additions, deletions or alterations thereto shallbe forthwith communicated to the participant.7. TerminationThe parties may at any time terminate this agreement,provided that a notice of not less than thirty days is givenin the manner and on the terms and conditions andprocedure set out in the Bye-Laws and the OperatingInstructions. In the event of termination by either party,the Participant shall deal with the securities lying in theaccount of a Beneficial Owner in accordance with theinstructions of such Beneficial Owner.8. Stamp dutyAny stamp duty (including interest or penalty leviedthereon) payable on the agreement and/or on any deed,document or writing executed in pursuance hereofbetween the parties hereto shall be borne and paid bythe beneficial owner.9. Force majeureNotwithstanding anything contained herein or in the byelaws, neither party hereto shall be liable to indemnify orcompensate the other for any breach, non-performanceor delay in performance of any obligations under theAgreement or for any harm, loss, damage or injuryx x x15/21 04/10 04/10Sole/First Authorised Signatory Second Authorised Signatory Third Authorised Signatory43
Page 1: Application No.GUCCDP Client No. 12
Page 7 and 8: DETAILS & CHECKLISTNJ INDIA INVEST
Page 9 and 10: ADDITIONAL DETAILS FOR OPENING DEMA
Page 11 and 12: Depository Account DetailsBeneficia
Page 13 and 14: ADDITIONAL DETAILS FOR OPENING TRAD
Page 15 and 16: COMMON DETAILS FOR OPENING TRADING
Page 17 and 18: TARIFF SHEETMutual FundTransaction
Page 19 and 20: ANNEXURE ABSESTARMF(Letter to be pr
Page 21 and 22: ANNEXURE BMUTUAL FUND SERVICE SYSTE
Page 23 and 24: RIGHTS & OBLIGATIONS OF STOCK BROKE
Page 29 and 30: RISK DISCLOSURE DOCUMENTliquidity,
Page 31 and 32: RISK DISCLOSURE DOCUMENTexpires. An
Page 33 and 34: GUIDANCE NOTEobligations for next 5
Page 35 and 36: MANDATORY DOCUMENTIn case of defaul
Page 37 and 38: VOLUNTARY DOCUMENT(CLIENT IS REQUES
Page 39 and 40: VOLUNTARY DOCUMENTincurred, suffere
Page 41 and 42: VOLUNTARY DOCUMENTThe client has pe
Page 43 and 44: VOLUNTARY DOCUMENTcase of a claim,
Page 45: LIQUIDATION OF SECURITIESTo,NJ Indi
Page 49: OPTION FORM FOR ISSUE OF DIS BOOKLE
Page 52 and 53: SMS ALERT FACILITYonly if the mobil
Page 54 and 55: SCHEDULE OF CHARGESDP ID : 12064200
Page 57: SPECIMEN SIGNATURE CARDBO ID 1 2 0
Page 65: Regd. Office: Floor 25,BANK MANDATE
Page 69: BANK MANDATEElectronic Clearing Ser
Page 72 and 73: SIP Specific Terms & Conditions1. T
Page 76: Head Office: NJ India Invest Pvt. L

TRADING & DEMAT ACCOUNT OPENING FORM - NJ PMS

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