TRADING & DEMAT ACCOUNT OPENING FORM - NJ PMS

VOLUNTARY DOCUMENT9.a I/We hereby request you to transfer, makeadjustments and/or to set off a part or whole of thesecurities placed as margin and/or any surplus funds inany of my/our account/(s) maintained with you againstthe outstanding dues payable if any, by me/us in any ofmy/our account(s). NJII will have right lien on the creditbalance in any of my/our accounts. Any entries passedby you in accordance with this authorization shall bebinding on me/us. I am/We are agreeable that the creditbalance of funds and shares be treated as margin. Iam/We are also agreeable for transfer of creditbalances in margin account/ client account of cashsegment towards adjustment debit balance in marginaccount and vice-versa. I am/ We are also agreeable fortransfer of credit balances in margin account/ clientaccount of various segment of (NSE) against debitbalance in margin account/ client account of varioussegment of (BSE) and vice-versa. I am /We areagreeable for inter-settlement transfer of securities inthe future/past settlements. I am /We are agreeable forand authorise you to withheld funds pay-out towards allthe applicable margins and debits.9.b I/We request and hereby authorize NJII the stockbroker to consider my/our account with you – NJII thestock broker and/or its group/ associated companies/sister concerns on a consolidated basis for the purposeof determining collection/ payment of dues with respectto funds and securities due to/due from stock brokerand/or its group/ associated companies/ sisterconcerns. As such I/We represent that this will facilitateme/us in day to day operations in movement of fundsand securities.9.c I/We do hereby agree and declare that I am/Weare aware that the exchanges require the stock brokerto maintain the client account for each exchange/segment separately. For this purpose stock broker mayallocate the payment received from client andpayments made to the client to any of the account of theclient for any exchange/ segment. Similarly the clientauthorizes the stock broker to pass such entries toadjust the debit or credit balance of the client in tradingaccount of or exchange/segment to the other or viceversa. Such consolidation and segregation of clientaccount as maintained by the stock broker shall bebinding on the client. Without affecting the generality ofthe aforesaid:10. As regard the placement of orders, although youhad insisted on written instruction for placing orders,considering the practical difficulties faced by me/us incomplying the same, I/We would request you to acceptorders placed by any other means other than written.I/We therefore confirm and acknowledge that anytelephonic instruction given by me/us either onrecording lines or else will serve the dual purpose in lieuof written instruction.11. I/We have no objection if due to punching errors youmight have to change the client codes for trade done asthe circumstances may warrant, within the parametersand rules and regulations of the exchange.12. You being a member disclosed that you are doingproprietary trading along with client business and assuch I/We have noted the same.13. I/We specifically consented not to indulge into anyoff-market transactions leading to dubba-trading.14. I/We as your client agree that any failure by you as astock broker to exercise or enforce any rights conferredupon you by this agreement shall not be deemed to bea waiver of any such rights or operate so as to bar theexercise or enforcement thereof at any subsequenttime or times.15. I/We as a client shall be responsible for all orders,including orders that may be executed without therequired margin, whether or not, you as a stock brokerintimated me/us such shortfall in margin, shallinstantaneously make up the shortfall either throughdelivery of shares in the event of sale or credit therequired fund in the bank account via personal chequeor money order or account transfer or any other modeaccepted to you in your sole discretion.16. I/We as a client, hereby agree and indemnifie, andshall always keep you (stock broker) indemnifiedagainst all such action and/or claims, costs, chargesdamages, losses and expenses, which may be34