TRADING & DEMAT ACCOUNT OPENING FORM - NJ PMS

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ANNEXURE ADetails of terms & conditions for the investor / client for using BSE STAR MF platform1. Pre-requisites for becoming an investor / aclient for the BSE STAR MF platform1.1 The client, who is desirous of investing in units ofmutual fund schemes through the BSE STAR MF.1.2 The client intends to execute his instruction for thesubscription/redemption of units of Mutual FundSchemes through the broker who is a Mutual fundIntermediary (MFI) of the BSE STAR MF platform.1.3 The client has satisfied itself of the capacity of theMFI to deal in Mutual Fund units and wishes to executeits instruction through the MFI and the client shall fromtime to time continue to satisfy itself of such capabilityof the MFI before executing transaction through theMFI.1.4 The client has approached the MFI with theapplication for availing the BSE STAR MF platform.1.5 The client has submitted relevant KYC (Know YourClient) details to the MFIs2. Terms and Conditions2.1 The client shall be bound by circulars issued byBSE’s rules, regulations and notices/circulars issuedthere under by SEBI and relevant notifications ofgovernment authorities as may be in force from time totime.2.2 The client shall notify the MFI in writing if there isany change in the information in the ‘client registrationform’ provided by the client to the MFI at the time ofregistering as a client for participating in the BSE STARMF platform or at any time thereafter.2.3 The client shall submit to the MFI a completedapplication form in the manner prescribed format for thepurpose of placing a subscription order with the MFI.2.4 The client has read and understood the risksinvolved in investing in Mutual Fund Schemes.2.5 The client shall be wholly responsible for all hisinvestment decisions and instruction.2.6 The client shall ensure continuous compliance withthe requirements of the BSE, SEBI and AMFI.2.7 The client shall pay to the MFI fees and statutorylevies as are prevailing from time to time and as theyapply to the client’s account, transactions and to theservices that MFI renders to the client.2.8 The client will furnish information to the MFI inwriting , if any winding up petition or insolvency petitionhas been filed or any winding up or insolvency order ordecree or award is passed against him or if any litigationwhich may have material bearing on his capacity hasbeen filed against him.2.9 In the event of non-performance of the obligation bythe MFI, the client is not entitled to claim anycompensation either from the Investor Protection Fundor from any fund of BSE or its Clearing Corporation -Indian Clearing Corporation Ltd. (ICCL).2.10 In case of any dispute between the MFIs and theinvestors arising out of the BSE STAR MF platform, BSEand / or ICCL agrees to extend the necessary supportfor the speedy redressal of the disputes.Thanking you,Yours faithfully,x07/2116
ANNEXURE BMUTUAL FUND SERVICE SYSTEM FACILITY(Letter to be provided by the investor to the participant)Date :__________________To<strong>NJ</strong> India Invest Pvt. Ltd.Sir,Sub: Mutual Fund Service System (MFSS) facilityI/We, __________________________________________________________________________________________desirous of being registered as your client for the purpose of participating in the MFSS.I/We am/are interested in availing the MFSS facility of the Exchange for the purpose of dealing in the units of MutualFunds Schemes permitted to be dealt with, on the MFSS of the Exchange.I/We am/are willing to abide by the operating guidelines and terms and conditions as may be specified by theExchange from time to time in this regard including the terms and conditions specified by the Exchange withrespect to MFSS since 2009. I/We shall also comply with all the Know Your Client (KYC) and Anti Money Laundering(AML) requirements, as may be specified by the Exchange.I/We shall also ensure compliance with the requirements, as may be specified from time to time by Securities andExchange Board of India and Association of Mutual Funds of India (AMFI).I/We shall read and understand the contents of the Scheme Information Document and Key InformationMemorandum, addenda issued regarding each Mutual Fund Schemes with respect to which I/we choose tosubscribe/redeem. I/We further agree to abide by the terms and conditions, rules and regulations of the MutualFund Schemes.I/We therefore request you to register me/us as your client for participating in the MFSS.Thanking you,Yours faithfully,x08/2117
Page 1: Application No.GUCCDP Client No. 12
Page 7 and 8: DETAILS & CHECKLISTNJ INDIA INVEST
Page 9 and 10: ADDITIONAL DETAILS FOR OPENING DEMA
Page 11 and 12: Depository Account DetailsBeneficia
Page 13 and 14: ADDITIONAL DETAILS FOR OPENING TRAD
Page 15 and 16: COMMON DETAILS FOR OPENING TRADING
Page 17 and 18: TARIFF SHEETMutual FundTransaction
Page 19: ANNEXURE ABSESTARMF(Letter to be pr
Page 23 and 24: RIGHTS & OBLIGATIONS OF STOCK BROKE
Page 29 and 30: RISK DISCLOSURE DOCUMENTliquidity,
Page 31 and 32: RISK DISCLOSURE DOCUMENTexpires. An
Page 33 and 34: GUIDANCE NOTEobligations for next 5
Page 35 and 36: MANDATORY DOCUMENTIn case of defaul
Page 37 and 38: VOLUNTARY DOCUMENT(CLIENT IS REQUES
Page 39 and 40: VOLUNTARY DOCUMENTincurred, suffere
Page 41 and 42: VOLUNTARY DOCUMENTThe client has pe
Page 43 and 44: VOLUNTARY DOCUMENTcase of a claim,
Page 45 and 46: LIQUIDATION OF SECURITIESTo,NJ Indi
Page 47 and 48: CLIENT DP AGREEMENTinterest on the
Page 49: OPTION FORM FOR ISSUE OF DIS BOOKLE
Page 52 and 53: SMS ALERT FACILITYonly if the mobil
Page 54 and 55: SCHEDULE OF CHARGESDP ID : 12064200
Page 57: SPECIMEN SIGNATURE CARDBO ID 1 2 0
Page 65: Regd. Office: Floor 25,BANK MANDATE
Page 69: BANK MANDATEElectronic Clearing Ser
Page 72 and 73:
SIP Specific Terms & Conditions1. T
Page 76:
Head Office: NJ India Invest Pvt. L
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TRADING & DEMAT ACCOUNT OPENING FORM - NJ PMS

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