TRADING & DEMAT ACCOUNT OPENING FORM - NJ PMS

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ADDITIONAL DETAILS FOR OPENING TRADING ACCOUNTFOR OFFICE USE ONLYI/We undertake that we have made the client aware of 'Policy and Procedures', tariff sheet and all the nonmandatorydocuments. I/We have also made the client aware of 'Rights and Obligations' document(s), RDD andGuidance Note. I/We have given/sent him a copy of all the KYC documents. I/We undertake that any change in the'Policy and Procedures', tariff sheet and all the non-mandatory documents would be duly intimated to the clients.I/We also undertake that any change in the 'Rights and Obligations' and RDD would be made available onCompany's website, if any, for the information of the clients.Member'sAuthorizedSignatorySigned by:xDate:Seal/Stamp ofstock broker10
COMMON DETAILS FOR OPENING TRADING & DEMAT ACCOUNTBank DetailsName of the BankBranchBank AddressIFSC Code:Account NoCity:Country:State:Pin/Zip Code:Bank Code(9 digit MICR Code)Account Type: Savings Current Other1. Photocopy of the cancelled cheque having the name of the account holder where the cheque book is issued, (or)2. Photocopy of the Bank Statement having name and address of the BO.3. Photocopy of the Passbook having name and address of the BO, (or)4. Letter from the Bank.(In case of options ii, iii, and iv above, MICR code of the branch should be present/ mentioned on the document andshould be self-certified by the BO.)DeclarationI/We hereby declare that the details furnished above are true and correct to the best of my/our knowledge and beliefand I/We agree and undertake to inform you of any change(s) in the details/particulars mentioned by me/us in thisform, immediately. In case any of the above information is found to be false or untrue or misleading ormisrepresenting, I am/we are aware that I/we may be held liable for it.I/We confirm having read/been explained and understood the contents of the document on policy and proceduresof the stock broker and tariff sheet.I/We further confirm having read and understood the contents of the 'Rights and Obligations' document(s) and 'RiskDisclosure Document'. I/We do hereby agree to be bound by such provisions as outlined in these documents. I/Wehave also been informed that the standard set of documents has been displayed for information on the stockbroker's designated website, if any.............................................................................(Please Tear Here).............................................................................11
Page 1: Application No.GUCCDP Client No. 12
Page 7 and 8: DETAILS & CHECKLISTNJ INDIA INVEST
Page 9 and 10: ADDITIONAL DETAILS FOR OPENING DEMA
Page 11 and 12: Depository Account DetailsBeneficia
Page 13: ADDITIONAL DETAILS FOR OPENING TRAD
Page 17 and 18: TARIFF SHEETMutual FundTransaction
Page 19 and 20: ANNEXURE ABSESTARMF(Letter to be pr
Page 21 and 22: ANNEXURE BMUTUAL FUND SERVICE SYSTE
Page 23 and 24: RIGHTS & OBLIGATIONS OF STOCK BROKE
Page 29 and 30: RISK DISCLOSURE DOCUMENTliquidity,
Page 31 and 32: RISK DISCLOSURE DOCUMENTexpires. An
Page 33 and 34: GUIDANCE NOTEobligations for next 5
Page 35 and 36: MANDATORY DOCUMENTIn case of defaul
Page 37 and 38: VOLUNTARY DOCUMENT(CLIENT IS REQUES
Page 39 and 40: VOLUNTARY DOCUMENTincurred, suffere
Page 41 and 42: VOLUNTARY DOCUMENTThe client has pe
Page 43 and 44: VOLUNTARY DOCUMENTcase of a claim,
Page 45 and 46: LIQUIDATION OF SECURITIESTo,NJ Indi
Page 47 and 48: CLIENT DP AGREEMENTinterest on the
Page 49: OPTION FORM FOR ISSUE OF DIS BOOKLE
Page 52 and 53: SMS ALERT FACILITYonly if the mobil
Page 54 and 55: SCHEDULE OF CHARGESDP ID : 12064200
Page 57: SPECIMEN SIGNATURE CARDBO ID 1 2 0
Page 65:
Regd. Office: Floor 25,BANK MANDATE
Page 69:
BANK MANDATEElectronic Clearing Ser
Page 72 and 73:
SIP Specific Terms & Conditions1. T
Page 76:
Head Office: NJ India Invest Pvt. L
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TRADING & DEMAT ACCOUNT OPENING FORM - NJ PMS

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