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The Power of an Alleged Tradition - CHINA Buchservice

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<strong>The</strong> third <strong>of</strong> them – Sima Xi<strong>an</strong>gru’s impact on Emperor Wu’s reforms<br />

We should now take a closer look at the third m<strong>an</strong> <strong>of</strong> the Sima cl<strong>an</strong> who seems to<br />

have been involved in the Feng <strong>an</strong>d Sh<strong>an</strong> matter as well: Sima Xi<strong>an</strong>gru. Str<strong>an</strong>gely<br />

enough, although their common surname implies that the three Sima were related<br />

by blood, no such relationship is mentioned in his biography in the Shiji. 122 However,<br />

on closer examination some hints are given which make it probable that Sima<br />

Xi<strong>an</strong>gru was a very close relative <strong>of</strong> the other two Sima, perhaps <strong>an</strong> elder brother <strong>of</strong><br />

Sima T<strong>an</strong> <strong>an</strong>d thus Sima Qi<strong>an</strong>’s uncle. 123 But if this hypothesis were true, it would<br />

immediately raise the question why the biographical account is silent about it. 124<br />

One <strong>an</strong>swer could be that the relationship was so obvious that there seemed to be<br />

no need to explicitly point it out. Another possibility would be that the biographer<br />

for some reason w<strong>an</strong>ted to withhold this information from the reader. We will return<br />

to this question by the end <strong>of</strong> the essay. Close to the end <strong>of</strong> the chapter on Sima<br />

Xi<strong>an</strong>gru, <strong>an</strong> intrinsic causal bond is suggested between Sima Xi<strong>an</strong>gru’s death <strong>an</strong>d<br />

Emperor Wu’s performing <strong>of</strong> the sacrifi ces:<br />

����������������������������������<br />

���<br />

122 Shiji 117/2999–3074, <strong>an</strong>d rewritten in H<strong>an</strong> shu 57B/2529–2611. Due to a reference to Y<strong>an</strong>g Xiong �� (53<br />

B.C. – A.D. 18), instead <strong>of</strong> � more frequently written �) at the end <strong>of</strong> Sima Xi<strong>an</strong>g ru’s biography in the Shiji,<br />

it has been argued by some that the biography in the textus receptus is that <strong>of</strong> the H<strong>an</strong> shu <strong>an</strong>d has later been<br />

added to the Shiji. It seems to me, however, much more plausible that, apart from this one sentence which is<br />

certainly a later addition, the biography is the authentic Shiji text, simply because the numerous details on Sima<br />

Xi<strong>an</strong>gru’s life <strong>an</strong>d thought depicted there could scarcely have been written by someone who was not personally<br />

familiar with him. Earlier, Pr<strong>of</strong>. Dr. H<strong>an</strong>s Stumpfeldt in <strong>an</strong> unpublished paper entitled “War Ssu-ma Ch’ien, der<br />

Vater der chinesischen Geschichtsschreibung, eigentlich ein Barbar?” (Paper given as part <strong>of</strong> a series <strong>of</strong> lectures<br />

on “Ursprungsmythen und Welt<strong>an</strong>schauung in asiatischen Kulturen,” Nov. 19, 1997, at Hamburg University) has<br />

put forward the hypothesis that Sima Qi<strong>an</strong> was probably closely related by blood to Sima Xi<strong>an</strong>gru, arguing that<br />

the reason for his keeping silent on their relationship was that they both had a Barbari<strong>an</strong> background.<br />

123 An interesting hint <strong>of</strong> a close family relationship between the three Sima may be the following. As the reader is<br />

told in Sima Xi<strong>an</strong>gru’s biography, he lived in the same place where Sima T<strong>an</strong> <strong>an</strong>d Sima Qi<strong>an</strong> had their home, i.e.<br />

in Maoling ��, at least after he retired due to his illness. Cf. Shiji 117/3062. <strong>The</strong> conclusion that Sima T<strong>an</strong> <strong>an</strong>d<br />

Sima Qi<strong>an</strong> must also have had their residence in Maoling c<strong>an</strong> be seen from the titles attributed to them.<br />

See the note <strong>of</strong> the Jijie commentary (Shiji 3288) according to which Sima T<strong>an</strong> received the title <strong>of</strong> zhongshu<br />

from Mao ling (�������), <strong>an</strong>d also the note <strong>of</strong> the Jijie commentary (Shiji 3296) where Sima Qi<strong>an</strong> is<br />

mentioned in connection with the title “Director the Gr<strong>an</strong>d Scribe, from the village Xi<strong>an</strong>wu in Mao ling district,<br />

the Gr<strong>an</strong>d Master Sima Qi<strong>an</strong> �������������.” According to Yves Hervouet, Un Poète de cour sous<br />

les H<strong>an</strong>: Sseu-ma Si<strong>an</strong>g-jou (Paris: Presses Universitaires de Fr<strong>an</strong>ce, 1964), 65, Maoling was situated to the west <strong>of</strong><br />

Xi<strong>an</strong>y<strong>an</strong>g <strong>an</strong>d 30 or 40 kilometers from Xi’<strong>an</strong>, close to the place where Emperor Wu decided to have his tomb<br />

built. It thus seems as if they shared a kind <strong>of</strong> family seat there. Besides, from the genealogical account given at<br />

the beginning <strong>of</strong> Shiji 130 we learn that in the time <strong>of</strong> the Zhou kings Hui <strong>an</strong>d Xi<strong>an</strong>g (r. 676–618), the Sima cl<strong>an</strong><br />

left Zhou <strong>an</strong>d went to Jin, that from that time on, the members <strong>of</strong> this cl<strong>an</strong> were scattered, that some lived in<br />

Wei, some in Zhao, <strong>an</strong>d some in Qin. Moreover, we learn that Sima Cuo, a general under King Hui(wen) <strong>of</strong> Qin<br />

(r. 337–310), was ordered to lead <strong>an</strong> army against Shu <strong>an</strong>d that the general after having subdued Shu remained<br />

there, which implies that the descend<strong>an</strong>ts <strong>of</strong> this br<strong>an</strong>ch <strong>of</strong> the family, too, stayed in Shu (Shiji 130/3286). Sima<br />

Xi<strong>an</strong>gru, his biography states, was a m<strong>an</strong> from Chengdu, the capital <strong>of</strong> Shu (Shiji 117/2999).<br />

124 Hervouet, Un poète de cour, 3, does not even discuss a possible blood relationship between Sima Xi<strong>an</strong>gru, Sima<br />

T<strong>an</strong> <strong>an</strong>d Sima Qi<strong>an</strong>. As for Sima Cuo ���, the famous Qin general during the Warring States time, who is<br />

mentioned as a remote <strong>an</strong>cestor <strong>of</strong> Sima T<strong>an</strong> <strong>an</strong>d Sima Qi<strong>an</strong> in Shiji 130/3286, Hervouet writes that he could<br />

have well been <strong>an</strong> <strong>an</strong>cestor <strong>of</strong> Sima Xi<strong>an</strong>gru. He dismisses, however, this possible descend<strong>an</strong>cy <strong>of</strong> Sima Xi<strong>an</strong>gru<br />

by arguing that if he had been Sima Xi<strong>an</strong>gru’s <strong>an</strong>cestor, this would certainly have left traces in the Shiji account.<br />

This is, however, in my view not a very well-grounded argument, as there is (as I will argue later) a good reason<br />

to assume that <strong>an</strong>y indication <strong>of</strong> Sima Xi<strong>an</strong>gru’s genealogical background has intentionally been omitted from<br />

the historical record.<br />

BMFEA 74 · 2002<br />

THE POWER OF AN ALLEGED TRADITION<br />

271

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