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Measures of Disease Frequency - The INCLEN Trust

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<strong>Measures</strong><strong>of</strong><strong>Disease</strong> <strong>Frequency</strong>• Rates, Ratios, and Proportions• Incidence versus Prevalence• Risk• Rate• Risk versus Rate• Mortality• Risk/Rate Adjustment


Hypothetical data on the frequency<strong>of</strong> hepatitis in two citiesLocation New cases Year PopulationCity A 58 2002 25,000City B 35 2001-2002 7,000


Hypothetical data on the frequency<strong>of</strong> hepatitis in two citiesLocation New cases Year PopulationCity A 58 2002 25,000City B 35 2001-2002 7,000Annual rate <strong>of</strong> occurrence <strong>of</strong> hepatitis:City A: 58 / 25,000 / 1 year = 232/10 5 / yearCity B: 35 / 7000 / 2 years = 17.5 / 7000 / 1 year= 250/10 5 / year


Rates, Ratios, Proportions• Three general classes <strong>of</strong> mathematicalparameters.• Often used to relate the number <strong>of</strong> cases <strong>of</strong>a disease or health outcome to the size <strong>of</strong> thesource population in which they occurred.


5101520252 Masks2.1 “mask”<strong>The</strong> basic mask delineates ocean, grounded ice sheet and ice shelf regions <strong>of</strong> Antarctica.<strong>The</strong> mask is derived from the MOA (Mosaic <strong>of</strong> Antarctica) coastline shapefiles(Haran et al., 2005; Scambos et al., 2007). <strong>The</strong> ice thickness dataset (described laterin Sect. 3.1.3) is composed <strong>of</strong> two separate datasets: the grounded ice sheet thickness,largely from BEDMAP, and ice shelf thickness, derived from the surface elevationand an assumption <strong>of</strong> hydrostatic equilibrium. In order to create a smooth join betweenthe grounded and floating ice thickness datasets, a number <strong>of</strong> iterations are carriedout where the mask (more specifically, the grounding line location) is modified to ensurethe best join between the two datasets. Small changes are made away from icestream grounding line areas, allowing for a one grid cell width smoothing boundary(see Sect. 3.1.3). Larger changes are made at a number <strong>of</strong> ice stream grounding zonelocations, where the MOA grounding line is believed to be inaccurate. <strong>The</strong> areas <strong>of</strong>major change are discussed in Sect. 2.3 below.Three islands were found to be missing from the original MOA dataset (Smyley Islandand Case Island at the western end <strong>of</strong> George VI Ice Shelf, and Sherman Islandincorporated in the Abbott Ice Shelf), these were added by digitising their extent fromthe original MOA image. <strong>The</strong> mask values are given in Table 2.<strong>The</strong> mask was then modified to make it “modelling friendly”, i.e. by removing smallice shelves (1 or 2 cells), and islands only one grid cell wide.2.2 “mask+”<strong>The</strong> purpose <strong>of</strong> the “mask+” mask is to provide extra information on the ice sheet,beyond that provided in the basic mask. It indicates terrestrial regions that are currentlyice free and ice stream regions, here defined by velocities over 250 m yr −1 .199Discussion Paper | Discussion Paper | Discussion Paper | Discussion Paper |ESSDD3, 195–230, 2010Antarctic dataset forhigh resolutionnumerical ice sheetmodels (ALBMAP v1)A. M. Le Brocq et al.AbstractTitle PageInstrumentsData Provenance & StructureTables◭◭BackFigures◮◮CloseFull Screen / EscPrinter-friendly VersionInteractive Discussion


Rate• A measure <strong>of</strong> how quickly something <strong>of</strong> interesthappens.• Expressed as:x 10yExample: <strong>The</strong> number <strong>of</strong> new cases <strong>of</strong> Parkinson’sdisease which develops per 1,000 person-years <strong>of</strong>follow-up.# <strong>of</strong> new cases <strong>of</strong> Parkinson's disease1000Total time disease -free subjects observed• Time, place and population must be specified foreach type <strong>of</strong> rate.n


<strong>Measures</strong> <strong>of</strong> <strong>Disease</strong> <strong>Frequency</strong>• Incidence (I): <strong>Measures</strong> new cases <strong>of</strong> adisease that develop over a period <strong>of</strong> time.• Prevalence (P): <strong>Measures</strong> existing cases <strong>of</strong> adisease at a particular point in time or over aperiod <strong>of</strong> time.


Prevalence vs. Incidence• Prevalence can be viewed as describing a pool <strong>of</strong>disease in a population.• Incidence describes the input flow <strong>of</strong> new cases intothe pool.• Fatality and recovery reflects the output flow fromthe pool.


House Guest ExampleGuests arrive 2 per day and stay 5 days.How many guests in the house after a week?Answer: 10 (P=10, I=2, D=5)


RiskProbability that an individual with certaincharacteristics such as:AgeRaceSexSmoking statuswill experience a health status change over aspecified follow-up period.Assumes:Does not have disease at start <strong>of</strong> follow-up.Does not die from other cause during follow-up.


Risk0 ≤ RISK≤ 10% ≤ percentage ≤ 100%Specify risk periodExample:<strong>The</strong> 10-year risk that a 45-year-old male willdevelop prostate cancer is 5%.


Cumulative IncidenceCI INI = # <strong>of</strong> new cases during follow-upN = # <strong>of</strong> disease-free subjects at start <strong>of</strong> followup<strong>Measures</strong> the frequency <strong>of</strong> addition <strong>of</strong> newcases <strong>of</strong> disease and is always calculatedfor a given period <strong>of</strong> time.


Example


Cumulative Incidence• Most common way to estimate risk.• Always a proportion• Assumes a fixed cohort• For brief specified periods <strong>of</strong> time, e.g. an outbreak,commonly called an Attack “Rate”- Beware <strong>of</strong> attrition- Formula does not reflect continually changingpopulation size for dynamic cohorts.- Does not allow subjects to be followed for differenttime periods.


Rate• Describes how rapidly health events are occurringin a population <strong>of</strong> interest.• In Epidemiologic studies, we typically measure theaverage rate at which a disease is occurring over aperiod <strong>of</strong> time.• Example:50 new cases per 10,000 person-yearsInterpretation:An average <strong>of</strong> 50 cases occurs for every 10,000years <strong>of</strong> disease free follow-up time observed on acohort <strong>of</strong> subjects.


RateWhich <strong>of</strong> these describes a rate?1) 5 new cases per 100 person days2) 40 miles per hour3) 10 new cases out <strong>of</strong> 100 disease-freepersons4) 60 new murders per year5) 60 deaths out <strong>of</strong> 200 lung cancer patients


Incidence RateIR IPTI = # <strong>of</strong> new cases during follow-upPT = total time that disease–free individuals in thecohort are observed over the study period.Synonyms: hazard rate, incidence density rate.<strong>Measures</strong> the rapidity with which new cases areoccurring in a population


ExampleHypothetical cohort <strong>of</strong> 12 initially disease-free subjectsfollowed over a 5-year period from 1990 to 1995.


Example, cont.IRIPT525PY0.2020 new casesper 100 person-yearsStudy questions:1) Is the value <strong>of</strong> 0.20 a proportion?2) Does the value <strong>of</strong> 0.20 represent the risk<strong>of</strong> developing disease?


Parkinson’s <strong>Disease</strong>


Confusing Risk with Rate• <strong>The</strong> term “Rate” is <strong>of</strong>ten been usedincorrectly to describe a measure <strong>of</strong> risk.e.g.,• Attack Rate• Death Rate• Case-Fatality Rate• When reading Epidemiologic literature, oneshould be careful to determine the actualmeasure being reported.


Prevalence• <strong>Measures</strong> existing cases <strong>of</strong> a healthcondition• Primary feature <strong>of</strong> a cross-sectionalstudy• Two types <strong>of</strong> Prevalence• Point prevalence• Period prevalence


Point PrevalenceP CNC = # <strong>of</strong> observed cases at time tN = Population size at time t<strong>Measures</strong> the frequency <strong>of</strong> disease at a givenpoint in time


Point PrevalenceExampleSuppose there are 150 individuals in apopulation and, on a certain day, 15 areill with the flu. What is the estimatedprevalence for this population?P 15 15010%


Study Questions1) Is point prevalence a proportion?2) Suppose 13 people from a population <strong>of</strong> size406,245 had a particular disease at time t. What isthe point prevalence <strong>of</strong> this disease at time t?3) Which <strong>of</strong> the following expressions is equivalent tothe point prevalence estimate <strong>of</strong> 0.000032?a. 3.2 per 1,000b. 3.2 per 100,000c. 32 per 100,000


PrevalenceUseful for:• Assessing the health status <strong>of</strong> apopulation.• Planning health services.Not Useful for:• Identifying risk factors


Period PrevalencePPCN• C = the # <strong>of</strong> prevalent cases at the beginning <strong>of</strong> thetime period.• I = the # <strong>of</strong> incident cases that develop during theperiod.• N = size <strong>of</strong> the population for this same time period.I


ExampleSuppose we followed a population <strong>of</strong> 150 persons forone year, and 25 had a disease <strong>of</strong> interest at thestart <strong>of</strong> follow-up and another 15 new casesdeveloped during the year.1) What is the period prevalence for the year?2) What is the point prevalence at the start <strong>of</strong> theperiod?3) What is the cumulative incidence for the one yearperiod?


ExampleSuppose we followed a population <strong>of</strong> 150 persons forone year, and 25 had a disease <strong>of</strong> interest at thestart <strong>of</strong> follow-up and another 15 new casesdeveloped during the year.1) What is the period prevalence for the year?PP = (25 + 15) / 150 = 0.27 or 27%2) What is the point prevalence at the start <strong>of</strong> theperiod?P = 25/150 = 0.17 = 17%3) What is the cumulative incidence for the one yearperiod?CI = 15/125 = 0.12 = 12%


Mortality Risk<strong>Disease</strong>-Specific Mortality RiskAll-causes Mortality RiskCase-Fatality RiskCI IN


Mortality Rate<strong>Disease</strong>-Specific Mortality RateAll-causes Mortality RateCase-Fatality RateIR IPT


AgeAdjustment

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