5-2 承保範圍及不保事項 - ACE Group

unchanged.In all other respects this policy remains unaltered.菁 英 三 號 董 監 事 暨 重 要 職 員 責 任 保 險 - 進 階 版E119A 控 制 公 司 撤 回 財 務 支 援 之 除 外 不 保 附 加 條 款茲 經 雙 方 同 意 如 下 ( 除 本 保 險 單 有 其 他 條 款 、 條 件 、 責 任 限 額 及 除 外 不 保 事 項 有 不 同 規 定 者 外 ):倘 被 保 險 公 司 之 控 制 公 司 撤 回 任 何 保 證 或 財 務 支 援 , 就 直 接 或 間 接 基 於 、 肇 因 於 、 可 歸 因 於 或 關 於 任 何 因 被保 險 公 司 破 產 或 失 去 清 償 能 力 而 針 對 任 一 被 保 險 人 所 提 起 賠 償 請 求 之 損 失 , 本 公 司 不 負 任 何 賠 償 責 任 。於 本 附 加 條 款 下 , 控 制 公 司 係 指 [ 控 制 公 司 名 稱 ]。本 附 加 條 款 未 約 定 事 項 悉 依 本 保 險 單 約 定 辦 理 。ACE elite III Preferred Directors & Officers Liability Insurance PolicyE149A Amendment of Insured Clause – Employee ExclusionBy way of endorsement to the policy, the parties agree as follows (subject otherwise to all other terms,conditions, limits of liability and exclusions of the policy):Definition 2.11 is hereby deleted in its entirety and replaced by the following:2.11 Insured means a natural person who was, now is or shall become:(i) a Director or Officer; or(ii) a Shadow Director; or(iii) the legal representative of a Director or Officer in the event of the incapacity, insolvency orbankruptcy of such Director or Officer; or(iv) any lawful spouse or domestic partner of a Director or Officer, but only where the Claimresults from the Wrongful Act of such Director or Officer; or(v) the estate, heir or legal representative of a deceased person who was a Director or Officerof the Company at the time of the Wrongful Act upon which the Claim is based; or(vi) a trustee of a pension, retirement or provident benefit fund established for the benefit of theemployees of the Company; or(vii) a prospective director in any listing particulars or prospectus issued by the Company; or(viii) a lawyer employed by the Company who in his or her capacity as such must comply withSarbanes-Oxley Act of 2002,(ix) provided that Insured does not include:(a) any external auditor; or(b) any liquidator, receiver or administrative receiver, inspector, reorganizer, reorganizationsupervisor or similar person under the law of any other jurisdiction appointed due toinsolvency or reorganization; or(c) any creditor.In all other respects this policy remains unaltered.ACE elite III Preferred Directors & Officers Liability Insurance PolicyE158A Amendment of the Definition of InvestigationBy way of endorsement to the policy, the parties agree as follows (subject otherwise to all other terms,conditions, limits of liability and exclusions of the policy):2.13 Investigation is hereby deleted in its entirety and replaced by the following:Investigation means a formal or official investigation, examination or inquiry into the Company or anInsured in their capacity as such Insured at which the attendance of the Insured is first required orrequested in writing by the investigating body, including by the service of a target letter or Wells Notice,during the Policy Period or Discovery Period.In all other respects this policy remains unaltered.E209 Specific Transaction EndorsementBy way of endorsement to the policy, the parties agree as follows (subject otherwise to all other terms,conditions, limits of liability and exclusions of the policy):345