5-2 承保範圍及不保事項 - ACE Group

Nothing contained in this endorsement shall increase either (a) the limit of liability of any policy listedabove; or (b) the limit of liability of this policy.安 達 產 物 菁 英 三 號 董 監 事 暨 重 要 職 員 責 任 保 險E149A 修 改 被 保 險 人 定 義 附 加 條 款茲 經 雙 方 同 意 如 下 ( 除 本 保 險 單 有 其 他 條 款 、 條 件 、 責 任 限 額 及 除 外 不 保 事 項 有 不 同 規 定 者 外 ):本 保 險 單 定 義 2.11「 被 保 險 人 」 條 內 容 完 全 刪 除 並 以 下 列 規 定 取 代 :2.11「 被 保 險 人 」 係 指 任 何 自 然 人 曾 為 、 現 為 或 即 將 成 為 下 列 之 人 者 :(i)被 保 險 公 司 之 重 整 人 或 重 整 監 督 人 ; 或(ii) 被 保 險 公 司 之 財 務 長 ; 或(iii) 被 保 險 公 司 之 法 務 專 員 ; 或(iv) 被 保 險 公 司 之 管 理 部 主 管 ; 或(v) 被 保 險 公 司 之 法 律 顧 問 及 財 務 顧 問 。本 附 加 條 款 未 約 定 事 項 悉 依 本 保 險 單 約 定 辦 理 。ACE elite III Preferred Directors & Officers Liability Insurance PolicyE030E Entity Cover for Securities Claims EndorsementExtension of CoverThe cover provided under this policy is extended to pay on behalf of the Company [insert amount]%Loss of the Company arising from any Securities Claim first made against the Company after theEffective Date and during the Policy Period (or Discovery Period if applicable) for any Wrongful Actcommitted by the Company.[Provided that the remaining [insert amount]% of such Loss shall be borne by the Company and remainuninsured.]ExclusionsThe following exclusions are added to 3. Exclusions of the policy for the purposes of this endorsementonly:(a) based on, arising from or attributable to any pending or prior litigation or other proceedings(including but not limited to civil, criminal, regulatory and administrative proceedings or officialinvestigations) involving the Company, an Outside Entity, a Not-for-Profit Entity or anInsured and issued or otherwise begun before the Effective Date or alleging or derived from thesame or substantially the same facts or circumstances alleged in the pending or prior litigation orproceedings;(b) based on, arising from or attributable to any act of any person who has been, now is or shallbecome chief executive officer, managing director, chairman, general manager, director,supervisor, or any person who holds an equivalent position of the company shown in Item 1 ofthe Schedule, which is found by final judgment or adjudication of any Court to be deliberatelyfraudulent and was material to the case so adjudicated;(c) based on, arising from or attributable to the failure by the Company to comply with any warranty,guarantee or statement given or made by or on behalf of the Company, if such failure isactionable in the absence of negligence or lack of due diligence on the part of the Company;(d) based on, arising from or attributable to any allegation that the Company paid an inadequate orunfair price or consideration for any securities of a company, provided that this exclusion shallnot apply to Defence Costs.ACE elite III Preferred Directors & Officers Liability Insurance PolicyE078A Prior Acts for Acquired SubsidiariesBy way of endorsement to the policy, the parties agree as follows (subject otherwise to all other terms,conditions, limits of liability and exclusions of the policy):Notwithstanding Definition 2.32 and Extension 7.1, the cover provided by this policy shall not excludeClaims for Wrongful Acts by the Directors, Officers or employees of [insert name of entity] occurring beforesuch entity became a Subsidiary.ACE elite III Preferred Directors & Officers Liability Insurance PolicyE018C Critical Occurrence EndorsementAdditional Insuring Agreement:298