Lectures on the Qualitative Theory Curves and Surfaces of ... - Unesp
Lectures on the Qualitative Theory Curves and Surfaces of ... - Unesp
Lectures on the Qualitative Theory Curves and Surfaces of ... - Unesp
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PrefaceThese Lecture Notes are addressed to <strong>the</strong> reader with some familiarity with <strong>the</strong> Foundati<strong>on</strong>s <strong>of</strong>Ordinary Differential Equati<strong>on</strong>s <strong>and</strong> Differential Geometry.The subject centers around <strong>the</strong> local geometry <strong>on</strong> a surface: Fundamental Forms, principalcurvatures, Gauss <strong>and</strong> Codazzi equati<strong>on</strong>s, Gauss–B<strong>on</strong>net Theorem. To represent a level, [9], [17],[20], [48], [50], [56], [74] <strong>and</strong> [75] can be menti<strong>on</strong>ed.The authors believe that from <strong>the</strong> Introducti<strong>on</strong> provided in <strong>the</strong>se Lecture Notes, <strong>the</strong> reader maygo to c<strong>on</strong>sult <strong>the</strong> papers quoted here, where more complete treatments <strong>and</strong> details are presented,<strong>and</strong> become interested in some <strong>of</strong> <strong>the</strong> many lines <strong>of</strong> advanced study <strong>and</strong> research open in <strong>the</strong> field<strong>of</strong> interacti<strong>on</strong> between Geometry <strong>and</strong> Analysis, outlined here.The scope <strong>of</strong> <strong>the</strong>se Lecture Notes is to illustrate <strong>the</strong> penetrati<strong>on</strong> <strong>of</strong> ideas such as genericity <strong>and</strong>structural stability <strong>of</strong> O.D.E’s in <strong>the</strong> development <strong>of</strong> <strong>the</strong> differential equati<strong>on</strong>s <strong>of</strong> classical geometry.These Lecture Notes are part <strong>of</strong> a more general work in current development.The authors are fellows <strong>of</strong> CNPq <strong>and</strong> d<strong>on</strong>e this work under <strong>the</strong> project CNPq 473747/2006-5.R<strong>on</strong>aldo GarciaJorge SotomayorGoiânia, September 20083
C<strong>on</strong>tentsPreface 31 Diff. Eq. <strong>of</strong> Classical Geometry 9Introducti<strong>on</strong> 91.1 The First Fundamental Form . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 91.2 The Sec<strong>on</strong>d Fundamental Form . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 101.3 Fundamental Equati<strong>on</strong>s . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 111.4 Diff. Eq. <strong>of</strong> Curvature Lines . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 121.5 Differential Equati<strong>on</strong>s <strong>of</strong> Asymptotic Lines . . . . . . . . . . . . . . . . . . . . . . . . . . . . 131.6 Differential Equati<strong>on</strong>s <strong>of</strong> Geodesics . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 141.7 Exercises . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 152 Classical Results <strong>on</strong> Curvature Lines 17Introducti<strong>on</strong> 172.1 Triple orthog<strong>on</strong>al systems . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 172.1.1 Ellipsoid with three different axes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 202.2 Envelopes <strong>of</strong> Regular <strong>Surfaces</strong> . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 212.3 Examples <strong>of</strong> Umbilics <strong>on</strong> Algebraic <strong>Surfaces</strong> . . . . . . . . . . . . . . . . . . . . . . . . . . . 232.4 Exercises . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 253 Global Principal Stability 27Introducti<strong>on</strong> 273.1 Lines <strong>of</strong> curvature near Darbouxian umbilics . . . . . . . . . . . . . . . . . . . . . . . . . . . 273.1.1 Preliminaries c<strong>on</strong>cerning umbilic points . . . . . . . . . . . . . . . . . . . . . . . . . . 273.2 Hyperbolic Principal Cycles . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 313.3 A Theorem <strong>on</strong> Principal Stability . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 333.4 C<strong>on</strong>cluding Remarks . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 333.5 Exercises . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 344 Bifurcati<strong>on</strong>s <strong>of</strong> Umbilics 37Introducti<strong>on</strong> 374.1 Umbilic Points <strong>of</strong> Codimensi<strong>on</strong> One . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 374.1.1 The D2,3 1 Umbilic Bifurcati<strong>on</strong> Pattern . . . . . . . . . . . . . . . . . . . . . . . . . . . 404.2 Exercises . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 435
6 CONTENTS5 Stability <strong>of</strong> Asymptotic Lines 45Introducti<strong>on</strong> 455.1 Parabolic Points . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 455.1.1 Computati<strong>on</strong> <strong>of</strong> <strong>the</strong> Sec<strong>on</strong>d Fundamental Form . . . . . . . . . . . . . . . . . . . . . 465.2 Stability <strong>of</strong> parabolic points . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 505.3 Stability <strong>of</strong> Periodic Lines . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 505.3.1 Regular Periodic Asymptotic Lines. . . . . . . . . . . . . . . . . . . . . . . . . . . . . 505.3.2 Folded periodic asymptotic lines . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 525.4 Examples <strong>of</strong> Periodic Asymptotic Lines . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 545.4.1 A Hyperbolic periodic asymptotic line . . . . . . . . . . . . . . . . . . . . . . . . . . . 545.4.2 Semihyperbolic periodic asymptotic line . . . . . . . . . . . . . . . . . . . . . . . . . . 545.5 On a class <strong>of</strong> dense asymptotic lines . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 565.6 Fur<strong>the</strong>r developments <strong>on</strong> asymptotic lines . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 575.7 Exercises . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 586 Closed Geodesics 61Introducti<strong>on</strong> 616.0.1 Closed Geodesics . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 616.0.2 Geodesics <strong>on</strong> <strong>Surfaces</strong> <strong>of</strong> Revoluti<strong>on</strong> . . . . . . . . . . . . . . . . . . . . . . . . . . . . 636.0.3 Remarks <strong>on</strong> <strong>the</strong> Geodesic Flow <strong>on</strong> a Sphere . . . . . . . . . . . . . . . . . . . . . . . . 646.1 Exercises . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 65Bibliography 66
List <strong>of</strong> Figures2.1 Triple orthog<strong>on</strong>al system <strong>of</strong> quadratic surfaces . . . . . . . . . . . . . . . . . . . . . 202.2 Curvature lines <strong>of</strong> <strong>the</strong> Ellipsoid . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 212.3 Canal surface with variable radius . . . . . . . . . . . . . . . . . . . . . . . . . . . . 223.1 Darbouxian Umbilic Points, corresp<strong>on</strong>ding L α surface <strong>and</strong> lifted line fields. . . . . . 303.2 Lines <strong>of</strong> Curvature near Darbouxian Umbilic Points . . . . . . . . . . . . . . . . . . 314.1 Umbilic Point D2 1 <strong>and</strong> bifurcati<strong>on</strong> . . . . . . . . . . . . . . . . . . . . . . . . . . . . 394.2 Lie-Cartan suspensi<strong>on</strong> D2,3 1 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 414.3 Umbilic Point D2,3 1 <strong>and</strong> bifurcati<strong>on</strong>. . . . . . . . . . . . . . . . . . . . . . . . . . . . . 435.1 Asymptotic lines near a parabolic line . . . . . . . . . . . . . . . . . . . . . . . . . . 485.2 Folded periodic asymptotic lines . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 535.3 Asymptotic lines <strong>on</strong> <strong>the</strong> torus . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 566.1 Geodesics <strong>on</strong> <strong>the</strong> surfaces <strong>of</strong> revoluti<strong>on</strong> . . . . . . . . . . . . . . . . . . . . . . . . . 647
8 LIST OF FIGURES
Chapter 1Differential Equati<strong>on</strong>s <strong>of</strong> ClassicalGeometryIntroducti<strong>on</strong>In this chapter <strong>the</strong> basic noti<strong>on</strong>s <strong>of</strong> differential geometry <strong>of</strong> curves <strong>and</strong> surfaces in R 3 will bereviewed. The differential equati<strong>on</strong>s <strong>of</strong> geodesics, principal curvature lines <strong>and</strong> asymptotic lines willbe obtained.The references for this chapter are [3], [9], [16], [17], [20], [42], [74] <strong>and</strong> [75].The principal curvature lines are <strong>the</strong> integral curves al<strong>on</strong>g <strong>the</strong> directi<strong>on</strong>s which <strong>the</strong> surfacebends extremely. It can be said that <strong>the</strong> <strong>the</strong>ory <strong>of</strong> curvature lines was founded by G. M<strong>on</strong>ge(1796), who determined explicitly <strong>the</strong> principal curvature lines <strong>of</strong> <strong>the</strong> ellipsoid with different axes.This is probably <strong>the</strong> first example in <strong>the</strong> literature <strong>of</strong> singular foliati<strong>on</strong>s.The geodesics is also a classical noti<strong>on</strong> <strong>and</strong> are obtained as a critical points (local minimizers <strong>of</strong><strong>the</strong> length) via <strong>the</strong> Calculus <strong>of</strong> Variati<strong>on</strong>s. They can be regarded, infinitesimally, as <strong>the</strong> curves <strong>of</strong>zero geodesic curvature.The asymptotic lines are characterized geometrically as <strong>the</strong> curves where <strong>the</strong> osculating planecoincides with <strong>the</strong> tangent plane <strong>of</strong> <strong>the</strong> surface.1.1 The First Fundamental FormLet α : M 2 → R 3 be a C r , r ≥ 4, immersi<strong>on</strong> <strong>of</strong> an oriented smooth surface M into R 3 .This space is oriented by a <strong>on</strong>ce for all fixed orientati<strong>on</strong> <strong>and</strong> is endowed with <strong>the</strong> Euclideaninner product 〈, 〉. Let N be <strong>the</strong> vector field orth<strong>on</strong>ormal to α defining <strong>the</strong> positive orientati<strong>on</strong> <strong>of</strong>M. This means that if (u,v) is a positive chart <strong>the</strong>n {α u ,α v ,N} is a positive frame in R 3 .The induced metric <strong>on</strong> T p M is defined by 〈u,v〉 p:= 〈Dα(p)u, Dα(p)v〉, where u, v ∈ T p M.In a local chart (u,v) : M → R 2 , c<strong>on</strong>sider a parametric curve c(t) = (u(t),v(t)). Then it followsthat x(t) = (α ◦ c)(t) is a curve <strong>and</strong> x ′ = α u u ′ + α v v ′ is a tangent vector <strong>of</strong> T p M, where p = c(0).Therefore, 〈x ′ ,x ′ 〉 = 〈α u ,α u 〉 (u ′ ) 2 + 2 〈α u ,α v 〉u ′ v ′ + 〈α v ,α v 〉 (v ′ ) 2 <strong>and</strong> <strong>the</strong> expressi<strong>on</strong>ds 2 = Edu 2 + 2Fdudv + Gdv 2 (1.1)9
10 CHAPTER 1. DIFF. EQ. OF CLASSICAL GEOMETRYwhere E = 〈α u ,α u 〉, F = 〈α u ,α v 〉 <strong>and</strong> 〈α v ,α v 〉, is called <strong>the</strong> first fundamental form <strong>of</strong> α. Thisform is positive definite, i.e., E > 0, G > 0 <strong>and</strong> EG − F 2 > 0.by:The distance, in <strong>the</strong> induced metric, between two points c(t 0 ) <strong>and</strong> c(t 1 ) <strong>on</strong> <strong>the</strong> curve c is defineds =∫ t1t 0√E( dudt )2 + 2F( dudt )(dv dt ) + G(dv dt )2 dtA change <strong>of</strong> coordinates u = u(x,y) <strong>and</strong> v = v(x,y) gives du = u x dx + u y dy <strong>and</strong> dv =v x dx + v y dy.Therefore,Edu 2 + 2Fdudv + Gdv 2 =E(u x dx + u y dy) 2 + 2F(u x dx + u y dy)(v x dx + v y dy) + G(v x dx + v y dy) 2=[E(u x ) 2 + 2Fu x v x + G(v x ) 2 ]dx 2 + 2[Eu x u y + F(u x v y + u y v x ) + Gv x v y ]dxdy (1.2)+[E(u y ) 2 + 2Fu y v y + G(v y ) 2 ]dy 2=Ēdx2 + 2 ¯Fdxdy + Ḡdy2The angle between two directi<strong>on</strong>s, defined in a local chart by, dx = α u du + α v dv <strong>and</strong> dy =α u δu + α v δv is defined by:cos θ = 〈dx,dy〉|dx||dy|Therefore <strong>the</strong> angle between <strong>the</strong> parametric curves u = c<strong>on</strong>stant <strong>and</strong> v = c<strong>on</strong>stant is given by:Fcos θ = √EG<strong>and</strong> sin θ =√EG−F 2√EG.1.2 The Sec<strong>on</strong>d Fundamental FormThe sec<strong>on</strong>d fundamental form is introduced in order to define <strong>the</strong> c<strong>on</strong>cept <strong>of</strong> curvature <strong>of</strong> asurface. Let x(s) = α(u(s),v(s)) be <strong>the</strong> spatial curve <strong>and</strong> suppose that |x ′ | = 1, i.e. , x isparametrized by arc length. The curvature vector k(s) = dTdxdswhere T(s) =dshas <strong>the</strong> orthog<strong>on</strong>aldecompositi<strong>on</strong> k = k n N + k g N ∧ T <strong>and</strong> k n is called <strong>the</strong> normal curvature <strong>and</strong> k g is called <strong>the</strong>geodesic curvature.From 〈T,N〉 = 0 it follows that 〈 dTds ,N〉 = − 〈 T, dN 〉ds <strong>and</strong> <strong>the</strong>refore kn = − 〈dα,dN〉〈dα,dα〉 .So it is obtainedk n = edu2 + 2fdudv + gdv 2Edu 2 + 2Fdudv + Gdv 2 .Here, e = − 〈α u ,N u 〉, 2f = −(〈α u ,N v 〉 + 〈a v ,N u 〉) <strong>and</strong> g = − 〈α v ,N v 〉.Also, as 〈α u ,N〉 = 〈α v ,N〉 = 0 it follows thate = 〈α uu ,N〉 , f = 〈α uv ,N〉, g = 〈α vv ,N〉 .Using <strong>the</strong> expressi<strong>on</strong> <strong>of</strong> N = αu∧αv|α u∧α v|it is obtained thate = [α u,α v ,α uu ]√EG − F2 , f = [α u,α v ,α uv ]√EG − F2 , g = [α u,α v ,α vv ]√EG − F2 ,where [.,.,.] means <strong>the</strong> mixed product <strong>of</strong> three vectors in R 3 .
1.3. FUNDAMENTAL EQUATIONS 11The quadratic formis called <strong>the</strong> sec<strong>on</strong>d fundamental form <strong>of</strong> α.II α = edu 2 + 2fdudv + gdv 2A change <strong>of</strong> coordinates u = u(x,y) <strong>and</strong> v = v(x,y) givesdu = u x dx + u y dy <strong>and</strong> dv = v x dx + v y dy.Thereforeedu 2 + 2fdudv + gdv 2 =e(u x dx + u y dy) 2 + 2f(u x dx + u y dy)(v x dx + v y dy) + g(v x dx + v y dy) 2= [e(u x ) 2 + 2fu x v x + g(v x ) 2 ]dx 2 + 2[eu x u y + f(u x v y + u y v x ) + gv x v y ]dxdy (1.3)+ [e(u y ) 2 + 2fu y v y + g(v y ) 2 ]dy 2= ēdx 2 + 2 ¯fdxdy + ḡdy 2The geodesic curvature k g is defined by <strong>the</strong> equati<strong>on</strong>k g = 〈 (N ∧ T),T ′〉 = [T,T ′ ,N].The unit vector T satisfies <strong>the</strong> equati<strong>on</strong> T = α u u ′ + α v v ′ , henceTherefore, <strong>the</strong> expressi<strong>on</strong> for k g is as follows:T ′ = α uu (u ′ ) 2 + 2α uv u ′ v ′ + α vv (v ′ ) 2 + u ′′ α u + v ′′ α v[Γ 2 11(u ′ ) 3 + (2Γ 2 12 − Γ 1 11)(u ′ ) 2 v ′ + (Γ 2 22 − 2Γ 1 12)u ′ (v ′ ) 2 − Γ 1 22(v ′ ) 3 + u ′ v ′′ − u ′′ v ′ ]√EG − F2For <strong>the</strong> parametric curves it follows that:√ √EG − F(k g ) v=c = Γ 2 2EG − F11E √ E , (k g) u=c = −Γ 1 222G √ G .In particular when <strong>the</strong> parametric curves are orthog<strong>on</strong>al (F = 0) it is obtained that:(k g )| v=v0 = − E v2E √ G = − dds 2ln √ E, (k g )| u=u0 =G u2G √ E = − dds 1ln √ G (1.4)The equati<strong>on</strong> above shows that <strong>the</strong> geodesic curvature depends <strong>on</strong>ly <strong>of</strong> <strong>the</strong> first fundamental form<strong>and</strong> <strong>the</strong>refore is an intrinsic entity.1.3 Fundamental Equati<strong>on</strong>sThe two fundamental forms, which define <strong>the</strong> length <strong>and</strong> curvature <strong>of</strong> curves <strong>on</strong> surfaces arerelated by <strong>the</strong> Fundamental Equati<strong>on</strong>s <strong>of</strong> Surface <strong>Theory</strong>.The first relati<strong>on</strong> is obtained writing <strong>the</strong> vectors α uu , α uv , α vv , N u <strong>and</strong> N v in terms <strong>of</strong> <strong>the</strong>frame {α u ,α v ,N}.Direct calculati<strong>on</strong> givesα uu = Γ 1 11 α u + Γ 2 11 α v + eNα uv = Γ 1 12 α u + Γ 2 12 α v + fNα vv = Γ 1 22 α u + Γ 2 22 α v + gN(1.5)(EG − F 2 )N v = (gF − fG)α u + (fF − gE)α v(EG − F 2 )N u = (fF − eG)α u + (eF − fE)α v
12 CHAPTER 1. DIFF. EQ. OF CLASSICAL GEOMETRYwhere <strong>the</strong> Christ<strong>of</strong>fel symbols are given by:Γ 1 11Γ 1 12Γ 1 22= EuG−2FuF+EvF2(EG−F 2 )= EvG−GuF2(EG−F 2 )= 2FvG−GuG−GvF2(EG−F 2 )Γ 2 11 = 2FuE−EvE+EuF2(EG−F 2 )Γ 2 12 = GuE−EvF2(EG−F 2 )Γ 2 11 = GvE−2FvF+GuF2(EG−F 2 )(1.6)Differentiating <strong>the</strong> equati<strong>on</strong>s (α uu ) v = (α uv ) u <strong>and</strong> (α uv ) v = (α vv ) u <strong>the</strong> following equati<strong>on</strong>s <strong>of</strong>compatibility are obtained.−E eg−f2 = ∂Γ2 EG−F 2 12∂u − ∂Γ2 11∂v + Γ1 12 Γ2 11 − Γ1 11 Γ2 12 + Γ2 12 Γ2 12 − Γ2 11 Γ2 22−F eg−f2 = ∂Γ1 EG−F 2 12∂u − ∂Γ1 11∂v + Γ1 12 Γ2 12 − Γ2 11 Γ1 22∂e∂v − ∂fThese equati<strong>on</strong>s are called <strong>the</strong> Equati<strong>on</strong>s <strong>of</strong> Codazzi(1.7)∂u= eΓ 1 12 + f(Γ2 12 − Γ1 11 ) − gΓ2 11 ,∂f∂v − ∂g∂u= eΓ 1 22 + f(Γ2 22 − Γ1 12 ) − gΓ2 12 . (1.8)Remark 1.3.1. The method <strong>of</strong> moving frames developed by E. Cartan is also useful to present <strong>the</strong>structure equati<strong>on</strong>s <strong>of</strong> Surface <strong>Theory</strong>. See [67].1.4 Differential Equati<strong>on</strong>s <strong>of</strong> Curvature LinesThe normal curvature in <strong>the</strong> directi<strong>on</strong> [du : dv] also denoted by λ = dv/du is given by:k n = edu2 + 2fdudv + gdv 2 e + 2fλ + gλ2Edu 2 =+ 2Fdudv + Gdv2 E + 2Fλ + Gλ 2.The extremal values <strong>of</strong> k n are characterized by dkndλ = 0.Direct calculati<strong>on</strong>s, applying <strong>the</strong> Lagrange multipliers, it results that:k n = III = f + gλF + Gλ = e + fλE + FλTherefore <strong>the</strong> quadratic equati<strong>on</strong> in λ is obtainedOr equivalently,(Fg − Gf)λ 2 + (Eg − Ge)λ + (Ef − Fe) = 0Fg − Gf)dv 2 + (Eg − Ge)dudv + (Ef − Fe)du 2 = 0 (1.9)⎛⎞dv 2 −dudv du 2⎜⎟det⎝E F G ⎠ = 0e f gAlso, <strong>the</strong> equati<strong>on</strong> above can be interpreted as <strong>the</strong> annihilati<strong>on</strong> <strong>of</strong> Jacobian <strong>of</strong> <strong>the</strong> map (du,dv) →(II(du,dv),I(du,dv)).∂(II,I)∂(du,dv)= 4(edu + fdv)(Fdu + Gdv) − 4(fdu + gdv)(Edu + Fdv) = 0
1.5. DIFFERENTIAL EQUATIONS OF ASYMPTOTIC LINES 13This equati<strong>on</strong> defines two directi<strong>on</strong>s dvdu , in which k n attains <strong>the</strong> extremal values, minimal <strong>and</strong>maximal. Its are called principal directi<strong>on</strong>s <strong>and</strong> <strong>the</strong> corresp<strong>on</strong>dent curvatures are called principalcurvatures.The normal curvature in <strong>the</strong> principal directi<strong>on</strong>s will be denoted by k 1 (minimal curvature) <strong>and</strong>k 2 (maximal curvature).The principal directi<strong>on</strong>s are well defined outside <strong>the</strong> points where <strong>the</strong> two fundamental formsare proporti<strong>on</strong>al, i. e. k 1 = k 2 . These points are called umbilic points <strong>and</strong> <strong>the</strong> set <strong>of</strong> umbilic pointswill be denoted by U α .Ano<strong>the</strong>r geometrical interpretati<strong>on</strong> <strong>of</strong> <strong>the</strong> differential equati<strong>on</strong> <strong>of</strong> curvature lines is obtainedfrom <strong>the</strong> Rodrigues’ equati<strong>on</strong>dN + kdp = 0, which defines <strong>the</strong> principal curvatures <strong>and</strong> <strong>the</strong>principal directi<strong>on</strong>s as eigenvalues <strong>and</strong> eigenvectors <strong>of</strong> <strong>the</strong> selfadjoint operator dN.Outside <strong>the</strong> umbilic set <strong>the</strong> principal directi<strong>on</strong>s are orthog<strong>on</strong>al <strong>and</strong> define two lines fields, calledprincipal lines fields which will be denoted by L 1 (α) <strong>and</strong> L 2 (α).In fact, it follows thatGλ 1 λ 2 + F(λ 1 + λ 2 )F + E= −1 [G(eF − fE) − F(eG − gE) − E(gF − Gf)] = 0gF − GfThe integral curves <strong>of</strong> <strong>the</strong>se line fields are called principal curvature lines or simply principallines. The principal foliati<strong>on</strong>s formed by <strong>the</strong> principal lines will be denoted by P 1 (α) <strong>and</strong> P 2 (α).The triple P α = {P 1 (α), P 2 (α), U α } is called <strong>the</strong> principal c<strong>on</strong>figurati<strong>on</strong> <strong>of</strong> <strong>the</strong> immersi<strong>on</strong> α.The implicit differential equati<strong>on</strong>H(u,v,[du : dv]) = (Fg − Gf)dv 2 + (Eg − Ge)dudv + (Ef − Fe)du 2 = 0defines in <strong>the</strong> projective bundle PM a surface H −1 (0). This surface in general is regular butcan present singularities.The line field in <strong>the</strong> chart (u,v,p), p = dvdu, defined by,∂X H = H p∂u + pH ∂p∂v − (H u + pH v ) ∂ ∂pis called a Lie-Cartan line field.In <strong>the</strong> chart (u,v,q), q = dudv, <strong>the</strong> line field is defined by,∂X H = qH q∂u + H ∂q∂v − (H v + qH u ) ∂ ∂q .The projecti<strong>on</strong>s <strong>of</strong> <strong>the</strong> integral curves <strong>of</strong> X H by π(u,v,[du : dv]) = (u,v) are <strong>the</strong> principalcurvature lines.The projecti<strong>on</strong> π is a double covering outside <strong>the</strong> umbilic set U α <strong>and</strong> π −1 (p 0 ) = P 1 (R) at anumbilic point p 0 .1.5 Differential Equati<strong>on</strong>s <strong>of</strong> Asymptotic LinesThe normal curvature in a directi<strong>on</strong> which makes an angle θ with a minimal principal directi<strong>on</strong>is given, from Euler’s <strong>the</strong>orem, by:k n = k 1 cos 2 θ + k 2 sin 2 θ
14 CHAPTER 1. DIFF. EQ. OF CLASSICAL GEOMETRYThe directi<strong>on</strong>s where k n = 0 are called asymptotic directi<strong>on</strong>s <strong>and</strong> <strong>the</strong>refore are defined byII = edu 2 + 2fdudv + gdv 2 = 0.The line fields <strong>of</strong> asymptotic directi<strong>on</strong>s will be denoted by A 1 <strong>and</strong> A 2 . Its are called asymptoticline fields.It can be proved that <strong>the</strong> ordered pair {A 1 , A 2 } is well defined in <strong>the</strong> hyperbolic regi<strong>on</strong> <strong>of</strong> <strong>the</strong>surface, where <strong>the</strong>se directi<strong>on</strong>s are real.At <strong>the</strong> parabolic points defined by K = 0 <strong>the</strong> two asymptotic directi<strong>on</strong>s coincide <strong>and</strong> are welldefined when <strong>on</strong>e principal curvature is not zero.The triple A α = {A 1 , A 2 , P α } is called <strong>the</strong> asymptotic c<strong>on</strong>figurati<strong>on</strong> <strong>of</strong> <strong>the</strong> immersi<strong>on</strong> α.The method <strong>of</strong> Lie-Cartan can be developed to c<strong>on</strong>sider <strong>the</strong> implicit differential equati<strong>on</strong> <strong>of</strong>asymptotic lines as a surface in <strong>the</strong> projective bundle PM.The asymptotic lines are <strong>the</strong> projecti<strong>on</strong>s <strong>of</strong> <strong>the</strong> integral curves <strong>of</strong> Lie-Cartan line field. See [3].Propositi<strong>on</strong> 1.5.1. Let α be in Imm k,k (M, R 3 ). Suppose that H α = {p : K(p) ≤ 0} is a regularsurface with boundary ∂H a = P α . Then <strong>the</strong> implicit surface <strong>of</strong> <strong>the</strong> asymptotic directi<strong>on</strong>s L(u,v,[du :dv] = edu 2 +2fdudv+gdv 2 = 0 is a regular surface in <strong>the</strong> projective bundle PM <strong>and</strong> <strong>the</strong> Lie-Cartanline field X L = L p∂∂u + pL p ∂ ∂v − (L u + pL v ) ∂ ∂p is globally defined in L−1 (0) <strong>and</strong> it is singular at <strong>the</strong>points where <strong>the</strong> asymptotic directi<strong>on</strong>s are tangent to <strong>the</strong> parabolic set P α .The asymptotic foliati<strong>on</strong>s <strong>of</strong> α are <strong>the</strong> integral foliati<strong>on</strong>s A 1α <strong>of</strong> l 1α <strong>and</strong> A 2α <strong>of</strong> l 2α ; <strong>the</strong>y fill out<strong>the</strong> hyperbolic regi<strong>on</strong> H α . When n<strong>on</strong>-empty, <strong>the</strong> regi<strong>on</strong> H α is bounded by <strong>the</strong> set (generically, i.e.for most α ′ s, a regular curve [21], [47], [8], [10], P α <strong>of</strong> parabolic points <strong>of</strong> α, <strong>on</strong> which K α vanishes.On P α , <strong>the</strong> pair <strong>of</strong> asymptotic directi<strong>on</strong>s degenerate into a single <strong>on</strong>e or into <strong>the</strong> whole tangentplane (at flat umbilic points, which generically are disjoint from <strong>the</strong> parabolic curve).1.6 Differential Equati<strong>on</strong>s <strong>of</strong> GeodesicsThe geodesics are <strong>the</strong> curves <strong>on</strong> <strong>the</strong> surface <strong>of</strong> zero geodesic curvature.Also <strong>the</strong> geodesics are defined as <strong>the</strong> curves <strong>of</strong> shortest distance between two points.The equati<strong>on</strong> which defines <strong>the</strong> geodesic curvature k g <strong>of</strong> a curve parametrized by arc length sis given by <strong>the</strong> following expressi<strong>on</strong>:[Γ 2 11 (u′ ) 3 + (2Γ 2 12 − Γ1 11 )(u′ ) 2 v ′ + (Γ 2 22 − 2Γ1 12 )u′ (v ′ ) 2 − Γ 1 22 (v′ ) 3 + u ′ v ′′ − u ′′ v ′ ]√EG − F 2where u ′ = duds <strong>and</strong> v′ = dvds .Differentiating <strong>the</strong> equati<strong>on</strong>s 〈T ′ ,α u 〉 = 0 <strong>and</strong> 〈T ′ ,α v 〉 = 0 with respect to s <strong>the</strong> followingsystem is obtained.d 2 u+ Γ 1 ds 2 11 (du ds )2 + 2Γ 1 12 dudsd 2 v+ Γ 2 ds 2 11 (du ds )2 + 2Γ 2 12 dudsdvds + Γ1 22 (dvds )2 = 0dvds + Γ2 22 (dv ds )2 = 0Eliminating ds 2 = Edu 2 + 2Fdudv + Gdv 2 from <strong>the</strong> system above it follows that:(1.10)
1.7. EXERCISES 15d 2 vdu 2 = Γ1 22( dvdu )3 + (2Γ 1 12 − Γ 1 22)( dvdu )2 + (Γ 1 11 − 2Γ 2 12) dvdu − Γ2 11Or equivalently,d 2 udv 2 = Γ2 11( dudv )3 − (Γ 1 11 − 2Γ 2 12)( dudv )2 − (2Γ 1 12 − Γ 2 22) dudv − Γ1 22Propositi<strong>on</strong> 1.6.1. Let M be a regular surface <strong>of</strong> class C k , k ≥ 2. Then for every p ∈ M <strong>and</strong>v ∈ T p M, v ≠ 0, <strong>the</strong>re exist ǫ > 0 <strong>and</strong> an unique geodesic γ : (−ǫ,ǫ) → M such that γ(0) = p <strong>and</strong>γ ′ (0) = v.Pro<strong>of</strong>. This follows from <strong>the</strong> <strong>the</strong>orem <strong>of</strong> existence <strong>and</strong> uniqueness for ordinary differential equati<strong>on</strong>applied to <strong>the</strong> vector field defined by:u ′ = 1v ′ = w(1.11)w ′ = Γ 1 22 w3 + (2Γ 1 12 − Γ1 22 )w2 + (Γ 1 11 − 2Γ2 12 )w − Γ2 111.7 Exercises1) Let p be a n<strong>on</strong> umbilic point <strong>of</strong> S. Show that a neighborhood <strong>of</strong> p can be parametrized by principalcurvature lines. Write <strong>the</strong> Codazzi equati<strong>on</strong>s in a principal chart which is chacterized by f = F = 0.2) Let p be a hyperbolic point <strong>of</strong> S. Show that a neighborhood <strong>of</strong> p can be parametrized by asymptoticlines. Write <strong>the</strong> Codazzi equati<strong>on</strong>s in an asymptotic chart which is chacterized by e = g = 0.3) [ B<strong>on</strong>net coordinates <strong>on</strong> a c<strong>on</strong>vex surface ] Suppose M be a smooth surface in <strong>the</strong> euclidian spaceR 3 . Let p ∈ M such that K ≠ 0. <strong>and</strong> N : M → S 2 <strong>the</strong> normal Gauss map. Suppose an orth<strong>on</strong>ormalreferential such that N(p) = (0, 0, −1).Let also π : S 2 \ {(0, 0, 1)} → R 2 be <strong>the</strong> stereographic projecti<strong>on</strong>.C<strong>on</strong>sider <strong>the</strong> map β : U ⊂ R 2 → M defined by β = (π ◦ N) −1 .Introduce <strong>the</strong> support functi<strong>on</strong> f(u, v) = (1+u 2 + v 2 )D(u, v) where D is <strong>the</strong> distance (with signal) <strong>of</strong>T β(u,v) M <strong>and</strong> <strong>the</strong> origin 0 ∈ R 3 . So it follows that β(u, v) = x(u, v), y(u, v), z(u, v)) is given by:x(u, v) = 1 2 f u − u uf u + vf v − fu 2 + v 2 + 1y(u, v) = 1 2 f v − v uf u + vf v − fu 2 + v 2 + 1z(u, v) = uf u + vf v − fu 2 + v 2 + 1(1.12)i) Show that in <strong>the</strong> coordinates <strong>of</strong> B<strong>on</strong>net above <strong>the</strong> differential equati<strong>on</strong> <strong>of</strong> curvature lines is given by:f uv (du 2 − dv 2 ) + (f vv − f uu )dudv = 0 (1.13)ii) Let z = u+iv <strong>and</strong> ∂ ∂¯z = ∂∂u +i ∂∂v<strong>the</strong> c<strong>on</strong>jugate operator. Then show that equati<strong>on</strong> (1.13) is equivalentto Im(f¯z¯z d¯z 2 ) = Im(f zz dz 2 ) = 0. See also [11].
16 CHAPTER 1. DIFF. EQ. OF CLASSICAL GEOMETRY4) Show that <strong>the</strong> differential equati<strong>on</strong> <strong>of</strong> geodesics <strong>on</strong> an implicit surface F(x, y, z) = 0 is given by:F x F y F zdx dy dz= 0, F x dx + F y dy + F z dz = 0.∣d 2 x d 2 y d 2 z∣5) Show that <strong>the</strong> differential equati<strong>on</strong> <strong>of</strong> principal curvature lines <strong>on</strong> an implicit surface F(x, y, z) = 0 isgiven by:∣ dx dy dz ∣∣∣∣∣∣ F x F y F z = 0, F x dx + F y dy + F z dz = 0.∣dF x dF y dF z6) Let (u, v) be a local positive principal chart <strong>on</strong> a surface S. Express <strong>the</strong> geodesic curvatures (seeequati<strong>on</strong> (1.4)) <strong>of</strong> <strong>the</strong> coordinates lines in functi<strong>on</strong> <strong>of</strong> <strong>the</strong> principal curvatures k 1 <strong>and</strong> k 2 <strong>and</strong> <strong>the</strong>irderivatives, i.e., show thatk g | v=v0 (u, v 0 ) = −(k 2) uk 2 − k 1(u, v 0 ),k g | u=u0 (u 0 , v) = −(k 1) vk 2 − k 1(u, v 0 ),7) Given a parametric smooth surface α : U → R 3 define <strong>the</strong> square distance functi<strong>on</strong> D : U ×R 3 → R by<strong>the</strong> equati<strong>on</strong> D(u, v, p) = |p −α(u, v)| 2 . Geometrically D is a measure <strong>of</strong> c<strong>on</strong>tact between <strong>the</strong> surfaces<strong>and</strong> spheres in R 3 .In terms <strong>of</strong> singularities <strong>of</strong> D define <strong>the</strong> focal set <strong>of</strong> α <strong>and</strong> study its singularities. For a guide see [58].This subject is still a fecund source <strong>of</strong> current research.8) Show that <strong>the</strong> <strong>the</strong>ory <strong>of</strong> principal curvature lines <strong>on</strong> surfaces <strong>of</strong> R 3 <strong>and</strong> that <strong>of</strong> <strong>the</strong> unitary sphereS 3 ⊂ R 4 is <strong>the</strong> same. More precisely, c<strong>on</strong>sider <strong>the</strong> stereographic projecti<strong>on</strong> π : S 3 \ {N} → R 3 .Write <strong>the</strong> expressi<strong>on</strong> <strong>of</strong> pi in coordinates <strong>and</strong> show that π is a c<strong>on</strong>formal map. C<strong>on</strong>clude that π is ac<strong>on</strong>jugacti<strong>on</strong> between <strong>the</strong> principal c<strong>on</strong>figurati<strong>on</strong> <strong>of</strong> <strong>the</strong> surface S ⊂ R 3 <strong>and</strong> that <strong>of</strong> ¯S = π −1 (S) ⊂ S 3 .See [51] for a geometric pro<strong>of</strong> <strong>of</strong> <strong>the</strong> c<strong>on</strong>formality <strong>of</strong> π.9) Show that an oriented c<strong>on</strong>nected surface having both principal curvatures c<strong>on</strong>stant, or, equivalently,those such that <strong>the</strong> Mean <strong>and</strong> Gauss curvatures are c<strong>on</strong>stant, is an open set <strong>of</strong> <strong>the</strong> plane, <strong>of</strong> a sphere,or <strong>of</strong> a circular right cylinder. See [66].10) Let S be a surface <strong>of</strong> revoluti<strong>on</strong> parametrized byα(s, v) = (r(s)cos v, r(s)sin v, z(s)).C<strong>on</strong>sider a geodesic line γ(t) <strong>of</strong> S making an angle α(t) with <strong>the</strong> meridians <strong>and</strong> let r(t) <strong>the</strong> radius<strong>of</strong> <strong>the</strong> corresp<strong>on</strong>dent parallel. Write <strong>the</strong> diffeential equati<strong>on</strong> <strong>of</strong> <strong>the</strong> geodesic lines <strong>and</strong> show thatr(t)sin α(t) = cte.11) Let c be a closed principal line <strong>of</strong> a surface S. Show that a tubular neighoborhood <strong>of</strong> c can beparametrized such that <strong>the</strong> coordinates curves orthog<strong>on</strong>al to c are principal lines <strong>of</strong> S.
Chapter 2Classical Results <strong>on</strong> Curvature LinesIntroducti<strong>on</strong>In this chapter it will be c<strong>on</strong>sidered triple orthog<strong>on</strong>al systems <strong>of</strong> surfaces in R 3 , envelope <strong>of</strong>surfaces <strong>and</strong> also some examples <strong>of</strong> umbilic points <strong>on</strong> algebraic surfaces.The basic references for this chapter are [16], [20], [44], [48], [50], [74], [75] <strong>and</strong> [79].For beautiful illustrati<strong>on</strong>s <strong>of</strong> sculptures <strong>of</strong> surfaces see [22] <strong>and</strong> [43].2.1 Triple orthog<strong>on</strong>al systemsTheorem 2.1.1 (Joachimsthal Theorem). Let two surfaces M 1 <strong>and</strong> M 2 intersecting al<strong>on</strong>g a curveγ <strong>on</strong> which <strong>the</strong>ir normals N 1 <strong>and</strong> N 2 make c<strong>on</strong>stant angle, i.e. 〈N 1 ,N 2 〉 |γ is c<strong>on</strong>stant, <strong>and</strong> suchthat DN 1 γ ′ ∧ γ ′ = 0. Then also it is verified that DN 2 γ ′ ∧ γ ′ = 0. In o<strong>the</strong>r words, if two surfacesintersect with c<strong>on</strong>stant angle al<strong>on</strong>g a curve which is <strong>the</strong> uni<strong>on</strong> <strong>of</strong> principal lines <strong>and</strong> umbilic points<strong>of</strong> <strong>the</strong> first <strong>on</strong>e, this is also <strong>the</strong> case for <strong>the</strong> sec<strong>on</strong>d <strong>on</strong>e.C<strong>on</strong>versely, if DN 1 γ ′ ∧ γ ′ = 0 <strong>and</strong> DN 2 γ ′ ∧ γ ′ = 0 al<strong>on</strong>g a curve γ <strong>of</strong> intersecti<strong>on</strong> <strong>of</strong> M 1 <strong>and</strong>M 2 , <strong>the</strong>n <strong>the</strong> angle between <strong>the</strong> surfaces, i.e., 〈N 1 ,N 2 〉 | γ is c<strong>on</strong>stant.Pro<strong>of</strong>. By hypo<strong>the</strong>sis <strong>the</strong> mixed product [N 1 ,N 2 ,γ ′ ] is not zero. So, differentiating <strong>the</strong> equati<strong>on</strong>〈N 1 ,N 2 〉 = c it follows that [N 1 ,DN 2 (γ)γ ′ ,γ ′ ] = −[DN 1 (γ)γ ′ ,N 2 ,γ ′ ] = 0. This implies thatDN 2 (γ)γ ′ = λγ ′ . By Rodrigues formula it follows that γ is a cuvature line <strong>of</strong> M 2 . The reciprocalis direct. This ends <strong>the</strong> pro<strong>of</strong>.From this follows directly that <strong>the</strong> principal c<strong>on</strong>figurati<strong>on</strong>s for surfaces <strong>of</strong> revoluti<strong>on</strong> are given by<strong>the</strong> umbilic points which are at <strong>the</strong> poles <strong>and</strong> eventually <strong>on</strong> some parallels; <strong>the</strong> principal foliati<strong>on</strong>sare given by arcs <strong>of</strong> n<strong>on</strong> umbilical meridians <strong>and</strong> parallels.For a n<strong>on</strong> spherical ellipsoid <strong>of</strong> revoluti<strong>on</strong>, however, <strong>the</strong> unique umbilic points occur at <strong>the</strong>irpoles, as follows from a direct calculati<strong>on</strong>.Definiti<strong>on</strong> 2.1.2. A diffeomorphism preserving <strong>the</strong> orientati<strong>on</strong> H : U ⊂ R 3 → R 3 , where U is anopen set <strong>and</strong> such that〈H u ,H v 〉 = 〈H u ,H w 〉 = 〈H v ,H w 〉 = 0, H u = ∂H∂u17
18 CHAPTER 2. CLASSICAL RESULTS ON CURVATURE LINESis called a triple orthog<strong>on</strong>al system..The simple examples <strong>of</strong> triple orthog<strong>on</strong>al systems are <strong>the</strong> cylindrical <strong>and</strong> spherical coordinatesin 3-space.In cylindrical coordinates, two families are formed <strong>of</strong> planes <strong>and</strong> <strong>the</strong> o<strong>the</strong>r c<strong>on</strong>sists <strong>of</strong> circularcylinders.In spherical coordinates, <strong>the</strong> first family is formed <strong>of</strong> c<strong>on</strong>centric spheres with center at 0, <strong>the</strong>sec<strong>on</strong>d is formed <strong>of</strong> planes c<strong>on</strong>taining <strong>on</strong>e coordinate axis <strong>and</strong> <strong>the</strong> third is formed by c<strong>on</strong>es.For each coordinate fixed, for example, w <strong>the</strong> map (u,v) → H w (u,v) = H(u,v,w) is aparametrizati<strong>on</strong> <strong>of</strong> a surface.Lemma 2.1.1. Let p = |H u |, q = |H v | <strong>and</strong> r = |H w | The following relati<strong>on</strong>s holds,H u ∧ H w = qrp H uH w ∧ H u = prq H v〈H u ,H vw 〉 = 0 〈H v ,H uw 〉 = 0 〈H w ,H uv 〉 = 0〈H u ,H v ∧ H w 〉 = pqrH u ∧ H v = pqr H w(2.1)Pro<strong>of</strong>. C<strong>on</strong>sider <strong>the</strong> unitary vector fields N 1 = H u /|H u |, N 2 = H v /|H v | <strong>and</strong> N 3 = H w /|H w |.By <strong>the</strong> hypo<strong>the</strong>sis it follows that N 1 ∧N 2 = N 3 , N 2 ∧N 3 = N 1 , N 3 ∧N 1 = N 2 <strong>and</strong> 〈N 1 ,N 2 ∧ N 3 〉 =1. Then H u ∧ H v = pN 1 ∧ qN 2 = pqN 3 = pqr H w. The same for <strong>the</strong> o<strong>the</strong>r relati<strong>on</strong>s.Differentiating <strong>the</strong> equati<strong>on</strong> 〈H u ,H v 〉 = 0 in relati<strong>on</strong> to w it follows that 〈H uw ,H v 〉+〈H u ,H vw 〉 =0. Also it holds that 〈H uv ,H w 〉 + 〈H u ,H vw 〉 = 0 <strong>and</strong> 〈H uv ,H w 〉 + 〈H v ,H uw 〉 = 0.So, 〈H uw ,H v 〉 = − 〈H u ,H vw 〉 = −(− 〈H uv ,H w 〉) = − 〈H v ,H uw 〉. The same for <strong>the</strong> o<strong>the</strong>rrelati<strong>on</strong>s. This ends <strong>the</strong> pro<strong>of</strong>.Propositi<strong>on</strong> 2.1.1. C<strong>on</strong>sider <strong>the</strong> parametrized surfaces S 1 : (u,v) → H w (u,v) = H(u,v,w),S 2 : (w,u) → H v (w,u) = H(u,v,w) <strong>and</strong> S 3 : (v,w) → H u (v,w) = H(u,v,w).Then <strong>the</strong> coefficients <strong>of</strong> <strong>the</strong> first fundamental E i , F i <strong>and</strong> G i <strong>and</strong> <strong>of</strong> <strong>the</strong> sec<strong>on</strong>d fundamental forme i , f i <strong>and</strong> g i <strong>of</strong> <strong>the</strong> surfaces S i , i = 1,2,3 are given by:I 1 = p 2 du 2 + q 2 dv 2I 2 = r 2 dw 2 + p 2 du 2I 3 = q 2 dv 2 + r 2 dw 2II 1 = − pp wr du2 − qq wr dv2II 2 = − rr vq dw2 − pp vq du2II 3 = − qq up dv2 − rr up dw2 (2.2)Pro<strong>of</strong>. By <strong>the</strong> lemma 2.1.1 it follows that F i = f i = 0 for <strong>the</strong> three parametrized surfaces.The positive normal vector field to <strong>the</strong> surface S 1 is given by N 3 , for S 2 is N 2 <strong>and</strong> for S 3 is N 1 .C<strong>on</strong>sider <strong>the</strong> surface S 2 : (w,u) → H v (w,u). Then it follows that〈 〉Hve 2 = 〈N 2 , H ww 〉 =|H v | , H ww〈 〉Hvg 2 = 〈N 2 , H uu 〉 =|H v | , H uuThe same for <strong>the</strong> o<strong>the</strong>r two surfaces.= − 〈H vw , H w 〉/|H v | = − |H w| 2 v2q= − 〈H uv , H u 〉/|H v | = − |H u| 2 v2q= − rr vq= − pp vq .
2.1. TRIPLE ORTHOGONAL SYSTEMS 19Remark 2.1.3. The local inverse G <strong>of</strong> <strong>the</strong> diffeomorphism H = (h 1 ,h 2 ,h 3 ) is called an orthog<strong>on</strong>alcoordinate system in <strong>the</strong> space. That is (for G i = ∂G∂c i),〈G i ,G j 〉 = 0, for i ≠ j (2.3)as follows from a direct calculati<strong>on</strong> that gives G i = ∇h i /|∇h i | 2 .Theorem 2.1.4 (Dupin). The intersecti<strong>on</strong> <strong>of</strong> <strong>the</strong> level surface foliati<strong>on</strong>s M 2 (c 2 ) = {h 2 = c 2 } <strong>and</strong>M 3 (c 3 ) = {h 3 = c 3 } with a surface M 1 (a 1 ) = {h 1 = a 1 } produce <strong>on</strong> it a net <strong>of</strong> curves, al<strong>on</strong>g each<strong>of</strong> which, say γ, holds that DN 1 γ ′ ∧ γ′ = 0; that is, γ is <strong>the</strong> uni<strong>on</strong> <strong>of</strong> principal curves <strong>and</strong> umbilicpoints <strong>of</strong> M 1 .Pro<strong>of</strong>. Direct c<strong>on</strong>sequence <strong>of</strong> <strong>the</strong> propositi<strong>on</strong> 2.1.1.Remark 2.1.5. Notice that it has been proved that <strong>the</strong> coordinate surfaces <strong>of</strong> any orthog<strong>on</strong>al coordinatesystem G in <strong>the</strong> space meet al<strong>on</strong>g comm<strong>on</strong> principal curves. A fact that is actually equivalentto <strong>the</strong> previous formulati<strong>on</strong> <strong>of</strong> Dupin’s Theorem.Remark 2.1.6. By taking <strong>the</strong> ruled surfaces generated by <strong>the</strong> normal lines to a surface M al<strong>on</strong>gprincipal lines, two families N 1v , based <strong>on</strong> minimal principal lines (say, v =c<strong>on</strong>stant), <strong>and</strong> N 2u ,based <strong>on</strong> maximal principal <strong>on</strong>es (say u = c<strong>on</strong>stant), are produced. These families <strong>of</strong> surfaces,toge<strong>the</strong>r with <strong>the</strong> family M r given by parallel translati<strong>on</strong>, are triply orthog<strong>on</strong>al. This shows that atn<strong>on</strong> umbilic points, any surface can be embedded in a family <strong>of</strong> surfaces which is part <strong>of</strong> a triplyorthog<strong>on</strong>al system.To prove that inversi<strong>on</strong>s I(p) = p/|p| 2 preserve lines <strong>of</strong> curvature, use <strong>the</strong> fact that <strong>the</strong>se mapsare c<strong>on</strong>formal (i.e. preserve angles). Apply Dupin’s Theorem to <strong>the</strong> image <strong>of</strong> <strong>the</strong> triple orthog<strong>on</strong>alsystem <strong>of</strong> surfaces just defined.Remark 2.1.7. A family <strong>of</strong> surfaces given by h(u,v,w) = c, may be part <strong>of</strong> a triple orthog<strong>on</strong>alsystem if <strong>the</strong> functi<strong>on</strong> h satisfy <strong>the</strong> differential equati<strong>on</strong>See [81].( ) ∂div∂n rot(n) = 0, n = ∇h|∇h| .Theorem 2.1.8 (Darboux). Suppose that two families <strong>of</strong> orthog<strong>on</strong>al surfaces intercept al<strong>on</strong>g lines<strong>of</strong> curvature. Then <strong>the</strong>re exists a third family <strong>of</strong> surfaces orthog<strong>on</strong>al to <strong>the</strong> first two families.Pro<strong>of</strong>. C<strong>on</strong>sider two distribuiti<strong>on</strong>s ∆ 1 <strong>and</strong> ∆ 2 <strong>of</strong> tangent planes to <strong>the</strong> two families <strong>of</strong> orthog<strong>on</strong>alsurfaces. Define <strong>the</strong> distribuiti<strong>on</strong> ∆ 3 orthog<strong>on</strong>al to both ∆ 1 <strong>and</strong> ∆ 2 .Take unit vector fields X, Y such that X ∈ ∆ 1 ∩ ∆ 3 <strong>and</strong> Y ∈ ∆ 2 ∩ ∆ 3 .By hypo<strong>the</strong>sis, as <strong>the</strong> intersecti<strong>on</strong> between <strong>the</strong> two families are curvature lines, it follows that∇ X Y = fX <strong>and</strong> ∇ Y X = gY . So, <strong>the</strong> Lie bracket [X,Y ] = ∇ X Y − ∇ Y X = fX − gY ∈ ∆ 3 .Therefore ∆ 3 is integrable <strong>and</strong> by Frobenius <strong>the</strong>orem, see [13] <strong>and</strong> [74], <strong>the</strong> third family <strong>of</strong> surfacesexists.
2.2. ENVELOPES OF REGULAR SURFACES 21M(u,v,w) = w 2 (u + w 2 )(v + w 2 ), W(a,b,c) = (a 2 − b 2 )(a 2 − c 2 ),u ∈ (−b 2 , −c 2 ) <strong>and</strong> v ∈ (−a 2 , −b 2 ).The first fundamental form <strong>of</strong> α is given by:I = ds 2 = Edu 2 + Gdv 2 = 1 4The sec<strong>on</strong>d fundamental form <strong>of</strong> α is given by:II = edu 2 + gdv 2 =(u − v)udu 2 + 1 h(u) 4(v − u)vdv 2h(v)abc(u − v)4 √ abc(v − u)uvh(u) du2 +4 √ uvh(v) dv2 ,where h(x) = (x + a 2 )(x + b 2 )(x + c 2 ). The √ four umbilic √ points (Darbouxian <strong>of</strong> type D 1 , seeapropositi<strong>on</strong> 2.3.1) are: (±x 0 ,0, ±z 0 ) = (±a2 −b 2 c,0, ±c2 −b 2).a 2 −c 2 c 2 −a 2Figure 2.2: Curvature lines <strong>of</strong> <strong>the</strong> Ellipsoid2.2 Envelopes <strong>of</strong> Regular <strong>Surfaces</strong>An <strong>on</strong>e parameter family <strong>of</strong> regular surfaces in R 3 can be defined by F(p,λ) = 0 where F :R 3 × R → R such that for each λ, ∇F λ ≠ 0, where F λ (.) = F(.,λ).The variati<strong>on</strong> <strong>of</strong> this family with respect to <strong>the</strong> parameter can be defined as F λ = ∂F∂λ. The setdefined byC = {(p,λ) |F(p,λ) = ∂F∂λ = 0}is called <strong>the</strong> characteristic set <strong>of</strong> <strong>the</strong> family.The projecti<strong>on</strong> π 1 (C) = E is called <strong>the</strong> envelope <strong>of</strong> <strong>the</strong> family. Here π 1 : R 3 × R → R 3 ,π 1 (p,λ) = p.Example 2.2.1. C<strong>on</strong>sider <strong>the</strong> family <strong>the</strong> <strong>on</strong>e parameter <strong>of</strong> spheres defined byF(x,y,z,λ) = (x − λ) 2 + y 2 + z 2 − r 2 = 0Therefore, F λ = −2(x − λ) = 0 <strong>and</strong> so <strong>the</strong> characteristic set is <strong>the</strong> hyperplane {x = λ} <strong>and</strong> <strong>the</strong>envelope is <strong>the</strong> cylinder y 2 + z 2 = r 2 .
22 CHAPTER 2. CLASSICAL RESULTS ON CURVATURE LINESExample 2.2.2. C<strong>on</strong>sider <strong>the</strong> family <strong>the</strong> <strong>on</strong>e parameter <strong>of</strong> spheres defined byF(x,y,z,λ) = (x − λ) 2 + y 2 + z 2 − r 2 + λTherefore, F λ = −2(x − λ) + 1 = 0 <strong>and</strong> so <strong>the</strong> characteristic set is <strong>the</strong> hyperplane {x = 1/2 − λ}<strong>and</strong> <strong>the</strong> envelope is <strong>the</strong> paraboloid x = −(y 2 + z 2 ) + r 2 + 1/4.Example 2.2.3. C<strong>on</strong>sider an <strong>on</strong>e parameter family <strong>of</strong> spheres <strong>of</strong> c<strong>on</strong>stant radius r with centersin a curve c(s). So <strong>the</strong> family can be represented by F(p,s) = ‖p − c(s)‖ 2 − r 2 = 0. Therefore itfollows that F s = −2 〈p − c(s),c ′ (s)〉. The envelope <strong>of</strong> this family is called a canal surface.When c(s) = (R cos s,Rsins,0) <strong>the</strong> envelope is a torus <strong>of</strong> revoluti<strong>on</strong> that can be parametrizedby α(s,θ) = c(s) + r cos θ(cos s,sins,0) + r sin θ(0,0,1).Intuitively <strong>the</strong> envelope E is tangent to <strong>the</strong> family <strong>of</strong> surface defined F λ (p) = 0. More precisely<strong>the</strong> following holdsPropositi<strong>on</strong> 2.2.1. Suppose that E is a regular surface <strong>and</strong> p ∈ E ∩ F −1λ(0). Then <strong>the</strong> tangentplane T p E coincides with <strong>the</strong> tangent plane <strong>of</strong> <strong>the</strong> surface F(p,λ) = 0.Pro<strong>of</strong>. We leave to <strong>the</strong> reader.Propositi<strong>on</strong> 2.2.2 (Vessiot). C<strong>on</strong>sider <strong>the</strong> <strong>on</strong>e parameter family <strong>of</strong> spheres with center c(s) <strong>and</strong>variable radius r(s) > 0. Suppose that <strong>the</strong> envelope <strong>of</strong> this family is a regular surface. Then <strong>the</strong>envelope can be parametrized byα(s,ϕ) = c(s) + r cos θ(s)T(s) + r(s)sin θ(s)[cos ϕN + sin ϕB]where cos θ(s) = −r ′ (s) <strong>and</strong> {T,N,B} is <strong>the</strong> Frenet frame <strong>of</strong> c. Moreover <strong>on</strong>e family <strong>of</strong> lines<strong>of</strong> curvature are circles <strong>of</strong> radius r(s)sinθ(s) <strong>and</strong> <strong>the</strong> o<strong>the</strong>r is defined by <strong>the</strong> Riccati differentialequati<strong>on</strong>dϕds= −τ(s) − k(s)cotg θ(s)sin ϕFigure 2.3: Canal surface with variable radiusPro<strong>of</strong>. The family <strong>of</strong> spheres is defined byF(s,p) = |p − c(s)| 2 − r(s) 2 = 0
26 CHAPTER 2. CLASSICAL RESULTS ON CURVATURE LINES10) Show that a family <strong>of</strong> quadricsx 2a(u) + y2b(u) + z2c(u) − 1 = 0,where a, b <strong>and</strong> c are smooth functi<strong>on</strong>s, bel<strong>on</strong>gs to a triply orthog<strong>on</strong>al system <strong>of</strong> surfaces if <strong>and</strong> <strong>on</strong>ly if<strong>the</strong> following differential equati<strong>on</strong> holdsa(b − c)a ′ + b(c − a)b ′ + c(a − b)c ′ = 0.(∗)Find special soluti<strong>on</strong>s <strong>of</strong> <strong>the</strong> differential equati<strong>on</strong> above.Suggesti<strong>on</strong>: Show that <strong>the</strong> soluti<strong>on</strong>s <strong>of</strong> <strong>the</strong> systemaa ′ = ah + g, bb ′ = bh + g, cc ′ = ch + g,where h = h(u) <strong>and</strong> g = g(u) are arbitrary smooth funci<strong>on</strong>ts, are soluti<strong>on</strong>s <strong>of</strong> (*). See [23].11) Show that <strong>the</strong> system given byx 2 + y 2 + z 2 = ux, z = vy, (x 2 + y 2 + z 2 ) 2 = w(y 2 + z 2 )defines a triply orthog<strong>on</strong>al system <strong>of</strong> surfaces. Visualize <strong>the</strong> shape <strong>of</strong> <strong>the</strong> surfaces.12) Show that a triply orthog<strong>on</strong>al system is given by:i) <strong>the</strong> hyperbolic paraboloids yz = ux,ii) <strong>the</strong> closed sheets <strong>of</strong> <strong>the</strong> surface(y 2 − z 2 ) 2 − 2a(2x 2 + y 2 + z 2 ) + a 2 = 0,iii) <strong>the</strong> open sheets <strong>of</strong> <strong>the</strong> same surface.13) C<strong>on</strong>sider <strong>the</strong> surface S parametrized by (u, v, h(u, v) where,h(u, v) = 1 2 (au2 + bv 2 ) + 1 6 (Au3 + 3Bu 2 v + 3Cuv 2 + Dv 3 )+ 124 (αu4 + 4βu 3 v + 6γu 2 v 2 + 4εuv 3 + δv 4 ) + · · ·(∗∗)Let c = c(s) be a principal curvature line <strong>of</strong> S passing through 0 <strong>and</strong> tangent to axis u. Let k <strong>and</strong> τbe, respectively, <strong>the</strong> curvature <strong>and</strong> <strong>the</strong> torsi<strong>on</strong> <strong>of</strong> c at 0. Show thatk 2 τ =(3a − b)AB − 3aBC(a − b) 2 − αβa − b .Find <strong>the</strong> corresp<strong>on</strong>dent relati<strong>on</strong> for <strong>the</strong> o<strong>the</strong>r principal curvature line <strong>and</strong> also determine <strong>the</strong> geodesiccurvatures <strong>of</strong> both principal lines at 0.14) Let S be <strong>the</strong> surface parametrized equati<strong>on</strong> (**) above. Write <strong>the</strong> series <strong>of</strong> Taylor <strong>of</strong> <strong>the</strong> principalcurvatures k 1 = k 1 (u, v) <strong>and</strong> k 2 = k 2 (u, v) at 0 up to order two <strong>and</strong> analyse <strong>the</strong> level sets <strong>of</strong> bothfuncti<strong>on</strong>s near 0, imposing generic c<strong>on</strong>diti<strong>on</strong>s <strong>on</strong> <strong>the</strong> coefficients (a, b, . . .,ε, δ).
Chapter 3Global Principal StabilityIntroducti<strong>on</strong>In this chapter we formulate <strong>and</strong> discuss <strong>the</strong> Global Principal Stability result for principalc<strong>on</strong>figurati<strong>on</strong>s <strong>of</strong> curvature lines.The results <strong>of</strong> this chapter are due to C. Gutierrez <strong>and</strong> J. Sotomayor, [38], [39] <strong>and</strong> [42].For a history about <strong>the</strong> <strong>the</strong>ory <strong>of</strong> qualitative <strong>the</strong>ory <strong>of</strong> principal lines see [72, 73] <strong>and</strong> for arecent survey see [34].3.1 Lines <strong>of</strong> curvature near Darbouxian umbilicsIn this secti<strong>on</strong> it will be reviewed <strong>the</strong> behavior <strong>of</strong> curvature lines near Darbouxian umbilics.3.1.1 Preliminaries c<strong>on</strong>cerning umbilic pointsDenote by PM 2 <strong>the</strong> projective tangent bundle over M 2 , with projecti<strong>on</strong> Π. For any chart (u,v)<strong>on</strong> an open set U <strong>of</strong> M 2 <strong>the</strong>re are defined two charts (u,v;p = dv/du) <strong>and</strong> (u,v;q = du/dv) whichcover Π −1 (U).The differential equati<strong>on</strong> (1.9) <strong>of</strong> principal lines, being quadratic, is well defined in <strong>the</strong> projectivebundle. Thus, for every α in I r ,L α = {τ g,α = 0, }defines a variety <strong>on</strong> PM 2 , which is regular <strong>and</strong> <strong>of</strong> class C r−2 over M 2 \ U α . It doubly covers M 2 \ U α<strong>and</strong> c<strong>on</strong>tains a projective line Π −1 (p) over each point p ∈ U α .Definiti<strong>on</strong> 3.1.1. A point p ∈ U α is Darbouxian if <strong>the</strong> following two c<strong>on</strong>diti<strong>on</strong>s hold:T : The variety L α is regular also over Π −1 (p). In o<strong>the</strong>r words, <strong>the</strong> derivative <strong>of</strong> τ g,α does notvanish <strong>on</strong> <strong>the</strong> points <strong>of</strong> projective line Π −1 (p). This means that <strong>the</strong> derivative in directi<strong>on</strong>stransversal to Π −1 (p) must not vanish.27
28 CHAPTER 3. GLOBAL PRINCIPAL STABILITYD : The principal line fields L i,α , i = 1,2 lift to a single line field L α <strong>of</strong> class C r−3 , tangent to L α ,which extends to a unique <strong>on</strong>e al<strong>on</strong>g Π −1 (p), <strong>and</strong> <strong>the</strong>re it has <strong>on</strong>ly hyperbolic singularities,which must be ei<strong>the</strong>rD 1 : a unique saddleD 2 : a unique node between two saddles, orD 3 : three saddles.For calculati<strong>on</strong>s it will be essential to express <strong>the</strong> Darbouxian c<strong>on</strong>diti<strong>on</strong>s in a M<strong>on</strong>ge local chart(u,v): (M 2 ,p) → (R 2 ,0) <strong>on</strong> M 2 , p ∈ U α , as follows.Take an isometry Γ <strong>of</strong> R 3 with Γ(α(p)) = 0 such that Γ(α(u,v)) = (u,v,h(u,v)), withh(u,v) = k 2 (u2 + v 2 ) + (a/6)u 3 + (b/2)uv 2 + (b ′ /2)u 2 v+(c/6)v 3 + (A/24)u 4 + (B/6)u 3 v(3.1)+(C/4)u 2 v 2 + (D/6)uv 3 + (E/24)v 4 + O((u 2 + v 2 ) 5/2 ).To obtain simpler expressi<strong>on</strong>s assume that <strong>the</strong> coefficient b ′ vanishes.This is achieved by means <strong>of</strong> a suitable rotati<strong>on</strong> in <strong>the</strong> (u,v)-plane.In <strong>the</strong> affine chart (u,v; p = dv/du) <strong>on</strong> P(M 2 ) around Π −1 (p), <strong>the</strong> variety L α is given by <strong>the</strong>following equati<strong>on</strong>.T (u,v,p) = L(u,v)p 2 + M(u,v)p + N(u,v) = 0, p = dv/du. (3.2)The functi<strong>on</strong>s L, M <strong>and</strong> N are obtained from equati<strong>on</strong> (1.9) <strong>and</strong> (3.1) as follows:L = h u h v h vv − (1 + h 2 v)h uvM = (1 + h 2 u )h vv − (1 + h 2 v )h uuN = (1 + h 2 u )h uv − h u h v h uu .Calculati<strong>on</strong> taking into account <strong>the</strong> coefficients in equati<strong>on</strong> 3.1, with b ′ = 0, gives:L(u,v) = − bv − (B/2)u 2 − (C − k 3 )uv − (D/2)v 2 + M 3 1 (u,v)M(u,v) =(b − a)u + cv + [(C − A)/2 + k 3 ]u 2 + (D − B)uv(3.3)+[(E − C)/2 − k 3 ]v 2 + M2(u,v)3N(u,v) =bv + (B/2)u 2 + (C − k 3 )uv + (D/2)v 2 + M3 3 (u,v),with M 3 i (u,v) = O((u2 + v 2 ) 3/2 ), i = 1, 2, 3.These expressi<strong>on</strong>s are obtained from <strong>the</strong> calculati<strong>on</strong> <strong>of</strong> <strong>the</strong> coefficients <strong>of</strong> <strong>the</strong> first <strong>and</strong> sec<strong>on</strong>dfundamental forms in <strong>the</strong> chart (u,v). See also [16, 38, 42]. With l<strong>on</strong>ger calculati<strong>on</strong>s, Darboux [16]gives <strong>the</strong> full expressi<strong>on</strong>s for any value <strong>of</strong> b ′ .Remark 3.1.2. The regularity c<strong>on</strong>diti<strong>on</strong> T in definiti<strong>on</strong> 3.1.1 is equivalent to impose that b(b −a) ≠ 0. In fact, this inequality also implies regularity at p = ∞. This can be seen in <strong>the</strong> chart(u,v; q = du/dv), at q = 0.Also this c<strong>on</strong>diti<strong>on</strong> is equivalent to <strong>the</strong> transversality <strong>of</strong> <strong>the</strong> curves M = 0, N = 0
3.1. LINES OF CURVATURE NEAR DARBOUXIAN UMBILICS 29The line field L α is expressed in <strong>the</strong> chart (u,v; p) as being generated by <strong>the</strong> vector field X = X α ,called <strong>the</strong> Lie-Cartan vector field <strong>of</strong> equati<strong>on</strong> (1.9), which is tangent to L α <strong>and</strong> is given by:˙u =∂T /∂p˙v =p∂T /∂p(3.4)ṗ = − (∂T /∂u + p∂T /∂v)Similar expressi<strong>on</strong>s hold for <strong>the</strong> chart (u,v;q = du/dv) <strong>and</strong> <strong>the</strong> pertinent vector field Y = Y α .The functi<strong>on</strong> T is a first integral <strong>of</strong> X = X α . The projecti<strong>on</strong>s <strong>of</strong> <strong>the</strong> integral curves <strong>of</strong> X α byΠ(u,v,p) = (u,v) are <strong>the</strong> lines <strong>of</strong> curvature. The singularities <strong>of</strong> X α are given by (0,0,p i ) wherep i is a root <strong>of</strong> <strong>the</strong> equati<strong>on</strong> p(bp 2 − cp + a − 2b) = 0.Assume that b ≠ 0, which occurs under <strong>the</strong> regularity c<strong>on</strong>diti<strong>on</strong> T, <strong>the</strong>n <strong>the</strong> singularities <strong>of</strong> X α<strong>on</strong> <strong>the</strong> surface L α are located <strong>on</strong> <strong>the</strong> p-axis at <strong>the</strong> points with coordinates p 0 , p 1 , p 2p 0 =0,p 1 =c/2b − √ (c/2b) 2 − (a/b) + 2,p 2 =c/2b + √ (c/2b) 2 − (a/b) + 2(3.5)Remark 3.1.3. [38] Assume <strong>the</strong> notati<strong>on</strong> established in equati<strong>on</strong> (3.1). Suppose that <strong>the</strong> transversalityc<strong>on</strong>diti<strong>on</strong> T : b(b − a) ≠ 0 <strong>of</strong> definiti<strong>on</strong> 3.1.1 <strong>and</strong> remark 3.1.2 holds. Let ∆ = −[(c/2b) 2 −(a/b)+2]. Calculati<strong>on</strong> <strong>of</strong> <strong>the</strong> hyperbolicity c<strong>on</strong>diti<strong>on</strong>s for singularities (3.5) <strong>of</strong> <strong>the</strong> vector field (3.4)–see [38]– have led to establish <strong>the</strong> following equivalences:D 1 ) ≡ ∆ > 0D 2 ) ≡ ∆ < 0 <strong>and</strong> 1 < a b ≠ 2D 3 ) ≡ a b < 1.See Figs. 3.2 <strong>and</strong> 3.1 for an illustrati<strong>on</strong> <strong>of</strong> <strong>the</strong> three possible types <strong>of</strong> Darbouxian umbilics. Thedistincti<strong>on</strong> between <strong>the</strong>m is expressed in terms <strong>of</strong> <strong>the</strong> coefficients <strong>of</strong> <strong>the</strong> 3-jet <strong>of</strong> equati<strong>on</strong> (3.1), aswell as in <strong>the</strong> lifting <strong>of</strong> singularities to <strong>the</strong> surface L α . See remarks 3.1.2 <strong>and</strong> 3.1.3.The subscript i = 1,2,3 <strong>of</strong> D i denotes <strong>the</strong> number <strong>of</strong> umbilic separatrices <strong>of</strong> p. These areprincipal lines which tend to <strong>the</strong> umbilic point p <strong>and</strong> separate regi<strong>on</strong>s <strong>of</strong> different patterns <strong>of</strong>approach to it. For Darbouxian points, <strong>the</strong> umbilic separatrices are <strong>the</strong> projecti<strong>on</strong> into M 2 <strong>of</strong> <strong>the</strong>saddle separatrices transversal to <strong>the</strong> projective line over <strong>the</strong> umbilic point.It can be proved that <strong>the</strong> <strong>on</strong>ly umbilic points for which α ∈ I r is locally C s -structurally stable,r > s ≥ 3, are <strong>the</strong> Darbouxian <strong>on</strong>es. See [45, 42].The implicit surface T (u,v,p) = 0 is regular in a neighborhood <strong>of</strong> <strong>the</strong> projective line if <strong>and</strong><strong>on</strong>ly if b(b − a) ≠ 0. Near <strong>the</strong> singular point p 0 = (0,0,0) <strong>of</strong> X α it follows that T v (p 0 ) = b ≠ 0 <strong>and</strong><strong>the</strong>refore, by <strong>the</strong> Implicit Functi<strong>on</strong> Theorem, <strong>the</strong>re exists a functi<strong>on</strong> v such that T (u,v(u,p),p) = 0.The functi<strong>on</strong> v = v(u,p) has <strong>the</strong> following Taylor expansi<strong>on</strong>v(u,p) = − B 2b u2 + a − b up + O(3).b
30 CHAPTER 3. GLOBAL PRINCIPAL STABILITYFigure 3.1: Darbouxian Umbilic Points, corresp<strong>on</strong>ding L α surface <strong>and</strong> lifted line fields.For future reference we record <strong>the</strong> expressi<strong>on</strong> <strong>the</strong> vector field X α in <strong>the</strong> chart (u,p).˙u =T p (u,v(u,p),p)[b(C − A + 2k 3 ) − cB]u 2 +b=(b − a)u + 1 2ṗ = − (T u + pT v )(u,v(u,p),p) =−Bu + (a − 2b)p − cp 2 + 1 [B(C − k 3 ) − a 41 b]u 22 b+ [b(A − C − 2k3 ) + a(k 3 − C)]up + O(3),bc(a − b)up + O(3)bwhere a 41 is ∂5 h∂u 4 ∂v , evaluated at (0,0). However, a 41 will have no influence in <strong>the</strong> qualitative analysisthat follows.Theorem 3.1.4 (Gutierrez, Sotomayor, 1982). Let p an umbilic point <strong>of</strong> an immersi<strong>on</strong> α given ina M<strong>on</strong>ge chart (u,v) by:Suppose <strong>the</strong> following c<strong>on</strong>diti<strong>on</strong>s:T) b(b − a) ≠ 0α(u,v) = (u,v, k 2 (u2 + v 2 ) + a 6 u3 + b 2 u2 v + c 6 v3 + o(4))D 1 ) ( c 2b )2 − a b + 2 < 0D 2 ) ( c2b )2 + 2 > a b > 1, a ≠ 2baD 3 )b < 1Then <strong>the</strong> behavior <strong>of</strong> lines <strong>of</strong> curvature near <strong>the</strong> umbilic point p, in <strong>the</strong> cases D 1 , D 2 <strong>and</strong> D 3 ,called Darbouxian Umbilics, is as in <strong>the</strong> Fig. 3.2An immersi<strong>on</strong> α ∈ M r , r ≥ 4, is C 3 − principally structurally stable at a point p ∈ U α if <strong>on</strong>ly if pis a Darbouxian umbilic point.(3.6)Remark 3.1.5. The descripti<strong>on</strong> <strong>of</strong> <strong>the</strong> curvature lines near umbilic points <strong>of</strong> analytic surfaces wasperformed by G. Darboux, [16]. He used <strong>the</strong> techniques <strong>of</strong> ordinary differential equati<strong>on</strong>s developedby H. Poincaré. For C k ,k ≥ 4, surfaces this analysis was d<strong>on</strong>e by Gutierrez <strong>and</strong> Sotomayor [38]<strong>and</strong> also by Bruce <strong>and</strong> Fidal [45].
3.2. HYPERBOLIC PRINCIPAL CYCLES 31Figure 3.2: Lines <strong>of</strong> Curvature near Darbouxian Umbilic Points3.2 Hyperbolic Principal CyclesA closed line <strong>of</strong> principal curvature is called a principal cycle.A principal cycle called hyperbolic if <strong>the</strong> first derivative <strong>of</strong> <strong>the</strong> Poincaré map associated to it isdifferent from <strong>on</strong>e.Lemma 3.2.1. Given a biregular closed curve c : [0,l] → R 3 parametrized by arc length s. Let k<strong>and</strong> τ <strong>the</strong> curvature <strong>and</strong> <strong>the</strong> torsi<strong>on</strong> <strong>of</strong> c. Then <strong>the</strong>re exists a surface c<strong>on</strong>taining c as a principalcycle if <strong>and</strong> <strong>on</strong>ly if ∫ l0τ(s)ds = 2kπPro<strong>of</strong>. Let {t,n,b} <strong>the</strong> Frenet frame associated to c. Write <strong>the</strong> normal vector <strong>of</strong> <strong>the</strong> surface in <strong>the</strong>form N = cos θ(s)n(s) + sin θ(s)b(s).Therefore N ′ (s) ∧ t = 0 ( Rodrigues equati<strong>on</strong> <strong>of</strong> curvature lines) if <strong>and</strong> <strong>on</strong>ly if θ ′ + τ(s) = 0. Soθ(s) = θ 0 + ∫ s0 τ(u)du <strong>and</strong> N(θ(l)) = N(θ 0) if <strong>and</strong> <strong>on</strong>ly if ∫ l0τ(u)du = 2kπ, k ∈ Z.Lemma 3.2.2. Let c : [0,l] → M 2 be a principal cycle parametrized by arc length u <strong>and</strong> length l.Then <strong>the</strong> expressi<strong>on</strong>:α(u,v) = (α ◦ c)(u) + v(N ∧ t)(u) + [ k 22 v2 + A(u,v)v 2 ]N(c(u)) (3.7)where A(u,0) = 0 <strong>and</strong> k 2 is <strong>the</strong> principal curvature <strong>of</strong> α, defines a local chart <strong>of</strong> class C ∞ aroundc.Pro<strong>of</strong>. Similar to lemma 5.1.1. The coefficient <strong>of</strong> v 2 stated in <strong>the</strong> lemma is given by k n (c(u),N ∧t) =k 2 (u).Propositi<strong>on</strong> 3.2.1. Letc : [0,l] → M 2 be a principal cycle l parametrized by arc length u <strong>and</strong><strong>of</strong> length l. Then <strong>the</strong> derivative <strong>of</strong> <strong>the</strong> Poincaré map Π, associated to it is given by:∫ llnΠ ′ −k 2′ (0) = du = 1 ∫dH√k 2 − k 1 2 H 2 − K0where H = k 1+k 22<strong>and</strong> K = k 1 k 2 are respectively <strong>the</strong> Mean Curvature <strong>and</strong> <strong>the</strong> Gaussian Curvature.Pro<strong>of</strong>. The Darboux equati<strong>on</strong>s for <strong>the</strong> positive frame {t,N ∧ t,N} are:ct ′ (u) = k g (u)(N ∧ t)(u) + k 1 N(u)(N ∧ t) ′ (u) = −k g (u)t(u)N ′ (u) = −k 1 (u)t(u)(3.8)
32 CHAPTER 3. GLOBAL PRINCIPAL STABILITYby:Direct calculati<strong>on</strong>s gives that:e(u,0) = k 1 , f(u,0) = 0, g(u,0) = k 2 ,f v (u,0) = k ′ 2, F v (u,0) = 0, G(u,0) = E(u,0) = 1.The differential equati<strong>on</strong> <strong>of</strong> <strong>the</strong> curvature lines in <strong>the</strong> neighborhood <strong>of</strong> <strong>the</strong> line {v = 0} is givenEf − Fe + (Eg − Ge) dv + (Fg − Gf)(dvdu du )2 = 0 (3.10)Denote by v(u,r) <strong>the</strong> soluti<strong>on</strong> <strong>of</strong> <strong>the</strong> 3.10 with initial c<strong>on</strong>diti<strong>on</strong> v(0,r) = r. Therefore <strong>the</strong> returnmap Π is clearly given by Π(r) = v(L,r).Differentiating equati<strong>on</strong> (3.10) with respect to r, <strong>and</strong> evaluating at v = 0, it results that:(3.9)[Eg − Ge](u,0)v ur (u,0) + [Ef − Fe] v (u,0)v r (u,0) = 0 (3.11)Therefore, using <strong>the</strong> expressi<strong>on</strong>s for [Ef − Fe] v (u,0) calculated in equati<strong>on</strong> (3.9), integrati<strong>on</strong><strong>of</strong> equati<strong>on</strong> (3.11) it is obtained:So,This ends <strong>the</strong> pro<strong>of</strong>.lnΠ ′ (0) =∫ l02ln Π ′ (0) =−k 2′ ∫ l[du = − k′ 2 − ]k′ 1du − k′ 1duk 2 − k 1 0 k 2 − k 1 k 2 − k 1∫ l0− k′ 1 + k′ 2k 2 − k 1du =∫ l0H ′−√ H 2 − K duPropositi<strong>on</strong> 3.2.2. Let c : [0,l] → M 2 be a principal cycle parametrized by arc length u <strong>and</strong> lengthl. Suppose that dk 1 |c ≠ 0. C<strong>on</strong>sider <strong>the</strong> deformati<strong>on</strong>α ǫ (u,v) = α(u,v) + ǫ k′ 12 v2 δ(v)N(c(u)) (3.12)where δ is a smooth functi<strong>on</strong> with small support <strong>and</strong> δ|V 0 = 1. Then for all ǫ ≠ 0 small c is ahyperbolic principal cycle <strong>of</strong> α ǫ .Pro<strong>of</strong>. Direct calculati<strong>on</strong> shows that c is a principal cycle <strong>and</strong> thatTherefore,This ends <strong>the</strong> pro<strong>of</strong>.Π ′ ǫ(0) = exp∫ l0k ′ 1− du.k 2 + ǫ − k 1dΠ ′ ∫ lǫ(0)(k 1 ′ | ǫ=0 = exp)2dǫ0 (k 2 − k 1 ) 2du ≠ 0.Propositi<strong>on</strong> 3.2.3. Let c be a hyperbolic principal cycle <strong>of</strong> length l. Then <strong>the</strong>re exists a principalchart (u,v), l−periodic in u such that differential equati<strong>on</strong> <strong>of</strong> curvature lines in a neighborhood <strong>of</strong>c is given bydu(dv − λdu) = 0,Rcλ = e− dk 2k 2 −k 1
3.3. A THEOREM ON PRINCIPAL STABILITY 33Pro<strong>of</strong>. See [25] <strong>and</strong> [26].An immersi<strong>on</strong> α ∈ M r is C s −Principally Structurally Stable at a principal cycle c if for everyneighborhood V c <strong>of</strong> c in M <strong>the</strong>re must be a neighborhood V α <strong>of</strong> α in M k,s such that for every mapβ ∈ V α <strong>the</strong>re must be a principal cycle c β in V c <strong>and</strong> a local homeomorphism h β <strong>on</strong> <strong>the</strong> domain suchthat h β : W c → W cβ between neighborhoods <strong>of</strong> c <strong>and</strong> c β , which maps c to c β <strong>and</strong> maps P 1,α |W c<strong>and</strong> P 2,α |W c respectively <strong>on</strong>to P 1,β |W cβ <strong>and</strong> P 2,β |W cβ .From <strong>the</strong> discussi<strong>on</strong> above we have <strong>the</strong> following.Propositi<strong>on</strong> 3.2.4 (Gutierrez, Sotomayor, 1982). An immersi<strong>on</strong> α ∈ M r , r ≥ 4, is C 3 − principallystructurally stable at a principal cycle c provided <strong>on</strong>e <strong>of</strong> <strong>the</strong> following equivalent c<strong>on</strong>diti<strong>on</strong>s,H 1 or H 2 , is satisfied:∫dkH 1 ) 1c k 2 −k 1= ∫ dk 2c k 2 −k 1≠ 0H 2 ) The cycle is a hyperbolic principal cycle <strong>of</strong> <strong>the</strong> principal foliati<strong>on</strong> which it bel<strong>on</strong>gs. That is, <strong>the</strong>Poincaré return map h associated to a transversal secti<strong>on</strong> to c at a point q is such that h ′ (q) ≠ 1.Remark 3.2.1. The higher derivatives <strong>of</strong> <strong>the</strong> Poincaré map Π near principal cycles was studiedin [40] <strong>and</strong> [25].3.3 A Theorem <strong>on</strong> Principal StabilityNext we will define <strong>the</strong> set S r (M) ⊂ M r such that:1. All <strong>the</strong> umbilic points, U α , <strong>of</strong> α are Darbouxian,2. All principal cycles <strong>of</strong> α are hyperbolic,3. The limit set <strong>of</strong> every principal line <strong>of</strong> α is <strong>the</strong> uni<strong>on</strong> <strong>of</strong> umbilic points <strong>and</strong> principal cycles,4. There is no umbilic or singular separatrix <strong>of</strong> α which is separatrix <strong>of</strong> two umbilic or twice aseparatrix <strong>of</strong> <strong>the</strong> same umbilic or singular point (i.e. homoclinic loops are not allowed).An immersi<strong>on</strong> α ∈ M r is said to be C s −Principally Structurally Stable if <strong>the</strong>re is a neighborhoodV α <strong>of</strong> α in M such that for every immersi<strong>on</strong> β ∈ V α <strong>the</strong>re exist a homeomorphism h β <strong>on</strong> <strong>the</strong> domainsuch that h β (U α ) = U β <strong>and</strong> h β maps lines <strong>of</strong> P 1,α , (resp. P 2,α ) <strong>on</strong> those <strong>of</strong> P 1,β ( resp. P 2,β .)Theorem 3.3.1 (Gutierrez, Sotomayor, 1982). Let r ≥ 4 <strong>and</strong> M be a compact oriented two manifold.Thena) The set S r (M) is open in M r,3 <strong>and</strong> every α ∈ S r (M) is C 3 -principally structurally stable.b) The set S r (M) is dense in M r,2 .A self sufficient presentati<strong>on</strong> <strong>of</strong> this <strong>the</strong>orem was given in [42].3.4 C<strong>on</strong>cluding RemarksAn open problem c<strong>on</strong>cerning <strong>the</strong> <strong>the</strong>orem 3.3.1 above is to prove (or disprove) that <strong>the</strong> setS r (M) is dense in M r,3 . The main point here is also related with <strong>the</strong> Closing-Lemma for PrincipalCurvature Lines.
34 CHAPTER 3. GLOBAL PRINCIPAL STABILITY3.5 Exercises1) C<strong>on</strong>sider <strong>the</strong> singular cubic surface defined byf(x, y, z) = x2a 2 + y2b 2 − z2 + rxyz = 0, (a − b)r ≠ 0.i) Perform an analysis <strong>of</strong> <strong>the</strong> qualitative behavior <strong>of</strong> <strong>the</strong> principal foliati<strong>on</strong>s near <strong>the</strong> point (0, 0, 0).ii) Perform an analysis <strong>of</strong> <strong>the</strong> principal foliati<strong>on</strong>s near <strong>the</strong> ends <strong>of</strong> f −1 (0).Suggesti<strong>on</strong>: Read <strong>the</strong> papers [27, 28].2) Give an explicit example <strong>of</strong> an algebraic surface having a hyperbolic principal cycle for each principalfoliati<strong>on</strong>. Suggesti<strong>on</strong>: See [28].3) C<strong>on</strong>sider <strong>the</strong> cubic surfacef(x, y, z) = x2a 2 + y2b 2 + z2 + rxyz − 1 = 0, (a − 1)(b − 1)(a − b)r ≠ 0.i) For r ≠ 0 small make an analysis <strong>of</strong> <strong>the</strong> umbilic points <strong>of</strong> S = f −1 (0).ii) Make simulati<strong>on</strong>s (c<strong>on</strong>jectures) about <strong>the</strong> possible global behavior <strong>of</strong> principal foliati<strong>on</strong>s <strong>of</strong> S.4) C<strong>on</strong>sider <strong>the</strong> algebraic surfacef(x, y, z) = z 2 − [(x − 2a) 2 + y 2 − a 2 ][(x + 2a) 2 + y 2 − a 2 ][r 2 − x 2 − y 2 ] = 0, r > 4a.i) Determine <strong>the</strong> umbilic set <strong>of</strong> S = f −1 (0).ii) Determine all planar principal lines <strong>of</strong> S.iii) Using <strong>the</strong> symmetry <strong>of</strong> S try to obtain <strong>the</strong> global principal c<strong>on</strong>figurati<strong>on</strong> <strong>of</strong> S.iv) Visualize <strong>the</strong> shape <strong>of</strong> S.5) C<strong>on</strong>sider <strong>the</strong> space <strong>of</strong> quadrics Q in R 3 with <strong>the</strong> topology <strong>of</strong> coefficients. Define <strong>the</strong> c<strong>on</strong>cept <strong>of</strong>strucutural principal stability in this space.i) Determine <strong>the</strong> dimensi<strong>on</strong> <strong>of</strong> Q.ii) Characterize <strong>the</strong> quadrics which are principally stable.iii) Show that <strong>the</strong> set <strong>of</strong> quadrics structurally stable S 0 is open <strong>and</strong> dense in Q.iv) Characterize <strong>the</strong> c<strong>on</strong>nect comp<strong>on</strong>ents <strong>of</strong> S 0 .6) In <strong>the</strong> space <strong>of</strong> quadrics Q define <strong>the</strong> c<strong>on</strong>cept <strong>of</strong> first order structural principal stability. See [71, 69]to see <strong>the</strong> analogy with vector fields <strong>on</strong> surfaces.i) Characterize <strong>the</strong> quadrics which are first order principally stable.ii) Characterize <strong>the</strong> c<strong>on</strong>nect comp<strong>on</strong>ents <strong>of</strong> S 0 .iii) Characterize <strong>the</strong> set Q \ (S 0 ∪ S 1 ). Here S 1 is <strong>the</strong> set <strong>of</strong> quadrics which are first order principallystable.
3.5. EXERCISES 357) C<strong>on</strong>sider <strong>the</strong> implicit differential equati<strong>on</strong>(g − HG)dv 2 + 2(f − HF)dudv + (e − HE)du 2 = 0.Here H = (k 1 +k 2 )/2 is <strong>the</strong> arithmetic mean curvature. The integral curves <strong>of</strong> <strong>the</strong> equati<strong>on</strong> above arecalled arithmetic curvature lines.i) Make a study <strong>of</strong> arithmetic curvature lines <strong>on</strong> <strong>the</strong> quadrics <strong>of</strong> R 3 .ii) Make an analysis <strong>of</strong> <strong>the</strong> arithmetic curvature lines near umbilic points <strong>and</strong> closed arithmetic curvaturelines. See [31, 32].
36 CHAPTER 3. GLOBAL PRINCIPAL STABILITY
Chapter 4Bifurcati<strong>on</strong>s <strong>of</strong> Umbilic Points <strong>and</strong>Principal Curvature LinesIntroducti<strong>on</strong>The local study <strong>of</strong> principal c<strong>on</strong>figurati<strong>on</strong>s around an umbilic point received c<strong>on</strong>siderable attenti<strong>on</strong>in <strong>the</strong> classical works <strong>of</strong> M<strong>on</strong>ge [24], Cayley [14], Darboux [16] <strong>and</strong> Gullstr<strong>and</strong> [1], am<strong>on</strong>go<strong>the</strong>rs.The study <strong>of</strong> <strong>the</strong> global features <strong>of</strong> principal c<strong>on</strong>figurati<strong>on</strong>s P α which remain topologically undisturbedunder small perturbati<strong>on</strong>s <strong>of</strong> <strong>the</strong> immersi<strong>on</strong> α –principal structural stability– was initiatedby Gutierrez <strong>and</strong> Sotomayor in [38, 39, 42].Two generic patterns <strong>of</strong> bifurcati<strong>on</strong>s <strong>of</strong> umbilic points appear in codimensi<strong>on</strong> <strong>on</strong>e. The first<strong>on</strong>e occurs due to <strong>the</strong> violati<strong>on</strong> <strong>of</strong> <strong>the</strong> Darbouxian c<strong>on</strong>diti<strong>on</strong> D, while T is preserved, leading to<strong>the</strong> pattern called D2 1 . The sec<strong>on</strong>d <strong>on</strong>e happens due to <strong>the</strong> violati<strong>on</strong> <strong>of</strong> c<strong>on</strong>diti<strong>on</strong> T, leading to <strong>the</strong>pattern denominated D2,3 1 .This chapter is based in [61] <strong>and</strong> is restricted <strong>on</strong>ly to <strong>the</strong> simplest bifurcati<strong>on</strong>s <strong>of</strong> umbilic points.4.1 Umbilic Points <strong>of</strong> Codimensi<strong>on</strong> OneHere will be studied <strong>the</strong> qualitative changes - bifurcati<strong>on</strong>s - <strong>of</strong> <strong>the</strong> principal c<strong>on</strong>figurati<strong>on</strong>s aroundn<strong>on</strong> Darbouxian umbilic points such that <strong>the</strong> regularity (or transversality) c<strong>on</strong>diti<strong>on</strong> T : b(a−b) ≠ 0,which implies <strong>the</strong>ir isolatedness, is preserved <strong>and</strong> <strong>on</strong>ly <strong>the</strong> c<strong>on</strong>diti<strong>on</strong> D is violated in <strong>the</strong> mildestpossible way.Definiti<strong>on</strong> 4.1.1. A point p ∈ U α is said to be <strong>of</strong> type D 1 2if <strong>the</strong> following holds:T : The variety L α is regular also over Π −1 (p). In o<strong>the</strong>r words, <strong>the</strong> derivative <strong>of</strong> τ g,α does notvanish <strong>on</strong> <strong>the</strong> points <strong>of</strong> projective line Π −1 (p). This means that <strong>the</strong> derivative in directi<strong>on</strong>stransversal to Π −1 (p) must not vanish.D2 1 : The principal line fields L i,α, i = 1,2 lift to a single line field L α <strong>of</strong> class C r−3 , tangent to L α ,which extends to a unique <strong>on</strong>e al<strong>on</strong>g Π −1 (p), <strong>and</strong> <strong>the</strong>re it has a hyperbolic saddle singularity<strong>and</strong> a saddle-node whose central manifold is located al<strong>on</strong>g <strong>the</strong> projective line over p.37
38 CHAPTER 4. BIFURCATIONS OF UMBILICSIn coordinates (u,v), as in <strong>the</strong> notati<strong>on</strong> above, this means thatT : b(a − b) > 0 <strong>and</strong> ei<strong>the</strong>r1) a/b = (c/2b) 2 + 2, or2) a/b = 2.We point out that due to <strong>the</strong> particular representati<strong>on</strong> <strong>of</strong> <strong>the</strong> 3-jets taken here, with b ′ = 0, <strong>the</strong>space a,b,c in <strong>the</strong> case 2) is not transversal, but tangent, to <strong>the</strong> manifold <strong>of</strong> jets with D 1 2 umbilics.Remark 4.1.2. The D2 1 umbilic point has two separatrices.The isolated <strong>on</strong>e is characterized by <strong>the</strong> fact that no o<strong>the</strong>r principal line which approaches <strong>the</strong>umbilic point is tangent to it.The o<strong>the</strong>r separatrix, called n<strong>on</strong>-isolated, has <strong>the</strong> property that every principal line distinct from<strong>the</strong> isolated <strong>on</strong>e, that approaches <strong>the</strong> point does so tangent to it.These separatrices bound <strong>the</strong> parabolic sector <strong>of</strong> lines <strong>of</strong> curvature approaching <strong>the</strong> point; <strong>the</strong>yalso c<strong>on</strong>stitute <strong>the</strong> boundary <strong>of</strong> <strong>the</strong> hyperbolic sector <strong>of</strong> <strong>the</strong> umbilic point.The bifurcati<strong>on</strong> illustrated in Fig. 4.1 shows that <strong>the</strong> n<strong>on</strong>-isolated separatrix disappears when<strong>the</strong> point D 1 2 changes to D 1 <strong>and</strong> that it turns into an isolated D 2 separatrix when it changes intoD 2 . It can be said that D 1 2 represents <strong>the</strong> simplest transiti<strong>on</strong> between D 1 <strong>and</strong> D 2 Darbouxianumbilic points, which occurs through <strong>the</strong> annihilati<strong>on</strong> <strong>of</strong> an umbilic separatrix – <strong>the</strong> n<strong>on</strong>-isolated<strong>on</strong>e –.The coefficients <strong>of</strong> <strong>the</strong> differential equati<strong>on</strong> <strong>of</strong> principal curvature lines (1.9) are given by:with M 3 i (u,v) = O((u2 + v 2 ) 3 2).L(u,v) = − bv − (B/2)u 2 − (C − k 3 )uv − (D/2)v 2 + M 3 1 (u,v)M(u,v) =(b − a)u + cv + [(C − A)/2 + k 3 ]u 2 + (D − B)uv(4.1)+[(E − C)/2 − k 3 ]v 2 + M2(u,v)3N(u,v) =bv + (B/2)u 2 + (C − k 3 )uv + (D/2)v 2 + M3 3 (u,v),C<strong>on</strong>diti<strong>on</strong> D 1 2 is equivalent to <strong>the</strong> existence <strong>of</strong> a n<strong>on</strong> zero double root for bp2 − cp + a − 2b = 0,which amounts to b ≠ 0 <strong>and</strong> p 1 = p 2 ≠ p 0 .Assuming b(b − a) ≠ 0, <strong>the</strong> curves L = 0 <strong>and</strong> M = 0 meet transversally at (0,0) if <strong>and</strong> <strong>on</strong>ly ifb ≠ a. It was shown in [38] that D 1 is satisfied if <strong>and</strong> <strong>on</strong>ly if <strong>the</strong> roots <strong>of</strong> bp 2 − cp + a − 2b = 0 aren<strong>on</strong> vanishing <strong>and</strong> purely imaginary.Also, D 2 is satisfied if <strong>and</strong> <strong>on</strong>ly if bt 2 − ct + a − 2b = 0 has two distinct n<strong>on</strong> zero real roots,p 1 , p 2 which verify p 1 p 2 > −1.This means that <strong>the</strong> rays tangent to <strong>the</strong> separatrices are pairwise distinct <strong>and</strong> c<strong>on</strong>tained in anopen right angular sector.The local c<strong>on</strong>figurati<strong>on</strong> <strong>of</strong> D2 1 is established now.Propositi<strong>on</strong> 4.1.1. Suppose that α ∈ I r ,r ≥ 5, satisfies c<strong>on</strong>diti<strong>on</strong> D2 1 at an umbilic point p. Then<strong>the</strong> local principal c<strong>on</strong>figurati<strong>on</strong> <strong>of</strong> α around p is that <strong>of</strong> Fig. 4.1 center.Pro<strong>of</strong>. C<strong>on</strong>sider <strong>the</strong> Lie-Cartan lifting X α as in equati<strong>on</strong> (3.4), which is <strong>of</strong> class C r−3 . If a = 2b ≠ 0<strong>and</strong> c ≠ 0, it follows that p 0 = (0,0,0) is an isolated singular point <strong>of</strong> quadratic saddle node type
4.1. UMBILIC POINTS OF CODIMENSION ONE 39with a center manifold c<strong>on</strong>tained in <strong>the</strong> projective line –<strong>the</strong> p axis–. In fact, <strong>the</strong> eigenvalues <strong>of</strong>DX α (0) are λ 1 = −b ≠ 0 <strong>and</strong> λ 2 = 0 <strong>and</strong> <strong>the</strong> p axis is invariant; <strong>the</strong>re X α , according to equati<strong>on</strong>(3.6) is given by ṗ = −cp 2 + o(2).The o<strong>the</strong>r singular point <strong>of</strong> X α is given by p 1 = (0,0, c b). It follows that⎡ ⎤−b −c 0⎢ ⎥DX α (0,0,p 1 ) = ⎣−c − c2 b0 ⎦where,A 1 A 2c 2 bA 1 = b2 c(A − k 3 − 2C) + bc 2 (2B − D) + c 3 (C − k 3 ) − b 3 Db 3A 2 = b2 c(B − 2D) + bc 2 (2C + k 3 − E) + b 3 (k 3 − C) + Dc 3b 3The n<strong>on</strong> zero eigenvalues <strong>of</strong> DX(0,0,p 1 ) are λ 1 = c2 b , λ 2 = − c2 +b 2b. In fact, p 1 is a hyperbolicsaddle point <strong>of</strong> X α having eigenvalues given by λ 1 <strong>and</strong> λ 2 .Similar analysis can be d<strong>on</strong>e when ( c2b )2 − a b + 1 = 0. In this case X α <strong>and</strong> p 1 = (0,0, c b ) is aquadratic saddle node, with a local center manifold c<strong>on</strong>tained in <strong>the</strong> projective line. The pointp 0 = (0,0,0) is a hyperbolic saddle <strong>of</strong> X α . This case is equivalent to <strong>the</strong> previous <strong>on</strong>e, after arotati<strong>on</strong> in (u,v) that sends de saddle-node to p = 0.Propositi<strong>on</strong> 4.1.2. Suppose that α ∈ I r ,r ≥ 5, satisfies c<strong>on</strong>diti<strong>on</strong> D2 1 at an umbilic point p. Then<strong>the</strong>re is a functi<strong>on</strong> B <strong>of</strong> class C r−3 <strong>on</strong> a neighborhood V <strong>of</strong> α <strong>and</strong> a neighborhood V <strong>of</strong> p such thatevery β ∈ V has a unique umbilic point p β in V .i) dB(α) ≠ 0ii) B(β) > 0 if <strong>and</strong> <strong>on</strong>ly if p β is Darbouxian <strong>of</strong> type D 1iii) B(β) < 0 if <strong>and</strong> <strong>on</strong>ly if p β is Darbouxian <strong>of</strong> type D 2iv) B(β) = 0 if <strong>and</strong> <strong>on</strong>ly if p β is <strong>of</strong> type D 1 2The principal c<strong>on</strong>figurati<strong>on</strong>s <strong>of</strong> β around p is that <strong>of</strong> Fig. 4.1, left, right <strong>and</strong> center, respectively.Figure 4.1: Umbilic Point D 1 2<strong>and</strong> bifurcati<strong>on</strong>Pro<strong>of</strong>. Since p is a transversal umbilic point <strong>of</strong> α, <strong>the</strong> existence <strong>of</strong> <strong>the</strong> neighborhoods V <strong>and</strong> V <strong>of</strong>p β follow from <strong>the</strong> Implicit Functi<strong>on</strong> Theorem. So we assume that after an isometry Γ β <strong>of</strong> R 3 , with
40 CHAPTER 4. BIFURCATIONS OF UMBILICSΓ β β(0) = 0, in <strong>the</strong> neighborhood V are defined coordinates (u,v), also depending <strong>on</strong> β, <strong>on</strong> whichit is represented as:h β (u,v) = k β2 (u2 + v 2 ) + a β6 u3 + b β2 uv2 + c β6 v3 + O(β;(u 2 + v 2 ) 4 ).Define <strong>the</strong> functi<strong>on</strong>B(β) = [ c β] 2 − a β+ 2,2b β b βwhose zeros define locally <strong>the</strong> manifold <strong>of</strong> immersi<strong>on</strong>s with a D 1 2 point.The derivative <strong>of</strong> this functi<strong>on</strong> in <strong>the</strong> directi<strong>on</strong> <strong>of</strong> <strong>the</strong> coordinate a is clearly n<strong>on</strong>-zero.4.1.1 The D 1 2,3Umbilic Bifurcati<strong>on</strong> PatternThe sec<strong>on</strong>d case <strong>of</strong> n<strong>on</strong>-Darbouxian umbilic point studied here, called D2,3 1 , happens when <strong>the</strong>regularity c<strong>on</strong>diti<strong>on</strong> T is violated.Definiti<strong>on</strong> 4.1.3. An umbilic point is said <strong>of</strong> type D2,3 1 if <strong>the</strong> transversality c<strong>on</strong>diti<strong>on</strong> T fails attwo points over <strong>the</strong> umbilic point, at which L α is n<strong>on</strong>-degenerate <strong>of</strong> Morse type.Propositi<strong>on</strong> 4.1.3. Suppose that α ∈ I r , r ≥ 5, <strong>and</strong> p be an umbilic point. Assume <strong>the</strong> notati<strong>on</strong>in equati<strong>on</strong> (3.1) with b ′ = 0, b = a ≠ 0 <strong>and</strong> b(C − A + 2k 3 ) − cB ≠ 0.right.Then p is <strong>of</strong> type D 1 2,3<strong>and</strong> <strong>the</strong> local principal c<strong>on</strong>figurati<strong>on</strong> <strong>of</strong> α around p is that <strong>of</strong> Fig. 2,Pro<strong>of</strong>. C<strong>on</strong>sider <strong>the</strong> Lie-Cartan lifting X α as in equati<strong>on</strong> (3.4), which is <strong>of</strong> class C r−3 . Imposinga = b ≠ 0, by equati<strong>on</strong>s (3.5) <strong>and</strong> (3.6), <strong>the</strong> singular points <strong>of</strong> X α are p 0 , p 1 <strong>and</strong> p 2 , roots <strong>of</strong> <strong>the</strong>equati<strong>on</strong> p(bp 2 − cp − b) = 0.In fact, if a = b ≠ 0, it follows that p 0 is a quadratic saddle node with center manifold transversalto <strong>the</strong> projective line.From equati<strong>on</strong> (3.6) <strong>the</strong> eigenvalues are λ 1 = 0 <strong>and</strong> λ 2 = −b <strong>and</strong> all <strong>the</strong> center manifolds W care tangent to <strong>the</strong> line p = − B b u. By invariant manifold <strong>the</strong>ory it follows that X|W c is locallytopologically equivalent towhere,It follows that˙u = 1 2[b(C − A + 2k 3 ) − cB]u 2 + o(2) := − χ b2b u2 + o(2). (4.2)⎡⎤0 −2bp i + c 0⎢⎥DX α (0,0,p i ) = ⎣ 0 −p i (2bp i − c) 0 ⎦B 1 B 2 3bp 2 i − 2cp i − bB 1 =(C − k 3 )p 3 i + (2B − D)p 2 i + (A − 2C − k 3 )p i − BB 2 =Dp 3 i + (2C + k3 − E)p 2 i + (B − 2D)p i + k 3 − C.The n<strong>on</strong>zero eigenvalues <strong>of</strong> DX α (0,0,p i ) are λ 1 = −2bp 2 i + cp i = −b(p 2 i + 1) <strong>and</strong> λ 2 = 3bp 2 i −2cp i − b = b(p 2 i + 1).
4.1. UMBILIC POINTS OF CODIMENSION ONE 41Figure 4.2: Lie-Cartan suspensi<strong>on</strong> D 1 2,3By invariant manifold <strong>the</strong>ory, (0,0,p i ) are saddles <strong>of</strong> X α . The phase portrait <strong>of</strong> X α near <strong>the</strong>sesingularities are as shown in Fig. 4.2.The two critical points p 1 <strong>and</strong> p 2 are <strong>of</strong> c<strong>on</strong>ic type <strong>on</strong> <strong>the</strong> variety L α over <strong>the</strong> umbilic point.These points are n<strong>on</strong>-degenerate or <strong>of</strong> Morse type, according to <strong>the</strong> analysis below. At <strong>the</strong>points (0,0,p i ) <strong>the</strong> variety T (u,v,p) = 0 is not regular. In fact:∇T (0,0,p) = [(b − a)p, −bp 2 + cp + b,0].Therefore, for a = b ≠ 0, at <strong>the</strong> two roots <strong>of</strong> <strong>the</strong> equati<strong>on</strong> −bp 2 + cp + b = 0 it follows that∇T (0,0,p i ) = (0,0,0),i = 1,2.The Hessian <strong>of</strong> T at p i = (0,0,p i ) isHess(T )(p i ) =⎡⎢⎣p i (−cB+b(C+2k 3 −A))bp i (c(k 3 −C)+b(D−B)b− p i(cD+b(C−E+2k 3 ))bp i (c(k 3 −C)+b(D−B))b0⎥c − 2bp i ⎦ .0 c − 2bp i 0Direct calculati<strong>on</strong>, using <strong>the</strong> notati<strong>on</strong> defined in equati<strong>on</strong> (4.2), givesdet(Hess(T )(0,0,p i )) = p i(−2bp i + c) 2 χb= p ib (4b2 + c 2 )χ ≠ 0.Therefore, (0,0,p i ) is a n<strong>on</strong> degenerate critical point <strong>of</strong> T <strong>of</strong> Morse type <strong>and</strong> index 1 or 2 –ac<strong>on</strong>e–, since T −1 (0) c<strong>on</strong>tains <strong>the</strong> projective line.Remark 4.1.4. Our analysis has shown <strong>the</strong> equivalence between <strong>the</strong> c<strong>on</strong>diti<strong>on</strong>s a) <strong>and</strong> b) thatfollow:a) The n<strong>on</strong>-vanishing <strong>on</strong> <strong>the</strong> Hessian <strong>of</strong> T <strong>on</strong> <strong>the</strong> critical points p 1 <strong>and</strong> p 2 over <strong>the</strong> umbilic.b) The presence <strong>of</strong> a saddle-node at p 0 <strong>on</strong> <strong>the</strong> regular porti<strong>on</strong> <strong>of</strong> <strong>the</strong> surface L α , with centralseparatrix transversal to <strong>the</strong> projective line over <strong>the</strong> umbilic.⎤
42 CHAPTER 4. BIFURCATIONS OF UMBILICSFur<strong>the</strong>r direct calculati<strong>on</strong> with equati<strong>on</strong> 4.1 gives that <strong>the</strong>se two c<strong>on</strong>diti<strong>on</strong>s are equivalent toc) The quadratic c<strong>on</strong>tact at <strong>the</strong> umbilic between <strong>the</strong> curves M = 0 <strong>and</strong> N = 0.In fact, from equati<strong>on</strong> (4.1) it follows that M(u,v(u)) = 0 for v = −(B/2b)u 2 + o(2) <strong>of</strong> classC r−2 . Therefore n(u) = N(u,v(u)) is <strong>of</strong> class C r−2 <strong>and</strong> n(u) = −(χ/2b)u 2 + o(2).Notice also that, unlike <strong>the</strong> o<strong>the</strong>r umbilic points discussed here, <strong>the</strong> two principal foliati<strong>on</strong>saround D2,3 1 are topologically distinct.One <strong>of</strong> <strong>the</strong>m, located <strong>on</strong> <strong>the</strong> parallel sheet, has two umbilic separatrices <strong>and</strong> two hyperbolicsectorsThe o<strong>the</strong>r, located <strong>on</strong> <strong>the</strong> saddle-node sheet, has three umbilic separatrices, <strong>on</strong>e parabolic <strong>and</strong>two hyperbolic sectors.The separatrix which is <strong>the</strong> comm<strong>on</strong> boundary <strong>of</strong> <strong>the</strong> hyperbolic sectors will be called hyperbolicseparatrix. See Figs. 3.1, 4.1 <strong>and</strong> Fig. 4.2 for illustrati<strong>on</strong>s.The bifurcati<strong>on</strong> analysis describes <strong>the</strong> eliminati<strong>on</strong> <strong>of</strong> two umbilic points D 2 <strong>and</strong> D 3 which, undera deformati<strong>on</strong> <strong>of</strong> <strong>the</strong> immersi<strong>on</strong>, collapse into a single umbilic point D2,3 1 , <strong>and</strong> <strong>the</strong>n, after a fur<strong>the</strong>rsuitable arbitrarily small perturbati<strong>on</strong>, <strong>the</strong> umbilic point is annihilated.Propositi<strong>on</strong> 4.1.4. Suppose that α ∈ I r ,r ≥ 5, satisfies c<strong>on</strong>diti<strong>on</strong> D2,3 1 at an umbilic point p.Then <strong>the</strong>re is a functi<strong>on</strong> B <strong>of</strong> class C r−3 <strong>on</strong> a neighborhood V <strong>of</strong> α <strong>and</strong> a neighborhood V <strong>of</strong> p suchthati) dB(α) ≠ 0ii) B(β) > 0 if <strong>and</strong> <strong>on</strong>ly if β has no umbilic points in V ,iii) B(β) < 0 if <strong>and</strong> <strong>on</strong>ly if β has two Darbouxian umbilic points <strong>of</strong> types D 2 <strong>and</strong> D 3 ,iv) B(β) = 0 if <strong>and</strong> <strong>on</strong>ly if β has <strong>on</strong>ly <strong>on</strong>e umbilic point in V , which is <strong>of</strong> type D 1 2,3 .The principal c<strong>on</strong>figurati<strong>on</strong>s <strong>of</strong> β around p are illustrated in Fig. 4.3, right, left <strong>and</strong> center,respectively.Pro<strong>of</strong>. Similar to that given in [69], page 15, for <strong>the</strong> saddle-node <strong>of</strong> vector fields, using <strong>the</strong> equivalencec) <strong>of</strong> remark 4.1.4. We define B as follows. An immersi<strong>on</strong> β in a neighborhood V <strong>of</strong> α <strong>and</strong>a neighborhood V <strong>of</strong> p can be written in a M<strong>on</strong>ge chart as a graph <strong>of</strong> a functi<strong>on</strong> h β (u,v). Theumbilic points <strong>of</strong> β are defined by <strong>the</strong> equati<strong>on</strong>M β = (1 + ((h β ) u ) 2 )(h β ) vv − (1 + ((h β ) v ) 2 )(h β ) uu = 0N β = (1 + ((h β ) u ) 2 )(h β ) uv − (h β ) u (h β ) v (h β ) uu = 0.For β in a neighborhood <strong>of</strong> α it follows that M β (u,v β (u)) = 0.Define B(β) = n β (u β ), where u β is <strong>the</strong> <strong>on</strong>ly critical point <strong>of</strong> n β (u) = N β (u,v β (u)).Taking h β (u,v) = h(u,v) + λuv, where h is as in equati<strong>on</strong> (3.1) it follows by direct calculati<strong>on</strong>that dB(β)dλ | λ=0 ≠ 0.The bifurcati<strong>on</strong> <strong>of</strong> <strong>the</strong> point D2,3 1 can be regarded as <strong>the</strong> simplest transiti<strong>on</strong> between umbilicsD 2 <strong>and</strong> D 3 <strong>and</strong> n<strong>on</strong> umbilic points. See <strong>the</strong> illustrati<strong>on</strong> in Fig. 4.3.(4.3)
4.2. EXERCISES 43Figure 4.3: Umbilic Point D 1 2,3<strong>and</strong> bifurcati<strong>on</strong>.4.2 Exercises1) Define suitable deformati<strong>on</strong>s <strong>of</strong> <strong>the</strong> surface f(x, y, z) = x 4 + y 4 + z 4 − 1 = 0 such that <strong>the</strong> resultantsurface has exactly 20 Darbouxian umbilics, 8 <strong>of</strong> type D 3 <strong>and</strong> 12 <strong>of</strong> type D 1 .2) C<strong>on</strong>sider <strong>the</strong> cubic surface defined byi) Write <strong>the</strong> equati<strong>on</strong> <strong>of</strong> umbilic points <strong>of</strong> f −1 (0).ii) Determine <strong>the</strong> Darbouxian umbilics <strong>of</strong> f −1 (0).f(x, y, z) = x 2 + y 2 + z 2 + rxyz − 1 = 0, r ≠ 0.3) Make a study <strong>of</strong> principal curvature lines near n<strong>on</strong> hyperbolic principal cycles <strong>and</strong> give an example <strong>of</strong>a surface having a semihyperbolic principal cycle. See [40] <strong>and</strong> [25].4) Determine <strong>the</strong> principal c<strong>on</strong>figurati<strong>on</strong> <strong>of</strong> <strong>the</strong> map α(u, v) = (u, uv, v 2 ) near <strong>the</strong> Whitney singular point(0, 0). See [60].5) Give examples <strong>of</strong> smooth surfaces having separatrix c<strong>on</strong>necti<strong>on</strong>s (homoclinic <strong>and</strong> heteroclinic) betweenDarbouxian umbilic points. For example in <strong>the</strong> ellipsoid we have c<strong>on</strong>necti<strong>on</strong>s between separatrices <strong>of</strong>Darbouxian umbilics <strong>of</strong> type D 1 . See [41].6) Give examples <strong>of</strong> smooth surfaces having lines <strong>of</strong> umbilic points <strong>and</strong> analyse <strong>the</strong> behavior <strong>of</strong> principallines near <strong>the</strong>se lines. See [33].7) Give an example <strong>of</strong> a surface,homeomorphic to S 2 , having exactly <strong>on</strong>e singular <strong>and</strong> no umbilic points.8) Give an example <strong>of</strong> a canal surface, homeomorphic to <strong>the</strong> torus, having no umbilic points, <strong>on</strong>e prinipalfoliati<strong>on</strong> having all principal lines closed <strong>and</strong> o<strong>the</strong>r principal foliati<strong>on</strong> having all principal lines dense.8) C<strong>on</strong>sider <strong>the</strong> surfacesf(x, y, z) = x2a 2 + y2b 2 + z2x2− 1 = 0, g(x, y, z) =c2 A 2 + y2B 2 − z2C 2 − 1 = 0.Suppose that f −1 (0) ∩ g −1 (0) is <strong>the</strong> uni<strong>on</strong> <strong>of</strong> principal curvature lines <strong>on</strong> both surfaces.Analyse <strong>the</strong> behavior <strong>of</strong> <strong>the</strong> principal foliati<strong>on</strong>s <strong>of</strong> <strong>the</strong> surface defined by h ǫ (x, y, z) = f(x, y, z)g(x, y, z)−ǫ = 0 for ǫ ≠ 0 small. Visualise <strong>the</strong> shape <strong>of</strong> h ǫ −1(0).Make simulati<strong>on</strong>s in a free s<strong>of</strong>tware disp<strong>on</strong>ible in <strong>the</strong> homepage <strong>of</strong> A. M<strong>on</strong>tesinos (Univ. Valencia,Espanha), http://www.uv.es/m<strong>on</strong>tesin
44 CHAPTER 4. BIFURCATIONS OF UMBILICS
Chapter 5Structural Stability <strong>of</strong> AsymptoticLinesIntroducti<strong>on</strong>In this chapter it will be c<strong>on</strong>sidered <strong>the</strong> simplest qualitative properties <strong>of</strong> <strong>the</strong> nets defined by<strong>the</strong> asymptotic lines <strong>of</strong> a surface immersed in Euclidean space.Asymptotic lines are defined <strong>on</strong>ly in <strong>the</strong> hyperbolic part <strong>of</strong> <strong>the</strong> surface, where two real asymptoticdirecti<strong>on</strong>s are defined. In <strong>the</strong> elliptic regi<strong>on</strong> <strong>the</strong> asymptotic directi<strong>on</strong>s are complex. At aparabolic point, if not planar, we have <strong>on</strong>ly <strong>on</strong>e asymptotic directi<strong>on</strong> with multiplicity two.C<strong>on</strong>diti<strong>on</strong>s for local structural stability around parabolic points <strong>and</strong> periodic asymptotic linesare established. This chapter is based mainly in [26] <strong>and</strong> [59]. The global <strong>the</strong>ory <strong>of</strong> structuralstability <strong>of</strong> <strong>the</strong> nets <strong>of</strong> asymptotic lines was developed in [59].5.1 Asymptotic Nets near Parabolic pointsIn this secti<strong>on</strong> it will be established <strong>the</strong> behavior <strong>of</strong> <strong>the</strong> asymptotic nets near parabolic points,in terms <strong>of</strong> geometric invariants <strong>of</strong> <strong>the</strong> immersi<strong>on</strong> α.Let c : [0,L] → M 2 be a regular arc <strong>of</strong> parabolic points, parametrized by arc length u. T<strong>of</strong>ix <strong>the</strong> notati<strong>on</strong>, suppose that k 2|c = 0 <strong>and</strong> k 1|c < 0, where k 1 <strong>and</strong> k 2 are <strong>the</strong> principal curvatures<strong>of</strong> <strong>the</strong> immersi<strong>on</strong> α. Let ϕ(u) <strong>the</strong> angle between c ′ (u) = t(u) <strong>and</strong> <strong>the</strong> principal directi<strong>on</strong> L 2 (α),corresp<strong>on</strong>ding to k 2 , at <strong>the</strong> point c(u). Denote by k g (u) <strong>the</strong> geodesic curvature <strong>of</strong> c at <strong>the</strong> pointc(u).The following lemma will be useful in what follows.Lemma 5.1.1. Let c : [0,L] → M 2 be a regular arc <strong>of</strong> parabolic points, parametrized by arclength u. Then <strong>the</strong> expressi<strong>on</strong>:α(u,v) = (α ◦ c)(u) + v(N ∧ t)(u) + [k ⊥ n (u)v 2 /2 + v 2 A(u,v)]N(c(u)) (5.1)where, A(u,0) = 0 <strong>and</strong> k ⊥ n (u) = k n (c(u),N ∧ t(u)), defines a local chart <strong>of</strong> class C ∞ around c.45
46 CHAPTER 5. STABILITY OF ASYMPTOTIC LINESPro<strong>of</strong>. The map α(u,v,w) = (α ◦c)(u)+v(N ∧t)(u)+wN(u) is a local diffeomorphism. Therefore,solving <strong>the</strong> equati<strong>on</strong> 〈α(u,v,w(u,v)),N(u)〉 = 0 <strong>and</strong> using <strong>the</strong> Hadamard lemma it follows <strong>the</strong>result asserted.5.1.1 Computati<strong>on</strong> <strong>of</strong> <strong>the</strong> Sec<strong>on</strong>d Fundamental FormIn what follows it will be calculated <strong>the</strong> coefficients <strong>and</strong> <strong>the</strong> derivatives <strong>of</strong> <strong>the</strong> sec<strong>on</strong>d fundamentalform <strong>of</strong> α in <strong>the</strong> chart introduced in 5.1.1.Calculati<strong>on</strong>s in <strong>the</strong> chart (u,v)The Darboux equati<strong>on</strong>s for <strong>the</strong> positive frame {t,N ∧ t,N} are:⎧t ⎪⎨′ (u) = k g (u)(N ∧ t)(u) + k n (u)N(u)(N ∧ t) ′ (u) = −k g (u)t(u) + τ g (u)N(u)⎪⎩(N) ′ (u) = −τ g (u)(N ∧ t)(u) − k n (u)t(u)(5.2)with τg 2 (u) = kn ⊥ (u)k n (u). This is because c is a parabolic curve.Also, using Euler’s formula, [75], [17], it follows that, kn ⊥ = k 1 cos 2 ϕ, k n = k 1 sin 2 ϕ , kn ⊥ +k n =2H <strong>and</strong> τ g = k 1 sin ϕcos ϕ.For <strong>the</strong> sake <strong>of</strong> simplicity in <strong>the</strong> expressi<strong>on</strong>s that follow, writeA = A(u,v),N = (N ◦ c)(u),kn ⊥ = k (u),k g = k g (u)Moreover <strong>the</strong> following notati<strong>on</strong> will be used:E = 〈α u ,α u 〉 e = 〈α u ∧ α v ,α u 〉F = 〈α u ,α v 〉 f = 〈α u ∧ α v ,α v 〉G = 〈α v ,α v 〉 g = 〈α u ∧ α v ,α v 〉Here E,F,G <strong>and</strong> e/ | α u ∧ α v |, f/ | α u ∧ α v | <strong>and</strong> g/ | α u ∧ α v | are respectively <strong>the</strong>coefficients <strong>of</strong> <strong>the</strong> first <strong>and</strong> sec<strong>on</strong>d fundamental forms <strong>of</strong> α, expressed in <strong>the</strong> chart(u,v).Differentiating equati<strong>on</strong> (5.1) <strong>and</strong> using equati<strong>on</strong> (5.2), obtain:α u = [1 − k g v − k n (k ⊥ n+ [τ g v + (k ⊥ n )′v22 + v2 A u ]Nv 22 + v2 A)]t − τ g (kn⊥ v 22 + v2 A)N ∧ t(5.3)α v = N ∧ t + (k ⊥ n v + 2vA + v 2 A v )N (5.4)α u ∧ α v = −[τ g v + (k ⊥ n )′ v 2 + v 2 A u + τ g (k ⊥ n− [(1 − k g v − k n (k ⊥ n[1 − k g v − k n (k ⊥ nv 22 + v2 A)(k ⊥ n v + 2vA + v2 A v )]tv 22 + v2 A))(k ⊥ n v + 2vA + v 2 A v )]N ∧ tv 22 + v2 A)]N(5.5)
5.1. PARABOLIC POINTS 47α uu = [−k g ′ v − k n((kn ⊥ )′v22 + v2 A u ) − k n ′ v 2(k⊥ n2 + v2 A)− k n (τ g v + (k ⊥ n )′v22 + v2 A u ) + k g τ g (k ⊥ n+ [k g (1 − k g v − k n (k ⊥ nv 22 + v2 A)]tv 22 + v2 A)) − τ g (τ g v + (k ⊥ n ) ′v22 + v2 A u )− τ ′ g((k ⊥ n ) v22 + v2 A) − τ g ((k ⊥ n ) ′v22 + v2 A u )]N ∧ t+ [k n (1 − k g v − k n (k ⊥ n+ τ ′ gv + (k ⊥ n ) ′′v22 + v2 A uu ]Nv 22 + v2 A)) − τ 2 g (k ⊥ nα uv = −[k g + k n (k ⊥ n v + 2vA + v 2 A v )]t+ [τ g + (k ⊥ n )′ v + 2vA u + v 2 A uv )]N− τ g (k ⊥ n v + 2vA + v2 A v )N ∧ tv 22 + v2 A)(5.6)(5.7)From equati<strong>on</strong>s (5.3) to (5.8) it results thatα vv = [k ⊥ n + 2A + 4vA + v2 A vv ]N (5.8)e(u,0) = k n (u) = k 1 sin 2 ϕf(u,0) = τ g (u) = k 1 sinϕcos ϕg(u,0) = k ⊥ n (u) = k 1 cos 2 ϕe v (u,0) = −k g (2k n + k ⊥ n ) + τ ′ gf v (u,0) = (k ⊥ n ) ′(5.9)g v (u,0) = −k g k ⊥ n + 6A vE v (u,0) = −2k g , F v (u,0) = 0, G v (u,0) = 0From <strong>the</strong> relati<strong>on</strong>, 2H(EG − F 2 ) 3 2 = eG − 2fF + gE <strong>and</strong> equati<strong>on</strong> (5.9) it follows that,6A v (u,0) = 2H v − 6k g H + k g (2k n + 4kn ⊥ ) − τ g ′ (5.10)Also, from K(EG − F 2 ) 2 = eg − f, <strong>and</strong> equati<strong>on</strong>s (5.9) <strong>and</strong> (5.10), it is obtained that,K v (u,0) = k g [k1 2 cos 2ϕ − 2τg 2 ] + k 1 τ g ′ − 2τ g (kn ⊥ ) ′ − 2H v k n ≠ 0,which expresses <strong>the</strong> c<strong>on</strong>diti<strong>on</strong> <strong>of</strong> regularity <strong>of</strong> <strong>the</strong> parabolic set in secti<strong>on</strong> 5.1.The main result <strong>of</strong> this secti<strong>on</strong> is formulated by <strong>the</strong> following,Propositi<strong>on</strong> 5.1.1. Let c be a curve <strong>of</strong> parabolic points as above. Then <strong>the</strong> following holds:i) If ϕ(u) ≠ 0 <strong>the</strong> asymptotic net, near c(u), is as shown in 5.1 (cuspidal type).ii ) If ϕ(u) = 0 <strong>and</strong> ϕ ′ (u) ≠ 0 <strong>the</strong>re are three cases:1. k g (u)/ϕ ′ (u) < 1,2. 1 < k g (u)/ϕ ′ (u) < 9
48 CHAPTER 5. STABILITY OF ASYMPTOTIC LINES3. 9 < k g (u)/ϕ ′ (u).In cases 1), 2) <strong>and</strong> 3) above <strong>the</strong> asymptotic net is as shown in <strong>the</strong> figure 5.1 <strong>and</strong> corresp<strong>on</strong>drespectively to <strong>the</strong> folded saddle, node <strong>and</strong> focus types parabolic points.Figure 5.1: Asymptotic lines near a parabolic linePro<strong>of</strong>. The cuspidal case: transversal crossingSuppose that <strong>the</strong> principal foliati<strong>on</strong> P 2 (α) is transversal to <strong>the</strong> parabolic line at <strong>the</strong> point u 0 ,this means that ϕ(u 0 ) ≠ 0.Using Hadamard lemma, write:e(u,v) = k n (u) + v[−k g (2k n + k ⊥ n ) + τ ′ g ] + vA 1(u,v),f(u,v) = τ g (u) + v(k ⊥ n ) ′ + v 2 A 2 (u,v),g(u,v) = k ⊥ n (u) + v[2H v − 6k g H + k g (2k n + 3k ⊥ n ) − τ ′ g ] + v2 A 3 (u,v),Then,with, k n (u) = k 1 sin 2 ϕ, k ⊥ n (u) = k 1 cos 2 ϕ, τ g (u) = k 1 sinϕcos ϕ.The differential equati<strong>on</strong> <strong>of</strong> <strong>the</strong> asymptotic lines are given by:Let v = w 2 . So, it follows that,⎧⎪⎨edu 2 + 2fdudv + gdv 2 = 0du/dv = −f ± [f2 − eg] 1 2edudv = −2wf e ± 2w2 W(u,v)e⎪⎩ u(u 0 ,0) = u 0.where W(u,0) = [K v (u,0)] 1 20 by transversality c<strong>on</strong>diti<strong>on</strong>s.Solving <strong>the</strong> Cauchy problem above it results that:u(u 0 ,v) = u 0 − cotgϕ(u 0 )v ± W(u 0 ,0)v 3 2 + ...Therefore near a cuspidal parabolic point <strong>the</strong> net <strong>of</strong> asymptotic lines is as shown in <strong>the</strong> Fig.5.1.
5.1. PARABOLIC POINTS 49Remark 5.1.1. It follows from [3] that <strong>the</strong>re exist a system <strong>of</strong> coordinates (U,V ) near a cuspidalparabolic point such that <strong>the</strong> differential equati<strong>on</strong> <strong>of</strong> <strong>the</strong> asymptotic lines is given by (dV/dU) 2 = U.The singular case: point <strong>of</strong> quadratic tangency.Now suppose that τ g (u 0 ) = 0,u 0 = 0. This means that <strong>the</strong> parabolic line is tangent to <strong>the</strong>principal foliati<strong>on</strong> F 2 (α) at u 0 . In fact, at a parabolic point <strong>the</strong> principal directi<strong>on</strong> corresp<strong>on</strong>ding to<strong>the</strong> zero principal curvature is an asymptotic directi<strong>on</strong>. Suppose also that at <strong>the</strong> point <strong>of</strong> tangencyu 0 <strong>the</strong> c<strong>on</strong>tact above is quadratic, which is expressed by <strong>the</strong> c<strong>on</strong>diti<strong>on</strong>s τ g (0) = 0 <strong>and</strong> τ g ′ (0) ≠ 0.C<strong>on</strong>sider <strong>the</strong> implicit differential equati<strong>on</strong>,F(u,v,p) = e + 2fp + gp 2 = 0,<strong>and</strong> <strong>the</strong> line field given locally by <strong>the</strong> vector field X,⎧u ⎪⎨′ = F pX : v ′ = pF p⎪⎩p ′ = −(F u + pF v )p = dvduThe projecti<strong>on</strong>s <strong>of</strong> <strong>the</strong> integral curves <strong>of</strong> X by Π(u,v,p) = (u,v) are <strong>the</strong> asymptotic lines <strong>of</strong> α.The singularities <strong>of</strong> X in F −1 (0) are given by: (u 0 ,0,0), where τ g (u 0 ) = 0. Suppose u 0 = 0.It results that <strong>the</strong> Jacobian matrix <strong>of</strong> DX(0) is given by:⎛2f u 2f v 2g⎜DX(0) = ⎝ 0 0 0−e uu −e uv −(2f u + e v )⎞⎟⎠ (5.11)Using equati<strong>on</strong>s (5.9) <strong>and</strong> (5.11) it results that <strong>the</strong> eigenvalues <strong>of</strong> DX(0) are given by:λ 1 ,The eigenspace associated to λ i is given by:λ 2 = ( k⊥ n2 ){(k g − ϕ ′ ) ± [(k g − ϕ ′ )(k g − 9ϕ ′ )] 1 2 }E i = (1,0, ϕ′4 [(a − 1) ± √ (a − 1)(a − 9) − 4])where a = kgϕ ′ .The tangent space <strong>of</strong> Π −1 (P ) ∩ F −1 (0) at <strong>the</strong> point (u 0 ,0,0) is generated by (1,0,0).Therefore E i is transversal to <strong>the</strong> singular set Π −1 (P α ) ∩ {F = 0}.In <strong>the</strong> case <strong>of</strong> <strong>the</strong> saddle point (λ 1 λ 2 < 0), although <strong>the</strong> eigenspaces have inclinati<strong>on</strong>s <strong>of</strong> samesign, that is, (λ 1 − 2k ⊥ n ϕ ′ )(λ 2 − 2k ⊥ n ϕ ′ ) > 0, <strong>the</strong> vector (1,0,0) bisects <strong>the</strong> acute angle formed byE 1 <strong>and</strong> E 2 . This implies that <strong>the</strong> net <strong>of</strong> asymptotic lines near a saddle folded parabolic point is asshown in Fig. 5.1.In <strong>the</strong> case <strong>of</strong> a focus singularity (λ 1 = ¯λ 2 , Re(λ 1 ) ≠ 0) <strong>the</strong> net <strong>of</strong> asymptotic lines is as shownin Fig. 5.1.In <strong>the</strong> case <strong>of</strong> a nodal singularity (λ 1 λ 2 > 0) <strong>the</strong> two eigenspaces also have inclinati<strong>on</strong>s <strong>of</strong> <strong>the</strong>same sign, but here (1,0,0) bisects <strong>the</strong> obtuse angle formed by E 1 <strong>and</strong> E 2 . Also E 2 bisects <strong>the</strong> angleformed by (1,0,0) <strong>and</strong> E 1 (<strong>the</strong> tangent space to <strong>the</strong> str<strong>on</strong>g separatrice). Therefore near a nodalfolded parabolic point <strong>the</strong> net <strong>of</strong> asymptotic lines is as shown in Fig. 5.1.
50 CHAPTER 5. STABILITY OF ASYMPTOTIC LINES5.2 Structural stability at parabolic pointsAn immersi<strong>on</strong> α in I, is said to be C s -local asymptotic structurally stable, at p if it has aneighborhood N in <strong>the</strong> space I s such that for each β in N <strong>the</strong>re is a smooth diffeomorphism k β <strong>of</strong>{M, NE α } to {M, NE } such that β ◦ k β is local asymptotic topologically equivalent to α at k β (p).Theorem 5.2.1. For an open <strong>and</strong> dense set W <strong>of</strong> immersi<strong>on</strong>s in I s ,s ≥ 5, <strong>the</strong> asymptotic netnear a parabolic point as described in propositi<strong>on</strong> 5.1.1 are locally asymptotic stables.Pro<strong>of</strong>. Follows from propositi<strong>on</strong> 5.1.1 <strong>and</strong> by <strong>the</strong> main results <strong>of</strong> Bleeker <strong>and</strong> Wils<strong>on</strong> [10] <strong>and</strong>Feldman [21]. The c<strong>on</strong>structi<strong>on</strong> <strong>of</strong> <strong>the</strong> topological equivalence, using <strong>the</strong> method <strong>of</strong> can<strong>on</strong>icalregi<strong>on</strong>s, can be d<strong>on</strong>e in <strong>the</strong> same way as in [59].5.3 Stability <strong>of</strong> Periodic Asymptotic LinesIn this secti<strong>on</strong> will be established an integral expressi<strong>on</strong> for <strong>the</strong> derivative <strong>of</strong> <strong>the</strong> first returnmap <strong>of</strong> a regular periodic asymptotic line in terms <strong>of</strong> curvature functi<strong>on</strong>s <strong>of</strong> <strong>the</strong> immersi<strong>on</strong> α.Also, it will be shown how to deform <strong>the</strong> immersi<strong>on</strong> in order to hyperbolize a regular or a foldedperiodic asymptotic line.5.3.1 Regular Periodic Asymptotic Lines.Recall that a regular periodic asymptotic line is a closed asymptotic line which is disjoint from<strong>the</strong> parabolic points.Lemma 5.3.1. Let c : [0,L] → M 2 be a periodic asymptotic line parametrized by arc length u <strong>and</strong>length L. Then <strong>the</strong> expressi<strong>on</strong>:α(u,v) = (α ◦ c)(u) + v(N ∧ t)(u) + [H(u)v 2 + A(u,v)v 2 ]N(c(u)) (5.12)where A(u,0) = 0 <strong>and</strong> H is <strong>the</strong> Mean Curvature <strong>of</strong> α, defines a local chart <strong>of</strong> class C ∞ around c.Pro<strong>of</strong>. Similar to lemma 5.1.1. The coefficient <strong>of</strong> v 2 stated in <strong>the</strong> lemma is given by k ⊥ n .Using that k n (u) = k n (c(u),t(u)) = 0 for an asymptotic line <strong>and</strong> applying Euler’s formulafollows that, k ⊥ n + k n = 2H.Propositi<strong>on</strong> 5.3.1. Let c : [0,L] → M 2 be a regular periodic asymptotic line parametrized byarc length u <strong>and</strong> <strong>of</strong> length L. Then <strong>the</strong> derivative <strong>of</strong> <strong>the</strong> Poincaré map Π, associated to it is givenby:[∫ LΠ ′ (0) = exp0τ ′ g − 2k g (u)H(u)2τ g (u)where k g is <strong>the</strong> geodesic curvature <strong>of</strong> c <strong>and</strong> τ g = (−K) 1 2 is <strong>the</strong> geodesic torsi<strong>on</strong> <strong>of</strong> c.]duPro<strong>of</strong>. The Darboux equati<strong>on</strong>s for <strong>the</strong> positive frame {t,N ∧ t,N} are:
5.3. STABILITY OF PERIODIC LINES 51t ′ (u) = k g (u)(N ∧ t)(u)(N ∧ t) ′ (u) = −k g (u)t(u) + τ g (u)N(u)N ′ (u) = −τ g (u)(N ∧ t)(u)The same procedure <strong>of</strong> calculati<strong>on</strong> used in <strong>the</strong> lemma 5.1.1 gives that:(5.13)e(u,0) = 0, e v (u,0) = τ g ′ − 2H(u)k g(u)(5.14)f(u,0) = τ g (u) g(u,0) = 2H(u)The differential equati<strong>on</strong> <strong>of</strong> <strong>the</strong> asymptotic lines in <strong>the</strong> neighborhood <strong>of</strong> <strong>the</strong> line {v = 0} isgiven by:e + 2f dvdu + g(dv du )2 = 0 (5.15)Denote by v(u,r) <strong>the</strong> soluti<strong>on</strong> <strong>of</strong> <strong>the</strong> 5.15 with initial c<strong>on</strong>diti<strong>on</strong> v(0,r) = r. Therefore <strong>the</strong> returnmap Π is clearly given by Π(r) = v(L,r).Differentiating 5.15 with respect to r, it results that:g r v r (dv/du) 2 + (2gv ur + 2f v v r )(dv/du) + e v v r = 0Evaluating at v = 0, it follows that:2f(u,0)v ur (u,0) + e v (u,0)v r (u,0) = 0 (5.16)Therefore, using <strong>the</strong> expressi<strong>on</strong>s for f an e v found in equati<strong>on</strong> (5.14), integrati<strong>on</strong> <strong>of</strong> (5.16) it isobtained:This ends <strong>the</strong> pro<strong>of</strong>.ln Π′(0) =∫ L0−τ g ′ + 2Hk gdu2τ gRemark 5.3.1. From [74, pp. 282] it follows thatis a 1-form evaluated al<strong>on</strong>g an asymptotic line.ω = τ ′ g − 2k g (u)H(u)2τ gPropositi<strong>on</strong> 5.3.2. Let c : [0,L] → M 2 be a regular periodic asymptotic line <strong>of</strong> length L, parametrizedby arc length u, <strong>of</strong> <strong>the</strong> immersi<strong>on</strong> α.C<strong>on</strong>sider <strong>the</strong> following <strong>on</strong>e parameter deformati<strong>on</strong> <strong>of</strong> α:α ǫ (u,v) = α(u,v) + ǫw(u)δ(v)v 2 N(u)where δ | c = 1 <strong>and</strong> has small support. Then c is a regular periodic asymptotic line <strong>of</strong> α ǫ for all ǫsmall <strong>and</strong> <strong>the</strong> derivative <strong>of</strong> <strong>the</strong> Poincaré map Π αǫ , associated to it is given by:[∫ LΠ ′ α ǫ= exp0]k g (u)[H(u) + ǫw(u)]du .τ g (u)
52 CHAPTER 5. STABILITY OF ASYMPTOTIC LINESMoreover, taking w(u) = k g (u) holds that:d (Π′dǫαǫ(0) ) ∫ Lk g (u) 2| ǫ=0 =0 τ g (u) du ≠ 0In particular c is a hyperbolic periodic asymptotic line for α ǫ ,ǫ ≠ 0.Pro<strong>of</strong>. Performing <strong>the</strong> calculati<strong>on</strong> as in Lemma 5.3.1 it follows that:e(ǫ,u,0) = 0, f(ǫ,u,0) = τ g (u),g(ǫ,u,0) = 2(H(u) + ǫw(u)),e v (ǫ,u,0) = −2[H(u) + ǫw(u)]k g (u) + τ ′ g (u).Therefore {v = 0} is a closed asymptotic line for α ǫ . So applying Propositi<strong>on</strong> 5.3.1 to α ǫ <strong>and</strong>differentiating under <strong>the</strong> integrati<strong>on</strong> sign gives <strong>the</strong> result stated.Remark 5.3.2. In order see that k g | c is not identically zero for a periodic asymptotic line, weobserve that for an asymptotic line c, <strong>the</strong> geodesic curvature coincides with <strong>the</strong> ordinary curvature<strong>of</strong> c, c<strong>on</strong>sidered as a curve in E 3 . Therefore, if k g | c = 0, it follows that c must be a straight line.5.3.2 Folded periodic asymptotic linesHere will be established an integral expressi<strong>on</strong> for <strong>the</strong> derivative <strong>of</strong> <strong>the</strong> first return map <strong>of</strong> afolded periodic asymptotic line in terms <strong>of</strong> <strong>the</strong> curvature functi<strong>on</strong>s <strong>of</strong> <strong>the</strong> immersi<strong>on</strong> α.A folded periodic asymptotic line is a closed asymptotic curve c : [0,L] → M regular by parts,that is, <strong>the</strong>re exist a finite sequence <strong>of</strong> numbers a i ,0 = a 0 < a 1 < ... < a l = L, such thatc i = c | (ai ,a i+1: (a i ,a i+1 ) → IntH is an asymptotic line <strong>of</strong> α <strong>and</strong> p i = c(a i ) ∈ P α for i = 1,... ,l − 1.In o<strong>the</strong>r words, a folded periodic asymptotic line is <strong>the</strong> projecti<strong>on</strong> <strong>of</strong> a closed integral curve <strong>of</strong> <strong>the</strong>single line field L α defined <strong>on</strong> A, which intersects P α .Let c be a folded periodic asymptotic line. Near each point p i , c<strong>on</strong>sider two transversal secti<strong>on</strong>sto c,Σ 1,i <strong>and</strong> Σ 2,i , <strong>and</strong> <strong>the</strong> Poincaré map σ i : Σ 1,i → Σ 2,i . Denote by u j i = c i(a i ,a i+1 )∩Σ j,i ,j = 1,2.Denote by π i+1,i : Σ 2,i → Σ 1,i+1 <strong>the</strong> Poincaré map associated to c i . It follows that <strong>the</strong> Poincarémap associated to c,Π : Σ 1,1 → Σ 1,1 is given by:Π = π l−1,1 ◦ σ l−1 ... ◦ π i+1,i ◦ ... ◦ π 2,1 ◦ σ 1 .Propositi<strong>on</strong> 5.3.3. Let c : [0,L] → M 2 be a folded periodic asymptotic line <strong>of</strong> length L parametrizedby arc length u. Assume <strong>the</strong> notati<strong>on</strong> above. Then <strong>the</strong> derivative <strong>of</strong> <strong>the</strong> Poincaré map π i+1,iassociated to c i is given by:[ ∫ ]u 1i+1 −τ g(u) ′ + 2k g (u)H(u)π i+1,i (0) = expdu2τ g (u)u 2 iwhere k g is <strong>the</strong> geodesic curvature <strong>of</strong> c i <strong>and</strong> τ g = (−K) 1 2 is <strong>the</strong> geodesic torsi<strong>on</strong> <strong>of</strong> c i . Moreover <strong>the</strong>functi<strong>on</strong>s σ i are differentiable.Pro<strong>of</strong>. Near <strong>the</strong> point p i take a system <strong>of</strong> coordinates (U,V ) such that <strong>the</strong> asymptotic lines aregiven by <strong>the</strong> differential equati<strong>on</strong> (dU/dV ) 2 = U. See [3], [6] <strong>and</strong> Remark 5.1.1.In this system <strong>of</strong> coordinates σ i : {V = ǫ} → {V = ǫ} is clearly a translati<strong>on</strong> σ i (u,ǫ) = (u+c,ǫ).Therefore σ i is differentiable.
5.3. STABILITY OF PERIODIC LINES 53Figure 5.2: Folded periodic asymptotic lines5.3.1The expressi<strong>on</strong> for <strong>the</strong> derivative <strong>of</strong> π i+1,i can be obtained in <strong>the</strong> same way as in <strong>the</strong> Propositi<strong>on</strong>Propositi<strong>on</strong> 5.3.4. Let c : [0,L] → M 2 be a folded periodic asymptotic line parametrized by arclength u <strong>and</strong> <strong>of</strong> length L. Assume <strong>the</strong> notati<strong>on</strong> above.C<strong>on</strong>sider <strong>the</strong> following <strong>on</strong>e parameter deformati<strong>on</strong> <strong>of</strong> α:α ǫ (u,v) = α(u,v) + ǫw(u)δ(v)vN(u)where δ | c = 1 <strong>and</strong> has small support <strong>and</strong> supp (δ) ∩ c(a i ,a i+1 ) ≠ ∅.Then c is a folded asymptotic line <strong>of</strong> α ǫ for all ǫ small <strong>and</strong> <strong>the</strong> derivative <strong>of</strong> <strong>the</strong> Poincaré mapπ αǫ,i+1,i associated to it is given by:[ ∫ ]u 1Π ′ α = exp i+1 −τ g(u) ′ + 2k g (u)[H(u) + ǫw(u)]ǫ,i+1,i du .2τ g (u)Moreover, taking w(u) = k g (u) holds that:u 1 iddǫ (π α ǫ,i+1,i(0)) | ǫ=0 =∫ u 1i+1u 2 ik g (u) 2τ g (u) du ≠ 0In particular c is a hyperbolic periodic asymptotic folded line for α ǫ , ǫ ≠ 0.Pro<strong>of</strong>. Similar to <strong>the</strong> pro<strong>of</strong> <strong>of</strong> propositi<strong>on</strong> 5.3.2. Here <strong>on</strong>e must take an arc which is not a straigthline.From <strong>the</strong> c<strong>on</strong>siderati<strong>on</strong>s above we have <strong>the</strong> following.Theorem 5.3.3. Given a regular or folded asymptotic periodic line c <strong>of</strong> <strong>the</strong> immersi<strong>on</strong> α, <strong>the</strong>n<strong>the</strong>re exist a smooth <strong>on</strong>e parameter family <strong>of</strong> immersi<strong>on</strong>s α t such that for t > 0 small, c is ahyperbolic asymptotic line <strong>of</strong> α t which is structurally stable.
54 CHAPTER 5. STABILITY OF ASYMPTOTIC LINES5.4 Examples <strong>of</strong> Periodic Asymptotic LinesIn this secti<strong>on</strong> it will be given geometric c<strong>on</strong>structi<strong>on</strong>s <strong>of</strong> regular surfaces having periodic asymptoticlines.5.4.1 A Hyperbolic periodic asymptotic lineIn this subsecti<strong>on</strong> it will be c<strong>on</strong>sidered a surface having a hyperbolic asymptotic line c<strong>on</strong>tainedin interior <strong>of</strong> <strong>the</strong> regi<strong>on</strong> <strong>of</strong> negative Gaussian curvature.Propositi<strong>on</strong> 5.4.1. Let c : [0,L] → R 3 be a closed biregular curve, parametrized by arc length,such that <strong>the</strong> curvature k(s) <strong>and</strong> <strong>the</strong> torsi<strong>on</strong> τ(s) <strong>of</strong> c are different from zero for all s ∈ [0,L].C<strong>on</strong>sider <strong>the</strong> surfaceα(s,v) = c(s) + vN(s) + τ(s) v22 B(s)Here {T,N,B} is Frenet’s orth<strong>on</strong>ormal frame associated to c.Then c is a regular hyperbolic periodic asymptotic line.Pro<strong>of</strong>. Direct calculati<strong>on</strong> gives thate(s,0) = 0, f(s,0) = τ(s), e v (s,0) = τ ′ (s) − k(s)τ(s) g(s,0) = τ(s).The Poincaré map given by π(v 0 ) = v(L,v 0 ), where v is <strong>the</strong> soluti<strong>on</strong> <strong>of</strong> <strong>the</strong> differential equati<strong>on</strong>eds 2 + 2fdsdv + gdv 2 = 0with v(0,v 0 ) = v 0 , has <strong>the</strong> first derivative at 0 given by:This ends <strong>the</strong> pro<strong>of</strong>.π ′ (0) = exp∫ L0− e v2f (s,0)ds = exp ∫ L0k(s)2 ds ≠ 1Remark 5.4.1. <strong>Curves</strong> with <strong>the</strong> above propertied are, for example, <strong>the</strong> toroidal helices, [9]. Forappropriate pairs (m,n), <strong>the</strong> closed curve c m,n defined below has n<strong>on</strong> zero torsi<strong>on</strong>.c m,n (t) = ((R + r cos nt)cos mt,(R + r cos nt)sinmt,r sin nt)5.4.2 Semihyperbolic periodic asymptotic lineIn this secti<strong>on</strong> it will be c<strong>on</strong>sidered a ruled surface having a n<strong>on</strong> hyperbolic asymptotic linec<strong>on</strong>tained in interior <strong>of</strong> <strong>the</strong> regi<strong>on</strong> <strong>of</strong> negative Gaussian curvature. Under an integral c<strong>on</strong>diti<strong>on</strong> itwill be proved <strong>the</strong> semi hyperbolicity <strong>of</strong> a closed asymptotic line.Propositi<strong>on</strong> 5.4.2. Let c : [0,L] → R 3 be a closed biregular curve, parametrized by arc length,such that <strong>the</strong> curvature k(s) <strong>and</strong> <strong>the</strong> torsi<strong>on</strong> τ(s) <strong>of</strong> c are different from zero for all s ∈ [0,L].C<strong>on</strong>sider <strong>the</strong> ruled surfaceα(s,v) = c(s) + vN(s)
5.4. EXAMPLES OF PERIODIC ASYMPTOTIC LINES 55Then c is a regular semi hyperbolic periodic asymptotic line provided∫τ −1/2 dk ≠ 0.Pro<strong>of</strong>. Direct calculati<strong>on</strong> gives thatα s ∧ α v = −τvT + (1 − vk)Bcα ss = −k ′ vT + [k − (k 2 + τ 2 )v]N + τ ′ Bα sv = −kT + τBα vv = 0Therefore e = [α ss ,α s ,α v ], f = [α sv ,α s ,α v ] <strong>and</strong> g = [α vv ,α s ,α v ] are given by.e(s,v) = τ ′ (s)v + ( k τ )′ (s)τ 2 v 2f(s,v) = τ(s)g(s,v) = 0Therefore <strong>on</strong>e family <strong>of</strong> asymptotic lines is given by <strong>the</strong> straight lines s = cte <strong>and</strong> c is an asymptoticline <strong>of</strong> <strong>the</strong> o<strong>the</strong>r foliati<strong>on</strong>. The Poincaré map associated to c is defined by π(v 0 ) = v(L,v 0 ), wherev = v(s,v 0 ) is <strong>the</strong> soluti<strong>on</strong> <strong>of</strong> <strong>the</strong> differential equati<strong>on</strong>dvds = (s)v + ( k−τ′ τ )′ (s)τ 2 v 22τv(0,v 0 ) = v 0Direct integrati<strong>on</strong> <strong>of</strong> <strong>the</strong> first variati<strong>on</strong>al equati<strong>on</strong>evaluated at v = 0 gives,Therefore,dds ( dvdv 0) = − τ ′2τdvdv 0√ √dv τ(0) τ0(s) = √ = √dv 0 τ(s) τπ ′ (0) = ∂v∂v 0(0,L) = 1Also, <strong>the</strong> integrati<strong>on</strong> <strong>of</strong> <strong>the</strong> sec<strong>on</strong>d variati<strong>on</strong>al equati<strong>on</strong>,d vds (d2 dv02 ) = − τ ′ d 2 v2τ dv02 − ( dv ) 2 ( k dv 0 τ )′ τleads toThis ends <strong>the</strong> pro<strong>of</strong>.d 2 vdv 2 0∫ L √τ0= −0= − √ ∫τ 0 kd(τ −1/2 ) = √ ∫τ 0√ τ( k τ )′ τ(s)ds = − √ τ 0∫ Lcc0τ −1/2 dk√ τ(kτ )′ ds
56 CHAPTER 5. STABILITY OF ASYMPTOTIC LINES5.5 On a class <strong>of</strong> dense asymptotic linesThe goal <strong>of</strong> this secti<strong>on</strong> is to present examples <strong>of</strong> folded recurrent asymptotic lines.The goal <strong>of</strong> this secti<strong>on</strong> is to present examples <strong>of</strong> folded recurrent asymptotic lines.Propositi<strong>on</strong> 5.5.1. Let T 2 be <strong>the</strong> torus <strong>of</strong> revoluti<strong>on</strong>, obtained by <strong>the</strong> rotati<strong>on</strong> <strong>of</strong> <strong>the</strong> circle (x −R) 2 + z 2 = r 2 ,r < R, around <strong>the</strong> z axis. Then <strong>the</strong> qualitative behavior <strong>of</strong> <strong>the</strong> asymptotic lines is asshown in <strong>the</strong> figure 5.3 Moreover <strong>the</strong> return map Π : S(R) → S(R), where S(R) = {(x,y,z) :x 2 + y 2 = R 2 ,z = −r}, is a rotati<strong>on</strong> by an angle equal to 4RT(r/R), whereT( r R ) = ∞ ∑n=02a nn! ( r 1 × 3 × . . . × (2n − 1) Γ( 1R )n 2, with a n = )Γ(2n + 1 4 )2 n Γ(2n + 3 4 ) .Figure 5.3: Asymptotic lines <strong>on</strong> <strong>the</strong> torusPro<strong>of</strong>. C<strong>on</strong>sider <strong>the</strong> following parametrizati<strong>on</strong> <strong>of</strong> <strong>the</strong> torus <strong>of</strong> revoluti<strong>on</strong>:(u,v) → (cos v(R + r cos u),sin v(R + r cos u),r sin u)Performing <strong>the</strong> calculati<strong>on</strong> <strong>of</strong> <strong>the</strong> sec<strong>on</strong>d fundamental form, it is obtained that,e(u,v) = R 2 , f(u,v) = 0, g(u,v) = R(R + r cos u)cos u.Therefore <strong>the</strong> differential equati<strong>on</strong> <strong>of</strong> <strong>the</strong> asymptotic lines is:F(u,v,du/dv) = R(du/dv) 2 + cos u(R + r cos u) = 0.Writing p = du/dv, c<strong>on</strong>sider <strong>the</strong> vector field X defined by <strong>the</strong> differential equati<strong>on</strong>(u ′ ,v ′ ,p ′ ) = (F p ,pF p , −(F u + pF v )).After multiplying X by 1/p it results that:(u ′ ,v ′ ,p ′ ) = (2Rp2R,Rsin u + r sin 2u).C<strong>on</strong>sider also <strong>the</strong> projected vector field,{u ′ = 2RpY :p ′ = R sinu + r sin 2u
5.6. FURTHER DEVELOPMENTS ON ASYMPTOTIC LINES 57Notice that <strong>the</strong> orbit <strong>of</strong> Y through ( π 2 ,0) reaches (3π 2 ,0).In fact, from <strong>the</strong> first integral <strong>of</strong> Y ,G(u,p) = Rp 2 + R cos u + r cos 2u,2it follows that ( π 2 ,0) <strong>and</strong> (3π 2 ,0) are in <strong>the</strong> same c<strong>on</strong>nected comp<strong>on</strong>ent <strong>of</strong> G−1 ( −r2 ).The time spent by an orbit that starts at ( π 2 ,0) to reach <strong>the</strong> point (3π 2,0) can be calculated asfollows:As dudtFrom G(u,p) = r 2= 2Rp, it follows that:it results that:p = {[−r(1 + cos 2u) − 2R cos u]} 1 2 .2RT = R 1 2∫ 3π2π2du[− cos u(r cos u + R)] 1 2∫ π2= 20du[sin u(1 − r R sin .u)]1 2It follows from [36, pp. 369 –950], that <strong>the</strong> analytic functi<strong>on</strong> T( r R) has <strong>the</strong> following expansi<strong>on</strong>in seriesT( r R ) = ∞ ∑n=02a nn! ( r 1 × 3 × . . . × (2n − 1) Γ( 1R )n 2, where a n = )Γ(2n + 1 4 )2 n Γ(2n + 3 4 ) .Therefore, from dv/dt = 2R, it follows that an arc <strong>of</strong> <strong>the</strong> asymptotic line that starts at <strong>the</strong> point( π 2 ,v 0) ends at <strong>the</strong> point ( 3π 2 ,v 1), where v 1 is given by v 1 = 2RT ∓ v.So <strong>the</strong> return map Π : {v = − π 2 } → {v = −π 2} is given byΠ(v 0 ) = v 0 + 4RT( r R ).As T is clearly n<strong>on</strong> c<strong>on</strong>stant, it is possible to select r <strong>and</strong> R such that <strong>the</strong> rotati<strong>on</strong> number ,see [54] <strong>and</strong> [53], <strong>of</strong> Π is irrati<strong>on</strong>al.5.6 Fur<strong>the</strong>r developments <strong>on</strong> asymptotic linesThe geometric form described above was taken from [29].The local analysis <strong>of</strong> asymptotic lines near parabolic points was also studied in [7], [8] <strong>and</strong> [47].A global <strong>the</strong>orem <strong>of</strong> stability <strong>of</strong> nets <strong>of</strong> asymptotic lines was obtained in [59].The dynamical aspects <strong>of</strong> asymptotic lines is a source <strong>of</strong> many difficult problems.One is <strong>the</strong> “Closing Lemma”, i.e. <strong>the</strong> eliminati<strong>on</strong> <strong>of</strong> recurrent asymptotic lines disjoint from<strong>the</strong> parabolic set <strong>and</strong> <strong>of</strong> folded recurrent asymptotic lines.The sec<strong>on</strong>d kind <strong>of</strong> recurrences was given by torus <strong>of</strong> revoluti<strong>on</strong>, see secti<strong>on</strong> 5.5.The first kind <strong>of</strong> recurrences was studied by R. Garcia <strong>and</strong> J. Sotomayor [35] in embedded torus<strong>of</strong> S 3 with suitable deformati<strong>on</strong>s <strong>of</strong> <strong>the</strong> Clifford torus.Ano<strong>the</strong>r problem is about <strong>the</strong> existence <strong>of</strong> isolated regular closed asymptotic lines in tubes <strong>and</strong>also a c<strong>on</strong>tinuum <strong>of</strong> closed asymptotic lines. This kind <strong>of</strong> questi<strong>on</strong> is important in <strong>the</strong> open problem<strong>of</strong> rigidity <strong>of</strong> compact surfaces <strong>of</strong> genus different from zero <strong>and</strong> also in <strong>the</strong> study <strong>of</strong> complete surfaceswith negative Gaussian curvature.
58 CHAPTER 5. STABILITY OF ASYMPTOTIC LINESAno<strong>the</strong>r kind <strong>of</strong> questi<strong>on</strong> is about <strong>the</strong> structure <strong>of</strong> <strong>the</strong> parabolic set <strong>of</strong> a surface, for example,in surfaces which are graph (x,y,p(x,y) <strong>of</strong> a polynomial p ∈ R[x,y].A c<strong>on</strong>crete questi<strong>on</strong> is <strong>the</strong> following: Given a functi<strong>on</strong> K which local <strong>and</strong> global c<strong>on</strong>diti<strong>on</strong>sthis functi<strong>on</strong> must satisfies in order that K −1 = 0 is <strong>the</strong> parabolic set <strong>of</strong> a surface with Gaussiancurvature K? This questi<strong>on</strong> was c<strong>on</strong>sidered by V. Arnold,[5].For compact surfaces, <strong>the</strong> functi<strong>on</strong> K must satisfy preliminarily <strong>the</strong> equati<strong>on</strong> established by <strong>the</strong>Gauss-B<strong>on</strong>net Theorem5.7 Exercises1) C<strong>on</strong>sider <strong>the</strong> embedded tube defined by∫SKdS = 2πχ(S).α(s, v) = c(s) + r cosvn(s) + r sin vb(s), r > 0.Here c is a closed Frenet curve with k > 0 <strong>and</strong> torsi<strong>on</strong> τ.i) Show that <strong>the</strong> hyperbolic regi<strong>on</strong> <strong>of</strong> α is diffeomorphic to a cylinder <strong>and</strong> <strong>the</strong> parabolic set is uni<strong>on</strong> <strong>of</strong>two regular curves.ii) Characterize <strong>the</strong> parabolic points (regular, folded saddle, etc.) in terms <strong>of</strong> (k, τ) <strong>and</strong> <strong>the</strong>ir derivatives.iii) Examine <strong>the</strong> possible global behavior <strong>of</strong> asymptotic foliati<strong>on</strong>s in <strong>the</strong> tube.iv) Let c be a c<strong>on</strong>nected comp<strong>on</strong>ent <strong>of</strong> f −1 (0)∩g −1 (0), where f(x, y, z) = x 2 +y 2 +z 2 −1 <strong>and</strong> g(x, y, z) =x 2a+ y22 b− 1. Classify <strong>the</strong> parabolic points <strong>of</strong> <strong>the</strong> tube with center c.22) C<strong>on</strong>sider <strong>the</strong> surface S defined by <strong>the</strong> graph <strong>of</strong> <strong>the</strong> polynomial p(x, y) = k 2 (x2 + y 2 ) + x 3 − 3xy 2 .i) Determine <strong>the</strong> parabolic set <strong>of</strong> S.ii) Classify <strong>the</strong> parabolic points <strong>of</strong> S.iii) Examine <strong>the</strong> global behavior <strong>of</strong> asymptotic foliati<strong>on</strong>s <strong>on</strong> S, including <strong>the</strong> behavior near <strong>the</strong> infinity.3) Give examples <strong>of</strong> surfaces (try algebraic) such that:i) The parabolic set is <strong>the</strong> uni<strong>on</strong> <strong>of</strong> two regular curves <strong>and</strong> <strong>the</strong> hyperbolic regi<strong>on</strong> is diffeomorphic to acylinder.ii) The parabolic set is <strong>the</strong> uni<strong>on</strong> <strong>of</strong> three regular curves <strong>and</strong> <strong>the</strong> hyperbolic regi<strong>on</strong> is diffeomorphic to anoriented boundary surface S with Euler characteristic equal to ψ(S) = −1.iii) The parabolic set is a regular curve <strong>and</strong> <strong>the</strong> hyperbolic regi<strong>on</strong> is diffeomorphic to a disk.4) Show that <strong>the</strong> quartic algebraic surface defined byp(x, y, z) = 3z 4 + 2(1 + 4xy)z 2 − 2(x 2 + y 2 ) 2 + 8xy − 1 = 0,determines a smooth negatively curved surface S ⊂ R 3 homeomorphic to <strong>the</strong> doubly punctured torus,which has Euler characteristic equal to −2.i) Perform a qualitative analysis <strong>of</strong> <strong>the</strong> asymptotic foliati<strong>on</strong>s near <strong>the</strong> ends <strong>of</strong> p −1 (0).ii) Visualize <strong>the</strong> shape <strong>of</strong> p −1 (0).
5.7. EXERCISES 59Suggesti<strong>on</strong>: See [15].5) Analyze <strong>the</strong> behavior <strong>of</strong> asymptotic lines near <strong>the</strong> Whitney singularities <strong>of</strong> an immersi<strong>on</strong> <strong>of</strong> a surfacein R 3 . Suggesti<strong>on</strong>: See [78].6) Let N : S → S 2 be <strong>the</strong> normal map associated to a surface S ⊂ R 3 . Classify <strong>the</strong> parabolic points <strong>of</strong>S in terms <strong>of</strong> <strong>the</strong> singularities (folds <strong>and</strong> cusps) <strong>of</strong> N. See [7] <strong>and</strong> [8].7) Let α : S → S 3 be a smooth immersi<strong>on</strong> <strong>of</strong> a surface S.. Define <strong>the</strong> first <strong>and</strong> sec<strong>on</strong>d fundamentalforms <strong>of</strong> α with respect to <strong>the</strong> metric <strong>of</strong> S 3 induced by <strong>the</strong> can<strong>on</strong>ical metric <strong>of</strong> R 4 <strong>and</strong> to <strong>the</strong> normalN α = (α u ∧ α v ∧ α)/|α u ∧ α v ∧ α|.A curve c : I → S is called an asymptotic line if II α (c(s))(c ′ (s), c ′ (s)) = 0i) Let α : S 1 × S 1 → S 3 defined byThe surface α(S 1 × S 1 ) is <strong>the</strong> Clifford torus..α(u, v) = 1 √2(cosu, sin u, cosv, sin v).i) Write <strong>the</strong> differential equati<strong>on</strong> <strong>of</strong> asymptotic lines <strong>of</strong> α.ii) Show that <strong>the</strong> asymptotic lines <strong>of</strong> <strong>the</strong> Clifford torus are defined globally <strong>and</strong> are circles.8) Let α : S → R 4 be a smooth immersi<strong>on</strong> <strong>of</strong> a compact two dimensi<strong>on</strong>al surface S <strong>and</strong> suppose that<strong>the</strong>re exists a unitary normal vector field N α al<strong>on</strong>g α.Define <strong>the</strong> sec<strong>on</strong>d fundamental form <strong>of</strong> α relative to N α by <strong>the</strong> equati<strong>on</strong>II α (u, v)(du, dv) = 〈 D 2 α(u, v)(du, dv) 2 , N α〉= 〈α vv , N α 〉dv 2 + 2 〈α uv , N α 〉dudv + 〈α uu , N α 〉du 2=edu 2 + 2fdudv + gdv 2 .Make a study <strong>of</strong> <strong>the</strong> asymptotic lines <strong>of</strong> α relative to N α defined by <strong>the</strong> equati<strong>on</strong> edu 2 +2fdudv+gdv 2 =0.9) Give an example <strong>of</strong> a ruled surface in R 3 having two hyperbolic asymptotic lines.10) C<strong>on</strong>sider <strong>the</strong> parametric surface defined byx(u, v) = 12A [(a + u)3 + (a + v) 3 ]y(u, v) = 12B [(b + u)3 + (b + v) 3 ]z(u, v) = 12C [(a + c)3 + (a + c) 3 ]Obtain <strong>the</strong> differential equati<strong>on</strong> <strong>of</strong> asymptotic lines <strong>and</strong> show that <strong>the</strong> soluti<strong>on</strong>s are given by11) C<strong>on</strong>sider <strong>the</strong> parametric surface defined byu + ±v = c.x(u, v) =A(u − a) m (v − a) my(u, v) =B(u − b) m (v − b) mz(u, v) =C(u − c) m (v − c) m , m ∈ N.Obtain <strong>the</strong> differential equati<strong>on</strong> <strong>of</strong> <strong>the</strong> asymptotic lines <strong>and</strong> find <strong>the</strong> soluti<strong>on</strong>s.
60 CHAPTER 5. STABILITY OF ASYMPTOTIC LINES12) Show that <strong>the</strong>re is no triple system <strong>of</strong> surfaces cutting mutually in <strong>the</strong> asymptotic lines <strong>of</strong> <strong>the</strong>sesurfaces. See [19].13) C<strong>on</strong>sider <strong>the</strong> ”osculator” tube defined byα(s, v) = c(s) + r cosvt(s) + r sin vn(s), r > 0.Here c is a Frenet curve with k > 0 <strong>and</strong> torsi<strong>on</strong> τ <strong>and</strong> {t, n, b} is <strong>the</strong> Frenet frame.i) Characterize <strong>the</strong> curves c such that <strong>the</strong> ”osculator” tube defined above is a regular surface.ii) Analyse <strong>the</strong> geometry <strong>of</strong> <strong>the</strong> tube, classifying <strong>the</strong> elliptic, parabolic <strong>and</strong> hyperbolic points <strong>and</strong> also<strong>the</strong> singular points.ii) Analyse <strong>the</strong> principal <strong>and</strong> asymptotic lines <strong>of</strong> <strong>the</strong> tube.14) Make a study <strong>of</strong> extrinsic geometry <strong>of</strong> surfaces <strong>of</strong> codimensi<strong>on</strong> two in R 4 . In particular analyse <strong>the</strong>asymptotic lines, mean directi<strong>on</strong>ally curved lines <strong>and</strong> axial curvature lines. See [12], [30], [52], [63]<strong>and</strong> [64].
Chapter 6Closed Geodesics <strong>on</strong> <strong>Surfaces</strong>Introducti<strong>on</strong>Geometrical <strong>and</strong> dynamical aspects <strong>of</strong> geodesics <strong>on</strong> surfaces is a classical subject <strong>of</strong> differentialgeometry. See for example, [2], [4], [9], [16], [46], [49], [56], [57], [76], [77].In this chapter <strong>the</strong> derivative <strong>of</strong> <strong>the</strong> Poincaré map associated to a closed geodesic line will beobtained in a elementary way.6.0.1 Closed GeodesicsLemma 6.0.1. Let c : I → M 2 be a closed geodesic line parametrized by arc length. Then <strong>the</strong>Darboux frame is given by:T ′= k n N(N ∧ T) ′ = τ g NN ′ = −k n T − τ g N ∧ T(6.1)Moreover, τ g = (k 2 −k 1 )sin θ cos θ <strong>and</strong> k n = k 1 cos 2 θ+k 2 sin 2 θ, where k 1 <strong>and</strong> k 2 are <strong>the</strong> principalcurvatures <strong>and</strong> θ is <strong>the</strong> angle between c ′ (u) = T(u) <strong>and</strong> <strong>the</strong> principal directi<strong>on</strong> corresp<strong>on</strong>ding to <strong>the</strong>principal curvature k 1 .Pro<strong>of</strong>. From <strong>the</strong> Euler equati<strong>on</strong> k n = k 1 cos 2 θ + k 2 sin 2 θ. Also <strong>the</strong> geodesic torsi<strong>on</strong> given by τ g =(k 2 − k 1 )sin θ cos θ.Lemma 6.0.2. Let α : M → R 3 be an immersi<strong>on</strong> <strong>of</strong> class C k , k ≥ 4, <strong>and</strong> c be a closed geodesiccurve <strong>of</strong> α, parametrized by arc length <strong>and</strong> <strong>of</strong> length l. Then <strong>the</strong> expressi<strong>on</strong>,α(u,v) = c(u) + v(N ∧ T)(u) + [k ⊥ n (u)v2 2 + A(u,v)v3 6 ]N(u),defines a local chart (u,v) <strong>of</strong> class C k−5 in a neighborhood <strong>of</strong> c.Pro<strong>of</strong>. The curve c is <strong>of</strong> class C k−1 <strong>and</strong> <strong>the</strong> map α(u,v,w) = c(u)+v(N ∧T)(u)+wN(u) is <strong>of</strong> classC k−2 <strong>and</strong> is a local diffeomorphism in a neighborhood <strong>of</strong> <strong>the</strong> axis u. In fact [α u ,α v ,α w ](u,0,0) = 1.Therefore <strong>the</strong>re is a functi<strong>on</strong> W(u,v) <strong>of</strong> class C k−2 such that α(u,v,W(u,v)) is a parametrizati<strong>on</strong><strong>of</strong> a tubular neighborhood <strong>of</strong> α ◦ c. Now for each u, W(u,v) is just a parametrizati<strong>on</strong> <strong>of</strong> <strong>the</strong> curve61
62 CHAPTER 6. CLOSED GEODESICS<strong>of</strong> intersecti<strong>on</strong> between α(M) <strong>and</strong> <strong>the</strong> normal plane generated by {(N ∧ T)(u),N(u)}. This curve<strong>of</strong> intersecti<strong>on</strong> is tangent to (N ∧ T)(u) at v = 0 <strong>and</strong> notice that kn ⊥ = k n(N ∧ T)(u). Therefore,α(u,v,W(u,v)) = c(u) + v(N ∧ T)(u) + [ k⊥ n2v 2 + A(u,v) v3 6 ]N(u),where A is <strong>of</strong> class C k−5 . This ends <strong>the</strong> pro<strong>of</strong>.In <strong>the</strong> chart (u,v) c<strong>on</strong>structed above it is obtained:E(u,v) = 1 + (τ 2 g − k nk ⊥ n )v2 + h.o.tF(u,v) = k ⊥ n τ v22 + h.o.tG(u,v) = 1 + (k ⊥ n )2 v 2 + h.o.te(u,v) = k n + h.o.tf(u,v) = τ g (u) + h.o.tg(u,v) = k ⊥ n + h.o.t(6.2)where in <strong>the</strong> expressi<strong>on</strong>s above, E = 〈α u ,α u 〉, F = 〈α u ,α v 〉, G = 〈α v ,α v 〉, e = 〈α u ∧ α v ,α uu 〉,f = 〈α u ∧ α v ,α uv 〉 <strong>and</strong> g = 〈α u ∧ α v ,α vv 〉.Therefore <strong>the</strong> Christ<strong>of</strong>fel symbols are given by:Γ 1 11 = o(v 2 ), Γ 1 12 = v(τ2 g − k n k ⊥ n ) + o(v 2 ), Γ 1 22 = k⊥ n τ g v + o(v 2 )Γ 2 12 = o(v 2 ), Γ 2 11 = v(k nk ⊥ n − τ2 g ) + o(v2 ), Γ 2 22 = (k⊥ n )2 v + o(v 2 )(6.3)So <strong>the</strong> differential equati<strong>on</strong> <strong>of</strong> geodesic lines is given by:dvdu= wdwdu= [k n τ g w 3 − k 2 n w2 + (τ 2 g − k nk ⊥ n )]v + o(v2 )(6.4)Propositi<strong>on</strong> 6.0.1. Let α : M → R 3 be an immersi<strong>on</strong> <strong>of</strong> class C k , k ≥ 4, <strong>and</strong> c be a closedgeodesic curve <strong>of</strong> α, parametrized by arc length <strong>and</strong> <strong>of</strong> length l. Then <strong>the</strong> derivative <strong>of</strong> <strong>the</strong> Poincarémap π(v 0 ,w 0 ) = (v(l,v 0 ,w 0 ),w(l,v 0 ,w 0 )) at (v 0 ,w 0 ) = (0,0) associated to equati<strong>on</strong> (6.4) satisfies<strong>the</strong> following linear system:∂∂uMoreover det(π ′ (0)) = 1.(∂v∂v 0∂w∂v 0)∂v∂w 0∂w∂w 0=(0 1−K(u) 0)(∂v∂v 0∂w∂v 0)∂v∂w 0∂w∂w 0Pro<strong>of</strong>. Direct calculati<strong>on</strong> shows that K = k n kn ⊥−τ2 g . Therefore differentiating 6.4 <strong>the</strong> result follows.The asserti<strong>on</strong> that det(π ′ (0)) = 1 it follows from Liouville formula for flows, [70].Propositi<strong>on</strong> 6.0.2. Let α : M → R 3 be an immersi<strong>on</strong> <strong>of</strong> class C k , k ≥ 4, <strong>and</strong> c be a closed geodesiccurve <strong>of</strong> α, parametrized by arc length <strong>and</strong> <strong>of</strong> length l. Suppose that K| c = k 0 . Then detπ ′ (0) = 1<strong>and</strong> <strong>the</strong> eigenvalues <strong>of</strong> π ′ (0) are given by λ 1 = − √ −k 0 <strong>and</strong> λ 2 = √ −k 0 . Therefore if k 0 < 0 <strong>the</strong>periodic geodesic line c is hyperbolic <strong>and</strong> if k 0 > 0 <strong>the</strong> closed geodesic is simple.Pro<strong>of</strong>. The result follows from <strong>the</strong> direct integrati<strong>on</strong> <strong>of</strong> linear system with c<strong>on</strong>stant coefficients6.5.(6.5)
636.0.2 Geodesics <strong>on</strong> <strong>Surfaces</strong> <strong>of</strong> Revoluti<strong>on</strong>Let c : R → R 3 , c(u) = (r(u),0,z(u)), be a regular curve parametrized by arc length <strong>and</strong>c<strong>on</strong>sider <strong>the</strong> surface <strong>of</strong> revoluti<strong>on</strong>α(u,v) = (r(u)cos v,r(u)sin v,z(u)).The first fundamental form is given by: I α = ds 2 = du 2 + r(u) 2 dv 2 .The Christ<strong>of</strong>fel symbols are given by:Γ 1 11 = 0 Γ 2 11 = 0Γ 1 12 = 0 Γ 2 12 = Gu2G = r′rΓ 2 11 = 0 Γ 1 22 = −G u = −2r ′ r(6.6)Therefore <strong>the</strong> differential equati<strong>on</strong> <strong>of</strong> <strong>the</strong> geodesic lines is given by:d 2 uds 2d 2 vds 2−G u ( dvds )2 = 0+ Gu du dvG ds ds = 0ds 2 = du 2 + r(u) 2 dv 2 .From <strong>the</strong> sec<strong>on</strong>d equati<strong>on</strong> above it follows that:(6.7)d 2 vds 2ds = − G u dudvG ds dsdsTherefore integrating <strong>the</strong> equati<strong>on</strong> above it results that,G dvds = cWriting <strong>the</strong> unitary tangent vector to <strong>the</strong> geodesic c(s) = (u(s),v(s)) in <strong>the</strong> form c ′ (s) =(cos β(s),sin β(s)), where β is <strong>the</strong> angle <strong>of</strong> <strong>the</strong> geodesic c with <strong>the</strong> meridians it follows that:flow.G dvds = r(u(s))2 sin β(s) = cThis relati<strong>on</strong> is called Clairaut formula <strong>and</strong> it corresp<strong>on</strong>ds to a first integral <strong>of</strong> <strong>the</strong> geodesicSubstituting <strong>the</strong> Clairaut’s formula in <strong>the</strong> equati<strong>on</strong> for ds 2 it results,c 2 du 2 + G(c 2 − G)dv 2 = 0 (6.8)The soluti<strong>on</strong>s <strong>of</strong> <strong>the</strong> binary equati<strong>on</strong> above are <strong>the</strong> geodesics c<strong>on</strong>tained in <strong>the</strong> level set <strong>of</strong> <strong>the</strong> firstintegral G dvds = c.Propositi<strong>on</strong> 6.0.3. Let u 0 be a parallel such that G(u 0 ) = c 2 . Then <strong>the</strong> following holds:1. If u = u 0 is not a geodesic <strong>the</strong>n <strong>the</strong> behavior <strong>of</strong> equati<strong>on</strong> (6.8) near u = u 0 is as shown in <strong>the</strong>picture 6.1 a).2. The parallel u = u 0 is a geodesic if <strong>and</strong> <strong>on</strong>ly if u 0 is a critical point <strong>of</strong> r(u). Moreover, u = u 0is a minimum <strong>of</strong> r <strong>the</strong> behavior <strong>of</strong> <strong>the</strong> differential equati<strong>on</strong> 6.8 near <strong>the</strong> parallel {u = u 0 } isas shown in <strong>the</strong> picture 6.1 b) below.
64 CHAPTER 6. CLOSED GEODESICSFigure 6.1: Geodesics <strong>on</strong> <strong>the</strong> surfaces <strong>of</strong> revoluti<strong>on</strong>Pro<strong>of</strong>. C<strong>on</strong>sider <strong>the</strong> implicit surfaceF(v,u,p) = c 2 p 2 + r(u) 2 (c 2 − r(u) 2 ) = 0,p = dudvThe Lie-Cartan vector field X = (F p ,pF p , −(F v + pF u )) is equivalent (modulus divisi<strong>on</strong> by p)to <strong>the</strong> vector field Y given by:v ′ = 2c 2u ′ = 2c 2 pp ′ = −r ′ (u)r(u)(2c 2 − 4r(u) 2 )If r(u 0 ) = c <strong>and</strong> r ′ (u 0 ) = 0 it follows that curve ϕ(t) = (2c 2 t + v 0 ,u 0 ,0) is an integral soluti<strong>on</strong><strong>of</strong> <strong>the</strong> equati<strong>on</strong> above with initial c<strong>on</strong>diti<strong>on</strong> (v 0 ,u 0 ,0).If r(u 0 ) = c <strong>and</strong> r ′ (u 0 ) ≠ 0 it follows that curve ϕ(t) = (u 0 + 2c 2 t + · · · ,v 0 + 2r ′ (u 0 )c 5 t 2 +· · · ,2r ′ (u 0 )c 3 t + · · · ) is an integral soluti<strong>on</strong> <strong>of</strong> Y , with initial c<strong>on</strong>diti<strong>on</strong> (v 0 ,u 0 ,0). Therefore <strong>the</strong>projecti<strong>on</strong> <strong>of</strong> this integral curve <strong>on</strong> <strong>the</strong> plane vu has quadratic c<strong>on</strong>tact with <strong>the</strong> parallel {u = u 0 }.This ends <strong>the</strong> pro<strong>of</strong>.6.0.3 Remarks <strong>on</strong> <strong>the</strong> Geodesic Flow <strong>on</strong> a SphereThe geodesic flow <strong>on</strong> a sphere S n is described by a sec<strong>on</strong>d order differential equati<strong>on</strong>u ′′ = λuAs 〈u,u ′ 〉 = 0 it follows that 〈u ′′ ,u〉+〈u ′ ,u ′ 〉 = 0 <strong>and</strong> that λ = −|u ′ | 2 . Therefore <strong>the</strong> differentialequati<strong>on</strong> <strong>of</strong> <strong>the</strong> geodesic flow <strong>on</strong> a sphere is given by:u ′′ = −|u ′ | 2 u (6.9)C<strong>on</strong>sidering <strong>the</strong> functi<strong>on</strong> H(u,v) = 1 2 |u|2 |v| 2 , restricted to <strong>the</strong> tangent bundle given by {(u,v) :|u| = 1, 〈u,v〉 = 0}, <strong>the</strong> equati<strong>on</strong> (6.9) is given by <strong>the</strong> Hamilt<strong>on</strong>ian vector field˙u = ∂H∂v˙v = − ∂H∂uDirect analysis shows that all <strong>the</strong> geodesic lines <strong>of</strong> equati<strong>on</strong> (6.9) are closed.The dynamics <strong>of</strong> <strong>the</strong> geodesic flow in c<strong>on</strong>vex hypersurfaces close to <strong>the</strong> unitary sphere is extremelyrich <strong>and</strong> it is an important area <strong>of</strong> research.For an analysis <strong>of</strong> <strong>the</strong> geodesic flow near closed geodesics <strong>on</strong> Riemannian manifolds see [80].
6.1. EXERCISES 656.1 Exercises1) Show that <strong>the</strong> ellipsoidx 2a 2 + y2b 2 + z2c 2 − 1 = 0, 0 < a < b < chas three closed planar geodesics. Discuss <strong>the</strong> type <strong>of</strong> each closed planar geodesic (elliptic or hyperbolic).ii) Show that <strong>the</strong>re are closed geodesics <strong>of</strong> arbitrary length in <strong>the</strong> ellipsoid <strong>of</strong> revoluti<strong>on</strong> a = b < c.iii) Show that <strong>the</strong>re are closed geodesics <strong>of</strong> arbitrary length in <strong>the</strong> ellipsoid <strong>of</strong> three different axes 0 < a
66 CHAPTER 6. CLOSED GEODESICS15) C<strong>on</strong>sider <strong>the</strong> semi-plane R 2 + = {(u, v) : v > 0} with <strong>the</strong> metric ds 2 = du 2 + 1vdv 2 . Determine <strong>the</strong>2geodesics <strong>of</strong> R 2 + with respect to this metric.16) Make a study <strong>of</strong> various geometrical variati<strong>on</strong>al problems. For example, c<strong>on</strong>sider <strong>the</strong> following functi<strong>on</strong>al∫F(c) = k(s) 2 ds, s is <strong>the</strong> arc lengthin <strong>the</strong> space <strong>of</strong> regular curves with positive curvature kwith end points fixed.Determine <strong>the</strong> critical points <strong>of</strong> F.cC = {c : [a, b] → R 3 , c(a) = c a , c ′ (a) = c 1 a , c(b) = c b, c ′ (b) = c 1 b }17) Give an example <strong>of</strong> a real analytic Moebius b<strong>and</strong> with Gauss curvature negative in R 3 <strong>and</strong> havingclosed geodesics.18) Give an example <strong>of</strong> a real analytic developable Moebius b<strong>and</strong> in R 3 <strong>and</strong> having closed geodesics.
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Indexasymptoticc<strong>on</strong>figurati<strong>on</strong>, 14directi<strong>on</strong>s, 14folded line, 52foliati<strong>on</strong>s, 14line fields, 14nets, 45asymptotic linehyperbolic , 54semi hyperbolic , 54folded, 52dense, 56periodic, 50B<strong>on</strong>net coordinates, 15Clairaut formula, 63Closing-Lemma, 33curvaturesgeodesic, 11maximal, 13minimal, 13Darboux equati<strong>on</strong>sasymptotic line, 46geodesic, 61principal lines, 31Differential Equati<strong>on</strong>sAsymptotic Lines, 13Codazzi , 12Curvature Lines, 12Geodesics, 14Ricatti , 23Rodrigues, 13fundamental formfirst, 9sec<strong>on</strong>d, 10Gauss map, 15geodesicflow , 64lines, 14principally stable, 33parabolic points, 45principalc<strong>on</strong>figurati<strong>on</strong>, 13curvature lines, 13cycle, 31directi<strong>on</strong>s, 13rotati<strong>on</strong> number, 57s<strong>of</strong>tware, 43stereographic projecti<strong>on</strong>, 16Structural stabilityparabolic point, 50surfaceenvelope <strong>of</strong>, 21canal, 22ellispoid, 21rigid, 57ruled , 54Weingarten, 25TheoremDarboux, 19Dupin, 19Gutierrez <strong>and</strong> Sotomayor, 33Joachimsthal, 17Vessiot, 22torus<strong>of</strong> revoluti<strong>on</strong>, 56Clifford , 59triple orthog<strong>on</strong>al system, 18umbilicbifurcati<strong>on</strong>s, 42Darbouxian , 27points, 13type D2,3, 1 40type D2, 1 37immersi<strong>on</strong>71