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DOTTORATO DI RICERCA IN FISICA<strong>The</strong> <strong>cosmological</strong> <strong>evolution</strong> <strong>of</strong> <strong>galaxies</strong><strong>and</strong> <strong>large</strong> <strong>scale</strong> <strong>structures</strong> frommulti-colour surveysTHESIS SUBMITTED TO OBTAIN THE DEGREE OF“Dottore di Ricerca” – Philosophiæ DoctorPHD IN PHYSICS – XXI CYCLE – OCTOBER 2008BYMarco CastellanoProgram CoordinatorPr<strong>of</strong>. Enzo Marinari<strong>The</strong>sis AdvisorPr<strong>of</strong>. Dario Trevese


To Giuliathe brightest star in my universe


ContentsContentsList <strong>of</strong> FiguresivxivIntroduction 11 Cosmological <strong>evolution</strong> <strong>of</strong> <strong>galaxies</strong> <strong>and</strong> <strong>structures</strong> 51.1 <strong>The</strong> Evolution <strong>of</strong> Galaxies . . . . . . . . . . . . . . . . . . . . . 51.1.1 Number Counts . . . . . . . . . . . . . . . . . . . . . . . 51.1.2 Luminosity Function . . . . . . . . . . . . . . . . . . . . 71.1.3 Mass Function . . . . . . . . . . . . . . . . . . . . . . . 111.1.4 Star Formation History . . . . . . . . . . . . . . . . . . . 121.1.5 Merging rates <strong>and</strong> disk size <strong>evolution</strong> . . . . . . . . . . . 151.1.6 Redshift <strong>evolution</strong> <strong>of</strong> AGN emission . . . . . . . . . . . . 161.2 Clusters <strong>of</strong> <strong>galaxies</strong> <strong>and</strong> their <strong>evolution</strong> . . . . . . . . . . . . . . . 171.2.1 General properties <strong>of</strong> cosmic <strong>structures</strong> . . . . . . . . . . 181.2.2 Observations <strong>of</strong> the intra-cluster plasma . . . . . . . . . . 251.2.3 Properties <strong>of</strong> cluster <strong>galaxies</strong> . . . . . . . . . . . . . . . . 281.3 <strong>The</strong>oretical underst<strong>and</strong>ing <strong>of</strong> galaxy <strong>evolution</strong> . . . . . . . . . . . 341.3.1 Semianalytical models . . . . . . . . . . . . . . . . . . . 341.3.2 Environmental effects . . . . . . . . . . . . . . . . . . . 361.3.3 Origin <strong>of</strong> the red sequence . . . . . . . . . . . . . . . . . 402 <strong>The</strong> Observation <strong>of</strong> Structure Evolution 432.1 Multiwavelenght Surveys . . . . . . . . . . . . . . . . . . . . . . 432.1.1 Sky Surveys . . . . . . . . . . . . . . . . . . . . . . . . . 442.1.2 Deep Fields . . . . . . . . . . . . . . . . . . . . . . . . . 462.2 Photometric Redshifts . . . . . . . . . . . . . . . . . . . . . . . . 482.3 Cluster Detection Techniques . . . . . . . . . . . . . . . . . . . . 522.3.1 X-ray <strong>and</strong> SZ detections . . . . . . . . . . . . . . . . . . 532.3.2 Lensing detections . . . . . . . . . . . . . . . . . . . . . 542.3.3 Optical detections . . . . . . . . . . . . . . . . . . . . . . 552.3.4 Cluster detection using photometric redshifts . . . . . . . 59


ivCONTENTS3 A new Algorithm to Detect Clusters with Photo-z 633.1 <strong>The</strong> (2+1)D Algorithm: basic principles . . . . . . . . . . . . . . 643.2 Implementation <strong>of</strong> the Algorithm . . . . . . . . . . . . . . . . . . 663.3 Tests on Simulations . . . . . . . . . . . . . . . . . . . . . . . . 673.4 Comparison with other techniques . . . . . . . . . . . . . . . . . 734 Structures in the K20 Field 774.1 <strong>The</strong> K20 Photometric Catalogue . . . . . . . . . . . . . . . . . . 774.2 Density Evaluation . . . . . . . . . . . . . . . . . . . . . . . . . 784.3 Galaxy properties <strong>and</strong> environment . . . . . . . . . . . . . . . . . 814.4 Conclusions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 865 <strong>The</strong> Blue/Red Luminosity Function in the GOODS Field 895.1 <strong>The</strong> GOODS-MUSIC sample . . . . . . . . . . . . . . . . . . . . 895.2 Bimodality . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 915.3 Luminosity Function . . . . . . . . . . . . . . . . . . . . . . . . 935.3.1 Non parametric Analysis . . . . . . . . . . . . . . . . . . 935.3.2 Parametric Analysis . . . . . . . . . . . . . . . . . . . . 945.3.3 B-b<strong>and</strong> luminosity function for the total sample . . . . . . 955.3.4 Luminosity function for the blue/late <strong>and</strong> red/early <strong>galaxies</strong> 975.4 Environment <strong>of</strong> the red/early faint population . . . . . . . . . . . 1015.5 Conclusions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1046 Structures in the GOODS Field 1076.1 A Photometrically detected Cluster at z ∼ 1.6 . . . . . . . . . . . 1076.1.1 Properties <strong>of</strong> the Structure . . . . . . . . . . . . . . . . . 1096.1.2 Spectroscopic confirmation . . . . . . . . . . . . . . . . . 1126.2 Large Scale Structures at 0.4 < z < 2.5 . . . . . . . . . . . . . . . 1136.2.1 Structures at z ∼ 0.7 . . . . . . . . . . . . . . . . . . . . 1186.2.2 Structures at z ∼ 1 . . . . . . . . . . . . . . . . . . . . . 1196.2.3 Structures at high z . . . . . . . . . . . . . . . . . . . . . 1216.2.4 Colour-Magnitude diagrams . . . . . . . . . . . . . . . . 1216.2.5 Galaxy properties as a function <strong>of</strong> the environment . . . . 1246.3 Conclusions <strong>and</strong> Discussion . . . . . . . . . . . . . . . . . . . . 127Conclusions 133Acknowledgments 139Publications 141Bibliography 143


List <strong>of</strong> Figures1.1 Original plot by Ryle & Scheuer (1955), showing the number <strong>of</strong>radio sources in the second Cambridge (2C) survey versus theirflux in logarithmic <strong>scale</strong>. <strong>The</strong> dashed line corresponds to the slope-3/2 expected in an Euclidean universe. . . . . . . . . . . . . . . 61.2 Number-magnitude relations for various <strong>cosmological</strong> models inthe HST UBVI b<strong>and</strong>s. <strong>The</strong> solid, dot-dashed, <strong>and</strong> dashed lines indicatest<strong>and</strong>ard cold dark matter (Ω m = Ω 0 = 1, h = 0.5), openCDM (Ω m = Ω 0 = 0.3, h = 0.6), <strong>and</strong> Λ CDM (Ω m = 0.3,Ω Λ = 0.7, h = 0.7) cosmologies respectively (thick lines denotethe models including selection effects). <strong>The</strong> symbols indicate differentobservational datasets. Predictions from different models<strong>and</strong> data compilation are from Nagashima et al. (2002), see originalpaper for details. . . . . . . . . . . . . . . . . . . . . . . . . 81.3 Fig. 14 from the article by Jones et al. (2006). Comparison amongthe low redshift 6dFGS luminosity functions for K, J, rF, bJ b<strong>and</strong>s<strong>and</strong> those <strong>of</strong> other surveys. . . . . . . . . . . . . . . . . . . . . . 91.4 Fig 10 from Giallongo et al. (2005a): LF at intermediate <strong>and</strong> highredshift <strong>of</strong> late (left) <strong>and</strong> early (right) type <strong>galaxies</strong> separated followingtheir rest-frame colors according to a fit, with two Gaussianspr<strong>of</strong>iles, <strong>of</strong> their bimodal distribution. <strong>The</strong> LF in the lowestredshift bin 0.4 < z < 0.7 is also shown for comparison in allpanels (dotted curve). . . . . . . . . . . . . . . . . . . . . . . . . 101.5 Fig. 3 from the article by Pérez-González et al. (2008): localgalaxy stellar mass function estimated with the IRAC selected (filledstars), I-b<strong>and</strong> selected (open stars), <strong>and</strong> MIPS selected (filled circles)samples at z < 0.2. <strong>The</strong> Schechter fit to the IRAC <strong>and</strong> I-b<strong>and</strong>data is shown with a solid black line, the best Schechter fit to thedata for the MIPS sample (i.e., for local star-forming <strong>galaxies</strong>) isplotted with a dashed line. Green asterisks <strong>and</strong> line show the MFfor H α -selected local star-forming <strong>galaxies</strong>. . . . . . . . . . . . . 12


viLIST OF FIGURES1.6 Fig. 4 from the article by Fontana et al. (2006): Galaxy stellarMass Functions in the GOODS-MUSIC sample, in different redshiftranges. Big circles represent the Galaxy Stellar Mass Functions<strong>of</strong> the Ks-selected sample, computed with the 1/V max formalismup to the appropriate completeness level, as described inthe text, while small triangles show the Galaxy Stellar Mass Functions<strong>of</strong> the Z 850 -selected sample. <strong>The</strong> dashed region represents thelocal GSMF <strong>of</strong> Cole et al. (2001). <strong>The</strong> solid line is the <strong>evolution</strong>arySTY fit computed over the global redshift range 0.4 < z < 4 . . . . 131.7 Fig. 9 from the article by Elsner et al. (2008): Stellar mass densitiesas a function <strong>of</strong> redshift <strong>of</strong> their sample (filled circles) comparedwith values from literature. . . . . . . . . . . . . . . . . . . . . . 141.8 Fig. 1 from the article by Hopkins & Beacom (2006): Evolution<strong>of</strong> SFR density with redshift from various datasets along with bestfittingparametric forms (solid lines). . . . . . . . . . . . . . . . . 141.9 Fig. 5 from the article by Ryan et al. (2008): Observed galaxymerger fraction from three different datasets plotted along with twodifferent parameterizations. . . . . . . . . . . . . . . . . . . . . . 151.10 Fig. 9 from the article by Trujillo et al. (2007): Size <strong>evolution</strong> <strong>of</strong>the most massive <strong>galaxies</strong> with look-back time: <strong>evolution</strong> with redshift<strong>of</strong> the median ratio between the sizes <strong>of</strong> the <strong>galaxies</strong> in theirsample <strong>and</strong> the <strong>galaxies</strong> <strong>of</strong> the same stellar mass in the SDSS localcomparison sample is shown. Solid points indicate the size <strong>evolution</strong><strong>of</strong> spheroid-like <strong>galaxies</strong>. Open squares show the <strong>evolution</strong>for disc-like <strong>galaxies</strong>. . . . . . . . . . . . . . . . . . . . . . . . . 161.11 Fig. 9 from the article by Hopkins et al. (2007): Total numberdensity <strong>of</strong> quasars in various luminosity intervals (in log L/erg s −1 )as a function <strong>of</strong> redshift, from a best-fit evolving double power-lawmodel (lines) <strong>and</strong> a compilation <strong>of</strong> recent observations (symbols),in bolometric luminosity, B b<strong>and</strong>, s<strong>of</strong>t X-rays (0.5-2 keV), <strong>and</strong> hardX-rays (2-10 keV). <strong>The</strong> trend that the density <strong>of</strong> lower luminosityAGNs peaks at lower redshift is manifest in all b<strong>and</strong>s. . . . . . . . 171.12 Two 4 ◦ slices, centred at declination −2.5 ◦ in the Northern GalacticPole, with 63381 <strong>galaxies</strong> from the 2dF redshift survey. <strong>The</strong>maximum depth is z = 0.25 (Peacock et al. 2001) . . . . . . . . . 191.13 Fig. 6 from Meneux et al. (2008). (Left) Measurements <strong>of</strong> the projectedcorrelation function w p (r p ) <strong>of</strong> <strong>galaxies</strong> with different stellarmasses: log (M/M ⊙ ) ≥ 9.0 (open blue squares), ≥9.5 (filled redsquares), ≥10.0 (open green triangles) <strong>and</strong> ≥10.5 (filled magentatriangles) from VVDS data in the redshift range [0.5-1.2]. (Right)<strong>The</strong> best-fit parameters (r0 <strong>and</strong> γ) with their associated 1-, 2- <strong>and</strong>3σ error contours, derived from the variance among 40 mock catalogues.. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 20


LIST OF FIGURESvii1.14 Fig. 5 from Sánchez & Cole (2008). Comparison <strong>of</strong> the powerspectra estimated from the full 2dFGRS <strong>and</strong> SDSS DR5 samples.<strong>The</strong> solid line shows the input power spectrum <strong>of</strong> the mock cataloguesused to estimate the covariance matrix <strong>of</strong> the measurements. 201.15 Fig. 10 from Lemze et al. (2008): 3D total mass pr<strong>of</strong>ile for thecluster A1689. <strong>The</strong> pr<strong>of</strong>ile derived in a model-independent way(dots) is compared to the one derived fitting an NFW pr<strong>of</strong>ile ondata out to 693 h −1 kpc. Both pr<strong>of</strong>iles are shown with 1σ errors.<strong>The</strong> vertical line is at 0.1 r vir . . . . . . . . . . . . . . . . . . . . . 221.16 Fig. 6 from Barkana & Loeb (2001): mass <strong>of</strong> collapsing halos in aΛCDM cosmology. <strong>The</strong> solid curves show the mass <strong>of</strong> collapsinghalos which correspond to 1σ, 2σ, <strong>and</strong> 3σ fluctuations (in orderfrom bottom to top). <strong>The</strong> dashed curves show the mass correspondingto the minimum temperature required for efficient cooling withprimordial atomic species only (upper curve) or with the addition<strong>of</strong> molecular hydrogen (lower curve). . . . . . . . . . . . . . . . 241.17 Fig. 12 from Rosati et al. (2002). <strong>The</strong> sensitivity <strong>of</strong> the clustermass function to <strong>cosmological</strong> models. (Left) <strong>The</strong> cumulative massfunction at z = 0 for M > 5 × 10 14 h −1 M ⊙ for three cosmologies, asa function <strong>of</strong> σ 8 . Solid line, Ω m = 1; short-dashed line, Ω m = 0.3,Ω Λ = 0.7; long-dashed line, Ω m = 0.3, Ω Λ = 0. <strong>The</strong> shaded areaindicates the observational uncertainty in the determination <strong>of</strong> thelocal cluster space density. (Right) Evolution <strong>of</strong> n(> M, z) for thesame cosmologies <strong>and</strong> the same mass-limit, with σ 8 = 0.5 for theΩ m = 1 case <strong>and</strong> σ 8 = 0.8 for the low-density models. . . . . . . 251.18 Fig. 6 from Carlstrom et al. (2002): <strong>The</strong> cosmic microwave background(CMB) spectrum, undistorted (dashed line) <strong>and</strong> distortedby the Sunyaev-Zel’dovich effect (SZE) (solid line). To illustratethe effect, the SZE distortion shown is for a fictional cluster 1000times more massive than a typical massive galaxy cluster. <strong>The</strong> SZEcauses a decrease in the CMB intensity at frequencies 218 GHz <strong>and</strong>an increase at higher frequencies. . . . . . . . . . . . . . . . . . . 271.19 Fig. 4 from Dressler (1980): <strong>The</strong> fraction <strong>of</strong> E, S0 <strong>and</strong> S+I <strong>galaxies</strong>as a function <strong>of</strong> the log <strong>of</strong> surface density. Also shown are anestimated <strong>scale</strong> <strong>of</strong> the real space density <strong>and</strong> the distribution <strong>of</strong>the total number <strong>of</strong> <strong>galaxies</strong> in bins <strong>of</strong> projected density (upperhistogram). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 28


viiiLIST OF FIGURES1.20 Fig. 1 from Balogh et al. (2004b): Filled circles in each panelshow the galaxy color distribution for the indicated 1 mag range<strong>of</strong> luminosity (right axis) <strong>and</strong> the range <strong>of</strong> local projected density,in units <strong>of</strong> Mpc −2 , shown on the top axis; 1σ error bars are givenby (N + 2) 1/2 , where N is the number <strong>of</strong> <strong>galaxies</strong> in each bin. <strong>The</strong>solid line is a double-Gaussian model, with the dispersion <strong>of</strong> eachdistribution a function <strong>of</strong> luminosity only. <strong>The</strong> reduced χ 2 value <strong>of</strong>the fit is shown in each panel. . . . . . . . . . . . . . . . . . . . . 291.21 Fig. 6 from Cooper et al. (2007): red fraction ( f R ) as a function<strong>of</strong> redshift for <strong>galaxies</strong> in sliding bins <strong>of</strong> ∆z = 0.1. <strong>The</strong> high<strong>and</strong>low-density samples (solid <strong>and</strong> dashed line respectively) areselected according to the extreme thirds <strong>of</strong> the local overdensitydistribution in the given z bin. <strong>The</strong> grey shaded regions give the1 − σ range <strong>of</strong> the red fractions in each density regime. . . . . . . 301.22 Fig. 7 from Cucciati et al. (2006). <strong>The</strong> fraction <strong>of</strong> the reddest ((u ∗ − g ′ ) ≥ 1.10, triangles) <strong>and</strong> bluest ( (u ∗ − g ′ ) ≤ 0.55, squares)<strong>galaxies</strong> is plotted as a function <strong>of</strong> the density contrast δ in differentredshift intervals (columns, as indicated on top) <strong>and</strong> for differentabsolute luminosity thresholds (rows, as indicated on the right).<strong>The</strong> shaded areas are obtained by smoothing the reddest(bluest)fraction with an adaptive sliding box containing the same number<strong>of</strong> objects in each bin as the points marked explicitly. <strong>The</strong> number<strong>of</strong> red <strong>and</strong> blue <strong>galaxies</strong> in each redshift <strong>and</strong> luminosity bin isexplicitly indicated in the corresponding panel. . . . . . . . . . . 311.23 Left: Fig. 1 from Bower et al. (1992b). Colour-Magnitude relationfor early type <strong>galaxies</strong> in the Coma (filled symbols) <strong>and</strong>Virgo (open symbols) clusters. Circles: elliptical <strong>galaxies</strong>: Triangles:S 0; Stars: S 0 a or S 0 3 . Solid lines show the median fit, thedashed line shows the relation expected in the Coma cluster fromthe zero point <strong>of</strong> the one in the Virgo cluster plus a distance moduluscorrection. Right: Fig. 15 from Demarco et al. (2007). ACScolor-magnitude diagram <strong>of</strong> spectroscopic (circles <strong>and</strong> triangles)<strong>and</strong> photometric members (squares) <strong>of</strong> the cluster RDCS J1252.9-2927 at z ∼ 1.24 along with the best fit color-magnitude relation<strong>and</strong> scatter from Blakeslee et al. (2003) shown in green. Note thatthe two plots use different photometries: once reported in the sameb<strong>and</strong>s <strong>and</strong> photometric system the C-M relations at low <strong>and</strong> highredshift have comparable slopes. . . . . . . . . . . . . . . . . . . 331.24 Fig. 8 from Mei et al. (2006): Colour Magnitude Relation absoluteslope δ(U − B) z /δB z <strong>and</strong> scatter σ(U − B) z for cluster ellipticals asa function <strong>of</strong> redshift. . . . . . . . . . . . . . . . . . . . . . . . . 34


LIST OF FIGURESix1.25 Fig. 10 from Treu et al. (2003): Regions <strong>of</strong> the cluster Cl 0024+16where key physical mechanisms are likely to operate. Top: Horizontallines indicate the radial region where the mechanisms aremost effective (in three-dimensional space). Bottom: For three projectedannuli the authors identify the mechanisms that could haveaffected the galaxy in the region (red). <strong>The</strong> blue numbers indicateprocesses that are marginally at work. <strong>The</strong> virial radius is 1.7 Mpc. 392.1 Fig. 2 from Reshetnikov (2005): characteristics <strong>of</strong> the main modernobservational projects. <strong>The</strong> horizontal dotted line shows thetotal area <strong>of</strong> the sky. <strong>The</strong> dashed curve shows the simplest observationalstrategy with F lim /S = const (F lim is the illumination fromthe faintest objects detected): such a dependence can be expectedif observations are carried out using one instrument with a fixedfield <strong>of</strong> view over a fixed total observation time. . . . . . . . . . . 442.2 Fig. 3 from Baum (1962): the mean SED for six elliptical <strong>galaxies</strong>in the Virgo cluster (dashed curve) <strong>and</strong> for three similar <strong>galaxies</strong> inAbell 0801. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 492.3 Fig. 12 from Grazian et al. (2006a): Upper panel: the relation betweenthe spectroscopic (x-axis) <strong>and</strong> the photometric (y-axis) redshifton 668 <strong>galaxies</strong> with accurate spectroscopic redshift in theGOODS-MUSIC catalogue. In the inset, the distribution <strong>of</strong> the absolutescatter is shown <strong>and</strong> compared with a Gaussian distributionwith a st<strong>and</strong>ard deviation σ = 0.06 (smooth red curve). Lowerpanel: relative scatter restricted to the z < 2 range <strong>and</strong> discardingthe most discrepant objects in the same sample. . . . . . . . . . . 512.4 Fig. 4 from Rosati et al. (2002). Solid angles <strong>and</strong> flux limits <strong>of</strong> X-ray cluster surveys carried out over the past two decades. Darkfilled circles represent serendipitous surveys constructed from acollection <strong>of</strong> pointed observations. Light shaded circles representsurveys covering contiguous areas. . . . . . . . . . . . . . . . . . 543.1 Two examples <strong>of</strong> 3D FITS files showing the density field (left)<strong>and</strong> the selected clusters (right). <strong>The</strong> analyzed field is a simulationmimicking the GOODS field depth <strong>and</strong> survey area. <strong>The</strong> individuatedpeaks are clusters <strong>of</strong> M ∼ 10 14 M ⊙ at redshifts z ∼ 1 − 1.3 . . 683.2 Galaxies above an environmental density ρ 10 threshold 5 times theaverage, for redshifts 0.5, 1.0, 1.5 <strong>and</strong> 2.0 for catalogues with twodifferent limiting magnitudes. Filled dots represent real members<strong>of</strong> the simulated richness class 0 clusters, while crosses representinterlopers. <strong>The</strong> contamination is reported in each panel. . . . . . 69


xLIST OF FIGURES4.1 Fig. 1 from Trevese et al. (2007): Photometric redshifts z phot versusspectroscopic redshifts z spec for all the <strong>galaxies</strong> in the cataloguewith spectroscopic observations (Grazian et al. 2006a, <strong>and</strong> refs.therein). Dashed lines indicate the r.m.s. uncertainty 0.05 · (1 + z). 784.2 Fig. 2 from Trevese et al. (2007): a) <strong>The</strong> distribution <strong>of</strong> photometricredshifts <strong>of</strong> the sample. b) Average ρ 10 density on the entirefield, in redshift bins, versus z as determined by the (2+1)Dalgorithm using for all sources: i) photometric redshifts (dashedline); ii) photometric redshifts, or spectroscopic redshifts wheneveravailable (continuous line). . . . . . . . . . . . . . . . . . . 794.3 Fig. 3 from Trevese et al. (2007): Isodensity contours <strong>of</strong> the surfacedensity Σ 10 as computed in the redshift slice 0.70 < z < 0.75,which includes the first detected structure (left panel). b) Sameplot for the second structure in the redshift slice 0.90 < z < 1.10(right panel). . . . . . . . . . . . . . . . . . . . . . . . . . . . . 794.4 Fig. 4 from Trevese et al. (2007): Galaxy colour distributions: athigh density (ρ 10 > 0.08Mpc −3 ) (shaded histogram), at low density(ρ 10 < 0.03Mpc −3 ), for the two <strong>structures</strong> at z∼0.70 (left) <strong>and</strong>z∼1.0 (right). . . . . . . . . . . . . . . . . . . . . . . . . . . . . 824.5 Fig. 5 from Trevese et al. (2007): Fraction <strong>of</strong> <strong>galaxies</strong> with restframe colour B-R>1.25 as a function <strong>of</strong> the volume density ρ 10 ,for the two <strong>structures</strong> at z∼0.70(left) <strong>and</strong> z∼1.0 (right). Error barsrepresent Poissonian fluctuation. . . . . . . . . . . . . . . . . . . 824.6 Fig. 6 from Trevese et al. (2007): Left panels: histograms <strong>of</strong> theC’ colour, defined in the text, for all the objects in the intervals0.7 < z < 0.8, 0.9 < z < 1.1, 1.4 < z < 1.7 (from the top).Dashed lines, corresponding to a local minimum, define the red<strong>and</strong> the blue populations. Right panels: rest-frame (U-V) vs. M Vdiagrams: the continuous line represents the fit to the points belongingto the red population, with a fixed slope α RS =0.08. <strong>The</strong>dashed vertical line represents the reference absolute magnitudeM V = −20.7. <strong>The</strong> dotted line indicates the valley separating thetwo populations. . . . . . . . . . . . . . . . . . . . . . . . . . . 844.7 Fig. 7 from Trevese et al. (2007): <strong>The</strong> colour C ′ RS at M V rest=-20<strong>of</strong> the average red sequence, as computed from COMBO17 survey(circles), <strong>and</strong> resulting from the present analysis (triangles). <strong>The</strong>straight line represents a linear fit on all the data analysed in theCOMBO17 survey (adapted from Bell et al. 2004). . . . . . . . . 854.8 <strong>The</strong> slope <strong>of</strong> the rest-frame (U-B) vs. M B in the galaxy clusterscollected by Blakeslee et al. (2003) (open squares) <strong>and</strong> in the two<strong>structures</strong> detected in the CDFS (filled squares). <strong>The</strong> dotted linerepresents the average value derived by Blakeslee et al. (2003). . 86


LIST OF FIGURESxi5.1 Total LF as a function <strong>of</strong> redshift. <strong>The</strong> continuous curves comefrom our maximum likelihood analysis. <strong>The</strong> point-line is the localLF (Norberg et al. 2002). <strong>The</strong> filled circles are the points obtainedwith 1/V MAX method. <strong>The</strong> empty circles come from the DEEP2survey (Willmer et al. 2006b). <strong>The</strong> results from the COMBO17<strong>and</strong> VDDS surveys are consistent with the DEEP2 results <strong>and</strong> areomitted in the plot. <strong>The</strong> dashed-point line is the model <strong>of</strong> Menciet al. (2006). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 965.2 LFs <strong>of</strong> the blue <strong>galaxies</strong> as function <strong>of</strong> redshift. <strong>The</strong> continuouscurves comes from our maximum likelihood analysis. <strong>The</strong> dottedlineis our fit at z ∼ 0.3, reported for comparison in all the redshiftbins. <strong>The</strong> big filled circles are the points obtained with 1/V MAXmethod. <strong>The</strong> little empty circle are points from the LFs by Willmeret al. (2006a). . . . . . . . . . . . . . . . . . . . . . . . . . . . . 985.3 LFs <strong>of</strong> the red <strong>galaxies</strong> as function <strong>of</strong> redshift. <strong>The</strong> continuouscurves comes from our maximum likelihood analysis, the first bin<strong>of</strong> redshift, which have to low statistic, has been excluded from thisevolutive analysis. <strong>The</strong> dotted-line is our fit at z ∼ 0.5, reported forcomparison in all the redshift bins. <strong>The</strong> big filled circles are thepoints obtained with 1/V MAX method. <strong>The</strong> little empty circle arepoints from the LFs by Willmer et al. (2006a). <strong>The</strong> dashed-pointorange line is the model <strong>of</strong> Menci et al. (2006) . . . . . . . . . . . 995.4 LFs <strong>of</strong> the early type <strong>galaxies</strong> as function <strong>of</strong> redshift. <strong>The</strong> continuouscurves comes from our maximum likelihood analysis. <strong>The</strong>dotted-line is our fit at z ∼ 0.5, reported for comparison in all theredshift bins. <strong>The</strong> big filled circles are the points obtained with1/V MAX method. . . . . . . . . . . . . . . . . . . . . . . . . . . 1005.5 panel a: Stellar mass distribution for the early <strong>and</strong> late population,the area <strong>of</strong> each histogram is normalised to unity. <strong>The</strong> arrows indicatethe mean value <strong>of</strong> the stellar mass for the early population(thin arrow) <strong>and</strong> for the late population (tick arrow) panel b: asthe panel a but for the distribution <strong>of</strong> ρ/ρ med panel c: Early type<strong>galaxies</strong> vs. late type <strong>galaxies</strong> fraction as function <strong>of</strong> the densitycontrast (ρ/ρ med ). . . . . . . . . . . . . . . . . . . . . . . . . . . 1025.6 Surface density map in the redshift interval 0.4 < z < 0.6. Redregions are those <strong>of</strong> higher density (the white lines that surroundthem are those <strong>of</strong> density ∼ 2ρ = ρ med ), green regions are thosewith intermediate density (white lines ∼ ρ = ρ med ), dark blue regionsare the lower density ones (white lines ∼ ρ = 2ρ med ). . . . . 103


xiiLIST OF FIGURES6.1 Fig. 7 from Vanzella et al. (2006): Redshift distribution <strong>of</strong> thespectroscopic GOODS sample at z < 2. <strong>The</strong> signal has beensmoothed with a Gaussian filter with σ S = 300 km s −1 (the typicalerror in the redshift determination). <strong>The</strong> histogram has been obtainedcounting the number <strong>of</strong> sources in a window <strong>of</strong> 2000 km s −1moved from redshift 0 to 2 with a step <strong>of</strong> 100 km s −1 . <strong>The</strong> smoothedline is the “background” field distribution, obtained smoothing theobserved distribution with a Gaussian filter with σ S = 15 000 km s −1 .<strong>The</strong> peaks detected at S/N > 5 are marked with an arrow. . . . . . 1086.2 Density isosurfaces at z∼ 1.6 (average, average+1σ to average+6σ)superimposed on the z 850 b<strong>and</strong> image <strong>of</strong> the GOODS-SOUTH field.<strong>The</strong> angular dimension <strong>of</strong> 1 Mpc (comoving) at z=1.6 is indicatedin the top-left corner. . . . . . . . . . . . . . . . . . . . . . . . . 1106.3 Histograms <strong>of</strong> the (U-V) color, total stellar mass (in solar units) <strong>and</strong>M B (AB) magnitude for objects selected in the field (shaded histogram)or in the cluster, as described in the text. In each panel weindicate the Kolmogorv-Smirnov probability <strong>of</strong> the null hypothesisthat the two samples are drawn from the same distribution. <strong>The</strong>averages <strong>of</strong> the distributions are indicated with arrows. . . . . . . 1116.4 Fraction <strong>of</strong> red <strong>galaxies</strong>, selected with (U-V) color, as described inthe text, on the entire GOODS field in the redshift interval 1.45


LIST OF FIGURESxiii6.8 Continuous line: redshift distribution <strong>of</strong> spectroscopically selectedAGNs in the GOODS-South field; dashed-line histogram is the distribution<strong>of</strong> the AGNs associated with overdensity peaks in Table6.1. Vertical lines are the positions <strong>of</strong> the detected <strong>structures</strong>. . . . 1156.9 Total mass <strong>of</strong> clusters at z ∼ 0.7 (top) <strong>and</strong> z ∼ 1.6 (bottom) fordifferent bias factors as a function <strong>of</strong> projected radius: bias=1(crosses) or bias=2 (filled sqaures). Each point is the average <strong>of</strong> themass computed according to equation 6.2 inside the range <strong>of</strong> projectedradius indicated by the horizontal errobar. <strong>The</strong> vertical errorbars represent the 3-sigma uncertainties on the computed mass.<strong>The</strong> ID is the identification number <strong>of</strong> Tab. 6.1. . . . . . . . . . . 1166.10 L X vs M 200 for the clusters in Tab 6.2. <strong>The</strong> horizontal error baris calculated considering a bias factor in the range 1 < b < 2,while the vertical error bars are computed varying the gas temperaturebetween T=1 keV <strong>and</strong> T=3 keV as discussed in the text. <strong>The</strong>clusters at z ∼ 0.7 <strong>and</strong> z ∼ 1.6 are indicated by red points <strong>and</strong> errorbars. <strong>The</strong> M 200 − L X relations found by Reiprich & Böhringer(2002) <strong>and</strong> by Ryk<strong>of</strong>f et al. (2008) are indicated by a black <strong>and</strong>green line respectively. . . . . . . . . . . . . . . . . . . . . . . . 1186.11 Galaxy isodensity levels at z ∼ 0.96 (black curves), as computedby our photo-z based code, plotted over the smoothed 0.5-2 keVCh<strong>and</strong>ra 2Ms image <strong>of</strong> the CDFS. <strong>The</strong> black cross marks the densitypeak. Blue circles are the cluster members; the green circle isthe extended source ID 183 in Luo et al. (2008) catalogue. . . . . 1206.12 Rest frame colour magnitude relations (U−B vs M B ) for each structureat z ∼ 0.7. Square are passively evolving <strong>galaxies</strong> selected asage/τ ≥ 4, <strong>and</strong> the circles are <strong>galaxies</strong> with age/τ < 4. Filledpoints indicate <strong>galaxies</strong> with spectroscopic redshift. <strong>The</strong> continuouslines are the fit to the red sequence <strong>of</strong> all the combined structure.<strong>The</strong> dotted lines constraint the error obtained with a jackknifeanalysis. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1226.13 Same as Fig. 6.12. Panel a: <strong>structures</strong> at z ∼ 0.7; panel b: <strong>structures</strong>at z ∼ 1; panel c: structure at z ∼ 1.6 ; panel d: <strong>structures</strong> atz ∼ 2.2. <strong>The</strong> dashed lines in the two last bins <strong>of</strong> redshift are the redsequence estimated at z ∼ 0.7 <strong>and</strong> ∼ 1 . . . . . . . . . . . . . . . 1236.14 Fraction <strong>of</strong> red (filled circles) <strong>and</strong> blue <strong>galaxies</strong> (filled triangles) fordifferent rest frame B magnitudes in four redshift intervals. Verticalerrorbars indicate the poissonian uncertainty in each bin. <strong>The</strong>shaded areas are obtained by smoothing the red (blue) fraction withan adaptive sliding box. <strong>The</strong> horizontal errorbars indicate the range<strong>of</strong> density covered by the 5-95 % <strong>of</strong> the total sample. . . . . . . . 124


xivLIST OF FIGURES6.15 Galaxy stellar mass distribution in four redshift intervals. Shadedhistograms represent <strong>galaxies</strong> associated with the density peaks<strong>and</strong> empty histograms represent <strong>galaxies</strong> in the low density regions,as described in the text. In each panel the average value for the twodistributions are indicated by arrows. <strong>The</strong> K-S probability is reportedin each panel. . . . . . . . . . . . . . . . . . . . . . . . . 1266.16 As in Fig. 6.15 but for ages <strong>and</strong> SFRs <strong>of</strong> <strong>galaxies</strong>. . . . . . . . . . 127


Introduction<strong>The</strong> present-day universe arises because <strong>of</strong> a complex interaction between the microscopical<strong>and</strong> macroscopical physical phenomena determining the <strong>evolution</strong> <strong>of</strong>stars, <strong>galaxies</strong> <strong>and</strong> clusters <strong>of</strong> <strong>galaxies</strong>. Only in these last decades astrophysicistshave started to underst<strong>and</strong> the complex physics involved in the <strong>evolution</strong> <strong>of</strong> <strong>galaxies</strong><strong>and</strong> <strong>of</strong> <strong>large</strong> <strong>scale</strong> <strong>structures</strong> in the universe. Particle <strong>and</strong> quantum physics inthe early universe, complex nuclear reactions, plasma physics <strong>and</strong> magnetohydrodynamicsin, <strong>and</strong> around, stars <strong>and</strong> condensed objects, as well as in the intergalacticmedium, are as important in shaping the observed universe as the gravitationalphysics determining the geometry <strong>and</strong> dynamics <strong>of</strong> single objects <strong>and</strong> <strong>of</strong> the universein general. To approach the underlying physical <strong>and</strong> <strong>cosmological</strong> problemsit is however necessary to solve first the astronomical problem <strong>of</strong> detecting <strong>and</strong>characterizing single <strong>galaxies</strong> <strong>and</strong> the <strong>large</strong>r <strong>structures</strong> containing them. To thisaim a great effort has been dedicated to develope, as a first step, techniques allowingto determine positions <strong>and</strong> redshifts <strong>of</strong> unbiased samples <strong>of</strong> thous<strong>and</strong>s <strong>of</strong>objects, <strong>and</strong> then algorithms <strong>and</strong> routines allowing to reconstruct the <strong>large</strong> <strong>scale</strong>structure <strong>of</strong> the universe traced by those <strong>galaxies</strong>.In this thesis we introduce a simple <strong>and</strong> physically grounded algorithm aimed atdetecting groups <strong>and</strong> clusters <strong>of</strong> <strong>galaxies</strong> exploiting deep multiwavelenght surveysin which galaxy redshifts are determined through broadb<strong>and</strong> photometry (“photometricredshifts”) instead <strong>of</strong> spectroscopy. <strong>The</strong> use <strong>of</strong> photometric redshifts basedon a template fitting procedure allows, at the same time, to know with good accuracythe redshift <strong>of</strong> a galaxy, <strong>and</strong> to know some <strong>of</strong> its basic physical characteristics,like rest frame emission, mass <strong>and</strong> star formation rate. In addition, broadb<strong>and</strong> photometrymakes possible to reach much fainter fluxes with respect to spectroscopicalobservations, thus pushing detection limits at the most distant observable objects.<strong>The</strong> algorithm presented in this thesis allows us to reconstruct the density fieldin the volume sampled by the photometric redshift survey, thus linking the galaxyproperties with the same space density influencing them, at an higher redshift withrespect to those investigated so far. Early collapse <strong>and</strong> formation <strong>of</strong> massive <strong>galaxies</strong>by merging <strong>of</strong> smaller ones, tidal fields, dynamical or thermal interactions between<strong>galaxies</strong> <strong>and</strong> intra-cluster plasma, high speed galaxy encounters are all densitydependant phenomena thought to influence the observed environmental depen-


2 Introductiondence <strong>of</strong> galaxy properties. <strong>The</strong> study <strong>of</strong> the <strong>evolution</strong> <strong>of</strong> these properties at highredshift can give strong constraints on the physics <strong>of</strong> galaxy formation <strong>and</strong> <strong>evolution</strong>,while developing a reliable cluster detection technique designed for deepsurveys can be important also for future <strong>cosmological</strong> studies aimed at constrainingnow poorly investigated <strong>cosmological</strong> parameters, like the equation <strong>of</strong> state <strong>of</strong>the ’dark energy’, through the high redshift abundance <strong>and</strong> virialization status <strong>of</strong>groups <strong>and</strong> clusters.Some applications <strong>of</strong> the algorithm, aimed at characterizing the <strong>evolution</strong> <strong>of</strong>the environmental dependence <strong>of</strong> galaxy properties, are also presented. <strong>The</strong> maingoals <strong>of</strong> this application on deep multiwavelenght surveys <strong>of</strong> the Ch<strong>and</strong>ra DeepField South have been:• Detection both <strong>of</strong> known <strong>and</strong> <strong>of</strong> previously undetected <strong>structures</strong> as overdensitiesin the field, to provide confirmation <strong>of</strong> the ability <strong>of</strong> the algorithm inindividuating single high redshift clusters.• Analysis, whenever possible, <strong>of</strong> the basic properties <strong>of</strong> such groups/clusters:mass, richness, extension <strong>and</strong> density pr<strong>of</strong>ile.• Cross-correlation <strong>of</strong> cluster positions with known extended (plasma halos)<strong>and</strong> point-like (AGNs) X-ray sources in the CDFS.• <strong>The</strong> study <strong>of</strong> the dependence, across cosmic time, <strong>of</strong> the fraction <strong>of</strong> ’earlytype’ <strong>galaxies</strong>, or “red fraction”, as a function <strong>of</strong> the environment: while thiskind <strong>of</strong> passively evolving <strong>galaxies</strong> are well known to populate present-dayclusters, it has not been well constrained when, <strong>and</strong> how, they start dominatingoverdense <strong>structures</strong>.• Study <strong>of</strong> the “red sequence” population: slope, colour <strong>and</strong> scatter <strong>of</strong> thelinear relation between colour <strong>and</strong> magnitude for early type <strong>galaxies</strong> cangive important constraints on the galaxy formation scenario.<strong>The</strong> thesis is organized as follows. In the first chapter we review the basicobservations characterizing the <strong>evolution</strong> <strong>of</strong> the average population <strong>of</strong> <strong>galaxies</strong><strong>and</strong> the present knowledge <strong>of</strong> the <strong>evolution</strong> <strong>of</strong> groups <strong>and</strong> clusters. At the end <strong>of</strong>the chapter we will summarize the present status in the theory <strong>of</strong> the <strong>evolution</strong> <strong>of</strong><strong>galaxies</strong> <strong>and</strong> clusters: particular attention will be given to recent “semianalyticalmodels”, capable <strong>of</strong> explaining the <strong>evolution</strong>ary history <strong>of</strong> the universe with simpleyet physically meaningful recipes. In the second chapter we introduce some <strong>of</strong> themain tools employed so far in the study <strong>of</strong> the cosmic <strong>evolution</strong>: <strong>large</strong> surveys <strong>and</strong>deep fields, the photometric redshift technique <strong>and</strong> cluster detection procedures,emphasizing recent developments in cluster detection with photometric redshifts.In the third chapter we give a description <strong>of</strong> the cluster detection algorithm presentedin this thesis along with tests on simulations <strong>and</strong> a qualitative comparisonwith other approaches. <strong>The</strong> fourth chapter is dedicated to the analysis <strong>of</strong> a deeppencil beam survey in a portion <strong>of</strong> the Ch<strong>and</strong>ra Deep Field South covering the area


Introduction 3<strong>of</strong> the K20 survey. Results on single clusters, on the variation <strong>of</strong> galaxy propertieswith environment <strong>and</strong> on the red sequence population will be presented. In the fifthchapter we present the photometric GOODS-MUSIC catalogue <strong>and</strong> the <strong>evolution</strong><strong>of</strong> the rest frame B-b<strong>and</strong> luminosity function in the GOODS field, underlining theenvironmental properties <strong>of</strong> a population <strong>of</strong> faint red <strong>galaxies</strong> at intermidiate redshift.Finally, in the sixth chapter we present the analysis up to z ∼ 2.5 <strong>of</strong> theGOODS field <strong>and</strong> the resulting catalogue <strong>of</strong> groups <strong>and</strong> clusters. <strong>The</strong> properties<strong>of</strong> these <strong>structures</strong> <strong>and</strong> the environmental dependence <strong>of</strong> galaxy properties will beanalyzed in depth, putting particular attention to a forming cluster at z ∼ 1.6, one<strong>of</strong> the highest redshifts <strong>structures</strong> ever detected. In the conclusions we will summarizethe results exposed in the present thesis along with perspectives on futuredevelopments <strong>of</strong> this research. <strong>The</strong> bibliography <strong>and</strong> a list <strong>of</strong> papers publishedduring the Ph.D. course can be found in the final pages <strong>of</strong> the thesis.


Chapter 1Cosmological <strong>evolution</strong> <strong>of</strong><strong>galaxies</strong> <strong>and</strong> <strong>structures</strong><strong>The</strong> field <strong>of</strong> cosmology <strong>and</strong> galaxy formation has made a huge progress over thepast 30-40 years: a great number <strong>of</strong> observations 1 made possible to investigatethe dynamics <strong>of</strong> the universe <strong>and</strong> its <strong>cosmological</strong> parameters <strong>and</strong> to establish that<strong>galaxies</strong> evolved through cosmic time. Some basic statistical quantities have shownthat the universe has undergone a complex history <strong>of</strong> formation <strong>of</strong> stars, <strong>galaxies</strong><strong>and</strong> <strong>large</strong> <strong>scale</strong> <strong>structures</strong>: number counts <strong>of</strong> <strong>galaxies</strong> <strong>and</strong> <strong>of</strong> X <strong>and</strong> radio sources;the history <strong>of</strong> star formation rate (SFR) in <strong>galaxies</strong>; the luminosity (LF) <strong>and</strong> massfunctions (MF) <strong>of</strong> <strong>galaxies</strong>, their merging rate <strong>and</strong> their size <strong>evolution</strong> <strong>and</strong> the<strong>evolution</strong> with redshift <strong>of</strong> active galactic nuclei (AGN) number density; correlationfunctions <strong>of</strong> different types <strong>of</strong> <strong>galaxies</strong> <strong>and</strong> <strong>large</strong>r <strong>structures</strong> (<strong>and</strong> their powerspectrum) as well as the <strong>evolution</strong> in number, galactic content <strong>and</strong> virializationstatus <strong>of</strong> groups <strong>and</strong> clusters <strong>of</strong> <strong>galaxies</strong>: while the first basic studies on numbercounts underlined that <strong>galaxies</strong> have evolved in the past Gyrs, the use <strong>of</strong> more complexstatistical tools, like luminosity <strong>and</strong> mass functions, allowed to individuate thephysical processes behind the <strong>evolution</strong>ary processes.1.1 <strong>The</strong> Evolution <strong>of</strong> Galaxies1.1.1 Number CountsEvidence for strong <strong>evolution</strong>ary changes in the properties <strong>of</strong> extragalactic objectswith cosmic time came from surveys <strong>of</strong> radio sources <strong>and</strong> quasars in the 1950s<strong>and</strong> 1960s. <strong>The</strong>se studies showed an excess <strong>of</strong> faint sources as compared with theexpectations from uniform world models <strong>and</strong> steady state cosmologies (see Longair2006, <strong>and</strong> references therein). Deep counts <strong>of</strong> “normal” <strong>galaxies</strong>, which becameavailable in the 1980s <strong>and</strong> culminated in the observations <strong>of</strong> the Hubble Deep <strong>and</strong>1 In chap. 2 can be found a detailed description <strong>of</strong> wide surveys <strong>and</strong> deep fields from which most<strong>of</strong> the results cited in the following paragraphs have been obtained


6 Cosmological <strong>evolution</strong> <strong>of</strong> <strong>galaxies</strong> <strong>and</strong> <strong>structures</strong>Ultra-Deep Field in recent years (e.g. Metcalfe et al. 1996), similarly showed anexcess <strong>of</strong> blue <strong>galaxies</strong> at faint magnitudes. Also the first X-ray surveys in the1990s presented the evidence for an excess <strong>of</strong> faint sources (e.g. Hasinger et al.1993). In a uniform, Euclidean universe the number N <strong>of</strong> <strong>galaxies</strong> as a function <strong>of</strong>flux S , or observed magnitude m, is given by the following expressions:N(≥ S ) ∝ S −3/2 (1.1)logN(≤ m) = 0.6m + constant (1.2)<strong>The</strong> first piece <strong>of</strong> evidence for an evolving comoving number density <strong>of</strong> extragalacticobjects came from the second Cambridge (2C) survey <strong>of</strong> radio sources,completed in 1954 by Ryle <strong>and</strong> collaborators (Ryle & Scheuer 1955) which founda huge excess <strong>of</strong> faint sources, the slope <strong>of</strong> the source counts between 20 <strong>and</strong> 60Jansky being described by N(≥ S ) ∝ S −3 (see Fig. 1.1). <strong>The</strong>y concluded that theonly reasonable interpretation <strong>of</strong> these data was that the sources were extragalactic(similar to radio galaxy Cygnus A, discovered in 1946) <strong>and</strong> their comoving numberincreased at <strong>large</strong> distances. A better determination <strong>of</strong> the local luminosity function<strong>of</strong> radio <strong>galaxies</strong> suggested a strong <strong>cosmological</strong> <strong>evolution</strong> in intrinsic luminosityas well as in comoving density. Intensive searches for radio-quiet quasars, throughFigure 1.1: Original plot by Ryle & Scheuer (1955), showing the number <strong>of</strong> radiosources in the second Cambridge (2C) survey versus their flux in logarithmic <strong>scale</strong>.<strong>The</strong> dashed line corresponds to the slope -3/2 expected in an Euclidean universe.


1.1 <strong>The</strong> Evolution <strong>of</strong> Galaxies 7their UV <strong>and</strong> IR excess emission with respect to normal stars, began in 1965 assoon as S<strong>and</strong>age announced their discovery in that year (S<strong>and</strong>age 1965). Since thefirst studies it was found considerable evidence that the number counts <strong>of</strong> opticallyselected quasars had slope steeper than 3/2 (as expected in an Euclidean universe)(Longair 2006). <strong>The</strong> first surveys adopting the identification <strong>of</strong> quasars throughmulticolour photometry showed a flattening <strong>of</strong> the integrated number counts <strong>of</strong>radio-quiet quasars at z ≥ 2. By the early 1980s it was known that opticallyselected quasars exhibited strong <strong>cosmological</strong> <strong>evolution</strong> similar to that <strong>of</strong> radioquasars. It was later demonstrated that their number density has a maximum atredshifts z ∼ 2 − 3 <strong>and</strong> decline steeply at both lower <strong>and</strong> higher redshifts (see Sect.1.1.6).<strong>The</strong> birth <strong>of</strong> space astronomy exp<strong>and</strong>ed the wavelengths available to detect extragalacticobjects <strong>and</strong> brought definitive evidence for their overall <strong>evolution</strong> withcosmic epoch: the number counts <strong>of</strong> X-ray sources derived from observations madewith the ROSAT satellite (Hasinger et al. 1993) show that they follow the sametype <strong>of</strong> <strong>cosmological</strong> <strong>evolution</strong>ary behaviour as radio <strong>galaxies</strong> <strong>and</strong> quasars. Analogouslythe complete sky survey in the infrared b<strong>and</strong>s (12.5 − 100µm) carried outby the IRAS satellite (Oliver et al. 1992) showed that there are more faint IRASsources than expected. <strong>The</strong>ir emission, as well as the submillimeter emission <strong>of</strong>the sources detected by the ground-based SCUBA array, is originated by the lightemitted by dust heated at T ∼ 30 − 60K by the radiation coming from star formingregions. <strong>The</strong> abundance <strong>of</strong> faint sources at these wavelengths shows also that asignificative number <strong>of</strong> <strong>galaxies</strong> at high redshift were forming stars at rates higherthan those common in the present universe.Observations at optical wavelengths have shown, from the first surveys (e.g.Koo & Kron 1982) up to the deep fields observed by the Hubble Space Telescope(e.g. Metcalfe et al. 1996) <strong>and</strong> Subaru Deep Field (Nagashima et al. 2002), anexcess <strong>of</strong> faint objects (see Fig. 1.2). In the near infrared K b<strong>and</strong> the counts followreasonably the expectations <strong>of</strong> uniform world models with a deceleration parameterq 0 ∼ 0 − 0.5 while at shorter wavelengths, <strong>and</strong> especially in the B b<strong>and</strong> <strong>and</strong> inthe case <strong>of</strong> late <strong>and</strong> irregular morphological types, there is a <strong>large</strong> excess <strong>of</strong> faint<strong>galaxies</strong>. Selection effects, K-corrections <strong>and</strong> the non-uniform spatial distributionare great obstacles in the determination <strong>of</strong> precise number counts. However, thanksto 8-meters class telescopes, CCD detectors <strong>and</strong> adaptive-optics mirrors developedin the last 15 years, wide <strong>and</strong> deep redshift surveys have been carried out allowingto determine accurate positions <strong>and</strong> magnitudes for thous<strong>and</strong>s <strong>of</strong> <strong>galaxies</strong> <strong>and</strong> theirstatistical description through rest-frame luminosity functions.1.1.2 Luminosity FunctionWhile the study <strong>of</strong> number counts has demonstrated that the population <strong>of</strong> <strong>galaxies</strong>has undergone a strong <strong>cosmological</strong> <strong>evolution</strong>, only the study <strong>of</strong> their rest-frameproperties <strong>and</strong> the <strong>evolution</strong> <strong>of</strong> their intrinsic luminosity distribution allows to determinewhether this is given by a pure density <strong>evolution</strong>, by a luminosity <strong>evolution</strong>


8 Cosmological <strong>evolution</strong> <strong>of</strong> <strong>galaxies</strong> <strong>and</strong> <strong>structures</strong>Figure 1.2: Number-magnitude relations for various <strong>cosmological</strong> models in theHST UBVI b<strong>and</strong>s. <strong>The</strong> solid, dot-dashed, <strong>and</strong> dashed lines indicate st<strong>and</strong>ard colddark matter (Ω m = Ω 0 = 1, h = 0.5), open CDM (Ω m = Ω 0 = 0.3, h = 0.6),<strong>and</strong> Λ CDM (Ω m = 0.3, Ω Λ = 0.7, h = 0.7) cosmologies respectively (thicklines denote the models including selection effects). <strong>The</strong> symbols indicate differentobservational datasets. Predictions from different models <strong>and</strong> data compilation arefrom Nagashima et al. (2002), see original paper for details.or by a combination <strong>of</strong> both. Since the first studies it was known that <strong>galaxies</strong> spana wide range <strong>of</strong> luminosities <strong>and</strong> it was attempted to analytically describe their distributionthrough simple functions. Many studies found that the galaxy LF can beparameterised with a Schechter shape (Schechter 1976):( L) αΦ(L) = φ ∗ L ∗ exp(− L )L ∗(1.3)where φ ∗ is the normalization factor, L ∗ is the luminosity cut<strong>of</strong>f between the exponentiallaw <strong>and</strong> the power-law shape, α is the slope <strong>of</strong> the power law. <strong>The</strong> advent <strong>of</strong><strong>large</strong> surveys made possible the analysis <strong>of</strong> the luminosity function <strong>of</strong> the overallpopulation <strong>of</strong> <strong>galaxies</strong> as well as the LF <strong>of</strong> sub-samples <strong>of</strong> <strong>galaxies</strong> selected as afunction <strong>of</strong> their morphological, spectroscopic or colour properties. This permittedto probe the <strong>evolution</strong> <strong>of</strong> <strong>galaxies</strong> that have different star formation histories, quantifyingthis <strong>evolution</strong> also in terms <strong>of</strong> analytical parameters. Studies <strong>of</strong> the LF at


1.1 <strong>The</strong> Evolution <strong>of</strong> Galaxies 9Figure 1.3: Fig. 14 from the article by Jones et al. (2006). Comparison among thelow redshift 6dFGS luminosity functions for K, J, rF, bJ b<strong>and</strong>s <strong>and</strong> those <strong>of</strong> othersurveys.different wavelengths help to discriminate the physical processes acting in differenttypes <strong>of</strong> <strong>galaxies</strong> <strong>and</strong> extragalactic environments. On the other h<strong>and</strong>, the analysis<strong>of</strong> the <strong>evolution</strong> <strong>of</strong> the LFs for different types <strong>of</strong> <strong>galaxies</strong> helps the comprehension<strong>of</strong> the various star-formation histories.At low redshift the LFs <strong>of</strong> <strong>galaxies</strong> have been determined with great accuracymainly thanks to wide surveys like the Sloan Digital Sky Survey (SDSS York et al.2000), the 2dFGRS (Colless et al. 2001) <strong>and</strong> the 6dFRS (see Chap. 2). Consideringtogether all the populations <strong>of</strong> <strong>galaxies</strong> some remarkable differences are evidentfrom the analysis at different optical-NIR wavelengths (fig 1.3) in the low redshiftuniverse. First <strong>of</strong> all, the faint end slope <strong>of</strong> the LF tends to become steeper at bluerwavelengths because <strong>of</strong> an increased number <strong>of</strong> late type <strong>galaxies</strong> which are generallyfainter than early type ones. It appears also that the Schechter function may notbe a precise analytical description because <strong>of</strong> an upturn at faint magnitudes foundby several authors: for example Blanton et al. (2005b) adopt a double-schechterparametrisation to take in consideration the presence <strong>of</strong> an excess <strong>of</strong> low surfacebrightness blue <strong>galaxies</strong> with an exponential pr<strong>of</strong>ile. Evidence has also been foundfor a rapid decline at very bright magnitudes (Jones et al. 2006). Numerous recentworks concentrated their attention on the LF <strong>of</strong> “red” <strong>and</strong> “blue” <strong>galaxies</strong> : i.e.objects selected according to the bimodal colour distribution that has been demonstratedto persist from low to high redshift (Strateva et al. 2001; Baldry et al. 2004;


10 Cosmological <strong>evolution</strong> <strong>of</strong> <strong>galaxies</strong> <strong>and</strong> <strong>structures</strong>Figure 1.4: Fig 10 from Giallongo et al. (2005a): LF at intermediate <strong>and</strong> highredshift <strong>of</strong> late (left) <strong>and</strong> early (right) type <strong>galaxies</strong> separated following their restframecolors according to a fit, with two Gaussians pr<strong>of</strong>iles, <strong>of</strong> their bimodal distribution.<strong>The</strong> LF in the lowest redshift bin 0.4 < z < 0.7 is also shown forcomparison in all panels (dotted curve).Giallongo et al. 2005a). As we will see later, the separation into these two populationsarises spontaneously from the hierarchical process <strong>of</strong> galaxy formation <strong>and</strong>the subsequent <strong>evolution</strong> which depends on the environment. Baldry et al. (2004)found that the red LF has a brighter characteristic luminosity <strong>and</strong> a shallower faintend slope with respect to the blue LF. <strong>The</strong>se results have also been corroborated byBell et al. (2003). Differences have been found between the LF <strong>of</strong> <strong>galaxies</strong> in clusters<strong>and</strong> the LF <strong>of</strong> field <strong>and</strong> ’void’ <strong>galaxies</strong> (Popesso et al. 2005): the r-b<strong>and</strong> LF inclusters shows a brighter exponential cut<strong>of</strong>f <strong>and</strong> a very steep low luminosity slope(that requires the LF to be analytically described by a double-Schechter function).<strong>The</strong> galaxy luminosity function has been studied at intermediate <strong>and</strong> high redshiftusing spectroscopic surveys like the DEEP2 (Willmer et al. 2006a) <strong>and</strong> theVVDS (Ilbert et al. 2005) or photometric surveys like the FORS Deep Field (Gabaschet al. 2004) <strong>and</strong> the COMBO17 (Bell et al. 2004) among others. <strong>The</strong>y are less affectedby cosmic variance with respect to earlier studies but they still present somedifferences. However some general trends can be individuated: the total LF is dominatedby the blue/late type population that presents a faint end slope steeper thanthe red population <strong>and</strong> a fainter characteristic magnitude M ∗ (corresponding to theL ∗ in equation 1.1.2). <strong>The</strong> most evident trend is the brightening with redshift <strong>of</strong> M ∗ .<strong>The</strong> parameter φ ∗ is generally found to decrease with redshift but there are still uncertaintieson the magnitude <strong>of</strong> the density <strong>evolution</strong>. All the works found that the


1.1 <strong>The</strong> Evolution <strong>of</strong> Galaxies 11number density <strong>of</strong> red/early type <strong>galaxies</strong> has little <strong>evolution</strong> at z < 1. <strong>The</strong> analysisat intermediate <strong>and</strong> high redshift <strong>of</strong> the B b<strong>and</strong> luminosity function by Giallongoet al. (2005a) found that both luminosity <strong>and</strong> density <strong>evolution</strong>s are needed to describethe <strong>cosmological</strong> behavior <strong>of</strong> the red/early <strong>and</strong> blue/late populations (Fig.1.4). <strong>The</strong> density <strong>evolution</strong> is greater for the early population with an increase by 1order <strong>of</strong> magnitude at z ∼ 0.4 with respect to the value at z ∼ 2 − 3. <strong>The</strong> luminositydensities <strong>of</strong> the early- <strong>and</strong> late-type bright <strong>galaxies</strong> appear to have a bifurcation atz ∼ 1. Indeed, while star-forming <strong>galaxies</strong> slightly decrease or keep constant theirluminosity density, “early“ <strong>galaxies</strong> increase in their luminosity density by a factor<strong>of</strong> 5-6 from z ∼ 2.5 − 3 to z ∼ 0.4 .1.1.3 Mass Function<strong>The</strong> study <strong>of</strong> the Galaxy Stellar Mass Function (GSMF, or simply MF), that hasbeen the target <strong>of</strong> many studies in this last years, gives a detailed view on how theprocess <strong>of</strong> stellar assembly evolves as a function <strong>of</strong> the galaxy mass itself. To determinethe GSMF it is necessary to sample the optical <strong>and</strong> near infrared rest-frameemission <strong>of</strong> <strong>galaxies</strong> to reconstruct the spectral energy distribution (SED) at thiswavelengths. <strong>The</strong> stellar mass <strong>of</strong> the galaxy can be inferred from this observationsassuming stellar population synthesis (SPS) models adopting a universal initialmass function (IMF) for the stellar population. At low redshift, accurate GSMFhave been obtained from the 2dF (Cole et al. 2001) <strong>and</strong> 2MASS-SDSS (Bell et al.2003) surveys (Fig. 1.5), their results are in good agreement. <strong>The</strong> GSMF, as theluminosity function, can be analytically described by a Schechter function, at leastas a first approximation: in the local universe it has been found that the characteristicmass is <strong>large</strong>r for early type <strong>galaxies</strong> while the faint end slope is steeper forlate types. From this GSMF estimates <strong>of</strong> the stellar mass density <strong>of</strong> the universecan be derived.At high redshift the GSMF has been derived from the deep IR observations <strong>of</strong>the MUNICS, K20 <strong>and</strong> GOODS surveys. This last survey is based also on data inthe near <strong>and</strong> mid-infrared collected by the Spitzer satellite, which are fundamentalto estimate masses at very high redshift (Elsner et al. 2008). Since the first analysisit was evident a decline in the density <strong>of</strong> massive <strong>galaxies</strong> <strong>of</strong> the order <strong>of</strong> 50-70 %up to redshift ∼ 1. Fontana et al. (2006) found a mild decline <strong>of</strong> the more massive<strong>galaxies</strong>, described by an exponential time<strong>scale</strong> <strong>of</strong> ∼6 Gyr, up to z ∼ 1.5, whilethe decline proceeds much faster thereafter, with an exponential time<strong>scale</strong> <strong>of</strong> ∼0.6 Gyr. Evidence has been found for a differential <strong>evolution</strong> <strong>of</strong> the GSMF, withlow mass <strong>galaxies</strong> evolving faster than more massive ones from z ∼ 1 - 1.5 to thepresent : the number <strong>of</strong> low mass <strong>galaxies</strong> at z∼ 1 is four times lower than the localone. However the slope <strong>of</strong> the low mass end <strong>of</strong> the GSMF remains close to thelocal one up to z ∼ 1 - 1.3 (Fig. 1.6). Pérez-González et al. (2008) found that 50%<strong>of</strong> the local stellar mass density was assembled at 0 < z < 1, <strong>and</strong> at least another40% at 1 < z < 4 with more massive <strong>galaxies</strong> assembled earlier than low massones: the bulk <strong>of</strong> their stellar content grew rapidly beyond z ∼ 3 in very intense


12 Cosmological <strong>evolution</strong> <strong>of</strong> <strong>galaxies</strong> <strong>and</strong> <strong>structures</strong>Figure 1.5: Fig. 3 from the article by Pérez-González et al. (2008): local galaxystellar mass function estimated with the IRAC selected (filled stars), I-b<strong>and</strong> selected(open stars), <strong>and</strong> MIPS selected (filled circles) samples at z < 0.2. <strong>The</strong>Schechter fit to the IRAC <strong>and</strong> I-b<strong>and</strong> data is shown with a solid black line, the bestSchechter fit to the data for the MIPS sample (i.e., for local star-forming <strong>galaxies</strong>)is plotted with a dashed line. Green asterisks <strong>and</strong> line show the MF for H α -selectedlocal star-forming <strong>galaxies</strong>.star formation events.<strong>The</strong> integral <strong>of</strong> the GSMF gives the total stellar mass density <strong>of</strong> the universe<strong>and</strong> allows the reconstruction <strong>of</strong> the building up <strong>of</strong> star populations in <strong>galaxies</strong>:comparing the outcome to the local value <strong>of</strong> Cole et al. (2001), Elsner et al. (2008)found that at least 42% <strong>of</strong> the stellar mass density was already in place at z = 1.This value decreases to 23% at z = 2 <strong>and</strong> about 7% at z = 3.5 (Fig. 1.7).1.1.4 Star Formation History<strong>The</strong>re are various probes <strong>of</strong> on-going star formation rate (SFR) in <strong>galaxies</strong>: fora given population the various diagnostics can yield a global star formation rateρ S FR in units <strong>of</strong> M ⊙ yr −1 Mpc −3 . <strong>The</strong> cosmic star formation history (SFH), i.e.ρ S FR (z), displays, in a simple manner, the epoch <strong>and</strong> duration <strong>of</strong> galaxy growth.By integrating the function, one should recover the present stellar density. Eachdiagnostic has its advantages <strong>and</strong> drawbacks, furthermore, since star formationis <strong>of</strong>ten burst-like, one would not expect different diagnostics to give the samemeasure <strong>of</strong> the instantaneous SFR even for the same <strong>galaxies</strong>. Four methods have


1.1 <strong>The</strong> Evolution <strong>of</strong> Galaxies 13Figure 1.6: Fig. 4 from the article by Fontana et al. (2006): Galaxy stellar MassFunctions in the GOODS-MUSIC sample, in different redshift ranges. Big circlesrepresent the Galaxy Stellar Mass Functions <strong>of</strong> the Ks-selected sample, computedwith the 1/V max formalism up to the appropriate completeness level, as describedin the text, while small triangles show the Galaxy Stellar Mass Functions <strong>of</strong> theZ 850 -selected sample. <strong>The</strong> dashed region represents the local GSMF <strong>of</strong> Cole et al.(2001). <strong>The</strong> solid line is the <strong>evolution</strong>ary STY fit computed over the global redshiftrange 0.4 < z < 4been used in literature (Kennicutt 1998): rest-frame ultraviolet continuum, nebularemission lines, both directly caused by young star forming regions, the mid <strong>and</strong> farinfrared emission (10-300 µm) that arises from dust heated by young stars <strong>and</strong> radioemission (∼ 1.4GHz) thought to arise from synchrotron emission in the supernovaremnants following the rapid <strong>evolution</strong> <strong>of</strong> the most massive stars. Results based onUV observations depend on an assumed initial mass function <strong>and</strong> on the question<strong>of</strong> whether dust extinction might be luminosity-dependent.First studies on the history <strong>of</strong> star formation across cosmic time were made byLilly et al. (1996), thanks to the Canada-France Redshift Survey, <strong>and</strong> by Madauet al. (1996) thanks to the Hubble Deep Field. Hopkins (2004) <strong>and</strong> Hopkins &Beacom (2006) have published a compilation <strong>of</strong> all recent results, st<strong>and</strong>ardizingall measures to the same initial mass function, cosmology <strong>and</strong> extinction law. <strong>The</strong>recent results from the Sloan Digital Sky Survey, the Galaxy Evolution Explorer(GALEX) <strong>and</strong> the COMBO17 survey in the UV, <strong>and</strong> the Spitzer Space Telescopeat far-infrared wavelengths make it possible now to constrain the cosmic star formationhistory up to redshift z ∼ 1 (with a 30-50% uncertainty). Thanks to measurements<strong>of</strong> the SFR at higher redshifts from the FIR, submillimeter, Balmer line


14 Cosmological <strong>evolution</strong> <strong>of</strong> <strong>galaxies</strong> <strong>and</strong> <strong>structures</strong>Figure 1.7: Fig. 9 from the article by Elsner et al. (2008): Stellar mass densitiesas a function <strong>of</strong> redshift <strong>of</strong> their sample (filled circles) compared with values fromliterature.Figure 1.8: Fig. 1 from the article by Hopkins & Beacom (2006): Evolution <strong>of</strong>SFR density with redshift from various datasets along with best-fitting parametricforms (solid lines).<strong>and</strong> UV emission, the cosmic star formation history is reasonably well determined(within a factor <strong>of</strong> ∼ 3 at z > 1) up to z ∼ 6 (Hopkins 2004; Hopkins & Beacom2006). In Fig 1.8, that summarizes their findings, some clear trends are evident: asystematic increase in star formation rate per unit volume out to z ∼ 1 (that can be


1.1 <strong>The</strong> Evolution <strong>of</strong> Galaxies 15fitted by the law: ρ S FR (z) ≈ (1 + z) 3.1 ) <strong>and</strong> a broad peak somewhere in the region2 < z < 4. <strong>The</strong> integration <strong>of</strong> the parameterized expression for the ρ S FR (z) yieldsa value <strong>of</strong> the present day mass density in remarkably good agreement with theone inferred from mass estimates (Cole et al. 2001). <strong>The</strong>se results imply that most<strong>of</strong> the star formation necessary to explain the presently- observed stellar mass hasalready been detected through various surveys. In addition this kind <strong>of</strong> studies allowus to predict fairly precisely the epoch by which time half <strong>of</strong> the present stellarmass was in place; this is z 1/2 = 2.0 ± 0.2.1.1.5 Merging rates <strong>and</strong> disk size <strong>evolution</strong><strong>The</strong> redshift <strong>evolution</strong> <strong>of</strong> the galaxy merger fraction has been well studied up to z ∼2.5, counting pair <strong>of</strong> interacting objects or <strong>galaxies</strong> with disturbed morphologies.At z ≤ 1 the merger rate has been determined to be clearly evolving with redshift.It is roughly proportional to (1 + z) m , where typically 1 < m < 4. <strong>The</strong> broad range<strong>of</strong> values is likely due to different pair criteria, observational techniques, selectioneffects, <strong>and</strong> cosmic variance (Lin et al. 2008). Results obtained on the Hubble UltraDeep Field (HUDF) data show that the major merger fraction appears to peak atz ∼ 1.3 ± 0.4 (Ryan et al. 2008) implying that up to ∼ 40% <strong>of</strong> massive <strong>galaxies</strong>have undergone a major merger since z ∼ 1 (Fig 1.9).Figure 1.9: Fig. 5 from the article by Ryan et al. (2008): Observed galaxy mergerfraction from three different datasets plotted along with two different parameterizations.Another approach to the assembly problem <strong>of</strong> <strong>galaxies</strong> is to explore the size<strong>evolution</strong> <strong>of</strong> massive systems at a given stellar mass. This is, however, a rathercomplicated observational issue: both masses <strong>and</strong> sizes can be derived only withgreat uncertainty <strong>and</strong> are influenced by many systematics <strong>and</strong> selection effects.<strong>The</strong> analysis by Trujillo et al. (2006a) on 10 massive <strong>galaxies</strong> in the interval 1.2


16 Cosmological <strong>evolution</strong> <strong>of</strong> <strong>galaxies</strong> <strong>and</strong> <strong>structures</strong>Figure 1.10: Fig. 9 from the article by Trujillo et al. (2007): Size <strong>evolution</strong> <strong>of</strong> themost massive <strong>galaxies</strong> with look-back time: <strong>evolution</strong> with redshift <strong>of</strong> the medianratio between the sizes <strong>of</strong> the <strong>galaxies</strong> in their sample <strong>and</strong> the <strong>galaxies</strong> <strong>of</strong> the samestellar mass in the SDSS local comparison sample is shown. Solid points indicatethe size <strong>evolution</strong> <strong>of</strong> spheroid-like <strong>galaxies</strong>. Open squares show the <strong>evolution</strong> fordisc-like <strong>galaxies</strong>.size at a given stellar mass for low concentration objects was ∼ 2 times smaller atz ∼ 2.5. A comprehensive study by Trujillo et al. (2007) on DEEP2 data shows thatat a given stellar mass the <strong>evolution</strong> is particularly strong for more concentrated<strong>galaxies</strong>, <strong>and</strong> that more massive <strong>galaxies</strong> evolve in size much faster than lowermass objects (particularly for disk-like <strong>galaxies</strong>) (see Fig. 1.10). All these resultsare in agreement with those obtained by Buitrago et al. (2008) on the GOODS field.<strong>The</strong>y found that, at a given stellar mass, disk-like <strong>galaxies</strong> at z ∼ 2.3 were a factor<strong>of</strong> ∼ 2.6 smaller than present day equal mass systems, <strong>and</strong> spheroid-like <strong>galaxies</strong>at the same redshifts were 4.3 times smaller than comparatively massive elliptical<strong>galaxies</strong> today. In turn, at higher redshifts (up to z ∼ 3), their results are compatiblewith a leveling <strong>of</strong>f or a mild <strong>evolution</strong> in size.1.1.6 Redshift <strong>evolution</strong> <strong>of</strong> AGN emissionEnergetic emission, not attributed to stars, coming from the nuclei <strong>of</strong> <strong>galaxies</strong>, cannow be observed up to the highest redshifts, thanks to a variety <strong>of</strong> techniques: X-ray <strong>and</strong> radio emission, UV excess, emission lines <strong>and</strong> variability (Peterson 1997;Risaliti & Elvis 2004). All these observational techniques made possible to definedifferent classes <strong>of</strong> AGNs <strong>and</strong> to determine a unified scheme explaining their propertiesas determined by a central, massive, black hole accreting surrounding massat very high rates (Rees 1984; Antonucci 1993; Urry & Padovani 1995; Padovani


1.2 Clusters <strong>of</strong> <strong>galaxies</strong> <strong>and</strong> their <strong>evolution</strong> 171999). <strong>The</strong> finding that supermassive black holes are at the center <strong>of</strong> most nearbybright <strong>galaxies</strong>, <strong>and</strong> the observation <strong>of</strong> a very low space density <strong>of</strong> bright opticalquasars compared to <strong>galaxies</strong>, support the view <strong>of</strong> a very short active phase for supermassiveBHs which accrete surrounding gas. Deep observations (e.g. Fan et al.2001) have shown a significative redshift <strong>evolution</strong> <strong>of</strong> the quasar space density <strong>and</strong><strong>of</strong> their luminosity function (QLF) in the rest-frame optical, s<strong>of</strong>t <strong>and</strong> hard X-ray,<strong>and</strong> in the IR. It has been shown that the AGN space density grew through cosmictime reaching a peak <strong>and</strong> decreasing afterwards. <strong>The</strong> space density <strong>of</strong> low luminosityactive galactic nuclei peaks at redshifts lower than that <strong>of</strong> bright quasarsimplying a flattening <strong>of</strong> the QLF faint-end slope with redshift while the brightendslope <strong>of</strong> the QLF appears to become shallower toward higher redshifts (e.g.Hopkins et al. 2007, see Fig. 1.11).Figure 1.11: Fig. 9 from the article by Hopkins et al. (2007): Total number density<strong>of</strong> quasars in various luminosity intervals (in log L/erg s −1 ) as a function <strong>of</strong> redshift,from a best-fit evolving double power-law model (lines) <strong>and</strong> a compilation <strong>of</strong>recent observations (symbols), in bolometric luminosity, B b<strong>and</strong>, s<strong>of</strong>t X-rays (0.5-2keV), <strong>and</strong> hard X-rays (2-10 keV). <strong>The</strong> trend that the density <strong>of</strong> lower luminosityAGNs peaks at lower redshift is manifest in all b<strong>and</strong>s.1.2 Clusters <strong>of</strong> <strong>galaxies</strong> <strong>and</strong> their <strong>evolution</strong><strong>The</strong> local Universe displays a rich pattern <strong>of</strong> galaxy clusters <strong>and</strong> superclusters whilethe early Universe was almost smooth, with only slight ripples seen in the cosmicmicrowave background radiation. <strong>The</strong> complex distribution <strong>of</strong> <strong>galaxies</strong> arised from


18 Cosmological <strong>evolution</strong> <strong>of</strong> <strong>galaxies</strong> <strong>and</strong> <strong>structures</strong>the homogeneous universe because <strong>of</strong> the effect <strong>of</strong> gravity: small initially overdensefluctuations attract additional mass as the Universe exp<strong>and</strong>s, <strong>and</strong>, at somepoint, the overdensities start to interact in non-linear ways creating the pattern <strong>of</strong>present-day <strong>structures</strong>. Virialized overdensities (groups <strong>and</strong> clusters) present in thecomplex web <strong>of</strong> cosmic <strong>structures</strong> are the most massive relaxed objects in the universe.<strong>The</strong>y have sizes <strong>of</strong> 1−3Mpc <strong>and</strong> are composed by hundreds or thous<strong>and</strong>s <strong>of</strong><strong>galaxies</strong> <strong>and</strong> by intra-cluster plasma whose characteristics can be studied throughtheir electromagnetic emission from the radio up to the gamma rays. <strong>The</strong> tendency<strong>of</strong> <strong>galaxies</strong> to clusterize was noted from the earliest observations <strong>of</strong> the ’nebulae’but a systematic study <strong>of</strong> galaxy clusters started only with the first catalogues compiledby Abell (1958) <strong>and</strong> Zwicky & Rudnicki (1963). <strong>The</strong> first detections <strong>of</strong> theplasma emission in the X-rays were obtained in 1971 when the emission <strong>of</strong> the gasin the core <strong>of</strong> the Coma <strong>and</strong> Perseus clusters was detected. Radio observations <strong>of</strong>clusters were first performed in early 1960’s while the Sunyaev-Zeldovich effect(compton scattering <strong>of</strong> CMB photons by the cluster plasma, Sunyaev & Zeldovich1972) was cleanly detected only starting in the 1980’s (Sarazin 1988). Clusterproperties evolve through cosmic time. We will mainly concentrate on the properties<strong>of</strong> cluster <strong>galaxies</strong> that, as in the case <strong>of</strong> the average galaxy population describedin the previous sections, evolve with time showing the <strong>evolution</strong>ary linkbetween environment <strong>and</strong> barionic matter.1.2.1 General properties <strong>of</strong> cosmic <strong>structures</strong>Statistical description <strong>of</strong> the <strong>large</strong> <strong>scale</strong> structure <strong>of</strong> the universe<strong>The</strong> complex 2D or 3D distribution <strong>of</strong> <strong>galaxies</strong> observed in <strong>large</strong> surveys (Fig.1.12) appears to be very irregular <strong>and</strong> ’sponge’-like. <strong>The</strong> statistical description <strong>of</strong>the distribution <strong>of</strong> <strong>galaxies</strong> <strong>and</strong> <strong>large</strong>r <strong>structures</strong> (statistically considered as points)is an important issue in cosmology <strong>and</strong> enable a better underst<strong>and</strong>ing <strong>of</strong> the nature<strong>and</strong> matter content <strong>of</strong> the universe as well as <strong>of</strong> its <strong>evolution</strong>ary history (Peebles1993).<strong>The</strong> distribution <strong>of</strong> <strong>galaxies</strong> can be studied using some basic statistical tools.<strong>The</strong> angular correlation function w(θ) representing the excess probability δP <strong>of</strong>finding a pair <strong>of</strong> <strong>galaxies</strong> separated by an angular separation θ (degrees) has beenthe first measure <strong>of</strong> clustering to be used on photographic plates (Longair 2006). Ina catalog averaging N <strong>galaxies</strong> per square degree, the probability <strong>of</strong> finding a pairseparated by θ can be written:δP = N(1 + w(θ))δΩ (1.4)where δΩ is the solid angle <strong>of</strong> the counting bin, (i.e. θ to θ + δθ). When theredshift <strong>of</strong> <strong>galaxies</strong> is measured, the radial distance can be calculated in the adoptedcosmology (Hogg 1999) <strong>and</strong> the corresponding spatial equivalent, ξ(r) in a catalog<strong>of</strong> mean density ρ (<strong>galaxies</strong> per Mpc 3 ) is thus:δP = ρ(1 + ξ(r))δr (1.5)


1.2 Clusters <strong>of</strong> <strong>galaxies</strong> <strong>and</strong> their <strong>evolution</strong> 19Figure 1.12: Two 4 ◦ slices, centred at declination −2.5 ◦ in the Northern GalacticPole, with 63381 <strong>galaxies</strong> from the 2dF redshift survey. <strong>The</strong> maximum depth isz = 0.25 (Peacock et al. 2001)w(θ) can be statistically linked to ξ(r) if the overall redshift distribution <strong>of</strong> thesources is available. Since the earliest studies it appeared evident that the distribution<strong>of</strong> <strong>galaxies</strong> is highly inhomogeneous. Indeed the correlation functions can berepresented by a power law:( ) −γ rξ(r) =(1.6)r 0where γ ∼ 1.8 both for the distribution <strong>of</strong> <strong>galaxies</strong> <strong>and</strong> <strong>of</strong> virialized clusters. <strong>The</strong>quantity r 0 is the correlation length <strong>and</strong> it is an highly used measure <strong>of</strong> the degree<strong>of</strong> clustering <strong>of</strong> different objects. It represents the distance at which ξ(r) = 1 <strong>and</strong>thus the probability <strong>of</strong> finding another object is two times the same probabilityfor a poissonian distribution (in which it is simply δP = ρ · δr) (Peebles 1993;Padmanabhan 1993). <strong>The</strong> observed clustering <strong>of</strong> <strong>galaxies</strong> is found to dependsignificantly on their specific properties, such as luminosity, color or spectral type,morphology <strong>and</strong> stellar mass both at low <strong>and</strong> high redshift. High luminosity, red<strong>and</strong> massive early type <strong>galaxies</strong> are generally found to be more clustered than bluelate type spirals. For example latest results obtained by the VIMOS survey showthat at z ∼ 1, the clustering length increases from r 0 ∼ 2.8h −1 Mpc for <strong>galaxies</strong> withmass M > 10 9 M ⊙ to r 0 ∼ 4.3h −1 Mpc when only the most massive (M > 10 10.5 M ⊙ )are considered. An increasing in the slope over the same range <strong>of</strong> masses is alsoobserved (Meneux et al. 2008) (Fig. 1.13).<strong>The</strong> power law behaviour <strong>of</strong> the correlation function is in agreement with thedistribution <strong>of</strong> <strong>galaxies</strong> being fractal up to a given <strong>scale</strong>: determining the <strong>scale</strong> atwhich a transition to the homogeneity observed in the CMB is reached has becomea key issue. An interesting debate on the validity <strong>of</strong> the assumptions behind theuse <strong>of</strong> the correlation functions (concerning finite size effects on the measure <strong>of</strong>an average density <strong>and</strong> <strong>of</strong> its variance in an highly non-linear distribution) hasdeveloped in the last twenty years (e.g. Coleman & Pietronero 1992; Vasilyev et al.


20 Cosmological <strong>evolution</strong> <strong>of</strong> <strong>galaxies</strong> <strong>and</strong> <strong>structures</strong>Figure 1.13: Fig. 6 from Meneux et al. (2008). (Left) Measurements <strong>of</strong> theprojected correlation function w p (r p ) <strong>of</strong> <strong>galaxies</strong> with different stellar masses:log (M/M ⊙ ) ≥ 9.0 (open blue squares), ≥9.5 (filled red squares), ≥10.0 (opengreen triangles) <strong>and</strong> ≥10.5 (filled magenta triangles) from VVDS data in the redshiftrange [0.5-1.2]. (Right) <strong>The</strong> best-fit parameters (r0 <strong>and</strong> γ) with their associated1-, 2- <strong>and</strong> 3σ error contours, derived from the variance among 40 mockcatalogues.Figure 1.14: Fig. 5 from Sánchez & Cole (2008). Comparison <strong>of</strong> the power spectraestimated from the full 2dFGRS <strong>and</strong> SDSS DR5 samples. <strong>The</strong> solid line showsthe input power spectrum <strong>of</strong> the mock catalogues used to estimate the covariancematrix <strong>of</strong> the measurements.


1.2 Clusters <strong>of</strong> <strong>galaxies</strong> <strong>and</strong> their <strong>evolution</strong> 212006; Sylos Labini et al. 2007, <strong>and</strong> refs. therein).With the development <strong>of</strong> wide surveys like the SDSS <strong>and</strong> the 2dFGRS thepower spectrum P(k) has become the preferred analysis tool because its form canbe readily predicted for various dark matter models. For a given density field ρ(x),the fluctuation over the mean is δ = ρ/¯ρ <strong>and</strong> the power spectrum in wavenumberspace is just the Fourier transform <strong>of</strong> the 3D correlation function:P(k) = 〈 ∫| δ 2 k |〉 = ξ(r)exp(i⃗k · ⃗r)d 3 r (1.7)<strong>The</strong> final power spectra for the completed 2dF <strong>and</strong> SDSS surveys are shownin Figure 1.14 (from Sánchez & Cole 2008): they partially disagree because the2dFGRS exhibits relatively more <strong>large</strong>-<strong>scale</strong> power than the SDSS, or, equivalently,SDSS has more small-<strong>scale</strong> power. Although these power spectra are generally ingood agreement with that predicted for a cold dark matter spectrum reproducingthe CMB angular fluctuations, more work is needed to underst<strong>and</strong> the exact relationbetween the galaxy power spectrum <strong>and</strong> the linear perturbation theory predictionfor the power spectrum <strong>of</strong> matter fluctuations (Sánchez & Cole 2008).Dynamical properties <strong>of</strong> clustersIn the irregular distribution <strong>of</strong> <strong>galaxies</strong> visible in Fig. 1.12, groups <strong>and</strong> clusterslook like ’knots’ embedded inside a complex web <strong>of</strong> filaments <strong>and</strong> ’walls’ <strong>of</strong> <strong>galaxies</strong>.<strong>The</strong>y are gravitationally bound <strong>and</strong> relaxed, or in a collapsing stage, <strong>and</strong> theycan cover a regular, almost spherical region <strong>of</strong> space, but they can as well havean ellipsoidal or more irregular shape. Indeed clusters can be represented as aone-dimensional sequence, running from regular to irregular clusters. Irregularclusters, <strong>of</strong>ten showing some degree <strong>of</strong> substructure, are considered systems in thephase <strong>of</strong> collapse <strong>and</strong> formation. On the other h<strong>and</strong> regular clusters have undergonea dynamical relaxation whose nature can be examined through the distribution<strong>of</strong> cluster galaxy velocities <strong>and</strong> positions. <strong>The</strong> Gaussian distribution has usuallybeen shown to be a consistent fit to the observed distribution function <strong>of</strong> velocitiesin many clusters (neglecting that the velocity dispersion generally decreases withdistance from the cluster center). While the Gaussian velocity distribution foundin clusters suggests that they are at least partially relaxed systems, they are notfully relaxed to a thermodynamic equilibrium in which all components <strong>of</strong> the clusterwould have equal temperatures; it is the velocity dispersion (not temperature)which is nearly independent <strong>of</strong> galaxy mass <strong>and</strong> position (Sarazin 1988). This kind<strong>of</strong> equilibrium configuration can be obtained by the process <strong>of</strong> ’violent relaxation’first described by Lynden-Bell (1967): a mixing <strong>of</strong> phase space occurs in the stronggravitational potential when the cluster forms, the fine grained phase space densityis preserved, but the coarse grained phase space density is mixed, yielding galaxyvelocities not dependent on the mass. Indeed classical two-body relaxation cannotoccur since it would require times longer than the Hubble time, while violentrelaxation has a much lower time <strong>scale</strong> <strong>of</strong> the order <strong>of</strong> the crossing time.


22 Cosmological <strong>evolution</strong> <strong>of</strong> <strong>galaxies</strong> <strong>and</strong> <strong>structures</strong><strong>The</strong> typical velocity dispersions <strong>of</strong> <strong>galaxies</strong> in clusters are <strong>of</strong> the order <strong>of</strong>10 2 − 10 3 Km/s. Under the hypothesis <strong>of</strong> virial equilibrium they would correspondto gravitating masses in the range 10 14 − 10 15 M ⊙ . Through the observation <strong>of</strong> lensingeffects cluster total masses can be directly determined <strong>and</strong> then compared to themass inferred from optical or X-ray observations under the hypothesis <strong>of</strong> dynamicalequilibrium. A comparison <strong>of</strong> dynamical <strong>and</strong> lensing masses with the mass<strong>of</strong> emitting stars (optical-IR) <strong>and</strong> plasma (X-rays) shows that only ∼ 15% <strong>of</strong> thegravitating mass is given by baryons, <strong>and</strong> that the gas mass is 5-6 times the massin stars <strong>and</strong> condensed objects. Thus the composition <strong>of</strong> a cluster <strong>of</strong> <strong>galaxies</strong> isroughly as follows: 80% <strong>of</strong> the mass is in dark matter; 17% in hot diffuse baryons;3% in the form <strong>of</strong> cooled barions, meaning stars or cold gas. <strong>The</strong> comparison <strong>of</strong> thedifferent distributions <strong>of</strong> the total matter (from weak lensing), <strong>of</strong> the hot gas (fromits X-ray emission), <strong>and</strong> <strong>of</strong> stars <strong>and</strong> cold gas (from galaxy density) in the clustermerger 1E 0657-558 (z=0.296), has recently led to an important empirical pro<strong>of</strong><strong>of</strong> the existence <strong>of</strong> dark matter in the form <strong>of</strong> weakly interacting massive particles(e.g. Clowe et al. 2006).Figure 1.15: Fig. 10 from Lemze et al. (2008): 3D total mass pr<strong>of</strong>ile for the clusterA1689. <strong>The</strong> pr<strong>of</strong>ile derived in a model-independent way (dots) is compared to theone derived fitting an NFW pr<strong>of</strong>ile on data out to 693 h −1 kpc. Both pr<strong>of</strong>iles areshown with 1σ errors. <strong>The</strong> vertical line is at 0.1 r vir .From the point <strong>of</strong> view <strong>of</strong> the spatial distribution <strong>of</strong> <strong>galaxies</strong> a number <strong>of</strong> modelshave been proposed. Among the simplest are the isothermal models, whichassume a radial velocity distribution for <strong>galaxies</strong> that is Gaussian, isotropic <strong>and</strong>independent <strong>of</strong> position. Considering that the galaxy distribution is stationary, thatgalaxy positions are uncorrelated <strong>and</strong> that the cluster is a collisionless system, aspatial distribution equivalent to that <strong>of</strong> an isothermal gas sphere in hydrostaticequilibrium is recovered. However in this simple model, at <strong>large</strong> radii, the totalnumber <strong>of</strong> <strong>galaxies</strong> <strong>and</strong> total mass diverge, thus some truncated models have been


1.2 Clusters <strong>of</strong> <strong>galaxies</strong> <strong>and</strong> their <strong>evolution</strong> 23proposed. <strong>The</strong> following is an analytic function which is a reasonable approximationto the inner portions <strong>of</strong> an isothermal truncated distribution (King 1962):ρ(r) = ρ 0 [1 + ( r r c) 2 ] −3/2 (1.8)in which ρ 0 is the central density <strong>and</strong> r c is the core radius. Galaxy spatial distributioncan be influenced also by dynamical friction properties, expecially in thecluster cores, while the underlying dark matter distribution is shaped only by theprocess <strong>of</strong> gravitational collapse. Numerical N-body simulations <strong>of</strong> the formation<strong>of</strong> cold dark matter halos have shown that the equilibrium density pr<strong>of</strong>iles <strong>of</strong> CDMhalos <strong>of</strong> all masses can be accurately fitted by the simple formula (Navarro et al.1997):δ cρ(r) = ρ crit ·( r r s)(1 + r r c) 2 (1.9)in which ρ crit is the critical density <strong>of</strong> the universe, r s is a <strong>scale</strong> radius <strong>and</strong> δ c isa characteristic (dimensionless) density. Gravitational lensing has shown that theNFW formula is in very good agreement with observed dark matter pr<strong>of</strong>iles (e.g.Lemze et al. 2008), see Fig. 1.15.Cluster mass functionGroups <strong>and</strong> clusters <strong>of</strong> <strong>galaxies</strong> are the <strong>large</strong>st <strong>structures</strong> to arise from the <strong>evolution</strong><strong>of</strong> the initial density fluctuations. <strong>The</strong> linear theory <strong>of</strong> <strong>evolution</strong> <strong>of</strong> the initialfield <strong>of</strong> density fluctuations <strong>and</strong> a simple schematization <strong>of</strong> the virialization processmake possible to analytically compute the distribution <strong>of</strong> masses <strong>of</strong> these virialized<strong>structures</strong> once the initial conditions <strong>and</strong> <strong>cosmological</strong> parameters are known(Peebles 1993; Padmanabhan 1993). A simple yet accurate formula that gives thenumber density N(M) <strong>of</strong> virialized halos in the range M, M+dM is the one derivedby Press & Schechter (1974):N(M)dM =√2πρMδ c (z)σ 2dσdM exp(−δ c(z) 2)dM (1.10)2σ2 where δ c (z) is the overdensity threshold above which the structure decouples fromthe rest <strong>of</strong> the exp<strong>and</strong>ing universe <strong>and</strong> start to collapse <strong>and</strong> σ(M) is the mass variance<strong>of</strong> density fluctuations. While σ(M) depends only on the initial conditions(normalization <strong>and</strong> shape <strong>of</strong> the power spectrum <strong>of</strong> the density field), δ c (z) dependson the <strong>cosmological</strong> parameters describing the dynamics <strong>of</strong> the universe:the total density parameter Ω 0 , the density parameter <strong>of</strong> the <strong>cosmological</strong> constantor dark energy Ω Λ <strong>and</strong> the parameter w <strong>of</strong> the dark energy equation <strong>of</strong> state.Recent observations confine the st<strong>and</strong>ard set <strong>of</strong> <strong>cosmological</strong> parameters to a relativelynarrow range centered on the following values: Ω m = 0.3, Ω Λ = 0.7,Ω b = 0.045, σ 8 = 0.9, a primordial power spectrum index n = 1 <strong>and</strong> a Hubbleconstant H 0 = 70km s −1 Mpc −1 . In such a universe dominated by cold dark matter<strong>and</strong> by a <strong>cosmological</strong> constant, progressively <strong>large</strong>r are halos represent the typical


24 Cosmological <strong>evolution</strong> <strong>of</strong> <strong>galaxies</strong> <strong>and</strong> <strong>structures</strong>fluctuations to collapse at different cosmic times: as shown in Fig. 1.16, while atz ∼ 10 the halo mass which correspond to a 3σ fluctuation is 4.8×10 9 M ⊙ , at z ∼ 5,3σ collapsing halos have masses <strong>of</strong> 7.0 × 10 11 M ⊙ <strong>and</strong> in the present universe thetypical collapsing masses correspond to <strong>structures</strong> like cluster <strong>of</strong> <strong>galaxies</strong> (Loebet al. 2008). Thus the mass function changes across time: its dependence on cosmologyallows to put important experimental constraints on <strong>cosmological</strong> parametersfrom the observation <strong>of</strong> the redshift <strong>evolution</strong> <strong>of</strong> the cluster mass function (e.g.Voit 2005; Tozzi 2007, see Fig. 1.17). Many numerical simulations support thevalidity <strong>of</strong> the PS approach even if some discrepancies have been found that can bedescribed by more complicated fitting formulae (Jenkins et al. 2001). In additionthe PS formalism can be extended to give some statistical quantities that provedto be very useful in interpreting observational data: complete merger histories <strong>of</strong>single halos (Lacey & Cole 1994), conditional probability function <strong>of</strong> progenitorhalos (Bower 1991) <strong>and</strong> the biased distribution <strong>of</strong> halos within halos (Mo & White1996).Figure 1.16: Fig. 6 from Barkana & Loeb (2001): mass <strong>of</strong> collapsing halos ina ΛCDM cosmology. <strong>The</strong> solid curves show the mass <strong>of</strong> collapsing halos whichcorrespond to 1σ, 2σ, <strong>and</strong> 3σ fluctuations (in order from bottom to top). <strong>The</strong>dashed curves show the mass corresponding to the minimum temperature requiredfor efficient cooling with primordial atomic species only (upper curve) or with theaddition <strong>of</strong> molecular hydrogen (lower curve).


1.2 Clusters <strong>of</strong> <strong>galaxies</strong> <strong>and</strong> their <strong>evolution</strong> 25Figure 1.17: Fig. 12 from Rosati et al. (2002). <strong>The</strong> sensitivity <strong>of</strong> the cluster massfunction to <strong>cosmological</strong> models. (Left) <strong>The</strong> cumulative mass function at z = 0for M > 5 × 10 14 h −1 M ⊙ for three cosmologies, as a function <strong>of</strong> σ 8 . Solid line,Ω m = 1; short-dashed line, Ω m = 0.3, Ω Λ = 0.7; long-dashed line, Ω m = 0.3, Ω Λ= 0. <strong>The</strong> shaded area indicates the observational uncertainty in the determination<strong>of</strong> the local cluster space density. (Right) Evolution <strong>of</strong> n(> M, z) for the samecosmologies <strong>and</strong> the same mass-limit, with σ 8 = 0.5 for the Ω m = 1 case <strong>and</strong> σ 8 =0.8 for the low-density models.1.2.2 Observations <strong>of</strong> the intra-cluster plasmaClusters appear as strong-contrast sources in the X-ray sky thanks to the emissionby an optically thin plasma that permeates the intra-cluster space. <strong>The</strong> continuumemission from a hot diffuse plasma is due primarily to three processes, thermalbremsstrahlung (free-free emission), recombination (free-bound) emission, <strong>and</strong>two-photon decay <strong>of</strong> metastable levels but, thanks to the high temperatures causedby the infalling <strong>of</strong> the gas in the deep cluster potential wells, the main continuumemission process is the bremsstrahlung (Sarazin 1988).Given the short time<strong>scale</strong>s for elastic Coulomb collisions between particles,the plasma is in collisional equilibrium, therefore its typical temperature is set bythe <strong>large</strong> dynamical masses <strong>of</strong> clusters (10 14 − 10 15 M ⊙ ) to be in the range <strong>of</strong> 10-100 millions K (corresponding to an energy in the range 1-10 keV). Because <strong>of</strong>these high temperatures most <strong>of</strong> the emission is in the X-ray b<strong>and</strong>. <strong>The</strong> total X-rayemission due to thermal bremsstrahlung is obtained by integrating the emissivity<strong>of</strong> a single charged particle over the distribution <strong>of</strong> speeds <strong>of</strong> the plasma electrons,over the frequencies <strong>and</strong> over the cluster volume :L X = 4.2 · 10 44( T ) 1/2 n 0 r c(6keV 2 · 10 −3 cm −3 )2 (0.25Mpc )2 erg/s (1.11)Another contribution to the X-ray luminosity comes from the line emission dueto heavy ions. This contribution is generally negligible in terms <strong>of</strong> total emissionbut it is important when studying the production <strong>of</strong> metals in cluster <strong>galaxies</strong> <strong>and</strong>their diffusion into the ICM (Tozzi 2007). Assuming clusters to be isothermal


26 Cosmological <strong>evolution</strong> <strong>of</strong> <strong>galaxies</strong> <strong>and</strong> <strong>structures</strong><strong>and</strong> in hydrostatic equilibrium, but allowing the gas to have a different velocitydispersion with respect to the <strong>galaxies</strong>, the gas density pr<strong>of</strong>ile within the potentialwell associated with a King dark-matter density pr<strong>of</strong>ile is well described by theβ-model (Cavaliere & Fusco-Femiano 1976):ρ(r) = ρ 0 [1 + ( r r c) 2 ] −3β/2 (1.12)<strong>The</strong> parameter β = µm pσ 2 rK B Tis the ratio between kinetic dark-matter energy (µ isthe mean molecular weight in mass units <strong>and</strong> σ r is the one-dimensional velocitydispersion) <strong>and</strong> thermal gas energy. If the thermodynamic <strong>of</strong> the ICM is entirelydetermined by gravitational processes, such as adiabatic compression during thecollapse <strong>and</strong> shocks due to supersonic accretion, as long as there are no preferred<strong>scale</strong>s both in the <strong>cosmological</strong> <strong>and</strong> in the physical framework, clusters <strong>of</strong> differentmasses are just a <strong>scale</strong>d version <strong>of</strong> each other <strong>and</strong> obey simple scaling relations.However observations show that other processes like feedback from a non gravitationalastrophysical source (“preheating”) or the effects <strong>of</strong> inhomogeneities ormagnetic fields, break the scaling relations increasing the entropy <strong>of</strong> the ICM <strong>and</strong>thus lowering the X-ray luminosities, mainly in small clusters. In addition it iswell known that clusters are not perfectly isothermal, showing a mild decrease <strong>of</strong>T outwards <strong>and</strong>, in nearly half <strong>of</strong> the local clusters, a significative drop in the innerregions (“cool cores”) (Rosati et al. 2002). With the knowledge <strong>of</strong> the T pr<strong>of</strong>ile,a polytropic law can be used in the equation <strong>of</strong> hydrostatic equilibrium to determinethe density pr<strong>of</strong>ile <strong>and</strong> the total gas mass with more accuracy. In many cases,however, the assumption <strong>of</strong> isothermality is a good approximation <strong>and</strong> enables todetermine the physical characteristics <strong>of</strong> clusters to be used when computing massfunctions <strong>and</strong> gas fractions for <strong>cosmological</strong> purposes.An important effect related to the presence <strong>of</strong> the thin intra-cluster plasma is theCompton scattering <strong>of</strong> the CMB photons on the free electrons <strong>of</strong> the ICM, known asSunyaev-Zeldovich effect (Sunyaev & Zeldovich 1972; Rephaeli 1995). Scattering<strong>of</strong>f the moving electrons causes Doppler frequency shifts, <strong>and</strong> as the electron gasis very hot, photons gain energy. Conservation <strong>of</strong> photon number in the scatteringimplies that there is a systematic shifts <strong>of</strong> photons from the Rayleigh-Jeans to theWien side <strong>of</strong> the spectrum. <strong>The</strong> change <strong>of</strong> spectral intensity <strong>of</strong> the CMB radiationalong the line <strong>of</strong> sight <strong>of</strong> the cluster, in the non-relativistic limit, is:∆I = i 0 yg(x) (1.13)where: i 0 = 2(KT 0 ) 3 /(hc) 2 , (T 0 is the black-body temperature <strong>of</strong> the CMB spectrum,x = hν/KT). g(x), which defines the spectral form <strong>of</strong> the effect, is a functionwhich is zero at ν = 217GHz (Fig. 1.18). <strong>The</strong> spatial dependence <strong>of</strong> the effect iscontained in the comptonization parameter y given by the following integral alongthe line <strong>of</strong> sight:∫ ( KT)y =mc 2 n e σ t dl (1.14)


1.2 Clusters <strong>of</strong> <strong>galaxies</strong> <strong>and</strong> their <strong>evolution</strong> 27Figure 1.18: Fig. 6 from Carlstrom et al. (2002): <strong>The</strong> cosmic microwave background(CMB) spectrum, undistorted (dashed line) <strong>and</strong> distorted by the Sunyaev-Zel’dovich effect (SZE) (solid line). To illustrate the effect, the SZE distortionshown is for a fictional cluster 1000 times more massive than a typical massivegalaxy cluster. <strong>The</strong> SZE causes a decrease in the CMB intensity at frequencies 218GHz <strong>and</strong> an increase at higher frequencies.where n e is the electron density <strong>and</strong> σ t is the Thomson cross section. y can alsobe used as a measure <strong>of</strong> cluster mass being a measure <strong>of</strong> the total thermal energy<strong>of</strong> the electrons, proportional to the total gas mass (Voit 2005). When additionalkinematic effects <strong>and</strong> relativistic corrections, as long as possible contaminationsources, are taken in consideration, the SZ effect is probably the most powerfultool to compute a direct measurement <strong>of</strong> the <strong>evolution</strong> <strong>of</strong> the number density <strong>of</strong>galaxy clusters (Carlstrom et al. 2002): in fact SZ observations are particularlywell suited for deep surveys because they are able to detect all clusters above amass limit, independently <strong>of</strong> the cluster redshift. Indeed the SZ effect, as a distortion<strong>of</strong> the cosmic microwave background spectrum, does not suffer <strong>cosmological</strong>dimming with redshift. Once the redshift <strong>of</strong> the cluster is known, combining X-ray<strong>and</strong> SZ observations a direct measure <strong>of</strong> the Hubble constant can also be obtainedexploiting the different density dependencies <strong>of</strong> the SZ effect <strong>and</strong> X-ray emission(Cavaliere et al. 1979). <strong>The</strong> SZ effect is proportional to the first power <strong>of</strong> the electrondensity n e while the X-ray emission is proportional to the second power <strong>of</strong> n e ,so the angular diameter distance, that is a function <strong>of</strong> the <strong>cosmological</strong> parameters,is solved for by eliminating the electron density in a self-consistent way.


28 Cosmological <strong>evolution</strong> <strong>of</strong> <strong>galaxies</strong> <strong>and</strong> <strong>structures</strong>1.2.3 Properties <strong>of</strong> cluster <strong>galaxies</strong>Relation between morphology/colour <strong>and</strong> density<strong>The</strong> galaxy population both locally <strong>and</strong> out to z ∼ 1 is found to be effectivelydescribed as a combination <strong>of</strong> two distinct galaxy types: red, early-type <strong>galaxies</strong>lacking much star formation <strong>and</strong> blue, late-type <strong>galaxies</strong> with active star formation(e.g. Strateva et al. 2001; Baldry et al. 2004). <strong>The</strong> spatial distribution <strong>of</strong> thisbimodal galaxy population is described by the so-called morphology-density orcolour-density relation. <strong>The</strong> morphology-density relation holds that star-forming,disc-dominated <strong>galaxies</strong> tend to reside in regions <strong>of</strong> lower galaxy density relativeto those <strong>of</strong> red, elliptical <strong>galaxies</strong>. Since the 1930’s a preponderance <strong>of</strong> elliptical<strong>and</strong> S0 <strong>galaxies</strong> in rich clusters was noticed, but the first quantitative study <strong>of</strong> thiseffect was that <strong>of</strong> Dressler (1980) who correlated the fraction <strong>of</strong> <strong>galaxies</strong> <strong>of</strong> a givenmorphology T above some fixed luminosity with the projected galaxy density, Σ,measured in <strong>galaxies</strong> Mpc −2 (Fig 1.19). Works in the late 1990’s, using morpholo-Figure 1.19: Fig. 4 from Dressler (1980): <strong>The</strong> fraction <strong>of</strong> E, S0 <strong>and</strong> S+I <strong>galaxies</strong>as a function <strong>of</strong> the log <strong>of</strong> surface density. Also shown are an estimated <strong>scale</strong> <strong>of</strong>the real space density <strong>and</strong> the distribution <strong>of</strong> the total number <strong>of</strong> <strong>galaxies</strong> in bins <strong>of</strong>projected density (upper histogram).gies determined with the Hubble Space Telescope, showed a rapid <strong>evolution</strong> in theT-Σ relation over 0 < z < 0.5 (Dressler et al. 1997; Couch et al. 1998) suggestingthe presence <strong>of</strong> environmentally-driven <strong>evolution</strong>.<strong>The</strong> relationship between galaxy type <strong>and</strong> density was primarily uncovered viathe study <strong>of</strong> nearby clusters <strong>and</strong> confirmed by recent works using the 2-deg Field


1.2 Clusters <strong>of</strong> <strong>galaxies</strong> <strong>and</strong> their <strong>evolution</strong> 29Galaxy Redshift Survey <strong>and</strong> the Sloan Digital Sky Survey. It has been shown thatthe connections between local environment <strong>and</strong> galaxy properties such as morphology,colour, <strong>and</strong> luminosity extend over the full range <strong>of</strong> densities, from richclusters to voids (e.g. Balogh et al. 2004b; Kauffmann et al. 2004; Blanton et al.2005a): the use <strong>of</strong> galaxy colors to describe the galaxy population, rather thanmorphological types, has the advantage that they are easily quantifiable, the measurementsare robustly reproducible, <strong>and</strong> models exist that allow us to directlyrelate them to star formation histories with minimal assumptions (e.g. Bruzual &Charlot 2003). For example, Balogh et al. (2004b) showed that the color distri-Figure 1.20: Fig. 1 from Balogh et al. (2004b): Filled circles in each panel showthe galaxy color distribution for the indicated 1 mag range <strong>of</strong> luminosity (rightaxis) <strong>and</strong> the range <strong>of</strong> local projected density, in units <strong>of</strong> Mpc −2 , shown on the topaxis; 1σ error bars are given by (N + 2) 1/2 , where N is the number <strong>of</strong> <strong>galaxies</strong> ineach bin. <strong>The</strong> solid line is a double-Gaussian model, with the dispersion <strong>of</strong> eachdistribution a function <strong>of</strong> luminosity only. <strong>The</strong> reduced χ 2 value <strong>of</strong> the fit is shownin each panel.bution <strong>of</strong> <strong>galaxies</strong> in bins <strong>of</strong> local density <strong>and</strong> luminosity can be always modeledby a double-Gaussian <strong>and</strong> that the dominant change in the galaxy population as afunction <strong>of</strong> environment is in the relative number <strong>of</strong> <strong>galaxies</strong> in each peak, as seenin earlier morphological studies: there is a strong <strong>and</strong> continuous dependence on


30 Cosmological <strong>evolution</strong> <strong>of</strong> <strong>galaxies</strong> <strong>and</strong> <strong>structures</strong>local density, with the fraction <strong>of</strong> <strong>galaxies</strong> in the red distribution at fixed luminosityincreasing from 10%-30% <strong>of</strong> the population at the lowest densities to 70% <strong>of</strong> thepopulation in the highest density environments. <strong>The</strong> dependence on luminosity atfixed density is much weaker, in particular, the trend with density is <strong>of</strong> a similarmagnitude at all luminosities (Fig. 1.20).High-resolution imaging <strong>and</strong> spectroscopic data in increasingly more distantclusters (to z ∼ 1) have shown that the trends observed locally persist to higherz, at least in the highest density environments (e.g. Balogh et al. 1997; Treu et al.2003; Poggianti et al. 2006). Other works based on morphological classification(Smith et al. 2005; Postman et al. 2005) revealed that although the basic relationwas in place at z ∼ 1, the fraction f E+S 0 <strong>of</strong> Ellipticals <strong>and</strong> S0s has doubled in denseenvironments since that time suggesting a continuous, density-dependent, transformation<strong>of</strong> spirals into lenticulars <strong>galaxies</strong>. First studies on the <strong>evolution</strong> <strong>of</strong> theFigure 1.21: Fig. 6 from Cooper et al. (2007): red fraction ( f R ) as a function <strong>of</strong>redshift for <strong>galaxies</strong> in sliding bins <strong>of</strong> ∆z = 0.1. <strong>The</strong> high- <strong>and</strong> low-density samples(solid <strong>and</strong> dashed line respectively) are selected according to the extreme thirds <strong>of</strong>the local overdensity distribution in the given z bin. <strong>The</strong> grey shaded regions givethe 1 − σ range <strong>of</strong> the red fractions in each density regime.environmentally-dependent segregation <strong>of</strong> red <strong>galaxies</strong> detected an increased number<strong>of</strong> blue <strong>galaxies</strong> in intermediate redshift clusters. <strong>The</strong> increase in the number <strong>of</strong>blue <strong>galaxies</strong> in clusters became known as “Butcher-Oemler effect” after the names<strong>of</strong> the two authors who first described it (Butcher & Oemler 1984). It was soonevident that the comparison <strong>of</strong> galaxy populations <strong>of</strong> single clusters at differentredshifts was a delicate issue because <strong>of</strong> possible contamination from backgroundforegroundobjects but also because <strong>of</strong> selection biases that could lead to comparebasically different <strong>structures</strong> (e.g. Andreon et al. 2006). To provide stronger con-


1.2 Clusters <strong>of</strong> <strong>galaxies</strong> <strong>and</strong> their <strong>evolution</strong> 31Figure 1.22: Fig. 7 from Cucciati et al. (2006). <strong>The</strong> fraction <strong>of</strong> the reddest ((u ∗ −g ′ ) ≥ 1.10, triangles) <strong>and</strong> bluest ( (u ∗ −g ′ ) ≤ 0.55, squares) <strong>galaxies</strong> is plottedas a function <strong>of</strong> the density contrast δ in different redshift intervals (columns, as indicatedon top) <strong>and</strong> for different absolute luminosity thresholds (rows, as indicatedon the right). <strong>The</strong> shaded areas are obtained by smoothing the reddest(bluest) fractionwith an adaptive sliding box containing the same number <strong>of</strong> objects in eachbin as the points marked explicitly. <strong>The</strong> number <strong>of</strong> red <strong>and</strong> blue <strong>galaxies</strong> in eachredshift <strong>and</strong> luminosity bin is explicitly indicated in the corresponding panel.straints on the <strong>evolution</strong> <strong>of</strong> galaxy environmental segregation it became common tostudy galaxy properties as a continuous function <strong>of</strong> three dimensional or projecteddensity rather than compare populations belonging to single isolated clusters. Recentworks up to z ∼ 1.3 − 1.5 based on the VIMOS survey (Cucciati et al. 2006)or on the DEEP2 survey (Cooper et al. 2007) show that the colour density relationevolves dramatically as a function <strong>of</strong> cosmic time. At the highest redshifts probed


32 Cosmological <strong>evolution</strong> <strong>of</strong> <strong>galaxies</strong> <strong>and</strong> <strong>structures</strong>the fraction <strong>of</strong> red <strong>galaxies</strong> show very little, if any, variation with density. <strong>The</strong>environmental dependence <strong>of</strong> galaxy colours progressively builds up, earlier forbrighter <strong>galaxies</strong> <strong>and</strong> later for fainter ones (Fig. 1.21 <strong>and</strong> 1.22).SFR-density relationIt has been noted that <strong>galaxies</strong> in dense environments (i.e. clusters) tend to havelower SFRs (Balogh et al. 1997, 1998; Poggianti et al. 1999; Balogh et al. 2000).Recent works measured the equivalent width <strong>of</strong> the Hα emission line on a sample<strong>of</strong> <strong>galaxies</strong> from the 2dFGRS (Lewis et al. 2002) or the SDSS surveys (Gómezet al. 2003) <strong>and</strong> showed that there is a smooth dependence <strong>of</strong> SFR on local galaxydensity.<strong>The</strong>y both identified a ’critical’ surface density <strong>of</strong> 1 Mpc −2 , where SFR correlationswith environment first occur. A more detailed work by Balogh et al.(2004a) found that the relative numbers <strong>of</strong> star-forming <strong>and</strong> quiescent <strong>galaxies</strong> varystrongly <strong>and</strong> continuously with local density but that the distribution <strong>of</strong> equivalentwidth <strong>of</strong> the Hα emission line amongst the star-forming population is independent<strong>of</strong> environment. In addition the fraction <strong>of</strong> star-forming <strong>galaxies</strong> depends morestrongly on the density on <strong>large</strong> <strong>scale</strong>s than on the local density.At higher redshifts Cooper et al. (2007) estimate the total star formation rate(SFR) <strong>and</strong> specific star formation rate (sSFR) for a sample <strong>of</strong> <strong>galaxies</strong> in the DEEP2survey according to the measured [OII] λ3727 Å nebular line luminosity. At z ∼ 1,they show that the relationship between specific SFR <strong>and</strong> environment mirrors thatfound locally. However, the relationship between total SFR <strong>and</strong> overdensity is invertedrelative to the local relation. This observed <strong>evolution</strong> in the SFR-densityrelation is driven, in part, by a population <strong>of</strong> bright, blue <strong>galaxies</strong> in dense environmentsat high redshifts. Elbaz et al. (2007) linked the local environment <strong>of</strong> <strong>galaxies</strong>at z ∼ 1 <strong>and</strong> their star formation rate (SFR) in the Great Observatories Origins DeepSurvey, GOODS, measuring the SFR thanks to ultradeep imaging at 24 µm withthe MIPS camera <strong>of</strong> the Spitzer satellite. <strong>The</strong>y find that the star formation-densityrelation observed locally was reversed at z ∼ 1: at high redshift the average SFR <strong>of</strong><strong>galaxies</strong> increases with local galaxy density.<strong>The</strong> colour-magnitude relationAs it was first noted by Baum (1959), elliptical <strong>galaxies</strong> show a colour-magnituderelation in which the brighter elliptical <strong>galaxies</strong> are in general redder. This “red sequence”observed in massive local clusters is characterized by a well-defined slope<strong>and</strong> a small scatter (e.g. Bower et al. 1992a,b). Recent results demonstrate the existence<strong>of</strong> a tight red sequence, comparable in scatter <strong>and</strong> slope to that observed in theComa Cluster, in clusters at redshifts up to z ∼ 1.3 (Blakeslee et al. 2003; Mei et al.2006; Blakeslee et al. 2006) (Fig. 1.23 <strong>and</strong> 1.24): the constancy <strong>of</strong> the slope <strong>of</strong> thered sequence up to this redshifts indicates that it is more likely the by-product <strong>of</strong> amass-metallicity relation as observed in local galaxy samples rather than the result


1.2 Clusters <strong>of</strong> <strong>galaxies</strong> <strong>and</strong> their <strong>evolution</strong> 33<strong>of</strong> a mass-age trend. On the other h<strong>and</strong>, the scatter is likely due to the fractional agedifferences between the RS <strong>galaxies</strong> (see sect. 1.3.3). <strong>The</strong> slope (Gladders et al.Figure 1.23: Left: Fig. 1 from Bower et al. (1992b). Colour-Magnitude relation forearly type <strong>galaxies</strong> in the Coma (filled symbols) <strong>and</strong> Virgo (open symbols) clusters.Circles: elliptical <strong>galaxies</strong>: Triangles: S 0; Stars: S 0 a or S 0 3 . Solid lines show themedian fit, the dashed line shows the relation expected in the Coma cluster fromthe zero point <strong>of</strong> the one in the Virgo cluster plus a distance modulus correction.Right: Fig. 15 from Demarco et al. (2007). ACS color-magnitude diagram <strong>of</strong> spectroscopic(circles <strong>and</strong> triangles) <strong>and</strong> photometric members (squares) <strong>of</strong> the clusterRDCS J1252.9-2927 at z ∼ 1.24 along with the best fit color-magnitude relation<strong>and</strong> scatter from Blakeslee et al. (2003) shown in green. Note that the two plots usedifferent photometries: once reported in the same b<strong>and</strong>s <strong>and</strong> photometric systemthe C-M relations at low <strong>and</strong> high redshift have comparable slopes.1998) <strong>and</strong> the scatter (Menci et al. 2008) <strong>of</strong> the red sequence are powerful toolsto investigate the formation <strong>of</strong> clusters <strong>and</strong> <strong>of</strong> their population <strong>of</strong> massive elliptical<strong>galaxies</strong>. For example, the color-magnitude diagram <strong>of</strong> a protocluster at z ∼ 2.1shows a red sequence having a rest-frame slope <strong>and</strong> intrinsic color scatter considerablyhigher than corresponding values for lower redshift galaxy clusters, althoughsome relatively quiescent <strong>galaxies</strong> are present in the structure. <strong>The</strong>se result suggestthat the majority <strong>of</strong> the galaxy population <strong>and</strong> hence the color-magnitude relationare still in the process <strong>of</strong> formation at this redshift.Central-dominant <strong>and</strong> brightest cluster <strong>galaxies</strong><strong>The</strong> core <strong>of</strong> local clusters has been shown sometimes to host <strong>galaxies</strong> with a nucleustypical <strong>of</strong> a very luminous elliptical galaxy embedded in an extended halo<strong>of</strong> low surface brightness. <strong>The</strong>se <strong>galaxies</strong> are known as ’central dominant’ (cD) or’brightest cluster <strong>galaxies</strong>’ (BCG). Although they are usually found at the center<strong>of</strong> regular, compact clusters <strong>of</strong> <strong>galaxies</strong> some <strong>galaxies</strong> that appear to be cDs havebeen found in poor clusters <strong>and</strong> groups (Sarazin 1988). <strong>The</strong>y are more extendedthan the other giant elliptical <strong>galaxies</strong> having a <strong>large</strong>r core <strong>and</strong> a <strong>large</strong>r halo: theirextension can be ∼ 300kpc <strong>and</strong> they can be as massive as 10 13 M ⊙ . <strong>The</strong>y do not


34 Cosmological <strong>evolution</strong> <strong>of</strong> <strong>galaxies</strong> <strong>and</strong> <strong>structures</strong>Figure 1.24: Fig. 8 from Mei et al. (2006): Colour Magnitude Relation absoluteslope δ(U − B) z /δB z <strong>and</strong> scatter σ(U − B) z for cluster ellipticals as a function <strong>of</strong>redshift.appear to be drawn from the same luminosity function as cluster ellipticals <strong>and</strong>also exhibit different luminosity pr<strong>of</strong>iles than typical cluster elliptical <strong>galaxies</strong>. Allthese observations suggest that the <strong>evolution</strong> <strong>of</strong> cDs-BCGs might be appreciablydistinct from the <strong>evolution</strong> <strong>of</strong> other cluster <strong>galaxies</strong> (De Lucia & Blaizot 2007).1.3 <strong>The</strong>oretical underst<strong>and</strong>ing <strong>of</strong> galaxy <strong>evolution</strong>1.3.1 Semianalytical models<strong>The</strong>oretical underst<strong>and</strong>ing <strong>of</strong> the formation <strong>and</strong> <strong>evolution</strong> <strong>of</strong> the average population<strong>of</strong> <strong>galaxies</strong> has greatly increased in recent years thanks to the development <strong>of</strong>semianalytical models that combine analitycal description <strong>of</strong> halo formation <strong>and</strong>merging with prescriptive methods for star formation, feedback <strong>and</strong> morphologicalassembly (Kauffmann et al. 1993; Cole et al. 1994; Somerville & Primack 1999;Menci et al. 2002). Prior to the development <strong>of</strong> these codes, <strong>evolution</strong>ary predictionswere based almost entirely on the ’classical’ viewpoint with stellar populationmodeling based on variations in the star formation history for <strong>galaxies</strong> evolving inisolation (Bruzual A. & Kron 1980). Different semianalytical codes implementsthe physical description <strong>of</strong> the formation <strong>of</strong> halos <strong>and</strong> <strong>galaxies</strong> in slightly differentways. Although in the next paragraph we will mainly refer to the model developedby Menci <strong>and</strong> collaborators (Menci et al. 2002, 2004; Menci 2004; Menci et al.2005, 2006; Cavaliere & Menci 2007; Menci et al. 2008), the basic ingredients<strong>of</strong> the semianalytical treatment <strong>of</strong> galaxy <strong>evolution</strong> are common to all the models


1.3 <strong>The</strong>oretical underst<strong>and</strong>ing <strong>of</strong> galaxy <strong>evolution</strong> 35presented in literature.<strong>The</strong> starting point in the construction <strong>of</strong> semi-analytic models is to specify thecosmology (Ω M , Ω b , Ω Λ , H 0 <strong>and</strong> σ 8 , the current amplitude <strong>of</strong> density fluctuationson the 8 Mpc reference <strong>scale</strong>). <strong>The</strong> <strong>cosmological</strong> model adopted nowadaysis that <strong>of</strong> a cold dark matter universe (ΛCDM) with the values <strong>of</strong> the <strong>cosmological</strong>parameters set according to the most recent <strong>cosmological</strong> investigations (e.g.WMAP 5 year results, Komatsu et al. 2008). Once the values <strong>of</strong> the <strong>cosmological</strong>parameters are specified, the power spectrum <strong>of</strong> primordial fluctuation has a welldefined shape, the pattern <strong>of</strong> primordial density fluctuations is put in place, <strong>and</strong>the timetable for their collapse into gravitationally bound <strong>structures</strong> is set. At eachcosmic time the abundance <strong>of</strong> dark matter <strong>structures</strong> gravitationally bound with agiven mass is analytically derived following a Press & Schechter formalism <strong>and</strong>each DM halo is considered as hosting a single galaxy. Once the the history <strong>of</strong> thehost DM halos has been determined, the <strong>evolution</strong> <strong>of</strong> the galactic sub-halos is computed.Sub-halos have a fate dominated principally by two dynamical processes:dynamical friction <strong>and</strong> binary aggregations. In the former the <strong>galaxies</strong> containedin each halo lose angular moment for dynamical friction <strong>and</strong> coalesce into a centraldominant galaxy if the process has a time-<strong>scale</strong> shorter than the halo survivaltime. On the other h<strong>and</strong> binary aggregation leads to the formation <strong>of</strong> a new galaxyfrom the coalescence <strong>of</strong> two satellite <strong>galaxies</strong>. <strong>The</strong> relevant quantities in computingthe time <strong>scale</strong> <strong>of</strong> these merging processes are circular velocity, radius, energy<strong>and</strong> angular momentum <strong>of</strong> each DM sub-halo <strong>and</strong> <strong>of</strong> the galaxy inside it. A detaileddescription <strong>of</strong> the physics behind these processes can be found in Menciet al. (2002).<strong>The</strong> next step is to link the dynamics <strong>of</strong> the halos with the physical behavior<strong>of</strong> baryonic matter inside the <strong>galaxies</strong>. <strong>The</strong> baryonic content <strong>of</strong> the galaxy is dividedinto a hot phase at the virial temperature (m h ), replenished by SN <strong>and</strong> AGNfeedback (a ’seed’ black hole is considered to be hosted in each progenitor galaxy);a cold phase (m c ) supplied by cooling processes; <strong>and</strong> stars (m ∗ ) forming from thecold phase. <strong>The</strong> equilibrium between these phases is driven by physical processesthat are treated with simple but physically grounded recipes.Gas cools radiatively by line <strong>and</strong> continuous emissions in a time depending onthe cooling function Λ(T) <strong>of</strong> the hydrogen-helium gas. At each time step the coolgas fraction is assigned to a disk with an associated radius, rotation velocity <strong>and</strong>dynamical time<strong>scale</strong> τ d ∝ r d /v d . Inside the disk stars form from the cooled gas ata ratem˙∗ ∝ m c /τ d ∼ 1 − 10M ⊙ yr −1 (1.15)A more refined treatment <strong>of</strong> the star formation process include the effects <strong>of</strong> thedestabilization <strong>of</strong> cold galactic gas occurring in galaxy encounters: grazing encounters<strong>of</strong> <strong>galaxies</strong> not leading to merging <strong>and</strong> fly-by events destabilize the gas<strong>of</strong> the galactic disk from its rotational equilibrium so that a fraction <strong>of</strong> it inflowstoward the center feeding the central black hole <strong>and</strong>/or causing bursts <strong>of</strong> star formation(Menci et al. 2004). <strong>The</strong>n, at each time step t, the integrated stellar emission


36 Cosmological <strong>evolution</strong> <strong>of</strong> <strong>galaxies</strong> <strong>and</strong> <strong>structures</strong>S λ (t) at the wavelength λ is computed for each object by convolving the star formationrate up to that time with the spectral energy distribution φ λ obtained frompopulation synthesis models:S λ =∫ t0dt ′ φ λ (t − t ′ ) m˙∗ (t ′ ) (1.16)Because <strong>of</strong> the <strong>evolution</strong> <strong>of</strong> stellar populations, a mass ∆m h is returned from thecold gas content <strong>of</strong> the disk to the hot gas phase due to Supernovae (SN) activity.It is estimated as:∆m h = E S N ɛ 0 η 0 ∆m ∗ /v 2 c (1.17)where ∆m ∗ is the mass <strong>of</strong> stars formed in the timestep, η 0 is the number <strong>of</strong> SNeper unit solar mass (depending on the assumed IMF), E S N = 10 51 erg is the energy<strong>of</strong> the ejecta <strong>of</strong> each SN which is transferred with an efficiency ɛ 0 to the coldinterstellar gas. Another important source <strong>of</strong> feedback is energy injection due toAGN activity that leads to the suppression <strong>of</strong> gas cooling in massive halos <strong>and</strong>to the expulsion <strong>of</strong> a fraction <strong>of</strong> the interstellar gas. AGN feedback can be eitherassociated with a continual <strong>and</strong> quiescent accretion <strong>of</strong> hot gas onto the central supermassive black hole (SMBH) (Croton et al. 2006; Bower et al. 2006) or to the shortactive phase <strong>of</strong> AGNs well observed in luminous QSOs (Menci et al. 2006). Thislast, impulsive form <strong>of</strong> feedback is mainly produced at high redshift (1.5 < z


1.3 <strong>The</strong>oretical underst<strong>and</strong>ing <strong>of</strong> galaxy <strong>evolution</strong> 37formed in high density peaks at early times were presumed to have consumed theirgas efficiently, perhaps in a single burst <strong>of</strong> star formation. Galaxies in lower densityenvironments continued to accrete gas <strong>and</strong> thus show lower star formation<strong>and</strong> disk-like morphologies. In short, segregation was established at birth <strong>and</strong> thepresent relation simply represents different ways in which <strong>galaxies</strong> formed accordingto the density <strong>of</strong> the environment at the time <strong>of</strong> formation. In the second scenario,the nurture hypothesis, <strong>galaxies</strong> are transformed at later times from spiralsinto spheroidals by environmentally-induced processes. Basic semianalytic modelsfor galaxy formation assume that the nature <strong>of</strong> a galaxy is determined solelyby the mass <strong>and</strong> merging history <strong>of</strong> the dark matter halo or subhalo within whichit resides, without any treatment capable <strong>of</strong> explaining the correlations betweenthe observed properties <strong>of</strong> <strong>galaxies</strong> <strong>and</strong> their environments. However, a certainnumber <strong>of</strong> environmentally dependent physical effects have been individuated thatare likely to affect the <strong>evolution</strong> <strong>of</strong> <strong>galaxies</strong> <strong>and</strong> semianalytic codes including theirtreatment are being developed (e.g. Khochfar & Ostriker 2008).While the success <strong>of</strong> semianalytic models in explaining observations givesstrength to the ”nature“ hypothesis, it is probable that the real scenario might actuallybe a combination <strong>of</strong> the ”nature“ <strong>and</strong> ”nurture“ scenarios <strong>and</strong> that some, or all,<strong>of</strong> the environmentally dependent physical effects described in the following paragraphs,influence galaxy <strong>evolution</strong>. Each effect is characterized by its length, time,<strong>and</strong> velocity <strong>scale</strong> that define its sphere <strong>of</strong> influence inside the cluster (see Treuet al. 2003, for a review). <strong>The</strong> various processes can be divided in three classes:galaxy-ICM interactions, i.e. interaction <strong>of</strong> a cluster galaxy with the gaseous component<strong>of</strong> the cluster, galaxy-cluster gravitational interactions <strong>and</strong> galaxy-galaxyinteractions. <strong>The</strong> first class includes processes effective at most out to the virialradius where the gas density is higher:• Ram Pressure Stripping: removal <strong>of</strong> galactic gas by pressure exerted by theICM (Gunn & Gott 1972). Ram Pressure Stripping terminates star formationremoving the gas supply. A galaxy infalling with velocity v gal into a clusterpermeated by an ICM <strong>of</strong> density ρ gas undergoes a pressure p = ρ gas v 2 gal . Fora galaxy like the Milky Way infalling in a rich cluster it has been computedthat ram pressure is effective in removing the gas reservoir inside a clustercentricradius r ∼ 0.5 − 1Mpc.• <strong>The</strong>rmal Evaporation <strong>and</strong> Turbulent/Viscous Stripping <strong>of</strong> the galactic gas(Cowie & Songaila 1977; Nulsen 1982). <strong>The</strong>rmal interaction between thehot intra-cluster medium <strong>and</strong> the colder interstellar medium (ISM) <strong>of</strong> thegalaxy can lead to the evaporation or to the stripping <strong>of</strong> the gas reservoirs<strong>of</strong> the galaxy. <strong>The</strong> effectiveness <strong>of</strong> the different transport processes is determinedby the physical conditions on the separation surface between the ICM<strong>and</strong> the ISM: the mean free path <strong>of</strong> the gas particles, the Mach number in thehot gas <strong>and</strong> the dimension <strong>of</strong> the region occupied by the ISM.• Pressure Triggered Star Formation: the compression <strong>of</strong> galactic gas due to


38 Cosmological <strong>evolution</strong> <strong>of</strong> <strong>galaxies</strong> <strong>and</strong> <strong>structures</strong>ICM pressure can trigger star formation causing an early depletion <strong>of</strong> gasreservoirs (Evrard 1991). However, according to Fujita (1998), this effect isnegligible.<strong>The</strong> second class <strong>of</strong> effects, the interactions between <strong>galaxies</strong> <strong>and</strong> the cluster gravitationalpotential, affect the star formation history <strong>of</strong> cluster <strong>galaxies</strong> <strong>and</strong> theirstructural <strong>and</strong> morphological properties:• Tidal Compression <strong>of</strong> Galactic Gas can increase the star formation rate. Accordingto Byrd & Valtonen (1990) this pressure is more effective than theram pressure exerted by the ICM in increasing the star formation by compression<strong>of</strong> gas clouds in <strong>galaxies</strong>. However even for a massive cluster havinga velocity dispersion σ v ∼ 900Km/s, this process should be effectiveonly within the central 200 Kpc at most (Treu et al. 2003).• Tidal Truncation <strong>of</strong> the outer galactic regions can remove galactic gas leadingto a quenching <strong>of</strong> the star formation (Merritt 1983). This effect too isthought to be important only in the innermost regions <strong>of</strong> the cluster.Finally, interactions between single objects, more common in the dense environment<strong>of</strong> clusters than in the field, can affect the properties <strong>of</strong> cluster <strong>galaxies</strong>:• Mergers affect both the star formation <strong>and</strong> the morphology <strong>of</strong> <strong>galaxies</strong>. Mergerscan lead to strong starbursts <strong>and</strong> to the formation <strong>of</strong> the so called ”E+A“<strong>galaxies</strong> (objects with spectral evidence for both an old population <strong>and</strong> a recentburst <strong>of</strong> star formation) (Mihos 1995). <strong>The</strong> merger frequency increaseswith density but decreases with velocity dispersion. <strong>The</strong> rate peaks aroundthe virial radius <strong>of</strong> the cluster <strong>and</strong> declines towards the center. (Treu et al.2003).• Harassment (Moore et al. 1996, 1998), i.e. high speed galaxy encounters,arises from an interplay between the overall cluster potential, which is responsiblefor tidal truncation <strong>of</strong> halos <strong>and</strong> the high speed <strong>of</strong> <strong>galaxies</strong>, <strong>and</strong>the local density, which affects the interaction rate. <strong>The</strong> harassment rate f H<strong>scale</strong>s with the luminous galaxy density ρ gal <strong>and</strong> mass m gal as f H ∝ ρ gal m 2 gal .Besides morphological transformation <strong>of</strong> <strong>galaxies</strong>, harassment can be a fuelingmechanism for quasars in subluminous hosts <strong>and</strong> can lead to the formation<strong>of</strong> detectable debris arcs.Fig. 1.25 summarizes the regions <strong>of</strong> the massive cluster Cl 0024+16 in whichthese physical processes are most effective, (starvation groups together processesthat can determine a slow decrease in the star formation rate: ram-pressure stripping,thermal evaporation <strong>and</strong> turbulent <strong>and</strong> viscous stripping.).Some semi-analytic codes include the stripping <strong>of</strong> small <strong>galaxies</strong> inside clustersautomatically dispersing their hot gas mass through the whole host halo (see,


1.3 <strong>The</strong>oretical underst<strong>and</strong>ing <strong>of</strong> galaxy <strong>evolution</strong> 39e.g., Balogh et al. 2000) but they usually neglect an exact treatment <strong>of</strong> environmentallydriven effects. Only recently Khochfar & Ostriker (2008) have includeda treatment <strong>of</strong> some effects in their model (shock-heating <strong>of</strong> the gas, ram pressurestripping, <strong>and</strong> heating <strong>of</strong> the ISM by means <strong>of</strong> the gravitational energy) showingthat they provide a steepening in the decline <strong>of</strong> the SFR at z < 1. On the otherh<strong>and</strong>, a previous paper by Lanzoni et al. (2005) showed that by including ram pressurestripping in their GALICS semianalytic code, galaxy properties only showmild variations <strong>and</strong> that the luminosity functions are almost unaffected. Only themorphological mix in cluster cores appears to be mildly affected by ram pressurestripping, with a slight increase <strong>of</strong> the fraction <strong>of</strong> ellipticals <strong>and</strong> spirals, in spite <strong>of</strong>that <strong>of</strong> lenticulars, if the process is neglected. Latest results have also shown theFigure 1.25: Fig. 10 from Treu et al. (2003): Regions <strong>of</strong> the cluster Cl 0024+16where key physical mechanisms are likely to operate. Top: Horizontal linesindicate the radial region where the mechanisms are most effective (in threedimensionalspace). Bottom: For three projected annuli the authors identify themechanisms that could have affected the galaxy in the region (red). <strong>The</strong> blue numbersindicate processes that are marginally at work. <strong>The</strong> virial radius is 1.7 Mpc.capability <strong>of</strong> semianalytical models in explaining the nature <strong>of</strong> the brightest cluster<strong>galaxies</strong> in the context <strong>of</strong> the hierarchical scenario (De Lucia & Blaizot 2007):very few major mergers seem to contribute to their formation, most <strong>of</strong> the accretionevents being minor mergers. Interestingly, these results do depend strongly on thefeedback models, both from AGNs <strong>and</strong> from supernovae. <strong>The</strong>se results supportthe theory that links the formation <strong>of</strong> the central galaxy to progressive mergings


1.3 <strong>The</strong>oretical underst<strong>and</strong>ing <strong>of</strong> galaxy <strong>evolution</strong> 41constitutes a challenge since in the hierarchical scenario the growth <strong>of</strong> DM haloesconstitutes - on average - a gradual process, driven by the merging <strong>of</strong> sub-clumps,<strong>and</strong> the most massive clusters should be the last <strong>structures</strong> to virialize, typicallyat z < 2. However, as also shown by a comparison between models <strong>and</strong> high-zobservations (Menci et al. 2008), the biased galaxy formation taking place in thehighest density peaks provides a natural explanation for the low scatter in colour,age <strong>and</strong> stellar mass growth <strong>of</strong> cluster red sequence <strong>galaxies</strong> as compared to thefield red sequence. Since cluster <strong>galaxies</strong> are formed from clumps that collapsedwithin high-density regions <strong>of</strong> the primordial density field, their assembly into adominant progenitor is faster, the formation <strong>of</strong> the bulk <strong>of</strong> the stellar mass takesplace in their main progenitor, <strong>and</strong> the variance introduced to the star formationhistory by the different merging histories is considerably suppressed. <strong>The</strong> morebiased the galaxy environment, the <strong>large</strong>r the above effect, so that for red sequence<strong>galaxies</strong> in high-redshift clusters the dispersion <strong>of</strong> mass growth histories, ages <strong>and</strong>colors is appreciably reduced compared to the field.


Chapter 2<strong>The</strong> Observation <strong>of</strong> StructureEvolution2.1 Multiwavelenght SurveysIn the last 10-15 years, several international projects have been carried out thatdistinctively changed the aspect <strong>of</strong> modern astronomy. Mainly thanks to the development<strong>of</strong> CCD detectors, <strong>of</strong> new <strong>large</strong> telescopes provided with adaptive opticsmirrors <strong>and</strong> thanks to the huge increase in computing <strong>and</strong> storage capabilites <strong>of</strong>modern calculators, the observational data on the structure <strong>of</strong> our <strong>and</strong> other <strong>galaxies</strong>were increased by dozens <strong>and</strong> hundreds <strong>of</strong> times with respect to datasets collectedin the rest <strong>of</strong> the 20 th century. Several projects involved the observation<strong>of</strong> significative areas <strong>of</strong> the sky at many wavelengths in order to put constraintson the role <strong>of</strong> many different emission processes for <strong>galaxies</strong> on a wide redshiftrange. Two main observing strategies can be individuated among the huge amount<strong>of</strong> projects recently developed, although there are no fixed or strict criteria distinguishingthem: deep fields <strong>of</strong> small selected areas <strong>and</strong> wide surveys <strong>of</strong>ten targetingall the sky in both hemispheres.Sky surveys include projects performing photometric <strong>and</strong>/or spectral observations<strong>of</strong> a significant fraction <strong>of</strong> the sky at an effective depth <strong>of</strong> hundreds megaparsecs(Mpc) (i.e. up to z ∼ 0.1 − 0.2). Modern sky surveys are carried outover several years by using middle-size specialized telescopes with a wide field<strong>of</strong> view (mostly Schmidt telescopes). Deep fields relate to projects devoted to adetailed exploration <strong>of</strong> relatively small sky areas (the characteristic field coverageis 10 −3 − 10 1 sq. deg.). Fields are much deeper <strong>and</strong> observations are performedemploying the <strong>large</strong>st telescopes with exposure times <strong>of</strong> several hours on the samearea. Fig. 2.1 summarizes the characteristics <strong>of</strong> the most known surveys.<strong>The</strong> followings are the most important projects developed so far in the opticalinfraredb<strong>and</strong>s (see Reshetnikov 2005, for a review).


44 <strong>The</strong> Observation <strong>of</strong> Structure EvolutionFigure 2.1: Fig. 2 from Reshetnikov (2005): characteristics <strong>of</strong> the main modernobservational projects. <strong>The</strong> horizontal dotted line shows the total area <strong>of</strong> the sky.<strong>The</strong> dashed curve shows the simplest observational strategy with F lim /S = const(F lim is the illumination from the faintest objects detected): such a dependence canbe expected if observations are carried out using one instrument with a fixed field<strong>of</strong> view over a fixed total observation time.2.1.1 Sky Surveys<strong>The</strong> first results on the <strong>evolution</strong> <strong>of</strong> the properties <strong>of</strong> <strong>galaxies</strong> <strong>and</strong> <strong>structures</strong>, as wellas the first catalogues <strong>of</strong> peculiar <strong>galaxies</strong> <strong>and</strong> <strong>of</strong> groups <strong>and</strong> clusters <strong>of</strong> <strong>galaxies</strong>came from photographic surveys performed with Schmidt telescopes beginning inthe 1950s. <strong>The</strong> first important sky survey was the Palomar Observatory Sky SurveyI, or POSS-I, with images <strong>of</strong> all the sky at declination δ > −33 ◦ . <strong>The</strong> clustercatalogues by Abell (1958) <strong>and</strong> Zwicky & Rudnicki (1963) were both based on thePOSS-I. <strong>The</strong>n came the extension <strong>of</strong> the POSS-I to the southern hemisphere <strong>and</strong>a deeper photographic observation <strong>of</strong> the northern hemisphere known as POSS-II(Reid et al. 1991). Another important project was the analysis <strong>of</strong> plates obtainedat the Anglo-Australian Observatory (Australia) with the microdensitometer AutomaticPlate Measuring machine in Cambridge, Engl<strong>and</strong>, <strong>and</strong> known as APM survey(Maddox et al. 1990). An important development was the scanning <strong>of</strong> the originalphotographic plates to create digitized versions <strong>of</strong> the first surveys: the DSS-I <strong>and</strong>-II (Digitized Sky Survey 1 ) <strong>and</strong> the DPOSS (Digitized Palomar Observatory SkySurvey 2 ).In the second half <strong>of</strong> the ’90s begun truly digital projects employing CCDdetectors, like the 2MASS (Two Micron All Sky Survey 3 ), which is a purely photometricsurvey covering the whole sky in filters J (1.25 µm), H (1.65 µm), <strong>and</strong>1 http://archive.stsci.edu/dss/2 http://dposs.caltech.edu3 http://www.ipac.caltech.edu/2mass


2.1 Multiwavelenght Surveys 45Ks (2.17 µm) with limiting magnitudes for extended objects <strong>of</strong> 13.5 <strong>and</strong> 15.0 inthe Ks <strong>and</strong> J-b<strong>and</strong>s, respectively. <strong>The</strong> 2MASS point source catalog (PSC) lists coordinates<strong>and</strong> photometric data for about 500 million objects while the extendedsource catalog (XSC) includes data for ∼1.65 million objects. <strong>The</strong> main areas <strong>of</strong>study benefiting most from using the 2MASS data include the <strong>large</strong>-<strong>scale</strong> structure<strong>of</strong> the MilkyWay <strong>and</strong> distribution <strong>of</strong> <strong>galaxies</strong> in the nearby Universe as well assearches for <strong>and</strong> explorations <strong>of</strong> new types <strong>of</strong> astronomical objects (for example,low-mass stars <strong>and</strong> brown dwarfs).<strong>The</strong> other two most important sky surveys are the 2dF (2 degree Field GalaxyRedshift Survey, or 2dFGRS 4 , Colless et al. 2001) <strong>and</strong> the SDSS (Sloan DigitalSky Survey 5 , York et al. 2000). <strong>The</strong> 2dF represents a spectroscopic survey <strong>of</strong>∼2000 sq. deg. <strong>of</strong> the sky performed with the 3.9-m telescope <strong>of</strong> the Anglo-Australian Observatory. It includes a photometric catalog (limited at a magnitudeB=19.5) <strong>of</strong> objects selected for spectroscopic studies <strong>and</strong> a spectroscopic catalog<strong>of</strong> 221414 <strong>galaxies</strong> with reliable redshift measurements. <strong>The</strong> median redshift <strong>of</strong>the survey is z = 0.11, which corresponds to the photometric distance ∼500 Mpc.A huge amount <strong>of</strong> results has been obtained with the 2dF survey beginning with animportant improvement in the determination <strong>of</strong> <strong>cosmological</strong> parameters when the<strong>large</strong> <strong>scale</strong> structure <strong>of</strong> the universe determined from the survey has been analyzedin combination with data on the cosmic microwave background (Peacock et al.2001). Other projects closely related to the 2dF are the 6dF (6dF Galaxy Survey,or 6dFGS 6 ), a survey <strong>of</strong> redshifts <strong>and</strong> peculiar velocities <strong>of</strong> <strong>galaxies</strong> that will coveralmost the entire southern sky <strong>and</strong> will give detailed information on the distribution<strong>of</strong> <strong>galaxies</strong> within the nearby (z ∼ 0.05) volume <strong>of</strong> the Universe, <strong>and</strong> the 2dF QSORedshift Survey (2QZ 7 ), a survey <strong>of</strong> redshifts <strong>of</strong> ∼ 23000 quasars.<strong>The</strong> Sloan Digital Sky Survey, a project started at the end <strong>of</strong> the 1980s, is aphotometric <strong>and</strong> spectral study <strong>of</strong> a quarter (∼10000 sq. deg.) <strong>of</strong> the sky carriedout with a specially designed 2.5-m telescope (a modified Ritchey-Chretien systemwith a 3 ◦ field <strong>of</strong> view). <strong>The</strong> telescope is equipped with a CCD-camera <strong>and</strong> acouple <strong>of</strong> identical multi-object fiberoptic spectrographs to simultaneously takespectra <strong>of</strong> 640 objects. <strong>The</strong> photometric imaging is performed in five b<strong>and</strong>s <strong>and</strong>limited at r=22.5. <strong>The</strong> spectroscopic survey targets both a main sample <strong>of</strong> <strong>galaxies</strong>with r < 17.8 <strong>and</strong> a median redshift <strong>of</strong> z ∼ 0.1, <strong>and</strong> a “luminous red galaxy”sample that is approximately volume limited out to z ∼ 0.38 (e.g. Koester et al.(2007a)). <strong>The</strong> sixth data release <strong>of</strong> the SDSS (Adelman-McCarthy et al. 2008)contains images <strong>and</strong> parameters <strong>of</strong> roughly 287 million objects <strong>and</strong> 1.27 millionspectra, a photometric redshift catalogue <strong>of</strong> ∼77 million <strong>galaxies</strong> with r < 22 hasbeen recently presented (Oyaizu et al. 2008).4 http://www.mso.anu.edu.au/2dFGRS/5 http://www.sdss.org/6 http://www-wfau.roe.ac.uk/6dFGS7 http://www.2dfquasar.org/


46 <strong>The</strong> Observation <strong>of</strong> Structure Evolution2.1.2 Deep Fields<strong>The</strong> most widely studied deep fields are those observed with the Hubble SpaceTelescope (HST, a 2.4 meter Ritchey Chretien system) during the 1990s (Fergusonet al. 2000). <strong>The</strong>ir st<strong>and</strong>ard names are the Hubble Deep Field North (HDF-N) 8 <strong>and</strong>Hubble Deep Field South (HDF-S) 9 . <strong>The</strong> HDFN was observed with the WFPC-2 (Wide-Field Planetary Camera 2) in four broadb<strong>and</strong> filters centered on 3000 Å(filter F300W), 4500 Å (F450W), 6060 Å (F606W), <strong>and</strong> 8140 Å (F814W): thetotal exposure time in each filter amounted to one to almost two days. It turnedout that in the HDF-N, one can detect <strong>galaxies</strong> as faint as B ∼ 29. <strong>The</strong> southernobservations (HDF-S) along with WFPC-2 imaging are provided with parallelobservations with the new instruments installed in 1997: the near-infrared camera<strong>and</strong> multi-object spectrograph (NICMOS) <strong>and</strong> the space telescope imaging spectrograph(STIS). In both fields the area covered by WFPC-2 is about 5.3 sq. min..Another widely used very deep field observed with the Advanced Camera for Surveys(ACS) <strong>of</strong> HST is the Hubble Ultra Deep Field (HUDF 10 ), a very deep imagingwith limiting observed magnitude 1.5 magnitudes deeper than the deepest exposuresin the Hubble Deep Fields (Bouwens et al. 2004a). It is located within thelimits <strong>of</strong> the Southern Ch<strong>and</strong>ra Field (CDF-S) <strong>and</strong> covers 11.5 sq. min. on which∼10000 <strong>galaxies</strong> up to B ∼ 30 have been individuated.Very deep observations have been taken also with ground based observatories.<strong>The</strong> NDWFS (NOAO Deep Wide-Field Survey 11 ) is a deep optical <strong>and</strong> nearinfraredimaging survey covering two 9.3 sq. deg. fields with the KPNO <strong>and</strong> CTIOtelescopes (Jannuzi & Dey 1999). <strong>The</strong> VVDS (VIMOS-VLT Deep Survey 12 ) isa photometric <strong>and</strong> spectroscopic survey <strong>of</strong> ∼100,000 <strong>galaxies</strong> within several deepfields covering ∼ 16 sq. deg. with the VIsible Multi-Object Spectrograph (VIMOS)on the ESO VLT telescope (Le Fèvre et al. 2004). <strong>The</strong> Fors Deep Field 13 , whosedepth is comparable to that <strong>of</strong> the HDFs, covers a 7’ × 7’ area located in the vicinity<strong>of</strong> the south galactic pole has been observed with the FOcal Reducer/low dispersionSpectrograph (FORS) on the 8.2-m ESO VLT telescope. More recently twoother deep surveys covering the CDFS have been undertaken: the Great ObservatoriesOrigins Deep Survey (GOODS 14 ) <strong>and</strong> the Classifying Objects by Medium-B<strong>and</strong> Observations in 17 filters (COMBO-17 15 ) survey. GOODS covers ∼160 sq.deg. almost centered on the HDF-N <strong>and</strong> CDF-S, it combines deep multiwavelengthobservations from several space (HDF, SIRTF, CXO, XMM-Newton) <strong>and</strong>ground-based (ESO VLT, ESO NTT, KPNO 4-m, etc.) telescopes. A more detaileddescription <strong>of</strong> the GOODS survey can be found in chapter 5. COMBO-17 is8 http://www.stsci.edu/ftp/science/hdf/hdf.html9 http://www.stsci.edu/ftp/science/hdfsouth/hdfs.html10 http://www.stsci.edu/hst/udf11 http://www.noao.edu/noao/noaodeep/12 http://www.oamp.fr/virmos/vvds.htm13 http://www.lsw.uni-heidelberg.de/users/jheidt/fdf/fdf.html14 http://www.eso.org/science/goods/15 http://www.mpia.de/COMBO/combo index.html


2.1 Multiwavelenght Surveys 47a multicolor photometric survey <strong>of</strong> five 0.5 ◦ side areas obtained with 5 broad-b<strong>and</strong><strong>and</strong> 12 medium-b<strong>and</strong> filters covering the spectral range 3500-9300 Å: its relativelysmall depth (B ∼ 25.5) is compensated by the detailed photometric coverage particularlysuited for studying galaxy properties up to z∼1.While these projects are the most notable already completed, several otherprojects combining a remarkable depth <strong>and</strong> a relatively wide area are still underdevelopment or are being still currently analyzed:• <strong>The</strong> Subaru Deep Field 16 , taken with the Japanese Subaru (Pleiades) telescope,covers a 34’× 27’ area. <strong>The</strong> total exposure time in five optical-NIRb<strong>and</strong>s was approximately 10 hours with the limiting magnitudes near 28.5in the B filter <strong>and</strong> 23.5 in K. A wider, related, project is the Subaru/XMM-Newton Deep Survey (SXDS), a multi-wavelength survey <strong>of</strong> a 1.3 sq. deg.area obtained with several ground-based <strong>and</strong> space instruments (Subaru,UKIRT, XMM-Newton, VLA, GALEX, JCMT, see e.g. Kodama et al.2004).• <strong>The</strong> DEEP2 (Deep Extragalactic Evolutionary Probe 2 17 ) is a spectroscopicsurvey (∼ 140 nights <strong>of</strong> observations) covering ∼3.5 sq. deg. within fourfields <strong>of</strong> the sky with the DEIMOS multi-object spectrograph on the 10-m Keck- II telescope. One field includes the extended Groth Survey strip(GSS), which has existing HST imaging <strong>and</strong> which will be the target <strong>of</strong> verydeep IR observations by SIRTF, <strong>and</strong> two <strong>of</strong> the fields are on the equatorialstrip which will be most deeply surveyed by the Sloan Digital Sky Survey(SDSS). (Davis et al. 2003)• <strong>The</strong> COSMOS survey 18 is based on a deep (I∼28 for point-like sources)ACS observation in a single filter in a contiguous 2 sq. deg. equatorialfield. It is an extensive multiwavelength ground- <strong>and</strong> space-based observation<strong>of</strong> a 2 sq. deg. field spanning the entire spectrum from X-ray, UV,optical/ IR, mid-infrared, mm/submillimeter, <strong>and</strong> to radio with extremelyhigh-sensitivity imaging <strong>and</strong> spectroscopy. (Scoville et al. 2007b).• <strong>The</strong> MUSYC survey 19 is a deep imaging campaign in optical <strong>and</strong> nearinfraredpassb<strong>and</strong>s <strong>of</strong> four 30’ × 30’ fields. MUSYC is based on multiwavelenghtphotometry specifically designed to provide high-quality photometricredshifts up to z ∼ 3. Additional coverage at X-ray, UV, mid-infrared, <strong>and</strong>far-infrared wavelengths has also been programmed. (Gawiser et al. 2006)16 http://soaps.naoj.org/sdf/17 http://deep.berkeley.edu/18 http://cosmos.astro.caltech.edu19 http://www.astro.yale.edu/MUSYC/


48 <strong>The</strong> Observation <strong>of</strong> Structure Evolution2.2 Photometric RedshiftsA precise measurement <strong>of</strong> the redshift <strong>of</strong> a galaxy can be obtained from spectroscopy,the precision depending on the dispersion <strong>of</strong> the observed spectrum.<strong>The</strong> galaxy redshift is given by its <strong>cosmological</strong> redshift <strong>and</strong> by its peculiar restframemotion: when observed with high-resolution spectroscopy, the position <strong>of</strong>the galaxy (e.g. its distance from the observer) can be calculated from the measuredredshift once the <strong>cosmological</strong> parameters describing the geometry <strong>of</strong> the universeare known (Hogg 1999). <strong>The</strong> uncertainty on the galaxy distance will mainly dependon its rest frame velocity. Spectroscopic observations are, however, extremelytime-spending, to the point that it was soon realized that a multiwavelenght photometricobservation <strong>of</strong> a galaxy, that equate to a low dispersion spectrum, couldlead to a good estimate <strong>of</strong> the redshift <strong>of</strong> a given object with much less observingtime needed or, with an equal observing time, could lead to the determination <strong>of</strong>redshifts for much more distant objects: usually spectroscopic surveys reach limits<strong>of</strong> about 5 mag brighter than photometric ones, as e.g. in the SDSS survey (Yorket al. 2000).As a definition <strong>of</strong> photometric redshift we can adopt the suggestion by Koo(1999) <strong>of</strong> defining as photometric redshifts those derived from only images or photometrywith spectral resolution λ/∆λ 20. <strong>The</strong> aim <strong>of</strong> this definition was to excludeakin, although in principle different, techniques like those based on narrowb<strong>and</strong> images, ramped filter images, Fourier transform spectrometers etc. <strong>The</strong> ideathat the redshift <strong>of</strong> a galaxy could be individuated only using broadb<strong>and</strong> photometrydates back to Baum (1962), who used nine b<strong>and</strong>passes spanning the spectrumfrom 3730Å to 9875Å to locate the 4000Å Balmer break in elliptical <strong>galaxies</strong>: heobserved the spectral energy distribution (SED) <strong>of</strong> 6 bright elliptical <strong>galaxies</strong> inthe Virgo cluster <strong>and</strong> then observed 3 elliptical <strong>galaxies</strong> in another cluster (Abell0801), he measured the displacement between the two energy distributions, <strong>and</strong>hence the redshift <strong>of</strong> the second cluster (see Fig. 2.2).Loh & Spillar (1986) generalized this technique, with six-b<strong>and</strong> (between 400<strong>and</strong> 950 nm) CCD photometry, to apply to a wider range <strong>of</strong> galaxy types <strong>of</strong> ∼ 22mag., matching their colors with the colors <strong>of</strong> a set <strong>of</strong> fiducial objects. <strong>The</strong>y firstintroduced the important technique now known as ’template fitting’. <strong>The</strong> techniquecan be divided into three steps:1. <strong>The</strong> photometric data for each galaxy are converted into spectral energy distributions.When the flux is plotted against wavelength for each <strong>of</strong> the b<strong>and</strong>passes,a low resolution spectral energy distribution is created.2. A set <strong>of</strong> template spectra (observed or synthetic ones) <strong>of</strong> all galaxy types<strong>and</strong> redshifts ranging from z=0 to a maximum relevant redshift, is compiled.<strong>The</strong> redshifted spectra are reduced to the passb<strong>and</strong> averaged fluxes in orderto compare the template spectra with the SED <strong>of</strong> the observed <strong>galaxies</strong>.3. <strong>The</strong> spectral energy distribution derived from the observed magnitudes <strong>of</strong>


2.2 Photometric Redshifts 49Figure 2.2: Fig. 3 from Baum (1962): the mean SED for six elliptical <strong>galaxies</strong> inthe Virgo cluster (dashed curve) <strong>and</strong> for three similar <strong>galaxies</strong> in Abell 0801.each object is compared to each template spectrum in turn. <strong>The</strong> best matchingspectrum, <strong>and</strong> hence the redshift (<strong>and</strong> other physical parameters in case<strong>of</strong> synthetic spectra), is determined by a maximum likelihood method orminimizing the χ 2 <strong>of</strong> the comparison between the observed <strong>and</strong> the modeledspectra:∑ [ ]χ 2 Fobs,i − s · F 2 temp,i=(2.1)σ iiwhere F obs,i <strong>and</strong> σ i are the fluxes observed in a given filter i <strong>and</strong> their uncertainties,respectively; F temp,i are the fluxes <strong>of</strong> the template in the same filter<strong>and</strong> the sum runs over the adopted filters. s is a normalization factor (e.g.Giallongo et al. 1998; Arnouts et al. 1999).A last important step was undertaken by Koo (1985). He was able to estimateredshifts from colors after plotting lines <strong>of</strong> constant redshift on color-colorplots obtained from only four photographic b<strong>and</strong>s: an important improvement inhis technique was the use <strong>of</strong> theoretical models (e.g. Bruzual A. 1983) instead <strong>of</strong>observed ones (as done by Loh & Spillar 1986), for the different galaxy types. Koo(1985) obtained a σ z < 0.07 for intermediate-redshift (z < 0.3) <strong>galaxies</strong>.Spectral synthesis models (e.g. Bruzual A. 1983; Charlot & Bruzual 1991;Bruzual & Charlot 2003) employ stellar <strong>evolution</strong>ary tracks to build galaxy spectralenergy distributions on the basis <strong>of</strong> some adjustable parameters like the stellarinitial mass function (IMF), the star formation rate (SFR) <strong>and</strong> the rate <strong>of</strong> chemicalenrichment. <strong>The</strong> modeling <strong>of</strong> the time <strong>evolution</strong> <strong>of</strong> these parameters (which,in turn, depends on the cosmic history <strong>of</strong> the galaxy) allows one to compute theage-dependent distribution <strong>of</strong> stars in the Hertzsprung-Russell (HR) diagram, fromwhich the integrated spectral <strong>evolution</strong> <strong>of</strong> the stellar population can be obtained.


50 <strong>The</strong> Observation <strong>of</strong> Structure EvolutionObtaining the photometric redshift <strong>of</strong> a galaxy comparing its SED to a syntheticSED allows to constrain, at the same time, important physical parameters <strong>of</strong> thegalaxy, like its stellar mass <strong>and</strong> its star formation history. <strong>The</strong> uncertainties in thismethod are given by the precision with which the <strong>evolution</strong> <strong>of</strong> the stellar emissionfor stars characterized by different physical parameters is known (mass, age,metallicity), especially at early or late <strong>evolution</strong>ary stages.Template fitting technique is one <strong>of</strong> the two basic approaches to photometricredshift estimation the other being the so called “empirical training set” methodfirst developed by Connolly et al. (1995). <strong>The</strong>y used a set <strong>of</strong> <strong>galaxies</strong> with redshift<strong>and</strong> broadb<strong>and</strong> fluxes known from spectroscopic observations <strong>and</strong> fitted theobserved spectroscopic redshifts with a linear or a quadratic function <strong>of</strong> four magnitudes(U, B, R, I). Thus the function has one <strong>of</strong> the two following forms (linearor quadratic):z = a 0 +z = a 0 +∑i=1,...,N∑i=1,...,Na i M i +a i M i (2.2)∑(i, j)=1,...,Na i j M i M j (2.3)<strong>The</strong> constants, a i <strong>and</strong> a i j , are found by linear regression. Using a data set <strong>of</strong>370 <strong>galaxies</strong> extending to z = 0.5 they showed that this method could determineredshifts with uncertainties <strong>of</strong> σ z = 0.057 with a linear fit <strong>and</strong> σ z = 0.047 with aquadratic fit <strong>and</strong> little or no loss <strong>of</strong> accuracy if colors are used instead <strong>of</strong> magnitudes.More recently, hybrid techniques combining spectral template-fitting with trainingsets have been introduced. For example Budavári et al. (2000) use a trainingset, not for deriving a direct relationship between colors <strong>and</strong> redshifts but, instead,to build an optimal set <strong>of</strong> spectral templates to give the best match between thepredicted <strong>and</strong> the observed colors. <strong>The</strong>y show that with these improved templatesthe dispersion in the photometric redshifts can decrease by up to a factor <strong>of</strong> 2.Another important technique employing broadb<strong>and</strong> photometry to constraingalaxy redshift is the so called “Lyman Break technique”: the basic idea is toindividuate high-redshift <strong>galaxies</strong> through a significant drop in the bluest b<strong>and</strong>sobserved. Such a drop appears when those filters are sampling the emission blueward<strong>of</strong> the Lyman break which is absorbed by the hyonization <strong>of</strong> neutral hydrogen(Steidel et al. 1996). This happens in the U b<strong>and</strong> for z ∼ 3 <strong>galaxies</strong> <strong>and</strong> in progressivelyredder b<strong>and</strong>s for higher redshift objects. Adopting the Lyman Breaktechnique <strong>and</strong> its variants it was possible to find the highest redshift objects ever(Bouwens et al. 2003, 2004b; Labbé et al. 2006).Photometric redshifts uncertainties can be as much as two orders <strong>of</strong> magnitudehigher than spectroscopic redshifts ones. <strong>The</strong>y are usually characterized by thedistribution <strong>of</strong> the absolute scatter ∆z = (z spec − z phot ) or <strong>of</strong> the relative scatter


2.2 Photometric Redshifts 51∆z/(1 + z) = (z spec − z phot )/(1 + z spec ). <strong>The</strong>se distributions are usually not perfectlygaussians <strong>and</strong> present a small number <strong>of</strong> ’catastrophic’ outliers.Figure 2.3: Fig. 12 from Grazian et al. (2006a): Upper panel: the relation betweenthe spectroscopic (x-axis) <strong>and</strong> the photometric (y-axis) redshift on 668 <strong>galaxies</strong>with accurate spectroscopic redshift in the GOODS-MUSIC catalogue. In the inset,the distribution <strong>of</strong> the absolute scatter is shown <strong>and</strong> compared with a Gaussi<strong>and</strong>istribution with a st<strong>and</strong>ard deviation σ = 0.06 (smooth red curve). Lower panel:relative scatter restricted to the z < 2 range <strong>and</strong> discarding the most discrepantobjects in the same sample.<strong>The</strong> knowledge <strong>and</strong> modeling <strong>of</strong> photometric redshift uncertainties is a verydelicate issue, especially when applying this technique to structure detections (e.g.Trevese et al. 2007) or cosmology (e.g. Lima & Hu 2007). Photometric redshiftperformance depends on filter set, signal-to-noise ratio (S/N) <strong>and</strong> on the desiredrange <strong>of</strong> redshifts <strong>and</strong> galaxy types to analyse. <strong>The</strong>y <strong>of</strong> course depend also onthe dimension <strong>and</strong> reliability <strong>of</strong> the training set (for training set-like techniques)or on the accuracy <strong>of</strong> galaxy spectral synthesis models (for template fitting-liketechniques). Among the lowest photometric redshifts uncertainties ever obtainedthere are those relative to the GOODS-MUSIC catalogue (Grazian et al. 2006a):they present an average absolute scatter 〈| ∆z |〉 = 0.08 <strong>and</strong> an average absoluterelative scatter 〈| ∆z/(1 + z) |〉 = 0.045 up to z ∼ 6 (see Fig. 2.3).Since the first pioneering applications, photometric redshifts have been appliedto a huge amount <strong>of</strong> surveys: deep fields like the HDF (e.g. Arnouts et al. 1999),GOODS (e.g. Grazian et al. 2006a) <strong>and</strong> COSMOS (e.g. Mobasher et al. 2007)or wide surveys like the SDSS (e.g. D’Abrusco et al. 2007). Techniques have


52 <strong>The</strong> Observation <strong>of</strong> Structure Evolutionbeen provided with more refined statistical treatments (like the Bayesian inference,modeled by Benítez 2000) or with the inclusion <strong>of</strong> galaxy structural parameters<strong>and</strong> surface brightness as further constraints (e.g. Wray & Gunn 2008). Free availables<strong>of</strong>twares like Hyperz 20 (Bolzonella et al. 2000), ANNz 21 (Collister & Lahav2004), ImpZ 22 (Babbedge et al. 2004) <strong>and</strong> EaZy 23 (Brammer et al. 2008) have beenalso released.2.3 Cluster Detection TechniquesSince the first systematic study performed by Abell (1958) a great number <strong>of</strong> clusterdetection techniques have been developed. Generally the details <strong>of</strong> the detectiontechnique change the definition itself <strong>of</strong> what a cluster is. Many techniquessimply rely on the presence <strong>of</strong> an overdensity in the bidimensional or threedimensionalgalaxy distribution, eventually around bright peculiar sources at low redshift(cD or BCG <strong>galaxies</strong>, see Sect. 1.2.3) or at high redshift (QSO, radio <strong>galaxies</strong>or Lyα emitters). In this way not only relaxed/virialized <strong>and</strong> regular clusters areselected but also irregular <strong>and</strong> forming groups or clusters <strong>and</strong> filamentary or sheetlikeoverdensities. Other techniques directly rely on the properties <strong>of</strong> formed halos<strong>and</strong> clusters: their masses (see Sect. 1.2.1), as in the case <strong>of</strong> the detection throughlensing effects, the expected properties <strong>of</strong> their member <strong>galaxies</strong> (see Sect. 1.2.3)or the presence <strong>of</strong> an hot intra-cluster medium (see Sect. 1.2.2). Some basic characteristics<strong>of</strong> each detection method must be evaluated in order to constrain biases<strong>and</strong> uncertainties in the study <strong>of</strong> clusters, cluster <strong>galaxies</strong> <strong>and</strong> intracluster mediumemission:• Incompleteness: an estimate <strong>of</strong> the number <strong>and</strong> properties <strong>of</strong> <strong>structures</strong> thatthe detection technique is not able to individuate. In order to have a very lowincompleteness, minimal constraints on cluster properties have to be put.Incompleteness can be described by a redshift <strong>and</strong> mass dependant selectionfunction.• Contamination: an estimate <strong>of</strong> the number <strong>of</strong> false detections.In an objective cluster detection technique, ideally, incompleteness <strong>and</strong> contaminationshould be pushed to zero or well parameterized by selection functions<strong>and</strong> detection probability distributions. While these are the same problems that areusually found in ordinary object detection <strong>and</strong> image analysis, the study <strong>of</strong> galaxyclusters involve the detection <strong>of</strong> objects in 3 dimensions instead <strong>of</strong> two. In additionthe measurement <strong>of</strong> radial distances is much less accurate than the measurement <strong>of</strong>angular positions.20 http://webast.ast.obs-mip.fr/hyperz/21 http://zuserver2.star.ucl.ac.uk/ lahav/annz.html22 http://astro.ic.ac.uk/ tsb1/Impzlite/ImpZlite.html23 http://www.astro.yale.edu/eazy/


2.3 Cluster Detection Techniques 532.3.1 X-ray <strong>and</strong> SZ detectionsClusters are the second most prominent sources in the X-ray sky (after ActiveGalactic Nuclei) <strong>and</strong>, given the relatively small number <strong>of</strong> extended sources, X-ray images <strong>of</strong> clusters are virtually free from contamination from foreground <strong>and</strong>background <strong>structures</strong>. In addition clusters appear as strong-contrast sources in theX-ray sky up to high redshifts, thanks to the dependence <strong>of</strong> their bremsstrahlungemission on the square <strong>of</strong> the gas density (see 1.2.2), while cluster selection functionsare easy to model when dealing with flux limited samples. For all these reasonsmany surveys have been performed using space-based X-ray observatories.<strong>The</strong> EMSS sample <strong>of</strong> 67 clusters from a 700 sq. deg. survey (Gioia et al. 1990),performed with the Einstein satellite, was followed by the ROSAT All Sky Survey(RASS) (e.g. Truemper 1993; Cruddace et al. 2002) that was also matched withoptical SDSS data (Popesso et al. 2004) yielding a sample <strong>of</strong> clusters covering awide range <strong>of</strong> masses, from groups <strong>of</strong> 10 12.5 M ⊙ to massive clusters <strong>of</strong> 10 15 M ⊙ in aredshift range from 0.002 to 0.45. Using the ROSAT satellite also a deep serendipitoussurvey, the ROSAT Deep Cluster Survey (RDCS) (Rosati et al. 1998), hasbeen performed, yielding the discovery <strong>of</strong> one <strong>of</strong> the most distant massive clusterknown (at z ∼ 1.24, e.g. Rosati et al. 2004). <strong>The</strong> new satellites XMM <strong>and</strong> Ch<strong>and</strong>rahave a too small field <strong>of</strong> view, so no wide area surveys are currently plannedwith them (see the summary <strong>of</strong> X-ray surveys in Fig. 2.4). <strong>The</strong>y anyway allowedthe study <strong>of</strong> some among the most distant clusters known (e.g. Mullis et al. 2005;Stanford et al. 2006).However X-ray cluster surveys, by definition, only select massive systems thathave already reached the virial equilibrium, due to the strong dependence <strong>of</strong> theX-ray luminosity on the gas mass. In addition X-ray cluster surveys are severelylimited when looking for high redshift clusters: not only we do not expect to findmany bound, virialized systems at z > 1.5, but the X-ray surface brightness <strong>scale</strong>sas (1 + z) 4 , thus creating even more serious source incompleteness problems at thefaintest flux levels.Surveys based on the Sunyaev Zeldovich effect (Sect. 1.2.2) will be extremelyuseful when studying the <strong>evolution</strong> <strong>of</strong> the cluster mass function because the SZsignal is redshift independent, being a spectral distortion <strong>of</strong> the CMB emission(Carlstrom et al. 2002), while the signal, depending on ρ gas instead <strong>of</strong> ρ 2 gas, willhave <strong>large</strong>r angular size with respect to X-ray detections. However, SZ surveys, justas X-ray cluster surveys, are going to detect only relaxed systems with considerablemasses (M 2 × 10 14 M ⊙ ) (Cohn & White 2008). <strong>The</strong> SZ effect has significantdrawbacks like confusion from CMB anisotropies on <strong>large</strong> angular <strong>scale</strong>s <strong>and</strong> fromradio <strong>and</strong> submm point sources. Another significant drawback is confusion owingto projection effects: along any line <strong>of</strong> sight through the entire observable universe,the probability <strong>of</strong> passing within the virial radius <strong>of</strong> a cluster or group <strong>of</strong> <strong>galaxies</strong>is <strong>of</strong> order unity, thus many <strong>of</strong> the objects in a highly sensitive SZ survey willsignificantly overlap (Voit 2005). Some important SZ projects are upcoming: the


54 <strong>The</strong> Observation <strong>of</strong> Structure EvolutionFigure 2.4: Fig. 4 from Rosati et al. (2002). Solid angles <strong>and</strong> flux limits <strong>of</strong> X-raycluster surveys carried out over the past two decades. Dark filled circles representserendipitous surveys constructed from a collection <strong>of</strong> pointed observations. Lightshaded circles represent surveys covering contiguous areas.Planck satellite 24 , the South Pole Telescope 25 , Apex 26 , Amiba 27 <strong>and</strong> the AtacamaCosmology Telescope 28 . However they will have to rely on optical follow-up todetermine the redshift <strong>of</strong> the clusters (Cohn & White 2008).2.3.2 Lensing detectionsMatter intervening along the light paths <strong>of</strong> photons causes a displacement <strong>and</strong> adistortion <strong>of</strong> light rays. <strong>The</strong> properties <strong>and</strong> the interpretation <strong>of</strong> this effect dependon the projected mass density integrated along the line <strong>of</strong> sight <strong>and</strong> on the <strong>cosmological</strong>angular distances to the observer, the lens <strong>and</strong> the source (Bl<strong>and</strong>ford &Narayan 1992). <strong>The</strong> interest in gravitational lensing for cosmology started withthe seminal paper by Zwicky (1937) who proposed that <strong>galaxies</strong> could be efficientgravitational lenses <strong>and</strong> suggested their use as a tool for weighting gravitationalsystems. Individual clusters can be studied through the detection <strong>of</strong> strong lensingeffects or from ’weak’ distortions <strong>of</strong> the light coming from many background24 http://www.rssd.esa.int/index.php?project=PLANCK25 http://pole.uchicago.edu/26 http://bolo.berkeley.edu/apexsz/27 http://amiba.asiaa.sinica.edu.tw/28 http://www.physics.princeton.edu/act/


2.3 Cluster Detection Techniques 55<strong>galaxies</strong>. To a first approximation, the gravitational lensing effect on a circularsource changes its size (magnification) <strong>and</strong> transforms it into an ellipse (distortion),thus two different effects produced by the <strong>cosmological</strong> distribution <strong>of</strong> <strong>structures</strong>in the universe are expected: a change <strong>of</strong> the galaxy number counts correlated withthe mass distribution, namely a magnification bias; <strong>and</strong> a change <strong>of</strong> the ellipticitydistribution, namely a shear pattern, correlated with the mass distribution aswell (Mellier 1999). Several different methods for identifying dark-matter halosin weak-lensing data have been proposed in recent years. <strong>The</strong>y can all be consideredas variants <strong>of</strong> linear filtering techniques with different kernel functions: halosare then detected as peaks in the filtered cosmic-shear maps (see Pace et al. 2007,for a comparison among the different filters proposed in literature). Weak lensingdetections are difficult because <strong>of</strong> different sources <strong>of</strong> noise: cosmic variance, intrinsicellipticity distribution <strong>of</strong> the lensed <strong>galaxies</strong> <strong>and</strong> dramatic effects due to theatmosphere (seeing, atmospheric refraction, atmospheric dispersion), to telescopeh<strong>and</strong>ling (flexures <strong>of</strong> the telescopes, bad guiding) <strong>and</strong> to optical distortions (Mellier1999). However some corrections for these noise effects have been proposed leadingto the execution or planning <strong>of</strong> several weak lensing cluster surveys aimed atbuilding a mass-selected cluster sample directly comparable to CDM theory. Weaklensing is currently being used to detect clusters in the CFHTLS survey (Gavazzi &Soucail 2007) <strong>and</strong> will be employed in upcoming projects using the Pan-STARRStelescope 29 <strong>and</strong> the DUNE 30 <strong>and</strong> SNAP satellites 31 .2.3.3 Optical detectionsA <strong>large</strong> number <strong>of</strong> optical detection techniques have been developed through theyears. <strong>The</strong> basic premise shared by all such techniques is that <strong>galaxies</strong> are a reliable(though not necessarily unbiased) tracer <strong>of</strong> the underlying mass distribution,which is the <strong>cosmological</strong>ly interesting distribution. Although there are no strictseparations between different approaches, we can divide cluster optical-IR detectiontechniques in few classes: techniques <strong>and</strong> algorithms that are mainly based onpositional information to compute 2D or 3D densities or to group objects together,techniques that are mainly based on photometry, or that combine photometrical<strong>and</strong> positional informations, <strong>and</strong> cluster detection around peculiar sources. Forhistorical reasons we will consider purely positional approaches <strong>and</strong> overdensityestimation as first, but we will treat 3-dimensional approaches based only on theuse <strong>of</strong> photometric redshifts in a different section at the end <strong>of</strong> the present chapter.Detection <strong>of</strong> clusters as overdensities in real or projected space<strong>The</strong> first cluster optical detections were made looking for overdensities in 2D images.Abell (1958) looked for galaxy overdensities on images <strong>of</strong> the POSS sur-29 http://ps1sc.org/30 http://www.dune-mission.net/31 http://snap.lbl.gov/


56 <strong>The</strong> Observation <strong>of</strong> Structure Evolutionvey. An overdensity <strong>of</strong> at least 30 <strong>galaxies</strong> (richness class 0) should be locatedwithin a given area (the Abell radius, 2.13 Mpc) <strong>and</strong> observed magnitude interval(m 3 < m < m 3 + 2 where m 3 is the magnitude <strong>of</strong> the third brightest galaxy) afterthe statistical subtraction <strong>of</strong> counts from neighbouring fields. Zwicky & Rudnicki(1963) looked for areas where the galaxy surface density was twice the local backgrounddensity <strong>and</strong> containing at least 50 <strong>galaxies</strong> in the magnitude range m 1 tom 1 + 3, where m 1 is the magnitude <strong>of</strong> the first-brightest galaxy. Galaxy densitiescan also be individuated in a more automated way counting the number <strong>of</strong> <strong>galaxies</strong>in cells on the sky (the so called count-in-cell method, Shectman 1985).From the first works by Abell <strong>and</strong> Zwicky, up to these days, the estimate <strong>of</strong>surface densities for cluster detection or just for the characterization <strong>of</strong> the environment,has been widely used. Dressler (1980), when looking for correlationsbetween environment <strong>and</strong> galaxy morphology, calculated the surface density in anadaptive way counting the ten nearest neighbours to each object after statisticalbackground subtraction, <strong>and</strong> then dividing by the covered area. A similar approachhas been used in the SDSS <strong>and</strong> in the 2dFGRS by Balogh et al. (2004a). <strong>The</strong>surface density estimated using the distance to the n th -nearest neighbour is the following:Σ n =nπ · dn2 gal · Mpc −2 (2.4)When galaxy spectroscopic redshifts are available it is possible to find overdensitiesin 3D space. <strong>The</strong> most used algorithm to detect clusters in spectroscopicsurveys is the “Friends <strong>of</strong> Friends” (FoF) technique developed by Huchra & Geller(1982) <strong>and</strong> first applied on the CfA survey. In this approach two <strong>galaxies</strong> are considered“friends” if the difference between their projected distances (D i j ) <strong>and</strong> thedifference between their recession velocities (V i j ) are less than some reference values(D L <strong>and</strong> V L ). D L <strong>and</strong> V L depends on the galaxy luminosity function, on thelimiting observed magnitude <strong>of</strong> the survey <strong>and</strong> on the redshift <strong>of</strong> the <strong>galaxies</strong> considered.V L takes in consideration also the average velocity dispersion <strong>of</strong> clusters.For each galaxy the algorithm individuates its friends, the friends <strong>of</strong> its friend<strong>galaxies</strong><strong>and</strong> so on, recursively. Separated groups <strong>of</strong> “friends <strong>of</strong> friends” are builtin this way <strong>and</strong> considered physical groups if they have at least N members (N=3,in the original work by Huchra & Geller 1982). FoF-like techniques (sometimesreferred to as ’percolation techniques’) have been applied on all spectroscopic surveysup to the most recent catalogues <strong>of</strong> the 2dFGRS (Eke et al. 2004) <strong>and</strong> SDSS(Berlind et al. 2006; Tago et al. 2008) <strong>and</strong> also in N-body simulations (Jenkinset al. 2001). <strong>The</strong> FoF method has some remarkable advantages: for a given linkingvolume FoF produces a unique group catalog without assuming or enforcing anyparticular geometry for groups (e.g., spherical). In addition, the algorithm satisfiesa nesting condition: all the members <strong>of</strong> a group identified with one set <strong>of</strong> linkinglengths are also members <strong>of</strong> the same group identified using <strong>large</strong>r linking lengths.However it needs spectroscopic observations: for this reason its application hasbeen mostly limited to low redshift catalogues.


2.3 Cluster Detection Techniques 57Another technique for finding systems <strong>of</strong> <strong>galaxies</strong> from redshift-space mapsconsists in processing the spatial distribution <strong>of</strong> <strong>galaxies</strong> through a three-dimensionalVoronoi-Delaunay method (VDM) (Marinoni et al. 2002). <strong>The</strong> three-dimensionalgalaxy density is measured constructing a “Voronoi polyhedron”. Such a polyhedronis the uniquely defined convex region <strong>of</strong> space around a chosen object (alsoreferred to as the “seed ”) within which each point is closer to the seed than to anyother object. <strong>The</strong> faces <strong>of</strong> the Voronoi cell are formed by planes perpendicular tothe vectors between the seed <strong>and</strong> its neighbors. <strong>The</strong> reciprocal <strong>of</strong> the area <strong>of</strong> theVoronoi cells translates to a local density. At variance with the FoF method theVDM does not require any a priori knowledge <strong>of</strong> the galaxy luminosity function<strong>and</strong> does not apply redshift dependent corrections.Detection methods based on photometric informations<strong>The</strong> most known cluster detection method that combines spatial <strong>and</strong> photometricinformation is the “matched filter” (MF) algorithm developed by Postman et al.(1996). <strong>The</strong> algorithm relies on some hypothesis to enhance the contrast <strong>of</strong> galaxyclusters with respect to the field: the idea is the matching <strong>of</strong> the data with a filterbased on a model <strong>of</strong> the distribution <strong>of</strong> <strong>galaxies</strong> in photometric <strong>and</strong> real space. Itis assumed that field <strong>galaxies</strong> have a r<strong>and</strong>om, Possionian distribution <strong>and</strong> that clustercharacteristics can be described by some typical distributions, defined ’filters’:the King pr<strong>of</strong>ile is assumed as spatial distribution <strong>and</strong> a Schechter distribution asluminosity function. <strong>The</strong> likelihood <strong>of</strong> having a cluster, described by the relevantdistributions, in a given position <strong>of</strong> the sky, is evaluated through a logarithmic likelihoodfunction, whose maxima should indicate the presence <strong>of</strong> a real structure.<strong>The</strong> Schechter parameter M ∗ in the maximized likelihood provides an estimate <strong>of</strong>the cluster redshift. A similar approach has been developed by Kepner et al. (1999).<strong>The</strong> most remarkable advantage <strong>of</strong> the MF method is that it can be applied to deepphotometric observations in a single b<strong>and</strong>. However it has the relevant drawback <strong>of</strong>relying on tight assumptions on the cluster shape <strong>and</strong> luminosity distribution. <strong>The</strong>MF method has been applied to the Palomar Distant Cluster Survey (PDCS, Postmanet al. 1996), to the ESO Imaging Survey (EIS, Olsen et al. 1999) <strong>and</strong> to theCanada-France-Hawaii Telescope Legacy Survey (CFHTLS, Olsen et al. 2007).Another recently developed method that combines photometric <strong>and</strong> spatial informationis the C4 algorithm presented by Miller et al. (2005): the algorithmsearches for clustered <strong>galaxies</strong> in a seven-dimensional space, including the usualthree redshift-space dimensions <strong>and</strong> four photometric colors, on the principle thatgalaxy clusters should contain a population <strong>of</strong> <strong>galaxies</strong> with similar observed colors.In a similar way it is possible to look for overdensities <strong>of</strong> <strong>galaxies</strong> showing theclear sign <strong>of</strong> a colour-magnitude relation, or red sequence, typical <strong>of</strong> rich clustersboth at low <strong>and</strong> high redshift (Sect. 1.2.3). On this basis Gladders & Yee (2000)have developed the cluster-red-sequence method (CRS) that works by searchingfor density enhancements in the four-dimensional space <strong>of</strong> position, color, <strong>and</strong>


58 <strong>The</strong> Observation <strong>of</strong> Structure Evolutionmagnitude. <strong>The</strong> CRS algorithm works by cutting up the color-magnitude planeinto a number <strong>of</strong> overlapping color slices, corresponding to expected cluster galaxyred sequences over a range <strong>of</strong> redshifts. For each slice, the magnitude-weighteddensity <strong>of</strong> <strong>galaxies</strong> is computed using an appropriate smoothing kernel. <strong>The</strong> densityvalues are translated into Gaussian sigmas by comparison to the distribution <strong>of</strong>background values in bootstrap maps. <strong>The</strong> individual slices are assembled intoa datacube, which is then searched for significant peaks. As other photometricalmethods the CRS algorithm has the important drawback <strong>of</strong> being based on strongassumptions regarding the cluster galaxy population. It can however work on deepimages taken in only two filters spanning the rest-frame 4000Å break, which isthe relevant feature defining the population <strong>of</strong> red <strong>galaxies</strong> in the colour magnitudediagram. On the use <strong>of</strong> the CRS method it is based the Red-Sequence ClusterSurvey (RCS) (Gladders & Yee 2005), a 100 sq. deg., two-filter imaging surveyaiming at the detection <strong>of</strong> galaxy clusters up to z ∼ 1.4.A similar approach is at the basis also <strong>of</strong> the maxBCG algorithm (Koester et al.2007b) that takes in consideration three basic characteristics <strong>of</strong> clusters: they havethe brightest <strong>galaxies</strong> at a given redshift, their brightest members share very similarcolors <strong>and</strong>, <strong>of</strong> course, they are spatially clustered. <strong>The</strong> maxBCG algorithmcalculates a likelihood as a function <strong>of</strong> redshift for each galaxy that it is a brightestcluster galaxy (BCG), based on its colors <strong>and</strong> the presence <strong>of</strong> a red sequencefrom the surrounding objects. <strong>The</strong> maxBCG algorithm allowed the individuation<strong>of</strong> 13823 clusters selected in an approximately volume-limited way covering 7500sq. deg. <strong>of</strong> sky between redshifts 0.1 <strong>and</strong> 0.3 in the SDSS (Koester et al. 2007c;Becker et al. 2007).<strong>The</strong> search for a population <strong>of</strong> old, passively evolving objects in clusters is atthe basis also <strong>of</strong> the cut-<strong>and</strong>-enhance (CE) method developed by Goto et al. (2002)to look for clusters in the SDSS survey. <strong>The</strong> CE method uses 30 color cuts <strong>and</strong>four cuts in color-color diagrams to enhance the contrast <strong>of</strong> galaxy clusters overthe background <strong>galaxies</strong>. After applying the color <strong>and</strong> color-color cuts, the methoduses the color <strong>and</strong> angular separation weight <strong>of</strong> galaxy pairs as an enhancementmethod to increase the signal-to-noise ratio <strong>of</strong> galaxy clusters. <strong>The</strong> enhanced mapsare then treated as st<strong>and</strong>ard 2D images in which to perform object detection overthe background.A totally different approach to cluster finding relies on detecting the light fromthe unresolved <strong>galaxies</strong> in a cluster (Dalcanton 1996; Zaritsky et al. 1997). Thistechnique is based on the assumption that the total flux observed in shallow exposures<strong>of</strong> high-redshift clusters is dominated by light from unresolved cluster <strong>galaxies</strong>.<strong>The</strong> light from unresolved clustered <strong>galaxies</strong> would combine to produce adetectable surface-brightness fluctuation in sky images.Clustering around peculiar sourcesA different approach to find (forming) clusters is to search for a galaxy concentrationnear a presumed tracer <strong>of</strong> high density regions, like a quasar or an AGN


2.3 Cluster Detection Techniques 59in general, or searching for overdensities in the population <strong>of</strong> young star forming<strong>galaxies</strong> with bright Lyα emission. In this way a considerable amount <strong>of</strong> c<strong>and</strong>idateclusters <strong>and</strong> proto-clusters have been found in recent years. Pentericci et al.(2000) were able to find a protocluster around the radio galaxy MRC 1138-262at z=2.16, a galaxy with a remarkably complex structure <strong>and</strong> the properties <strong>of</strong> aforming cD galaxy (Miley et al. 2006). Venemans et al. (2007) targeted a list <strong>of</strong>approximately 150 radio <strong>galaxies</strong> with known redshifts in the interval 2 < z < 5looking for clustering <strong>of</strong> Lyα emitting <strong>galaxies</strong> near the radio sources: they wereable to find significant overdensity <strong>of</strong> these objects in both projected <strong>and</strong> velocityspace. <strong>The</strong> search for galaxy clustering around a radio source at z=4.1 allowedthe identification <strong>of</strong> a significant overdensity <strong>of</strong> both Lyman Break Galaxies (Mileyet al. 2004) <strong>and</strong> Lyα emitters (Overzier et al. 2008), probably corresponding tothe assembly <strong>of</strong> 10 14 M ⊙ cluster. Wold et al. (2002) used weak lensing to detectcluster-sized mass concentrations around both radio-loud <strong>and</strong> radio-quiet quasarsat intermediate redshift. An excess in the number <strong>of</strong> <strong>galaxies</strong> <strong>and</strong> in the density<strong>of</strong> star formation was also discovered in fields centered on known z ∼ 4 quasars(Djorgovski et al. 1999). Kashikawa et al. (2007) found a structure around a QSO atz ∼ 5 while Stiavelli et al. (2005) found an excess <strong>of</strong> <strong>galaxies</strong> even around a brightQSO at z=6.28. Overdensities have been also serendipitously found observing Lyαemitters, at z=4.86 (Shimasaku et al. 2003) <strong>and</strong> in the Subaru/XMM-Newton DeepField at z=5.7 (Ouchi et al. 2005), <strong>and</strong> observing z ∼ 2 submillimeter <strong>galaxies</strong>(Chapman et al. 2008). Significative clustering has been also found around z ∼ 3(Giavalisco et al. 1994; Bouché & Lowenthal 2004) <strong>and</strong> z ∼ 4.8 Lyα absorbers.2.3.4 Cluster detection using photometric redshiftsSome <strong>of</strong> the techniques previously described can be, in principle, applied to deepphotometric surveys lacking any spectroscopic follow-up: this is in particular thecase <strong>of</strong> the Red Sequence algorithm <strong>and</strong> <strong>of</strong> the Matched Filter technique. Howeversome methods have been specifically developed to exploit photometric redshiftsurveys.Samples <strong>of</strong> very high redshift overdensities could be individuated by means <strong>of</strong>broadb<strong>and</strong> photometry only through the adoption <strong>of</strong> the Lyman Break technique.Some <strong>of</strong> the cases cited in the previous section adopted a bright peculiar sourceas benchmark around which to look for the clustering <strong>of</strong> Lyman Break Galaxies(LBG). In other cases overdensities formed by LBGs only were found. Steidelet al. (1998) found a concentration <strong>of</strong> Lyman-break objects at z ∼ 3, while Steidelet al. (2005) <strong>and</strong> Peter et al. (2007) studied a protocluster <strong>of</strong> LBGs at z=2.3 thatshould virialize in a present-day very massive cluster. Ota et al. (2008) present thedetection <strong>of</strong> a protocluster <strong>of</strong> i-dropout LBGs at z ∼ 6.However the Lyman Break Technique does not put strong constraints on the exactredshift <strong>of</strong> the object, so, to serendipitously search for clusters in big comovingvolumes, it is necessary to adopt more general redshift determination techniques.Methods based on photometric redshifts determined through template fitting or


60 <strong>The</strong> Observation <strong>of</strong> Structure Evolutiontraining set techniques have been developed in these last years to build samples <strong>of</strong>high-z clusters.Botzler et al. (2004) exp<strong>and</strong>ed the well known friends <strong>of</strong> friends algorithm(EXT-FoF), to take into account photometric redshift uncertainties. <strong>The</strong>se big uncertaintiescould induce the problem <strong>of</strong> <strong>structures</strong> percolating through excessively<strong>large</strong> volumes, so they dealt with this issue dividing the catalogue in redshift slices.<strong>The</strong>y tested their algorithm on the CfA survey studied by Huchra & Geller (1982)with the original FoF approach, <strong>and</strong> on the Las Campanas Redshift Survey (LCRS):they find that roughly 60 per cent <strong>of</strong> the <strong>structures</strong> found with their EXT-FoF canbe expected to be real. <strong>The</strong> EXT-FoF seems to present many spurious detectionswhile it shows a good completeness, recovering nearly all the clusters already individuatedwith the original FoF. Another method exp<strong>and</strong>ing the FoF algorithmfor the use with photo-z is the “probability friends-<strong>of</strong>-friends” (pFoF) algorithmpresented by Li & Yee (2008). This algorithm combines the FoF algorithm in thetransverse direction <strong>and</strong> the photometric-redshift probability densities in the radialdimension: whether a galaxy is in the same redshift space as another galaxy isdetermined by the comparison between the overlapping probability, based on theirphotometric-redshift probability densities, <strong>and</strong> a threshold P crit . P crit is the ratiobetween the actual total probability density for <strong>galaxies</strong> to occur at the same redshift<strong>and</strong> the total probability density in the case when all the <strong>galaxies</strong> are indeedat the same redshift. Tests <strong>of</strong> the pFoF algorithm on both mock samples <strong>and</strong> onthe CNOC2 catalogue show that it has a low contamination (∼ 10%) <strong>and</strong> a goodcompleteness (∼ 80%) at intermediate redshifts (0.2 < z < 0.6).Several other authors, e.g. Scoville et al. (2007a), Mazure et al. (2007), Eisenhardtet al. (2008) <strong>and</strong> van Breukelen et al. (2006) estimated surface densities inredshift slices, each with different methods: the first three use adaptive smoothing<strong>of</strong> galaxy counts, while the last one adopts FoF <strong>and</strong> Voronoi tessellation. Scovilleet al. (2007a) consider the probability distribution for each galaxy, thus they generate“probability surface densities” <strong>of</strong> <strong>galaxies</strong> in redshift slices whose width is∆z = 0.1 at low redshift <strong>and</strong> ∆z = 0.25 at high redshift. <strong>The</strong>n they identify localmaxima <strong>and</strong> their connected pixels in the 2D image: in this way they build a catalogue<strong>of</strong> 42 groups <strong>and</strong> clusters in the COSMOS field. Mazure et al. (2007) usephotometric redshifts to detect clusters in the Canada-France Hawaii TelescopeLegacy Survey (CFHTLS): they define overlapping slices with a width <strong>of</strong> 0.1 inphotometric redshift all along the line <strong>of</strong> sight. <strong>The</strong>n they use a bootstrap techniquebuilding a density map for each new realization <strong>of</strong> a given galaxy distribution. Finallythey take the mean <strong>of</strong> several density maps in order to erase fluctuations<strong>and</strong> flatten the mean background. In this way they can find several clusters up toz ∼ 1.2, some <strong>of</strong> which confirmed by X-ray emission or by spectroscopic observations.van Breukelen et al. (2006) analyze the UKIRT Infrared Deep Sky Survey(UKIDSS) Early Data Release finding 13 clusters at redshifts 0.61 < z < 1.39.<strong>The</strong>y adopt two different approaches to build their cluster catalogue: they detectclusters both with a Voronoi Tassellation method <strong>and</strong> with the EXT-FoF algorithmpreviously described. For each method they sample the probability distribution


2.3 Cluster Detection Techniques 61function <strong>of</strong> the photometric redshifts to create 500 Monte Carlo (MC) realizations<strong>of</strong> the 3D galaxy distribution. <strong>The</strong>se are divided into slices <strong>of</strong> ∆z = 0.05 in whichthe cluster c<strong>and</strong>idates are identified. <strong>The</strong> final cluster redshift is obtained by takingthe average <strong>of</strong> the redshifts at which the cluster occurs, weighted by the correspondingnumber <strong>of</strong> MC realizations. On the basis <strong>of</strong> the number <strong>of</strong> realizations inwhich the cluster is detected with both methods, a reliability factor is built in orderto retain in the final catalogue only the most reliable c<strong>and</strong>idates.Another, similar, approach has been developed by Eisenhardt et al. (2008).<strong>The</strong>y computed photometric redshifts for a sample <strong>of</strong> 175431 <strong>galaxies</strong> brighterthan 13.3µJy at 4.5µm in a 7.25 sq. deg. region <strong>of</strong> the IRAC Shallow ClusterSurvey (ISCS). <strong>The</strong>n they used the photometric redshift probability distributionsto construct weighted galaxy density maps within overlapping redshift slices <strong>of</strong>width ∆z = 0.2, stepping through redshift space in increments <strong>of</strong> δz = 0.1. Foreach galaxy the weight in the map corresponds to the probability that the galaxylies within the given redshift slice. Galaxy cluster c<strong>and</strong>idates are detected withineach redshift slice by convolving the density map with a wavelet kernel <strong>and</strong> thenapplying a simple peak-finding algorithm. In this way they could select a sample<strong>of</strong> 335 cluster c<strong>and</strong>idates, 106 <strong>of</strong> which are at z > 1.<strong>The</strong> use <strong>of</strong> redshift slices presented by these authors, however, does note takein account all the directions <strong>and</strong> positional accuracies at the same time. Anotherproblem <strong>of</strong> this approach is caused by peculiar ’border’ effects given by the limits<strong>of</strong> the redshift slices, while there is also the need to adopt additional criteria todecide whether an overdensity, present in two contiguous 2D density maps in similarangular positions, represents the same group or not (as done for example byMazure et al. 2007). This influences the ability <strong>of</strong> these approaches in separatingaligned <strong>structures</strong>.A different approach is employed by Zatloukal et al. (2007) to select 12 clusterc<strong>and</strong>idates in the redshift range 1.23 < z < 1.55 in the Heidelberg InfraRed/OpticalCluster Survey. <strong>The</strong>y detect excess density in the 3D galaxy distribution by computingthe local density for all objects. For each object, the fractions <strong>of</strong> the photometricredshift probability distributions p(z) <strong>of</strong> all its neighbours within 300 kpcin projected physical separation <strong>and</strong> a ∆z motivated by the average accuracy <strong>of</strong> thephotometric redshifts are added. <strong>The</strong> resulting densities are analyzed <strong>and</strong> objectswith at least a 3σ overdensity compared to the average field are considered clustersif they contain at least 6 members within a 2’ aperture.Important differences between these methods arise in the way photometricredshifts are treated: some authors use the photometric redshifts best fit values,<strong>and</strong> relative uncertainties, (Mazure et al. 2007), while Scoville et al. (2007a), vanBreukelen et al. (2006), Zatloukal et al. (2007) <strong>and</strong> Eisenhardt et al. (2008) considerthe full probability distribution function (PDF) to take into account redshiftuncertainties. As discussed by Scoville et al. (2007a), this last method could tendto preferentially detect <strong>structures</strong> formed by early type <strong>galaxies</strong> which have smallerphotometric redshift uncertainty, thank to their stronger Balmer break, when thisfeature is well sampled in the observed b<strong>and</strong>s.


Chapter 3A new Algorithm to DetectClusters with Photo-z<strong>The</strong> study <strong>of</strong> the <strong>evolution</strong> <strong>of</strong> galaxy properties in clusters (Sect. 1.2.3), <strong>and</strong> itsdifference with respect to the average <strong>evolution</strong> <strong>of</strong> <strong>galaxies</strong> in the field (Sect. 1.1),as well as the study <strong>of</strong> the <strong>evolution</strong> <strong>of</strong> the number <strong>and</strong> dynamical status <strong>of</strong> clusters<strong>and</strong> <strong>large</strong> <strong>scale</strong> <strong>structures</strong> (Sect. 1.2.1) are key aspects <strong>of</strong> present-day astrophysics<strong>and</strong> cosmology. For this reason a great number <strong>of</strong> wide or deep surveys havebeen performed through the years (Sect. 2.1) <strong>and</strong> different algorithms for clusterdetection have been applied on them (Sect. 2.3). <strong>The</strong> need to push our knowledgeat the borders <strong>of</strong> the visible universe has motivated the development <strong>of</strong> newtechniques for obtaining the redshift <strong>of</strong> <strong>galaxies</strong> from multiwavelenght photometry(Sect. 2.2) <strong>and</strong> <strong>of</strong> new cluster detection techniques specifically designed forthese photometric-redshifts (Sect. 2.3.4). Many techniques are in fact limited bytheir underlying assumptions: a method capable <strong>of</strong> individuating clusters as threedimensionaloverdensities only, would be, in principle, less biased than methodsadopting assumptions on the galaxy population we expect to find in clusters, <strong>and</strong>more physically motivated than methods detecting clusters as surface overdensities.In addition the characterization <strong>of</strong> selection effects could be a simpler task,especially with the use <strong>of</strong> simulations <strong>and</strong> mock surveys. This is the reason why wedeveloped an alternative approach to the use <strong>of</strong> photometric redshifts in cluster detection.Our algorithm, named “(2+1)D” <strong>and</strong> presented in the paper Trevese et al.(2007), evaluates the 3D galaxy density using angular positions <strong>and</strong> photometricredshifts considering their relevant uncertainties, with the purpose <strong>of</strong>:i) detecting galaxy overdensities in three dimensions as peaks in the continuousdensity field, without any assumption on the characteristics <strong>of</strong> the galaxy populationor on the shape/virialization status <strong>of</strong> clusters <strong>and</strong> groups; <strong>and</strong>ii) assigning to each galaxy a measure <strong>of</strong> the environmental density, to extendthe analysis <strong>of</strong> the environmental effects on galaxy <strong>evolution</strong> to the limits <strong>of</strong>present-day photometric surveys.


64 A new Algorithm to Detect Clusters with Photo-z3.1 <strong>The</strong> (2+1)D Algorithm: basic principles<strong>The</strong> method we propose for deep photometric surveys, where spectroscopic galaxyredshifts are not available, consists in combining, in the most effective way, theangular position with the (much less accurate) distance as computed from the photometricredshift to estimate the density field in all the comoving volume sampledby the survey.• Volume sampling. In principle it is possible to compute for each galaxythe distance from its neighbours from the angular positions <strong>and</strong> photometricredshifts, once a <strong>cosmological</strong> model is assumed. In practice we preferto divide the survey volume in cells whose extension in different directions(∆α, ∆δ, ∆z) depends on the relevant positional accuracy <strong>and</strong> thus are elongatedin the radial direction.Because <strong>of</strong> the very different accuracy <strong>of</strong> radial <strong>and</strong> angular positions, thechoice <strong>of</strong> the cell sizes turns out to be mainly determined by the accuracy <strong>of</strong>the photometric redshifts. Indeed, once the cells have transversal sizes whichare much smaller than the radial one (say 1/1000), a further increase <strong>of</strong> thetransversal resolution does not justify the corresponding increase <strong>of</strong> the computingtime. At least, this is true as far as we do not expect <strong>structures</strong> whichare physically strongly elongated in the radial direction. In turn radial dimensionsare only determined by the photometric redshift uncertainty: steps ∆zin the radial direction smaller than this uncertainty would, indeed, uselesslyincrease the computing time. Notice that, in principle, the way <strong>of</strong> searchingneighbouring objects <strong>of</strong> increasing distance from a given point is not univocal,since we can arbitrarily chose, not only cell sizes in different directions,but also the distance steps taken to increment the searching volume. <strong>The</strong>result will be a different smoothing, <strong>and</strong> resolution, in different directions.<strong>The</strong> choice we adopt is to keep, also in building the searching volumes, themaximum resolution in transversal <strong>and</strong> radial directions allowed by the data.This will correspond to elongated searching volumes <strong>and</strong>, thus, in a lowerradial resolution with respect to the angular one.• Density evaluation. For each point in space (i.e. for each cell) we countneighbouring objects in increasing volumes which are multiples <strong>of</strong> a singlecell volume, until a number n <strong>of</strong> objects is reached. We define the densityassociated to the cell asρ = n/V nwhere V n is the volume which includes the n nearest neighbours. In generalthe choice <strong>of</strong> n is a trade <strong>of</strong>f between spatial resolution <strong>and</strong> signal-to-noiseratio. A physically meaningful value for n is the number <strong>of</strong> objects presentin a single cell in the regions <strong>of</strong> maximum density.In counting <strong>galaxies</strong> we must take into account the increase <strong>of</strong> limiting luminositywith increasing redshift for a given flux limit. If m lim is the limiting


3.1 <strong>The</strong> (2+1)D Algorithm: basic principles 65(apparent) magnitude in a fixed observing b<strong>and</strong>, at each redshift z we detectonly objects brighter than an absolute magnitude M lim (z), decreasing (brightening)with z. We can assume a reference redshift z c below which we detectall objects brighter than the relevant M c ≡ M lim (z c ), below which we neglectthe incompleteness. At z > z c the fraction <strong>of</strong> detected objects is:s(z) =∫ Mlim(z)Φ(M)dM−∞∫ Mc(3.1)−∞ Φ(M)dMwhere Φ(M) is the galaxy luminosity function. Thus, in evaluating the <strong>galaxies</strong>number density, we apply a limiting magnitude correction by assigninga weight w(z) = 1/s(z) to each detected galaxy <strong>of</strong> redshift z. In this waywe correct the systematic underestimate <strong>of</strong> density, caused by the increasingfraction <strong>of</strong> <strong>galaxies</strong> which fall below the brightness limit for increasing redshift.Of course the noise in the derived density increases as the square root<strong>of</strong> w(z), but the advantage is to obtain a density <strong>scale</strong> independent <strong>of</strong> redshift,at least to a first approximation.In general, the distance modulus m − M used in computing equation 3.1,depends not only on the luminosity distance D L (z), <strong>and</strong> thus on the adopted<strong>cosmological</strong> model, but also on the k- <strong>and</strong> <strong>evolution</strong>ary- corrections which,in turn, depend on the galactic type. Moreover the luminosity function itselfdepends on both the wavelength λ <strong>and</strong> cosmic time. Thus, given a limitingobserved magnitude m i in the filter i, the corresponding limiting rest-framemagnitude M j in the filter j is:M j = m i + C i j − K(z) − E(z) − 25.0 − 5.0 · log 10 D L (z) (3.2)Where K(z) <strong>and</strong> E(z) are, respectively, the type <strong>and</strong> redshift dependent K-correction <strong>and</strong> <strong>evolution</strong>ary correction in the i b<strong>and</strong>, C i j is the relevant restframe(M j -M i ) colour <strong>and</strong> D L (z) is the luminosity distance. To a first approximation,as far as s(z) is not much smaller than one, it is possible toadopt simple representations for K i (z) <strong>and</strong> E i (z), <strong>and</strong> any correction to thelimiting magnitude correction will represent a second order effect. To computea more precise weight w(z) it is possible to use k - <strong>and</strong> <strong>evolution</strong>ary -corrections for each object computed with the same best fit SEDs used to derivethe photometric redshift, the stellar masses, the rest–frame magnitudes,<strong>and</strong> the other physical properties. In addition it is possible to use a redshiftdependentluminosity function in equation 3.1. In this way any uncertaintyin the parameters used to compute w(z) will depend on intrinsic uncertaintieson observed parameters rather than depending on poor accuracy in adoptedmodels.


66 A new Algorithm to Detect Clusters with Photo-z• Peaks Selection. Once the density field has been computed over all the comovingvolume taking into account the proper w(z) for each object, galaxyclusters or, more generally, galaxy overdensities are defined as connected3-dimensional regions with density exceeding a fixed threshold. <strong>The</strong> properthreshold is chosen on the basis <strong>of</strong> simulations (see Sect. 3.3) that allow toevaluate the completeness <strong>and</strong> contamination (Sect. 2.3) <strong>of</strong> the cluster catalogueresulting from the adoption <strong>of</strong> different criteria. <strong>The</strong> detection thresholdcan be expressed as a multiple <strong>of</strong> the average density in the analyzedvolume, (as done in Trevese et al. 2007) or as a n · σ level above the average(as done in Castellano et al. 2007; Salimbeni et al. 2008).As a final step, once overdensities are identified, it is possible to analyse theproperties <strong>of</strong> <strong>galaxies</strong> belonging to the given <strong>structures</strong> or to analyse the variation<strong>of</strong> their properties as a continuous function <strong>of</strong> the local density.3.2 Implementation <strong>of</strong> the Algorithm<strong>The</strong> (2+1)D algorithm has been implemented in a s<strong>of</strong>tware suite composed by different,separated steps. This choice is motived by the need <strong>of</strong> keeping under controlthe different computational processes allowing, at the same time, for different parallelanalysis based on the adoption <strong>of</strong> slightly different parameters in the algorithm(e.g. cell sizes, number n <strong>of</strong> searched objects, detection thresholds etc.).We can briefly outline here the succession <strong>of</strong> the steps <strong>and</strong> the inputs/outputs<strong>of</strong> the s<strong>of</strong>twares developed.• Volume sampling <strong>and</strong> density evaluation <strong>The</strong> main s<strong>of</strong>tware is a Fortran 77code designed to evaluate densities in a given volume <strong>of</strong> the survey. It requiresas input files:– <strong>The</strong> <strong>cosmological</strong> parameters Ω Λ , Ω M , h 100 .– <strong>The</strong> angular coordinates <strong>of</strong> the field <strong>and</strong> the cell sizes.– <strong>The</strong> redshift dependent “color cut” dividing the red <strong>and</strong> blue populations.For example the parameters, at different z, <strong>of</strong> the straight lineseparating the two populations in a (U-V) vs B diagram, as Table 1 inSalimbeni et al. (2008).– <strong>The</strong> evolutive luminosity function parameters for the red <strong>and</strong> blue populations.– <strong>The</strong> galaxy catalogue: positions <strong>and</strong> redshifts, observed photometry,rest frame photometry as computed with the photo-z SED fitting procedure,<strong>and</strong> an integer (either 1 or 0) as selection flag for density evaluation.<strong>The</strong> s<strong>of</strong>tware then:


3.3 Tests on Simulations 671. Divides the sampled volume in cells <strong>and</strong> compute their comoving coordinates.2. Computes the weighting factor w(z) for each object after having foundout to which population it belongs.3. Evaluates densities for each cell at increasing z.When all the density field has been computed the s<strong>of</strong>tware generates a 3DFits file with all the information (e.g. Fig. 3.1).• Peak selection At this point the following operations are carried out usingIDL routines:1. Reduction <strong>of</strong> high frequency noise in the FITS images through furtherfiltering <strong>of</strong> the density field (facultative).2. Assignment to each object <strong>of</strong> the environmental density <strong>of</strong> the cell inwhich it is contained.3. Statistical analysis <strong>of</strong> the density field (average, variance, skewness <strong>and</strong>kurtosis). At this point <strong>of</strong> the analysis, chosen thresholds <strong>and</strong> selectioncriteria for cluster finding are employed .4. Building <strong>of</strong> a catalogue <strong>of</strong> <strong>structures</strong> according to the chosen criteria.This step is implemented adapting the clump-finding algorithmby Williams et al. (1994). Member <strong>galaxies</strong> are individuated for eachoverdensity<strong>The</strong> final outputs are:– 3D FITS image <strong>of</strong> the density field– 3D FITS segmentation image <strong>of</strong> the clusters: the pixels in the areacovered by each structure have, as value, the progressive number identificatingthe overdensity.– A catalogue with angular positions, redshift <strong>and</strong> number <strong>of</strong> member<strong>galaxies</strong> for all the <strong>structures</strong>.– A catalogue containing, for each galaxy: ID, environmental density<strong>and</strong> cluster membership, if any.3.3 Tests on SimulationsTo check the reliability <strong>of</strong> the algorithm in detecting clusters <strong>of</strong> various types <strong>and</strong>redshifts we created a series <strong>of</strong> mock catalogues including field <strong>galaxies</strong> <strong>and</strong> clusters.


68 A new Algorithm to Detect Clusters with Photo-zFigure 3.1: Two examples <strong>of</strong> 3D FITS files showing the density field (left) <strong>and</strong> theselected clusters (right). <strong>The</strong> analyzed field is a simulation mimicking the GOODSfield depth <strong>and</strong> survey area. <strong>The</strong> individuated peaks are clusters <strong>of</strong> M ∼ 10 14 M ⊙ atredshifts z ∼ 1 − 1.3Detection <strong>of</strong> Abell clusters at high redshift As a first simulation we generated,at various redshifts, a simple observed mock catalogue containing regular clusters<strong>of</strong> different richnesses <strong>and</strong> a r<strong>and</strong>om field. We consider a deep pencil-beam surveyin the I b<strong>and</strong> to provide a comparison with the observation <strong>of</strong> a small section <strong>of</strong> theCDFS that will be presented in Chapter 4. Field objects were uniformly distributedon a square <strong>of</strong> 6 x 6 arcmin centred on the cluster, with space density <strong>and</strong> absolutemagnitude distributions assigned according to the redshift-dependent Schechterlike(Schechter 1976) LF in the B b<strong>and</strong> derived by Giallongo et al. (2005a):Φ(M, z)dM = 0.4ln10φ ∗ (z)[10 0.4(M∗ (z)−M) ] 1+α exp[−10 0.4(M∗ (z)−M) ],with φ ∗ = φ ∗ 0 (1 + z)γ <strong>and</strong> M ∗ = M0 ∗ − δlog(1 + z). Table 3.1 reports the values <strong>of</strong> theparameters for elliptical <strong>and</strong> spiral <strong>galaxies</strong> in the field. Clusters are represented bya number-density distributionn(r) = n 0 [1 + (r/r c ) 2 ] −3/2(Sarazin 1988) with a typical core radius r c = 0.25Mpc. To take into accountthe uncertainty on photometric redshifts, we assigned to each galaxy a r<strong>and</strong>omredshift with a mean corresponding to the cluster redshift <strong>and</strong> a dispersion σ z =0.05 corresponding to a velocity dispersion along the line <strong>of</strong> sight σ v = 15000/(1+z) Km s −1 (Hogg 1999). Once position <strong>and</strong> redshift are assigned to a galaxy, anabsolute blue magnitude M B is extracted from a Schechter LF, with parametersMB ∗ = −20.04 <strong>and</strong> α = −1.05 for ellipticals <strong>and</strong> M∗ B= −19.48 <strong>and</strong> α = −1.23for spirals, derived by De Propris et al. (2003) from the analysis <strong>of</strong> 2dF clusters.


3.3 Tests on Simulations 69<strong>The</strong> fraction <strong>of</strong> different galaxy types was chosen according to Goto et al. (2004).Different values <strong>of</strong> the central density n 0 are chosen to produce clusters <strong>of</strong> variousrichness classes.Figure 3.2: Galaxies above an environmental density ρ 10 threshold 5 times theaverage, for redshifts 0.5, 1.0, 1.5 <strong>and</strong> 2.0 for catalogues with two different limitingmagnitudes. Filled dots represent real members <strong>of</strong> the simulated richness class 0clusters, while crosses represent interlopers. <strong>The</strong> contamination is reported in eachpanel.To evaluate the total number <strong>of</strong> cluster <strong>and</strong> field objects N = ∫ M LIM (z)Φ(M, z)dM−∞we computed the limiting rest-frame magnitude in the B b<strong>and</strong> given by equation3.1 in which m l = 25 is the limiting AB magnitude at the effective wavelength <strong>of</strong>the I b<strong>and</strong>, K, E <strong>and</strong> C are, respectively, the type dependent K-correction <strong>and</strong> evo-


70 A new Algorithm to Detect Clusters with Photo-zTable 3.1: LF parameters.type φ ∗ 0γ M ∗ 0δ αEllipticals 0.0106 -2.23 -20.03 2.72 -0.46Spirals 0.0042 -0.52 -20.11 2.35 -1.38lutionary correction <strong>and</strong> C is the relevant rest-frame (B-I) colour computed fromthe evolving galaxy models <strong>of</strong> Poggianti (1997). We assumed a fixed proportion<strong>of</strong> Sa (70%) <strong>and</strong> Sc (30%) in the field catalogue. Various mock catalogues weregenerated at each cluster redshift 0.5, 1.0, 1.5, 2.0 corresponding to Abell richnessclasses 0,1,2,3 (Abell 1958). Figure 3.2 shows the <strong>galaxies</strong> belonging to a richnessclass 0 cluster, above a ρ 10 density threshold five times the average, as seen atdifferent redshifts <strong>and</strong> limiting magnitudes. Real cluster members <strong>and</strong> interlopersare represented by filled dots <strong>and</strong> crosses respectively. For a limiting magnitudem lim =25, the cluster is detected with an acceptable contamination up to z=1, whilez=1.5 may be assumed as a detection limit. However, in the case <strong>of</strong> a deeper survey,with m lim =27 comparable with the GOODS-MUSIC catalogue (see Chapter 5,Grazian et al. 2006a) the same 0 richness cluster is well detected up to z=1.5 <strong>and</strong>still visible at z=2.Clearly the ability <strong>of</strong> the algorithm in separating the overdensities increaseswith their richness <strong>and</strong> their angular distance. Thus, to perform a conservativeevaluation <strong>of</strong> the algorithm, we simulated two relatively low density <strong>structures</strong>perfectly aligned along the line <strong>of</strong> sight. We have considered pairs <strong>of</strong> overdensities,representing two richness 0 clusters as those described above. <strong>The</strong> first is at redshiftz=1.0 <strong>and</strong> the second at various higher redshifts. We found that, depending on thechosen threshold, the two <strong>structures</strong> can be separated if the distance is greater then∆z=0.15. However, once N <strong>galaxies</strong> are assigned to a single structure, the redshift<strong>of</strong> the latter can be determined with an accuracy <strong>of</strong> about ∆z/N 1/2 , which can bean order <strong>of</strong> magnitude smaller than ∆z.In addition, it is worth noting that in real cases, once a space density map isavailable, it is possible to adopt a multi-threshold technique, to identify possiblephysical sub<strong>structures</strong> <strong>and</strong>/or projection effects.Completeness <strong>and</strong> purity <strong>of</strong> the algorithm We then estimated the reliability <strong>of</strong>our cluster detection algorithm testing it on a series <strong>of</strong> mock catalogues specificallydesigned to reproduce the characteristics <strong>of</strong> the GOODS survey (Chapter5). <strong>The</strong>se mock catalogues are composed by a given number <strong>of</strong> groups <strong>and</strong> clusterssuperimposed on a r<strong>and</strong>om (poissonian) field. While this is a rather simplisticrepresentation <strong>of</strong> a survey, it allows us to evaluate some basic features <strong>of</strong> our algorithm,without the use <strong>of</strong> N-body simulations. We exp<strong>and</strong>ed the previous simulationsusing a <strong>large</strong>r number <strong>of</strong> mock catalogues <strong>and</strong> adopting a more consistent


3.3 Tests on Simulations 71treatment <strong>of</strong> the survey completeness. Since the limiting observed magnitude m limin the GOODS survey depends on the position, in the simulations we assumed asz 850 limiting magnitude the area-weighted average m lim <strong>of</strong> the survey. We then calculated,at every redshift, the limiting absolute B magnitude for “red” <strong>and</strong> “blue”<strong>galaxies</strong>, using average type dependant K- <strong>and</strong> <strong>evolution</strong>ary corrections calculatedfrom the best-fit SED <strong>of</strong> the objects in the real catalogue. We then generated an“observed” mock catalogue <strong>of</strong> field <strong>galaxies</strong> r<strong>and</strong>omly distributed over an area <strong>of</strong>15 × 10 arcmin, equal to that <strong>of</strong> the GOODS-South survey, integrating the restframe B b<strong>and</strong> luminosity function Φ(M B , z) derived in Salimbeni et al. (2008) <strong>and</strong>listed in Tab. 5.4 <strong>and</strong> 5.3.Table 3.2: Completeness <strong>and</strong> PurityMass purity un. pairs compl. double id.0.4 < z < 1.2M> 1 × 10 13 M ⊙ 100% 6.5% 86.2% 4.2%M> 2 × 10 13 M ⊙ 100% 3.1% 89.7% 0%M> 3 × 10 13 M ⊙ 93.8% 0% 93.8% 0%1.2 < z < 1.8M> 1 × 10 13 M ⊙ 95.4% 4.6% 76.4% 5.7%M> 2 × 10 13 M ⊙ 95.3% 4.6% 84.3% 0%M> 3 × 10 13 M ⊙ 100% 0% 82.4% 2.9%1.8 < z < 2.5M> 1 × 10 13 M ⊙ 76% 3% 33% 0%M> 2 × 10 13 M ⊙ 78% 0% 39% 0%M> 3 × 10 13 M ⊙ 75% 0% 37% 0%Table 3.3: Average distances <strong>of</strong> detected peaks from real centres.Redshift Interval ∆r (Mpc) ∆z0.4 < z < 1.2 0.13 ± 0.09 0.016 ± 0.0131.2 < z < 1.8 0.13 ± 0.07 0.028 ±0.0191.8 < z < 2.5 0.20 ± 0.11 0.044 ±0.033Finally, we created different mock catalogues superimposing a number <strong>of</strong> <strong>structures</strong>on the r<strong>and</strong>om fields. Given the relatively small comoving volume sampled


72 A new Algorithm to Detect Clusters with Photo-zTable 3.4: Separation threshold for aligned groups.DistanceSeparation thresholdRedshift Projected z ∼ 1 z ∼ 2∆r=1.0 Mpc > 8σ > 8σ1σ z ∆r=1.5 Mpc 6σ 5σ∆r=2.0 Mpc 4σ 5σ∆r=1.0 Mpc > 8σ > 8σ2σ z ∆r=1.5 Mpc 4σ 5σ∆r=2.0 Mpc 4σ 5σ∆r=1.0 Mpc 5σ 5σ3σ z ∆r=1.5 Mpc 4σ 5σ∆r=2.0 Mpc 4σ 5σby the survey, we expect to find only groups <strong>and</strong> small clusters with a total massM ∼ 10 13 − 10 14 M ⊙ <strong>and</strong> a number <strong>of</strong> members corresponding to the lowest Abellrichness classes (Girardi et al. 1998a). To check that the performance <strong>of</strong> the algorithmdoes not change appreciably with a varying number <strong>of</strong> real overdensities,we performed three different subset <strong>of</strong> simulations, each <strong>of</strong> 10 mock catalogues,with a number <strong>of</strong> groups equal to the number <strong>of</strong> M > 10 13 M ⊙ , M > 2 × 10 13 M ⊙<strong>and</strong> M > 3 × 10 13 M ⊙ DM haloes, obtained by integrating the Press & Schechterfunction (Press & Schechter 1974) over the comoving volume sampled by the survey.<strong>The</strong>ir positions in real space are r<strong>and</strong>omly chosen. Cluster <strong>galaxies</strong> follow aKing-like spatial distribution n(r) ∝ [1+(r/r c ) 2 ] −3/2 (see Sarazin 1988) with a typicalcore radius r c = 0.25Mpc. <strong>The</strong> fraction <strong>of</strong> different galaxy types at differentcluster-centric radii was chosen according to Goto et al. (2004).To take into account the uncertainty on photometric redshifts, we assigned toeach cluster galaxy a r<strong>and</strong>om redshift extracted from a gaussian distribution centredon the cluster redshift z cl <strong>and</strong> having a dispersion σ z = 0.03·(1+z cl ), neglecting thecluster real velocity dispersion, which is much smaller than the z phot uncertainty.We analyzed the simulations in the same way as the real catalogue (Chapter 6), i.e.calculating galaxy volume density considering objects with M B ≤ −18 at z < 1.8<strong>and</strong> objects with M B ≤ −19 at z ≥ 1.8.We evaluated the completeness <strong>of</strong> the sample <strong>of</strong> detected clusters (fraction <strong>of</strong>real clusters detected) <strong>and</strong> its purity (fraction <strong>of</strong> detected <strong>structures</strong> correspondingto real ones) at different redshifts. We present also the number <strong>of</strong> unresolved pairs(a detected structure corresponding to two real ones) <strong>and</strong> the number <strong>of</strong> doubleidentifications (a unique real structure separated in two detected ones).We isolated the <strong>structures</strong> as the regions having ρ > ¯ρ + 4σ on our density


3.4 Comparison with other techniques 73maps. We then considered as part <strong>of</strong> each structure the spatially connected region(in RA <strong>and</strong> DEC, <strong>and</strong> redshift) around each peak, with an environmental density<strong>of</strong> > 2σ above the average. To avoid spurious connections between different <strong>structures</strong>at the same redshift we considered regions within an Abell radius from thepeak. <strong>The</strong> <strong>galaxies</strong> located in this region are associated with each structure. Wethen considered as significant only those overdensities with at least 5 members inthe 4σ region <strong>and</strong> 20 members in the 2σ region. Since our aim is to study theproperties <strong>of</strong> individual <strong>structures</strong> <strong>and</strong> not, for example, to perform group numbercounts for <strong>cosmological</strong> purposes, we prefer to chose conservative selectioncriteria in order to maximise the purity <strong>of</strong> our sample while still keeping high thecompleteness. A structure in the input catalog is identified if its center is within∆r = 0.5Mpc projected distance, <strong>and</strong> within ∆z = 0.1, from the center <strong>of</strong> a detectedstructure, for the low redshift sample <strong>and</strong> ∆r = 0.8Mpc, ∆z = 0.2 at highz (to account for the increased redshift uncertainty <strong>and</strong> the decreased angular dimension<strong>of</strong> the <strong>structures</strong>). <strong>The</strong> results are indicated in Table 3.2: we can see thatthe chosen thresholds <strong>and</strong> selection criteria allow for an high purity (∼ 100%) atlow redshift, still avoiding the loss <strong>of</strong> more than 15-20% <strong>of</strong> the real <strong>structures</strong>. Inthe high redshift interval, given the greatly reduced fraction <strong>of</strong> observed <strong>galaxies</strong>,the noise is higher <strong>and</strong> these criteria turn out to be very conservative (therefore thecompleteness is low) but are necessary to keep a low number <strong>of</strong> false detections(purity ∼ 75 − 80%). Table 3.3 shows the average distance between the centres <strong>of</strong>the real <strong>structures</strong> <strong>and</strong> the centres <strong>of</strong> their detected counterparts. <strong>The</strong> density peaksallow to identify real groups with a good accuracy.We also evaluated the ability <strong>of</strong> the algorithm to separating real <strong>structures</strong> thatare very close both in redshift <strong>and</strong> angular position. In Table 3.4 we present, fordifferent intracluster distances, the density level at which couples <strong>of</strong> real groupsappear as separated peaks. Both at low <strong>and</strong> high redshift it is not possible to separate<strong>structures</strong> whose centres are closer than 1.0 Mpc on the plane <strong>of</strong> the sky <strong>and</strong>2σ z in redshift. For <strong>large</strong>r separations, using higher thresholds (5 or 6 σ above theaverage ρ) it is possible to separate the groups.3.4 Comparison with other techniquesAs outlined in Sect. 2.3 the main issue in cluster detection is to combine, at thesame time, a good completeness with a very low contamination (i.e. a negligiblenumber <strong>of</strong> false detections). <strong>The</strong> analysis <strong>of</strong> overdensities is a much less biasedway <strong>of</strong> detecting high-z clusters with respect to X-ray or SZ analysis that detectonly virialized, massive <strong>structures</strong> having an hot plasma settled in their potentialwell. A similar situation is true for lensing detections that have more problems indealing with matter distributions different from compact, massive <strong>structures</strong>. In addition,lensing have to deal with much more sources <strong>of</strong> noise <strong>and</strong> confusion. Thuswe can say that any optical detection technique for finding peaks in the densityfield has a much higher completeness level with respect to these techniques. In


74 A new Algorithm to Detect Clusters with Photo-zturn, overdensity detections are more prone to contamination with respect to thedetection <strong>of</strong> extended X-ray sources.<strong>The</strong> same can be said for all the optical techniques that take in consideration theproperties <strong>of</strong> cluster <strong>galaxies</strong> to find <strong>structures</strong>. While they achieve a good signalto-noiseratio in their detections, they do find only clusters with known properties<strong>and</strong> are thus much less reliable when looking for the cluster population at redshiftsnot sampled before. While the detection <strong>of</strong> a prominent red sequence is a verygood indicator <strong>of</strong> the presence <strong>of</strong> a cluster at low <strong>and</strong> intermidiate redshift, it isyet unknown if <strong>structures</strong> at z > 1.5 − 2 present such an evident feature. <strong>The</strong>same can be said for matched filter techniques that adopt assumptions modeled onthe properties <strong>of</strong> local, virialized <strong>structures</strong>. Searching high-z clusters with suchtechniques could yield a remarkably low number <strong>of</strong> false detections but also a verylow completeness if these (forming) clusters do not share the same properties withlow-z clusters.<strong>The</strong> detection <strong>of</strong> 3D overdensities seems the only way to find very high redshiftclusters <strong>of</strong> unknown properties <strong>and</strong> virialization status, a 2D analysis being unfeasiblein deep, crowded fields. <strong>The</strong> analysis <strong>of</strong> spectroscopical data is in principlethe best way to detect <strong>structures</strong>, computing space densities or adopting clusteringcriteria like the FoF, or Voronoi tassellation methods. Spectroscopic observationsare, however, much more time spending with respect to photometric surveys. Thisis what motivated the development <strong>of</strong> many cluster detection techniques based onphotometric redshifts. A comparison <strong>of</strong> our algorithm with these techniques is adelicate issue, that should be performed with an analysis comparing the application<strong>of</strong> various methods to the same galaxy sample. However a qualitative comparisoncan be done.With respect to FoF techniques (e.g. Botzler et al. 2004), our density basedapproach can more easily avoid the percolation problem, since it identifies <strong>structures</strong>from the density peaks, whose dimensions are limited by the fixed thresholdin density. Instead <strong>of</strong> comparing the distance between galaxy pairs, as done in aFoF approach, we use the statistical information <strong>of</strong> how many <strong>galaxies</strong> are in theneighbourhood <strong>of</strong> a given point to estimate a physical density.At variance with methods that estimate density in redshift slices (Scoville et al.2007a; Mazure et al. 2007; van Breukelen et al. 2006; Eisenhardt et al. 2008),we prefer to adopt an adaptive 3D density estimate to consider, automatically, allthe directions <strong>and</strong> positional accuracies at the same time. This approach requireslonger computational times, but automatically allows for an increased resolutionin high density regions where the chosen number <strong>of</strong> objects is found in a smallervolume with respect to field <strong>and</strong> void regions. As a consequence it also avoids allpeculiar ’border’ effects given by the limits <strong>of</strong> the redshift slices, <strong>and</strong> the need toadopt other critera to merge overdensities that are present in two contiguous 2Ddensity maps in similar angular positions.Another important difference lies in the use <strong>of</strong> the photo-z: many authors(Scoville et al. 2007a; van Breukelen et al. 2006; Zatloukal et al. 2007; Eisenhardtet al. 2008) take in consideration the photometric redshift probability distribution


3.4 Comparison with other techniques 75function (PDF) for each single object, to take into account uncertainties on radialdistances. We prefer to use the statistical uncertainties <strong>of</strong> the full sample (scatterwith respect to spectroscopic redshifts as defined in Sect. 2.2) instead <strong>of</strong> theuncertainty on the redshift <strong>of</strong> the single object, to avoid “weighting” more the population<strong>of</strong> passively evolving <strong>galaxies</strong> when computing densities. <strong>The</strong>se objects, asdiscussed in Sect. 2.3, have smaller photometric redshift uncertainty thank to theirstronger Balmer break.


Chapter 4Structures in the K20 Field<strong>The</strong> simulations presented in Sect. 3.3 show that estimating galaxy space densityanalysing photometric redshifts with our adaptive procedure allows, in principle,the detection <strong>of</strong> clusters <strong>and</strong> groups up to very high redshifts. As a first scientificapplication we have analysed a deep optical-IR catalogue, provided with highlyreliable photometric redshifts, used to select spectroscopic targets for the K20 survey.<strong>The</strong> purpose <strong>of</strong> the analysis presented in this chapter (published in Treveseet al. 2007) is to provide a further test <strong>of</strong> the algorithm allowing, at the same time,to extend our knowledge <strong>of</strong> galaxy properties (colour segregation <strong>and</strong> slope <strong>and</strong>average colour <strong>of</strong> cluster red sequence) in high redshift <strong>structures</strong>.4.1 <strong>The</strong> K20 Photometric Catalogue<strong>The</strong> dataset used is the deep photometric catalogue <strong>of</strong> the K20 survey (Cimattiet al. 2002a,b) containing photometry in the UBVRIZJK b<strong>and</strong>s <strong>of</strong> a 6.38 × 6.13arcmin field in the Ch<strong>and</strong>ra Deep Field South (CDFS) (Giacconi et al. 2002). <strong>The</strong>sample is limited to I AB < 25, while the photometric depth in the other b<strong>and</strong>sallows us to assume that virtually all <strong>galaxies</strong> in the catalogue have 8-b<strong>and</strong> photometry,except a few objects with very extreme colours. We have added to thespectroscopic redshifts <strong>of</strong> the K20 all the spectroscopic redshifts in our field fromGOODS-MUSIC catalogue that were public at the time <strong>of</strong> the present analysis(March 2007) (Grazian et al. 2006a, <strong>and</strong> refs. therein). <strong>The</strong> catalogue contains1749 <strong>galaxies</strong>, among which 292 have spectroscopic redshifts <strong>and</strong> the remaininghave only photometric redshifts. <strong>The</strong> procedure for deriving photometric redshifts<strong>and</strong> test their accuracy is described in Cimatti et al. (2002b), where it is shown thatthe distribution <strong>of</strong> the relative scatter (Sect. 2.2) ∆ ≡ (z spec − z phot )/(1 + z spec ) isnot gaussian. After excluding “outlayers” with ∆ > 0.15, which represent less than9% <strong>of</strong> the total, we obtain σ ∆ = 0.05.Figure 4.1 shows photometric redshifts versus spectroscopic redshifts, with theuncertainty 0.05(1 + z) indicated by the dashed lines.


78 Structures in the K20 Field32100 1 2 3Figure 4.1: Fig. 1 from Trevese et al. (2007): Photometric redshifts z phot versusspectroscopic redshifts z spec for all the <strong>galaxies</strong> in the catalogue with spectroscopicobservations (Grazian et al. 2006a, <strong>and</strong> refs. therein). Dashed lines indicate ther.m.s. uncertainty 0.05 · (1 + z).4.2 Density EvaluationWe have constructed the (2+1)D maps <strong>of</strong> the volume density ρ n , with n = 10,adopting the algorithm presented in chapter 3. We computed s(z) in equation 3.1on the basis <strong>of</strong> a <strong>cosmological</strong>ly evolving luminosity function. This has been takenfrom Poli et al. (2003), who derived the rest-frame B luminosity function which isdirectly sampled until the rest-frame blue is observed in the K b<strong>and</strong>, namely up to aredshift <strong>of</strong> about 3.5. In their analysis Poli et al. (2003) find little density <strong>evolution</strong>at the faint end with respect to the local values, while at the bright end a brighteningincreasing with redshift is apparent with respect to the local LF.<strong>The</strong> choice n = 10 corresponds to the maximum number <strong>of</strong> objects in a single cellat high density.To see how the resolution <strong>of</strong> photometric redshifts compares with real objectsdistribution, we show in Figure 4.2 the histogram <strong>of</strong> photometric redshifts in thefield. Two main clumps appear about redshifts 0.70, 1.00. A comparison with thedistribution <strong>of</strong> spectroscopic redshifts <strong>of</strong> the CDFS (see Gilli et al. 2003, Fig. 1)clearly indicates the reality <strong>of</strong> the two clumps, although the two peaks at z=0.67<strong>and</strong> z=0.73 found by Gilli et al. (2003) in the distribution <strong>of</strong> spectroscopic redshiftsare barely resolved in our photometric redshift distribution. On the basis <strong>of</strong> spectroscopicredshifts, Gilli et al. (2003) found that both <strong>structures</strong> are spread overthe field, although the latter includes a cD galaxy (see Chapter 1), suggesting a


4.2 Density Evaluation 79Figure 4.2: Fig. 2 from Trevese et al. (2007): a) <strong>The</strong> distribution <strong>of</strong> photometricredshifts <strong>of</strong> the sample. b) Average ρ 10 density on the entire field, in redshift bins,versus z as determined by the (2+1)D algorithm using for all sources: i) photometricredshifts (dashed line); ii) photometric redshifts, or spectroscopic redshiftswhenever available (continuous line).Figure 4.3: Fig. 3 from Trevese et al. (2007): Isodensity contours <strong>of</strong> the surfacedensity Σ 10 as computed in the redshift slice 0.70 < z < 0.75, which includes thefirst detected structure (left panel). b) Same plot for the second structure in theredshift slice 0.90 < z < 1.10 (right panel).dynamically relaxed status (Sarazin 1988).To check to what extent our results depend on the presence <strong>of</strong> spectroscopicredshift in our catalogue, we show in Figure 4.2b the average density in the field asa function <strong>of</strong> redshift, as computed from photometric redshifts only, or includingalso spectroscopic redshifts whenever the latter are available. <strong>The</strong> two curves look


80 Structures in the K20 FieldTable 4.1: Detected <strong>structures</strong>.# α 2000 δ 2000 z1 03 32 20.08 -27 47 07.20 0.702 03 32 16.74 -27 45 52.99 1.003 03 32 16.51 -27 46 45.95 1.55similar. In fact using z spec instead <strong>of</strong> z phot does not change significantly the density,once the cell size has been chosen on the basis <strong>of</strong> the (much lower) z phot accuracy.This means that our results do not rely on the availability <strong>of</strong> several spectroscopicredshifts in the field. Notice that the density reported in Figure 4.2b, which is averagedover the entire field, is not used to detect <strong>structures</strong>. For this purpose weselect individual cells with density above a given threshold, <strong>and</strong> then we look forconnected volumes. <strong>The</strong> choice <strong>of</strong> the threshold is an arbitrary trade <strong>of</strong>f betweencompleteness <strong>and</strong> reliability. From numerical simulations on a field comparableto the one we analyze here (Sect 3.3), we found that a threshold correspondingto about three to five times the average density can identify richness zero Abellclusters. In real data, from the distribution <strong>of</strong> the densities <strong>of</strong> individual cells wefound that thresholds <strong>of</strong> 0.078 Mpc −3 or 0.13 Mpc −3 (i.e. 3 or 5 times the average)isolate 2.2% or 0.5% respectively <strong>of</strong> the total cell number. To avoid excessive contaminationfrom r<strong>and</strong>om density fluctuations we adopted a threshold ρ thresh10=0.08Mpc −3 which selects about 2.0% <strong>of</strong> the cells. In this way we identified three overdensitieslisted in Table 4.1. We adopted a redshift independent threshold to detect<strong>structures</strong> <strong>of</strong> comparable density at any redshift. In principle, this implies an higherprobability <strong>of</strong> contamination at higher redshifts: as we show in Chapter 6 a moresophisticated approach can be adopted when analysing wider redshift intervals.<strong>The</strong> first structure, at z=0.70, is approximately centred on the cD galaxy, whoseposition, in turn, corresponds to the center <strong>of</strong> the extended X-ray source CDFS566(Giacconi et al. 2002). As noted above, we cannot resolve, in redshift space, thewall-like structure at z=0.67 described by Gilli et al. (2003) which then contaminatesthe structure at z=0.70. In spite <strong>of</strong> that we find a relatively concentratedstructure with full width at half maximum <strong>of</strong> about 0.12 Mpc. After the statisticalsubtraction <strong>of</strong> the background/foreground field <strong>galaxies</strong> the number <strong>of</strong> <strong>galaxies</strong>within the Abell radius R A is N c =182, <strong>of</strong> which 38 are between m 3 <strong>and</strong> m 3 + 2,corresponding to a richness class 0. From the spectroscopic redshifts we can evaluatea velocity dispersion along the line <strong>of</strong> sight, σ p = 334 ± 31 Km s −1 , for the39 <strong>galaxies</strong> belonging to the peak in the redshift distribution centred at z=0.73, theuncertainty being computed by a bootstrap method. <strong>The</strong> relevant virial mass hasbeen computed according to a st<strong>and</strong>ard prescription (Heisler et al. 1985; Girardiet al. 1998b):M = 3π 2σ 2 P R PVG(4.1)


4.3 Galaxy properties <strong>and</strong> environment 81whereR PV =N(N − 1)∑i> j R −1i j(4.2)is the projected virial radius <strong>and</strong> R i j are the projected distances between each pair<strong>of</strong> the N=39 <strong>galaxies</strong>. We obtain a mass M = 1.19 · 10 14 M ⊙ .For the sole purpose <strong>of</strong> displaying the morphology <strong>of</strong> the density field we show,in Figure 4.3a, the isolines <strong>of</strong> the surface density Σ 10 (equation 2.3.3), evaluatedin the redshift slice 0.70 < z phot < 0.75. A similar plot for the overdensity atz≃1.00 is shown in Figure 4.3b where the galaxy number within the Abell radius,having m 3 < m < m 3 + 2, barely reaches the formal threshold <strong>of</strong> 30 correspondingto richness class 0, depending on the exact location <strong>of</strong> the adopted center. <strong>The</strong>spectroscopic redshift distribution suggests the existence <strong>of</strong> two distinct peaks at0.97 <strong>and</strong> 1.04: the former associated with <strong>galaxies</strong> around the main overdensity<strong>and</strong> the latter corresponding to the south east extension. <strong>The</strong> analysis <strong>of</strong> possiblesub<strong>structures</strong> <strong>of</strong> this overdensity requires further spectroscopic data. <strong>The</strong> thirdclump we find at z = 1.55 does not appear in the distribution <strong>of</strong> spectroscopicgalaxy redshifts which is limited to brighter fluxes with respect to our photometricdata. On the other h<strong>and</strong>, the accuracy <strong>of</strong> our photometric redshifts is statisticallychecked against spectroscopic ones only for z spec < 1, so that further data wouldbe needed to assess the reality <strong>of</strong> this structure. However a peak in the distribution<strong>of</strong> the X-ray selected AGNs in the field is present at about z=1.55.Thus, as far as we can assume that distribution <strong>of</strong> AGNs traces the <strong>large</strong> <strong>scale</strong>distribution <strong>of</strong> matter we can say that we are detecting a structure not previouslyseen in galaxy spectroscopic surveys. <strong>The</strong> Abell richness <strong>of</strong> the third structure atz∼1.55 cannot be evaluated, since m 3 +2 falls below the limiting magnitude m I =25.<strong>The</strong> peak in the photometric redshift distribution contains 57 objects spread alonga moderate over-density crossing the field from north-west to south-east likely relatedto the above discussed <strong>large</strong>-<strong>scale</strong> structure traced by X-ray selected AGNs(Gilli et al. 2003).<strong>The</strong> association <strong>of</strong> an environmental density with individual <strong>galaxies</strong> allowsboth a further assessment <strong>of</strong> the nature <strong>of</strong> the detected overdensities <strong>and</strong> the analysis<strong>of</strong> the relation between galaxy spectral energy distribution <strong>and</strong> the environment.4.3 Galaxy properties <strong>and</strong> environmentColour SegregationAs anticipated in Chapter 1 a strong colour bimodality <strong>of</strong> the colour distributionhas been firmly established on the basis <strong>of</strong> a <strong>large</strong> galaxy sample <strong>of</strong> about 150,000objects from the Sloan Digital Sky Survey (Strateva et al. 2001; Baldry et al. 2004,<strong>and</strong> refs. therein). This bimodality has been shown to maintain up to z≈2-3(Giallongo et al. 2005a), with a local minimum in the colour distribution whichevolves in redshift <strong>and</strong> represents the natural separation between the “blue” <strong>and</strong>


82 Structures in the K20 FieldFigure 4.4: Fig. 4 from Trevese et al. (2007): Galaxy colour distributions: at highdensity (ρ 10 > 0.08Mpc −3 ) (shaded histogram), at low density (ρ 10 < 0.03Mpc −3 ),for the two <strong>structures</strong> at z∼0.70 (left) <strong>and</strong> z∼1.0 (right).Figure 4.5: Fig. 5 from Trevese et al. (2007): Fraction <strong>of</strong> <strong>galaxies</strong> with rest framecolour B-R>1.25 as a function <strong>of</strong> the volume density ρ 10 , for the two <strong>structures</strong> atz∼0.70(left) <strong>and</strong> z∼1.0 (right). Error bars represent Poissonian fluctuation.“red” galaxy populations, the latter defining an average red sequence <strong>of</strong> the field.Instead, Figure 4.4 shows rest-frame B-R colour distribution in overdense (ρ 10 >0.08 Mpc −3 ) <strong>and</strong> underdense (ρ 10


4.3 Galaxy properties <strong>and</strong> environment 83the same distribution is 4.2 × 10 −7 for the cluster at z=0.7 <strong>and</strong> 0.058 for the clusterat z=1.0. Due to the insufficient statistics, a similar colour segregation cannot bedetected in the case <strong>of</strong> the z∼1.55 overdensity. In the two former overdensities wecan study the fraction <strong>of</strong> red <strong>galaxies</strong> as a function <strong>of</strong> the density ρ 10 . <strong>The</strong> resultis shown in Figure 4.5, where both clusters show a decrease <strong>of</strong> the red fraction asa function <strong>of</strong> ρ 10 , marginally significant at z=1.0 <strong>and</strong> more evident at z=0.7. Thiscolour segregation is clearly related to the morphological segregation first foundby Dressler (1980) for local clusters, successively extended to z=0.5 by Dressleret al. (1997). Our analysis <strong>of</strong> colour segregation allows to extend a quantitativeinvestigation <strong>of</strong> environmental effects up to redshifts where morphological studiesbecome unfeasible.Cosmological Evolution <strong>of</strong> the Red SequenceAverage ColourWe first study the <strong>cosmological</strong> <strong>evolution</strong> <strong>of</strong> the average red sequence <strong>of</strong> the field.Following Bell et al. (2004) it is possible to define for each galaxy a colour indexC’ reduced to M Vrest = -20 by shifting each galaxy in the C-M diagram to M Vrest =-20along the red sequence:C ′ = C + α RS · (M Vrest − 20) (4.3)where C is the rest-frame colour, (U − V) rest in our case, <strong>and</strong>α RS ≡ ∂(U − V) rest∂M Vrestis the slope <strong>of</strong> the red sequence. In practice, for a direct comparison with Bellet al. (2004) who adopt a different cosmology, we assume as reference magnitudeM Vrest = −20.7 instead <strong>of</strong> −20. A distribution <strong>of</strong> the C’, instead <strong>of</strong> C, colours allowsa better identification <strong>of</strong> the “Early type”, or red <strong>galaxies</strong>, population which definesthe average red sequence. Following Bell et al. (2004) we assume a constant slope∂(U − V) rest /∂M Vrest = −0.08 which is derived from a sample <strong>of</strong> nearby clusters(Bower et al. 1992a). This assumption is justified by the analysis <strong>of</strong> Blakesleeet al. (2003) who find a constant slope for different galaxy clusters up to z=1.2 (seeSect. 1.2.3). At higher redshifts Giallongo et al. (2005a) find a decrease <strong>of</strong> the redsequence slope ∂(U −V) rest /∂M Brest from -0.098 to -0.062, in the two wide redshiftbins 0.4-1 <strong>and</strong> 1.3-3.5 respectively. In the analysis <strong>of</strong> the present field, which islimited to z


84 Structures in the K20 FieldFigure 4.6: Fig. 6 from Trevese et al. (2007): Left panels: histograms <strong>of</strong> theC’ colour, defined in the text, for all the objects in the intervals 0.7 < z < 0.8,0.9 < z < 1.1, 1.4 < z < 1.7 (from the top). Dashed lines, corresponding to a localminimum, define the red <strong>and</strong> the blue populations. Right panels: rest-frame (U-V)vs. M V diagrams: the continuous line represents the fit to the points belonging tothe red population, with a fixed slope α RS =0.08. <strong>The</strong> dashed vertical line representsthe reference absolute magnitude M V = −20.7. <strong>The</strong> dotted line indicates the valleyseparating the two populations.A fit in the C-M diagram <strong>of</strong> the red population with a straight line <strong>of</strong> fixed slopeα RS defines the colour CRS ′ <strong>of</strong> the average red sequence in different bins <strong>of</strong> redshift.Figure 4.7, adapted from Bell et al. (2004) shows the colour CRS ′ <strong>of</strong> the average redsequence in our field in the above redshift intervals, compared with the colour <strong>of</strong>


4.3 Galaxy properties <strong>and</strong> environment 85Figure 4.7: Fig. 7 from Trevese et al. (2007): <strong>The</strong> colour C ′ RS at M V rest=-20 <strong>of</strong> theaverage red sequence, as computed from COMBO17 survey (circles), <strong>and</strong> resultingfrom the present analysis (triangles). <strong>The</strong> straight line represents a linear fit on allthe data analysed in the COMBO17 survey (adapted from Bell et al. 2004).the average red sequence as a function <strong>of</strong> redshift obtained from COMBO17 data,after a correction on ∆C ′ = Ccombo ′ −C′ CDFS= −0.08 as derived from a comparison<strong>of</strong> the colours <strong>of</strong> those high-z <strong>galaxies</strong> which are in common in the 2 cataloguesCOMBO17 <strong>and</strong> K20. Our error bars represent the r.m.s. dispersion <strong>of</strong> C’ in eachredshift bin.We can conclude that the ∆C ′ vs. z relation in our analysis is consistent withBell et al. (2004) up to z≃1, moreover the point at z=1.5 lies on the linear extrapolation<strong>of</strong> their points.Red Sequence SlopeAs a further step, we measured the slope <strong>of</strong> the red sequence in the two clumps atredshifts 0.7 <strong>and</strong> 1.0. This has not been done for the third clump at z=1.55, due toinsufficient statistics. We selected <strong>galaxies</strong> with an environmental density above athreshold ρ 10 =0.08 gal/Mpc 3 (see Sect. 4.2).We then isolated the red population from the histograms <strong>of</strong> the C’ colour whichare clearly bimodal. Finally, we evaluated the slope <strong>of</strong> the colour-magnitude relationfor this population in the U-B vs. B diagram, as done by Blakeslee et al.(2003). Our results show that the slope <strong>of</strong> the red sequence is consistent with beingthe same in local clusters <strong>and</strong> in the two main overdensities in our field (z∼0.7 <strong>and</strong>z∼1.0). Blakeslee et al. (2003) found little or no evidence <strong>of</strong> <strong>evolution</strong> <strong>of</strong> this slope,out to z=1.2. Our results (Fig. 4.8) lie within 1σ from their average value| < ∂(U − B) rest /∂M Brest > | = 0.032According to the st<strong>and</strong>ard interpretation (e.g. Arimoto & Yoshii 1987; Kauffmann& Charlot 1998, see Sect. 1.3.3), this implies that the mass-metallicity relationholds the same from z=0 up to at least z=1.


86 Structures in the K20 FieldFigure 4.8: <strong>The</strong> slope <strong>of</strong> the rest-frame (U-B) vs. M B in the galaxy clusters collectedby Blakeslee et al. (2003) (open squares) <strong>and</strong> in the two <strong>structures</strong> detectedin the CDFS (filled squares). <strong>The</strong> dotted line represents the average value derivedby Blakeslee et al. (2003).4.4 Conclusions<strong>The</strong> present analysis <strong>of</strong> deep multib<strong>and</strong> photometry in the CDFS field allows thefollowing conclusions:• we have detected two <strong>structures</strong> at redshifts 0.7 <strong>and</strong> 1.0, whose existence wasknown from previous spectroscopic studies;• a third structure at redshift ∼ 1.5 − 1.6 has also been detected but requiresdeeper data for confirmation;• the fraction <strong>of</strong> red <strong>galaxies</strong> inside the structure at z=1 indicates a marginaldensity dependence while in the structure at z=0.7 the increase <strong>of</strong> the redfraction with density is seen very clearly; this extends the results <strong>of</strong> Dressleret al. (1997), Carlberg et al. (2001) <strong>and</strong> Tanaka et al. (2005);• our results add new evidence in favour <strong>of</strong> constant slope <strong>of</strong> the C-M relationin clusters, at least up to z=1 implying a constant mass-metallicity relation,according to the st<strong>and</strong>ard interpretations;• our analysis shows that the average C-M relation for <strong>galaxies</strong> belonging tothe red population is consistent with a linear extrapolation <strong>of</strong> the relationfound by Bell et al. (2004) up to z=1.5, complementing the results <strong>of</strong> Giallongoet al. (2005a), who have shown that the blueing <strong>of</strong> the average colour<strong>of</strong> the red <strong>galaxies</strong> extends to z≈ 2 − 3;• the use <strong>of</strong> photometric redshifts will allow to analyse the redshift dependence<strong>of</strong> the C-M relation at high redshift, even in moderate overdensities,providing constraints on the very origin <strong>of</strong> the C-M relation.


4.4 Conclusions 87Thus, in spite <strong>of</strong> the low resolution in distance, the (2+1)D analysis based on photometricredshift is an extremely valuable tool to complement other cluster findingtechniques <strong>and</strong> perform <strong>large</strong> <strong>scale</strong> structure studies based on photometric surveyswhich, at present, posses unique capabilities in combining depth <strong>and</strong> field width.


Chapter 5<strong>The</strong> Blue/Red LuminosityFunction in the GOODS Field<strong>The</strong> next step in our analysis <strong>of</strong> high redshift <strong>structures</strong> has been the study <strong>of</strong> theGOODS-South field. Thanks to the wide area (∼ 140 arcmin 2 ) <strong>and</strong> to the deepnear-IR observations, the GOODS-South survey provides a good starting point forthe study <strong>of</strong> the galaxy properties at high redshift. In particular, the inclusion <strong>of</strong>the deep IR observations obtained with the Spitzer telescope represents a usefulconstraint for the estimate <strong>of</strong> the physical properties <strong>of</strong> <strong>galaxies</strong> at high redshift.In addition the extensive spectroscopic follow up obtained in this field providesa wide set <strong>of</strong> spectroscopic redshifts to test the photometric redshifts catalogue.As a first investigation we determined the evolving galaxy luminosity function,exploring also its dependence on environment at intermidiate redshift.5.1 <strong>The</strong> GOODS-MUSIC sampleWe use the multicolour catalogue extracted from the southern field <strong>of</strong> the GOODSsurvey, located in the Ch<strong>and</strong>ra Deep Field South. <strong>The</strong> procedure adopted to extractthe catalogue is described in detail in Grazian et al. (2006a).<strong>The</strong> photometric catalogue was obtained combining 14 images from the U-b<strong>and</strong> up to 8 µm. More specifically it includes two U b<strong>and</strong> images from the ESO2.2 m telescope, an U image from VLT-VIMOS, the ACS-HST images in fourb<strong>and</strong>s B, V, I <strong>and</strong> z, the VLT-ISAAC J,H <strong>and</strong> Ks b<strong>and</strong>s <strong>and</strong> the Spitzer b<strong>and</strong>s at3.6, 4.5, 5.8 <strong>and</strong> 8 µm. All the images have an area <strong>of</strong> 143.2 arcmin 2 , except forthe U-VIMOS image (90.2 arcmin 2 ) <strong>and</strong> the H image (78.0 arcmin 2 ). <strong>The</strong> multicolourcatalogue contains 14847 objects, selected either in the z <strong>and</strong>/or in the Ksb<strong>and</strong>. As in previous papers (Poli et al. 2003; Giallongo et al. 2005a) <strong>galaxies</strong> areselected in different b<strong>and</strong>s depending on the redshift interval; more specifically weselect <strong>galaxies</strong> in the z b<strong>and</strong> at low redshifts (0.2-1.1) <strong>and</strong> in the Ks b<strong>and</strong> at higherredshifts (1.1-3.5). This allows us, as explained below, to estimate the galaxy luminosityfunction in the rest frame 4400 Å in the overall redshift interval (0.2-3.5).


90 <strong>The</strong> Blue/Red Luminosity Function in the GOODS FieldSince the depth <strong>of</strong> the image used for the galaxy selection varies across the area, asingle magnitude limit cannot be defined in each b<strong>and</strong>, so we have divided the z-selected sample <strong>and</strong> the Ks-selected sample in six independent catalogs, each witha well defined magnitude limit <strong>and</strong> area. <strong>The</strong> z-selected catalogs have magnitudelimits in the range 24.65-26.18, while the magnitude limits in Ks-selected samplerange from 21.60 to 23.80, but for most <strong>of</strong> the sample the typical magnitudes limitsare z ∼ 26.18 <strong>and</strong> Ks ∼ 23.5. <strong>The</strong> completeness <strong>of</strong> our detection is discussedin the paper by Grazian et al. (2006a). In that paper we have evaluated, for elliptical<strong>and</strong> spiral <strong>galaxies</strong> <strong>of</strong> different half-light radii <strong>and</strong> bulge/disk ratios, a 90%completeness level from simulation in z <strong>and</strong> Ks b<strong>and</strong>s.In summary, the z-selected sample has 9862 (after removing AGNs <strong>and</strong> galacticstars) <strong>galaxies</strong> with about 10% having spectroscopic redshift, while the Ks-selectedsample has 2931 <strong>galaxies</strong> with about 27% having spectroscopic redshifts. For the<strong>galaxies</strong> without spectroscopic redshift we use the photometric one. <strong>The</strong> photometricredshift technique has been described in Giallongo et al. (1998) <strong>and</strong> Fontanaet al. (2000). We adopt a st<strong>and</strong>ard χ 2 minimization over a <strong>large</strong> set <strong>of</strong> templatesobtained from synthetic spectral models (Sect. 2.2); in particular we use those obtainedwith PÉGASE 2.0 (Fioc & Rocca-Volmerange 1997) as described in Grazianet al. (2006a). <strong>The</strong> comparison with the spectroscopic subsample shows that theaccuracy <strong>of</strong> the photometric estimation is very good, with < |∆z/(1 + z)| >= 0.045in the redshift interval 0 < z < 6.As in Poli et al. (2003) <strong>and</strong> Giallongo et al. (2005a) great care was given to theselection <strong>of</strong> the sample suited for the estimate <strong>of</strong> the Luminosity Function. Indeedwe used the z-selected sample for <strong>galaxies</strong> with z < 1 where the 4400 Å rest-framewavelength is within or shorter than the z-b<strong>and</strong>. For this reason we included inour LF only <strong>galaxies</strong> with m[4400(1 + z)] ≤ z AB (lim). This selection guaranteesa completeness <strong>of</strong> the LF sample at z < 1 independently <strong>of</strong> the galaxy colouralthough some <strong>galaxies</strong> from the original z-limited sample are excluded since theyhave a red spectrum, <strong>and</strong> consequently a magnitude m[4400(1 + z)] fainter thanour adopted threshold. <strong>The</strong> same procedure was adopted at higher (z=1.0-3.5)redshifts using the Ks-selected sample. <strong>The</strong> sample selected as described abovewill be adopted for all the analysis presented in this paper.<strong>The</strong> method applied to estimate the rest-frame magnitude <strong>and</strong> the other physicalparameters is described in previous papers (Poli et al. 2003; Giallongo et al. 2005a;Fontana et al. 2006). Briefly, it is based on a set <strong>of</strong> templates, computed withst<strong>and</strong>ard spectral synthesis models (Bruzual & Charlot 2003), chosen to broadlyencompass the variety <strong>of</strong> star–formation histories, metallicities <strong>and</strong> extinctions <strong>of</strong>real <strong>galaxies</strong>. To provide a comparison with previous works, we have used theSalpeter IMF, ranging over a set <strong>of</strong> metallicities (from Z = 0.02Z ⊙ to Z = 2.5Z ⊙ )<strong>and</strong> dust extinctions (0 < E(B − V) < 1.1, with a Calzetti extinction curve). Foreach model <strong>of</strong> this grid, we have computed the expected magnitudes in our filterset, <strong>and</strong> found the best–fitting template with a st<strong>and</strong>ard χ 2 minimization. <strong>The</strong> best–fit parameters <strong>of</strong> the galaxy are found after scaling to the actual luminosity <strong>of</strong> theobserved galaxy. Uncertainties in this procedure produce, on average, small errors


5.2 Bimodality 91(≤ 10%) in the rest-frame luminosity (Ellis 1997; Pozzetti et al. 2003). Moreover,the inclusion <strong>of</strong> the 4 Spitzer b<strong>and</strong>s, longward <strong>of</strong> 2.2 µm, for <strong>galaxies</strong> at z > 2, isessential to sample the spectral distribution in the rest-frame optical <strong>and</strong> near-IRb<strong>and</strong>s, that are necessary to provide reliable constraints on the stellar mass (for adetailed analysis see Fontana et al. 2006).5.2 BimodalityAs showed in Chapter 1, the recent analysis <strong>of</strong> the spectral properties <strong>of</strong> <strong>galaxies</strong>selected in <strong>large</strong> or deep surveys has shown the presence <strong>of</strong> a strong bimodality intheir colour distribution (e.g. Strateva et al. 2001; Baldry et al. 2004), allowing theidentification <strong>of</strong> two main populations, red/early <strong>and</strong> blue/late <strong>galaxies</strong> mainly onthe basis <strong>of</strong> a single colour, e.g. the rest-frame U-V. <strong>The</strong> local distribution has beenstudied by Strateva et al. (2001) <strong>and</strong> Baldry et al. (2004) in the framework <strong>of</strong> theSloan survey <strong>and</strong> at intermediate <strong>and</strong> high redshifts, by several authors (Bell et al.2004; Giallongo et al. 2005a; Weiner et al. 2005; Cucciati et al. 2006; Franceschiniet al. 2006; Cirasuolo et al. 2007). Some effort has been devoted in explaining theobserved bimodality in the framework <strong>of</strong> the hierarchical clustering picture (Menciet al. 2005, 2006). In brief the colour bimodality seems to arise because <strong>of</strong> twonatural features: the star formation histories <strong>of</strong> the massive red <strong>galaxies</strong>, whichare formed in biased high-density regions, are peaked at higher z as compared tolower mass <strong>galaxies</strong>; <strong>and</strong> the existence <strong>of</strong> a non-gravitational mass <strong>scale</strong> (m 0 ). Form < m 0 the star formation is self regulated <strong>and</strong> the cold gas content is continuouslydepleted by SN feedback, for m > m 0 the cold gas is not effectively reheated<strong>and</strong> so the rapid cooling takes place at high-z. <strong>The</strong>se different <strong>evolution</strong>ary pathsled to the present day red <strong>and</strong> blue populations (Menci et al. 2005). When theenergy injection from AGN feedback is included (Menci et al. 2006), the bimodaldistribution appears at even higher redshifts (z > 2).Using this empirical property we can separate the red from the blue populationto analyse the <strong>evolution</strong> <strong>of</strong> the LFs for <strong>galaxies</strong> selected according to their colour.However, the use <strong>of</strong> the colour criterion introduces some population mixing for thered <strong>galaxies</strong> since it is not possible to distinguish an early-type galaxy from a dustystar-burst using only the rest-frame U −V colour. To alleviate the problem, we haveused the Bruzual & Charlot (2003) spectral best fit <strong>of</strong> the individual galaxy SEDsto derive the specific star formation rate (SSFR) ṁ ∗ /m ∗ . <strong>The</strong> absolute values in theṁ ∗ /m ∗ distribution are subject to uncertainties due, for example, to the estimate<strong>of</strong> the dust attenuation which depends on the extinction curve adopted <strong>and</strong> to themethods adopted for the mass estimate. A description <strong>of</strong> the method used <strong>and</strong> itsreliability can be found in Giallongo et al. (2005a). Although some degeneracy stillremains, we can use this property to separate our sample, removing the obviousstar-burst <strong>galaxies</strong> from the locus <strong>of</strong> early-type. In any case an analysis <strong>of</strong> themorphological structure <strong>of</strong> a fraction <strong>of</strong> the GOODS sample has shown that thereis a good correlation between the red colour <strong>and</strong> the spheroidal morphology <strong>of</strong>


92 <strong>The</strong> Blue/Red Luminosity Function in the GOODS Field<strong>galaxies</strong> up to z ∼ 1.5 (see Franceschini et al. 2006).<strong>The</strong> minima in the U-V vs. B distribution <strong>and</strong> in the SSFR -B magnitude distributionare used to divide the sample in red/early <strong>and</strong> blue/late populations. Wehave simply fitted the two distributions with the sum <strong>of</strong> two gaussians having themean which is a linear function <strong>of</strong> the absolute magnitude M B . Each gaussian hasa constant dispersion <strong>and</strong> each sub-sample <strong>of</strong> <strong>galaxies</strong>, with a different magnitudelimit, has been weighted with its covering sky area. Since the statistics <strong>of</strong> the redpopulation is still poor, we have adopted the same dependence on the absolute magnitudefor both the blue <strong>and</strong> the red populations. Taking into account the differentnormalizations <strong>of</strong> the two gaussian distributions we have then derived the locus <strong>of</strong>the formal minimum in the sum <strong>of</strong> the two gaussians, separating in this way thetwo populations. <strong>The</strong> uncertainty associated with the selection <strong>of</strong> the minima hasbeen derived reproducing 100 colour-magnitude plots with a MonteCarlo analysisusing 100 galaxy catalogs: in each catalogue we assigned to each object a differentredshift drawn from its probability distribution <strong>and</strong> we associated its rest-frameabsolute magnitude <strong>and</strong> SSFR.<strong>The</strong> colour/SSFR-magnitude relations for the loci <strong>of</strong> the maxima <strong>and</strong> minimafollow the linear relations < U −V >= α·(M B +20)+ < U −V > 20 <strong>and</strong> < S S FR >=α · (M B + 20)+ < S S FR > 20 , whose parameters are listed in Tab. 5.1 <strong>and</strong> 5.2.In the colour-magnitude relation we confirm the weak intrinsic blueing withincreasing redshift from z ∼ 0.4 to z ∼ 2 already found by Giallongo et al. (2005a)for both populations although formally only at a 2σ level. In the redshift binswhere the statistics is poor, the minimum is extrapolated from the other redshiftbins. From the bins z = 0.4 − 0.7 <strong>and</strong> z = 0.7 − 1.0 we extrapolate the minimumvalue < U − V > 20 = 1.58 in the redshift interval z = 0.2 − 0.4, <strong>and</strong> from the binsz = 0.7 − 1.0 <strong>and</strong> z = 1.0 − 2.0 we extrapolate < U − V > 20 = 1.23 in the intervalz = 2 − 3.5.We found no appreciable redshift <strong>evolution</strong> in the SSFR distribution, so in orderto increase statistics we have performed the fit in the <strong>large</strong>r redshift intervalsz = 0.2 − 1 <strong>and</strong> 1 − 3.5. Moreover, there is no appreciable dependence <strong>of</strong> SSFR onthe absolute magnitude, so the colour-magnitude relation is not related to similartrends in the specific star-formation rate. One notes in the colour/SSFR-magnituderelations the presence <strong>of</strong> a conspicuous number <strong>of</strong> intrinsically faint <strong>galaxies</strong> withrelatively red colours. <strong>The</strong>y are red in respect to the locus <strong>of</strong> separation <strong>of</strong> the twopopulations although, because <strong>of</strong> the colour-magnitude relation, their colours aretypical <strong>of</strong> the bright (M B ∼ −22) blue <strong>galaxies</strong>. In terms <strong>of</strong> SSFR these <strong>galaxies</strong>show intermediate values between star forming <strong>and</strong> early type <strong>galaxies</strong>. <strong>The</strong>presence <strong>of</strong> a <strong>large</strong> number <strong>of</strong> <strong>galaxies</strong> belonging to this intermediate populationdominates the shape <strong>of</strong> the LF <strong>of</strong> the red/early type <strong>galaxies</strong> at the faint end, asshown in the next sections.


5.3 Luminosity Function 93Table 5.1: Parameters <strong>of</strong> the relation between the loci <strong>of</strong> the maxima <strong>and</strong> the absoluteB magnitude〈z〉 α m red/early m blue/lateU-V0.4 0.7 −0.08±0.01 1.79±0.05 1.09±0.030.7 1.1 −0.08±0.01 1.74±0.05 0.93±0.031.1 2.0 −0.08 1.69±0.05 0.90±0.03SSFR0.2 1.1 0.019±0.03 -11.59±0.20 -9.±0.031.1 3.5 0.019 -11.55±0.20 -9.07±0.03Table 5.2: Parameters <strong>of</strong> the relation between the locus <strong>of</strong> minimum <strong>and</strong> the absoluteB magnitude〈z〉 α minimaU-V0.2 0.4 −0.08 1.58±0.10 ∗0.4 0.7 −0.08± 0.01 1.51± 0.070.7 1.1 −0.08± 0.01 1.43± 0.061.1 2.0 −0.08 1.36± 0.072.0 3.5 −0.08 1.23±0.10 ∗SSFR0.2 1.1 0.019±0.020 -10.41± 0.201.1 3.5 0.019 -10.43± 0.20∗ Extrapolated value5.3 Luminosity Function5.3.1 Non parametric AnalysisWe have applied to our sample an extended version <strong>of</strong> the st<strong>and</strong>ard 1/V max algorithm(Avni & Bahcall 1980), as described in Giallongo et al. (2005a). We haveused a combination <strong>of</strong> data derived from regions in the field with different magnitudelimits. Indeed, for each object <strong>and</strong> for each j-th region under analysis a set <strong>of</strong>effective volumes V max ( j) is computed. For a given redshift interval (z 1 , z 2 ), thesevolumes are enclosed between z 1 <strong>and</strong> z up ( j), the latter being defined as the minimumbetween z 2 <strong>and</strong> the maximum redshift at which the object could have beenobserved within the magnitude limit <strong>of</strong> the j-th field. <strong>The</strong> galaxy number density


94 <strong>The</strong> Blue/Red Luminosity Function in the GOODS Fieldφ(M, z) in each (∆z, ∆M) bin can then be obtained as:φ(M, z) = 1∆M⎡n∑ ∑ ∫ −1zup (i, j)dV⎢⎣ω( j)z 1dz⎤⎥⎦dzi=1j(5.1)where ω( j) is the area in units <strong>of</strong> steradians corresponding to the field j, n is thenumber <strong>of</strong> objects in the chosen bin <strong>and</strong> dV/dz is the comoving volume elementper steradian.<strong>The</strong> Poisson error in each LF magnitude bin was computed adopting the recipeby Gehrels (1986), valid also for small numbers. <strong>The</strong> uncertainties in the LF dueto the photometric uncertainties <strong>and</strong> to the degeneracy <strong>of</strong> the spectral models usedto derive redshifts were computed with a Monte Carlo analysis using 100 galaxycatalogs. In each catalogue we assigned to each object a different redshift drawnfrom its probability distribution. <strong>The</strong> uncertainties obtained <strong>and</strong> the Poisson errorshave been added in quadrature.<strong>The</strong> 1/V max estimator for the LF can in principle be affected by small <strong>scale</strong>galaxy clustering. For this reason a parametric maximum likelihood estimator isalso adopted which is known to be less biased respect to small <strong>scale</strong> clustering (seeHeyl et al. 1997a).5.3.2 Parametric Analysis<strong>The</strong> parametric analysis <strong>of</strong> the galaxy LF has been obtained from a maximum likelihoodanalysis assuming for different galaxy populations different parameterisationφ for the LF. <strong>The</strong> maximum likelihood method used here represents an extension<strong>of</strong> the st<strong>and</strong>ard S<strong>and</strong>age et al. (1979) method where several samples can bejointly analysed <strong>and</strong> where the LF is allowed to vary with redshift. A more detaileddescription can be found in Giallongo et al. (2005a) <strong>and</strong> a formal derivation <strong>of</strong> themaximum likelihood equation is shown in Heyl et al. (1997b).To describe the B-b<strong>and</strong> LF <strong>of</strong> the total sample <strong>and</strong> that <strong>of</strong> blue/late <strong>galaxies</strong> weassume a Schechter parameterisation with M ∗ that is redshift dependent:where:φ(M, z) = 0.4 · ln(10)φ ∗ [10 0.4(M∗ (z)−M) ] 1+α·exp[−10 0.4(M∗ (z)−M) ]M ∗ (z) ={M0 − M 1 · z if z ≤ z cutM 0 − M 1 · z cut if z > z cut(5.2)Parametric modeling for the <strong>evolution</strong> <strong>of</strong> M ∗ has been adopted in literature (e.g.Heyl et al. 1997b; Giallongo et al. 2005b; Gabasch et al. 2006). After havingtested different possibilities we adopt the solution that better matches our data inthis range <strong>of</strong> redshifts, without excessively increasing the number <strong>of</strong> parameters.<strong>The</strong> slope α is kept constant with redshift since it is well constrained only at lowintermediateredshift (z < 1). For all the sample here considered, we checked that


5.3 Luminosity Function 95the density parameter φ had no significative variation if it had been evolved with theparametric form described in Giallongo et al. (2005a), thus we keep it as constant.As we will see in Fig. 5.3 <strong>and</strong> 5.4 this is not a good description for the red/earlypopulation for which we assume a double Schechter form, as frequently adopted insimilar cases in literature (e.g. Popesso et al. 2006):φ(M) = φ f (M) + φ b (M) =φ ∗ · 0.4 · ln(10)·([10 0.4(M∗ f −M) ] 1+α fexp[−10 0.4(M∗ f −M) ]+([10 0.4(M∗ b −M) ] 1+α bexp[−10 0.4(M∗ b −M) ])(5.3)For a quantitative evaluation <strong>of</strong> the density <strong>evolution</strong> at the bright end, we haveevolved the bright Schechter with a redshift dependent normalisation:φ(M, z) = φ f (M) + norm(z) · φ b (M) (5.4)wherenorm(z) ={ 1 if z < zcutz γ · (z cut ) −γ if z ≥ z cut(5.5)We used the MINUIT package <strong>of</strong> the CERN library (James & Roos 1995) forthe minimization. <strong>The</strong> errors in Tab. 5.3 <strong>and</strong> 5.4 are calculated for each parameter,independently <strong>of</strong> the others.5.3.3 B-b<strong>and</strong> luminosity function for the total sample<strong>The</strong> <strong>evolution</strong> <strong>of</strong> the total LF is shown in Fig. 5.1. To compare our high z results<strong>and</strong> our fits with local values we also show the local LF from Two-Degree FieldGalaxy Redshift Survey (2dFGRS; Norberg et al. 2002, thin line in Fig. 5.1).<strong>The</strong> 1/V max analysis shows that the main kind <strong>of</strong> <strong>evolution</strong> is due to a brightening<strong>of</strong> LF with redshift. For this reason we have then applied the ML analysisto the sample using the <strong>evolution</strong>ary form <strong>of</strong> the Schechter LF described in eq.5.2 where pure luminosity <strong>evolution</strong> is allowed up to a maximum redshift beyondwhich the LF keeps constant. <strong>The</strong> results in Tab. 5.3 imply that the LF is subjectto a mild luminosity <strong>evolution</strong> only up to z ∼ 1 (∆M ∗ ∼ 0.7 in the z = 0.2 − 1interval). At higher z the LF appears constant with redshift although at z ∼ 3, inthe brightest bin, a slight excess is present. In any case, the adopted <strong>evolution</strong>arymodel is acceptable at 2σ level using the st<strong>and</strong>ard χ 2 test.A general good agreement is found with the LFs derived from the the DEEP2Redshift Survey (D2RS, Willmer et al. 2006a, empty points in Fig. 5.1), from theVVDS survey by Ilbert et al. (2005) <strong>and</strong> from the COMBO-17 survey by Bell et al.(2004).In Fig. 5.1 it is also shown the LFs derived from the hierarchical model describedin Menci et al. (2005, 2006).


96 <strong>The</strong> Blue/Red Luminosity Function in the GOODS FieldFigure 5.1: Total LF as a function <strong>of</strong> redshift. <strong>The</strong> continuous curves come fromour maximum likelihood analysis. <strong>The</strong> point-line is the local LF (Norberg et al.2002). <strong>The</strong> filled circles are the points obtained with 1/V MAX method. <strong>The</strong> emptycircles come from the DEEP2 survey (Willmer et al. 2006b). <strong>The</strong> results fromthe COMBO17 <strong>and</strong> VDDS surveys are consistent with the DEEP2 results <strong>and</strong> areomitted in the plot. <strong>The</strong> dashed-point line is the model <strong>of</strong> Menci et al. (2006).


5.3 Luminosity Function 97Table 5.3: Luminosity Function Parameters for the total <strong>and</strong> blue/late type sampleType z M ∗ 0α M ∗ 1z cut φ ∗ 0Nall 0.2-3.5 −20.54±0.12 −1.34±0.01 0.93±0.13 0.96±0.02 0.0031 5115blue 0.2-3.5 −19.97±0.20 −1.39±0.02 1.43±0.27 0.98±0.05 0.0024 4127late 0.2-3.5 −20.06±0.12 −1.36±0.02 1.29±0.12 0.99±0.02 0.0029 46125.3.4 Luminosity function for the blue/late <strong>and</strong> red/early <strong>galaxies</strong>In this section we show the shapes <strong>and</strong> <strong>evolution</strong>ary behaviours <strong>of</strong> the luminosityfunctions derived for the blue/late <strong>and</strong> red/early galaxy populations respectively.We have adopted the empirical colour/SSFR selection described before to separatethe two populations.<strong>The</strong> shape <strong>and</strong> redshift <strong>evolution</strong> <strong>of</strong> the blue LF is shown in Fig. 5.2 where boththe 1/V max data points <strong>and</strong> the curves derived from the ML analysis are represented.<strong>The</strong> best fit parameters together with their uncertainties are shown in Tab. 5.3. <strong>The</strong>LFs <strong>of</strong> the late populations are very similar to the blue ones <strong>and</strong> we do not showthe figure.As for the total sample, we found that the blue population is well representedby the same type <strong>of</strong> luminosity <strong>evolution</strong> although faster, with ∆M ∗ ∼ 1.15 in thez = 0.2 − 1 interval. <strong>The</strong> faint end slope appears steeper. This is due <strong>of</strong> course tothe fact that the blue population dominates the volume density <strong>of</strong> the total sampleat any redshift.Concerning the red/early populations our GOODS-MUSIC sample allows asampling <strong>of</strong> the red LF down to M ∼ −16 up to z ∼ 0.8 providing for the firsttime a direct evaluation <strong>of</strong> the faint shape <strong>of</strong> the LF. This is due to the deeper Kmagnitude limit respect to that used in Giallongo et al. (2005a), this allows theevaluation <strong>of</strong> the rest frame U − V colour at magnitudes as faint as M B ∼ −16. Atvariance with previous works which involve shallower samples, a characteristic LFshape is present at z < 0.8 with a minimum <strong>and</strong> a clear upturn at M B ≥ −18 (Fig.5.3).This overabundance <strong>of</strong> faint objects with respect to the extrapolation <strong>of</strong> theSchechter function was already found in the LF <strong>of</strong> local early type <strong>galaxies</strong> derivedfrom the 2dF survey (Madgwick et al. 2002). Although they used a different separationcriterion, their subsample called type 1 is not so different from our subsample,being equivalent to a morphological sample <strong>of</strong> E, S0 <strong>and</strong> Sa. A similar up-turn wasalso found in the local LF <strong>of</strong> red <strong>galaxies</strong> derived from the Sloan survey by Blantonet al. (2005b).We have checked that the characteristics shape found is not critically dependenton the specific choice <strong>of</strong> the colour-magnitude or SSFR -magnitude separation.Indeed, changing the parameters <strong>of</strong> the linear fit in colour-SSFR separation at 2−σlevel, the shape <strong>and</strong>, in particular, the upturn do not change appreciably. As a


98 <strong>The</strong> Blue/Red Luminosity Function in the GOODS FieldFigure 5.2: LFs <strong>of</strong> the blue <strong>galaxies</strong> as function <strong>of</strong> redshift. <strong>The</strong> continuous curvescomes from our maximum likelihood analysis. <strong>The</strong> dotted-line is our fit at z ∼ 0.3,reported for comparison in all the redshift bins. <strong>The</strong> big filled circles are the pointsobtained with 1/V MAX method. <strong>The</strong> little empty circle are points from the LFs byWillmer et al. (2006a).further test <strong>of</strong> reliability <strong>of</strong> the existence <strong>of</strong> a turn up in the red LF, we have usedan extremely conservative cut. We assume as cut a linear relation with the slope−0.07 <strong>and</strong> passing for the colour <strong>of</strong> the peak <strong>of</strong> the red gaussian fitted in the lastmagnitude bin. We found that, even with this very conservative cut, we still find anexcess <strong>of</strong> a factor 2 (instead <strong>of</strong> a factor 2.5) <strong>of</strong> red <strong>galaxies</strong> fainter than M B = −18.We have compared our LFs for the red population with that derived from themajor surveys <strong>of</strong> colour selected <strong>galaxies</strong>. In Fig. 5.3 we have shown first the LFfrom the spectroscopic survey <strong>of</strong> Willmer et al. (2006a). For the red <strong>galaxies</strong> theagreement is good for M B < −20, where the incompleteness is negligible in theirsample Willmer et al. (see fig 8, 2006a). Of course their shallower sample can notprobe the raise at the faint end present in our deeper data. <strong>The</strong> same holds for thetwo photometric surveys <strong>of</strong> Bell et al. (2004) <strong>and</strong> Brown et al. (2007).Concerning the parametric analysis <strong>of</strong> the <strong>evolution</strong>ary LFs <strong>of</strong> the red/earlygalaxy population, given the excess <strong>of</strong> faint objects a single Schechter shape does


5.3 Luminosity Function 99Figure 5.3: LFs <strong>of</strong> the red <strong>galaxies</strong> as function <strong>of</strong> redshift. <strong>The</strong> continuous curvescomes from our maximum likelihood analysis, the first bin <strong>of</strong> redshift, which haveto low statistic, has been excluded from this evolutive analysis. <strong>The</strong> dotted-line isour fit at z ∼ 0.5, reported for comparison in all the redshift bins. <strong>The</strong> big filledcircles are the points obtained with 1/V MAX method. <strong>The</strong> little empty circle arepoints from the LFs by Willmer et al. (2006a). <strong>The</strong> dashed-point orange line is themodel <strong>of</strong> Menci et al. (2006)not provide an acceptable description <strong>of</strong> the data. For this reason we have adopteda double Schechter function as described in eq. 5.4. <strong>The</strong> best fit parameters areshown in Tab. 5.4. <strong>The</strong> best fit value <strong>of</strong> the brighter Schechter slope is rather flat(α b ∼ −0.7) in agreement with what found in Giallongo et al. (2005a) <strong>and</strong> in theBell et al. sample. <strong>The</strong> fainter slope is steeper approaching the value α f ∼ −1.8.As for the redshift <strong>evolution</strong> we have adopted the density <strong>evolution</strong> law describedin eq. 5.5 where the Schechter shape at the faint end is kept constant at all redshifts.<strong>The</strong> brighter one is constant only up to a given redshift z cut beyond which decreasesas a power law in redshift. We find a constant density up to z ∼ 0.7 <strong>and</strong> thereaftera decrease by a factor ∼ 5 up to z ∼ 3.5.<strong>The</strong> LF <strong>evolution</strong> <strong>of</strong> the early <strong>galaxies</strong> selected from their SSFR value is verysimilar to that <strong>of</strong> the red ones although the high redshift density <strong>evolution</strong> is more


100 <strong>The</strong> Blue/Red Luminosity Function in the GOODS FieldFigure 5.4: LFs <strong>of</strong> the early type <strong>galaxies</strong> as function <strong>of</strong> redshift. <strong>The</strong> continuouscurves comes from our maximum likelihood analysis. <strong>The</strong> dotted-line is our fit atz ∼ 0.5, reported for comparison in all the redshift bins. <strong>The</strong> big filled circles arethe points obtained with 1/V MAX method.pronounced with a decrease by a factor ∼ 10 in the interval z = 0.7 − 3.5. Thisdifference is caused by the presence, in the red sample at higher redshift, <strong>of</strong> a highfraction <strong>of</strong> <strong>galaxies</strong> having SEDs consistent with those <strong>of</strong> a dusty <strong>and</strong> starburstgalaxy. This fraction amounts to ∼ 70% at M B ∼ −21.5 <strong>and</strong> z ∼ 3.Finally, the comparison with the hierarchical CDM model by Menci et al.(2006) shows a slight flattening <strong>of</strong> the LF at intermediate luminosities. This isbecause the red population is mainly contributed by <strong>galaxies</strong> with <strong>large</strong>r M/L ratios;these are mainly attained in massive objects (due to the ineffectiveness <strong>of</strong> gascooling, to their earlier conversion <strong>of</strong> gas into stars, <strong>and</strong> to the effect <strong>of</strong> AGN feedback)or in low-mass objects (due to the gas depletion originated from the differentfeedback mechanisms, particularly effective in shallow potential wells). However,the model still overpredicts the LF at faint magnitudes.


5.4 Environment <strong>of</strong> the red/early faint population 101Table 5.4: Luminosity Function Parameters for red <strong>and</strong> early type <strong>galaxies</strong>, in theredshift interval 0.4-3.5parameter Red EarlyN 913 472φ ∗ 00.0020 0.0017γ -1.045±0.13 -1.45±0.16z cut 0.65±0.01 0.67±0.01α b -0.76±0.06 -0.40±0.1Mb ∗ -21.29±0.1 -21.22±0.12α f -1.77±0.2 -1.54±0.22M ∗ f-17.04±0.12 -17.06±0.125.4 Environment <strong>of</strong> the red/early faint populationAs shown in the previous section, the presence <strong>of</strong> an upturn in the LF <strong>of</strong> the redgalaxy population at faint magnitudes is a new feature emerging from the analysis<strong>of</strong> deep NIR selected <strong>galaxies</strong>, with respect to previous works at this redshift. Toderive hints on the nature <strong>of</strong> the population responsible for this excess we haveanalysed their colour <strong>and</strong> spatial properties.<strong>The</strong> peculiar shape <strong>of</strong> the LF represented by a double Schechter form appearssimilar to that obtained for <strong>galaxies</strong> in local rich clusters. Indeed recent studies<strong>of</strong> the total galaxy luminosity functions in clusters selected from the RASS-SDSSsurvey show an upturn at faint M r which depends on the distance from the clustercenter (Popesso et al. 2006). <strong>The</strong> main contribution to this local excess comesfrom the red population selected with u − r > 2.22 (Strateva et al. 2001). <strong>The</strong>y alsonoted that the ratio between red <strong>and</strong> blue <strong>galaxies</strong> increases with the density in theclusters.Our sample, although affected by possible overdense <strong>structures</strong>, some <strong>of</strong> whichselected by means <strong>of</strong> X-ray data in the GOODS field (e.g. Gilli et al. 2003), it ismainly populated by blue field <strong>galaxies</strong> which dominate the total LF. This explainwhy the excess is observed only in the red galaxy population which represents asmaller fraction <strong>of</strong> the total sample. Moreover the <strong>structures</strong> described in literatureare located at an higher redshift with respect to the bin in which we find the excess<strong>of</strong> faint red <strong>galaxies</strong>. This is true for the overdensities found by Gilli et al. (2003)<strong>and</strong> for the groups, described in Chapter 4, we found in the K20 field (which coversa portion <strong>of</strong> the GOODS field). We will se in the next chapter that <strong>structures</strong> arefound in the GOODS-South field from z ∼ 0.67 up to z ∼ 2.2. It is interesting toexplore if a similar dependence on the environment is present for our faint earlysubsample. Since the LF has been evaluated in a small, fixed redshift bin (0.4 < z


102 <strong>The</strong> Blue/Red Luminosity Function in the GOODS FieldFigure 5.5: panel a: Stellar mass distribution for the early <strong>and</strong> late population, thearea <strong>of</strong> each histogram is normalised to unity. <strong>The</strong> arrows indicate the mean value<strong>of</strong> the stellar mass for the early population (thin arrow) <strong>and</strong> for the late population(tick arrow) panel b: as the panel a but for the distribution <strong>of</strong> ρ/ρ med panel c:Early type <strong>galaxies</strong> vs. late type <strong>galaxies</strong> fraction as function <strong>of</strong> the density contrast(ρ/ρ med ).density in a relatively small field is noisier than a 2D density estimate because<strong>of</strong> the small comoving area sampled. In addition our 3D density estimator wouldautomatically take in consideration <strong>galaxies</strong> in neighbouring redshift bins while theLF has been estimated in slices <strong>of</strong> fixed borders. We put n = 20 in equation 2.3.3:Σ 20 = 20/(πD 2 p,20 ) (5.6)to assign to each object a 2-D density <strong>and</strong> to derive a density map <strong>of</strong> the field inthe fixed redshift interval z = 0.4 − 0.6 according to the following procedure. Wedivide the survey area in cells whose extension depends on the observational accuracy.For each cell we count neighbouring objects at increasing radial distanceuntil a number n = 20 <strong>of</strong> objects is reached. We take into account the increase <strong>of</strong>limiting luminosity with increasing redshift for a given flux limit weighting <strong>galaxies</strong>according to equation 3.1 in which the Φ(M) used is the type <strong>and</strong> z-dependentgalaxy B-b<strong>and</strong> luminosity function presented above.For our analysis we have selected <strong>galaxies</strong> in three magnitude regions; an intermediateregion, −19 < M B (AB) < −17, where the LF <strong>of</strong> the early populationis flat, <strong>and</strong> two external steeper regions at the bright <strong>and</strong> faint end <strong>of</strong> the LF,M B (AB) < −19 <strong>and</strong> M B (AB) > −17 respectively.


5.4 Environment <strong>of</strong> the red/early faint population 103Figure 5.6: Surface density map in the redshift interval 0.4 < z < 0.6. Red regionsare those <strong>of</strong> higher density (the white lines that surround them are those <strong>of</strong> density∼ 2ρ = ρ med ), green regions are those with intermediate density (white lines ∼ ρ =ρ med ), dark blue regions are the lower density ones (white lines ∼ ρ = 2ρ med ).First <strong>of</strong> all we note that early <strong>galaxies</strong> represent the most massive <strong>galaxies</strong> ineach luminosity interval (Fig. 5.5 panel a). In particular even at the faint end <strong>of</strong> theLF the early population is clearly segregated in stellar mass with values one order<strong>of</strong> magnitude greater on average with respect to the late population. <strong>The</strong> stellarmasses have been derived from the spectral fit to the overall SEDs by means <strong>of</strong>the spectral synthesis model (Bruzual & Charlot 2003), as done in Fontana et al.(2004, 2006).Looking to the brightest fraction, a clear difference as a function <strong>of</strong> the density<strong>of</strong> the environment is found between the early <strong>and</strong> the late populations. In particularearly <strong>galaxies</strong> tend to populate regions <strong>of</strong> higher density. This is shown inpanels b, c where the two distributions are represented as a function <strong>of</strong> the density<strong>of</strong> the environment. <strong>The</strong> ratio early/late increases with density since the averagedensity <strong>of</strong> the early <strong>galaxies</strong> is somewhat greater (1.4) with respect to the one <strong>of</strong>the late population.This different behaviour becomes less evident with decreasing luminosity <strong>and</strong>almost disappears at the faint end <strong>of</strong> the two LFs. We note in this respect that thelimited area covered by our sample does not allow an evaluation <strong>of</strong> the environmentdependence up to the high densities typical <strong>of</strong> clusters, like those probed by e.g.the Sloan survey.


104 <strong>The</strong> Blue/Red Luminosity Function in the GOODS FieldThus, the scenario that emerges is one where major <strong>evolution</strong>ary differencesbetween the two populations act in the relatively bright <strong>galaxies</strong> with M < −17producing the <strong>large</strong>st differences in the shapes <strong>of</strong> the two LFs in the interval −21


5.5 Conclusions 105in shape at intermediate magnitudes between the blue <strong>and</strong> red LFs. <strong>The</strong> latterseem to stem from the different star formation <strong>and</strong> feedback histories correspondingto different possible merging trees (<strong>evolution</strong>ary paths) leading tothe final assembled galaxy; this specific history, driving the <strong>evolution</strong> <strong>of</strong> thestar formation, leads to the different M/L ratios characterising the differentproperties <strong>of</strong> blue/late <strong>and</strong> red/early <strong>galaxies</strong>. In summary, the peculiar shape<strong>of</strong> the red LF is mainly driven by the nature <strong>of</strong> the galaxy merging tree ratherthan by the nurture where the galaxy has grown.


Chapter 6Structures in the GOODS FieldAfter having determined the properties <strong>of</strong> the average population <strong>of</strong> <strong>galaxies</strong> throughits colour dependent luminosity function, we have analyzed the GOODS-MUSICcatalogue looking for galaxy clusters. We first analyzed in depth the highest redshiftlocalized overdensity we individuated, interpreted as a forming cluster atz ∼ 1.6 (Castellano et al. 2007). We then compiled a catalogue <strong>of</strong> all the <strong>structures</strong>in the GOODS-South field <strong>and</strong> studied the variation <strong>of</strong> galaxy properties withspace density (Castellano et al. 2008, Salimbeni et al. 2008b, submitted to Astronomy& Astrophysics).6.1 A Photometrically detected Cluster at z ∼ 1.6We have reconstructed the density field in the range 0.4 < z < 2.5, with the algorithmdescribed in Chapter 3. We have chosen the cell sizes small enough to keepan acceptable spatial resolution, while avoiding a useless increase <strong>of</strong> the computingtime. We have adopted, at z ∼ 1, ∼ 60 Mpc (comoving) in the radial direction<strong>and</strong> ∼ 2.4 arcsec ∼ 40 kpc (comoving) in transverse direction (α, δ). For each cellin space we then count neighboring objects at increasing distance, until a numbern <strong>of</strong> objects is reached. <strong>The</strong> choice <strong>of</strong> n is a trade <strong>of</strong>f between spatial resolution<strong>and</strong> signal-to-noise ratio. For the GOODS field we have fixed n = 15. We assignedto each galaxy a weight according to equation 3.1 in which Φ(M) is the redshiftdependent galaxy luminosity function computed on the same GOODS-MUSIC catalogdiscussed in Chapter 3 <strong>and</strong> m lim is the apparent magnitude limit which, in theGOODS-MUSIC sample, depends on the position. In computing the rest framelimiting absolute magnitude M lim (z) (equation 3.1) we have used k - <strong>and</strong> <strong>evolution</strong>ary- corrections for each object computed with the same best fit SEDs used toderive the photometric redshift.We have computed the average <strong>and</strong> r.m.s. dispersion <strong>of</strong> the density field on thecomoving volume in the range 0.4


108 Structures in the GOODS Fieldbecomes less reliable. We use a density threshold <strong>of</strong> 2σ above the average toprovide a first identification <strong>of</strong> the <strong>structures</strong> in our field. Several major localizedpeaks at different redshifts emerge from the entire field, the most intersting onebeing an overdensity at z ∼ 1.6.<strong>The</strong> existence <strong>of</strong> a diffuse structure at redshift ∼ 1.6 in the GOODS-South fieldwas already known from spectroscopic observations (Cimatti et al. 2002b; Gilliet al. 2003; Vanzella et al. 2005, 2006, see Fig. 6.1), <strong>and</strong> it is indicated by thepresence <strong>of</strong> 28 objects, distributed over the entire GOODS field, with redshift ina small interval around z=1.61. We also detect this <strong>large</strong> <strong>scale</strong> overdensity at thisredshift, diffuse on the entire GOODS field. Within this extended structure we isolatea compact, higher density peak, approximately centered at RA=03 h 32 m 29.28 s ,DEC=−27 ◦ 42 ′ 35.99 ′′ as shown in Figure 6.2, that we identify as a cluster.Indeed it is apparently a symmetric structure that, like most lower redshift clusters,is embedded in a wider wall-like or filamentary overdensity (Kodama et al.2005). <strong>The</strong> existence <strong>of</strong> the structure is confirmed by a comparison <strong>of</strong> <strong>galaxies</strong> inFigure 6.1: Fig. 7 from Vanzella et al. (2006): Redshift distribution <strong>of</strong> the spectroscopicGOODS sample at z < 2. <strong>The</strong> signal has been smoothed with a Gaussianfilter with σ S = 300 km s −1 (the typical error in the redshift determination).<strong>The</strong> histogram has been obtained counting the number <strong>of</strong> sources in a window <strong>of</strong>2000 km s −1 moved from redshift 0 to 2 with a step <strong>of</strong> 100 km s −1 . <strong>The</strong> smoothedline is the “background” field distribution, obtained smoothing the observed distributionwith a Gaussian filter with σ S = 15 000 km s −1 . <strong>The</strong> peaks detected atS/N > 5 are marked with an arrow.


6.1 A Photometrically detected Cluster at z ∼ 1.6 109the higher density region around the peak with ‘field’ <strong>galaxies</strong> at the same redshiftin the rest <strong>of</strong> the GOODS field. <strong>The</strong> first sample includes 45 <strong>galaxies</strong> having an associateddensity <strong>of</strong> at least ρ = 0.022 Mpc −3 = ¯ρ + 2σ ρ <strong>and</strong> photometric redshift inthe range 1.45 −0.08 · (M B + 20) + 1.36, the reference color corresponding to the locus<strong>of</strong> the minimum between the blue <strong>and</strong> red populations at this redshift in theGOODS-MUSIC catalog, as derived by Salimbeni et al. 2008 (see Chapter 5). InFigure 6.4 we show the fraction <strong>of</strong> red <strong>galaxies</strong> as a function <strong>of</strong> the environmentaldensity on the entire GOODS field. <strong>The</strong> highest density bin corresponds, inpractice, to the cluster. We see that, in good agreement with the results <strong>of</strong> Cooperet al. (2007), the fraction is only slightly higher in this bin, altough the error barsare quite <strong>large</strong>. We also find, in agreement with Cucciati et al. (2006) that, at thisredshift, the fraction <strong>of</strong> ‘red’ <strong>galaxies</strong> is much lower than the fraction <strong>of</strong> the ‘blue’ones, for every value <strong>of</strong> the environmental density. This implies that, in this case<strong>of</strong> a small forming structure, the detection <strong>of</strong> the overdensity through its reddestmembers would have been more difficult.6.1.1 Properties <strong>of</strong> the StructureA more detailed analysis <strong>of</strong> the structure can be carried out from the study <strong>of</strong> thecolor-magnitude diagram. In the upper panel <strong>of</strong> Figure 6.5 we show the observed(z 850 -K s ) vs. K s color-magnitude diagram for <strong>galaxies</strong> located within the overdensity.<strong>The</strong> 9 <strong>galaxies</strong> with (z 850 -K s )> 2.2 form a sort <strong>of</strong> ‘red sequence’. <strong>The</strong> best-fitmodels <strong>of</strong> these <strong>galaxies</strong>, from the library <strong>of</strong> Bruzual & Charlot (2003), show thatseven are fit by passively evolving models with a short star-formation e-foldingtime (τ ∼ 0.3 Gyr), ages <strong>large</strong>r than 2 Gyr (corresponding to z f orm > 3), total stel-


110 Structures in the GOODS FieldFigure 6.2: Density isosurfaces at z∼ 1.6 (average, average+1σ to average+6σ)superimposed on the z 850 b<strong>and</strong> image <strong>of</strong> the GOODS-SOUTH field. <strong>The</strong> angulardimension <strong>of</strong> 1 Mpc (comoving) at z=1.6 is indicated in the top-left corner.lar mass around 10 11 M ⊙ <strong>and</strong> no significant dust reddening. Of the remaining twoobjects, one is similar to the other seven but it is fit by a model with τ ∼ 1 Gyr<strong>and</strong> a moderate star-formation rate. <strong>The</strong> last object, which, among the nine <strong>galaxies</strong>,is the faintest in the K s <strong>and</strong> z 850 b<strong>and</strong>s, is fit by a young (age < 100 Myr) <strong>and</strong>extremely star forming galaxy, reddened by dust (E(B-V) ∼ 0.9). Excluding thisobject that, at this stage, appears red only because <strong>of</strong> its high dust content, we considerthe rest <strong>of</strong> the <strong>galaxies</strong> to be “early type” <strong>galaxies</strong> <strong>and</strong> hence we compute anearly type red sequence. In Figure 6.6 we plot the resulting slope |δ(U-B)/δB|, togetherwith data from literature (Blakeslee et al. 2003; Homeier et al. 2006; Treveseet al. 2007), as a function <strong>of</strong> redshift. We find that our result is consistent with no<strong>evolution</strong> <strong>of</strong> the slope up to z ∼ 1.6, although a <strong>large</strong> uncertainty is caused by thesmall sample available. According to the best-fit models, we have evolved thesegalaxy populations from z=1.6 to z=1.24 to compare them to the ‘red sequence’found for the cluster RDCS J1252.9-2927 at z=1.24 (Blakeslee et al. 2003; Lidmanet al. 2004; Demarco et al. 2007) <strong>and</strong> represented by the lines in the lowerpanels <strong>of</strong> Figure 6.5. We find a good agreement with the ‘red sequence’ obtainedby these authors. It is remarkable that at decreasing redshift the objects becomeless dispersed around the linear fit obtained for lower z clusters. We note that, <strong>of</strong>this nine red <strong>galaxies</strong>, only the dusty, high-SFR object is significantly away fromthe red sequence, while the object with τ ∼ 1 Gyr appears to be exactly in the linearsequence in one <strong>of</strong> the two plots ((i 775 − z 850 ) vs z 850 ) <strong>and</strong> at some distance in theother ((z 850 -K s ) vs. K s ).We can also give a rough estimate <strong>of</strong> the richness in the Abell classification,


6.1 A Photometrically detected Cluster at z ∼ 1.6 111Figure 6.3: Histograms <strong>of</strong> the (U-V) color, total stellar mass (in solar units) <strong>and</strong>M B (AB) magnitude for objects selected in the field (shaded histogram) or in thecluster, as described in the text. In each panel we indicate the Kolmogorv-Smirnovprobability <strong>of</strong> the null hypothesis that the two samples are drawn from the samedistribution. <strong>The</strong> averages <strong>of</strong> the distributions are indicated with arrows.counting the objects within a radius R A , centered at the peak <strong>of</strong> the density <strong>and</strong>having photometric redshift in the range 1.45 < z < 1.75. After the statistical subtraction<strong>of</strong> the background/foreground field <strong>galaxies</strong> the number <strong>of</strong> <strong>galaxies</strong> withinthe Abell radius is N = 38, <strong>of</strong> which 30 are between m 3 <strong>and</strong> m 3 + 2, correspondingto a richness class 0. This corresponds to a number density contrast δ gal ∼ 300,if we consider the excess <strong>of</strong> <strong>galaxies</strong> to be inside a spherical volume V A <strong>of</strong> radiusR A . We have estimated the mass associated with this overdensity from the galaxydensity contrast, adapting to our case the method used for spectroscopic data athigher z by Steidel et al. (1998):M = ρ¯u · V A · (1 + δ gal /b) (6.1)where ¯ ρ u is the average density <strong>of</strong> the Universe <strong>and</strong> b is the bias factor. For 1


112 Structures in the GOODS FieldFigure 6.4: Fraction <strong>of</strong> red <strong>galaxies</strong>, selected with (U-V) color, as described inthe text, on the entire GOODS field in the redshift interval 1.45 < z < 1.75, as afunction <strong>of</strong> the associated density.inspection <strong>of</strong> the 1Ms Ch<strong>and</strong>ra observation <strong>of</strong> the field shows that X-ray emissionis detected within the core <strong>and</strong> it is divided in three different clumps (Fig.6.7): in particular the elongated X-ray clump located at the center <strong>of</strong> the structureincludes several overdensity members, altough it could in part be contaminatedby a Seyfert galaxy at z∼ 0.6. <strong>The</strong> total count rate in the interval 0.3-4 keV is(7.40 ± 1.65) × 10 −5 . Assuming a thermal spectrum with T=3 keV <strong>and</strong> Z=0.2 Z⊙, we obtain a total flux 5 · 10 −16 erg s −1 cm −2 (in the interval 0.3-4 keV) <strong>and</strong> atotal emission L X ∼ 0.5 · 10 43 erg s −1 (in the interval 2-10 keV). However, the uncertaintyon the flux is <strong>of</strong> a factor 2 depending on the assumed temperature <strong>of</strong> thethermal spectrum. This total flux is lower than what is expected for a cluster <strong>of</strong> thismass <strong>and</strong> richness (L X 10 43 erg s −1 , Rosati et al. 2002; Ledlow et al. 2003). <strong>The</strong>low luminosity <strong>and</strong> the irregular morphology <strong>of</strong> the X-ray emission thus indicatethat the group/poor cluster has not yet reached its virial equilibrium.6.1.2 Spectroscopic confirmationA subsequent spectroscopic study by Kurk et al. (2008) confirmed the reality <strong>of</strong>the structure at z ∼ 1.6 just described. <strong>The</strong> spectroscopic detection was performedin the context <strong>of</strong> the GMASS survey, whose sample includes ∼ 1300 objects tom 4.5µ < 23.0, with photometry from the NUV to MIR. <strong>The</strong>y find, in the same highdensityregion we individuated, 21 <strong>galaxies</strong> with z spec = 1.6, while the surroundingregions contains an equal number <strong>of</strong> <strong>galaxies</strong> in an area which is five times <strong>large</strong>r.


6.2 Large Scale Structures at 0.4 < z < 2.5 113Figure 6.5: Upper panel: color magnitude diagram (z 850 -K s ) vs. K s for the <strong>galaxies</strong><strong>of</strong> the sample, the dashed line corresponds to the observed magnitude limitz 850 =26.18. Lower panels: color-magnitude diagrams (i 775 − z 850 ) vs z 850 (left) <strong>and</strong>(J-K s ) vs K s (right) with observed colors (crosses) <strong>and</strong> colors evolved, as describedin the main body, up to redshift 1.24 for the same objects (filled dots). <strong>The</strong> continuouslines are the linear fits <strong>of</strong> the ‘red sequence’ in the cluster RDCS J1252.9-2927at z=1.24, by Blakeslee et al. (2003) (left panel) or by Demarco et al. (2007) (rightpanel). <strong>The</strong> dotted line in the right panel is the fit by Lidman et al. (2004) for thesame cluster.Employing the biweight statistic, Kurk et al. (2008) estimate a velocity dispersionfor the 42 <strong>galaxies</strong> in all the GMASS area, <strong>of</strong> σ v = 440 +95−60 km s−1 <strong>and</strong> a medianredshift z med = 1.610. Considering only the 21 <strong>galaxies</strong> within the high densityregion, they obtain a velocity dispersion <strong>of</strong> σ v = 500 ± 100km s −1 .6.2 A Comprehensive Study <strong>of</strong> Large Scale Structures inthe GOODS-SOUTH Field up to z ∼ 2.5We then analysed in depth the GOODS-MUSIC catalogue in all the redshift rangefrom z ∼ 0.4 to z ∼ 2.5, where we have sufficient statistic to this purpose. Usingour comoving density estimate we analysed the field in two complementary ways.First, we detected <strong>and</strong> studied galaxy overdensities, i.e. clusters or groups as wellas filamentary or diffuse <strong>structures</strong>, <strong>and</strong> then studied the variation <strong>of</strong> galaxy prop-


114 Structures in the GOODS FieldFigure 6.6: Red sequence slope as a function <strong>of</strong> redshift. Filled dots by Homeieret al. (2006) <strong>and</strong> refs. therein. Open circles by Trevese et al. (2007), open squaresby Blakeslee et al. (2003) <strong>and</strong> refs. therein. <strong>The</strong> open star represent the slope <strong>of</strong> theforming cluster discussed in the present paper. <strong>The</strong> horizontal line is the averagevalue computed by Blakeslee et al. (2003).Figure 6.7: X-ray contours in the 0.4-3 keV interval (black lines) overplot on thez 850 image. White contours are as in Figure 6.2.erties as a function <strong>of</strong> environmental density (Sect. 6.2.5). Results <strong>of</strong> this analysisare presented in Castellano et al. (2008) <strong>and</strong> in Salimbeni et al. 2008b.


6.2 Large Scale Structures at 0.4 < z < 2.5 115To obtain a self-consistent catalogue <strong>of</strong> <strong>structures</strong> we performed this analysisselecting <strong>galaxies</strong> brighter than M B = −18 up to redshift 1.8 <strong>and</strong> brighter thanM B = −19 at higher redshift: in this way we minimise the completeness correction,keeping the average correction w(z) below 1.6 in all cases. All the other parametersin the density evaluation process (cell sizes, number n <strong>of</strong> searched objects) havebeen kept with the same values adopted for the analysis <strong>of</strong> the structure at z ∼ 1.6presented in the previous paragraphs. We then isolated the <strong>structures</strong> adoptingcriteria chosen according to the results <strong>of</strong> the simulations (Sect. 3.3): since our aimis to study the properties <strong>of</strong> individual <strong>structures</strong> <strong>and</strong> not, for example, to performgroup number counts for <strong>cosmological</strong> purposes, we prefer to chose conservativeselection criteria in order to maximise the purity <strong>of</strong> our sample while still keepinghigh the completeness. Following the simulation results, <strong>structures</strong> are defined asthe regions having ρ > ¯ρ + 4σ on our density maps; we considered as part <strong>of</strong> eachstructure the spatially connected region (in RA <strong>and</strong> DEC, <strong>and</strong> redshift) around eachpeak, with an environmental density <strong>of</strong> > 2σ above the average. To avoid spuriousconnections between different <strong>structures</strong> at the same redshift we considered regionswithin an Abell radius from the peak. Finally we considered as significant onlythose overdensities with at least 5 members in the 4σ region <strong>and</strong> 20 members inthe 2σ region.Figure 6.8: Continuous line: redshift distribution <strong>of</strong> spectroscopically selectedAGNs in the GOODS-South field; dashed-line histogram is the distribution <strong>of</strong> theAGNs associated with overdensity peaks in Table 6.1. Vertical lines are the positions<strong>of</strong> the detected <strong>structures</strong>.An inspection <strong>of</strong> the 3-D density map shows some complex high density <strong>structures</strong>distributed over the entire GOODS field. In particular, we found diffuse over-


116 Structures in the GOODS Fielddensities at z ∼ 0.7, at z ∼ 1, at z ∼ 1.6 <strong>and</strong> at z ∼ 2.3. Some <strong>of</strong> these have alreadybeen partially described in literature (Gilli et al. 2003; Adami et al. 2005; Vanzellaet al. 2005; Trevese et al. 2007; Díaz-Sánchez et al. 2007; Castellano et al. 2007).<strong>The</strong>se overdensities are also traced by the distribution <strong>of</strong> the spectroscopically confirmedAGNs in our catalogue, as shown in Fig. 6.8. This link between <strong>large</strong> <strong>scale</strong><strong>structures</strong> <strong>and</strong> AGN distribution was already noted at lower redshift in the CDFS(Gilli et al. 2003), in the E-CDFS (Silverman et al. 2008) <strong>and</strong> in the CDFN Bargeret al. (2003). As we will see below, some <strong>of</strong> these AGNs are members <strong>of</strong> thelocalised <strong>structures</strong>.Within these <strong>large</strong> <strong>scale</strong> overdensities, we identified the <strong>structures</strong>, with theprocedure described in Sect. 3.3. Two <strong>structures</strong> identified with ρ > ¯ρ + 4σ, atz ∼ 0.7 <strong>and</strong> z ∼ 1, appeared as the sum <strong>of</strong> two sub–<strong>structures</strong>, so we used a 5σthreshold to separate these peaks. We then associated the region <strong>of</strong> overlap betweenthe two <strong>structures</strong> to the less distant peak. In conclusion, we found four <strong>structures</strong>at z ∼ 0.7, four <strong>structures</strong> at z ∼ 1, one at z ∼ 1.6 <strong>and</strong> three <strong>structures</strong> at z ∼ 2.3.Figure 6.9: Total mass <strong>of</strong> clusters at z ∼ 0.7 (top) <strong>and</strong> z ∼ 1.6 (bottom) for differentbias factors as a function <strong>of</strong> projected radius: bias=1 (crosses) or bias=2 (filledsqaures). Each point is the average <strong>of</strong> the mass computed according to equation6.2 inside the range <strong>of</strong> projected radius indicated by the horizontal errobar. <strong>The</strong>vertical error bars represent the 3-sigma uncertainties on the computed mass. <strong>The</strong>ID is the identification number <strong>of</strong> Tab. 6.1.All the <strong>structures</strong> are presented in Table 6.1, where we list the following properties:Column 1: ID number.Column 2-4: <strong>The</strong> position <strong>of</strong> the density peaks (redshift, RA <strong>and</strong> DEC) obtained


6.2 Large Scale Structures at 0.4 < z < 2.5 117with our 3-D photometric analysis.Column 5: <strong>The</strong> number <strong>of</strong> the objects associated with each structure as definedabove. This number gives an hint on the richness <strong>of</strong> the structure; however it doesnot allow a comparison between <strong>structures</strong> at different redshifts because <strong>of</strong> the differentmagnitude interval sampled.Column 6: <strong>The</strong> average number <strong>of</strong> field objects present in a volume equal to thatassociated to the structure, at its redshift. We calculated this number by integratingthe evolutive LFs obtained by Salimbeni et al. (2008). In particular, we integratedthe LF up to an absolute limiting magnitude calculated using the average K <strong>and</strong><strong>evolution</strong>ary corrections <strong>and</strong> z 850 limiting observed magnitude as done in Sect.3.3. In this way we take into account the selection effects given by the magnitudecut in our catalogue, as a function <strong>of</strong> redshift.Column 7-8: <strong>The</strong> M 200 <strong>and</strong> r 200 (assuming bias factors 1 <strong>and</strong> 2). <strong>The</strong> mass M 200is defined as the mass inside the radius corresponding to a density contrast δ tot =δ gal /b ∼ 200 (Carlberg et al. 2001). To estimate the 3D galaxy density contrast δ galwe counted the objects in the photometric redshift range occupied by the structureas a function <strong>of</strong> the cluster-centric radius. We then performed a statistical subtraction<strong>of</strong> the background/foreground field <strong>galaxies</strong> using an area at least 2.5 Mpc(comoving) away from the center <strong>of</strong> every cluster in the relevant redshift interval.Finally, the density contrast was computed assuming spherical symmetry <strong>of</strong> thestructure. <strong>The</strong> mass inside a volume V <strong>of</strong> density contrast δ gal has been determinedadapting to our case the method used for spectroscopic data at higher z by Steidelet al. (1998):M = ρ¯u · V · (1 + δ gal /b), (6.2)where ρ¯u is the average density <strong>of</strong> the Universe <strong>and</strong> b is the bias factor (1 < b


118 Structures in the GOODS Field(0.1-2.4 keV), from the Ch<strong>and</strong>ra 2Ms exposure (Luo et al. 2008). We measured thecount rates in a square <strong>of</strong> side <strong>of</strong> ∼ 30arcsec centred on the position <strong>of</strong> the peak<strong>of</strong> each structure. For the count-rate to flux conversion we assumed as spectrum aRaymond-Smith model with T=1 keV <strong>and</strong> 3 Kev <strong>and</strong> metalicity <strong>of</strong> 0.2.Figure 6.10: L X vs M 200 for the clusters in Tab 6.2. <strong>The</strong> horizontal error bar iscalculated considering a bias factor in the range 1 < b < 2, while the vertical errorbars are computed varying the gas temperature between T=1 keV <strong>and</strong> T=3 keV asdiscussed in the text. <strong>The</strong> clusters at z ∼ 0.7 <strong>and</strong> z ∼ 1.6 are indicated by red points<strong>and</strong> error bars. <strong>The</strong> M 200 − L X relations found by Reiprich & Böhringer (2002) <strong>and</strong>by Ryk<strong>of</strong>f et al. (2008) are indicated by a black <strong>and</strong> green line respectively.6.2.1 Structures at z ∼ 0.7At redshift z ∼ 0.67 we isolated three high density peaks (ID=1,2 <strong>and</strong> 3) that arepart <strong>of</strong> a <strong>large</strong> <strong>scale</strong> structure already noted, as a whole, by Gilli et al. (2003).For the structure with ID=1, we estimated the redshift from the available 6spectroscopic data. We found an average redshift <strong>of</strong> 0.665 ± 0.001 <strong>and</strong> a velocitydispersion <strong>of</strong> 446 ± 182 km s −1 . Assuming that the cluster is virialised, weestimated r vir = 0.8Mpc <strong>and</strong> M vir = 1.0 · 10 14 M ⊙ , using the relations in Girardiet al. (1998a). This estimate is based on several assumptions, i.e. that the structureis virialised, there are no infalling <strong>galaxies</strong> <strong>and</strong> that the surface term (e.g. Carlberget al. 1996) is negligible. Considering the uncertainties, also due to the smallnumber <strong>of</strong> spectroscopic <strong>galaxies</strong>, M vir is fairly consistent with the M 200 estimatedfrom the galaxy density contrast (0.9 − 3 · 10 14 M ⊙ ).


6.2 Large Scale Structures at 0.4 < z < 2.5 119We also derived the upper limits on the X-ray luminosities for this structure,that is <strong>of</strong> the order <strong>of</strong> 0.2 − 0.3 · 10 43 erg s −1 . All the properties presented areconsistent with the structure being a galaxy group/small cluster (Bahcall 1999).<strong>The</strong> <strong>structures</strong> with ID=2, 3 have upper limits on their X-ray luminosities <strong>of</strong>the order <strong>of</strong> 0.2 − 0.3 · 10 43 erg s −1 , <strong>and</strong> their masses are <strong>of</strong> the order <strong>of</strong> M 200 ∼0.2 − 0.5 · 10 14 M ⊙ . <strong>The</strong>se X-ray luminosities <strong>and</strong> masses are all typical <strong>of</strong> galaxygroups/small clusters (Bahcall 1999). Each <strong>of</strong> these <strong>structures</strong> has as member aspectroscopically confirmed galaxy detected in the VLA 1.4 GHz survey (Milleret al. 2008).At a slightly higher redshift (z ∼ 0.7) we identified an high density peak (ID =4) embedded in another <strong>large</strong> <strong>scale</strong> structure which was already known in literature(Gilli et al. 2003; Adami et al. 2005; Trevese et al. 2007). In our previous paper(Trevese et al. 2007) we identified this structure applying our algorithm to the datafrom the K20 catalogue, <strong>and</strong> classified it as an Abell 0 cluster.In this new analysis we found that this structure is symmetric <strong>and</strong> has a regularmass pr<strong>of</strong>ile (see Fig. 6.9). It has 92 associated objects (M B (AB) < −18), <strong>and</strong>two AGNs. From the density contrast we obtained a r 200 = 1.7 − 2.4Mpc <strong>and</strong>a total mass <strong>of</strong> M 200 = 0.9 − 3.0 · 10 14 M ⊙ for bias factor b=2-1. From the 36<strong>galaxies</strong> with spectroscopic redshifts, we estimated a redshift location <strong>of</strong> 0.734 ±0.001 <strong>and</strong> a velocity dispersion <strong>of</strong> 634 ± 107km s −1 . We derive a virial radiusr vir = 1.3Mpc, <strong>and</strong> a virial mass M vir = 3.2 · 10 14 M ⊙ , which is in good agreementwith M 200 . <strong>The</strong> 3 sigma upper limit for the X-ray luminosity in the interval 0.1-2.4 keV is very low ( L X = 0.19 − 0.44 · 10 43 erg s −1 ). We note that the areawe considered does not include the X-ray source 173 <strong>of</strong> Luo et al. (2008), thatsimilarly to Gilli et al. (2003), we associated to the halo <strong>of</strong> the brightest clustergalaxy (ID GOODS −MUS IC =9792). Alternatively, Adami et al. (2005) associated thebolometric luminosity (L X = 0.11 · 10 43 erg s −1 ) <strong>of</strong> the X-ray source 173 to thethermal emission <strong>of</strong> the intra-cluster medium (ICM). From this value they deduceda galaxy velocity dispersion around 200 − 300 km s −1 . This value is apparently incontrast with the σ v estimated from the spectroscopic redshifts. We also associatedwith the galaxy ID GOODS −MUS IC =9792 the object with ID=236 in the VLA 1.4GHz survey (Miller et al. 2008) having an integrated emission <strong>of</strong> 517.5 ± 13.1µJy .From this analysis we can conclude that our two independent mass estimates(M 200 <strong>and</strong> M vir ) are consistent with this structure being a virialised poor cluster.However, the X-ray emission is significantly lower than what is expected from itsoptical properties, as it is shown by the comparison in Fig. 6.10 with the M 200 -L Xrelations found by Reiprich & Böhringer (2002) <strong>and</strong> by Ryk<strong>of</strong>f et al. (2008).6.2.2 Structures at z ∼ 1At redshift ∼ 1 we found four <strong>structures</strong> (ID= 5, 6, 7 <strong>and</strong> 8).<strong>The</strong> structure with ID=5 at z ∼ 0.96 has 32 associated <strong>galaxies</strong>. This structurecan be associated to the extended X-ray source number 183 in the catalogue byLuo et al. (2008) derived from the 2 MS Ch<strong>and</strong>ra observation (Fig. 6.11). This


120 Structures in the GOODS FieldFigure 6.11: Galaxy isodensity levels at z ∼ 0.96 (black curves), as computedby our photo-z based code, plotted over the smoothed 0.5-2 keV Ch<strong>and</strong>ra 2Msimage <strong>of</strong> the CDFS. <strong>The</strong> black cross marks the density peak. Blue circles are thecluster members; the green circle is the extended source ID 183 in Luo et al. (2008)catalogue.X-ray source had not any group as optical counterpart so far. From the count ratein the interval 0.3-4 keV (S/N=11.3) we estimated a luminosity L X = 0.86 − 2.36 ·10 43 erg s −1 (in the interval 0.1-2.4 keV). Considering its X-ray luminosity thisstructure can be classified as a group <strong>of</strong> <strong>galaxies</strong>. A member <strong>of</strong> structure 5 is anAGN.For the <strong>structures</strong> with ID=6, 7 we have estimated r 200 ∼ 1.2 − 1.8Mpc, <strong>and</strong>a total mass <strong>of</strong> M 200 ∼ 0.4 − 1.1 · 10 14 M ⊙ . <strong>The</strong> 3 sigma upper limits for their X-ray luminosity are all slightly below 10 43 erg s −1 , consistently with their estimatedM 200 masses (Voit 2005). Considering their masses <strong>and</strong> their X-ray luminosities,these <strong>structures</strong> can be classified as groups <strong>of</strong> <strong>galaxies</strong>. Consistent results for thestructure with ID=6 were obtained in Trevese et al. (2007).<strong>The</strong> structure with ID=8 at z ∼ 1.06, has 38 associated <strong>galaxies</strong>, <strong>and</strong> an AGNspectroscopically confirmed. We derived a precise redshift location <strong>of</strong> z = 1.0974±0.0015 <strong>and</strong> a velocity dispersion <strong>of</strong> 446 ± 143kmsec −1 , from 6 <strong>galaxies</strong> with spectroscopicredshift. From those <strong>galaxies</strong> we also obtained M vir = 0.8 · 10 14 M ⊙ <strong>and</strong>r vir = 0.8Mpc. We estimated r 200 = 1.1 − 1.3Mpc, <strong>and</strong> M 200 = 0.2 − 0.5 · 10 14 M ⊙ ,which are compatible values with a group <strong>of</strong> such M vir <strong>and</strong> r vir . This structurewas already found with different methods by Adami et al. (2005), using a friend<strong>of</strong>-friendalgorithm on spectroscopic data from the VIMOS VLT survey (structure15 in their Table 4), <strong>and</strong> by Díaz-Sánchez et al. (2007) studying the extremely redobjects on GOODS-South (they call this structure as GCL J0332.2-2752). <strong>The</strong>irredshift positions <strong>and</strong> the velocity dispersions are consistent with those obtained inthe present analysis. <strong>The</strong> 3 sigma upper limit for the X-ray luminosity is around10 43 erg s −1 , consistently with the estimated M 200 mass (Voit 2005). Consider-


6.2 Large Scale Structures at 0.4 < z < 2.5 121ing its mass <strong>and</strong> velocity dispersion, this structure can be classified as a group <strong>of</strong><strong>galaxies</strong>.6.2.3 Structures at high zAt redshift z ∼ 1.6, we found the compact structure that we already discussed indetail in Sect. 6.1 <strong>and</strong> in Castellano et al. (2007). We add here <strong>and</strong> in Table 6.1 itsrelevant characteristics as calculated in a consistent way with respect to the other<strong>structures</strong> described in the previous paragraphs.We estimate an r 200 = 2.1 − 2.9Mpc, <strong>and</strong> a M 200 = 2.0 − 4.9 · 10 14 M ⊙ , thatare consistent with the values in Sect 6.1. In the previous analysis we associatedwith this structure 50 objects <strong>and</strong> we estimated that 26 <strong>of</strong> those are <strong>of</strong> background/foreground.<strong>The</strong>re are 3 spectroscopic redshifts, <strong>and</strong> a spectroscopicallyconfirmed AGN, from the GOODS-MUSIC catalogue. We added three other spectroscopicredshift from the GMASS sample (Cimatti et al. 2008). From these 6redshifts we estimated a velocity dispersion <strong>of</strong> 482 ± 217km/s, <strong>and</strong> derived anM vir = 1.4 · 10 14 M ⊙ <strong>and</strong> r vir = 1.46Mpc. This estimate is consistent with the valuein Table 6.1. We derived a X-ray luminosity <strong>of</strong> 0.83 − 3.67 · 10 43 erg s −1 (0.1-2.4KeV), lower than expected from the velocity dispersion <strong>and</strong> the estimated M 200(see Fig. 6.10).At z ∼ 2.2 we found a diffuse overdensity, similar to those at lower redshift,embedding three <strong>structures</strong>. We associated with these <strong>structures</strong> 20, 23 <strong>and</strong> 19<strong>galaxies</strong>, <strong>and</strong> we estimated 5,6 <strong>and</strong> 4 objects <strong>of</strong> background/foreground, respectively.We estimated for all these structure a r 200 ∼ 1.3 − 2Mpc <strong>and</strong> a mass <strong>of</strong>M 200 ∼ 0.6 − 1.6 · 10 14 M ⊙ .<strong>The</strong>se <strong>structures</strong> appear to be comparable to those at∼ 0.7 <strong>and</strong> ∼ 1.6, <strong>and</strong> they could be forming clusters.6.2.4 Colour-Magnitude diagramsWe studied the colour magnitude diagrams (U − B vs. M B ) for all the <strong>structures</strong>,as shown in Figs. 6.12 <strong>and</strong> 6.13. To estimate the slope <strong>of</strong> the red-sequence wedefined its members as passive evolving <strong>galaxies</strong> according to the physical criterionage/τ ≥ 4 where τ is the star-formation e-folding time. This quantity is in practicethe inverse <strong>of</strong> the Scalo parameter <strong>and</strong> a ratio <strong>of</strong> 4 is chosen to distinguish <strong>galaxies</strong>having prevalently evolved stellar populations from <strong>galaxies</strong> with recent episodes<strong>of</strong> star-formation. Indeed, an age/τ = 4 corresponds to a residual SFR 2% <strong>of</strong>the initial SFR, for an exponential star formation history, as adopted in this paper.Grazian et al. (2006a) showed that this value can be used to effectively separate starforming from the passively evolving population (see Grazian et al. 2006b, also forthe discussion on the uncertainty <strong>of</strong> this parameter). Passively evolving <strong>galaxies</strong>are indicated in figures as filled squares.In Fig. 6.12 we show the colour magnitude diagrams for the four <strong>structures</strong>between z = 0.66 <strong>and</strong> z = 0.73. <strong>The</strong> cluster at z ∼ 0.73 (Panel d) shows a welldefined red sequence, while the three <strong>structures</strong> at z ∼ 0.66 have fewer passively


122 Structures in the GOODS FieldFigure 6.12: Rest frame colour magnitude relations (U − B vs M B ) for each structureat z ∼ 0.7. Square are passively evolving <strong>galaxies</strong> selected as age/τ ≥ 4, <strong>and</strong>the circles are <strong>galaxies</strong> with age/τ < 4. Filled points indicate <strong>galaxies</strong> with spectroscopicredshift. <strong>The</strong> continuous lines are the fit to the red sequence <strong>of</strong> all thecombined structure. <strong>The</strong> dotted lines constraint the error obtained with a jackknifeanalysis.evolving <strong>galaxies</strong>. <strong>The</strong>refore, in order to increase our statistics, we have estimatedthe colour-magnitude slope combining all the four <strong>structures</strong> in the interval 0.66


6.2 Large Scale Structures at 0.4 < z < 2.5 123Figure 6.13: Same as Fig. 6.12. Panel a: <strong>structures</strong> at z ∼ 0.7; panel b: <strong>structures</strong>at z ∼ 1; panel c: structure at z ∼ 1.6 ; panel d: <strong>structures</strong> at z ∼ 2.2. <strong>The</strong> dashedlines in the two last bins <strong>of</strong> redshift are the red sequence estimated at z ∼ 0.7 <strong>and</strong>∼ 1z ∼ 1.6. In this case we have few <strong>galaxies</strong> distributed on less than a magnituderange, that is too small to estimate the slope <strong>of</strong> the ’red sequence’. However, weplot the sequence obtained at lower redshift, <strong>and</strong> we can see that the few passivelyevolving <strong>galaxies</strong> are consistent with them.Finally, at redshift ∼ 2, we have few passive objects selected according to ourcriteria (only four, from the combination <strong>of</strong> three <strong>structures</strong>), <strong>and</strong> there is not anyevidence <strong>of</strong> a well defined red sequence. We note that the colours <strong>of</strong> these objectsare generally bluer in comparison to the colour <strong>of</strong> the relations found at lowerredshifts.<strong>The</strong> values <strong>of</strong> the slopes <strong>of</strong> the <strong>structures</strong> at redshift ∼ 0.7 <strong>and</strong> ∼ 1 are consistentwith those <strong>of</strong> previous determinations (e.g. Blakeslee et al. 2003; Homeieret al. 2006; Trevese et al. 2007). We confirmed no <strong>evolution</strong> up to redshift ∼ 1.Considering the structure at redshift ∼ 1.61 we did not find indication for <strong>evolution</strong><strong>of</strong> the red sequence slope as a function <strong>of</strong> redshift. This implies that the massmetallicityrelation that produces the red sequence (Kodama et al. 1998) remains


124 Structures in the GOODS Fieldpractically constant up to z ∼ 1.6.Figure 6.14: Fraction <strong>of</strong> red (filled circles) <strong>and</strong> blue <strong>galaxies</strong> (filled triangles) fordifferent rest frame B magnitudes in four redshift intervals. Vertical errorbars indicatethe poissonian uncertainty in each bin. <strong>The</strong> shaded areas are obtained bysmoothing the red (blue) fraction with an adaptive sliding box. <strong>The</strong> horizontalerrorbars indicate the range <strong>of</strong> density covered by the 5-95 % <strong>of</strong> the total sample.6.2.5 Galaxy properties as a function <strong>of</strong> the environmentTo each object in the sample we associated the comoving density at its position,<strong>and</strong> we studied galaxy properties as a continuous function <strong>of</strong> the environmentaldensity.In particular, we studied the variation <strong>of</strong> the fraction <strong>of</strong> red <strong>and</strong> blue <strong>galaxies</strong>as a function <strong>of</strong> the environmental density. To separate the red <strong>and</strong> blue galaxypopulations we used the minimum in the U − V vs B colour magnitude diagramderived by Salimbeni et al. (2008). Fig. 6.14 shows the fraction <strong>of</strong> red <strong>and</strong> blue<strong>galaxies</strong> for different rest frame B magnitudes at four redshift intervals. In general,for every environment, we found that at fixed luminosity, the red fraction increaseswith decreasing redshift; <strong>and</strong> at fixed redshift, it increases at increasing B luminosity.We also found that, at z < 1.2 the red fraction increases with density for everyluminosity, while this effect is absent at higher redshift.


6.2 Large Scale Structures at 0.4 < z < 2.5 125Our results extend to higher redshift those obtained by Cucciati et al. (2006)on the VVDS survey, with a shallower spectroscopic sample that reaches z ∼ 1.5.Although our selection is slightly different form that <strong>of</strong> Cucciati et al. (2006), sincewe did not select two extreme red <strong>and</strong> blue populations, but two complementarysamples, we observed a similar behaviour <strong>and</strong> we found that at z > 1.5 even thehighest luminosity <strong>galaxies</strong> are blue, star-forming objects. Our results are also inagreement with the analysis <strong>of</strong> the DEEP2 survey by Cooper et al. (2007) in theredshift range 0.4 < z < 1.35. <strong>The</strong>y found a weak correlation between red fraction<strong>and</strong> density at z ∼ 1.2. We see that at z > 1.2 any correlation disappears, indicatingthat the changes probably occur in the critical range 1.5 < z < 2.0, at least in theenvironments probed by our sample. However we note that, given the relativelysmall area covered, we do not probe very high density regions (i.e. rich clusters),at variance with wide, low redshift surveys. When rich clusters are considered (e.g.Balogh et al. 2000), a stronger variation with environment in the colours <strong>of</strong> faint<strong>galaxies</strong> is seen. Considering the density range covered by our analysis, we cannot explore the variation with redshift <strong>of</strong> this important segregation effect.We then studied the distribution <strong>of</strong> physical <strong>and</strong> photometric properties for asample <strong>of</strong> <strong>galaxies</strong> in high density environment, <strong>and</strong> compared it to a sample <strong>of</strong>field <strong>galaxies</strong>. <strong>The</strong> first sample is defined as the combination <strong>of</strong> the data from<strong>structures</strong> with similar redshifts (’group <strong>galaxies</strong>’ hereafter). <strong>The</strong> field <strong>galaxies</strong> aredefined as those with an associated ρ lower than the median density <strong>of</strong> the entiresample (’field <strong>galaxies</strong>’ hereafter). We quantified the differences in the distributionsthrough the probability P KS from a Kolmgorov-Smirnov test. We rejected thehypothesis that two samples are drawn from the same distribution if P KS < 5·10 −2 .Fig. 6.15 shows the distribution <strong>of</strong> the galaxy total stellar mass in high <strong>and</strong>low density regions, in the same four contiguous redshift intervals used before.In agreement with a hierarchical clustering scenario, the <strong>galaxies</strong> in high densityenvironment have a distribution that generally peaks at higher masses with respectto ’field’ <strong>galaxies</strong>, as shown by the average mass (arrows). For the mass distributionwe found a significant difference in all but the last redshift bin. It is important toremark here that the shape <strong>of</strong> the distributions at low masses could depend fromthe luminosity selection. In fact, a magnitude–limited sample does not have a welldefined limit in stellar mass. This effect depends on the range <strong>of</strong> M/L ratio spannedby <strong>galaxies</strong> with different colours (e.g. in our sample, at z ∼ 1, M/L extendsfrom 0.9, for redder objects, to 0.046, for bluer objects, see Fontana et al. 2006).If a colour segregation is present as a function <strong>of</strong> the environment, it could biasthe distribution favouring the observation <strong>of</strong> lower mass <strong>galaxies</strong> in less densityregions, where the fraction <strong>of</strong> blue <strong>galaxies</strong> is higher. However, as shown in Fig.6.14, we did not find a strong colour segregation, especially at z > 1 , <strong>and</strong> this effectis probably not so important. Anyway, for a conservative analysis, it is possible toconsider only the range <strong>of</strong> masses above the completeness mass limits, shown inFig. 3 <strong>of</strong> Fontana et al. (2006) (log(M) > 9.6 at z ∼ 0.7 <strong>and</strong> log(M) > 10.4 atz ∼ 1.6 ). Considering <strong>galaxies</strong> above these mass limits we found that the masses<strong>of</strong> ’group’ <strong>galaxies</strong> still have higher values with respect to those <strong>of</strong> ’field’ <strong>galaxies</strong>.


126 Structures in the GOODS FieldFigure 6.15: Galaxy stellar mass distribution in four redshift intervals. Shaded histogramsrepresent <strong>galaxies</strong> associated with the density peaks <strong>and</strong> empty histogramsrepresent <strong>galaxies</strong> in the low density regions, as described in the text. In each panelthe average value for the two distributions are indicated by arrows. <strong>The</strong> K-S probabilityis reported in each panel.Analogous results were found from the analysis <strong>of</strong> the luminosity distribution<strong>of</strong> ’field’ <strong>and</strong> ’group’ <strong>galaxies</strong>. In particular, we found that <strong>galaxies</strong> in ’groups’have on average brighter M I rest-frame magnitudes <strong>and</strong> a greater number <strong>of</strong> bright<strong>galaxies</strong> at all redshifts. <strong>The</strong> results are similar also for the other rest frame b<strong>and</strong>s,implying that <strong>galaxies</strong> in high density environments have, on average, greater bolometricluminosity with respect to field <strong>galaxies</strong>.Finally, we studied the age <strong>and</strong> SFR distributions for ’group’ <strong>and</strong> ’field’ <strong>galaxies</strong>(see Fig. 6.16). Only at low redshift there appears to be a significant difference(respectively P KS = 3.0 · 10 −2 <strong>and</strong> P KS = 6.7 · 10 −3 , see Fig. 6.16). <strong>The</strong> two agedistributions show a similar shape for young <strong>galaxies</strong>; but ’group’ <strong>galaxies</strong> havean higher fraction <strong>of</strong> old <strong>galaxies</strong>. As also shown by the difference in the averageages for the two samples, the ’group’ <strong>galaxies</strong> are older than the field ones. Athigher redshifts the two distributions do not show significative differences. Indeed,at higher redshifts, any possible difference in the age <strong>of</strong> the two galaxy populationsis probably lower than the uncertainty on the ages. Analogously, star-forming<strong>galaxies</strong> have a similar distribution for ’group’ <strong>and</strong> ’field’ samples, but the ’group’sample has an higher faction <strong>of</strong> <strong>galaxies</strong> with low star formation as it is also shownby the different values <strong>of</strong> the average sfr.<strong>The</strong> disappearance at z > 1.2 <strong>of</strong> the variation with density <strong>of</strong> the red fraction is


6.3 Conclusions <strong>and</strong> Discussion 127Figure 6.16: As in Fig. 6.15 but for ages <strong>and</strong> SFRs <strong>of</strong> <strong>galaxies</strong>.an indication that a relevant change in galaxy properties takes place at z ∼ 1.5 − 2.6.3 Conclusions <strong>and</strong> DiscussionWe have used an estimation <strong>of</strong> the three dimensional density <strong>of</strong> <strong>galaxies</strong>, throughthe (2+1)D algorithm, to detect <strong>structures</strong> in the GOODS-South field.We first analysed in depth the one at z∼ 1.6 (Castellano et al. 2007) which isthe most significant at z > 1 in the entire GOODS field, <strong>and</strong> it consists <strong>of</strong> a densitypeak embedded in an already known <strong>large</strong> <strong>scale</strong> structure. We found the followingresults:• We have estimated that the cluster is a richness class 0 structure in the Abellclassification. Its total mass is in the range 1.2 × 10 14 − 3.5 × 10 14 M ⊙ .• <strong>The</strong> X-ray data from the Ch<strong>and</strong>ra 1 Ms observation show the presence <strong>of</strong>faint (∼ 0.5 · 10 43 erg s −1 ), clumpy emission within the core (Fig. 6.7). Thisirregular morphology <strong>and</strong> the low total luminosity indicates that the structurehas not yet reached its virial equilibrium. A more detailed analysis with the


128 Structures in the GOODS FieldCh<strong>and</strong>ra 2Ms data confirms that this cluster is X-ray underluminous withrespect to what is expected from the estimated mass (see also Fig. 6.10).• <strong>The</strong> mass <strong>and</strong> luminosity distributions <strong>of</strong> its galaxy population are significantlydifferent from that <strong>of</strong> the surrounding field at the same redshift (Fig.6.3). However, the overdensity consists mainly <strong>of</strong> star-forming <strong>galaxies</strong> <strong>and</strong>few passively evolving objects (Fig. 6.4).• <strong>The</strong> reddest galaxy members in the overdensity are consistent with being theprogenitors <strong>of</strong> the red sequence <strong>galaxies</strong> known at lower redshifts (Fig. 6.5).<strong>The</strong> slope <strong>of</strong> the red sequence in the (U-B) vs B color-magnitude diagramis consistent with those derived for lower redshift clusters (Fig. 6.6). Consideringboth the photometric <strong>and</strong> X-ray analysis we can conclude that thisstructure is probably a forming cluster <strong>of</strong> <strong>galaxies</strong>.<strong>The</strong> detection <strong>of</strong> this high redshift forming cluster gives us some useful indicationson the effectiveness <strong>of</strong> our photometric redshifts-based method in looking fordistant <strong>structures</strong>. Indeed, the detection <strong>of</strong> a cluster <strong>of</strong> this kind, through X-ray observations,would have been unfeasible because <strong>of</strong> its very low luminosity. A posteriori,we can also say that the detection through other techniques, such as thoseemployed by the ‘red sequence surveys’ (Gladders & Yee 2005) or clustering <strong>of</strong>IRAC sources (Stanford et al. 2005), would have been more difficult because most<strong>of</strong> the cluster members are blue star-forming objects <strong>and</strong> there is only a small number<strong>of</strong> <strong>galaxies</strong> in the red-sequence. In conclusion, the use <strong>of</strong> photometric redshiftsmade possible the individuation <strong>of</strong> a structure not easily detectable otherways.We then compiled a complete catalogue <strong>of</strong> all the <strong>structures</strong> in the range 0.4 1.6 seem to be more massive, <strong>and</strong> in particular the <strong>structures</strong> withID=4, <strong>and</strong> 9 can be classified as poor clusters. It is interesting to note thatboth these <strong>structures</strong> are significantly X-ray underluminous, as it is evidentby a comparison with the M 200 -L X relations found by Reiprich & Böhringer


6.3 Conclusions <strong>and</strong> Discussion 129(2002) <strong>and</strong> by Ryk<strong>of</strong>f et al. (2008) (Fig. 6.10). This is not surprising sinceseveral authors have observed that optically selected <strong>structures</strong> have an X-ray emission lower than what is expected from the observations <strong>of</strong> X-rayselected groups <strong>and</strong> clusters: this effect has been observed at low redshiftboth in small groups (Rasmussen et al. 2006) <strong>and</strong> in Abell clusters (Popessoet al. 2007) <strong>and</strong> in clusters at 0.6 < z < 1.1 (Lubin et al. 2004). <strong>The</strong>se resultsmay be explained by the fact that such optically selected <strong>structures</strong> are stillin the process <strong>of</strong> formation or the result <strong>of</strong> a line <strong>of</strong> sight collision betweentwo sub<strong>structures</strong>, although it cannot be excluded that they contain less intraclustergas than expected, because <strong>of</strong> the effect <strong>of</strong> strong galactic feedback(Rasmussen et al. 2006). If these <strong>structures</strong> are virialised, as probable in thecase <strong>of</strong> the structure with ID=4, this may be an indication that they containless intracluser gas than expected. This is worth investigating in future deepsurveys, since it would have interesting implications on the <strong>evolution</strong> <strong>of</strong> thebaryonic content <strong>of</strong> these <strong>structures</strong>.• We then studied the colour magnitude diagrams (U − B vs M B ) for all the<strong>structures</strong>. We defined the members <strong>of</strong> the red-sequence according to thephysical criterion age/τ ≥ 4 which should select passively evolving <strong>galaxies</strong>with little residual star formation. We confirmed no <strong>evolution</strong> <strong>of</strong> the redsequence slope up to redshift ∼ 1, <strong>and</strong> find no indication for <strong>evolution</strong> up to∼ 1.6. This implies that the mass-metallicity relation that produces the redsequence remains constant up to z ∼ 1.6.• We studied the variation <strong>of</strong> the fraction <strong>of</strong> red <strong>and</strong> blue <strong>galaxies</strong> as a function<strong>of</strong> the environmental density. We found that, at fixed redshift, the red fractionincreases at increasing B luminosity, while, at fixed luminosity, it increaseswith decreasing redshift. We found that the increment <strong>of</strong> the red fraction atgrowing density disappears at z > 1.2. We extended to higher redshift theresults obtained by Cucciati et al. (2006) <strong>and</strong> Cooper et al. (2007). Althoughour selection is slightly different form that <strong>of</strong> Cucciati et al. (2006), we observeda similar behaviour, <strong>and</strong> we found that at z > 1.5 even the highestluminosity <strong>galaxies</strong> are blue, star–forming objects.• We also studied galaxy physical properties in different environments. Wefound that the <strong>galaxies</strong> in high density environment have higher masses withrespect to ’field <strong>galaxies</strong>’, in qualitatively agreement with a hierarchical clusteringscenario. <strong>The</strong> mass distributions show a significant difference in allbut the last redshift bin. Similarly, the <strong>galaxies</strong> in groups have on averagebrighter rest–frame magnitudes <strong>and</strong> there is a greater number <strong>of</strong> bright <strong>galaxies</strong>in groups at all redshifts compared to field <strong>galaxies</strong>. Finally, the age <strong>and</strong>SFR distributions for the two subsamples appear different only at low redshiftswhere ’group <strong>galaxies</strong>’ are generally older <strong>and</strong> less star-forming than’field’ ones.


130 Structures in the GOODS FieldFrom the analysis, as a function <strong>of</strong> redshift, <strong>of</strong> the environmental dependence<strong>of</strong> galaxy colours <strong>and</strong> mass, <strong>and</strong> from the absence <strong>of</strong> any well defined red sequenceat high redshift, we can hypothesise that a critical period in which some basiccharacteristics <strong>of</strong> galaxy populations are established is that between z ∼ 1.5 <strong>and</strong>z ∼ 2.


6.3 Conclusions <strong>and</strong> Discussion 131Table 6.1: Overdensities in the GOODS-South field.ID Redshift RA DEC Members Field M200(M⊙/10 14 ) r200 Mpc Peak OverdensityJ2000 J2000 b=1-2 b=1-2 σρ1 0.66 53.1623 -27.7913 19 6 0.3-0.15 1.1-0.9 72 a 0.66 53.0630 -27.8280 50 17 0.4-0.2 1.3-1.1 103 0.69 53.1690 -27.8747 54 20 0.5-0.3 1.4-1.1 64 a,b,c 0.71 53.0797 -27.7920 92 37 3.0-0.9 2.4-1.7 105 0.96 53.0843 -27.9020 32 14 * * 66 c 1.04 53.0570 -27.7693 57 31 1.1-0.5 1.8-1.4 87 1.04 53.1577 -27.7660 60 26 0.8-0.4 1.6-1.2 68 b,d 1.06 53.0697 -27.8773 38 18 0.5-0.2 1.3-1.1 109 e 1.61 53.1270 -27.7140 50 24 4.9-2.0 2.9-2.1 710 2.23 53.0763 -27.7060 20 8 1.4-0.8 1.9-1.5 611 2.28 53.1470 -27.7087 23 12 1.3-0.6 1.8-1.5 1012 2.28 53.0970 -27.7640 19 7 1.6-0.6 2.0-1.3 9a - Gilli et al. (2003)b - Adami et al. (2005)c - Trevese et al. (2007)d - Díaz-Sánchez et al. (2007)e - Castellano et al. (2007)*–Note that we do not present M200 <strong>and</strong> r200 for structure 5 because it is located on the edge <strong>of</strong> the field <strong>and</strong> it is very near to structure 8.


132 Structures in the GOODS FieldTable 6.2: X-ray observations.ID Count Rate Flux a aL X S/N(0.3-4 keV) (0.5-2 keV) (0.1-2.4 keV)10 −5 10 −16 erg s −1 cm −2 10 43 erg s −11 8.49 6.80-9.01 0.12- 0.26 u.l.2 5.56 4.45-5.90 0.08- 0.18 u.l.3 10.1 8.15-10.98 0.16- 0.37 u.l.4 11.2 9.04-12.31 0.19- 0.44 u.l.5 23.7 19.31-29.21 0.86- 2.36 11.36 5.90 3.04-4.14 0.26- 0.76 u.l.7 5.77 2.97-4.05 0.26- 0.74 u.l.8 9.88 5.10-6.91 0.47- 1.37 u.l.9 5.68 3.08-4.14 0.83- 3.67 u.l.10 9.37 5.39-7.54 3.50- 22.43 u.l.11 5.72 3.29-4.69 2.27- 15.06 u.l.12 6.70 3.85-5.50 2.66- 17.64 u.l.a - Values for a Raymond-Smith model with assumed temperaturerespectevelly <strong>of</strong> 3 Kev <strong>and</strong> 1 Kev <strong>and</strong> metallicity 0.2.


ConclusionsIn the present thesis we have introduced a new, simple, algorithm aimed at detectinggroups <strong>and</strong> clusters <strong>of</strong> <strong>galaxies</strong> in deep multiwavelenght surveys in whichgalaxy redshifts are determined through a template-fitting photometric redshifttechnique. This new approach to cluster detection is specifically designed to betterexploit the characteristics <strong>of</strong> this kind <strong>of</strong> surveys, which are capable <strong>of</strong> reachingmuch fainter flux limits, in a shorter observing time, with respect to the st<strong>and</strong>ardspectroscopic surveys used so far to study the <strong>large</strong> <strong>scale</strong> structure <strong>of</strong> the universe.As we have outlined in Chapter 1, many important research areas can benefitfrom an improved technique for cluster detection <strong>and</strong> for the characterization <strong>of</strong>galaxy space density.<strong>The</strong> investigation <strong>of</strong> galaxy properties provided us with a huge amount <strong>of</strong> importantresults regarding the <strong>evolution</strong> <strong>of</strong> the average population <strong>of</strong> <strong>galaxies</strong>: dataon the <strong>evolution</strong> <strong>of</strong> the galaxy mass <strong>and</strong> luminosity functions, on the galaxy starformation rate <strong>and</strong> on the <strong>evolution</strong> <strong>of</strong> disk sizes, merging rates <strong>and</strong> nuclear activityallowed the definition <strong>of</strong> a comprehensive theoretical framework describingthe history <strong>of</strong> <strong>galaxies</strong> through cosmic time. However, to achieve a better insightinto the history <strong>of</strong> the universe, it is necessary to extend those studies to includethe variation <strong>of</strong> properties as a function <strong>of</strong> the environment. Such an improvementwill give important clues to underst<strong>and</strong> the physical phenomena involved inthe formation <strong>of</strong> <strong>galaxies</strong>: gravitational interactions, physics <strong>of</strong> the intra-clusterplasma <strong>and</strong> all the physical processes involved in the <strong>evolution</strong> <strong>of</strong> stellar populations.In addition the study <strong>of</strong> the cluster virialization status <strong>and</strong> mass function cangive important results on the characterization <strong>of</strong> <strong>cosmological</strong> parameters <strong>and</strong> <strong>of</strong>the energy-matter content <strong>of</strong> the universe.<strong>The</strong> technique we named “(2+1)D algorithm” to underline the different treatment<strong>of</strong> the much more uncertain radial distance inferred from the photo-z, is basedon few simple but effective steps, as described in Chapter 3. We stress here themain advantages <strong>of</strong> this new approach with respect to other techniques for clusterdetection which are found in literature:• It is capable <strong>of</strong> detecting <strong>structures</strong> <strong>of</strong> any shape <strong>and</strong> not necessarily virialized,since it does not depend on the density <strong>and</strong> temperarture <strong>of</strong> the intraclustergas, as it is the case <strong>of</strong> detections based on X-ray emission fromthe intra-cluster medium, or on the Compton scattering <strong>of</strong> CMB photons on


134 ConclusionsICM electrons (Sunyaev-Zeldovich effect).• It is not based on assumptions on the population (as methods like the “redsequence” ones, for example) or on the spatial distribution <strong>of</strong> cluster <strong>galaxies</strong>(as in the “Matched Filter” approach).• It does not use any peculiar source (cD Galaxies, QSOs, Radio Galaxies, Lyαemitters etc.) as a ’flag’ for overdensities, which could imply the selection<strong>of</strong> peculiar types <strong>of</strong> clusters.• It is more straightforward <strong>and</strong> less affected by contaminations <strong>and</strong> confusionwith respect to the detection based on weak gravitational lensing.Our results, especially the detection <strong>of</strong> a cluster at z ∼ 1.6 (later confirmed byspectroscopy) which is X-ray underluminous <strong>and</strong> populated mainly by star-formingobjects, underline the effectiveness <strong>of</strong> our method in detecting <strong>structures</strong> whichdiffer from low redshift ones.In addition our method has some advantages also when compared with similarmethods relying on photometric redshifts or density estimation: it is morephysically meaningful <strong>and</strong> <strong>of</strong> easier interpretation with respect to surface densityestimation in redshift slices, <strong>and</strong> its use <strong>of</strong> the global photometric redshift uncertaintyis not biased towards <strong>galaxies</strong> that are easier to detect trough photometry(like <strong>galaxies</strong> having a stronger Balmer break).After detailed tests on simulations (Sect. 3.3), we have applied our approach todeep multiwavelenght surveys in the Ch<strong>and</strong>ra Deep Field South: a deep (I lim ∼ 25)observation used in the context <strong>of</strong> the K20 survey (Chapt. 4), <strong>and</strong> the deep z-selected sample (z 850 ∼ 26) <strong>of</strong> the MUSIC galaxy catalogue on the GOODS-Southfield (Chapt. 6). We obtained some interesting results on single <strong>structures</strong> <strong>and</strong> onthe <strong>evolution</strong> <strong>of</strong> galaxy properties with environment:• Detection <strong>and</strong> characterization <strong>of</strong> groups <strong>and</strong> clusters at intermediate<strong>and</strong> high redshift: we found <strong>large</strong> <strong>scale</strong> overdensities at different redshifts(∼ 0.6, ∼ 1, ∼ 1.61 <strong>and</strong> ∼ 2.2) (Fig. 4.2 <strong>and</strong> Fig. 6.8 ). We isolatedseveral groups <strong>and</strong> small clusters (Tab. 4.1 <strong>and</strong> Tab. 6.1) embedded in these<strong>large</strong> <strong>scale</strong> <strong>structures</strong>. Most <strong>of</strong> the <strong>structures</strong> have properties <strong>of</strong> groups <strong>of</strong><strong>galaxies</strong> (total mass ∼ 0.2 − 0.8 · 10 14 M ⊙ ). An analysis <strong>of</strong> Ch<strong>and</strong>ra X-rayobservations, reveals that their luminosities are slightly below 10 43 erg s −1(Tab. 6.2 <strong>and</strong> Fig. 6.10). We also detected two <strong>structures</strong> that seem to bemore massive: the one at z = 0.735 is present both in the K20 <strong>and</strong> in theGOODS field, while the one at z ∼ 1.6 is located outside the K20 field(in which we could individuate, at that redshift, only part <strong>of</strong> the <strong>large</strong> <strong>scale</strong>structure embedding the forming cluster). It is interesting to note that thesetwo <strong>structures</strong> are both significantly underluminous in X-rays, <strong>and</strong> that theemission from the highest redshift one is divided in more clumps (Fig. 6.7).<strong>The</strong>y show, however, different galactic properties: while in the cluster at


Conclusions 135z ∼ 0.73 there is a significative segregation <strong>of</strong> red/early type <strong>galaxies</strong> (Fig.4.5), the z ∼ 1.6 cluster consists mainly <strong>of</strong> star-forming <strong>galaxies</strong> with veryfew passively evolving objects (Fig. 6.4). <strong>The</strong> main difference between thecluster at z ∼ 1.6 <strong>and</strong> the surrounding field is that its <strong>galaxies</strong> appear to be, onaverage, more massive <strong>and</strong> luminous with respect to those <strong>of</strong> the surroundingarea at the same redshift (Fig. 6.3).• Colour-Magnitude relation for early type <strong>galaxies</strong> in clusters: our resultsadd new evidence in favour <strong>of</strong> constant slope <strong>of</strong> the C-M relation in clusters,at least up to z=1 (Fig. 4.8, Fig. 6.12 <strong>and</strong> Fig. 6.13) implying a constantmass-metallicity relation, according to the st<strong>and</strong>ard interpretations; the averagecolour <strong>of</strong> the relation is consistent with a linear extrapolation <strong>of</strong> therelation found at lower redshifts (Fig. 4.7). In addition, the slope <strong>of</strong> the redsequence in the (U-B) vs B color-magnitude diagram for the z ∼ 1.6 clusteris consistent with the one derived for lower redshift clusters (Fig. 6.6) <strong>and</strong>its reddest galaxy members are consistent with being the progenitors <strong>of</strong> thered sequence <strong>galaxies</strong> known at lower redshifts (Fig. 6.5).• Fraction <strong>of</strong> passively evolving <strong>galaxies</strong> as a function <strong>of</strong> local density: westudied the variation <strong>of</strong> the fraction <strong>of</strong> red <strong>and</strong> blue <strong>galaxies</strong> as a function <strong>of</strong>the environmental density. We found that, at fixed redshift, the red fractionincreases at increasing B luminosity, while, at fixed luminosity, it increaseswith decreasing redshift (Fig. 6.14). We found that the increment <strong>of</strong> the redfraction at growing density is progressively less evident at higher redshifts<strong>and</strong> disappears at z > 1.2, in agreement with the marginal fraction <strong>of</strong> passive<strong>galaxies</strong> in the overdensity at z ∼ 1 in the K20 field (Fig. 4.5), <strong>and</strong> that at z >1.5 even the highest luminosity <strong>galaxies</strong> are blue, star–forming objects. Inthis way we could extend to higher redshift the results obtained by Cucciatiet al. (2006) <strong>and</strong> Cooper et al. (2007).• Dependence <strong>of</strong> other galactic properties on environment: in the GOODSfield we found that the <strong>galaxies</strong> in a high density environment have, on average,higher masses with respect to ’field <strong>galaxies</strong>’, in qualitatively agreementwith a hierarchical clustering scenario. <strong>The</strong> mass distributions showa significant difference in all but the last redshift bin (1.8 < z < 2.5, Fig.6.15). Similarly, the <strong>galaxies</strong> in groups have on average brighter rest–framemagnitudes <strong>and</strong> there is a greater number <strong>of</strong> bright <strong>galaxies</strong> in groups at allredshifts compared to field <strong>galaxies</strong>. Finally, the age <strong>and</strong> SFR distributionsfor the two subsamples appear different only at low redshifts where ’group<strong>galaxies</strong>’ are generally older than ’field’ ones (Fig. 6.16).We also performed an analysis <strong>of</strong> the B-b<strong>and</strong> rest-frame galaxy luminosityfunction in the GOODS field, giving particular attention to the dependence on environment<strong>of</strong> an excess, with respect to the extrapolation <strong>of</strong> a Schechter function,<strong>of</strong> faint red <strong>galaxies</strong> at intermediate redshift. We obtained the following results(Chapt. 5):


136 Conclusions• Bimodality: the observed U − V colour <strong>and</strong> SSFR distributions show a clearbimodality up to z ∼ 3. We found a trend with redshift for the colour magnitudedistribution with an intrinsic blueing <strong>of</strong> about 0.15 mag. in the redshiftinterval z = 0.4 − 2.0 for both populations (see Tables 5.1 <strong>and</strong> 5.2).• Luminosity function <strong>of</strong> the blue/late <strong>and</strong> <strong>of</strong> the total sample: For the total<strong>and</strong> the blue/late sample the LF is well described by a Schechter function<strong>and</strong> shows a mild luminosity <strong>evolution</strong> in the redshift interval z = 0.2 − 1(e.g. ∆M ∗ ∼ 0.7 for the total sample; ∆M ∗ ∼ 1 for the blue/late fraction, seeTab. 5.3), while at higher redshifts the LFs are consistent with no <strong>evolution</strong>(Fig. 5.1 <strong>and</strong> Fig. 5.2).• Luminosity function <strong>of</strong> the red/early sample: the shape <strong>of</strong> the red/early luminosityfunction, which is better constrained only at low <strong>and</strong> intermediateredshifts, shows an excess <strong>of</strong> faint red dwarfs with respect to the extrapolation<strong>of</strong> a flat Schechter function. In fact a minimum around magnitudeM B (AB) = −18 is present together with a turn up at fainter magnitudes. Thispeculiar shape has been represented by the sum <strong>of</strong> two Schechter functions(Eq. 5.4, Fig. 5.3 <strong>and</strong> Fig. 5.4). We found that the bright one is constant upto z ∼ 0.7 beyond which it decreases in density by a factor ∼ 5 (10 for theearly <strong>galaxies</strong>) up to redshift z ∼ 3.5 (Tab. 5.4).• Environment <strong>of</strong> the population <strong>of</strong> faint red/early <strong>galaxies</strong>: we have performedan analysis on the stellar masses <strong>and</strong> spatial distribution <strong>of</strong> the faintred population at intermediate redshift (0.4 < z < 0.6). Brighter early <strong>galaxies</strong>have a spatial distribution more concentrated in higher density regionsif compared to the late ones <strong>of</strong> the same luminosity class. On the contrary,fainter early <strong>and</strong> late <strong>galaxies</strong> show a very similar spatial distribution (Fig.5.5). Thus, the different environmental properties do not seem to be the mainresponsible for the difference in shape at intermediate magnitudes betweenthe blue <strong>and</strong> red LFs.Future developments<strong>The</strong> work done so far in building the algorithm <strong>and</strong> the s<strong>of</strong>tware in which it isimplemented opens some interesting possibilities for future developments. <strong>The</strong>s<strong>of</strong>tware itself can be further developed to include a more refined treatment <strong>of</strong>the image post-production (noise reduction through filtering) <strong>and</strong> through a moredetailed approach in cluster detection from the evaluated density field (e.g. estimate<strong>of</strong> both the global <strong>and</strong> local ’background density’ as it is done in the analysis <strong>of</strong>st<strong>and</strong>ard astronomical 2D images). Eventually a st<strong>and</strong>ard open-source version <strong>of</strong>the s<strong>of</strong>tware suite can be publicly distributed to the astronomic community to opennew possibilities for application <strong>and</strong> development.<strong>The</strong> cluster detection method can be applied to new surveys that are underdevelopment or in a planning phase. Some <strong>of</strong> the medium area, yet very deep,


Conclusions 137surveys described in Sect. 2.1.2 will be freely distributed, while new surveys <strong>of</strong>unprecedented depth will be performed with instruments like the now operatingLarge Binocular Telescope (designed <strong>and</strong> developed with a substantial contributionfrom the Italian astronomical community) or with forthcoming instrumentslike the European Extremely Large Telescope (E-ELT) or the space-based JamesWebb Telescope. When such observations will be available it will be extremelyinteresting to extend the study <strong>of</strong> the <strong>large</strong> <strong>scale</strong> structure <strong>of</strong> the universe up to theredshifts at which present day massive clusters start to form.A complete characterization <strong>of</strong> the variation <strong>of</strong> galaxy properties in differentkind <strong>of</strong> <strong>structures</strong> <strong>and</strong> environments will give us a much deeper insight into thehistory <strong>of</strong> structure formation, providing tighter constraints to the wide variety <strong>of</strong>physical phenomena involved.


AcknowledgmentsI want to thank my thesis advisor, Dario Trevese, for constantly following myresearch work <strong>and</strong> for all he teached me since the time I was not even graduate. Ithank Emanuele Giallongo <strong>and</strong> Adriano Fontana, who also patiently introduced mein so many research areas, for welcoming me to work with the extragalctic researchgroup at the Osservatorio Astronomico di Roma (OAR-Monte Porzio).<strong>The</strong> work on the GOODS field exposed in this thesis has been done togetherwith my dear friend Sara Salimbeni, that sustained me much in the hardest moments<strong>of</strong> these last two years <strong>of</strong> work as a PhD student, <strong>and</strong> with Laura Pentericcifrom which I learned a lot about how to develope a good research work: thank you!I’m very grateful to Andrea Grazian for constantly providing assistance <strong>and</strong> suggestionson the use <strong>of</strong> photometric redshifts <strong>and</strong> <strong>of</strong> the GOODS-MUSIC catalogue<strong>and</strong> on many other research issues. I also thank all the other wonderful people Imeet <strong>and</strong> work with at the OAR: Paola Santini, Nicola Menci, Stefano Gallozzi,Cristian De Santis, Kostantina Boutsia, Diego Paris, Vincenzo Testa <strong>and</strong> MarcoCastellani.I spent these years at the university, <strong>and</strong> at the Physics Department, with manyother good friends that I want to thank here: Andrea Baronchelli, Martino Calvo,Aless<strong>and</strong>ro Cerè, Giulia De Masi, Marco Felici, Michela Fratini, Guido Gigante,Claudia Giordano <strong>and</strong> all the colleagues in the “PhD students room”.Finally I thank my family, my flatmates <strong>and</strong> all the other friends, my littledarling Ruben <strong>and</strong> my wonderful girlfriend Giulia to whom this thesis is dedicated.


List <strong>of</strong> PublicationsTitle: “A new (2D+1) cluster finding algorithm for photometric redshift surveysn”.Authors: Castellano, M.; Fontana, A.; Giallongo, E.; Trevese, D.Journal: Memorie della Societa Astronomica Italiana Supplement, v.9, p.320(2006)Title: “ONIRICA: an infrared camera for OWL with MCAO low order partialcorrection”.Authors: Ragazzoni, R.; Falomo, R.; Arcidiacono, C.; Diolaiti, E.; Farinato, J.;Lombini, M.; Le Roux, B.; Greggio, L.; Bertelli, F.; Fontana, A.; Grazian, A.;Castellano, M.; Rix, H.W.; Gaessler, W.; Herbst, T.; Soci, R.; D’Odorico, S.;Marchetti, E.Journal: SPIE–<strong>The</strong> International Society for Optical Engineering, 07/2006Title: “A new (2+1)D cluster finding algorithm based on photometric redshifts:<strong>large</strong> <strong>scale</strong> structure in the Ch<strong>and</strong>ra deep field south”.Authors: Trevese, D.; Castellano, M.; Fontana, A.; Giallongo, E.Journal: Astronomy & Astrophysics, Volume 463, Issue 3, March I 2007, pp.853-860Title: “A Photometrically Detected Forming Cluster <strong>of</strong> Galaxies at Redshift 1.6in the GOODS Field”.Authors: Castellano, M.; Salimbeni, S.; Trevese, D.; Grazian, A.; Pentericci,L.; Fiore, F.; Fontana, A.; Giallongo, E.; Santini, P.; Cristiani, S.; Nonino, M.;Vanzella, E.Journal: <strong>The</strong> Astrophysical Journal, Volume 671, Issue 2, pp. 1497-1502Title: “<strong>The</strong> red <strong>and</strong> blue galaxy populations in the GOODS field: evidence foran excess <strong>of</strong> red dwarfs”.Authors: Salimbeni, S.; Giallongo, E.; Menci, N.; Castellano, M.; Fontana, A.;Grazian, A.; Pentericci, L.; Trevese, D.; Cristiani, S.; Nonino, M.; Vanzella, E.Journal: Astronomy & Astrophysics, Volume 477, Issue 3, January III 2008,pp.763-773Title: “<strong>The</strong> red <strong>and</strong> blue galaxy luminosity function in the GOODS field: Evi-


142 List <strong>of</strong> Publicationsdence for an excess <strong>of</strong> red-dwarf <strong>galaxies</strong>”.Authors: S. Salimbeni, E. Giallongo, N. Menci, M. Castellano, A. Fontana, A.Grazian, L. Pentericci, D. Trevese, S. Cristiani, M. Nonino, E. VanzellaJournal: Nuovo Cimento B, Volume 122 Issue 09-11 pp 1183-1188Title: “Large-<strong>scale</strong> <strong>structures</strong> at high redshift in the GOODS field”.Authors: M. Castellano, S. Salimbeni, D. Trevese, L. Pentericci, A. Grazian, A.Fontana, E. Giallongo, P. Santini, S. Cristiani, M. Nonino, E. VanzellaJournal: Nuovo Cimento B, Volume 122 Issue 09-11 pp 1235-1238Title: “<strong>The</strong> physical properties <strong>of</strong> Lyalpha emitting <strong>galaxies</strong>: not just primeval<strong>galaxies</strong>”.Authors: Pentericci L., Grazian A., Fontana A., Castellano M., Giallongo E., SalimbeniS., Santini P.Journal: Accepted for publication in Astronomy & AstrophysicsTitle: “Star formation <strong>and</strong> mass assembly in high-redshift <strong>galaxies</strong>”.Authors: Santini P., Fontana A., Grazian A., Salimbeni S., ,Fiore, F., Fontanot, F.,Boutsia K., Castellano M., Cristiani S., De Santis C., Gallozzi S., Giallongo E.,Menci N., Nonino M., Paris D., Pentericci L., Vanzella E.Journal: Submitted to Astronomy & AstrophysicsTitle: “A Comprehensive Study <strong>of</strong> Large Scale Structures in the GOODS-SOUTHField up to z ∼ 2.5”.Authors: S. Salimbeni, M. Castellano, L. Pentericci, D. Trevese, F. Fiore, A.Grazian, A. Fontana, E. Giallongo, K. Boutsia, S.Cristiani, C. De Santis, S. Gallozzi,N. Menci, M. Nonino, D. Paris, P. Santini, <strong>and</strong> E. Vanzella4Journal: Submitted to Astronomy & Astrophysics


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