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SECURITIES COMMISSION OF THE BAHAMASLICENSEES UNDER THE SECURITIES INDUSTRY ACT, 1999Name Class Phone Fax Email Address P. O. Box Registered PersonnelBroker-DealersSantander Bank & Trust Ltd. II 502-7900 326-8287 pablorm@bstnas.com.bs3rd FloorGoodman's Bay Corporate CentreNassau, BahamasN-1682Jose M. Gonzalez de Castejon Aritio; Maria delas Nieves Taylor;The Bank <strong>of</strong> Nova ScotiaTrust Company (Bah) Ltd.II 502-5700 326-0991 ravi.jesubatham@scotiatrust.comScotia House404 East Bay StreetNassau, BahamasN-3016Sonia Beneby; Robert James Stooke; YvesMartel; John Ravindra Jesubatham; GerrineMcDonald; Lisa WilcoxScotiabank (Bahamas) Ltd. I 356-1433 356-1618 Barry.malcolm@scotiabank.comRawson SquareBay StreetNassau, BahamasN-7518Deno Moss; Marcia Laramore; Robin Scavella;Kevin Teslyk, Lisa Taylor, Penny FergusonSG Private Banking (Bahamas) Ltd. II 302-5000 302-6709 christina.rolle@socgen.comSG Hambros BuildingWest Bay StreetNassau, BahamasN-7785Dimitrios Chouzouris; William Bostwick Godet;Janice Anita Johnson; Dominique J. Lefevre;Christina Rose Rolle; Frank Leon Sa<strong>under</strong>s;Linda Mackey; Theresse HudsonSwiss America Securities, Ltd. II 468-6173 324-6963 millerlaw95@gmail.com2nd Floor202A BAF HouseMarlborough Street & Navy Lion RoadNassau, BahamasEE-17971Phillip Dorsett, Guy GentileSyz & Co. Bank & Trust Limited II 327-6633 327-6629 miguel.gonzalez@syzbank.comBayside Executive ParkWest Bay Street & Blake RoadNassau, BahamasN-1089Miguel Gonzalez; Venetia Ruth Dekle-Maura;Jacqueline Townend; Zakiya Dominique Butler;Bruno DuenkiThe Private Trust Corporation Limited II 323-8574 326-8388 acj@privatetrustco.comCharlotte HouseShirley & Charlotte StreetsNassau, BahamasN-65Adrian Crosbie-Jones; Bruno Roberts; CharleneY. Storr; Lana Taylor; Jennifer Lydia RahmingThe Winterbotham Trust Company Ltd. II 356-5454 356-9432 nassau@winterbotham.comWinterbotham PlaceMarlborough & Queen StreetsNassau, BahamasN-3026Alan Davidson; Ivan G. Hooper; David Rounce;Chrisopher Hooper; Jessica Thornley; JuniorDiosUpdated as at June 4, 2012
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