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SECURITIES COMMISSION OF THE BAHAMASLICENSEES UNDER THE SECURITIES INDUSTRY ACT, 1999Name Class Phone Fax Email Address P. O. Box Registered PersonnelBroker-DealersCIBC Trust Company (Bahamas) Limited II 356-1800 322-3692 ben.gillooly@wi.cibc.comGoodman's Bay Corporate CentreWest Bay Street & Seaview DriveNassau, BahamasN-3933Sean R. Harrington; Carlis Chisolm; NormaMajorCitco Bank & Trust Company (Bahamas) Ltd. I 502-5300 394-0701 clientdesknassau@citco.comOne Montaque PlaceEast Bay StreetNassau, BahamasN-4906Natasha M. Dean; Tamar M. Armbrister-Delancey; Lyla A. Hepburn; Rupert WalleCFAL Securities Ltd. I 502-7010 356-3677 sthurtston@cfal.com4th Floor308 East BayEast Bay StreetNassau, BahamasCB-12407Anthony Ferguson; Shafegah Duncanson,Pamela Quise Musgrove, Sophia PatriceThurston, Tiffany Angelique Smith; DwayneSwann; Jamaal Stubbs; Jeanelle Christal Francis;Anna Zervos; Kevin BurrowsClariden Leu Limited (formerly Bank Leu Limited-Nassau Branch)I 326-5054 328-8388 terri.bellot@leu.comThe Bahamas Financial CentreShirley & Charlotte StreetsNassau, BahamasN-3926Terri Bellot, Andrew S. Strachan, Peter Wirth,Davide Sergio Bonetti;Rina Paz MogerColonial Pension Services (Bahamas) Limited II 502-7526 502-7501 Larry.Gibson@atlantichouse.com.bs2nd FloorAtlantic HouseCollins AvenueNassau, BahamasSS-6246Larry Gibson; Desiree L. ParkerCredit Agricole Suisse (Bahamas) Ltd. II 502-8100 502-8166 ivanhoe.sands@ca-suisse.bsGoodman's Bay Corporate CentreWest Bay Street & Seaview DriveNassau, BahamasN-3015Victoria Babin; Anjamarie Charles; DanielNicolier; Claude Lussier, Fontella Chipman,Jennifer Rolle-Cox, Felicia Mott; AntoineCandiottiUpdated as at June 4, 2012