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SECURITIES COMMISSION OF THE BAHAMASLICENSEES UNDER THE SECURITIES INDUSTRY ACT, 1999Name Class Phone Fax Email Address P. O. Box Registered PersonnelBroker-DealersUnion Bancaire Privee, UBP SA II 325-6755 325-6765 fec@ubp.ch5th FloorLyford Cay HouseWest Bay StreetN-7529Eric M. Dyer; Brenda Powell; Davawn Turner;Alicia Weatherford; Van-dyke Saunders; PaulRussell; Jennifer McPheeVotorantim Bank Limited II 328-0981 328-0983 mpavan@votorantimbank.comSuite 204,Saffrey Square Building,Bay Street & Bank LaneN-951 Mario R.K. Pavan; Samuel J.H. WilkinsonWeiser Asset Management Ltd. I 325-0922 325-0911de la PlaineNassau, Bahamas N-10697 Dillon Dean; Ivylyn CassarUpdated as at June 7, 2011

SECURITIES COMMISSION OF THE BAHAMASLICENSEES UNDER THE SECURITIES INDUSTRY ACT, 1999Name Class Phone Fax Email Address P. O. Box Registered PersonnelSecurities Investment AdvisorsAkelius Invest Ltd. 362-6317 362-5788 pklonaris@klonarislaw.comAlphaCove Advisors Limited 676-3796 676-3725 info@alphacove.comKlonaris & Co.Lyford Financial CentreLyford CayNassau, Bahamas7 Caves Professional CentreWest Bay StreetNassau, BahamasN-7776-514 Demetrius Georgiou SyllourisSP-63866Reto Wiget, Michael Del BiancoAlternative Asset Advisors S.A. 702-1400 327-6629 miguel.gonzalez@syzbank.comBayside Executive Park,West Bay Street & Blake RoadN-1089Miguel Gonzalez; Zakiya Dominique Butler;Bruno DuenkiAutana Capital Management (formerlyCrescendo Capital Management Limited)327-3947 327-3958 jme@autanacapital.comCaves VillageWest Bay StreetN-7776 Jean-Marc EmdenAxxets Management Inc. 502-7010 394-3253 guiora@axxets.com3rd Floor308 East Bay StreetNassau, BahamasCB-12407Guiora EsrubilskyBahamas Securities (1987) Limited 325-6591 325-6592 cculmer@bdomannjudd.comBearbull Degroof International Limited(formerly Bearbull International Ltd.)Behring International Asset ManagementLimited362-5959 362-5973 l.lowe@bearbull.com356-0107 322-1612 behring@batelnet.bsBenchmark Advisors (Bahamas) Limited 325-6591 325-6592 jbrown@allianceinvest.comBinnacle Investment Group Ltd. 502-8822 502-8840 diane@groupclaymore.comBraun & CIE Ltd. 325-6591 325-6592 jbrown@allianceinvest.com3rd Floor,Ansbacher House,Bank LaneUnit 2,Old Fort Bay,Lyford CaySuite 5, 2nd Floor,Plaza-on-the-Way,West Bay StreetAnsbacher House,East StreetBayside House,Bayside Executive Park,West Bay Street & Blake RoadAnsbacher House,East StreetF-42498 George C. Culmer; Myles J. CulmerN-4287 Nicole M. Dupuy; Yves V. Kempf; Linda L. Lowe;N-747 Arthur ChaseN-10144 Julian BrownAP-59213 Matthew GibbonsN-10144 Julian BrownButterfield Bank (Bahamas) Limited 393-8200 393-3772 robert.lotmore@butterfieldbank.bsMontague Sterling Centre,East Bay StreetN-3242Robert Lotmore; Julien Martel; OsborneTravelyan LockhartUpdated as at June 7, 2011

SECURITIES COMMISSION OF THE BAHAMASLICENSEES UNDER THE SECURITIES INDUSTRY ACT, 1999Name Class Phone Fax Email Address P. O. Box Registered PersonnelBroker-DealersUnion Bancaire Privee, UBP SA II 325-6755 325-6765 fec@ubp.ch5th FloorLyford Cay HouseWest Bay StreetN-7529Eric M. Dyer; Brenda Powell; Davawn Turner;Alicia Wea<strong>the</strong>rford; Van-dyke Sa<strong>under</strong>s; PaulRussell; Jennifer McPheeVotorantim Bank Limited II 328-0981 328-0983 mpavan@votorantimbank.comSuite 204,Saffrey Square Building,Bay Street & Bank LaneN-951 Mario R.K. Pavan; Samuel J.H. WilkinsonWeiser Asset Management Ltd. I 325-0922 325-0911de la PlaineNassau, Bahamas N-10697 Dillon Dean; Ivylyn CassarUpdated as at June 7, 2011

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