Draft-Not for Implementation1617181920212223242526272829303132333435363738394041424344454647! Qualify<strong>in</strong>g <strong>impurities</strong> <strong>in</strong> the <strong>drug</strong> substance used for the ANDA that are not found <strong>in</strong> therelated USP monograph, scientific literature, or <strong>in</strong>novator material; and! Threshold levels, below which qualification is not needed.This guidance is not applicable to biological/biotechnological, peptide, oligonucleotide,radiopharmaceutical, fermentation and semi-synthetic products derived therefrom, herbalproducts, and crude products of animal or plant orig<strong>in</strong>. The recommendations <strong>in</strong> this guidance areeffective upon publication of the f<strong>in</strong>al guidance and should be followed <strong>in</strong> prepar<strong>in</strong>g newapplications and supplements for changes <strong>in</strong> <strong>drug</strong> substance synthesis or process. However, if the<strong>in</strong>formation <strong>in</strong> a <strong>drug</strong> substance DMF cited <strong>in</strong> such an ANDA or ANDA supplement has beenreviewed prior to the publication of the f<strong>in</strong>al guidance, this guidance does not apply.This guidance is <strong>in</strong>tended to be a companion document to the International Conference on2Harmonization (ICH) guidance Q3A Impurities <strong>in</strong> New Drug Substances. The ICH Q3Aguidance was published <strong>in</strong> the Federal Register on January 4, 1996 (61 FR 371), and issued as aCenter for Drug Evaluation and Research (CDER) guidance. ICH Q3A providesrecommendations for (1) <strong>in</strong>clusion of <strong>in</strong>formation regard<strong>in</strong>g specified <strong>impurities</strong> <strong>in</strong> certa<strong>in</strong> new<strong>drug</strong> applications (NDAs) (identified and unidentified <strong>impurities</strong> <strong>in</strong> new <strong>drug</strong> <strong>substances</strong>pecifications) and (2) qualification of <strong>impurities</strong> (the process of acquir<strong>in</strong>g and evaluat<strong>in</strong>g datathat establishes the biological safety of <strong>in</strong>dividual <strong>impurities</strong> or a given impurity profile at thelevel(s) specified). Generic <strong>drug</strong>s are not covered by ICH Q3A. However, many of therecommendations <strong>in</strong> ICH Q3A are applicable to <strong>drug</strong> <strong>substances</strong> used <strong>in</strong> generic <strong>drug</strong> products.To provide, to the extent possible, comparable processes for new and generic <strong>drug</strong> review, thisguidance was developed us<strong>in</strong>g the ICH Q3A framework.At a meet<strong>in</strong>g held June 22, 1993, an FDA Ad Hoc Advisory Committee recommended that thereshould be a 0.1 percent threshold above which isolation and characterization of <strong>in</strong>dividual<strong>impurities</strong> should apply to chemically synthesized <strong>drug</strong> <strong>substances</strong> <strong>in</strong>clud<strong>in</strong>g <strong>drug</strong> <strong>substances</strong> used<strong>in</strong> generic <strong>drug</strong> products. For compendial materials, the USP 23 <strong>in</strong> General Notices andRequirements (p. 7) states that it is manifestly impossible to <strong>in</strong>clude <strong>in</strong> each monograph a test forevery impurity that may arise from a change <strong>in</strong> the source of material or a change <strong>in</strong> process<strong>in</strong>g.Consequently, few USP monographs have acceptance criteria for <strong>in</strong>dividually identified<strong>impurities</strong>. However, USP has adopted a 0.1 percent threshold for impurity identification via thepublication of Other Impurities <strong>in</strong> General Notices and Requirements (Sixth Supplement,p. 3636), which became official on November 15, 1996.2New <strong>drug</strong> substance is def<strong>in</strong>ed <strong>in</strong> the Glossary of Terms.J:\!GUIDANC\2452DFT.WPDJuly 21, 19982
48II.CLASSIFICATION OF IMPURITIESDraft-Not for Implementation49505152535455565758596061626364656667686970Impurities may be classified <strong>in</strong>to the follow<strong>in</strong>g categories:! Organic Impurities (Process and Drug Related)! Inorganic Impurities! Residual SolventsOrganic <strong>impurities</strong> may arise dur<strong>in</strong>g the manufactur<strong>in</strong>g process and/or storage of the <strong>drug</strong>substance. They may be identified or unidentified, volatile or nonvolatile, and <strong>in</strong>clude:! Start<strong>in</strong>g materials! By-products! Intermediates! Degradation products! Reagents, ligands, and catalystsInorganic <strong>impurities</strong> may derive from the manufactur<strong>in</strong>g process. They are normally known andidentified and <strong>in</strong>clude:! Reagents, ligands, and catalysts! Heavy metals! Inorganic salts! Other materials (e.g., filter aids, charcoal)Residual solvents are organic or <strong>in</strong>organic liquids used dur<strong>in</strong>g the manufactur<strong>in</strong>g process. S<strong>in</strong>cethese are generally of known toxicity, the selection of appropriate controls is easily accomplished.Excluded from this document are (1) extraneous contam<strong>in</strong>ants, which should not occur <strong>in</strong> <strong>drug</strong><strong>substances</strong> and are more appropriately addressed as good manufactur<strong>in</strong>g practice issues; (2)polymorphic form, a solid state property of the <strong>drug</strong> substance; and (3) enantiomeric <strong>impurities</strong>.717273747576III.RATIONALE FOR THE REPORTING AND CONTROL OF IMPURITIESA. Organic ImpuritiesThe DMF holder or the applicant should summarize those actual and potential <strong>impurities</strong>most likely to arise dur<strong>in</strong>g the synthesis, purification, and storage of the <strong>drug</strong> substance.This summary should be based on sound scientific appraisal of the chemical reactions<strong>in</strong>volved <strong>in</strong> the synthesis, <strong>impurities</strong> associated with raw materials that could contribute toJ:\!GUIDANC\2452DFT.WPDJuly 21, 19983