Audit, Risk & Governance Africa Conference Durban ... - MIS Training

The Global Leader inAudit, Fraud & Security Training5th Annual“MIS is the leading training institution for strategies for the fight againstcorruption in the African continents, encouraging Africans to find Africansolutions to corruption”Auditor General (State), Office of the Auditor-General, Kano State, NigeriaAudit, Risk & Governance Africa ConferenceDurban, South Africa9th - 13th August 2010The Riverside Hotel - Durban, South AfricaAfrica’s Premier Event for Business & Government Leaders: Achieving Accountability, Transparency & GovernanceKeynote Insights by• Mr. Terence Nombembe, Auditor-General, Office of the Auditor-General South Africa(& Chairman, AFROSAI & First Vice Chairman, INTOSAI Governing Board) – Republic of South Africa• Professor Mervyn E. King SC, Chairman, King Committee on Corporate Governance in South Africa• Honourable Thokozani Khuphe MP, Deputy Prime Minister of Zimbabwe• Mrs. Ifueko Omoigui-Okauru MFR, Executive Chairman, Federal Inland Revenue Service (FIRS) of Nigeria• Mr. Sanusi Lamido Sanusi, Governor Central Bank of Nigeria (prov.)An International Keynote Speaker Panel Includes• Honourable Mary. R. Mugyenyi, MP, Second Vice President, Africa Union- Pan Africa Parliament - Republic of South Africa• Mr. Ivor Beazley, Head of Projects on Governance and Anti-Corruption (GAC) & Chair of GAC Committee, World Bank – U.S.• Mr. Livhuwani Ronald Phume, Head of Internal Audit, Government Employees Pension Fund (GEPF) – Republic of South Africa• Mr. Mark Carawan, Group Internal Audit Director, Barclays Bank PLC – UK• Mr. Jim D. Best, Chairman & Chief Executive Officer, Kalahari Energy – Botswana• Ms. Suzanne Orr, Head of Internal Audit, Home Office - UK• Mr. Andrew Smuts, Director, Global PBB Audit - Group Internal Audit, Standard Bank Group – Republic of South Africa• Mr. BSD Sanga, Principal Staff Officer to the Executive Chairman, Economic and Financial Crimes Commission – Nigeria• Mr. Patrick E. O. Obath, Chairman, Federation of Kenya Employers & Chairman, Kenya Private Sector Alliance (KEPSA) – Kenya• Mr. Murray Michell, Director, Financial Intelligence Centre - Republic of South Africa• Dr. Arbogast Kemoli Akidiva, Acting Assistant Director-Preventive Services Directorate, Kenya Anti-CorruptionCommission, Integrity Centre – Kenya• Mr. Matt Allen, Head of Deterrents - Enforcement, National Fraud Authority - UK• Mr. Graham Joscelyne, Specialist in Oversight and Assurance (& Immediate Past Chairman, Audit Committee for theUN World Food Programme, Former Auditor General, World Bank)• Mr. Naweed Riaz, Chief Investigation Officer, Integrity and Anti-Corruption Division, Office of The Auditor General,African Development Bank – Tunisia• Mr. Ross Fraser, Senior Consultant Internal Audit & Integrity, Angolan Customs Service (Alfandegas) – Angola• Mr. James Paterson, Recently Chief Internal Auditor, Astra Zeneca - UK• Dr. B. E. Ndungu, Group Security and Risk Manager, RIOZIM LIMITED – Zimbabwe• Lady Olga Maitland, CEO, Money Transfer International & Founder, Defence & Security Forum - UK• Dr Sally Leivesley, Newrisk Limited London, Advisors to Governments and Companies on CatastrophicRisk, Continuity and Security - UK• Dr. Eduardo Gelbstein, Adjunct Professor, Webster University, Geneva, Former Advisor, UN Boardof Auditors & Former Director, UN International Computing Centre – Switzerland• Mr. Danie du Plessis, Director: Unit for Forensic Accounting in the Department of Accounting,University of Pretoria - Republic of South Africa• Ms. Valerie Jenkins, CIO, Zurich Insurance Company - South Africa• Mr. Mwenya P. Chitalu, CIA, Head of Procurement, Zanaco Bank plc – Zambia• Mr. Roar Frøystad, Leading Auditor, Statoil ASA – Norway• Dr. Swatantra A. Goolsarran, FCCA, Executive Secretary, United Nations Board of Auditorsand Panel of External Auditors (& Former Auditor General, Audit Office of Guyana)New for 2010• Expanded 2-Day Fraud & CorruptionAfrica Summit• Audit Directors’ Roundtable Africa -Held Under The Chatham House Rule• 4 Practical Interactive Workshops:Investigations of Fraud & Anti-Corruption;Auditing Financial Services; AssuranceMapping; 10 Rules for Auditing CyberSecurity, Protecting Data & InformationSecurity AuditingRegister by 9th June toReceive Two FREE Books(Worth £90!)See back page for detailsEarn 37 CPE creditsAttended by Ministers, Auditor Generals, Governors, CEOs, Chief Audit Executives, Risk & Anti-CorruptionDirectors & The International Community Hear the Direct Feedback From Last Years' Participants:“MIS Training’s Audit, Risk & Governance Conference is remarkable - inspiring, empowering,exciting & equipping. An excellent package with practical tools/skills that empower beyondimagination” - Board Member, CDF Kenya“MIS is the leader training institution for strategies for the fight against corruption in theAfrican continents, encouraging Africans to find African solutions to corruption”Auditor General (State), Office of the Auditor-General, Kano State, Nigeria“The conference was an eye opener, it highlighted critical areas which otherwise are takenfor granted” - Internal Auditor, National Pension School Authority, Zambia“The conference is among the best conferences in the world, not worth missing it”Chief Internal Auditor, Parastatal Pensions Fund, Tanzania“Fantastic insight into challenges & opportunities for auditors in Africa from a range ofdistinguished & highly qualified speakers & participants”Head of Global Compliance Investigations, AstraZeneca, UKRegister now at www.mistieurope.com/auditAfrica, conferences@mistieurope.com, Tel: +44 (0)20 7779 8944Association PartnersPartner TanzaniaMedia PartnersSouth AfricaZambia

5th Annual Audit, Risk & Governance Africa Conference Durban, South Africa“MIS is the leading training institution for strategies for the fight against corruption in the African continents, encouraging Africans to find African solutions to corruption”Auditor General (State), Office of the Auditor-General, Kano State, Nigeria9th - 13th August 2010, The Riverside Hotel - Durban, South AfricaAfrica’s Premier Event for Business & Government Leaders: Achieving Accountability, Transparency & Governance10 More Reasons Why Africa’s Premier Event is Not to be Missed This Year1. Expanded 2-Day Fraud & Corruption Africa Summit - focuses onprevention, detection, investigations & enforcement2. 4 New Interactive & Practical Workshops:1 - Investigations of Fraud & Anti-Corruption; 2 - Auditing FinancialServices 3 - Assurance Mapping; 4 - 10 Rules for Auditing CyberSecurity, Protecting Data & Information Security3. NEW Audit Directors’ Roundtable Africa - held under The ChathamHouse Rule, this is the ultimate benchmarking session in a ‘hands on’,intimate setting & no death by PowerPoint!4. Meet Senior Government Keynote Speakers to Prepare Yourselffor the Future - Including Important King III Insights• Mr. Terence Nombembe, Auditor-General, Office of the Auditor-GeneralSouth Africa (& Chairman, AFROSAI and First Vice Chairman, INTOSAIGoverning Board)• Professor Mervyn E. King SC, Chairman, King Committee onCorporate Governance in South Africa – Republic of South Africa• Honourable Thokozani Khuphe MP, Deputy Prime Minister, Zimbabwe• Honourable Mary. R. Mugyenyi, MP, Second Vice President, AfricaUnion- Pan Africa Parliament• Mr. Ivor Beazley, Head of Projects on Governance and Anti-Corruption(GAC) & Chair of GAC Committee, World Bank - U.S.• Mr. Sanusi Lamido Sanusi, Governor, Central Bank of Nigeria• Mr. Murray Michell, Director, Financial Intelligence Centre South Africa• Mr. Matt Allen, Head of Deterrents - Enforcement, National FraudAuthority, UK• Mr. BSD Sanga, Principal Staff Officer to the Executive Chairman,Economic and Financial Crimes Commission – Nigeria5. Hear Proven Audit Strategies Directly from Heads of Internal Audit& Risk Management from organisations such as: AstraZeneca; BarclaysBank plc; Government Employees Pension Fund of South Africa; StandardBank Group; Kalahari Energy Botswana; African Development Bank;Angolan Customs Service; Rio Tinto Zimbabwe6. Play Out New Major Risk Scenarios & Exercises to Manage YourOrganisation’s Reputation & Understand Your Key Threats - led byglobal expert on Catastrophic Risk, Continuity and Security, Dr. SallyLeivesley7. Lively Panel Debates on Core Challenges!• Political corruption &”life style audits”: a viable option to root outcorrupt government officials?• Legal aspects of investigation, enforcement & recovery• The African CEO view on governance• What are appropriate measurements for public sector internal auditeffectiveness?• Development of audit committees: effective governance &enhanced reporting• Auditing critical boardroom processes - non executive directorspanel• How can internal audit influence the organization’s riskmanagement culture? Quality & risk assurance8. Optional Breakfast Briefing - practical advice on online fraud risk& how to survive a PCI audit!9. Gain Certificate for your Continued Education Points & MakeInvaluable New Contacts from across the Globe at networkingreceptions, lunches, dinners & local visits that are an integral part ofthe event & included in the fee! A total of 37 CPE credits are availableover the full 5-days!10. NEW”Inspirational Roundtables” - Led By ExperiencedFacilitators1. Engagement of External Auditors: Lessons & Challenges2. Revolutionalising the Audit Process3. Developing Skills in Report Writing & Communicating the ResultAssociation PartnersZambiaInstitute of Internal Auditors (IIA) - Zambia Established in 1941, The Institute of InternalAuditors (IIA) is an international professional association of more than 130,000 members withglobal headquarters in Altamonte Springs, Fla., United States. Throughout the world, The IIA isrecognized as the internal audit profession’s leader in certification, education, research, &technological guidance. For more information visit www.theiia.org or email iia@theiia.orgThe Association of Chartered Certified Accountants (ACCA) - is the global body for professionalaccountants. We aim to offer business-relevant, first-choice qualifications to people ofapplication, ability & ambition around the world who seek a rewarding career in accountancy,finance & management. We support our 131,500 members & 362,000 students throughout theircareers, providing services through a network of 80 offices & centres. Our global infrastructure means that exams& support are delivered - & reputation & influence developed - at a local level, directly benefiting stakeholderswherever they are based, or plan to move to, in pursuit of new career opportunities. Contact: 29 Lincoln’s InnFields London WC2A 3EE United Kingdom, +44 (0)20 7059 5000, www.accaglobal.comInformation Systems Audit and Control Association (ISACA) - South Africa ISACA’smembership-more than 35,000 strong worldwide-is characterised by its diversity.Members live & work in more than 100 countries & cover a variety of professional ITrelatedpositions-to name just a few, IS auditor, consultant, educator, IS securitySouth Africaprofessional, regulator, chief information officer & internal auditor. They work in nearly all industry categories,including financial & banking, public accounting, government & the public sector, utilities & manufacturing. Its newCertified Information Security Manager (CISM) certification uniquely targets the information security managementaudience. E-mail membership@isaca.org or visit www.isaca.orgEastern Central & Southern African Federation of Accountants (ECSAFA) - is aregional body whose objects, inter alia, are to co-ordinate development of theaccountancy profession & the promotion of internationally recognised standards ofprofessional competence & conduct within the region. The mission of the organisation is to build & promote theaccountancy profession in the Eastern, Central and Southern regions of Africa in order that it is, & is perceived byaccountants, businesses, financiers & governments, to be an important factor in the economic development ofthe region. Full membership is open to national accountancy bodies in member states while observer membershipis open to international accountancy organisations & other agencies with interest in accounting operating in theregion. National accountancy bodies in the course of formation in the member states are accorded temporarystatus in the organisation pending their establishment. www.ecsafa.orgThe Southern African Institute of Security & Risk Management (SAISRM) - was founded in 2007 &registered as a non-profit organization. SAIRM is a voluntary institute of security & risk professionalsdedicated to the enhancement of closer ties between various security & risk disciplines together with theupliftment & maintenance of service standards within security & risk profession. To carry out the abovemission, SAISRM has established the following objectives: 1.To promote the status of the security professional & to enhance theimage of the security & risk industry in the eyes of the public; 2. To provide a representative body for supervisory & management ofpersonnel in the security & risk industry; 3. To link closely with the other providers of security & risk regionally & internationally; 4. Toliaise with other associations & bodies relating to the security & risk industryKEPSA is the apex body & single voice of the private sector, with a membership that comprises morethan 60 Business Membership Organisations (BMOs) & in excess of 180 corporate organizations – &isstill growing. The strategic focus for KEPSA is advocacy on behalf of the private sector on high levelnational cross-cutting issues, & the coordination of private sector engagement in public-private dialogue.In addition, it has an important role to play in identifying gaps in sector representation on national issues & also capacitydevelopment of BMOs where this has been identified as an opportunity for improving advocacy.International Compliance Association (ICA) The ICA is a professional organisationdedicated to the pursuit of excellence in compliance, anti-money laundering &financial crime prevention. Operating in the financial services sector, the ICA deliversaccredited learning, developing & supporting professionals globally. For novice &experienced practitioners, the ICA certificate & diploma programmes are arecognised mark of achievement. Through dialogue, information exchange & comprehensive resource material, theAssociation helps individuals to improve business practice & minimise risk. www.int-comp.orgPartner TanzaniaVictoria Computers & Telecoms (VICATEL) - Our vision - To be a leader for the provision of business assurance &technology risk solutions in Tanzania, East Africa & the sub-region. Our mission - To empowerorganisations and individuals to achieve greater success through the provision of superior businessassurance & technology risk solutions; & in tandem to create job opportunities & wealth for nationaldevelopment. Our values - We value being: a results-oriented institution; a superior quality institution; adynamic learning institution; accountable & a responsible corporate citizen. www.vicatel.comMedia Partners

5th Annual Audit, Risk & Governance Africa Conference Durban, South Africa“MIS is the leading training institution for strategies for the fight against corruption in the African continents, encouraging Africans to find African solutions to corruption”Auditor General (State), Office of the Auditor-General, Kano State, Nigeria9th - 13th August 2010, The Riverside Hotel - Durban, South AfricaMonday 9th August 2010 Day One - Fraud & Corruption Africa SummitFighting Fraud & Corruption Risk: Emerging Trends & Approaches08:30 COFFEE & REGISTRATION12:50 LUNCHPANEL KEY CASE STUDYKEYNOTE KEYNOTEOPENING KEYNOTE08:50 CHAIRMAN’S OPENING09:00 AUDITOR GENERAL: SUPPORTING EFFICIENT & SUSTAINABLEPUBLIC FINANCIAL MANAGEMENT• Supporting efficient & sustainable public financial management• Promoting good governance• Ensuring transparency, accountability & sound financial controls inthe management of public finances• Co-operation on governance in the international community• What constitutes a”best-class” National Audit Office?• Current challenges & lessons learnedMr. Terence Nombembe, Auditor-General, Office of the Auditor-General, Republic of South Africa (& Chairman, AFROSAI andFirst Vice Chairman, INTOSAI Governing Board) - Republic ofSouth Africa09:40 GOVERNANCE, CORRUPTION & HUMAN RIGHTS IN ZIMBABWEHonourable Thokozani Khuphe MP, Deputy Prime Minister,Zimbabwe (& Member, African Parliamentary Network againstCorruption) – Zimbabwe10:20 THE FINANCIAL SECURITY MANDATE OF THE EFCC: SELECTCASESThis keynote will establish what financial security is from a macroeconomicpoint of view, discuss how the EFCC is saddled with themandate of establishing macro-economic financial security & thendiscuss select cases where it provided financial security to Nigeria& off-shore investors.Mr. BSD Sanga, Principal Staff Officer to the Executive Chairman,Economic and Financial Crimes Commission - Nigeria11:00 MORNING COFFEE BREAK & GROUP PHOTO11:30 ANTI-MONEY LAUNDERING & THE FINANCING OF TERRORISMMr. Murray Michell, Director, Financial Intelligence Centre -Republic of South Africa12:10 POLITICAL CORRUPTION &”LIFE STYLE AUDITS”: A VIABLEOPTION TO ROOT OUT CORRUPT GOVERNMENT OFFICIALS?• Should senior political & public figures submit to ‘lifestyle audits’& make the results public?• Would this strengthen the political will to fight corruption?• Privacy versus transparency• Addressing corruption in interventions in conflict countries• Transparency governing how contracts for the delivery of goods &public services are awarded• Impeaching Ministers, extradition challenges & dealing withpolitically exposed persons (PEPs)• How do corrupt rulers hide stolen money in the world’s financialmarkets?• Investigating the misappropriation of public funds• What is an effective punishment?Chaired by: Mr. Ivor Beazley, Head of Projects on Governance andAnti-Corruption (GAC) & Chair of GAC Committee, World Bank - U.S.Panellists: Dr. Arbogast Kemoli Akidiva, Acting Assistant Director-Preventive Services Directorate, Kenya Anti-CorruptionCommission, Integrity Centre - Kenya; Mr. Murray Michell,Director, Financial Intelligence Centre - Republic of South Africa;Lady Olga Maitland, CEO, Money Transfer International & Founder,Defence & Security Forum – UK; Dr. Swatantra A. Goolsarran,FCCA, Executive Secretary, United Nations Board of Auditors andPanel of External Auditors (& Former Auditor General of Guyana);Mr. Naweed Riaz, Chief Investigation Officer, Integrity and Anti-Corruption Division, Office of The Auditor General, AfricanDevelopment Bank – Tunisia14:00 INVESTIGATION OF ETHICAL MISCONDUCTMr. Roar Frøystad, Leading Auditor, Statoil ASA – Norway14:30PRACTICAL EXPERIENCES OF AUDITING PROCUREMENTMr. Mwenya P. Chitalu, CIA, Head of Procurement, Zanaco Bankplc – Zambia15:10ANTI-MONEY LAUNDERING & COUNTER TERRORISTFINANCING INITIATIVES IN SOUTH AFRICA - UPDATE &LEARNING POINTS FOR AFRICA• Amendments to SA AML/CFT legislation• The FATF country report 2009• Issues relating to ML/TF suspicious reporting• The role of accountants, auditors & attorneys• Defence reporting or fighting ML/TF• Some FATF & other case studies• An Africa viewMr. Danie du Plessis, Director: Unit for Forensic Accounting in theDepartment of Accounting, University of Pretoria – Republic ofSouth Africa15:55AFTERNOON TEA BREAK16:10A HOLISTIC APPROACH TO FRAUD INTELLIGENCE,AWARENESS, PREVENTION & AWARENESS - REALEXPERIENCESLed by: Dr. Arbogast Kemoli Akidiva, Acting Assistant Director-Preventive Services Directorate, Kenya Anti-CorruptionCommission, Integrity Centre – Kenya16:50GOVERNANCE & ANTI-CORRUPTION: APPLICATION ONWORLD BANK PROJECTSMr. Ivor Beazley, Head of Projects on Governance and Anti-Corruption (GAC) & Chair of GAC Committee, World Bank - U.S.Mr. Beazley leads the World Bank projects on Governance and Anti-Corruption(Operations Policy and Country Services), articulating the World Bank GAC policies &their application on World Bank projects. He also chairs the Bank’s GAC Committeereporting directly to the Managing Directors. Hear valuable insights17:30CLOSE OF DAY ONE17:45WELCOME RECEPTION*Please note that confirmation & details of all networkingfunctions are still provisional at this stage.Exciting New Business Opportunities with Senior Business & GovernmentLeaders at the 5th Annual Audit, Risk & Government Africa Conference 2010At a time of great pressure to improve control & governance processes & crackdown on fraud & corruption, this conference presents an excellent opportunity topromote your organisation’s expertise & products. If you are interested inexpanding business operations within Africa & meeting business & governmentleaders from across Africa then why not place your organisation’s expertise on aplatform. Options range from exhibiting through to sponsoring a networking functionin Durban or making your mark as a keynote speaker! To become part of this eventnow & demonstrate your market leadership at this event, please contact:Email: shook@mistieurope.comTel: +44 (0)20 7779 7200 Fax: + 44 (0)20 7779 8293KEYCASE STUDYKEYNOTE KEYCASE STUDYKEYNOTE

5th Annual Audit, Risk & Governance Africa Conference Durban, South Africa“MIS is the leading training institution for strategies for the fight against corruption in the African continents, encouraging Africans to find African solutions to corruption”Auditor General (State), Office of the Auditor-General, Kano State, Nigeria9th - 13th August 2010, The Riverside Hotel - Durban, South AfricaTuesday 10th August 2010 Day Two - Fraud & Corruption Africa SummitReal World Solutions for Prevention, Detection, Investigation & Deterrence07:45 - 08:15 OPTIONAL BREAKFAST BRIEFING: ONLINE FRAUD & HOW TO SURVIVE A PCI AUDITOnline payment fraud is big business, costing e-commerce retailers millions per year as today’s fraudsters are consistently taking advantage of weaknesses in securitysystems to acquire credit card data. Knowing where PCI is now & the solutions available will help you to ensure you, or your clients, don’t end up falling victim. Gainvaluable insights at this practical session.08:30 COFFEE & REGISTRATION08:55 CHAIRMAN’S OPENINGSPECIALKEYNOTEKEYCASE STUDYKEYNOTEKEYNOTE KEYNOTEPANEL09:00 KING III: GOVERNANCE IN SOUTH AFRICA TODAYProfessor Mervyn E. King SC, Chairman, King Committee on Corporate Governance in South Africa – Republic of South Africa09:50 THE NATIONAL FRAUD AUTHORITY UK APPROACH TO PERFORMANCE MANAGEMENT FOR COUNTER FRAUDMr. Matt Allen, Head of Deterrents - Enforcement, National Fraud Authority – UK10:30 FRAUD & CORRUPTION IN REMITTANCESLady Olga Maitland, CEO, Money Transfer International & Founder, Defence & Security Forum – UK11:10 MORNING TEA BREAK11:30 LEGAL ASPECTS OF INVESTIGATION, ENFORCEMENT & RECOVERY• Due diligence in pertinent business functions• Prevent unlawful corrupt payments• Accurate financial record keeping• Adding value from recoveries• Foster the reporting of violations & monitor high-risk activity• Corporate manslaughter & corporate criminal liability• Latest global legislations that work• Asset recovery & confiscation update• The latest investigations into cartels & the criminal penalties companies can facePanellists: Mr. Murray Michell, Director, Financial Intelligence Centre - Republic of South Africa; Mr. Matt Allen, Head of Deterrents - Enforcement, National Fraud;Authority - UK; Mr. Livhuwani Ronald Phume, Head of Internal Audit, Government Employees Pension Fund (GEPF) - Republic of South Africa12:10 FINANCIAL STATEMENT & INVESTOR FRAUD - WHERE WERE THE INTERNAL AUDITORS?• The responsibilities of external & internal auditors for fraud detection• The basics of financial statement fraud• Investor fraud & pyramid schemes• Is there financial statement fraud in government accounts• Internal auditing & fraud auditing• Where to internal auditMr. Danie du Plessis, Director: Unit for Forensic Accounting in the Department of Accounting, University of Pretoria - Republic of South Africa12:50 LUNCH13:50 - 15:30 PLEASE SELECT THE WORKSHOP OF YOUR CHOICE:WORKSHOP 1 FRAUD INVESTIGATIONS FOR AUDITORS AND INVESTIGATORS• Case study ( real life scenario as faced by the bank)• Whistle blowing policy & procedures & what can go wrong-how to ensureutmost confidentiality & protect sources if identity becomes known• Investigative interviewing techniques- theory (peace model & cognitiveapproaches as used by UK police )• Practical demonstrations of how to apply investigative interviewingtechniques to get the best evidence from witnesses & suspectsLed by: Mr. Naweed Riaz, Chief Investigation Officer, Integrity and Anti-Corruption Division, Office of The Auditor General, African DevelopmentBank – Tunisia15:30 AFTERNOON TEA BREAK15:50 MANAGING FRAUD RISK GLOBALLYMr. Mark Carawan, Group Internal Audit Director, Barclays Bank PLC - UK16:50 AUDITING RESPONSE STRATEGY FOR REPUTATION & TOP RISKS: ARE MEASURES IN PLACE FOR TOP SECURITY RISKS? -The challenge for politicians, auditors, security managers & financial risk managers is to define core principles for managing top risks in a global environment. In 2012over 200 countries will participate in a world sporting event in London - how prepared are countries for assessing the risks of iconic events that carry the risk ofinternational terrorism, fraud & reputation impacts? Is it possible to create compatibilities in risk management across nations & recognised processes for internationalorganizational governance? Global continuity in audit & security risk management is a professional challenge for auditors when testing risk & reputation management &advising national governments on risk management & residual risk.• Definition of core principles for managing top risks• Response strategies for top risks• Quantifying catastrophic reputation & security risks• Building compatibility international security risk management• Case Study: London 2012 issues for participating nations• Discussion by participants on recent sporting events & risk management prioritiesDr. Sally Leivesley, Newrisk Limited London, Advisors to Governments and Companies on Catastrophic Risk, Continuity and Security - UK17:50 CLOSE OF DAYWORKSHOP 2 AUDITING FINANCIAL SERVICES FOR FRAUD & CORRUPTION• How financial institutions can fight against fraudulent & corrupt customers• How can one hide stolen money in the world’s financial markets?• Insider trading & market abuse• Exposing corruption• What are the constraints that hinder banks?• Would better international regulation help?• Does experience of tackling terrorist finance offer solutions for dealing withcorruption?• How do multinational banks & insurance companies manage the risk offraud in practice?Led by: TBC18:00 DOLPHIN CATAMARAN CRUISE RECEPTION *Please note that the scheduling of all networking functions is provisional at this stage.

OFFICIALOPENING KEYNOTEKEYNOTEPANEL KEYNOTE KEYNOTEPANEL KEYNOTE PANELKEYNOTE KEYNOTEKEYNOTEWednesday 11th August 201008:30 COFFEE & REGISTRATION08:55 CHAIRMAN’S INTRODUCTION09:00 ACCOUNTABILITY, TRANSPARENCY & GOVERNANCEHonourable Mr. Trevor Andrew Manuel, Minister in the Presidency: National PlanningCommission, Ministry in the Presidency for National Planning - Republic of SouthAfrica - invited; Honourable Mr. Pravin Gordhan, Minister of Finance, Ministry ofFinance - Republic of South Africa - invited09:30 TURNING EFFECTIVE AUDIT & INVESTIGATION FOR IMPROVED TAX COMPLIANCEIN AFRICAMrs. Ifueko Omoigui-Okauru MFR, Executive Chairman, Federal Inland RevenueService (FIRS) of Nigeria10:10 INTERNAL AUDIT CONTEMPORARY CHALLENGES: NAVIGATING THROUGH THECORPORATE-POLITICAL LAND MINESAddressing the 6 Rs:• Resources• Reporting structure• Recognition• Relevance• Relationships• Risk-based auditsMr. Livhuwani Ronald Phume, Head of Internal Audit, Government EmployeesPension Fund (GEPF) - Republic of South Africa10:50 MORNING COFFEE BREAK & GROUP PHOTO11:20 THE ROLE OF PARLIAMENT IN GOVERNANCE IN AFRICAHonourable Mary R. Mugyenyi MP, Second Vice President, Africa Union- Pan AfricaParliament - Republic of South Africa12:00 PUBLIC SECTOR INTERNAL AUDIT: HOW TO POSITION IT FOR GREATEST IMPACT• IAs role in public sector financial management reform• IAs strategic advantages to management• IAs value as an assurer & advisor• IA as a resource rather than an expenseMr. Graham Joscelyne, Specialist in Oversight and Assurance (& Immediate PastChairman, Audit Committee for the UN World Food Programme, Former AuditorGeneral, World Bank)12:40 WHAT ARE APPROPRIATE MEASUREMENTS FOR PUBLIC SECTOR INTERNAL AUDITEFFECTIVENESS• When is the right time to start measuring & why?• What should be measured & what are the key indicators?• How do you measure public sector IA effectiveness?• What are the Priorities for Performance Enhancement?• Role of the Auditor GeneralChaired by: Mr. Graham Joscelyne, Specialist in Oversight and Assurance (&Immediate Past Chairman, Audit Committee for the UN World Food Programme,Former Auditor General, World Bank); Auditor Generals, & Various Auditor GeneralsPanellists: Mrs. Ifueko Omoigui-Okauru MFR, Executive Chairman, Federal InlandRevenue Service (FIRS) of Nigeria; Mr. Ivor Beazley, Head of Projects on Governanceand Anti- Corruption (GAC) & Chair of GAC Committee, World Bank - U.S.; HonourableMary R. Mugyenyi MP, Second Vice President, Africa Union- Pan Africa Parliament -Republic of South Africa; Ms. Suzanne Orr, Head of Internal Audit, Home Office - UK13:30 LUNCH14:30 DEVELOPING AN EFFECTIVE AUDIT COMMITTEE• Attributes of an effective audit committee• How to strengthen a weak Audit CommitteeThursday 12th August 201008:00 COFFEE & REGISTRATION08:45 CHAIRMAN’S INTRODUCTION5th Annual Audit, Risk & Governance Africa Conference Durban, South Africa“MIS is the leading training institution for strategies for the fight against corruption in the African continents, encouraging Africans to find African solutions to corruption”Auditor General (State), Office of the Auditor-General, Kano State, Nigeria9th - 13th August 2010, The Riverside Hotel - Durban, South AfricaDay One - 5th Annual Audit, Risk & Governance Africa Conference09:00 SUSTAINABILITY, ETHICS & MOVING BEYOND REPORTINGMr. Patrick E. O. Obath, Chairman, Federation of Kenya Employers & Chairman,Kenya Private Sector Alliance (KEPSA) - Kenya09:30 RISK & REWARD: BUILDING A TRANSPARENT BANKING SECTOR FOR NIGERIA• Financial reputation & risk assessment• Outlook for the Nigerian banking sector• Transforming risk & audit• Improving the central bank’s governance structure & processesMr. Sanusi Lamido Sanusi, Governor, Central Bank of Nigeria - Federal Republic of Nigeria (prov.)10:00 AUDITING CRITICAL BOARDROOM PROCESSES: CORPORATE GOVERNANCE & REPORTINGInstitutions cannot fulfil their corporate governance responsibilities effectively until theirboards take ownership of strategy & conduct “strategy audits” in the same way theyare required to audit financial accounts• Embracing the opportunities of King III & international guidance• Top advice for achieving good & balanced corporate governance• What to do if senior management or the board is involved in an incident• ‘Best practice’ strategies for reporting to the Board• How can audit committees support the work of the internal auditor?• How should the Audit Committee fit into the whole governance structure?• How can audit gain buy-in from the Audit Committee• Roles of non-executive directors• Can the Audit Committee really give stakeholders what they want?• How can you measure the effectiveness of the Audit Committee?Chaired by: Mr. Mark Carawan, Group Internal Audit Director, Barclays Bank PLC - UKFacilitated by: Mr. Ross Fraser, Senior Consultant Internal Audit & Integrity, Angolan CustomsService (Alfandegas) - Angola; Mr. Andrew Smuts, Director, Global PBB Audit - Group InternalAudit, Standard Bank Group - Republic of South Africa; Mr. Patrick E. O. Obath, Chairman,Federation of Kenya Employers & Chairman, Kenya Private Sector Alliance (KEPSA) - Kenya;Mr. James Paterson, Recently Chief Internal Auditor, Astra Zeneca - UK15:10 RISK-BASED AUDITING IT’S A RISKY BUSINESS!• Risk, risk management & RBA - ensure there is a common understanding ofterminology• The development of risk based auditing (RBA) - key developments that led to a riskbased approach to auditing• Implementing RBA (using case studies in support of the content) 1. How toundertake an audit evaluation of the organisations risk management system; 2.How to plan audits using an RBA approach; 3. How to plan Individual risk basedaudit assignments• The benefits of risk based auditing - highlight the key benefits of a RBA approach• The challenges facing you in introducing RBA - potential risks & difficulties inimplementing RBAMr. Ross Fraser, Senior Consultant Internal Audit & Integrity, Angolan CustomsService (Alfandegas) - Angola15:50 AFTERNOON TEA BREAK16:10 MANAGING AUDITOR’S RELATIONSHIPS WITH MANAGEMENT & GENERALMANAGEMENT FOR AUDITORSBuilding & maintaining relationships with management (& other stakeholders) iscritical to building a credible & successful Internal Audit function. Hear key insightsinto how to build credible relationships within the Group.• Understanding what management’s (& potentially other stakeholders)views/perceptions & expectations are• Understanding the business• Being risk focused• Efficient & effective service delivery• Managing the peopleMr. Andrew Smuts, Director, Global PBB Audit - Group Internal Audit, StandardBank Group - Republic of South Africa16:50 THE PSYCHOLOGY OF RISK & AUDIT• A recap of the conventional messages of how we’d like things to be for Risk & Audit• The realities we often face as audit & risk professionals, but rarely discuss• Taking key (& often unexpected) lessons from psychology & organisationaleffectiveness research to make more sense of what might be going on• What risk & audit professionals can do about this: practical lessons we can learnfrom research in leadership development & change managementMr. James Paterson, Recently Chief Internal Auditor, Astra Zeneca - UK17:30 IMPROVING PUBLIC ACCOUNTABILITY: THE GUYANA EXPERIENCELed by: Dr. Swatantra A. Goolsarran, FCCA, Executive Secretary, United NationsBoard of Auditors and Panel of External Auditors (& Former Auditor General, AuditOffice of Guyana)18:10 CLOSE OF DAY19:00 MAIN CONFERENCE DINNER AT THE ‘SHARK’ CARGO HOLD RESTAURANT, DURBAN* Please note that the scheduling of all networking functions is provisional atthis stage.Day Two - 5th Annual Audit, Risk & Governance Africa ConferenceChaired by: Mr. Ross Fraser, Senior Consultant Internal Audit & Integrity, AngolanCustoms Service (Alfandegas) - AngolaKeynote Panellists: Mr. Patrick E. O. Obath, Chairman, Federation of KenyaEmployers & Chairman, Kenya Private Sector Alliance (KEPSA) - Kenya10:40 MORNING COFFEE BREAK11:00 ASSURANCE FRAMEWORKS & HOW TO INTEGRATE AUDITMs. Suzanne Orr, Head of Internal Audit, Home Office - UK11:40 DEVELOPING & IT AUDIT STRATEGY FOR THE 2010SCOBIT 3 was a landmark in defining”process audit” & remains an invaluable tool. Theemergence & practice of risk-based audits & IT Governance audits, supported byboth the IIA & ISACA has required a new focus & approach to be developed. Morerecently however, the widespread adoption of Enterprise Risk Management (ERM) hascreated a need for IT audit to follow suit & develop audit programmes that addressInformation Risk Management.• The criteria & methodologies for auditing Information Risk Management• The role of ISACA’s IT Risk Framework & how it relates to COBIT & ValIT• Information Risk Management Maturity levels• The need for auditees to be aware of the role of auditors in assessing risk managementDr. Eduardo Gelbstein, Adjunct Professor, Webster University, Geneva, Former Advisor, UNBoard of Auditors & Former Director, UN International Computing Centre - SwitzerlandKEY CASE STUDYKEYNOTE CASESTUDY KEYNOTEKEY CASE STUDYSTUDYKEY CASEKEYNOTE

KEY CASESTUDYPANELThursday 12th August 20105th Annual Audit, Risk & Governance Africa Conference Durban, South Africa“MIS is the leading training institution for strategies for the fight against corruption in the African continents, encouraging Africans to find African solutions to corruption”Auditor General (State), Office of the Auditor-General, Kano State, Nigeria9th - 13th August 2010, The Riverside Hotel - Durban, South AfricaDay Two - 5th Annual Audit, Risk & Governance Africa Conference12:20 ENTERPRISE-WIDE RISK MANAGEMENT: HOW TO PREVENT UNPLEASANT SURPRISESDr. B. E. Ndungu, Group Security and Risk Manager, RIOZIM LIMITED - Zimbabwe13:00 LUNCH14:00 HOW CAN INTERNAL AUDIT INFLUENCE THE ORGANIZATION’S RISK MANAGEMENT CULTURE: QUALITY & RISK ASSURANCE AUDIT TO FIGHT THE LATEST THREATS• ERM implementation• Policies, practices & processes• Selecting the best 3rd parties to assist in implementation• Challenges of embedding ERM into your existing structuresPanellists: Dr. B. E. Ndungu, Group Security and Risk Manager, RIOZIM LIMITED - Zimbabwe; Mr. Ross Fraser, Senior Consultant Internal Audit & Integrity, Angolan CustomsService (Alfandegas) - Angola; Ms. Suzanne Orr, Head of Internal Audit, Home Office - UK14:30 - 16:30 PLEASE SELECT YOUR PREFERRED INTERACTIVE SESSION:WORKSHOP ASSURANCE MAPPINGLed by: Mr. James Paterson, Recently Chief Internal Auditor, Astra Zeneca - UKJames has had over 5 years experience in Assurance mapping initiatives, successfullyimplementing an assurance map in AstraZeneca Plc. He will share practical lessons fromthis experience to help clarify options & a sensible way forward for those participating.The ideal workshop for those looking to:• Leverage the roles of varying assurance providers (security, audit, finance, procurement& compliance etc.)• Simplify messages to senior management & the Audit Committee• Drive efficiency & effectiveness in assurance• Reduce management “governance fatigue”ROUNDTABLE 10 RULES FOR AUDITING CYBER SECURITY, PROTECTING DATA &INFORMATION SECURITYLed by: Ms. Valerie Jenkins, CIO, Zurich Insurance Company - Republic of South Africa; Dr.Eduardo Gelbstein, Adjunct Professor, Webster University, Geneva, Former Advisor, UN Board ofAuditors & Former Director, UN International Computing Centre - Switzerland• How are identities stolen?• Database theft, why is it popular - how do you spot it• Does employee monitoring work?• Successful strategies for dealing with fraud• Methodologies for security reviews• Network discovery - what’s wide open on your network?• Best practice information security - what really matters?• Predicting where cyber fraudsters will hit, & how• Human factors versus technical & physical controls• Prevention or cure?16:30 AFTERNOON COFFEE BREAKKEYNOTEINTERACTIVE WORKSHOP WITH SCENARIO16:50 THE AFRICAN CEO VIEW ON AUDIT, GOVERNANCE & CORRUPTIONMr. Jim D. Best, Chairman & Chief Executive Officer, Kalahari Energy – Botswana17:20 AUDITING RISK MANAGEMENT OF TOP THREATS TO REPUTATION & SECURITY FOR NATIONS VISITING INTERNATIONAL EVENTS SUCH AS LONDON 2012 AND OTHERSPORTS EVENTSExercise ‘Count the Cost’ - the workshop teams have two challenges:• Auditing risk management of top threats to reputation & security for nations visiting international events such as London 2012 & other sports events.• Policy recommendations on Audit, Risk Management & Governance for international event attendance by their countryTechnical briefing: Characteristics of catastrophic risk formation, impact & consequences; Reputation, cyber & physical security risk management; Quantification & simplificationof top risks: catastrophic risk management for auditors; Overview of London 2012 & issues for risk managementChoice of Questions for Workshop Teams:1. Defining & maintaining a Top Risk Register for international events2. Are global corporations sustainable as good neighbours during top risk events?3. Evaluating the effectiveness of the scope of Top Risks identified by a nation or a company4. Testing sustainability of the entity & its human capital under top risk scenarios: past case examples aviation terrorism, militia style attacks on cities & government targets5. Evaluating improvements over specified phases in catastrophic risk management by nations & companies6. Quick tests based on near real time information flows, decision making under stress & interactions with media7. Financial assurance based on turning risk factors on or off - intended & unintended consequence assessmentDr. Sally Leivesley, Newrisk Limited London, Advisors to Governments and Companies on Catastrophic Risk, Continuity and Security - UKDr. Leivesley, PhD Lond.,MSPD, BA(Hons) Qld., FICPEM,FRSA,MACE, Managing Director, Newrisk Limited London, Advisor to Governments and Companies on Catastrophic Risk, Continuity and Security; advice on public protection and securityfor international news media BBC/BskyB/ USA and European news during extreme threat events. www.newrisk.com18:10 CLOSE OF DAY18:30 BEACH BRAAI ALONG THE DURBAN BEACHFRONT *Please note that confirmation & details of all networking functions are still provisional at this stage.Audit Directors’ Roundtable AfricaFriday 13th August 2010Held Under The Chatham House Rule, The Ultimate ‘Hands On’ & Proactive Benchmarking Environment to Re-Inspire & Develop Your Audit StrategyLed by:• Mr. Livhuwani Ronald Phume, Head of Internal Audit, Government EmployeesPension Fund (GEPF) - Republic of South Africa• Mr. James Paterson, Recently Chief Internal Auditor, Astra Zeneca - UK• Mr. Ross Fraser, Senior Consultant Internal Audit & Integrity, Angolan CustomsService (Alfandegas) - Angola• Dr. B. E. Ndungu, Group Security and Risk Manager, RIOZIM LIMITED - ZimbabweTimings: 08:30 Coffee; 09:00 Start of Roundtable; 10:30 Break; 12:30 Lunch;14:45 Close of RoundtableNEW for 2010, the Audit Directors’ Roundtable is the unrivalled benchmarkingforum for open & interactive discussion on the hottest & most critical challenges inaudit & governance challenges. It is the ultimate chance to gain inspiration &insights from experts & peers - held under The Chatham House Rule. TheRoundtable is the best place for heads of audit from all corners of the world todiscuss key challenges & strategy with peers to develop team expertise &professional skills, as well as to advance debate & approaches for the audit & anticorruptioncommunity at large. The focus is on roundtable discussions & groupwork, with sessions facilitated by established practitioners. You will meet globalaudit leaders & network with professionals who face a similar set of challenges asyou in a ‘hands on’, proactive & inspirational environment.REFOCUSING THE INTERNAL AUDIT FUNCTION: DOING MORE WITH LESS TOREDUCE AUDIT CYCLE TIMES & COSTLY AUDIT PROCESSES -TOP TIPSQUESTION & ANSWERS• How can you transform your audit function with limited resources?• Transferable & practical ‘take-aways’• Leadership and influencing challenges - practical ways to address• Technology to help you exceed expectationsHeld Under The Chatham House Rule - No press are permitted. The entire sessionwill be conducted as a ‘closed doors’ session, allowing participants to discuss reallife information security incidents & benchmark proven & possible approaches.Key topic areas of focus - will be determined by the input of participantsbeforehand & a briefing document will be distributed in advance to allowparticipants to fully contribute in the honest sharing of ideas.Interactive layout - the seating will be in true roundtable style - that is ‘horse-shoe’shape & no PowerPoint slides will be used (flipcharts only) - to allow for a moreintimate, progressive & open exchange unobstructed by microphones & distance.Notes from the session - each session has a dedicated ‘note taker’ who willwrite up discussion outlines & conclusions for distribution to all roundtableattendees following the event.