Subject Title - INSETA

8. The two main requirements of giving advice are:a) ensuring the client trusts youb) establishing suitabilityc) keeping a record of adviced) b) and c)9. The advertising principles in the General Code include the following:a) Performance Data must include references to their sourceand dateb) Illustrations, forecasts or hypothetical data must showdependence on performance of underlying assets or variablemarket forces, where applicablec) A warning statement about risks involved in buying or sellinga financial product, must clearly be identified as a warningstatementd) All of the above10. When a client wants to terminate an agreement, a provider:a) may, after referring it to the compliance officer, allow arequest from a client for voluntary termination of anagreementb) must, request reasons from a client for voluntary terminationof an agreementc) must, with immediate effect, allow a request from a client forvoluntary termination of an agreementd) a provider is under no obligation to consider such a request172 © INSETA - Section 1 12a